DEMOCRACY IN IRAQ
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Please cite as:
Isakhan, B. (2012). Democracy in Iraq: History, Politics,
Discourse. London: Ashgate.
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Democracy in Iraq
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History, Politics, Discource
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BENJAMIN ISAKHAN
Australian Research Council Discovery (DECRA) Research Fellow,
Centre for Citizenship and Globalization, Deakin University, Australia.
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© Benjamin Isakhan 2012
All rights reserved. No part of this publication may be reproduced, stored in a retrieval
system or transmitted in any form or by any means, electronic, mechanical, photocopying,
recording or otherwise without the prior permission of the publisher.
Benjamin Isakhan has asserted his right under the Copyright, Designs and Patents Act,
1988, to be identiied as the author of this work.
Published by
Ashgate Publishing Limited
Wey Court East
Union Road
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Surrey, GU9 7PT
England
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Ashgate Publishing Company
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British Library Cataloguing in Publication Data
Isakhan, Benjamin, 1977Democracy in Iraq : history, politics, discourse. -- (Law,
ethics and governance)
1. Democracy--Iraq. 2. Democracy--Iraq--History.
3. Democracy--Religious aspects--Islam. 4. Iraq-Politics and government.
I. Title II. Series
321.8’09567-dc23
Pr
o
Library of Congress Cataloging-in-Publication Data
Isakhan, Benjamin, 1977Democracy in Iraq : history, politics, discource / by Benjamin Isakhan.
p. cm.
Includes bibliographical references and index.
ISBN 978-1-4094-0175-9 (hardback) -- ISBN 978-1-4094-0176-6 (ebook)
1. Democracy--Iraq--History. 2. Iraq--Politics and government. 3.
Islam and state--Iraq. I. Title.
JQ1849.A91I73 2012
320.9567--dc23
ISBN 9781409401759 (hbk)
ISBN 9781409401766 (ebk)
2012007263
Printed and bound in Great Britain by the
MPG Books Group, UK.
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Contents
A Note on Translation and Transliteration
Prelude: In the Beginning
Acknowledgements
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Introduction
Democracy in Iraq
Critical Theory, Orientalism and the Democratic History of Iraq
Discourses of Democracy
The Discourse of Western Democracy
The Discourse of Oriental despotism
Conclusion
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Democracy in Ancient Iraq
The Political Signiicance of Ancient Iraq
Ancient Mesopotamian and Middle Eastern Democracies
Conclusion
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Islam and Democracy in Iraq
Islam and Democracy?
Democracy in Early Islam: The Prophet Muhammad and the
Rashidun Caliphs
Islamic Bureaucracy, Theology and Philosophy in Iraq
Conclusion
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Discourses of Democracy in Colonial Iraq
Beyond Colonial Discourse
A Fledgling Public Sphere
Conclusion
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Oppression and Resistance in Post-Colonial Iraq
Re-thinking Post-Colonial Iraq
State Propaganda and the Discourses of Democracy
Counter Discourse and Clandestine Opposition
Conclusion
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Occupation and Democracy in Re-Colonial Iraq
The Discourses of Democracy and the Re-Colonisation of Iraq
Elections and the Public Sphere
Civil Rights and Protest Movements
Conclusion
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References
Index
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Conclusion
Salvaging Democracy From Discourse
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Introduction
Levine 2004: 22
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The events in Iraq do create opportunities to examine democracy, power, tyranny,
military force, cultural differences, law, civil liberties, Islam, Christianity, economic
development, and even human nature. We ought to understand these issues,
because they arise in our own lives and communities; because they are intrinsically
interesting and morally serious.
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Democracy in Iraq
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On 7 March 2010, the sun rose over the city of Baghdad much as it had since
the dawn of human civilization. As the call to prayer rang out across the city,
the seven humble families of one particular apartment block in Karkh1 (Western
Baghdad) went about their usual morning rituals: the devout among them prayed,
the children stirred and played games, the women prepared breakfast for their
families, and the men completed the irst of their morning chores. However, today
was no ordinary day. Today was the day of Iraq’s latest round of national elections.
Today held the promise of moving Iraq beyond the violence and trauma of the
US-led occupation, beyond the 35 years of Baathist oppression, and beyond the
succession of largely ineffective governments that had ruled over Iraq since its
creation by the British in the 1920s. For these seven families – and indeed for all
Iraqis – today represented an opportunity to ponder these hardships and to elect
a government that might represent the needs and interests of the heterogeneous
Iraqi population and deliver them a more stable, secure and democratic future. The
residents of the small apartment block in Karkh were thus more relective than usual.
Sadly, this mood of quiet contemplation was soon shattered. At around 7am a
deadly explosion tore through the building. In an instant the place these families
called home had transformed into a pile of rubble, pinning them under the weight
of the twisted debris. Neighbours and friends rushed to the scene and were soon
joined by rescue teams and ambulances, all searching for survivors. Tragically,
four innocent Iraqi civilians were killed in the explosion and seven others were
badly wounded. Seeing the bodies of their friends and family lying prostrate and
bleeding on the street, the women embraced the limp and lifeless bodies, tears
streaming down their faces as they wailed with grief. The men, overwhelmed with
sorrow, beat their heads with their hands and fell to the ground. The people in the
1 The story of this household in Western Baghdad is taken from an article written by
Qassim Al-Hili and published in the Iraqi newspaper Al-Sabah (The Morning) (Al-Hili,
2010).
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crowd shifted awkwardly on their feet, unsure of where to look or how to help
as another tragedy unfolded in Iraq. Gradually, the survivors pulled themselves
together and said their goodbyes to the dead, making the appropriate arrangements
for the bodies to be sent to the local mortuary.
Remarkably, these seven grief stricken families were still determined to vote.
They began searching through the rubble in the hope of inding their oficial
documents so that they could proceed as planned to the nearest polling station.
Once they had the documents, they set out together on foot, walking for miles
before lining up and then placing their ballot paper in the plastic tubs provided.
Among them were Abu Nour and his wife Um Nour who had lost two of their
children in the blast. Relecting the bravery of the Iraqi people, as well as their
determination to create a more democratic future, through her tears Um told
reporters that she knew there were ‘still terrorists supplied by actors who are
against the success of democracy in Iraq. We pay with our blood and our children
to sacriice for our nation which is our salvation and our home’ (Um Nour cited in
Al-Hili 2010). Despite his pain, her husband agreed:
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This process must have sacriices … I was chosen by God to be one of those who
sacriice pure blood to enable the right way and state-building which are sought
by all good people in this country and the sacriices are required … But our
response [to the terrorists] was greater because we bid farewell to our martyrs
and then we went to the polls to say ‘yes to Iraq and no to all its enemies’ (Abu
Nour cited in Al-Hili 2010).
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In total, around 11.5 million Iraqis joined with Abu and Um in saying ‘yes to Iraq
and no to all its enemies’ by taking part in the 2010 elections. Although the security
clamp-down had left the streets of the nation eerily quiet in the lead up to the vote,
this soon changed as scores of Iraqi citizens – men and women, young and old,
Sunni and Shia, Kurd and Arab, Christian and Muslim – illed the streets with
their chatter and excitement. Some had arrived early and now paraded their purple
ink-stained index ingers to the growing crowds; others arrived later, preferring to
wait in the long queues as a sign of their solidarity and to discuss politics, religion
and football with their friends and fellow citizens. Like Abu and Um Nour, each
had their own tragic story to tell of war, loss and oppression, and each was acting
in deiance of the violence and chaos of post-Saddam Iraq, ignoring the bloodcurdling threats issued by various insurgents and terrorist networks.
However, these were not the irst successful elections to have been held in
Iraq since the US-led invasion and occupation began in 2003. Just over 12 months
earlier in January 2009, Iraq witnessed relatively free and fair elections for 14
of Iraq’s 18 provincial councils.2 These elections were preceded by a series of
democratic elections and a referendum that were held throughout the nation in
2005. These included the January elections which saw some 8.5 million Iraqis vote
2 The remaining four Kurdish provinces held separate local elections in July of 2009.
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to nominate a national assembly which went on to draw up the Iraqi constitution. A
draft of the constitution was then circulated to the citizens of Iraq via the nation’s
diverse media sector before they gave their verdict in a nationwide referendum in
October. This time their ballot paper posed a simple question printed in both Arabic
and Kurdish: ‘Do you support the draft constitution?’. Approximately ten million
Iraqis answered this question and, despite some opposition, the overwhelming
majority replied in the afirmative. With the constitution oficially accepted, the
Iraqi people went to the polls for the third time in December 2005 when 11 million
Iraqis elected their own government.
The series of democratic elections that have occurred throughout Iraq since 2005
have attracted the attention of scholars, foreign policy pundits and journalists from
across the political and ideological spectrum. While such coverage is critiqued and
problematized throughout this book, it is worth noting here that, for the most part,
coverage of Iraq since 2003 has emphasized horriic violence through depictions
of suicide bombings, kidnappings, mortar attacks, improvised explosive devices,
sectarian hostility and the threat of all-out civil war. One might argue that the
tendency of the ‘Western’3 media, academics and other commentators to focus on
the daily atrocities of post-Saddam Iraq has largely obfuscated the positive political
developments and seen successful stories of Iraq’s ledgling democracy buried
beneath a seemingly endless reel of bloodshed and chaos. Where attention has
been paid to the political landscape in Iraq it has tended to privilege disagreements
and disunities among Iraq’s myriad ethno-religious factions over the complexity
of Iraqi politics and the highly inclusive and progressive nature of the democratic
deliberations being conducted.
Much of the coverage has also argued that Iraq simply lacks the social and
political prerequisites necessary to build towards democratic forms of governance.
For example, only months after the relatively free and fair elections of 2005, USA
Today published an editorial by former US army oficer, Ralph Peters, in which he
discussed his concerns about Iraq and expressed his opinion as to why democracy
would not take root there. It is worth citing at length:
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Iraq is failing. No honest observer can conclude otherwise. Even six months
ago, there was hope. Now the chances for a democratic, uniied Iraq are
dwindling fast … Iraq still exists on the maps, but in reality it’s gone. Only
a military coup – which might come in the next few years – could hold the
artiicial country together … Yet, for all our errors, we did give the Iraqis a
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3 The use of the terms ‘West’ and ‘East’ throughout this project is in itself problematic
given that it relies on a Eurocentric vision of the world. Unlike the terms ‘North’ and ‘South’
which have a clearly deined geographical boundary in the equator, the terms ‘East’ and
‘West’ are ideological, originating in Europe to divide the Eurasian landmass between the
European or ‘Western’ world and the Asiatic or ‘Eastern’ world. Despite their Eurocentric
origin and their geographical inaccuracy, these terms remain in common parlance and will
be used throughout this book.
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unique chance to build a rule-of-law democracy. They preferred to indulge in
old hatreds, confessional violence, ethnic bigotry and a culture of corruption. It
appears that the cynics were right: Arab societies can’t support democracy as we
know it. And people get the government they deserve. For us, Iraq’s impending
failure is an embarrassment. For the Iraqis – and other Arabs – it’s a disaster the
dimensions of which they do not yet comprehend. Iraq was the Arab world’s last
chance to board the train to modernity, to give the region a future, not just a bitter
past. The violence staining Baghdad’s streets with gore isn’t only a symptom of
the Iraqi government’s incompetence, but of the comprehensive inability of the
Arab world to progress in any sphere of organized human endeavour. We are
witnessing the collapse of a civilization (Peters 2006).
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On the one hand, balanced assessments of the deep-seated and intractable
problems that Iraqi democracy faces along with an open acknowledgement of
the failures of the US occupation and the Iraqi government are welcome. On the
other, it is instructive to note how often assessments like Peters’s seek to connect
such concerns to a series of widely held assumptions about Iraq’s political history
(or, more broadly, that of Arabs or Muslims). For Peters and those of his ilk,
whatever problems Iraqi democracy faces, they are not the fault of the invading
and occupying forces of the West, nor of the political system they tried to install,
but indicative of the backward and barbaric nature of the Iraqi people. Not only
is Iraq ‘failing’ but, even when offered a way out in the form of democracy and
freedom, Iraqis prefer ‘to indulge in old hatreds, confessional violence, ethnic
bigotry and a culture of corruption’. Arab society as a whole has not only missed
the ‘train to modernity’ and failed to ‘progress in any sphere of organized human
endeavour’, it is also incapable of supporting ‘democracy as we know it’. Arabs
are locked inside an anti-democratic cage built by their own ‘culture’, their ‘bitter
past’, and their ‘civilization’.
The central argument of this book is that not only are such notions remarkably
common in discussions of the entire effort to bring democracy to Iraq, but also that
they are – sometimes unwittingly, sometimes deliberately – couched in a series of
very old ideas about the supposed political divide between East and West. This
divide relies on a distinct dualism: the West is seen as having a unique inclination
towards democracy, it tolerates diversity and opposing points of view, it encourages
innovation and excellence, and it supports freedom, equality and the rule of law.
Paradoxically, the East purportedly is driven by impulses that give way to vice and
violence, that rely on stagnant traditions and out-dated modes of culture, that limit
freedom and expression, and that give rise to unimaginably cruel tyrants who rule
by fear, oppression and bloodshed. These are, of course, overly simplistic ways of
looking at both the political history of the Occident and the Orient. Not only do
they reduce rich and complex histories to a storybook narrative, but they routinely
ignore the myriad places and times in which the West itself has acted oppressively
and tyrannically, while the East has practised tolerance, cooperation and the rule of
law. Repeated and recycled with little critique, this simple dualism has amounted to
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an intellectual orthodoxy that helps explain away complex realities: the West has a
duty to spread democracy among the uncivilized ‘lesser breeds’ but the project is
futile because the East is trapped in an unescapable web of barbarism and bellicosity.
The aim of this book is to demonstrate the myriad ways in which – despite all
its obvious laws and inherent racisms – this dichotomy has been brought to bear
on discussions of the complex political history of Iraq. It then seeks to expose
the manufactured and arbitrary nature of this false dichotomy by examining
Iraq’s long and complex history of struggling towards egalitarianism, collective
governance and democratic reform. From ancient Mesopotamian assemblies,
through Islamic philosophy and doctrine and, despite foreign interference and
autocratic tyrants, Iraq has a democratic history of its own. This alternative history
of Iraq forces us to acknowledge that democracy is not ‘ours’ to give to the Iraqis;
it is a dynamic system of governance underpinned by virtues of justice, equality
and liberty. Virtues that the people of Iraq (or Arabs or Muslims) have at least as
much historical claim to as anyone in the West.
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Critical Theory, Orientalism and the Democratic History of Iraq
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In order to challenge this intellectual orthodoxy and to unearth the democratic
history of Iraq, however, this study must irst come to terms with a body of
scholarship referred to here as critical theory. For Max Horkheimer, such critical
theories set out to challenge ‘The world that is given to the individual and which
he must accept and take into account’ and is therefore ‘wholly distrustful of the
rules of conduct with which society as presently constituted provides each of its
members’ (Horkheimer 2007 [1937]: 350, 352). In other words, critical theory can
be seen to involve the questioning of ideologies – that nexus of received wisdoms,
beliefs, values and attitudes inherited from the world around us. In critical theory,
these ideologies are scrutinized in order to highlight the assumptions that underpin
their claims to truth, their processes of inclusion and exclusion, their relation to
other ideological positions and assumptions, and the problematic nature of their
universal application.
Arguably, the most inluential example of this kind of ideological critique is
Karl Marx’s4 body of work relating to the rise of capitalism. Here, Marx proposed
a radical new approach to history, focusing on the ways in which the ruling elite
sought to justify and maintain the imbalances that came with capitalism by making
capitalism itself appear as a legitimate mode of production (Marx 1977 [1887]-a,
1977 [1887]-b). As Marx and his long-time collaborator, Freidrich Engels, articulated
elsewhere, the ruling elite were successful in doing this because,
4 It is worth noting here many of the scholars discussed here like Marx, Gramsci and
Foucault also relied heavily on Orientalist stereotypes throughout their work. This problematic
legacy in the Western humanities and social sciences – and especially its consequences for
thinking about the history of democracy – is examined in detail in Chapter 1.
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The ideas of the ruling class are in every epoch the ruling ideas: that is, the
class which is the ruling material force in society is at the same time its ruling
intellectual force … In so far, therefore, as they rule as a class and determine the
whole extent of an epoch, it is self-evident that they do this in their whole range
and thus, among other things, rule also as thinkers, as producers of ideas, and
regulate the production and distribution of the ideas of their age: thus their ideas
are the ruling ideas of the epoch (Marx and Engels 1974 [1846]: 64).
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By propagating these ‘ruling ideas’ the elite are also able to establish a certain
degree of consent from the masses. In other words, as Antonio Gramsci put it,
cultural hegemony is achieved when otherwise ordinary ideas are repeated and
recycled to such an extent that they become what everybody knows, but few dare
to question (Gramsci 1971 [1929–1935], 1978 [1921–1926]).
Perhaps the best application of this critical-theoretical approach to political
history and political discourse is found in the work of Michel Foucault. Throughout
his work, Foucault developed a model of history which ‘breaks off the past from
the present and, by demonstrating the foreignness of the past, relativizes and
undercuts the legitimacy of the present’ (Poster 1984: 74). To do this, Foucault
attempted to move the debate over issues of power away from the hegemonic
proliferation of dominant ideologies (or ‘ruling ideas’), towards a more complex
understanding of the constituent layers of power (or ‘discourses’) which crisscrossed the social world. Foucault was able to demonstrate that these various
discourses converge to provide a given society a particular view of the world
(or ‘episteme’) which can unwittingly be underpinned by discontinuities and
distortions that are embedded within the discourses themselves (Foucault 1970).
Despite its potential to be grievously lawed, each successive episteme both drives
and uniies intellectual production and thereby constitutes itself as the legitimate
and righteous view of the world (Foucault 1981, 1991 [1979], 2005 [1969]). In
this way, overly simplistic and often erroneous ideas – such as the suggested
incompatibility of democracy with Iraqi / Arab culture or the Islamic religion –
are fed into the complex matrix of political, social and cultural discourses that
surround us. They are taught in the classroom, they form the plotlines of comic
books, novels and cinema blockbusters, they are repeated by journalists in the
nightly news, and are used by politicians and pundits to justify imperial expansion
and epic wars.
Another seminal theorist, Jacques Derrida urged us to ‘deconstruct’ such
discourses by paying close attention to the binary oppositions that underpin ideology
(Derrida 1973 [1967], 1976 [1967], 2003 [1967]). For Derrida, these binary
oppositions help to make sense of the world by reducing complex phenomenon to
an austere and overly simplistic set of polar opposites that are generally thought
to be at odds with each other such as ‘good v. evil’ or ‘Occident and Orient’. The
process of deconstruction is irst to expose these binary oppositions, to establish
their inherent contradictions, marginalities and structured silences and then to
challenge the lineage of discourses on which they are premised. This project
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seeks to expose the assumptions that underpin the binary opposition between the
West’s alleged tendency to democracy and the East’s proclivity for violence. By
deconstructing the binary oppositions inherent in such assumptions it becomes
possible to demonstrate that, not only do they privilege generalizations over
nuance and depth, but also that they are based on suppositions and false dualisms
about the politics of both the East and the West.
Arguably the most erudite example of this critical–theoretical approach to the
binary between East and West is the work of Edward W. Said (Said 1979, 1981, 1994
[1993]). In his seminal Orientalism,5 Said deconstructed an astounding number of
academic, bureaucratic and literary texts from the Colonial period. What he found
was that the Colonial period had seen the West (or more speciically the European
Colonial powers) approach the East (and here Said focuses on the Arab world) with
a sense of superiority – intellectually, politically, culturally and militarily. This sense
of superiority not only permeated an entire episteme of interdependent discourses,
institutions and practices in Europe, but also served to create an ideological fantasy
that bore no relation to the reality and complexity of Middle Eastern society – its
myriad of cultures, religions, peoples, customs, and histories.
This Orientalist fantasy served to homogenize, demonize and stereotype
the Middle East according to fairly reductive and negative terms, such that the
Oriental was viewed as the ‘other’. During the nineteenth century this creation
of the ‘other’ transformed from loose assumptions and general ‘ideas about the
Orient – its sensuality, its tendency to despotism, its aberrant mentality, its habits of
inaccuracy, its backwardness – into a separate and unchallenged coherence’ (Said
2003 [1978]: 205). Clearly the unquestioned tendency to view the people of the
Orient as deicient and inferior ‘others’ served the Colonial agenda and its practice
of continuing to dominate and control sections of the East. The ideological fantasy
of Orientalism had the effect of marginalizing or, more accurately, silencing, the
histories and cultures of these ‘others’. Said concluded that the people of the Orient
have been ‘rarely seen or looked at; they were seen through, analyzed not as citizens,
or even people, but as problems to be solved or conined or – as the Colonial powers
openly coveted their territory – taken over’ (Said 2003 [1978]: 207).
Central to Orientalism was therefore a binary opposition between an assumed
Western superiority and Eastern backwardness. As is argued in Chapter 1, this
dualism is indicative of a particular sub-set of the Orientalist fantasy on which
studies of the political history of both the Orient and Occident have so often
relied; that of Western democracy and Oriental despotism. These discourses of
democracy have a parallel history that can be traced back through the Western
scholarly canon. From the time of the ancient Greeks, through the Crusades, the
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5 It should be noted here that while Said’s Orientalism is widely recognized as an
unprecedented breakthrough in understanding and critiquing Western conceptions of the
non-European world, it was somewhat pre-empted (and paralleled) by the work of several
scholars (Abdel-Malek 1963, Alatas 1977, T. Asad 1973a, 1973b, Grossrichard 1998
[1979], Jameelah 1971, Tibawi 1964, Turner, 1978).
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Reformation and the founding of modern representative democracy, most scholars
have contributed to our belief of the West as unique in its propensity for democratic
governance and the East as simply incapable of such an advanced political
system. Continuing through the eighteenth, nineteenth and twentieth centuries
such discourses achieved the status of a received wisdom, they proliferated an
ideological uniformity that was rarely critiqued or negated, and they helped
bolster the more ambitious claims of so-called experts on the Orient. However, to
argue that this dialectic belongs to the annals of history severely underestimates
the impact that this discursive lineage continues to have on scholarship, foreign
policy and journalism that concerns itself with the Middle East. As Peters’ opinion
editorial demonstrates, the notion that the Middle East and its ‘culture’, ‘bitter
past’, and ‘civilization’ is somehow antithetical to democracy remains a central
tenet of discussions of the region today.
Said’s work not only encourages us to deconstruct the binaries that exist
between ‘Western democrats’ and ‘Oriental despots’, however, but to move beyond
these by asserting counter-histories free from prejudices and simplistic dualisms.
As Franz Fanon reminds us, ‘Colonialism is not satisied with merely holding a
people in its grip and emptying the native’s brain of all form and content. By a
kind of perverted logic, it turns to the past of the oppressed people, and distorts,
disigures, and destroys it’ (Fanon 2005 [1963]: 210). The task therefore of many
Post-Colonial scholars has been to retrieve the silenced histories that lay behind
the roar of Western power, ‘both in terms of the objective history of subaltern or
dominated, marginalized groups, “counter-histories”, and in terms of the subjective
experience of the effects of Colonialism and domination’ (Young 1995: 58).
In this vein, the study being conducted here also holds up to scrutiny the
notion that the West has a particular penchant for democracy and is therefore more
civilized than the non-European world. This is a central premise of the work of
Post-Colonial scholar Homi K. Bhabha who noted that the guiding discourses of
the modern Western world – justice, democracy, liberty – were created at exactly
the same moment that the West was involved in the tyranny of the Colonial project
(Bhabha 1994, 1995 [1990]). Bhabha elaborates on this point in an interview with
Jonathan Rutherford, where he states that:
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I think we need to draw attention to the fact that the advent of Western modernity,
located as it generally is in the eighteenth and nineteenth centuries, was the
moment when certain master narratives of the state, the citizen, cultural value,
art, science, the novel, when these major cultural discourses and identities came
to deine the ‘Enlightenment’ of Western society and the critical rationality of
Western personhood. The time at which these things were happening was the
same time at which the West was producing another history of itself through
its Colonial possessions and relations. That ideological tension, visible in the
history of the West as a despotic power, at the very moment of the birth of
democracy and modernity, has not been adequately written in a contradictory
and contrapuntal discourse of tradition. Unable to resolve the contradictions
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perhaps, the history of the West as a despotic power, a Colonial power, has not
been adequately written side by side with its claims to democracy and solidarity
(Bhabha 1990: 218).
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Bhabha’s assertion is of particular importance in the context of this work because
he exposes a more sophisticated history of the modern Western world from
the eighteenth and nineteenth centuries onwards. On the one hand, this era of
Western history witnessed a series of social upheavals and political struggles in
Britain, Western Europe and in North America which paved the way for modern,
representative forms of democracy. On the other hand, as Bhabha observes
above, at precisely the same time that the West was confronting its own political
instability and forging states based on egalitarian models of social justice and
representative democracy, it was spreading out across much of the globe in the
quest for resources and power. In other words, while the Western world fought
for a government that acknowledged and responded to the needs of the citizen at
home, it was simultaneously involved in subjugating, capturing, enslaving and, in
many cases, exterminating, the people of the non-Western world.
This points to the need for a more complex view of the political history of
the West, and the arguably more urgent need for a sophisticated understanding of
the political history of the Orient. Behind the constituent layers of Orientalism as
conceived by Said and the fantasies it propagated and projected onto the region is
a complicated heritage. As in the West, there are long periods in which violence
and despotism triumphed and, in other times and places, epochs in which ordinary
people came together to practise forms of government akin to what is today called
democracy. Unfortunately, the notion that democracy could have been practised in
non-Western contexts has been overwhelmingly ignored in traditional accounts of
the history of democracy. Instead ‘the standard history of democracy’ privileges
the keystone moments of Western civilization: the achievements of the ancient
Greeks and Romans, the later development of the British parliament, the American
Declaration of Independence and the French Revolution, and the gradual global
spread of democracy since the end of the Cold War. However, as recent research
has begun to demonstrate ‘there is much more to the history of democracy than
this foreshortened genealogy admits. There is a whole “secret” history, too big,
complex and insuficiently Western in character to be included in the standard
narrative’ (Isakhan and Stockwell 2011: 1).
Drawing on this research and employing a critical-theoretical approach, this
book focuses speciically on the political history of Iraq in order to demonstrate
the nation’s rich democratic heritage. To do so, it is necessary to briely outline
what is meant by the term ‘democracy’ in this context. While there is not space
enough here to document the varied debates and deinitions of democracy that
have been asserted over time, sufice it to say that democracy itself is a complex
and contested concept with little consensus on its precise character or on an exact
deinition (Isakhan 2012b). There are ancient Grecian attempts to understand
democracy, mostly by those who were not in favour of it (Aristotle 1943 [350 BCE],
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Plato 1975 [380 BCE]) and there are accounts by those who witnessed the dramatic
sequence of events that led to the emergence of modern representative democracy
in Europe and America (de Tocqueville 1864 [1835], Paine 1856 [1791]). More
recent times have brought us minimalist empirical deinitions (Schumpeter 2011
[1947]) and an emphasis on certain preconditions, such as economic prosperity
(Downs 1957, Lipset 1971 [1959]), autonomous social classes (Dahl 1971, Lijphart
1977), a certain civic culture (Almond and Verba 1989 [1963]), strong political
institutions (Dahl 1971, Huntington 1968) and the presence of a political elite
who must be determined to see democracy grow and spread (Dahl 2005 [1961]).
Paralleling this literature are various philosophical models detailing what a more
democratic world might look like, including calls for wider participation (Pateman
1999 [1970]), a radical strategy to undermine the hegemony of the Western liberal
model (Laclau and Mouffe 1985) and the need for greater degrees of rationalcritical debate (Habermas 1996 [1992]) and deliberation (Dryzek 2000).
From this corpus it is possible to offer a deinition of democracy that is
both succinct enough to eschew the myriad differences between the empirical
and normative peculiarities of the literature, and at the same time practicable
enough to be applied to the political past. Such a deinition of democracy would
necessarily consist of three fundamental parts. First, any claim to democracy must
be constituted by a group of more or less equal individuals (the citizen body)
who have similar access to certain rights (such as freedom of speech) that come
with parallel responsibilities (such as respect for other opinions). This citizen body
should also be vested with some power to determine key decisions facing their
community (such as how and by whom they are governed). Second, this citizen
body should be governed by a set of laws or norms that serve to both protect
their rights and responsibilities and to hold those in power to account. Finally, for
democracy to work the citizen body must be prepared to do three things equally:
they must contest (offer contrary points of view, join an opposition party); they
must co-operate (accept the result of an election, form a civil society organization);
and they must participate (attend assemblies, vote and get involved in politics).
This study will therefore assess the successes and failures in Iraq’s own
history of democracy by applying the above criteria across ive key epochs
in Iraqi history. In Chapter 2, these criteria are applied to the pre-Athenian
democratic developments that occurred throughout the ancient Middle East from
approximately 3000 BCE to the modern age. Despite the common misconception
that the ancient Middle East was home to a lineage of megalomaniacal kings
and their savage empires, there is evidence that the practices of democracy were
found throughout the region from the smallest city-states to the largest kingdoms.
Chapter 3 analyzes the participatory forms of government and egalitarian social
movements found throughout both the history and doctrine of Islam. From the life
of the Prophet through to the Ottoman era, the history of various Islamic empires
and the teachings of a range of clerics and philosophers reveal a picture very much
at odds with the overwhelming consensus in the West that the religion of Islam
is antithetical to democracy and works against inclusion, diversity and debate.
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Together, these two chapters raise important questions about the discourses of
democracy: they not only illustrate that democracy was at work in the Orient long
before the rise of Athens and the birth of Western civilization, but also that it was
kept alive by the Islamic world as much of Europe declined into the inequity of
much of the medieval period.
In Chapters 4–6, the focus shifts slightly. It builds atop the above analysis to
also examine the extent to which Iraq developed a ‘public sphere’. For Jurgen
Habermas the public sphere is deined as ‘that [which] connects society with the
state and thus has a function in the political realm’ (Habermas 1996 [1989]: 28).
In other words, the public sphere is constituted by those institutions and practices
that engender a culture of open and ‘rational-critical’ debate towards ‘democratic
deliberation’ (Habermas 1987 [1981], 1996 [1992]). These are added here because
the public sphere is usually associated with institutions and practices that were
not known in ancient Mesopotamia or the classical Islamic world. These include
the extent to which rational-critical debate is supported by a robust media sector,
the political landscape is constituted by oppositional parties, and an engaged
civil society is made up of various actors who co-ordinate activities such as mass
protests which agitate for civil rights, air grievances or work towards a more
inclusive political order.
In Chapter 4 these criteria are discussed in relation to Colonial Iraq (1921–58)
and the role that Iraq’s complex media and political landscape played in fostering
an engaged public sphere as the country navigated the thorny issues of nationhood
and occupation under the auspices of British Colonialism and the installed
Hashemite monarchy. Chapter 5 follows with a re-examination of Post-Colonial
Iraq (1958–2003), an era which not only witnessed the ascension of a number
of repressive regimes but also a number of clandestine Iraqi opposition groups
from across various ethno-religious and political divides who began producing
their own media outlets and calling for democratic change. Finally, Chapter 6
focuses on Re-Colonial Iraq (2003–11) following the invasion and occupation
of Iraq by the ‘Coalition of the Willing’. This era has seen an unprecedented
upsurge in oppositional political parties, critical media outlets and virulent protest
movements – from religious clergymen to secular civil society actors – who have
worked together to call for an end to foreign occupation, to rally against corruption
and to demand more democracy. Far from a benighted Iraq prone to Oriental
despotism these three chapters reveal an alternative vision of modern Iraqi history
in which one inds a sophisticated political culture, deeply concerned with the
issue of democratic governance.
Taken together these chapters demonstrate that Iraq has a very different history
to the one with which it is usually associated. Care must be taken not to overemphasize the depth and breadth of these democratic moments in Iraq; participatory
assemblies, egalitarian beliefs and a lively public sphere cannot be taken in lieu
of a robust democracy. As with all Western democracies, which have had their
own problems and inconsistencies – from ancient Greek slavery to modern US
apathy – Iraqi democracy often falls short of the democratic ideal. Nonetheless,
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this alternative account of Iraq’s political history does provide a more complex
lens through which to view Iraq’s past and present. It illuminates a democratic
potential greatly at odds with the lineage of Orientalist tropes and motifs that have
been used to categorize and understand Iraq in the West.
However, this is not the irst attempt to unearth a more nuanced and detailed
assessment of Iraq’s political history. Several studies have revealed that Colonial
Iraq was home to a varied media landscape, a thriving religious and secular
intellectual scene, myriad political parties and movements, and proliic literary and
artistic discourses (Bashkin 2009, 2010, Dawisha 2005a, Wien 2006). Others have
provided unique insights into Post-Colonial Iraq and noted that while a succession
of autocratic leaders sought to control and manipulate the political discourse of
Iraq in order to situate the Iraqi people into a position of forced acquiescence,
they simultaneously gave rise to a virulent culture of resistance and opposition
(Baram 1991, Batatu 1982 [1978], Bengio 1998). Taking more of a longitudinal
approach, there are several excellent studies of Iraq’s political history from the
British Mandate through to the fall of Saddam (Marr 2004 [1985], Stansield
2007, Tripp 2007 [2000]). These include those which have offered a more detailed
examination of the cultural formations and intellectual life of Iraq with particular
emphasis on the literary, intellectual and political cultures which have openly called
for Iraq’s liberation and discussed the possibilities for a cohesive and democratic
future (Al-Musawi 2006, Davis 2005b, Dawisha 2009).
Despite the strength and importance of this body of work and its assertion of
a more complex assessment of Iraq’s political culture and history, none of these
studies provide a sustained critical analysis of the discourses which have been
brought to bear on Iraq’s recent democratization. In addition, none of these works
have attempted to problematize and unhinge these discourses by juxtaposing them
against a thorough analysis of the indigenous roots of democracy in Iraq. Another
problem with the aforementioned studies is their narrow historical focus and the
virtual absence of important epochs such as ancient Mesopotamia and the Islamic
period, not to mention the successes and failures of democracy in Iraq since 2003.
Finally, none of these studies provide a discussion of the ways in which Iraq’s
democratic legacy might be used as a tool in re-thinking the history of democracy
and in building, stabilizing and legitimizing democracy across Iraq today. This
project therefore attempts to ill this lacuna by couching modern Iraqi experiences
with democracy in a broader discussion of its rich political history.
In conducting a project such as this there are several key problems and
limitations. First among these is the fact that it is dificult to analyze and discuss
with any sense of inality Iraq’s democracy. At the time of writing, daily reports
from across Iraq continue to document the chaos and turmoil of the nation,
including the grim and complex battles fought between the occupying forces, the
Iraqi security services, various insurgent groups and terrorist organizations, as
well as those between competing ethno-sectarian factions. This is not to mention
the plights of so many ordinary Iraqis (such as the seven families sharing the
apartment block in Karkh) who continue to endure the countless struggles and
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hardships of the post-Saddam era. Furthermore, such violence continues to take
its toll on the democratic process in Iraq which itself is ongoing. Despite the fact
that Iraqis have participated in a series of relatively free and fair elections, seen
parties and governments form and citizens elected to the ranks of Prime Minister
and President, the nation is by no means a stable and robust democracy. The
government, its ministries and institutions are still relatively weak and the basic
infrastructure of Iraq remains well below minimum acceptable standards in much
of the country. Compounding all of this is the fact that the US withdrew all of its
forces at the end of 2011, leaving an uncertain future beyond occupation.
This also raises another limitation of this research project, namely that
studying Iraq – its history, its political culture and especially its current situation
– is decidedly dificult to do from the other side of the world. The various issues,
risks and costs associated with researching Iraq have meant that while this study
includes many primary sources and up-to-date information based on contacts
within Iraq, it also relies on existing secondary information. While it is important
to acknowledge here that such a methodology brings with it certain limitations to
the scope of the study and the inferences it can make, the author has made every
attempt to cite reputable and established works and to cross-reference these against
other materials where available. It is also important to note that this book does
not represent a comprehensive political history of Iraq, if indeed such a thing is
possible. This book is a deliberately potted history, emphasizing those moments in
Iraqi history when people engaged with democratic principles, ideas and practices.
Finally, determining whether or not Iraq will become a robust and stable
democracy is beyond the scope of this study. This book is about the ways in which
Iraq and its democratization have been constructed according to certain discourses
which have for so long underpinned Western understandings of the Middle East.
In addition, this project is also about scrutinizing these discourses and closely
examining the assumptions on which they are based by re-examining the long and
rich political history of Iraq. In the interest of establishing a stable and democratic
Iraq, this book concludes that the democratic history of Iraq might be used as a
powerful political and discursive tool where the Iraqi people may come to feel a
sense of ownership over democracy and take pride in endorsing it. This could go a
long way towards mitigating the conlicts across the nation and in stabilizing and
legitimating its democratic order. This book therefore argues that there is much
scholarly work left to be done in order to broaden the narrative of democracy and
move beyond the overly simplistic framework provided for us by the discourses of
Western democracy and Oriental despotism. By asserting alternative histories and
emphasizing their democratic potentials, a step is taken not only towards a more
nuanced picture of Iraqi politics per se, but also towards salvaging the utopian
promise of democracy from the intersecting discourses which have constructed
it for us.
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