CONFLICT IN SYRIA: IS IT A PROXY WARFARE?*
Suriye İç Savaşı Bir Vekalet Savaşı Mı?
Şafak OĞUZ**
Kadir Ertaç ÇELİK***
Abstract
This article analyses the protracted conflict in Syria in the context of proxy warfare
theory, focusing especially on the competition between global powers (the US and
Russia) and regional actors Iran and Saudi Arabia, which is supported by other
regional Sunni states. When eventuated, the conflict in Syria represented an example
of proxy warfare, but a military intervention by exterior actors upon the onset of the
DAESH terrorist organisation, and shifting relations between global and regional
actors, turned Syria into a more complex political and military battlefield, which a
single warfare theory can no longer adequately explain.
Keywords: Proxy Warfare, Syria, Syrian Conflict, Iran, Saudi Arabia.
Öz
Bu makale, özellikle küresel güçler olan ABD ve Rusya ile bölgesel aktörler olan İran
ve bölgedeki diğer Sünni devletler tarafından desteklenen Suudi Arabistan arasındaki
rekabete odaklanarak, Suriye’de uzun süredir devam eden çatışmaları vekalet
savaşları teorisi kapsamında incelemektedir. Makale, çatışmaların başlangıçta
bir vekalet savaşı örneğini teşkil ettiğini; ancak DEAŞ terör örgütünün ortaya
çıkması üzerine harici aktörlerin askeri müdahalesi ve küresel ve bölgesel aktörler
arasındaki değişen ilişkilerin Suriye’yi daha karmaşık bir siyasi ve askeri savaş
alanına çevirerek savaşın karakteristiğini tek bir teori kapsamında anlatamayacak
şekilde değiştirdiğini öne sürmektedir.
Anahtar Kelimeler: Vekalet Savaşı, Suriye, Suriye İç Savaşı, İran, Suudi Arabistan.
* Received on: 10.09.2018 – Accepted on: 24.11.2018
** Dr., USGAM Security Expert, e-mail:
[email protected]
*** Arş. Gör., Ankara Hacı Bayram Üniversitesi İİBF Uluslararası İlişkiler,
e-posta
[email protected]
ANKASAM | Uluslararası Kriz ve Siyaset Araştırmaları Dergisi
Introduction
Contrary to the emerging post-Cold War theories, proxy warfare
was more widespread during the Cold War era, with a focus
on the struggle between the US and the former Soviet Union,
especially after the advent of nuclear weapons. Both superpowers
financially, politically, and militarily supported warfare for their
strategic interests in third countries and refrained from direct
confrontation. The probability that any crisis could spiral out of
control and escalate into total war, including nuclear confrontation,
led them to resort to proxy warfare to contain the spread of the
other superpower and maintain the strategic and global balance.
The indirect confrontation between the US and Russia carried
over into the post-Cold War era, as civil wars in Bosnia, Angola, and
Somalia, as well as terror attacks in Iraq and Afghanistan, emerging
as the main methods of proxy warfare. The Syrian conflict has
also been considered as an example of classic proxy warfare, in
which state and non-state actors supported by external global
and regional powers have been engaged in prolonged conflict.
However, shifting and fragile relations between the actors on the
ground have changed the nature of the conflict, resulting in a more
complex and intricate military environment.
The Syrian conflict is viewed as a proxy warfare between
the US and Russia, and/or between Sunni (mainly Saudi Arabia,
the Gulf States, and Turkey) and Shiite regional powers (mainly
Iran). All these global and regional powers have been part of the
conflict since the beginning of the crisis, with different levels of
involvement ranging from financial aid to armament support.
The advent of the al-Dawlah al-Islamīyah fī l-ʻIrāq wa-sh-Shām
(DAESH) terror organisation, though, changed all paradigms in
the conflict and tipped the balance of power in the region. Global
and regional powers that were refraining from direct engagement
initiated military operations ostensibly targeting DAESH but in
reality, against their competitors.
Thus, protests against the Assad government in Syria morphed
into a protracted conflict with military involvement by global and
December 2018 • 2 (2) • 44-69 45
Conflict in Syria: Is it a Proxy Warfare?
regional powers, in blurred limits and with long-term and standing
global and regional implications. The problems lie in the question
of whether the changed character of the conflict that was previously
categorised as proxy warfare has rendered it inconsistent with the
principals of proxy warfare theory.
Proxy Warfare Theory
Şafak OĞUZ
Kadir Ertaç ÇELİK
Although the strategies, technologies, and dimensions of warfare
have experienced immense evolution during history, the central
principles of warfare have been valid for centuries. As a result,
the principles set forth by Sun Tzu in the 6th century BCE and
Clausewitz in the 19th century still shape the main strategies of
modern warfare, including emerging theories such as hybrid1- or
fourth generation warfare. These principles also shaped proxy
warfare, which emerged as one of the shining warfare theories,
especially during the Cold War. The dimise of the Soviet Union
brought by expectional changes in the internationa relations
discipline including warfare theories.2 As Abbink highlighted,
supporting proxy warfare has been a predictable extension of the
“normal” diplomatic strategy of enhancing the national interest, in
a variant on the old Clausewitz doctrine on warfare.3
Proxy warfare is defined as “indirect engagement in a conflict
by third parties wishing to influence its strategic outcome,”4 and
“a conflict in which one party fights its adversary via another
party rather than engaging that party in direct conflict”.5 As both
definitions make clear, it is a warfare between the proxies, but
conducted in such a way that the major competition is between
their supporters.
1 For Hybrid Warfare; Mehmet Seyfettin Erol-Şafak Oğuz, “Hybrid Warfare Studies and
Russian’s Example in Crime”, Gazi Akademik Bakış, 9(17), Kış 2015, p. 263-267 .
2 Mehmet Seyfettin Erol-Oktay Bingöl, "Uluslararası İlişkiler ve İstihbarat", Dış Politika
Analizinde Teorik Yaklaşımlar: Türk Dış Politikası Örneği, der., Ertan Efegil-Mehmet Seyfettin
Erol, Barış Kitap, Ankara 2012, p. 294.
3 Jon Abbink, “Ethiopia-Eritrea: Proxy Warfare and Prospects of Peace in the Horn of Africa”,
Journal of Contemporary African Studies, 21(3), September 2003, p. 420.
4 Andrew Mumford, Proxy Warfare: Warfare and Conflict in the Modern World, Polity Press,
Cambridge 2013, p. 11.
5 Cecily G. Brewer, “Peril by Proxy: Negotiating Conflicts in East Africa”, International
Negotiation, 16(1), 2011, p. 138.
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Although it is mainly associated with the Cold War, “proxy
warfare is not a new phenomenon in international politics”.6 Since
ancient times, empires and nation-states have employed foreign
troops and indigenous forces to wage war, or have backed them
when it suited their policy aims.7 As Mumford put it, “the appeal of
what can be characterised as ‘warfare on the cheap’ has proved an
irresistible strategic allure for nations through the centuries.”8
History includes numerous conflicts defined as proxy warfare by
scholars. According to the Mumford, the Thirty Years’ War (16181648), in which Protestant France and Catholic Spain covertly
involved themselves on the sides of their co-religionists within
the Holy Roman Empire, constituted a classic example of proxy
warfare.9 Turse highlights that by the nineteenth and twentieth
centuries, the tactic had become de rigueur for colonial powers
such as the French, who employed Senegalese, Moroccan, and other
African forces in Indochina and elsewhere, and the British, who
regularly used Nepalese Gurkhas to wage counterinsurgencies in
places ranging from Iraq and Malaya to Borneo.10 The implication
is that all of these conflicts have been proxy warfare.
Mumford, though, does make the point, that although proxies
have been used throughout history as means of fulfilling the
objectives of third parties, it was only in the twentieth century that
warfare by proxy emerged as a prolific form of conflict.11 Towle
agrees, arguing that throughout history we can see examples of
states employing mercenaries or paying other countries to help
them fight their enemies. Only in the 20th century, though, do the
superpowers finance, arm, and aid belligerents on a massive scale
without becoming involved in the fighting themselves.12
6 Geraint Hughes, My Enemy’s Enemy: Proxy Warfare in International Politics, Sussex
Academic Press, Brighton 2012, p. 2.
7 Nick Turse, The Changing Face of Empire: Special Ops, Drones, Spies, Proxy Fighters, Secret
Bases, and Cyberwarfare, Haymarket Books, Chicago 2012, p. 70.
8 Andrew Mumford, “Proxy Warfare and the Future of Conflict”, The RUSI Journal, 158(2),
April/May 2013, p. 41.
9 Ibid.
10 Turse, loc. cit.
11 Mumford, op. cit., p. 12.
12 Philip Towle, “The Strategy of Warfare by Proxy”, The RUSI Journal, 126(1), 1981, p. 21.
December 2018 • 2 (2) • 44-69 47
Conflict in Syria: Is it a Proxy Warfare?
Brewer argues that proxy warfare was associated mainly with
the Cold War competition.13 During the Cold War, the US and the
former Soviet Union used their proxies to advance their strategic
and political interests with lower risk than direct confrontation.14
During the Cold War, civil wars in Angola, Somalia, Chad, Congo,
Greece and many other third countries played an important role
in the struggle between the US and the Soviet Union. As Brewer
pointed out, “proxy warfare as inter-state conflicts [is] fought
via intra-state means.”15 Thus scholars have branded many Third
World civil wars as proxy warfare.16
Şafak OĞUZ
Kadir Ertaç ÇELİK
Many scholars argue that the advent of nuclear weapons was the
main reason the superpowers refrained from direct confrontation.
During the Cold War, the term ‘proxy warfare’ was used to refer to
the superpowers’ use of allied factions or states to pursue their
global rivalry outside the strictures of Northern-Hemisphere
nuclear deterrence.17 Mumford argues that the recourse to proxy
warfare has been particularly prevalent since 1945 as the shadow
of nuclear warfare ensured more acute selectivity in conflict
engagement, given the consequences of a potential nuclear
exchange.18 However, Towle rejects the idea that proxy warfare was
the result of the advent of nuclear capabilities; these only bolstered
the tendency that started mainly at the beginning of the 20th
century.19
Not much has changed in the post-Cold War era as global
powers continued their policy, refraining from a direct engagement
or confrontation with other nuclear states. Proxy warfare emerged
in different forms, but civil warfare remained the main method.
Conflicts in Bosnia Herzegovina, for example, became the theatre
13 Brewer, loc. cit.
14 Yaacov Bar-Siman-Tov, “The Strategy of Warfare by Proxy”, Cooperation and Conflict,
19(4), November 1984, p. 263
15 Brewer, loc. cit.
16 Ann Hironaka, Neverending Warfare: The International Community, Weak States and the
Perpetuation of Civil Warfare, Harvard University Press, Cambridge 2005, p. 104.
17 Dylan Craig, “State Security Policy and Proxy Warfare in Africa”, Strategic Insights, 9(1),
Spring-Summer 2010, p. 33.
18 Mumford, op. cit., p. 41.
19 Towle, loc. cit.,
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for the struggle between the US and Russia as well as European
states. Modern civil warfare is frequently fed by competing external
supporters who use local proxies as part of a larger regional or
even global struggle.20
Conflicts in Kosovo, Georgia, Ukraine and many more places also
have emerged as examples where proxies fought against each other
as part of the competition between global and regional powers in
the post-Cold War era. Kosovo evolved into a classic proxy warfare
between the US and Russia, described by prominent politicians
and scholars including Zbigniew Brzezinski, Javier Solana, and Carl
Bildt, as “proxy warfare with the Holocaust.”21
Operations by Georgian troops in South Ossetia and Abkhazia
in 200822 and civil unrest in Ukraine23 against the pro-Russian
government in 2014, were both supported politically and militarily
by the US and EU, emerged as a proxy war between the US and
Russia in the form of civil war. Having declared Georgia and
Ukraine’s NATO membership as its red line, Russia invaded Georgia
in 2008 and annexed Crimea using Russian Special Forces, creating
a frozen conflict in eastern Ukraine while the US refrained from
direct confrontation with Russia.
In addition to the global competition, regional competitions
were also reflected in proxy warfare, especially in Africa. Apart
from the ideological struggle of the Cold War, proxy warfare
experienced a shift in its character, from internationalised conflicts
of an ideological nature to regionalised interventions motivated
by inter and intra-state competition for power and resources.24As
20 Miriam R. Estrin-Jeremy Shapiro, “The Proxy Warfare Problem in Syria”, Foreign Policy,
4 February 2014.
21 Bernard Henry-Levy Etal, “Kosovo Defines the West”, New Perspectives Quarterly, 16(3),
Spring 1999, p. 45.
22 Carol Weaver, The Politics of the Black Sea Region: EU Neighborhood, Conflict Zone Or
Future Security Community?, Routledge, London 2016, p. 83.
23 Alexandra McLees-Matthew Kupfer, “A Proxy Warfare in Ukraine?”, Carnegie Moscow
Center, 31 July 2014, http://carnegie.ru/commentary/56307, (Date of Accession:
07.01.2018); Mehmet Seyfettin Erol, ““Ukrayna-Kırım Krizi” ya da “İkinci Yalta Süreci””,
Karadeniz Araştırmaları, 41, Spring 2014, p. 4.
24 Mumford, op. cit, p. 45.
December 2018 • 2 (2) • 44-69 49
Conflict in Syria: Is it a Proxy Warfare?
Abbink highlighted, “in the era of the Cold War, proxy warfare was
often orchestrated on a large scale by the then superpowers, as
occurred, for example, in Angola and Mozambique and in countries
in the Horn of Africa; but after about 1990 they proliferated in
Africa in more limited regional settings, in the context of state
competition.25
Proxy Warfare in Syria
Şafak OĞUZ
Kadir Ertaç ÇELİK
As the final destination of the Arab Spring, Syria has been enduring
a form of warfare which is hard to define and explain only with
one warfare theory. Having started with street protests for more
liberty as a continuation of the “freedom movements” in other
Arab states, the seven years of warfare/conflict/civil warfare/
proxy warfare has resulted so far in hundreds of thousands of
deaths and millions of internal and international refugees. Due to
the complex dynamics in the region, competition between regional
and global actors are wrapped into one conflict. Mumford, for
example, calls the Syrian war “anarchic proxy warfare” because of
the involvement of a broad network of shifting benefactor-proxy
agent relationships, each with different goals in mind.26
A particularly noxious brew of external supporters and their
proxies,27 the Syrian conflict is mostly characterised by proxy
warfare, but the main supporters and actors in the conflict have
been defined in various ways. Der Spiegel, for example, states in
sum that two proxy wars are being waged on the same territory:
the more visible one between Russia and the West, and the
structurally more meaningful proxy warfare being waged between
the Shiites and the Sunnis -- and between their protector states,
Iran and Saudi Arabia.28 As King summarised the issue, “the
25 Abbink, op. cit., p. 407.
26 Vladimir Rauta-Andrew Mumford, “Proxy Warfare and Contemporary Security
Environment”, Robert Dover-Huw Dylan-Michael S. Goodman, ed., The Palgrave Handbook of
Security, Risk and Intelligence, Palgrave Mcmillan, London 2017, p. 108.
27 Miriam R. Estrin-Jeremy Shapiro, “The Proxy Warfare Problem in Syria”, Foreign Policy,
4 February 2014.
28 “Battle for Aleppo: How Syria Became the New Global Warfare”, Der Spiegel, 11 October
2016.
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competing and overlapping interests of an array of outside actors
have played out over nearly six years of grinding conflict in Syria
and alliances have shifted; rivalries have sharpened and eased;
even highly predictable events contrive to surprise.”29
In the context of proxy warfare, actors and proxies can be
analysed in three different layers. At the top level, there has been a
visible confrontation between the US and Russia since the beginning
of the Syrian warfare. Competition between Sunni and Shiite
regional powers, namely mainly Iran and Saudi Arabia, constitutes
at the second level. Finally, Sunni groups such as opposition forces
supported by the US and Sunni regional powers and Assad forces
with the help of Shiite groups (especially Hezbollah) supported by
Iran and Russia function as the main proxies on the ground. But
the conflict has evolved into a complex war with the involvement of
more outside and inside actors within changing supporter-proxy
relations, blurring the lines between these layers.
It is worth noting that some scholars oppose calling the Syrian
conflict as a “proxy warfare”. Beehner, for example, argues that
to do so is wrong because three assumptions are wrong. One,
it implies that the conflict is mainly about larger fissures in the
region, especially the rift between Sunni and Shiite, Saudi Arabia
and Iran. Second, it suggests that the conflict will be resolved
chiefly by outside actors hashing out their differences at the table.
Third, the phrase indicates that the conflict is an incredibly highstakes game involving existential issues on which compromise is
impossible30 Kupchan supports him, arguing that the term ‘proxy
war’ overstates the U.S.-Russian strains over Syria, and the only
signal of a proxy conflict, and a weak one, are the press reports
that Saudi Arabia is increasing deliveries of TOW anti-tank missiles
to Syria.31
29 Laura King, “Who Wants What in Syria: World Powers Jostle for Influence”, Los Angeles
Times, 23 December 2016.
30 Lionel Beehner, “How Proxy Warfare Work and What That Means for Ending the Conflict
in Syria”, Foreign Affairs, 12 November 2015.
31 Eyder Peralta, “We Ask Experts: Has the Situation in Syria Become a Proxy War?”, NPR,
17.10.2015, https://www.npr.org/sections/thetwo-way/2015/10/16/449181764/we-askexperts-has-the-situation-in-syria-become-a-proxy-war, (Date of Accession: 19.12.2017).
December 2018 • 2 (2) • 44-69 51
Conflict in Syria: Is it a Proxy Warfare?
Proxy Warfare between the US and Russia
Many scholars described the Syrian conflict as “proxy warfare”
between the US and Russia.32 Politicians on both sides, though,
have issued conflicting statements on the topic, with US senators
Tom Cotton33 and John McCain34, for example, arguing that the US
is engaged in “proxy warfare” with Russia in Syria, while President
Obama stated that the US is not going to turn Syria into proxy
warfare between the US and Russia.35 Upon deployment of US
Special Forces in Syria in 2015, Lavrov, for his part, claimed he
is not sure whether either the US or Russia want [the conflict] to
become so-called proxy warfare.36
Şafak OĞUZ
Kadir Ertaç ÇELİK
However, since the beginning, both the US and Russia played
decisive roles in the fate of the conflict and supported opposing
groups to promote their respective interests. The US tried a new
approach in its Middle East policy by expanding its neo-colonial
web through the production of proxy warfare rather than through
the traditional intervention and invasion, as occurred in Iraq and
Afghanistan, and the US attempted to covertly sponsor non-state
actors, including terrorists.37 On the other hand, Russian politicians
aimed at achieving geopolitical parity with the US; for this, Assad’s
political survival is merely a means to that much larger end.38
Russia has initiated a military operation in Syria with the intention
to widen its footprint in the Middle-East.39
32 See: Michael Capek, The Syrian Conflict, Abdo Publishing, Minnesota 2017, p. 48; Brian
Glyn Williams, Counter Jihad: America’s Military Experience in Afghanistan, Iraq, and Syria,
University of Philadelphia Press, Philadelphia 2017, p. 313.
33 Tom Cotton, “Russia’s Intervention in Syria and What Washington Should Do”, Foreign
Affairs, 30 November 2015.
34 Martin Pengelly, “John McCain Says US is Engaged in Proxy Warfare with Russia in Syria”,
The Guardian, 04 October 2015.
35 Mark Mazzetti et all, “Military Success in Syria Gives Putin Upper Hand in U.S. Proxy
Warfare”, The New York Times, 6 August 2016.
36 Alexandra Sims, “Syria: Moscow Issues ‘Proxy Warfare’ Warning over US Special Forces”,
The Independent, 31 October 2015.
37 Paul Antonopoulos-Drew Cottle, Syria: The Hegemonic Flashpoint between Iran and
Saudi Arabia?, Vij Books, New Delhi 2017, p. 76.
38 “Battle for Aleppo: How Syria Became the New Global Warfare”, Der Spiegel, 11 October
2016.
39 Riana Teifukova-Mehmet Seyfetin Erol, "Russian Hybrid War: From Theory to Practice",
Uluslararası Kriz ve Siyaset Araştırmaları Dergisi, 1(2), Hibrit Savaşları Özel Sayısı, p. 52.
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Having undeniably encouraged the Arab Spring and the Syrian
conflict, the US preferred not to become militarily engaged in
the conflicts for a long time, although the Americans supported
moderate forces against Syrian regime forces and urged Bashar
Assad to relinquish power despite a strong opposition by Russia,
Iran and China. The US provided non-lethal weapons and other
military equipment, training, and financial support for the
opposition forces directly or through the regional Sunni Gulf
States. The US issued 500 million dollars to train, called “proxy
training” by Rauta and Mumford,40 and equip opposition forces in
June 201441 and pursued a “no-boots-on-the-ground” strategy until
the advent and rise of DAESH.42 Even the alleged use of chemical
weapons by Syrian regime forces in August 2013, declared as a red
line by the Obama administration did not trigger the involvement
of US troops in the conflict.
The same situation applied to Russia. Since the beginning of the
crisis, Russia has lavished the Assad regime with political, military,
and economic aid and vetoed all resolutions against Syria in the
United Nations Security Council (UNSC), strongly reacting to any
change of a pro-Russian regime in the Middle East, stressing in
particular that the West cheated Russia in toppling the regime in
Libya.43
This period represented a classic type of proxy warfare between
the US and Russia as defined by many.44 Russia supported the state
actor (the Syrian regime) and the US supported the opposition
forces (non-state actor) without confronting each other militarily,
but only politically, to meet their strategic goals (for the US,
40 Rauta-Mumford, op. cit., p. 109.
41 Helene Cooper, “Obama Requests Money to Train ‘Appropriately Vetted’ Syrian Rebels”,
The New York Times, 26 June 2014.
42 Gregory Korte, “16 Times Obama Said There Would be No Boots on the Ground
in Syria”, USA Today, 30.10.2015, https://www.usatoday.com/story/news/politics/
onpolitics/2015/10/30/16-times-obama-said-there-would-no-boots-groundsyria/74869884/, (Date of Accession: 22.01.2017).
43 “Russia will not Allow Libya-Style Regime Change in Syria: Lavrov”, Al-Arabiya, 09 June
2012, https://www.alarabiya.net/articles/2012/06/09/219590.html, (Date of Accession:
22.01.2017).
44 Anne Barnard-Karam Shoumali, “U.S. Weaponry Is Turning Syria Into Proxy Warfare
with Russia”, The New York Times, 12 October 2015.
December 2018 • 2 (2) • 44-69 53
Conflict in Syria: Is it a Proxy Warfare?
throwing out a pro-Russian regime and for Russia preserving its
proxy regime). Neither side became directly part of the conflict.
Şafak OĞUZ
Kadir Ertaç ÇELİK
However, the advent and rise of DAESH in Iraq and Syria
changed the course of the conflict. The US formed a coalition force,
with participation by many Western and Gulf states, with the
aim of defeating DAESH. Following the DAESH takeover of Mosul
in September 2014 coalition forces carried out airstrikes against
DAESH first in Iraq and then Syria. Thus, the US militarily became
part of the conflict in Syria but with a changed target (DAESH)
and proxy (Kurds) rather than the original target and proxy of
the conflict (Syrian regime forces and opposition forces). The US
has since focused on supporting Kurds to fight against DAESH,
neglecting American support of opposition forces involved at first
in the fighting as the main US proxy.
Since then the US has been stressing that the top priority
in Syria is defeating DAESH and that once that goal is achieved
the Syrian people should be allowed to decide the fate of their
president; the Secretary of State has recently repeated this claim.45
Kurds emerged as the main US proxy in the conflict since then and
the US has provided the YPG terror organisation, an affiliate of the
terror organisation PKK, thousands of tons of weapons, equipment
and materials, despite warnings and the strong reaction by its
NATO ally Turkey.
Considered clear proof of cooperation between the US and
DAESH and between Kurds and DAESH, and the cooperation
between Kurds and the US, the advent of DAESH and the role it
has played so far casts doubt on the main purpose and strategic
outcome for the US proxy war in Syria. Risking breaking up relations
with NATO ally Turkey, with whom they targeted the Assad regime
in the beginning, the US, which still insists on the removal of Bashar
Assad, supports the Kurdish terrorist organisation, which has been
in close cooperation with the Assad regime, against DAESH, which
also has been in close cooperation with Assad and to date has not
45 Abby Phillip-Mike DeBonis, “Tillerson, Haley Issue Differing Statements on Future of
Assad in Syria”, The Washington Post, 9 April 2017.
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attacked the YPG. Thus, the new US target and proxy have been in
cooperation and both of them also have been in close cooperation
with the previous US target, the Assad regime.
The US has been providing a huge amount of sophisticated
weaponry and military equipment to the PYD terror organisation
as their new proxy in the conflict. These circumstances carry risks
of breaking up with Turkey; one of the most important regional
powers and fellow participant in the conflict as well as an ally
in NATO, and leaves Ankara no other option than to intervene
militarily for its national security and interests, in cooperation with
Russia and Iran. Thus, the evolving situation and the US’s siding
with a terror organisation detrimental to its ally’s national security
interests have changed the supporter/proxy relationship, resulting
in Turkey’s cooperation with Russia and Iran while retaining its
policy of toppling the Assad regime, the latter supported by Russia
and Iran. Here, then, is another puzzle for proxy warfare theory.
The same situation applies to Russia, which became part of
the conflict upon the invitation of the Assad regime in September
2015. Russia’s bombing of DAESH units, amid reports that the
Russians targeted opposition forces instead,46 tipped the balance
of power in favour of the Syrian regime. Russia, who has been in
proxy warfare with the US, also targeted DAESH; which cooperated
with Assad, a Russian proxy, and that fights with Iran that has been
another Russian proxy. On the other hand, Russian bombardment
of DAESH helped Kurdish terrorists (the US new proxy) seize much
of northern Syria and become an imminent threat for Turkey,
which had been cooperating with Russia and Iran for a political
solution to the conflict.
Realities and complex relations created a new situation on
the ground for proxy warfare. The US and later Russia became
directly and increasingly involved in the conflict, visibly in the
same boat against DAESH but with different and conflicting
purposes and in essence against each other, in the same territory
46 Robert Service, Russia and Its Islamic World: From the Mongol Conquest to The Syrian
Military Intervention, Hoover Institution Press, Stanford 2017, p. 90.
December 2018 • 2 (2) • 44-69 55
Conflict in Syria: Is it a Proxy Warfare?
in a third country. Thus, military involvement in the conflict has
breached the main principle of proxy warfare, which is to refrain
from direct military involvement in a third country. As Mumford
pointed out, any definition of proxy warfare that includes direct
military intervention misinterprets what should arguably be the
fundamental cornerstone of our understanding of proxy warfare:
indirect interference.47
Şafak OĞUZ
Kadir Ertaç ÇELİK
Secondly, the new situation on the ground, in which the US
and Russia support different proxies against the same adversary
(DAESH) with direct involvement but without direct engagement,
has changed the paradigm of classic proxy warfare theories. Having
refrained for a long while from military involvement, both powers
have created a new dimension for proxy warfare, “targeting a
common enemy with different and conflicting strategic outcomes
Thirdly, both the US and Russia changed their proxies based
on the new situation in the region as well as the changing balance
in the warfare. Having supported the Sunni opposition forces
to topple the Assad regime, the US substituted the Assad regime
with DAESH and substituted the Kurdish terror organisation for
the Sunni opposition forces. Not surprisingly, the US’s new target
(DAESH) and new proxy (YPG) had been in dark and close relation
and cooperation with each other as well as with the Assad regime,
casting doubt on the strategic outcomes in the proxy warfare and
the long-term project of the US in the region.
Finally, the US’s open and immense support for its new proxy
(the terror organisation YPG), created an immense threat against
one of US’s ally that has been fighting against the Assad regime
with the US has also changed the basic principles of proxy relation.
The new situation urged Turkey to cooperate with Russia and Iran,
whose proxy have been the main target of Turkey, and be militarily
involved in the conflict against YPG, US’ new proxy.
47 Mumford, op. cit., p. 22-23.
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Proxy Warfare between Sunnis and Shiites
The struggle between Sunnis and Shiites dates back roughly to the
death of Mohammed, the Prophet of Islam and over the centuries
it has been one of the most important triggers of confrontation in
the region, with Shiites mainly represented by Iran and its affiliates
and Sunnis represented historically by the Ottoman Empire but
now mainly led by Saudi Arabia. Recently, Iran and Saudi Arabia
have been waging a struggle for dominance that has turned much of
the Middle East into their battlefield; rather than fighting directly,
they encourage and thus worsen the region’s direst problems:
dictatorship, militia violence, and religious extremism.48 Both
states have engaged in political and religious struggles throughout
the Islamic World, from Yemen and Pakistan to Lebanon, but their
struggle is mainly polarized in the Syrian conflict.49 For both Saudi
Arabia and Turkey, major Sunni regional powers that still insist
on the removal of the Assad regime, Syria constitutes the ultimate
battleground for hegemony in the region.50
As a possible “thirty years warfare”51 between Muslims, the
Syrian struggle underlines the sectarian conflict between Sunnis
and Shiites. Many scholars argue that the real proxy warfare in
Syria has been between Sunni and Shiite regimes in the region,
especially between Iran and Saudi Arabia. Service, for example,
argues that “vicious proxy warfare was being fought on Syrian
soil between Shiite Iran and Sunni Saudi Arabia.”52 Levitt argues
that the Syrian warfare is also a classic case of proxy warfare, in
this case between Saudi Arabia and other Sunni Gulf states, on
one hand, and Iran, on the other, with the additional, especially
dangerous overlay of sectarianism.53 Melamed names Saudi Arabia,
48 Max Fisher, “How the Iranian-Saudi Proxy Struggle Tore Apart the Middle East”, The New
York Times, 19.11.2016.
49 Antonopoulos-Cottle, loc. cit.
50 James M. Dorsey, “Saudi Arabia’s Syria Strategy: Rewriting the Middle East’s Political
Map”, Huffington Post, https://www.huffingtonpost.com/james-dorsey/saudi-arabias-syriastrat_b_9216132.html, (Date of Accession: 03.01.2017)
51 Richard Norton-Taylor, “A Thirty Years Warfare in Iraq and Syria?”, The Guardian, 11 June
2014.
52 Service, op. cit., p. 83.
53 Matthew Levitt, Syria Spillover: The Growing Threat of Terrorism and Sectarianism in
the Middle East, Testimony Submitted to the Senate Foreign Relations Committee March 6,
2014, https://www.foreign.senate.gov/imo/media/doc/030614AM_Testimony%20-%20
Matthew%20Levitt.pdf, (Date of Accession: 04.12.2017), p. 8.
December 2018 • 2 (2) • 44-69 57
Conflict in Syria: Is it a Proxy Warfare?
Qatar, Turkey and Jordan as the main Sunni regional powers with
the Syrian regime, Iran and Hezbollah on the Shiite side.54 Sanders,
on the other hand, argues that the tense relationship between
Riyadh and Tehran revolves around power and influence rather
than sectarianism.55
Şafak OĞUZ
Kadir Ertaç ÇELİK
The fate of Assad, namely the continuation in power of an
offshoot of Shiite Islam in the only Arab state that supported Iran
during the Iran-Iraq war, is crucial for Iran in the competition for
hegemony in the region. Syria is the central pillar in the axis of
resistance and critical to its regional and international aspirations.56
Its Alawite leadership and important Shiite shrines have reinforced
the strategic relationship with a measure of ideological sympathy,
while, for Tehran, the revolutionary imperative of maintaining
a land bridge to Hezbollah in Lebanon has helped to cement the
alliance further.57
For Saudi Arabia with its ambitions of regional leadership
especially among the Sunni population, revising the Sunni-Shiite
balance in the region and decreasing Iran’s influence is the main
reason for supporting Sunni rebels. Syrian rebels, supported
by Saudi Arabia, fighting the Assad-Iran axis in Syria are also
motivated by their deep animosity toward Iran and its Shiite
proxies”.58 Considered Iran’s increasing impact in the region, “the
Syrian revolt against Assad was the one opportunity presented by
the upheavals of the Arab Spring for Riyadh to roll back Iranian
influence.”59
The course of the “proxy warfare” between Iran and Saudi
Arabia has been similar to the “proxy warfare” between the US and
54 Avi Melamed, Inside the Middle East: Making Sense of the Most Dangerous and Complicated
Region on Earth, Skyhorse Publishing, New York 2016, p.118.
55 Levis Sanders, “Saudi Arabia vs. Iran: From ‘Twin Pillars’ to Proxy Warfare”, Deutsche
Welle, 8 November 2017.
56 Melamed, op. cit., p. 119.
57 Ali Ansari-Aniseh Bassiri Tabrizi, “The View from Tehran”, Aniseh Bassiri TabriziRaffaello Pantucci, ed., Understanding Iran’s Role in the Syrian Conflict, Occasional Paper
prepared by Royal United Services Institute for Defence and Security Studies, August 2016,
p. 3.
58 Melamed, loc. cit.
59 F. Gregory Gause III, Beyond Sectarianism: The New Middle East Cold War, Brookings
DOHA Center Analysis Paper, Number 11, July 2014, https://www.brookings.edu/wpcontent/uploads/2016/06/English-PDF-1.pdf, (Date of Accession: 02.01.2018), p. 13.
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Russia. In the first phase, Iran covertly supported Syrian regime
forces with Iranian troops and provided essential military supplies.
Western intelligence agencies have reported the involvement
of Iranian troops in the conflict since the beginning, but Iran has
denied the placement of covert military units in the battlefield and
officially states that they have only personnel to advise and train
Syrian forces.60
The US argued in August 2012 that there is evidence Iran’s
Islamic Revolutionary Guards Corps (IRGC) are trying to develop
and train a militia within Syria to fight on behalf of the regime.61
In September 2012, for the first time, Iran acknowledged the
presence of its special forces to help the Assad regime, stating that
it does not constitute a military presence while stressing that they
will involve themselves militarily if their ally comes under attack.62
Between 2011 and early 2013, as conditions on the ground
deteriorated, Iran sent members of its Law Enforcement Force
and IRGC Ground Forces to advise Assad and to provide training
and logistical support to the Syrian army. By late 2013, Russia had
gradually taken over this role, while Iran increased its presence
on the ground.63 In October 2015, Joseph Dunford, Chairman of
the American Joint Chiefs of Staff, stated there were 2,000 Iranian
soldiers fighting in Syria.64 The Telegraph reported in 2016 that
3,000 Iranian troops have been fighting in Syria and 700 soldiers
were dead.65 Based on interviews with senior Iranian officials,
Ansari and Tabrizi argue that until April 2016, the total number
of IRGC and Iranian paramilitary personnel operating in Syria was
estimated at between 6,500 and 9,200.66
60 Erich Follath-Dieter Bednarz, “Spiegel Interview with Iranian Foreign Minister Salehi:
Assad Poses No Threat to the Middle East”, Der Spiegel, 8 October 2012.
61 “Iran Forming a Militia in Syria, Leon Panetta Warns”, The Telegraph, 14 August 2012.
62 Ian Black, “Iran Confirms It Has Forces in Syria and Will Take Military Action If Pushed”,
The Guardian, 16 September 2012.
63 Ansari-Tabrizi, op. cit., p. 4.
64 Joseph Dunford, Hearing to Receive Testimony on the US Military Strategy in the Middle
East, Committee on Armed Services US Senate, 27 October 2015, https://www.armedservices.senate.gov/imo/media/doc/15-81%20-%2010-27-15.pdf, (Date of Accession:
12.01.2018).
65 David Blair, “Almost 700 Iranian Troops and Militia Fighters ‘Killed in Syria’ to Preserve
Bashar al-Assad”, The Telegraph, 10 May 2016.
66 Ansari-Tabrizi, op. cit., p. 5.
December 2018 • 2 (2) • 44-69 59
Conflict in Syria: Is it a Proxy Warfare?
The Shiite Hezbollah, the most important proxy of Iran in the
region, and other Shiite groups have also taken on direct combat
since the beginning of the crisis. Iran’s own interests in Syria are in
large part defined in terms of preserving supply lines to Hezbollah,
ensuring its survival. Given this symbiosis, Iranian and Hezbollah
approaches to the Syrian political transition and similar issues
have been convergent.67
Şafak OĞUZ
Kadir Ertaç ÇELİK
In 2012 the US accused Hezbollah of taking part in the conflict.68
Hezbollah fighters especially fought decisively in Qusayr in May
2013, the cornerstone of the Syrian War.69 The sectarian lens
through which the Gulf had viewed the war was largely absent
until the entry of Hezbollah, particularly during the battle for
Qusayr, when the intervention by the Iranian-backed group
sparked outrage in the Gulf States and had a dramatic impact on
the political rhetoric they used about the conflict.70 Since the
beginning of the crisis, Hezbollah vowed to fight to support Assad
and turn the tide of the conflict in Assad’s favour.71 Iranian troops
and Hezbollah have predominantly operated in the provinces of
Aleppo, Latakia, Homs, Hama, Idlib and Tartus under the control of
senior commanders appointed directly by Jafari.72
Iran urged the international community to fight against DAESH
and called “for a concerted and genuine international effort to
uproot extremist violence,” implying cooperation with Western
states including the US.73 Iranian troops then were involved in
conflicts against the DAESH terror organisation in Iraq in close
coordination with Iraqi troops and Western coalition states such
67 Shashank Joshi, “The Views of Non-State Actors”, Aniseh Bassiri Tabrizi- Raffaello
Pantucci, ed., Understanding Iran’s Role in the Syrian Conflict, Occasional Paper Prepared by
Royal United Services Institute for Defense and Security Studies, August 2016, p. 28.
68 Rick Gladstone-Anne Barnard, “U.S. Accuses Hezbollah of Aiding Syria’s Crackdown”, The
New York Times, 10 August 2012.
69 “The Syrian Civil War: A Turning Point for Bashar Assad?”, The Economist, 8 June 2013.
70 Michael Stephens, “The View from Gulf States”, Aniseh Bassiri Tabrizi-Raffaello Pantucci,
ed., Understanding Iran’s Role in the Syrian Conflict, Occasional Paper Prepared by Royal
United Services Institute for Defense and Security Studies, August 2016, p. 41.
71 Anne Barnard, “Hezbollah Commits to an All-Out Fight to save Assad”, The New York
Times, 25 May 2013.
72 Ansari-Tabrizi, loc. cit.
73 Mohammad Javad Zarif, “Peace in Syria is Vital. And it’s within Our Grasp”, The Guardian,
18 December 2015.
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as from the US, UK, and Canada, especially in military operations to
take Baiji and Tikrit back from DAESH.
On the other hand, the Gulf states, led by Saudi Arabia, have been
supporting (financially, politically, and militarily) moderate Sunni
rebels fighting the Assad regime, but there has been no report
of direct involvement of troops of Saudi Arabia and other Gulf
states; this is consistent with the statement of former Intelligence
Minister, Faisal of Saudi Arabia that “No Saudis will be trained to
fight in Syria, and Saudi Arabia doesn’t want any Saudis there at
all.”74
In the first phase of the conflict, Saudi Arabia took part in the
covert CIA operation code-named Timber Sycamore by the US,
under which the Saudis contributed both weapons and large sums
of money, and the CIA took the lead in training the rebels on AK-47
assault rifles and tank-destroying missiles.75 Saudi Arabia mainly
financed weapons that were transferred to the Sunni opposition
groups with the help of the Jordanian intelligence network.76 There
has been no report of military involvement of Saudi troops.
Saudi fighters became part of the coalition of Western states to
fight DAESH and have taken military action in support of coalition
airstrikes in Syria. As of March 2017, Saudi Arabia had flown 341
sorties against DAESH in Syria, the second largest number after the
United States.77 On the other hand, Saudi officials stated that they
have offered their special forces in the event the US decides for
ground operations78, yet we have seen no credible report of ground
74 Ben Hubbard-Robert F. Worth, “Angry Over Syrian Warfare, Saudis Fault U.S. Policy”, New
York Times, 25 November 2013.
75 Mark Mazzetti-Matt Apuzzo, “Saudi Arabia, the CIA and the Arming of Syrian Rebels”,
Irish Times, 24 January 2016.
76 C. John Chivers-Eric Schmitt, “Saudis Step Up Help for Rebels in Syria With Croatian
Arms”, New York Times, 25 February 2013.
77 “Saudi Arabia and Counterterrorism: Fact Sheet: Fighting and Defeating DAESH”, May
2017, Official Web Site of Saudi Arabia Embassy, https://www.saudiembassy.net/sites/
default/files/Fact%20sheet%20-%20Fighting%20and %20Defeating% 20DAESH.pdf,
(Date of Accession: 22.12.2017).
78 Samiha Shafy-Bernhard Zand, “Saudi Foreign Minister: I Don’t Think World Warfare III Is
Going To Happen in Syria”, Der Spiegel, 19.02.2016.
December 2018 • 2 (2) • 44-69 61
Conflict in Syria: Is it a Proxy Warfare?
troops, although there have been massive ground troop exercises
with participation by other states, even Gulf States, against DAESH.
Şafak OĞUZ
Kadir Ertaç ÇELİK
The competition between Iran and Saudi Arabia took the form
of proxy warfare at the beginning of the conflict in Syria and has
evolved into a complex and dynamic struggle with involvement
by Iranian and Saudi troops in the conflict, just as it happened
between the US and Russia. Iranian forces effectively have taken
part in the conflict in addition to sending military advisers for
Syrian regime forces, but on the other hand, both Iran and Saudi
Arabia have conducted air strikes against DAESH, thus setting an
unusual example for proxy warfare theory by fighting against a
common enemy for conflicting purposes. Additionally, Saudi Arabia
has fought against the “allegedly Sunni” DAESH while representing
the Sunni side in the proxy warfare between Sunnis and Shiites.
Similarly, to fight DAESH Iran asked for cooperation and joined
the Western states that have been struggling to topple the Iranianbacked Assad regime, creating no small measure of complexity in
the relationship between supporter and proxy.
Protracted conflict has also resulted in questioning long-term
supporter-proxy relations, especially arguments that Iran has
performed as a Russian proxy in the Syrian war. Iranian senior
officials occasionally admitted that Iran and Russia have common
and strategic targets in Syria and they have been operating in
coordination. However, Russia’s decision to partially withdraw
from Syria without communicating with Iran increased suspicions
in Tehran and Iranian officials seem particularly concerned that
Russia might be using Syria as a bargaining chip in negotiations
with the US on other issues, such as Ukraine, and is therefore not as
committed as Tehran to keeping Assad in power nor to preserving
the integrity of the country.79 However, it is worth noting that
Russia and Iran still adhere to their strategic goal of keeping the
Assad regime in power, despite setbacks incurred over the years.
79 Ansari-Tabrizi, op. cit., p. 6.
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Conclusion
The unusual and changing characteristics of conflicts in the
post-Cold War era have encouraged scholars to construct new
warfare theories. New theories not rooted in concrete and longterm experiences failed to explain emerging conflicts, resulting in
the revision of existing warfare theories. Thus, “proxy warfare,”
heretofore mainly associated with the fierce competition between
the US and the Soviet Union during the Cold War, once again
became the intense focus of scholars and politicians in order to
explain the conflicts in this period.
The policies of regional and international actors shaped the
character of ongoing conflicts in Syria but without raising the
spectre of a much larger conflict between global or regional powers.
The conflict in Syria has become a battleground for geopolitical
supremacy between Russia and the USA, as well as geopolitical
competition for dominance among regional powers, especially Iran
and Saudi Arabia, and thus has been regarded as a proxy warfare
by many scholars and politicians. Throughout, what started as
a classic example of proxy warfare, has given the complex and
evolving situation in the country with changing overt and covert
intervention by outside actors evolved into a more complicated
example of warfare.
Especially the fight against the DAESH terror organisation,
which ostensibly functioned as a secret proxy for the US, Israel,
and Kurdish groups in their common regional ambitions, has
changed the principles of proxy warfare theory, in particular by the
military involvement of proxies on opposite sides both targeting
DAESH but for conflicting purposes. The shift in supporter-proxy
relations based on a new security environment and especially on
the revelation of covert and dirty relations between supporters
and non-proxies, as well the emergence of new proxies, has altered
the major assumptions that led to the definition of the conflict as
“proxy warfare”.
As a result, the complex military and political environment
December 2018 • 2 (2) • 44-69 63
Conflict in Syria: Is it a Proxy Warfare?
involving numerous regional and global state and non-state actors
(as supporters and proxies), all entangled in shifting balances and
strategic and regional interests, has altered what began as a proxy
war in Syria, turning the conflict into a series of different wars
across two separate axes. For these, the theory of proxy warfare
fell short of providing an intelligent explanation.
Şafak OĞUZ
Kadir Ertaç ÇELİK
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