MAGAZINE
July .
August .
September .
2018 .
Vol. IV .
No. IV .
Is the ‘ASEAN Way’ the Way to
ASEAN Security?
by Dr. Rizal G. Buendia
The European Court of Human Rights and the Armed Conflict: The
case of Nagorno-Karabakh
by Dr. Najiba Mustafayeva
The Proxy Warfare in Syria by Dr I. Aytac Kadioglu
Established in 2010
Chairman
Ozgur Tufekci
Executive Editor
Rahman Dag
Eurasian Studies
Maria Tran
South Asian Studies
Sharifullah Durrani
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Conflict and Peace Studies
I. Aytac Kadioglu
Middle Eastern Studies
Rahman Dag
Research Assistant
Faruk Dundar
Research Assistant
Furkan Sahin
VOL. 4 - NO. 4
|
2018
POLITICAL REFLECTION
“ADVANCING DIVERSITY”
Contents
pp. 30 - 33
pp. 22 - 28
JULY
AUGUST
SEPTEMBER
04 - 05….……….
World News
by Furkan Sahin
06 - 09….……….
Changing Dynamics of Democracy
by Dr. Rahman Dag
10 - 13….……….
The Proxy Warfare in Syria
by Dr I. Aytac Kadioglu
16 - 20….……….
The European Court of Human Rights
and the Armed Conflict:
The case of Nagorno-Karabakh
by Dr. Najiba Mustafayeva
22 - 28….……….
The Role of Public Opinion in Foreign Policy
by Dr. Sharifullah Dorani
30 - 33….……….
Understanding Italy’s Migrant Rebuttal:
Is It More Than Just Xenophobıc Grievances or a
Burgeoning Alt-Right Movement
by Maria Tran
36 - 39….……….
Is the ‘ASEAN Way’ the Way to ASEAN Security?
by Rizal G. Buendia
pp. 06 - 09
WORLD NEWS
By Furkan Sahin
Turkey’s Election Board (YSK) declares Recep Tayyip
Erdoğan as a winner
Earlier on Monday, Erdoğan declared his victory in
both Turkey's presidential and parliamentary
elections. He succeeded to surpass %50 of the
vote in presidential election (%52’59) and his
ruling Justice and Development Party (AK Party)
obtained 42.4 percent of the vote counted.
This historical election is a beginning of new realm
as it is the first time election following changing
administrative system from parliamentarian to
presidential system. Now he will be head of
executive power but could not get majority of the
seats in the national assembly. Therefore, he has
to make concessions in case of need of crucial
laws to make. 25.06.2018
Assassination attempt to Zimbabwe’s President
Mnangagwa
Zimbabwe's government says an explosion on
Saturday is an assassination attempt to President
Emmerson Mnangagwa, who was holding a
campaign at a stadium.
As the state-run Herald newspaper reported, the
President escaped injuries, but at least eight
people were injured in the explosion.
Emmerson Mnangagwa, the president of
Zimbabwe, has called for peace, love and unity
hours after this bomb attack.
23.06.2018
Historical meeting between Kim and Trump
Donald Trump and Kim Jong-un have become
the first US president and North Korean leader
to meet since the Second World War. It is
reported that in exchange of removing all
nuclear
weapon
projects,
USA
will
economically support the North Korea.
North Korea has been a focal point of the
power struggle between China-Russia and the
USA.
After signing a "comprehensive"
document, fate of this power struggle might change the direction towards the USA’s favour. Possible reintegration of South and North Korea will consolidate the USA’s position in the South Asia.
This agreement is also serving a national purpose for Trump Administration. Comparing with the nuclear
agreement with Iran which Obama signed, this one bases on removal of all nuclear capacities rather than
halting it for some time. 12.06.2018
04 | Issue 16 | Political Reflection Magazine
World News
Greece and Macedonia sign agreement on a name
change
Greece and Macedonia signed an historic
agreement to rename the latter as the Republic of
North Macedonia. With this agreement it is aimed
to end a dispute that has affected relations
between the two countries for decades. Although
there are some protests in both countries, it might
be a fundamental development for good bilateral
relations and applying for EU Membership of
Macedonia. 17.06.2018
Trump refused to join G7 summit statement
The G7 summit has ended in acrimony, with US
President Donald Trump abandoning the joint
statement. This event cannot be explained with
Trudeau’s statements. There are plenty of global
issues triggering challenges among developed
states. Therefore, It has become a sort of G1 vs G6
because not only tariffs but also Iran Nuclear
agreement, rising taxes taken from steel and steel
-made productions, migration policy and NATO
have discussed behind the scene. 10.06.2018
Israeli Prime Minister Benjamin Netanyahu: Iran
continued “secret nuclear programme”
Netanyahu gave a presentation which is claiming
to have concrete evidence of the "secret
programme".
He claimed that Iran persisted on continuing its
nuclear programme after the nuclear deal. Also he
blamed Iran on hiding files related to its nuclear
programme. His speech came after efforts by
the Trump administration to cancel, or at least
renegotiate, the 2015 nuclear pact signed
between Iran and the US, France, Russia,
Germany, China, the UK and the European Union.
01.05.2018
Israeli air strikes kill Palestinians at Gaza border
Tens of Palestinians have been killed and
hundreds of them have been injured by
Israeli forces since beginning of the Land Day
protests.
The mass protests, called "the Great March of
Return", were organised by civil society groups
and supported by political factions to call for
returning of Palestinian refugees. Israel must end
“unlawful and cruel” attacks against Palestinian.
This is not a defend it’s a seventy years of ethnic
cleansing.
05.04.2018
Political Reflection Magazine | Issue 16 | 05
CHANGING DYNAMICS OF
DEMOCRACY
By Dr. Rahman Dag
Democracy ıs now consıdered to be the best
administrative system in the world. This is
principally is because, with democratic regimes,
there are systemic precautions to prevent rulers
acting in an autocratic manner towards their
people. Also, various aspects of democracy such as
freedom of speech, human rights, individual
liberties, freedom of the media, and minority rights
have been embedded into current democratic
systems and given utmost importance. The way
democracy works actually depends on the axiom
that people will invariably decide what is in their
best interests via “free” elections. Allowing people
to decide for themselves implies that they would
always know what is good for them and so the
06 | Issue 16 | Political Reflection Magazine
results of free elections would bring legitimate
political and social order and prosperity. That is
why democracy was characterised by Abraham
Lincoln as a system “by the people for the people”.
The conceptual picture of democracy is the
ultimate point where most of the human beings
can and should aim to achieve. Therefore, most
nations claim that they have a democratic regime
despite their different institutions and practices.
There is no need for comparisons between
democratic regimes to determine which one is the
most democratic but there is a general consensus
on that western states are those in which
democracy is embedded into their legislative and
By Dr. Rahman Dag
governing systems, culture, and judiciary.
Therefore, the democratic systems prevalent in
those countries offer a fundamental basis from
which to develop criteria that can be used to
measure the levels of democracy elsewhere.
The European continent, which is thought to be
the cradle of democracy, is in crisis because liberal
democracy is now changing towards majoritarian
democracy. The latter is still democracy but from a
liberal perspective, the absolute authority of a
certain identity, which of course consists of a
majority, is not acceptable by definition and even
challenges the essence of the concept of liberal
democracy. Historical experiences in terms of the
development of democracy indeed suggests the
opposite because in certain periods in the past
democracy meant simply extending the ruling
circle and expanding the franchise or giving a
greater number of individuals a voice in decision
making processes. This short paper argues that the
current migration flows from conflict areas to the
western states forces liberal democracies to be
replaced with majoritarian democracies. Up until
now, the development of democracy might have
been characterised as ‘progressive’ but it now
appears to be reactionary (not democratic
opposition but claiming re-dominancy of a certain
identity) and backward-looking as has been seen
historically.
The emergence of the concept of democracy dates
back to the ancient Greek city-states and was
formulated as the rule of the people. However,
what is meant by ‘the people’ and identifying who
they are is problematic because only notables, rich
people, nobles and men were considered and so
only they had to right to engage in politics or in
decision making processes. If neglecting the rest of
the society (women and slaves), it is a ‘perfect’
democracy because every people took
responsibility for political issues. On the contrary,
the history of democracy is full of the struggles of
those who were excluded from the decision-
making process and this can be seen as a
characteristic of the democratization process since
ancient times.
After witnessing the dark and the middle ages, in
the Enlightenment period, human beings were
freed from dogmatic ideas and reactionary
political systems and superseded them with “free
will” which was based on rational thought. In such
a long period of time, this struggle was focused
against political structures identified as absolute
sovereignty which was founded on on religion,
tradition, royal families and feudal structures. By
means of the French Revolution, political rights
were expanded to encompass ordinary French
After wıtnessıng the dark and the
mıddle ages, ın the Enlıghtenment
perıod, human beıngs were freed
from dogmatıc ıdeas and
reactıonary polıtıcal systems and
superseded them wıth “free wıll”
whıch was based on ratıonal
thought.
citizens (mostly bourgeoisie) who fell into the
majority profile of France and a political
philosophy offering equality to every French
citizen. In other words, the French Revolution was
a victory of ordinary French citizens consisting of
the majority against a French aristocracy, nobles
and feudal lords who were a minority. In this
sense, democracy was characterised as the people
who were seen as ‘the ruled’ to have achieved the
same status as the people who were considered as
‘the rulers’. In short, it is the participation of all
people the political process. Regardless of how
one identifies ‘the people’, their preferences
provided legitimacy to the democratic regimes and
the system itself and the leaders who were elected
Political Reflection Magazine | Issue 16 | 07
Changing Dynamics of Democracy
through this system were legitimate because
people freely chose those whose power was
limited by law so that they could not do harm to
their people.
circumstances, a nation’s interest that was
believed to be shared by all people became a
fundamental aspect of national and international
politics.
Following on from this, nationalist ideas suggest
that people who have the same ethnic, cultural
and linguistic characteristics grouped as collectives
which led to a nation-state structure. This
‘sameness’ created a majoritarian democracy so
major identities came to dominate the social
fabric. Political parties representing ordinary
citizens (French, German or American) obtained
power and directly or indirectly disseminated their
dominant ideas throughout their societies. In this
When it comes to the changes in the components
of nations, this majoritarian democracy had to
concede its triumph to liberal democracy which
ties people with legal citizenship rather than
having a certain ethnic or cultural identity. This
was in part as a consequence of the number of
deaths caused by warfare and massive migrations
between nations brought about new concepts in
national and international politics, such as human
rights and multi-culturalism. These changes
elasticized the definitions of particular nations and
their characteristics. This was especially evident in
the international agreements on guaranteeing
human rights and the cultural rights of minorities,
indicating a changing understanding of the
dominant national identities.
Nevertheless, ıt ıs belıeved that
multı-culturalısm has faıled
because those who have dıstınctıve
ıdentıtıes apart from the domınant
ıdentıty, culture, and even relıgıon
have neıther successfully
assımılated nor fully ıntegrated.
regard, it is possible to say that until all people
obtained the right to vote, democracy was
characterised by majoritarian features and this
was consolidated by people identifying themselves
with
particular
nations.
Under
these
08 | Issue 16 | Political Reflection Magazine
From a historical perspective, the concept of
democracy appears to have progressively evolved
from a minoritarian (Greek city-states) to a
majoritarian character and then to liberal
democracy. In the last phase, leaders are not
merely elected and left alone to rule but checked
and influenced by civil society, social groups and
even individuals. In addition, the multi-lingual,
multi-cultural, and multi-identity characteristics of
liberal democracy have dominated the literature
regarding the states, regimes, and democracy.
Each of these characteristics are also allowed to
By Dr. Rahman Dag
take part in both civil society, social groups and
political parties, especially as minority groups
which are expected to be naturally assimilated
within or integrated into the dominant social
culture of certain states.
Nevertheless, it is believed that multi-culturalism
has failed because those who have distinctive
identities apart from the dominant identity,
culture, and even religion have neither successfully
assimilated nor fully integrated. That might not
have been an issue if the numbers of ‘others’ had
not dramatically increased. Therefore, these
distinctive identities, or ‘others’ are now perceived
by many as a threat to the dominant identity and
culture because, since early years of the 21st
century, the numbers of people migrating from
areas of conflict to liberal democratic western
states have increased dramatically. This trend has
encouraged many to think that majoritarian
democracy might claim reinstate its former
dominant position because immigrants are
resisting the dominant identity and culture while
citizenship is the only binding factor keeping
people together despite their differences. That
seems true in legal terms but it is not clear
whether is true from a social and cultural
perspectives.
The aspects of democracy, such as human rights,
high prosperity and the rule of law convince
Gıven the hıstory of democracy
ın the world, lıberal democracy
ıs a perfectly suıtable means
of rulıng for prosperous
countrıes whıch have adequate
resources
to allow them to tolerate
dıfferences.
immigrants that European states are the best
place to migrate to and settle for a new life. Yet, as
long as immigration numbers are higher than that
which the liberal democratic western states can
tolerate, social, economic and cultural reactions of
the natives (those who have major identity) will
change the liberal democratic characteristics of
the Western states for a majoritarian democracy
which only focuses on the interests of the majority
rather than providing certain rights to minorities.
As mentioned before, in democracies people will
decide who is going to lead or which political party
will rule. It means that the liberal understanding
embedded into the western culture and
individuals will change first and consequently
cause a change in power.
Given the history of democracy in the world,
liberal democracy is a perfectly suitable means of
ruling for prosperous countries which have
adequate resources to allow them to tolerate
differences. Otherwise, a majority of the people of
any given state will focus on their own interest
rather than willingly sharing their wealth with
‘others’ who are posing danger for them. There
have been always some people who have altruistic
view for minorities and their identities but this
might not be adequate to prevent rising
majoritarian claims.
Trump’s economic and social policies, and the EU’s
migration crisis are practical examples of these
historical changes because their established liberal
order in economy, culture and politics
demonstrate a massive change. The rising
popularity of extreme left and right wing political
parties in Europe and Trump’s abandonment of
established global economic relations via an
increase in custom duties are examples of such
social and economic changes, respectively.
Rahman DAG, (PhD)
Cesran International,
[email protected]
Adiyaman University,
[email protected]
Political Reflection Magazine | Issue 16 | 09
THE PROXY WARFARE
IN SYRIA
By Dr I. Aytac Kadioglu
It has been seven years sınce the begınnıng of the
Syrian civil war. When the Arab uprisings spread
throughout Syria, it was not thought that the
peaceful protests would turn into one of the worst
human-made disasters since World War II. After
the Assad regime’s security forces shot dead
protesters in southern city of Daraa, the level of
violence has been steadily increased nationwide.
The situation has been even more complicated
when the civil war turned a proxy warfare led by
the most powerful countries in the world. This
paper aims to draw a picture of why and how
proxy warfare occurred in Syria.
formation of new Syria. An expected outcome of
this was the emergence of different projects which
resulted in backing different sub-state armed
groups in Syria.
The coalitions of powerful states caused to change
the map of Syria again and again over the last few
years. While the logic was to demolish a radical
terrorist group at the beginning that helped the
powerful states to battle under the same
umbrella, the characteristics of the coalition
rapidly changed due to the alteration in their
conflict of interest. The rationale behind this can
be the aim to play the leading role in the
Which states support which forces and armed
groups in Syria determined the war in Syria
entirely. On the one hand, the Syrian Arab
Republic’s forces are the security forces of the
Syrian government whose allies are Russia, Iran,
Iraq, China, Cuba and Belarus.1 The Russia-led
coalition mainly aim to keep the Assad regime, and
so the influence of Russia on the Middle East. The
biggest help to Russia comes from Iran which also
10 | Issue 16 | Political Reflection Magazine
The distinction between the opposing forces
stems from the two conflicting ideas on the future
of Syria: countries who support President Assad’s
government, and countries who is against it and
defend that peace can only be achieved if Assad is
removed. These opposing ideas constituted two
major forces: Syrian Arab Republic’s allies and
Syrian opposition forces.
By Dr I. Aytac Kadioglu
follows expansionist policy in the region. On the
other hand, Syrian opposition rebel groups are
consisting of the Syrian Democratic Forces (SDF),
an alliance of Kurdish PYD and Arab forces.
This group called the global coalition against ISIL
which had different sects which later served the
aim of powerful states to consolidate their
influence on different regions of Syria. These
groups are supported by the US, UK, UAE, France,
Egypt, Libya, Saudi Arabia, Jordan, Qatar, Israel
and Israel.2 Turkey supports non-Kurdish factions
in the SDF which are mainly Free Syrian Army
(FSA).3
But, why did these states apply a proxy warfare
strategy? Mumford suggests that proxy warfare
occurs when states or non-state actors admit that
direct intervention in a conflict is financially,
materially or politically too costly, not unavoidable,
unjustifiable, unfeasible or illegitimate.4 The
situation on Syria is not different. The proxy war in
Syria witnesses complicated relationships between
powerful states and insurgencies in which the
Baathist regime and insurgency groups are
becoming increasingly dependent on powers of
global actors.5
The involvement of four states in the Syrian civil
war is critical as they changed the nature of the
conflict entirely: the US, Russia, Turkey and Iran. It
is difficult to argue that there is a consensus within
both sides with regards to strategies and future
plans. The US initially supported the loyal groups
to President Assad through military training and
weapons. Then, the US stopped supporting these
groups and began to provide air and heavy
weapons support to the SDF.6 This means that the
US then officially supported Kurdish terrorist group
PYD to fight against another terrorist group; the
ISIL.7 Since then, the main ally of the US in Syria
have been the PYD. Although the President Trump
ordered an air missile attack to Syria in response to
a Syrian government’s chemical weapon attack
against civilians, this did not change the proxy war
strategy of the US. In addition to this, the US
aimed to establish a peace agreement through the
UN Security Council. However, this peace initiative
was broken by the Russia-China coalition.
Therefore, the US plan to UN Security Council
could not provide a peace resolution. While the
peace plans are not the topic of this paper it is
important to know that both the US and Russia
aim to lead peace negotiations just like their proxy
war strategies.
Russia is backing the Baathist regime since the
beginning of the civil war. As an outcome of this,
the Russian government have been accused that
Political Reflection Magazine | Issue 16 | 11
The Proxy Warfare in Syria
Russian airstrikes directed against non-ISIL rebel
forces –besides the ISIL- who fight against the
Assad government. It is clear that the Russian
government’s objective is to keep Assad in charge.
This in return will keep Russia’s military influence
in the Middle East. Hence, in addition to heavy
weapon and training support, Russia keep
defending to remain the Assad government in
power in peace talks, namely the Geneva and
Astana negotiations.8
Turkey has played key role since the beginning of
the civil war and much before the beginning of the
proxy warfare in Syria. Turkey has always
defended that Assad should go for a peaceful
resolution in Syria. Therefore, Turkey supported
Syrian opposition forces, but not the PYD. Turkey’s
main ally against the ISIL is the FSA. Whilst Turkey
conducted several airstrikes against ISIL targets,
the Turkish government provided weapon support
to the FSA. However, the Syrian civil war is more
critical for Turkey as it shares the longest border
with Syria. As the PKK used northern Syria for their
camps to attack targets in Turkey for a long time,
Turkey’s experience on fighting against terrorism
prioritises to destroy the PYD on northern Syria.
This is in line with the hope of PYD to establish a
federal Kurdistan in the north of Syria.9 Therefore,
Turkey has to fight against both the ISIL and PYD to
secure its borders against terrorism. Turkey’s
direct intervention in Afrin and Idlib were also part
of the plan to end the existence of the PYD in the
region.10 Turkey also play critical role in the Astana
talks with Russia which negotiations excluded the
US and PYD. It can be said that this is Turkey’s
counter-strategy against the US in order to defuse
the PYD as a proxy in the region.
Iran is another supporter of the Baathist regime
which emerged through extensive military aid
through intelligence sharing, military training and
weapon support. Similar with Russia, the Iranian
authorities fight against both moderate and
extremist factions of all opposition forces. As Syria
12 | Issue 16 | Political Reflection Magazine
has been the biggest ally of Iran in the Middle East,
the Iranian government’s main strategy is to keep
the Assad regime and stand with Syria against
Israel and Saudi Arabia which are Iran’s biggest
rivals in the region. This aim also serves Russia’s
goal which result in these two countries take
action against the US and western powers in Syria.
To sum up, the long-standing civil war has caused
half-a-million people to lose their lives and almost
half of the country lost their home and had to
move to another country.11 At the seventh year of
the conflict, terrorist groups are even more
deadly. The fall of the ISIL also did not de-escalate
the conflict. This is mainly because of the fact that
the external support to other insurgency groups
has made them more powerful and resulted in
their claims to establish federal governments in
the areas under their control. It can be said that
unless these conditions do not change, it is difficult
to end the war in Syria and establish a peaceful
resolution in the country.
Dr. I. Aytac KADIOGLU
Research fellow in the School of Public
Administration at the Adıyaman University. He was
a fellow member of the Centre for Conflict,
Security and Terrorism at the University of
Nottingham, from which he holds a PhD in
International Relations. His paper ‘Great Effort,
Little Help? The Influence of Peace Groups
towards Ending Ethno-Nationalist Conflicts’ has
been awarded the best paper by the Ethnicity,
Nationalism and Migration Section of the ISA
Annual Convention 2018.
[email protected]
[email protected]
Notes:
1. Telegraph (2015). Vladimir Putin Confirms
Russian Military Involvement in Syria's Civil
War. URL: https://www.telegraph.co.uk/news/
worldnews/europe/russia/11845635/VladimirPutin-confirms-Russian-military-involvement-in-
By Dr I. Aytac Kadioglu
Syrias-civil-war.html accessed on: 1 May 2018;
Al Arabiya (2015). Assad: Iran is sending arms to
Syria. URL: http://english.alarabiya.net/en/
News/middle-east/2015/09/16/Assad-Iran-issending-arms-to-Syria.html accessed on: 1
February 2018; Business Insider (2014). It Looks
Like Iraq Has Joined Assad's Side In The Syrian
War.
URL:
https://
www.businessinsider.com.au/iraq-joins-assadsside-in-syrian-war-2013-3 accessed on: 20
February 2018; Irish Times (2016). China Enters
Fray In Syria on Bashar Al-Assad's Side. URL:
https://www.irishtimes.com/news/world/
middle-east/china-enters-fray-in-syria-onbashar-al-assad-s-side-1.2764979 accessed on:
24 May 2018. Fox (2915). Top Cuban General,
Key Forces In Syria to Aid Assad, Russia, Sources
Say.
URL:
http://www.foxnews.com/
world/2015/10/14/cuban-military-forcesdeployed-to-syria-to-operate-russian-tanks-saysources.html accessed on: 24 May 2018.
2. Schmitt, E. (2012). C.I.A. Said to Aid in Steering
Arms to Syrian Opposition. The New York Times.
URL: https://www.nytimes.com/2012/06/21/
world/middleeast/cia-said-to-aid-in-steeringarms-to-syrian-rebels.html accessed on: 3 May
2018; AFP (2014). Hollande Confirms French
Delivery of Arms to Syrian Rebels. URL: http://
www.enca.com/hollande-confirms-frenchdelivery-arms-syrian-rebels accessed on: 3 May
2018. Harel, A. (2018). To Push Iran Back, Israel
Ramps up Support for Syrian Rebels ‘Arming 7
Different
Groups’
URL:
https://
www.haaretz.com/middle-east-news/syria/with
-eye-on-iran-israel-increases-military-supportfor-syrian-rebels-1.5826348 accessed on: 3
May 2018. Telegraph (2017). Britain withdraws
last of troops training Syrian rebels as world
powers
distance
themselves
from
opposition. URL: https://www.telegraph.co.uk/
news/2017/09/02/british-troops-halt-trainingsyrian-rebels-world-powers-distance/ accessed
on: 22 February 2018.
3. Hurriyet Daily News (2018). Turkish Army
Moves To Southeastern Idlib To Set Sixth
Observation
Point.
URL:
http://
www.hurriyetdailynews.com/turkish-armymoves-to-southeastern-idlib-to-set-sixthobservation-point-127101 accessed on: 18
February 2018.
4. Mumford, A. (2013). Proxy warfare. Polity
Press, Cambridge.
5. Hughes, G. A. (2014). Syria and the perils of
proxy warfare. Small Wars & Insurgencies, 25
(3), 522-538.
6. Middle East Monitor (2017). US speeds up
military aid to PKK/PYD. URL: https://
www.middleeastmonitor.com/20170718-usspeeds-up-military-aid-to-pkkpyd/ accessed on:
6 May 2018.
7. DW (2017). Syria Conflict: What do the US,
Russia, Turkey and Iran Want? URL: https://
www.dw.com/en/syria-conflict-what-do-the-usrussia-turkey-and-iran-want/a-41211604
accessed on: 8 June 2018.
8. EIPISA (2017). Geneva or Astana? A War, Two
Dıfferent
Round
Table.
URL:
http://
www.eipisa.eu/topics/geneva-or-astana-wartwo-different-round-table accessed on: 10 May
2018
9. NYT (2016). Syrian Kurds Hope to Establish a
Federal Region in Country’s North URL: https://
www.nytimes.com/2016/03/17/world/
middleeast/syria-kurds.html accessed on: 4
April 2018.
10.SETA (2018). Afrin Operasyonuyla Türkiye’nin 6
Kazanımı. URL: https://www.setav.org/afrinoperasyonuyla-turkiyenin-6-kazanimi/ accessed
on: 29 April 2018; HaberYirmi (2018) Kuşatma
Devam Ediyor: İblib Son Durum. URL: http://
www.haberyirmi.net/2018/01/kusatma-devamediyor-idlib-son-duru.html accessed on: 15
March 2018.
11.Telegraph (2016) What Has Been The Real Cost
of Syria's Civil War? URL: https://
www.telegraph.co.uk/news/worldnews/
middleeast/syria/12146082/What-has-beenthe-real-cost-of-Syrias-civil-war.html accessed
on: 25 June 1018.
Political Reflection Magazine | Issue 16 | 13
I S S N: 2 0 4 1 - 1 9 4 4
I S S N: 2 0 4 1 - 1 9 4 4
International Political Economy Journal
| Peer-reviewed | Academic |
by CESRAN International
(Centre for Strategic Research and Analysis)
Interdisciplinary
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THE EUROPEAN COURT OF
HUMAN RIGHTS AND THE
ARMED CONFLICT: THE CASE OF
NAGORNO-KARABAKH
By Dr. Najiba Mustafayeva
The European Court of Human Rights, a
Strasbourg-based international court established
by the European Convention on Human Rights and
Fundamental Freedoms (ECHR) deals with
individual cases. In accordance with Article 34 of
the ECHR, “the Court may receive applications
from any person, non-governmental organization
or group of individuals claiming to be the victim of
a violation by one of the High Contracting Parties
of the rights set forth in the Convention or the
Protocols thereto”.1 The general review of the
almost 60-year-old activity of the Court allows
concluding that this supranational body has been
mostly examined individual appeals of violations of
civil and political rights, afforded just satisfaction
16 | Issue 16 | Political Reflection Magazine
to injured party in cases of violations of the ECHR
or the additional protocols.
Unlike the International Court of Justice (ICJ),
International Criminal Court (ICC) and ad hoc
tribunals the European Court of Human Rights was
not created to deal with mass violations of human
rights often committed during armed conflicts.
However, this provision does not mean that the
Court jurisdiction does not cover this kind of
human rights violations. Moreover, dealing with
the cases from the Srebrenica massacre to the
international military operation in Iraq, the Court
examined events during military activities of stateparties of ECHR outside their sovereign territory.
By Dr. Najiba Mustafayeva
As Kirchner argues, “the decision whether or not
the Court will have jurisdiction in such cases will to
a large extend depend on the question, whether
or not Article 1 ECHR is applicable, i.e. whether or
not the acts which are claimed to constitute a
violation of the Convention are included in the
scope of the term “jurisdiction” as used in Article 1
ECHR”.2
This issue is of fundamental interest in the context
of inter-state territorial conflicts, when one of a
party to a conflict actually exercises effective
control over a part of a territory of another
sovereign state. This in turn allows the Court to
conclude that the term “jurisdiction” extends to
the territory of sovereign states under occupation
and thereby generates the responsibility of the
occupying country.
The article analyzes the cases of the European
Court of Human Rights related to human rights
violations during the Armenia-Azerbaijan NagornoKarabakh conflict. On the basis of a legal analysis
of the Court's judgments, the author disposes that
the Court is not only authorized to examine human
rights violations during armed conflicts, and to
hold a question of state accountability, but also
recognize a fact of aggression of one state against
another.
On 6 April 2005 six Azerbaijani IDPs brought the
case against Armenia (“Chiragov and Others v.
Armenia”) claimed that they were prevented from
returning to the Azerbaijani district of Lachin, from
where they had been forced to flee in 1992 after
Armenian occupation, and thus they were unable
to enjoy their properties located there and that
they had not received any compensation for their
wastages. The applicants submitted that “this
amounted to continuing violations of Article 1 of
Protocol No. 1 to the Convention and of Article 8
of the Convention”. Furthermore, “they alleged a
violation of Article 13 of the Convention in that no
effective remedy was available in respect to the
above complaints”. Moreover, the group of IDPs
claimed, “with a view to all complaints set out
above, that they were subjected to discrimination
Unlike the International Court of
Justice (ICJ), International Criminal
Court (ICC) and ad hoc tribunals
the European Court of Human
Rights was not created to deal with
mass violations of human rights
often committed during armed
conflicts.
Political Reflection Magazine | Issue 16 | 17
The European Court of Human Rights and the Armed Conflict
by virtue of ethnic origin and religious affiliation in
violation of Article 14 of the Convention”.3
In a judgment delivered by the Grand Chamber of
the ECHR on June 16, 2015, the Court made an
assessment on the violations of Article 1 of
Protocol No. 1 (protection of property) and
Articles 8 (right to respect for home and private
and family life) and 13 (right to an effective
remedy) of the Convention “in the present case
relate to a general situation which involves the
flight of practically all Azerbaijani citizens from
Nagorno-Karabakh and the surrounding territories
and their inability to return to these territories”.4
The Court declared that “violation of the
applicants` rights occurred on the sovereign
territory of the Republic of Azerbaijan” and found
“the Republic of Armenia responsible for the
breaches of the applicants’ rights”.5 The Court also
established that “the Republic of Armenia pursues
policy of ethnic cleansing against Azerbaijanis”,
and held that “the Republic of Armenia is
responsible for that situation persists to this day”.6
Moreover, dealing with the categories of
“effective control” and “belligerent occupation”,
18 | Issue 16 | Political Reflection Magazine
the supranational judicial institution provides a
legal assessment of the issues mainly stem from
the facts of military aggression. In this respect, the
case of “Chiragov and Others v. Armenia” is
indicative.7
Thus, the judgment of the Court indicated that
“the Republic of Armenia exercises effective
control over occupied territories of Azerbaijan,
including
Nagorno-Karabakh
and
seven
surrounding districts”. Moreover, with reference
to the 1907 Hague Convention on respecting the
laws and customs of war on land and 1949 Geneva
Convention relative to the protection of civilian
persons in time of war, the Court noted that
“notion of effective control in fact denotes
belligerent occupation”.8
Furthermore, concerning the jurisdiction of
Armenia in the framework of its effective control
over Nagorno-Karabakh and the surroundings
districts, the Court noted in particular that
“numerous reports and public statements,
including from members and former members of
the Armenian government, demonstrated that
Armenia, through its military presence and by
providing military equipment and expertise, had
By Dr. Najiba Mustafayeva
been significantly involved in the NagornoKarabakh conflict from an early date”.9
Thereby, returning to the question of the
admissibility of the Article 1 of the ECHR in cases
of human rights violations during military activities
of state-parties of ECHR outside their sovereign
territory, we can conclude that the state
jurisdiction under this article is not limited to own
territories of the ECHR state-parties, but extends
to territories of other sovereign states where an
occupant party exercises an effective control.
As Uriarte rightly notes, in order to deal with these
types of breaches of applicants’ rights, “the
Strasbourg Court relies almost exclusively on
interpreting the European Convention on Human
Rights and Fundamental Freedoms and it has
therefore become the applicable legal instrument
for those types of violent situation”.10 However,
the author`s assertion that the Court “examines
armed conflicts in the light of the ECHR, on the
understanding that this remains applicable, and so
avoids having to deal directly with IHL”11
(international
humanitarian
law),
seems
controversial. The Court`s judgment on the case of
“Chiragov and Others v. Armenia” in which
successfully interpreted IHL, particularly the
landmark international documents – the 1907
Hague Convention on respecting the laws and
customs of war on land and 1949 Geneva
Convention relative to the protection of civilian
persons in time of war, evinces that Court does
not limit itself to international legal sources, widely
using the norms and principles of IHL that
regulates the conduct of war (jus in bello).
Moreover, this case also identifies that the
European Court of Human Rights as the
supranational judicial body recognizes the stateparty of the ECHR as an aggressor-state. Thus,
Armenia`s occupation of the Azerbaijani territories
has been proved in the judgment of the
international court, the decisions of which have
legally binding nature.
Virtually, the legal inconsistency of the Armenian
claims on “independence” of the separatist regime
of the so-called “NKR” and “three-party negations”
on the conflict was expressed in the fact that the
state as the main, primary and universal person of
international law should possess the qualifications
Political Reflection Magazine | Issue 16 | 19
The European Court of Human Rights and the Armed Conflict
such as “permanent population, defined territory,
government and capacity to enter into relations
with the other states”.12
The internationally unrecognized puppet regime of
the so-called “Nagorno-Karabakh Republic”,
established in the occupied territories of
Azerbaijan as a result of the Armenian aggression
against Azerbaijan accompanied by ethnic
cleansing of the Azerbaijani population on a
massive scale, undoubtedly does not conform to
these qualifications. The decisions of the European
Court of Human Rights decisively put an end to the
Armenian speculations on this issue.
Dr. Najiba Mustafayeva is a research fellow at the
Foreign Policy Analysis Department of the Center
for Strategic Studies (SAM) in Azerbaijan. She is an
expert in international law, human rights and
conflict resolution.
[email protected]
Notes:
1. The Convention for the Protection of Human
Rights and Fundamental Freedoms, Available
at:
https://www.echr.coe.int/Documents/
Convention_ENG.pdf
2. Stefan Kirchner, The Jurisdiction of the
European Court of Human Rights and Armed
Conflicts (May, 2003), Recent Developments in
International Law Working Paper. Available at
SSRN: https://ssrn.com/abstract=420100
3. ECHR, Case of “Chiragov and others v.
Armenia”,
Application
no.
13216/05,
Strasbourg, 16 June, 2015, Available at:
https://hudoc.echr.coe.int/eng#{%22itemid%
22:[%22001-155353%22]}
4. Ibid.
5. On 12 December 2017 Grand Chamber of the
European Court of Human Rights made a
decision on this case ruled on the question of
just satisfaction (Article 41 of the ECHR). It
held, unanimously, that “the Armenian
government had to pay each of the applicants
20 | Issue 16 | Political Reflection Magazine
5,000 euros (EUR) in respect of pecuniary and
non-pecuniary damage to each of the
applicants and a total amount of 28,642.87
pounds sterling for costs and expenses” (ECHR,
“Chiragov and others v. Armenia”, Application
no. 13216/05, Strasbourg, December 12, 2017,
Available at: https://hudoc.echr.coe.int/eng#
{%22itemid%22:[%22001-179554%22]}).
6. Ibid.
7. The fact of Armenian effective control over
Nagorno-Karabakh and the surrounding
territories is confirmed in the case of
“Muradyan v. Armenia” which concerned the
death of the Armenian military conscript,
Suren Muradyan, based in the unrecognized
“Nagorno-Karabakh Republic”. According to
the Grand Chamber`s judgment, “Suren
Muradyan’s death and the ensuing
investigation therefore fell within the
jurisdiction of Armenia, thus engaging
Armenia’s responsibility under the European
Convention” (ECHR, Case of “Muradyan v.
Armenia”,
Application
no.
11275/07,
Strasbourg, 24 November, 2016, Available at:
https://hudoc.echr.coe.int/eng#{%22itemid%
22:[%22001-168852%22]}).
8. Ibid.
9. Ibid.
10. Joana Abrisketa Uriarte, The Problems the
European Court of Human Rights Faces in
Applying International Humanitarian Law,
(April, 2016),
Available at: https://
lawexplores.com/the-problems-the-europeancourt-of-human-rights-faces-in-applyinginternational-humanitarian-law/
11. Ibid.
12. This follows from the logic of the Montevideo
Convention on the Rights and Duties of States
which firstly codified the definition, rights and
duties of statehood (Montevideo Convention
on the Rights and Duties of States, 26
December, 1933, Available at: http://
www.jus.uio.no/english/services/library/
treaties/01/1-02/rights-duties-states.xml)
I S S N: 2 0 4 1 - 1 9 4 4
I S S N: 2 0 4 1 - 1 9 4 4
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THE ROLE OF PUBLIC
OPINION IN FOREIGN
POLICY
By Dr. Sharifullah Dorani
The issue of public opinion and its influence in
foreign policy has been a matter of dispute
between scholars of different schools of thought.
The theoretical and empirical disagreement
centres upon the ‘nature’ and the ‘influence’ of
public opinion. This article examines both. Firstly,
it looks at the opposing theoretical perspectives
on public opinion. It then analyses the empirical
evidence on the accuracy or otherwise of those
conflicting (theoretical) viewpoints. Finally, the
article throws light on an alternative position on
the impact of public opinion on foreign policy,
followed by some concluding remarks.
(or volatile), lacks structure and coherence, and
can be manipulated by leaders from the top.1 As
far as political scientist Gabriel A. Almond is
concerned, ‘public opinion is apathetic when it
should be concerned, and panicky when it should
be calm’.2 For the classical realist Hans
Morgenthau, neorealist John J. Mearsheimer, and
diplomat-historian
George
F.
Kennan,
policymakers make foreign policy on the basis of
‘national interest’ and ignore the ‘emotional’ and
‘subjective’ views of the mass. Policymakers do so
because they are responsible officials who usually
know what is ‘wise’, ‘necessary’ and more
‘expedient’ for the country.3
Theoretical Disagreement
Theoretically, the realism, or ‘the elite-centric
model’, claims that public opinion is emotional (or
‘moodish’), irrational, ill-informed, easily shiftable
22 | Issue 16 | Political Reflection Magazine
For the realists, policymakers opt for the rational
choice, a choice which most likely will achieve the
best outcome. Their choices are influenced by
external forces, such as survival and maximisation
By Dr. Sharifullah Dorani
of power in an uncertain international system,
rather than internal forces, such as public opinion.
The public can approve or disapprove of a
government, but they cannot administer it; a mass
cannot ‘govern’. As far as realism is concerned, the
government always leads; it does not follow.
Leaders can also lead the public to hold certain
views.4 Leaders take steps to convince the public
to support their decisions that they have already
made. They can do so by ‘framing’ an issue in a
particular way and engaging in ‘crafted talk’. They
can do so since the American public has less
knowledge about foreign affairs than about
domestic policies.5 For example, the British and
the American governments devoted significant
time and resources to convince their electorates
that Saddam Hussein possessed weapons of mass
destruction and therefore his regime constituted a
threat.6
The mass media are said to be hardly challenging
the executive leadership and instead faithfully
support the policy. If there was any correlation
between public opinion and foreign policy, public
opinion ‘follows the leadership of the executive
branch, as presidents have significant control over
the dissemination of information and hence
considerable latitude in policy selection’.7 In sum,
the realist theories argue that policymakers either
‘lead’ the public to support their policies or
‘ignore’
public
preferences
altogether.
Accordingly, there is little direct link between what
the public thinks and what leaders do.
The pluralist model, notably the liberal theories,
finds public opinion to be relatively stable, sensibly
structured, consistent, and consequently impactful
on foreign policy, as presidents take into
consideration public opinion when making foreign
policy decisions.8 Liberal theories, such as the
democratic peace theory, claim that presidents
take into account public preferences for a number
of assumptions, which can be summarised as
follows. Firstly, public support is essential because
it legitimises the government within democracies.
Success in an election is usually essential to secure
legitimacy, but it is not always sufficient.9 ‘Were
the public to have no say in policymaking, with all
power centralised with the governments’
implementers, then policymaking would be
subjected to an “elected dictatorship”’.10
Secondly, rational politicians set aside their own
beliefs and dutifully follow public preferences
because they are responsible for the public’s will.11
Thirdly, presidents want to maintain or even
increase their approval rating. Unpopular foreign
policy decisions can reduce a president’s chance of
support for re-election, or for more important
domestic policies, or even for the implementation
Success in an election is usually
essential to secure legitimacy, but
it is not always sufficient.
of (unpopular) policies, and thus presidents are
careful not to take risky decisions.12 Finally, due to
the fact that citizens bear the burden of war in
‘blood, sweat, tears, and tax dollars’, they would
object to becoming involved in foreign wars.13 In
sum, as political elites are ultimately accountable
to the public, rational politicians attempt to gain
an advantage at the polls by enacting policies
favoured by the public. They avoid policies that
alienate or offend the electorates.
In addition to liberal theories, approaches in the
subfield of Foreign Policy Analysis, especially those
that focus on the decision-making process, assume
that public opinion is a crucial source of analysis
and therefore plays a part in shaping foreign policy
decisions. Those approaches analyse the role of
public opinion in decision-making as part of
domestic or ‘internal factors’, which include the
impact of Congress, the media and area experts.14
Political Reflection Magazine | Issue 16 | 23
The Role of Public Opinion in Foreign Policy
Empirical Evidence
Empirically, each of the above claims is backed by
a wealth of evidence. Early influential studies of
diplomatic historian Thomas A. Bailey’s The Man in
the Street: The Impact of American Public Opinion
on Foreign Policy (1948), Almond’s The American
People and Foreign Policy (1950), diplomathistorian George F. Kennan’s American Diplomacy,
1900-1950 (1951), and journalist Walter
Lippmann’s Essays in the Public Philosophy (1955),
were of the opinion that the American people
were poorly informed of world affairs, their
opinions lacked coherence and structure, and
… the end of the Cold War,
especially the ending of bipartisan
foreign policy consensus,
facilitated the rise of partisan
divides in the US, and consequently
raised new questions regarding the
role of public opinion in foreign
policy decision-making.
their views were volatile and irrational.
Consequently, their opinions rarely influenced
policymakers.15
In contrast, more and more studies in the past 40
years have found that early studies had not
established their case to claim that public attitude
had a potent role as far as foreign policymaking
was concerned. The Vietnam War is said to have
stimulated those studies, enabling political
analysts to challenge the realist views on public
opinion. One pioneering research was conducted
by John E. Mueller, who ─ using the Vietnam and
Korean Wars as a case study ─ convincingly
demonstrated that public opinion mattered during
24 | Issue 16 | Political Reflection Magazine
wars that become protracted and expensive in
terms of US blood and tax dollars.16
Ole R. Holsti undertook another prominent study
that challenged the earlier views. Writing about
the role of public opinion in the US, his research
showed that World War I changed the role of
public participation from a theoretical one into a
practical one. World War II and its aftermath
further strengthened the role of public opinion.
For Holsti, the end of the Cold War, especially the
ending of bipartisan foreign policy consensus,
facilitated the rise of partisan divides in the US,
and consequently raised new questions regarding
the role of public opinion in foreign policy decision
-making.17
One vital question that many ask today is whether
it is still appropriate to claim that the public is
poorly informed, as in today’s world, with
advanced information technology, the mass is
unquestionably better informed on matters
concerning both domestic and foreign affairs.18
Holsti’s research dealt with the same question by
addressing the two important issues which were
subject to disagreement: the public could not
make informed judgments on foreign policy
because their knowledge of foreign affairs was
limited, and public opinion had no role in decisionmaking. Holsti used extensive data on public
attitude and preferences on foreign events and
concluded that, even though the American public
was not well-informed on all details of foreign
affairs, its opinion was generally stable and
reasonable in reaction to real world events, was
not lacking in structure, and, in many cases, had a
crucial influence on foreign policy decisions.19
Studies after Holsti (and some before, such as
Mueller’s) found that the American public both
cared for foreign affairs and held opinions that
were ‘rational’, ‘prudent’ and ‘stable’. Sobel’s
research is one of the relatively recent studies. In
his crucial work, Sobel made a strong case for the
By Dr. Sharifullah Dorani
power of the people. By focusing on four cases of
prominent US interventions in the second half of
the 20th century ─ the Vietnam War, the US
support for the Contras in Nicaragua, the Gulf
War, and the Bosnian crisis ─ he concluded that in
each case public opinion ‘constrained’, but did not
set, American foreign intervention policy.20
Sobel added that ‘[s]upport facilitates, while
opposition limits’,21 that is, public opinion ‘set the
parameters
within
which
policymakers
operated’.22 For example, due to the ‘no more
Vietnams’ syndrome, the Reagan Administration
would not intervene in Nicaragua but only assist
the Contra rebels.23 A great communicator like
President Ronald Reagan found it difficult to
persuade the American public to support overt
interventionist policies in Nicaragua. The Bush
Senior Administration would deploy a large force
to the Gulf War in order to help the public feel
secure, and thus gaining and maintaining
American support.24 The Clinton Administration
refused to send ground forces to fight in Bosnia
and was reluctant to intervene for the first three
years for fear that the public would react
negatively if the US became bogged down in an
endless mission. When public attitude approved
the Allied action, the Clinton Administration
eventually became involved in a multilateral
mission.25 (To make matters complicated, there
are
prominent
recent
examples
which
demonstrate that ‘foreign intervention policy’
cannot be constrained by public opinion, for
instance, the British Government in 2003 ignored
the British public opinion and involved the UK in
the Iraq War.26)
Contemporary studies, however, increasingly
support the ‘Holsti-Sobel’ views. They are cited by
Holsti, Sobel, Knecht and many others.27 (Some
even go further by implying that public opinion
determines foreign policy.)28 Page and Shapiro’s
research found that public opinion remained
remarkably stable (e.g. the American public
consistently opposed isolationism and favoured
multilateralism) and was driven by specific events
(a rational process rather than irrational
moodiness) in the past 50 years.29 Bruce W.
… the American public consistently
opposed isolationism and favoured
multilateralism.
Political Reflection Magazine | Issue 16 | 25
The Role of Public Opinion in Foreign Policy
Jentleson used data and figures to make the same
points.30 Samuel L. Popkin found that, even though
American citizens were not very well informed
about world affairs, they still managed to ‘make
reasonably coherent sense’ of international
development.31
A Conditional Theory of Political Responsiveness
Marcus Hobley gives an example of two
contrasting views by two leaders: Winston
Churchill was of the view that there ‘is no such
thing as public opinion. There is only published
opinion.' But Abraham Lincoln took the view that
'[p]ublic opinion in this country is everything.’32
Those advocates who invoke the ‘Conditional
Theory of Political Responsiveness’ would argue
that the two contrasting quotes make clear that
there is not a clear-cut answer. The ‘Conditional
Theory Political Responsiveness’ claims that the
Americans are attentive to the issue, or when a
significant majority of Americans hold the same
preference on the issue, presidents seem to feel
increased pressure and response to public
opinion. But if the public is not focused or, even
worse, divided on the issue, political
responsiveness decreases accordingly. The theory
also finds that crises such as war usually produce a
highly attentive public. During crisis, the public
remains attentive to how policies are
implemented, and are interested in results.34
The book by the author of this article has found
the
Conditional
Theory
of
Political
Responsiveness’s arguments convincing. For
example, President Barrack Obama was more
sensitive to public attitude than was President
George W. Bush. However, on a number of
occasions Obama even had to ignore public
opinion.35
Conclusion
… when a large percentage of
Americans are attentive to the
issue, or when a significant
majority of Americans hold the
same preference on the issue,
presidents seem to feel increased
pressure and response to public
opinion.
influence of public opinion on foreign policy varies
from case to case and from president to president.
Presidents do not always lead or follow.33
Presidents could lead, follow or ignore public
opinion, depending on the circumstances of the
issue and on the president in question. The theory
instead has identified factors that increase or
decrease a president’s sensitivity to public
opinion. For instance, when a large percentage of
26 | Issue 16 | Political Reflection Magazine
The debate between the liberalists and the realists
has continued to date, and will most likely endure
in the future. This article therefore will not be able
to offer a final solution to such a theoretical
dispute. However, as far as empirical evidence is
concerned, this article has found the argument of
the
‘Conditional
Theory
of
Political
Responsiveness’ more compelling.
Sharifullah Dorani, Ph.D. from Durham University;
Area Editor of South Asian Studies, Cesran
International,
[email protected]
Notes:
1. The realist arguments are found in: T. KNECHT,
& M. S. WEATHERFORD. (2006). Public Opinion
and Foreign Policy: The Stages of Presidential
Decision Making. International Studies
Quarterly. 50, 705-727. Available at: http://
home.comcast.net/
~lionelingram/592_Knecht_PublicOpinion_409
By Dr. Sharifullah Dorani
2.
3.
4.
5.
6.
7.
8.
2800.pdf [Accessed April 23. 2015];
LIPPMANN, W. (1995). Essays in public
philosophy. Boston, Little, Brown and
Company, pp. 3-27; MCCORMICK, J. M. (2014).
American foreign policy & process, p. 533;
JENTLESON, B. W. (2013). American Foreign
Policy 5e- The Dynamics of Choice in the: 21st
Century. American Foreign Policy 5e- The
Dynamics, W. W. Norton & Company, pp. 7678; ROBINSON, P. The role of media and public
opinion, in SMITH, S., HADFIELD, A., & DUNNE,
T. (2008). Foreign policy: theories, actors,
cases. Oxford [England], Oxford University
Press, pp. 137-141; ROBINSON, P. Media and
US foreign policy, in COX, M., & STOKES, D.
(2008). US foreign policy. Oxford, Oxford
University Press, pp. 166-167.
Almond is quoted in SOBEL, R. (2001). The
impact of public opinion on U.S. foreign policy
since Vietnam: constraining the colossus. New
York, Oxford University Press, p. viii.
Knecht and Weatherford, Public Opinion and
Foreign Policy; Jentleson, American Foreign
Policy, p. 76; Lippmann, Essays in public
philosophy, p. 20.
KNECHT, T. (2010). Paying attention to foreign
affairs: how public opinion affects presidential
decision making. University Park, Pa,
Pennsylvania State University Press. http://
public.eblib.com/choice/publicfullrecord.aspx?
p=3384960; Robinson, The role of media and
public opinion, p. 138; Lippmann, Essays in
public philosophy, p. 14.
Knecht, Paying attention to foreign affairs.
Robinson, The role of media and public
opinion, p. 141.
Knecht and Weatherford, Public Opinion and
Foreign Policy; similar realist arguments are
put forward in Robinson, The role of media
and public opinion, p.138.
The liberal views are found in: SHAMIR,
YAACOV. (2004-2005). Introduction: What is
Public Opinion and Why is it Important to
Conflict Resolution?, Palestine-Israel Journal of
Politics, Economics and Culture, Vol. 11, Nos
3&4. Available at: http://www.pij.org/
details.php?id=304 [Accessed March 11.
2015]; McCormick, American foreign policy &
process, p. 533; HOLSTI, O. R. (1996). Public
opinion and American foreign policy. Ann
Arbor, University of Michigan Press, pp. 26-37,
39-46, 159-162, 209-216; K. STEVEN, & S. M.
PATRICK. (2009). Does Public Opinion Matters?
World Attitudes on Global Governance. The
Council on Foreign Relations. Available at:
http://www.cfr.org/global-governance/doespublic-opinion-matter-world-attitudes-globalgovernance/p34673[Accessed May 12. 2015]
9. Shamir, Introduction.
10. Flint, James. (2015). Foreign policy, the State,
International Public Opinion and the Media. EINTERNATIONAL RELATIONS. Available at:
http://www.e-ir.info/2015/02/12/foreignpolicy-the-state-international-public-opinionand-the-media/[Accessed May 5. 2015]
11. WITTKOPF, E. R., JONES, C. M., & KEGLEY, C.
W. (2012). American foreign policy: pattern
and process. New York: St Martin’s press, p.
265; Knecht, Paying attention to foreign
affairs; Robinson, The role of media and public
opinion, p. 139.
12. CHAN, S., & SAFRAN, W. (2006). Public Opinion
as a Constraint against War: Democracies'
Responses to Operation Iraqi Freedom.
Foreign Policy Analysis. 2, 137-156; Shamir,
Introduction; Knecht, Paying attention to
foreign affairs; Kegley and Wittkope, American
foreign policy, p. 291.
13. Chan and Safran, Public Opinion as a
Constrain; Robinson, Media and US foreign
policy, p. 167.
14. SNYDER, R. C., BRUCK, H. W., & SAPIN, B. M.
(1962). Foreign policy decision-making; an
approach to the study of international politics.
[New York], Free Press of Glencoe, pp. 85-6;
NEACK, L., HEY, J. A. K., & HANEY, P. J. (1995).
Political Reflection Magazine | Issue 16 | 27
The Role of Public Opinion in Foreign Policy
Foreign policy analysis: continuity and change
in its second generation. Englewood Cliffs, N.J.,
Prentice Hall, pp. 117, 135-138; HUDSON, V.
M. (2007). Foreign policy analysis: classic and
contemporary theory. Lanham, Rowman &
Littlefield Pub, pp.15, 25-26, 127; Jentleson,
American Foreign Policy, pp. 57- 75, 81-84.
15. These pioneering studies are quoted in almost
every academic piece on the correlation
between public opinion and foreign policy.
Some of the sources include: Sobel, The
impact of public opinion on U.S. foreign policy
since Vietnam, pp. vii-viii; Holsti, Public opinion
and American foreign policy, pp. 1-21, 23-37,
especially pp. 10-12, 19, 24, 29-31; Robinson,
The role of media and public opinion, p. 139;
Knecht and Weatherford, Public Opinion and
Foreign Policy. Knecht and Weatherford,
additionally, cite a handful of recent studies
that support the views of the early consensus.
16. MUELLER, J. E. (1973). War, presidents, and
public opinion. New York, Wiley, pp. 35-39, 65,
239-241, 266.
17. Holsti, Public opinion and American foreign
policy, pp. 15-19, 39-40, 159-162, 209-216.
18. Hadfield, and Dunne, Foreign policy, pp. 141,
151; Robinson, Media and US foreign policy,
pp. 179-181.
19. Holsti, Public opinion and American foreign
policy, pp. 26-37, 40-62.
20. Sobel, The impact of public opinion on U.S.
foreign policy since Vietnam, pp. X, 5, 25.
21. Ibid., p. 25.
22. Ibid., p. x.
23. Ibid., pp. 138-139.
24. Ibid., pp. 173-174.
25. Ibid., pp. 4-5, 229-230.
26. Robinson, The role of media and public
opinion, p. 141.
27. Holsti, Public opinion and American foreign
policy, pp. 39- 78, 191-216; Sobel, The impact
of public opinion on U.S. foreign policy since
Vietnam, pp. viii, ix; Knecht and Weatherford,
Public Opinion and Foreign Policy.
28 | Issue 16 | Political Reflection Magazine
28. In their article, Public Opinion and Foreign
Policy, Knecht and Weatherford name them as
follows: SMALL, M. (1988). Johnson, Nixon, and
the Doves. New Brunswick, Rutgers University
Press; BARTELS, L. M. (1991). Constituency
Opinion and Congressional Policy Making:
Regan Defence Building, American Politics
Science Review. 85: 457-474; HARTLEY, T., &
RUSSETT, B. (1992). Public Opinion and the
Common Defense: Who Governs Military
Spending in the United States? American
Political Science Review. 86, 905-915; PAGE, B.
I., & SHAPIRO, R. Y. (1992). The rational public:
fifty years of trends in Americans' policy
preferences. Chicago, University of Chicago
Press.
http://public.eblib.com/choice/
publicfullrecord.aspx?p=557556.
29. Page and Shapiro is quoted by Sobel, The
impact of public opinion on U.S. foreign policy
since Vietnam, p. viii; and, Holsti, Public
opinion and American foreign policy, pp. 43-44.
30. Jentleson, American Foreign Policy, pp. 78-79.
31. POPKIN, S. L. (1991). The reasoning voter:
communication and persuasion in presidential
campaigns. Chicago, University of Chicago
Press. The reasoning voter. Chicago; University
of Chicago Press, 1991, pp. 20-21; a similar
point is also made in Sobel, The impact of
public opinion on U.S. foreign policy since
Vietnam, p. viii.
32. HOBLEY, MARCUS. (2012). Public Opinion Can
Play a Positive Role in Policy Making. The
Guardian, September 3.
33. Hadfield, and Dunne, Foreign policy, p. 141.
34. The ‘Conditional Theory of Political
Responsiveness' is mentioned in Knecht,
Paying attention to foreign affairs, and in
Knecht and Weatherford, Public Opinion and
Foreign Policy.
35. The book, America in Afghanistan: Foreign
Policy and Decision Making from Bush to
Trump to Obama, will be published by I.B.
Tauris in July 2018.
I S S N: 2 0 4 1 - 1 9 4 4
I S S N: 2 0 4 1 - 1 9 4 4
Interdisciplinary
Multidisciplinary
Peer-reviewed
Call for Papers
Academic Journal
Journal of Global Analysis endeavours to become the foremost international forum for academics, researchers
and policy makers to share their knowledge and experience in the discipline of international relations and its
subfields: international security, international political economy, international organisations, foreign policy
analysis, political history, etc.
by CESRAN
Journal of Global Analysis is an open-access, double-blind peer-reviewed journal. The journal is published at its
(Centre for Strategic Research and Analown website http://www.journalofglobalanalysis.com
ysis)
Journal of Global Analysis welcomes submissions of articles from related persons involved in the scope of the
journal as well as summary reports of conferences and lecture series held in social sciences.
www.cesran.org/jga
Prospective authors should submit 4.000-9.000 words articles for consideration in Microsoft Word-compatible
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UNDERSTANDING ITALY’S
MIGRANT REBUTTAL: IS IT MORE
THAN JUST XENOPHOBIC
GRIEVANCES OR A BURGEONING
ALT-RIGHT MOVEMENT
By Maria Tran
Due to ıts geographıcal posıtıon, the Italıan
coast has consistently been considered the main
arrival point for migrant boats fleeing violence and
chaos from North Africa, resulting in an ‘unfair
burden of asylum claims’ in the country. In June
2018, Italian authorities and its new alt-right
government grabbed the world’s attention and
triggered a series of debates, as they denied the
rescue ship Aquarius, containing 630 migrants,
permission to dock on Italian ports. The following
week, Italy also initially refused another migrant
ship to dock with 226 migrants onboard, rescued
by a Dutch Charity, Mission Lifeline. Both these
controversial moves by the Italian authorities have
been met with global criticism. The media have
blamed the wave of hatred on Italian populist
30 | Issue 16 | Political Reflection Magazine
ideals promoting a ‘zero-landing’ policy and the
members of the public have labelled the alt-right
government as inhumane. However, though using
the lives of 630 people can be considered ruthless,
the world has been distracted from the key
underlining issue. It is more than a problem of
displeasure and attitudes towards migrants but
the lack of a European Union [EU] migrant policy
and Italy’s social and economic factors. The
situation should be considered from Italy’s
position, as a country that has consistently
requested help from the EU and has received little
guidance.
Firstly, we must attempt to understand why the
Italian government decided to refuse the safe
By Maria Tran
passage of 630 migrants, in a move which
demonstrated more than just xenophobic
grievances or a burgeoning alt-right movement. In
the past 4 years, Italy has taken in over 600,000
migrants from Libya alone. In the first 6 months of
2018, 16,228 migrants have entered through
Italian ports. That is comparable to the 12,1555
that came through Spain and 12,514 through
Greece and a mere 47 through Cyprus. Despite
Italy’s Deputy Prime Minister Matteo Salvini’s
vocal stance on anti-migration, Italy has
continuously opened its ports. 10 days after the
Aquarius incident, the Italian authorities silently
accepted another 2,000 migrants. Additionally,
after Malta firmly refused to dock 226 migrants
from the Mission Life rescue ship, Danilo Toninelli,
Italy’s minister of infrastructure and transport,
retracted their initial refusal and stated that Italy
‘will once again save the migrants", transferring
them onto Italian boats. This therefore suggests
that the refusal of the Aquarius ship migrants was
not an act intended to create political rifts but
more a demonstration of the issues that Italy faces
amidst record numbers of migrants. In a research
paper conducted by United Nations High
Commissioner for Refugees 2015, it was proved
that humanitarian themes were more common in
Italian coverage than in British, German or Spanish
press. Italy has been an active figure in rescuing
refugees however, the sheer number of incoming
migrants has started to take its toll on the country.
It is not a mere case of whether Italy has the right
to claim “enough is enough” but whether Italy has
the means to continue accepting migrants without
the aid of an EU migrant policy or aid from EU
countries in the mobilization of these migrants.
Italy’s plea for aid peaked during 2017 as 75%
migrants arriving in Europe landed in Italy. The
beginning half of that year Italy took in 94,802
refugees compared to Spain’s 8,156 & Greece’s
11280. Their European neighbours France,
Switzerland and Austria had already begun to close
its doors towards asylum seekers and abandoned
Italy to deal with the humanitarian crisis alone.
The city of Ventimiglia was a prime example of the
typical life for migrants waiting in Italy to cross
borders. From September 2016 – 2017 at least 12
migrants have died attempting to cross the Italian/
French border, not counting those that may have
Matteo Salvini
Political Reflection Magazine | Issue 16 | 31
Understandıng Italy’s Mıgrant Rebuttal
died crossing the mountainous area on the French
side. A 17 year old from Sudan was one such
victim as he drowned in the Roia river and another
migrant died after throwing himself into the path
of a truck in what is believed to have been suicide.
Furthermore, those who are attempting to help
the migrant crisis are criminalised by European
authorities. French farmer Cédric Herrou was
given a suspended €3,000 fine in February 2017
for helping migrants to cross the border and
sheltering them in his home in the mountain
hamlet of Breil-sur-Roya. The Italians demanded
that the EU act stricter on other states which
failed to relocate migrants sufficiently. A year on
and little has changed, if not worsened. At the
beginning of July 2018 EU Members are set to
meet and discuss a resolution to Italy’s migrant
crisis focusing on the flow of EU migrants,
tightening border checks and providing aid to Italy
as a priority. The agenda, a year later, remains the
same with no solutions in sight. This year however
there is a greater resistance towards helping Italy’s
migrant problem. The meeting will exclude the
Visegrad group, Poland, Czech Republic, Slovakia &
Hungary, who are boycotting as they refuse to
take on any refugees from Italy or Greece.
Additionally, negative attitudes towards migrants
are growing strongly in their own respective
countries resulting in reluctancy to accept
migrants who have initially found refuge in Italy.
Whilst making a desperate plea for a more active
European participation, Italy still continuously
takes on migrants through its ports.
32 | Issue 16 | Political Reflection Magazine
It is not just the initial acceptance of migrant ships
into the country which is the main cause of
concern. The real crux of the issue lies in the
situation which comes after. Italy lacks a sufficient
infrastructure and real economic stability that can
withstand the influx of migrants. Without a
working policy, migrants are unable to acquire
sufficient documents to either travel to another
country within Europe, maintain work or build a
life. The Italian system has failed to provide any
sort of social inclusion as migrants are not granted
residential permits or access to public services.
Approximately 200,000 migrants now live in
asylum shelters however they are forced to depart
once asylum is granted without further housing or
aid. Of those who receive emergency
accommodation, according to a report by
Médecins Sans Frontières, 10,000 are currently
living in inhuman conditions. Often at the end of
the of the asylum process many migrants are left
homeless, seeking illegal settlement in abandoned
buildings and factories. The Olympic Village which
housed 300 winter Olympic competitors in 2006
now acts as one of Europe’s largest squats,
sheltering over 1,000 migrants, from 28 different
African countries. Another 1,000 live in the Palazzo
Selam, which used to be a university building. Both
these overcrowded large refugee ghettos display
the lack of support that Italian authorities are able
to provide. In addition to this, the crackdown on
squatters in the past few years is creating a dire
situation. In August 2017, 800 refugees who were
squatting in abandoned office buildings were
By Maria Tran
evicted after living there for 4 years, leaving them
abandoned on the streets. Instead of focusing on a
long-term policy to manage the migration of
refugees, we have begun to witness a steady
process of criminalization. Italy also lack the
economic stability to provide an infrastructure or
lay a foundation which migrants can rely on.
Angela Merkle’s open door policy has let more
than a million refugees enter Germany from 2015
– 2016. However, it must be noted that Germanys
infrastructure and economic situation is far more
resilient than Italy’s. Refugee status in Germany
grants them access to the country’s welfare
system. In comparing the two countries we
can see that Italy’s migrant budget last year
was €4.3billion whereas Germany spent €13.6
billion. Despite being the world’s 9th biggest
economy, Italy suffers from economic stagnation
due to high public debt, rise in unemployment
and a weak banking sector. Political instability
hinders the country’s ability to implement any
political or economic reforms. The geographic
position of the Italian coast cannot be changed
and will remain the safest location for migrants
risking their lives crossing the sea. Whilst it is not
humane to use 630 lives as a bargaining chip or a
political statement, the issue will remain unless
the EU reach a deal that satisfy the Italian
Government.
The lack of a migrant policy in the EU leaves the
frontier countries responsible for incoming
migrants/refugees. Italy remains as the point for
immediate emergencies, however there must be a
long-term solution that can sufficiently deal with
the European migrant crisis. The EU currently
provides crucial economic and logistical support
but providing funds becomes insufficient if the
Italians have no structure. This means the EU must
either develop a coherent migrant policy or tackle
the cause of the crisis. The first solution is not a
simple solution but requires a series of steps that
needs to be taken. A lack of EU migrant policy
results in migrants stuck in Italy as asylum status
only grants permission to seek work in the first
European country they entered from. An EU
migrant policy needs to combat the issue of free
movement for migrants and rights to work. Many
migrants, despite seeking safety in Europe, are
situated just off the coast of Calais in France, in the
hope of reaching Britain as it is easier to gain work
as opposed to France or Italy. It is worth noting
that migrants are willing contributors to the
economy if given the chance. This has been proven
when the Italian labour government in 2002
regularised migrants who immediately became tax
payers. The latter solution, is seemingly more
difficult to resolve than the former, as migrants
come as result of poverty, climate change, political
and ethnic strife that are beyond the EU control.
This requires the EU to take on a greater hands-on
approach with humanitarian missions involving the
European Security and Defence Policy [ESDP]
which currently is not on the agenda. We begin to
see Italy’s lone attempt as they have requested the
European Union to focus its funds on the EU-Africa
Trust Fund and begun to rebuild security in the
country with economic and energy deals on an
equal basis.
The EU has been applying a temporary band aid on
the migrant problem leaving Italy to deal with the
immediate problems alone. As it is difficult to
immediately resolve the situation with any form of
solidarity, the EU must do its part to offer Italy
partial relief and avoid pressure on frontier
countries. Is it inhumane for Italy to reject 630
migrants or inhumane for the remaining 27
countries in the EU to stand by, watch and merely
criticise Italy for doing nothing whilst doing
nothing themselves? Italy alternatively should
continue to strive for a migrant policy that will
better the lives of migrants as opposed to one that
becomes infused with the recent hate fuelled
agendas sweeping through Europe.
Maria Tran, Area Editor of Eurasian Studies, Cesran
International,
[email protected]
Political Reflection Magazine | Issue 16 | 33
I S S N: 2 0 4 5 - 1 9 0 3
CALL FOR CONTRIBUTIONS
Journal of Conflict Transformation and Security (JCTS) is for academics, policy makers and
practitioners to engage in discussions on a wide range of peace, conflict and human security
related issues in a multidisciplinary forum with contributions from political science, security
studies, international relations, development studies, post-conflict reconstruction studies,
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As an international refereed e-journal, edited by a group of acclaimed scholars indicated in
the Editorial Board, the Journal of Conflict Transformation and Security is published at its own
website http://www.cesran.org/jcts. It welcomes submissions of articles from related
persons involved in the scope of the journal as well as summary reports of conferences and
lecture series held in the social sciences. Submissions in comparative analysis, with case
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Prospective authors should submit 5.000 - 10.000 word articles for consideration
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Publication date:
Spring issue — April
Autumn issue — October
IS THE ‘ASEAN WAY’
THE WAY TO ASEAN
SECURITY?
By Rizal G. Buendia
Established in 1967, the effectiveness of the
Association of Southeast Asian Nations (ASEAN)1
as a regional security institution in addressing
traditional security issues has been subject to
continuing debate among policy makers,
academics and practitioners. The contestation on
its significance has been heightened in the face of
the emerging regional rivalry between the
Peoples’ Republic of China (PRC) and the United
States (US) over the South China Sea (SCS) on the
one hand, and sovereign and maritime rights
dispute between the PRC five (5) ASEAN Member
States (AMS) in the SCS on the other hand.
While some argue that ASEAN and its regional
institutions are simply “talk shops” hence
structurally ineffective in resolving inter-state
conflict2, others view ASEAN’s founding norm and
value of non-interference into the affairs of
another country in the region, known as the
ASEAN Way3, as the key salutary factor that
contributes to the amiable relation between and
36 | Issue 16 | Political Reflection Magazine
among states in Southeast Asia (SEA). They further
argue that the ASEAN Way standardizes behavior
of states through the doctrine of non-use of force
or threat of force in dealing with disputes, and
respects sovereignty and territorial integrity of
nations.4 The ASEAN Way is claimed to have been
responsible for thwarting inter-state armed
conflict for nearly half-a-century.
The conflicting perspectives on the role of ASEAN
in mitigating or resolving conflict in the region are
fundamentally rooted on the contrasting value of
the ASEAN Way as ASEAN’s security framework.
This commentary briefly reflects on the praxis of
the ASEAN Way as a doctrine in dealing with a host
of new challenges confronting the region, which
were not present during the initial years of its
existence. In as much as fortifying the region’s
security remains ASEAN’s foremost concern, it is
imperative to re-assess the relevance of the
ASEAN Way as a doctrine and process of defusing
intra- and extra-regional conflict, maintaining
By Rizal G. Buendia
peace, and advancing the neutrality of the AMS as
provided in the ASEAN’s Declaration of Zone of
Peace, Freedom and Neutrality (ZOPFAN) and the
Treaty of Amity and Cooperation in South East Asia
(TAC) of 1971 and 1976 respectively.
Territorial conflict
case and sought a ruling from the Permanent
Court of Arbitration (PCA)5 in 2013 concerning the
country’s legal entitlements under the UN
Convention on the Law of the Sea (UNCLOS).
Contrary to what the ASEAN Way prescribes, this
was done without prior consultation with other
ASEAN members.
The ASEAN Way’s process of making decisions
rests on unanimity. Rulings and judgments made
in a collective and collegial manner take a long
time with a no fixed time-table. Negotiations are
conducted until all parties have reached an
agreement. This process is rooted in the Asian
culture where decisions are made on a consensual
and consultative basis. As this process is ingrained
in ASEAN, disputes between AMS are refereed by
international adjudication bodies rather than being
decided by the instrumentalities of ASEAN.
While Chapter 8 of the 2008 ASEAN Charter
provides the mechanism on how to settle intraregional disputes, and the 2009 ASEAN PoliticalSecurity Community (APSC) Blueprint defines
ASEAN’s centrality in regional security and
reinforces SEA’s regional autonomy in its relations
with external powers, particularly the PRC and the
US, no AMS has ever utilized them in sorting out
disputes.
For instance, the Malaysia– Indonesia dispute over
the Sipadan and Ligitan Islands in the Sulawesi Sea
and the Singapore–Malaysia dispute over the
Pedra Branca islands in the South China Sea were
settled in 2002 and 2008 (in favour of Malaysia
and Singapore respectively) through arbitration by
the International Court of Justice (ICJ). The Thai–
Cambodia dispute over the Preah Vihear temple
(called Phra Viharn in Thailand), one of the worst
intra-ASEAN conflicts on record, was likewise
decided by the ICJ in 2013. Moreover, the Ambalat
sea block in the Celebes sea continues to be
contested by Indonesia and Malaysia and their
case has been submitted to the ICJ. Similarly,
Singapore and Malaysia’s dispute over the
Horsburg Lighthouse is before the ICJ.
Other institutions and processes designed to
resolve intra-and extra-ASEAN conflicts through
the ASEAN Way are multilateral in nature, which
do not only necessarily share ASEAN’s belief on
managing conflict but subscribe to their own view
in reconciling conflict. These include: the ASEAN
Regional Forum6, the ASEAN Defense Ministers
Meeting Plus (ADMM)7, and the Shangri-la
Dialogue (SLD).8 Evidently, these institutions are
composed of an assortment of highly-developed
and less-developed countries, which have their
respective interests to protect. Neither do these
institutions possess the power to fairly adjudicate
conflict nor authority to enforce whatever
decisions that may collectively arrive at. They are
simply venues where ideas are exchanged and
debated, which, on a smaller scale, are not
different from the United Nations.
In the case of the on-going territorial dispute in
the SCS – contested between the PRC, the
Republic of Taiwan, and five ASEAN countries
(Brunei, Indonesia, Malaysia, the Philippines, and
Vietnam) – the Philippines opted not to use the
ASEAN Way as the route in addressing the dispute
and claiming its maritime rights. Instead, it filed a
ASEAN’s institutions and other mechanisms
The importance of multilateral institutions though
lies in addressing transnational non-traditional
security (NTS), or human security issues, which
are non-military in nature, like environmental
degradation, pandemics, terrorism, maritime
Political Reflection Magazine | Issue 16 | 37
Is the ‘ASEAN Way’ the Way to ASEAN Security?
piracy, illegal migration, drug trafficking, people
smuggling, money laundering and other forms
of transnational crime that do not respect
national boundaries. Tackling NTS issues however
requires regional governance based on the
framework of democracy, human rights and
social justice. AMS do not possess a single,
or uniform, framework where notions of
democracy, human rights and social justice can
be gauged or measured due to the diversity in
culture, religion, ethnicity, economic development
and political systems. In fact, there is little
regional governance occurring in ASEAN, as all
AMS are wary about surrendering their
sovereignty and political autonomy to a
supranational institution.
refugee crisis and greater instability in neighboring
countries. This is similar to NTS issues – i.e., drug
trafficking, maritime piracy, people smuggling, etc.
– that affect all AMS and destabilize the region, yet
ASEAN simply watches with a blind eye.
Conclusion
Equally important is the ability of the ASEAN Way
to maintain regional unity in rallying behind AMS
in the face of the PRC and US rivalry in the SCS.
The ASEAN Way of non-interferences, conflict
avoidance, face saving and an incremental
approach to conflict resolution through consensus
and dialogue makes it increasingly difficult to cope
with the new contours of Sino-American
contestation in SEA. While many like to see a
strong US presence in Asia to provide an effective
balance in the region, few want to be caught in the
crossfire between Washington and Beijing.9
It appears that the ASEAN Way doctrine had not
been critical in resolving brewing intra-regional
territorial conflict. Its frailty as a framework of
ASEAN security consequently increases insecurity
in the region. The non-intervention of ASEAN over
the Rohingya genocide committed by the
Myanmar state or indiscriminate killings of Patani
minorities in Southern Thailand led to massive
There is a need to rethink the doctrine of ASEAN
Way as an approach and mode of securing and
preserving peace in Southeast Asia. As a matter of
practical necessity, the ASEAN Way has to make
itself relevant in the face of real world changes
and
challenges
without
sacrificing
and
compromising the peculiarities and idiosyncrasies
of people comprising the ASEAN member states.
38 | Issue 16 | Political Reflection Magazine
By Rizal G. Buendia
Rizal G. Buendia, PhD (Political Science)
Independent
Consultant
and
Researcher,
Southeast Asian Politics
4.
Consultant and Researcher in Southeast Asian
Politics and International Development based in
Wales, UK. Former Chair of the Political Science
Department, De La Salle University-Manila,
Philippines and Teaching Fellow, Department of
Politics and International Studies and the
Department of Development Studies, School of
Oriental and African Studies (SOAS), London, UK.
5.
Notes:
1. An inter-governmental organization, composed
of 10 Southeast Asian (SEA) countries, was
founded on 8 August 1967 by five (5) countries,
namely: Indonesia, Malaysia, the Philippines,
Singapore, and Thailand. Other countries joined
in 1984 (Brunei), 1995 (Vietnam), 1997 (Laos
and Burma) and 1999 (Cambodia). It was
organized to promote inter-state economic,
political, security, military, educational, and
socio-cultural cooperation.
2. See David Martin Jones and Michael Smith,
‘Making Process, Not Progress: ASEAN and the
Evolving East Asian Regional Order’,
International Security, Vol. 32, No. 1, pp. 148–
184 (2007); Nick Bisley and Malcolm Cook,
‘How the East Asia Summit can Achieve its
Potential’, ISEAS Perspective, No. 56 (2014);
Masashi Nishihara, ‘A Separate Group for the
“Maritime” ASEAN Nations’, PacNet, No. 63, 25
August, 2016.
3. The “ASEAN Way” is a concept of inter-state
relation and regional cooperation that consists
of avoidance of formal mechanisms and
legalistic procedures for decision-making, and
reliance on musyawarah (consultation) and
mufakat (consensus) to achieve collective goals.
See Amitav Acharya, `Ideas, Identity and
Institution-Building: From the ASEAN Way to
6.
7.
8.
9.
the Asia-Pacific Way?’ The Pacific Review, Vol
10, No. 3, pp. 319-346. (1997).
Amitav Acharya, ‘How Ideas Spread: Whose
Norms Matter? Norm Localization and
Institutional Change in Asian Regionalism,’
International Organization, Vol. 58, No. 2, pp.
239–75 (2004); Hiro Katsumata, ‘Mimetic
Adoption and Norm Diffusion: “Western”
Security Cooperation in Southeast Asia?,’
Review of International Studies, Vol. 37, No. 2,
pp. 104–21. (2011).
The PCA is an intergovernmental which has a
UN Observer status that provides services of
arbitral tribunal to resolve disputes between
member states, international organizations or
private parties. Cases include a range of legal
issues involving territorial and maritime
boundaries, sovereignty, and human rights
among others. See https://pca-cpa.org/en/
home/ for details.
A formal, official, and multilateral forum in the
Asia Pacific region established to foster
constructive dialogue and consultation on
political and security issues. It consists of 27
countries of Australasia, North America, the EU,
and Asia (SEA, NE Asia, and South Asia). See
http://aseanregionalforum.asean.org/
for
details.
ADMM Plus is composed of 10 ASEAN Defense
Ministers and other Defense Ministers of
Australia, China, India, Japan, South Korea, New
Zealand, Russia and the United States.
SLD is a "Track One" inter-governmental
security forum held annually by the
International Institute for Strategic Studies
(IISS) participated by defense ministers,
permanent heads of ministries and military
chiefs of 28 Asia-Pacific states.
Carlye A. Thayer, ‘The United States, China and
Southeast Asia,’ In: Southeast Asian Affairs,
edited by D. Singh. Singapore: Institute of
Southeast Asian, pp. 16-25. (2011).
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