Signs of Place
a visual interpretation of landscape
Rebecca Döhl
Julian Jansen van Rensburg
(eds.)
BERLIN STUDIES OF THE ANCIENT WORLD
throughou t millen ni a people have created place
from within space by using an array of different types
of signs in a multitude of different environments. Signs
that can give insights into the very different ways in
which ancient people have interacted with their natural
surroundings and how they included it into their social
and ideological realms. Within this volume we focus on
different implementations of the concept of signs and
place and the broad field of meanings, associations, and
definitions these interrelated terms cover. In so doing,
the papers in this volume explore how different kinds
of visual signs were positioned within the physical and
morphological features of the landscape; how the landscape was chosen or modified to accommodate them;
what value or information these signs provided for the
place in which they were created; and how they have
been socially, culturally, and spiritually appropriated
over time.
studies of
69 berlin
the ancient world
berlin studies of the ancient world · 69
edited by topoi excellence cluster
Signs of Place
a visual interpretation of landscape
edited by
Rebecca Döhl
Julian Jansen van Rensburg
Bibliographic information published by the Deutsche Nationalbibliothek
The Deutsche Nationalbibliothek lists this publication in the
Deutsche Nationalbibliographie; detailed bibliographic data are
available on the Internet at http://dnb.d-nb.de.
© 2019 Edition Topoi / Exzellenzcluster Topoi der Freien
Universität Berlin und der Humboldt-Universität zu Berlin
Cover image: The island of Soqotra, Yemen: a superterrenean
and subterranean karstic landscape of signs (Photo: J. Jansen van
Rensburg).
Design concept: Stephan Fiedler
Printed and distributed by
PRO BUSINESS digital printing Deutschland GmbH, Berlin
ISBN 978-3-9820670-2-5
ISSN (Print) 2366-6641
ISSN (Online) 2366-665X
DOI 10.17171/3-69
First published 2019
Published under Creative Commons Licence CC BY-NC 3.0 DE.
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www.edition-topoi.org
CONTENTS
rebecca döhl, julian jansen van rensburg
Signs of Place – A Visual Interpretation of Landscape — 7
SIGNS AND NATURAL SPATIALITY
rebecca döhl
Rock Art in the Eastern Desert of Egypt – What a Spatial Approach Can
Tell Us — 17
julian jansen van rensburg
Sacred Cavescapes of Socotra — 43
SIGNS IN BUILT SPACES
tim karberg
Pictographic Mason Marks from Musawwarat es Sufra and Their Internal
Spatial Distribution Patterns — 65
SIGNS, PLACE, AND ELITES
lana radloff
‘Placing’ a Maritime Territory at Hellenistic Miletos — 99
kristian lorenzo
Post-Actium Place Making: Octavian and the Ambracian Gulf — 121
aynur-michèle-sara karatas
Rock-Cut Sanctuaries of Demeter and the Cultic Significance of Rocky
Outcrops for the Cult of Demeter — 145
nelson henrique da silva ferreira
The Traditional Linguistic Thought Manifested in Transversal Cultural
Signs: Some Sumerian and Latin References for the Symbolic Meanings
of the Riverine Landscape and the Metaphors of the Flood — 167
SIGNS, PLACE, AND TIME
sanja savkic
The Appropriation of Space and Time through the Built Environment:
The Case of the Las Pinturas Group at San Bartolo, Guatemala — 185
eugen s. teodor, dan ștefan
Trajan’s Road: A Timeless Sign of the Romanian Plain — 201
Rebecca Döhl, Julian Jansen van Rensburg
Signs of Place – A Visual Interpretation of Landscape
Summary
The use of signs to create place is widely known and has been in use for millennia. Within
this volume we focus on the concept of signs and the place they form as interrelated terms
that cover a broad field of meanings, associations, and definitions. In doing so, through the
papers in this volume we explore how different kinds of visual signs were positioned within
the physical and morphological features of the landscape; how the landscape was chosen
or modified to accommodate them; what value or information these signs provided for the
place in which they were created; and how they have been socially, culturally, and spiritually
appropriated over time.
Keywords: Landscape archaeology; visual signs; place; space; appropriation
Die Verwendung von Zeichen, um aus dem einfachen Raum einen Ort zu erschaffen, ist
eine Praxis, die bereits lange bekannt ist und seit Jahrtausenden ausgeübt wurde. In diesem
Band konzentrieren wir uns auf das Konzept der Zeichen und der von ihnen geformten
Orte als wechselseitigem Begriff, der ein weites Feld an Bedeutungen, Assoziationen und
Definitionen abdeckt. In diesem Sinne erforschen wir, durch die Artikel in diesem Band,
wie verschiedene Arten von visuellen Zeichen in die physischen und morphologischen Gegebenheiten der Landschaft gesetzt wurden; wie die Landschaft ausgewählt oder verändert
wurde, um sich den diversen Anforderungen anzupassen; welchen Wert diese Zeichen für
den Ort, den sie mitschufen, darstellten oder welche Informationen sie lieferten, und wie
ihre soziale, kulturelle und geistige Verwendung durch die verschiedenen Zeitstufen aussah.
Keywords: Landschaftsarchäologie; visuelle Zeichen; Ort; Raum; Aneignung
Rebecca Döhl and Julian Jansen van Rensburg (eds.) | Signs of Place: A Visual Interpretation of
Landscape | Berlin Studies of the Ancient World 65 (ISBN 978-3-9820670-2-5; DOI 10.17171/3-69) |
www.edition-topoi.org
7
rebecca döhl, julian jansen van rensburg
1 Introduction
The ‘signing’ of landscape and with it the act of ‘place making’ is a practice that is widely
known and has been in use for millennia. Nonetheless, it functions as a means, which
can provide insights into the different behaviors ancient people had towards their natural surroundings and how they included these surroundings into their social and ideological realms. In the workshop “Signs of Place – A Visual Interpretation of a Landscape”
held at TOPOI in 2016, we aimed to address these challenges.
We thereby focused on two aspects: the spatial aspect and the usage of visual signs,
whereby both designations cover a broad field of meanings, associations, and definitions. We intended to use these different concepts as a background against which to
explore how different kinds of visual signs were positioned within the physical and
morphological features of the landscape; how the landscape was chosen or modified
to accommodate them; what value or information these signs provided for the place in
which they were created; and how they have been socially, culturally, and spiritually
appropriated over time.
Apart from that, some theoretical thoughts had to be posed in the beginning. Since
at least the 1990s, space has not been recognized as a given, but rather as a differently
realized social construction.1 Space is thus a meaningful, humanly interpreted space,
which in many cases is not changed solely on the basis of human use but is also subject to socially significant changes as a social-symbolic space. This constructed space
encompasses all areas of conscious human involvement, whether physical, emotional,
or ideological. Furthermore, the action-centered perspective of space concludes that the
constitutions of the spaces are different depending on the underlying principles of action and practices.
Therefore, by going beyond the limits of seeing place as small, culturally significant
locales within a specific temporal setting, we explore how place has been subject to
temporal, social, and ideological changes brought upon by the appropriation of visual
signs by specific cultures that prevailed in various regions at different times.
In many cases, this construction can be grasped physically, and the form of this
physicality itself can again be taken as a hint about underlying social or ideological
structures. This part of the visible interaction is what landscape archaeology has aimed
to comprehend since the twentieth century. It has become clear that to achieve this, the
basic concepts of place and space need to be continually challenged at different scales of
analysis and in varying contexts if we are to fully grasp their meaning. This is especially
true for studies into prehistoric and non-literate societies, where being able to decipher
the interaction between people and landscape still poses methodological challenges.
1 Werlen 1993, 152.
8
signs of place – a visual interpretation of landscape
What can be seen, for example, is that there is a strong difference between the kind
of interaction between groups and their surrounding landscape based on their grade of
mobility. While mobile groups tend to alter their surrounding landscape only slightly
through physical acts, sedentary societies rely heavily on this physical intervention. As
Bradley has already shown, it was often monuments that were used to establish or highlight an important space, therefore, transforming it into a place.2 For mobile people,
these kinds of buildings usually take a more natural, less artificial form and are more
integrated within the natural elements of the surrounding environment.
Place making, whether by adding distinct features, such as the construction of a
monument or the assignment of meaning by the application of signs of a less impressive
nature such as an expression of the relationship between man and the landscape within
which he operates, is also addressed in this volume. It is primarily a question of turning
towards those signs whose information transmission is visual.
The rather broad term ‘visual signs’ was consciously chosen to include every means
of visual marking or transformation of the environment that includes, but is not limited
to, rock art, architecture, and modified and anomalous natural features. In this case, we
apply the rather broad term of signs that aligns with Charles S. Peirce, including all
kinds of meaning making that contributes to building the process of signifying.3 Based
on Peirce, all objects can thus be interpreted as signs that transmit information within a
communication act. This definition opens up a broad horizon and various possibilities
for concrete implementation, as the present volume hopes to show. Furthermore, even
if the visual is the main focus of attention, this is not the only emphasis, as the volume
takes into account the perception of space as a full sensory undertaking.
Even with a visual sign, it is not necessarily that the only means of this sign is to be
seen. It can have a lot of other meanings, for example the execution of it, which nonetheless has a visual output that can be viewed by others. Ingold argues that it is this ‘form
giving’ that poses the bigger value in creation.4 Therefore, the visual sign can fulfil many
purposes starting with the act of its creation, to its abduction and (re)interpretation by
later observers.
The different implementation of the concepts of place and visual signs can be seen
in the temporal and spatial spread of the papers provided in this volume.
2 Unseen except for signs in the landscape
Looking at signs in a landscape is especially useful for the study and recognition of
those cultural traits or groups that are hidden from historical view for different reasons;
2 Bradley 2000, 97.
3 Peirce 1991.
4 Ingold 2011, 381.
9
rebecca döhl, julian jansen van rensburg
in ancient culture studies it is often found that texts are usually attributed a leading
role in the interpretation of past or historical cultures. In addition to this, there is an
(often art historically oriented) inclusion of material culture, which mostly refers to
the background of ruling elites, be it monumental tombs, temples, or other prestige
buildings. If it is not the elites who are the focus of attention, it is usually archaeological
material in connection to artificially created spaces that receives attention, whether it is
in form of settlement structures or cemeteries.
Through this focus, which is, of course, in part due to the presence of archaeological material, those human groups that are conceived as non-literate or are not included
in the prevailing textual and elite traditions are hidden from the field of view. This is
true, in particular, when these groups do not establish permanent buildings or create
other forms of perpetual or recurrent material constructions. The groups that lose their
meaning in this way include not only prehistoric cultures, but can lead to the marginalization of groups that do not serve the permanent expression repertoire of the elites or
have only a small, perishable material culture, like many nomadic cultures in historical
and modern times.
At this point, however, there are other important expressions of meaning that are
available for investigation. Among other things, the signs of the active cultural confrontation with the spatial conditions in which many of these groups develop their actual social life. These signs in space can take very different forms, whereby a distinction
must be made between conscious and unconscious changes of the surrounding space.
In all cases, however, it is common that, through the interactive engagement with and
in space, this space is transferred into an element of meaning and is thus no longer a
simple space, but rather forms significant places.
According to Nash, the topographic elements of the landscape can be used as a sign
to control political and social behavior and to interweave intergroup, territorialities,
and social strategies.5 However, this requires a certain amount of development, which
requires that certain components have to be ritualized, among other things; these rituals,
in turn, require attention. As described by Bradley, this can be achieved through the
construction of monuments as well as the altering of natural elements like rocks. The
former has a more intimate connection with the social landscape thus formed, since
they are directly a part of it and not an artificially constructed space.6
In this instance, rock art is one of the means that can be named. It gives, for example,
mobile groups the possibility to interact with and mark the landscape they are engaged
with. The field of usage of this special kind of visual signage is manifest in many different environments. Thus, rock art can be found in dark, enclosed shelters like caves, as
5 Nash 2000, 1–16.
10
6 Bradley 2000, 64–80.
signs of place – a visual interpretation of landscape
demonstrated by the contribution of Jansen van Rensburg, or in the open desert hinterland, as shown by the contribution of Döhl. In both cases, rock art plays the crucial role
of communicating the concerns of the different groups. Interesting, in this regard, is
that the practice of using rock art can be detected over a time span of millennia. Therefore, this special form of marking the landscape cannot only be attested to a specific
time period, but shows instead a continuous employment as a mode of expression and
connection between a person or group and their spatial surroundings.
That spatial environment does not necessarily need to be a natural landscape, but
can also be an artificial building whose usage is altered, as shown in the article by Karberg. The stonemason marks found at Musawwarat es Sufra, Sudan seem to be part of
a non-textual marking system that Karberg interprets as team marks used for marking
working steps, thereby, representing different work gangs. Nevertheless, Karberg does
not rule out that these may have to do with ideological reasons, which further reiterates
that the function of the aforementioned markings can and probably did encompass a
wider range of meanings that covered different aspects of social, economic, and ideological purposes.
3 Signs, place, and elites
Furthermore, this research area shows that the marking of space and its transformation
into landscapes is not only a phenomenon of prehistoric or mobile groups. Indeed,
sedentary societies are in constant interaction with their surrounding space, and transform and socialize it by building monuments, inscriptions, and other more long-lasting
structures. The classical cultures and, here, especially the elite have shown a long interest
in visually altering their environment and, therewith, stating their power and prestige.
Lorenzo and Radloff demonstrate this involvement in connection with a maritime environment in the classical Hellenistic period.
Lorenzo shows how the building of naval victory monuments to commemorate the
Battle of Actium by Octavian altered the human and natural topographies of northwest
Greece; herein, the monuments acted as visual interconnectors and dominators of the
formerly wild land and also supported the sacred space generated by the city of Nicopolis
and its surroundings.
Within Radloff’s contribution it is the seascape that formed a strong part of the Hellenistic Miletos’ territory. Indeed, it is the building of monuments, heroons, temples, and
sanctuaries that were seen as a means to assert ownership and link the land and seascapes,
by creating monuments on land that formed a part of the seascape for passing ships.
Following this, Karatas presents the interaction of rocks and belief systems within a
religious setting, that of the rock-cut sanctuaries, specifically looking at those of Deme-
11
rebecca döhl, julian jansen van rensburg
ter. The large geographical area and her examination of the appearance of rocks and
rock-cuttings in other cults gives new insights, especially when we look at how the cult
of Demeter appears through the use of the environment to have retained a Greek identity throughout Asia Minor.
That the symbolic meaning of landscape is not only encountered in the landscape itself is shown in the contribution of da Silva Ferreira. Within his paper, he demonstrates
how languages, notably Latin and Sumerian, are connected with a culture’s behavior
and their interaction with their spatial background, and partially form the way places
and natural topographies are constructed. Furthermore, he notes that dependence on
farming and herding and the benevolence of nature sets the basis for the rules and conceptions of the Sumerian and Roman life experience.
4 Signs, place, and time
Looking at space, one cannot rule out the idea of time; specifically, the ways in which
monuments and other signs change meaning throughout their lifetime. While this is
difficult to show within the prehistoric period, it has been approached within this volume by attesting the differences found.
The transformation of space into place, with a strong emphasis on a temporal dimension, is demonstrated by Savkic. Within her contribution, Savkic explores the different architectural phases of the Las Pinturas Group at San Bartolo, Guatemala. In doing
so, she demonstrates how the changing architectural shape creates a sacred geography
within a cyclical time frame. In this case, it allows for the ruling elite to fuse cosmogenities and politics and construct a social order through the construction of buildings.
Apart from these examples, another aspect of signs of places is that it is not always
the deliberate and conscious marking and altering of space that provides the base for the
establishing of meaning. In fact, it is often the non-conscious impact human activities
have or had on the landscape that build the foundation for later meaning making or
interpretation, which is shown in the final paper.
The contribution of Teodor and Ștefan show that it is often remnants of older cultures that shape its face, through their engagement with the landscape, which the following generations can build upon for their own meaning making. This paper demonstrates
how the Limes Transalutanus, built in the early 3rd century AD in the Roman province Dacia, southern Romania has been used to support the development of distinct cultural traditions on both sides of this artificial border; a cultural tradition that lasted throughout the
medieval and modern period, long after this structure was abandoned. Thus, what we see
are the long-lasting impacts of monument creation in the landscape, which consciously
or unconsciously, have played a significant role in shaping historical developments.
12
Bibliography
Bradley 2000
Richard Bradley. An Archaeology of Natural Places.
London: Routledge, 2000.
Ingold 2011
Tim Ingold. The Perception of the Environment: Essays
on Livelihood, Dwelling and Skill . London and New
York, NY: Routledge, Taylor & Francis Group,
2011.
Peirce 1991
Charles Sanders Peirce. Peirce on Signs: Writings on
Semiotic. Ed. by James Hoopes. Chapel Hill, NC:
University of North Carolina Press, 1991.
Werlen 1993
Benno Werlen. Society, Action and Space: An Alternative Geography. Ed. by Teresa Brennan and Benno
Werlen. London: Routledge, 1993.
Nash 2000
George Nash. “Defining a Landscape/Place – Rock
Art as a Boundary of Cultural and Socio-political
Identity: A Norwegian Perspective”. In Signifying
Place and Space – World Perspectives of Rock Art and
Landscape. Ed. by G. Nash. Oxford: Archaeopress,
2000, 1–16.
REBECCA DÖHL
is a postdoctoral research fellow at HumboldtUniversität zu Berlin, Institute of Archaeology,
Department of Northeast African Archaeology and
Cultural Studies. As an Egyptologist, her doctoral
thesis dealt with rock art in ancient Egypt focusing
on rock art as sign of a social landscape. Having
studied geoinformatics, she is also interested in
Digital Humanities. Her main foci of research
lie in: rock art, landscape archaeology, theory in
archaeology, and predynastic Egypt.
Dr. Rebecca Döhl
Humboldt-Universität zu Berlin
Institut für Archäologie
Archäologie und Kulturgeschichte Nordostafrikas
Unter den Linden 6
10099 Berlin, Germany
Email:
[email protected]
JULIAN JANSEN VAN RENSBURG
is a Dahlem Research School POINT fellow at
Topoi with the project The Landscape Within: A
Multiscalar Approach to Space and Place from a Subterranean Perspective. This research examines how
rock art and rock art sites were utilized within local and regional cultural landscapes. This research
brings together data gathered from archaeological,
ethnographic, and historical sources within a multiscalar framework to tackle concepts of space, place,
religion, and identity.
Dr. Julian Jansen van Rensburg
Email:
[email protected]
13
SIGNS AND NATURAL SPATIALITY
Rebecca Döhl
Rock Art in the Eastern Desert of Egypt – What a
Spatial Approach Can Tell Us
Summary
To avoid the problems that stem from an uncertain chronology and missing cultural information, a spatial approach to the rock art in the Eastern Desert of Egypt has been taken.
This analysis shows the utilization of the area for subsistence, stone exploitation, and as a
link between the Nile Valley and the Red Sea on different levels – landscape, place, and
motif. Groups roaming this area since the Epipalaeolithic period, started using rock art as
a means of communication, marking their fields of activity and involvement with the landscape; the requirements of desert adapted life had to be fulfilled, which can be seen by the
different distribution and clusters of rock art sites and figures. Additionally, the choices of
places and motifs point to a broader range of social activities.
Keywords: rock art; spatial analysis; predynastic; Eastern Desert; prehistoric Egypt
Zur Umgehung der unsicheren Chronologie und fehlender kultureller Informationen wurde ein räumlicher Zugang zu der Felskunst in der Ostwüste Ägyptens gewählt. Die Analyse
zeigt auf verschiedenen Ebenen – Landschaft, Platz und Motiv – die Nutzung dieses Gebietes zur Subsistenz, Steingewinnung oder als Verbindung zwischen Niltal und Rotem Meer.
Seit dem Epipaläolithikum wurde dieses Gebiet durchwandert und Felskunst als ein Mittel
zur Kommunikation eingesetzt, das die Einbindung in die Landschaft aufzeigte. Daneben
mussten die Anforderungen eines wüstenadaptierten Lebens erfüllt werden, widergespiegelt durch die verschiedenen Verteilungen von Felskunststationen und Figuren. Die Wahl
der Plätze und Motive kann Aufschluss geben über die Bandbreite der hier ausgeführten
sozialen Aktivitäten.
Keywords: Felskunst; Räumliche Analyse; Prädynastik; Ostwüste; prähistorisches Ägypten
Rebecca Döhl and Julian Jansen van Rensburg (eds.) | Signs of Place: A Visual Interpretation of
Landscape | Berlin Studies of the Ancient World 65 (ISBN 978-3-9820670-2-5; DOI 10.17171/3-69) |
www.edition-topoi.org
17
rebecca döhl
1 Introduction
Egypt holds a vast corpus of rock art distributed all over the country, with the main bulk
found in desert areas. While there is only a small corpus of paintings, with the exception
of Gilf Kebir and Jebel Uweinat area,1 most Egyptian rock art consists of petroglyphs.2
The dating of this rock art is challenging, because of missing chronometric dates and due
to uncertainties in the application of typological and stylistic dating methods. Chronometric dates have been obtained in only a few cases, mostly for the oldest petroglyphs.
Huyge gives the AMS C14 dating of petroglyphs in el-Hosh, with a possible date earlier
than 5300–5900 BC, and the OSL-dating of sand covering petroglyphs in Qurta provides
a minimum age of 15 000 calendar years.3 However, in most cases the rock art has been
dated based upon stylistic and typological grounds adapted from the comparison of images on ceramics, temple walls and other objects.4 Based on these methods, the main
portion of petroglyphs is usually dated to the Predynastic or Early Dynastic Period (ca.
4500–2700 BC), especially those in the Eastern Desert. The absence of chronometric
dating for the petroglyphs of this area, however, means such a narrow chronological
framework should be used with caution, and earlier or later dates should not be ruled
out. This is particularly true because typological and stylistic dating methods show substantial scientific weaknesses; this is mostly due to inconsistencies in categorization and
that only a small part of the petroglyphs, mostly the boat depictions, were chosen for
analysis, while the animal figures that are the majority of the petroglyphs were often
disregarded. Apart from this, the interpretation of these petroglyphs holds even more
difficulties. Assuming this rock art is from Predynastic or even earlier prehistoric periods, the cultural context that shapes its meaning is not well known. Nonetheless, it is
quite usual in research concerning this rock art to concentrate on the chronology, meaning, and content of the motifs, interpreting them as ideological or religious expressions,
especially of elites, or seeing them as political narratives.5 On the other hand, the spatial
aspect so inherent to rock art, as it is not only fixed in space but also semantically related
to the place it was created, has been rather neglected in research focusing on rock art in
Egypt. Therefore, it is crucial to focus on this semantic link between rock art and space
to avoid the problems of uncertainties in dating and a lack of cultural context. This approach follows the approach previously proposed by Chippindale and Nash6 that has
found wide acceptance in rock art research.
1 Kuper 2013; Riemer, Bartz, and Krause 2013; Zboray 2009.
2 Winkler 1938; Winkler 1939; Morrow et al. 2010.
3 Huyge 2001, 71; Huyge et al. 2011, 1184.
18
4 Červíček 1986; Winkler 1938; Winkler 1939.
5 Darnell 2009; Hendrickx and Friedman 2003;
Huyge 2002.
6 Chippindale and Nash 2004.
rock art in the eastern desert of egypt
2 Location – rock art in the Central Eastern Desert
For the present spatial analysis, the rock art of the Central Eastern Desert has been chosen. The reason for this choice was the increased amount of data produced by different
surveys in this area in the last two decades. These surveys have not only focused on the
images themselves, but also published information on the sites the rock art was attached
to and gave their appropriate GPS coordinates,7 information that is crucial for spatial
analysis relying on Geographic Information Systems (GIS).
The Central Eastern Desert forms part of the Eastern Desert, covering the area east
of the Nile River in Egypt and Sudan. It comprises the region south of Wadi Hammamat, down to the Egyptian- Sudanese frontier. The division between the northern and
central part of the Eastern Desert is characterized by the border of two different geological plateaus: the northern limestone and southern Nubian sandstone. Furthermore,
the Central Eastern Desert can be subdivided into three geological-ecological zones: the
Nile floodplain and the plateaus with wadi drains in the west, the high mountains of the
Red Sea Hills with deep drainage wadis in the central part, and the onshore area next
to the Red Sea in the east.8 This desert, however, is anything but remote in that it has
always seen traffic passing through: in Dynastic times, when its rich stone and mineral
deposits were exploited, and later on in the Ptolemaic and Roman periods, when this
area was used as a link between the harbors at the Red Sea and the towns in the Nile
floodplain.
Research in this part of the desert, especially the area between Wadi Hammamat in
the north and Wadi Barramiya in the south, has been the focus of several surveys, starting
in the 19th century. Initially, it was the discovery of rock inscriptions that drew the main
interest, but then rock art sites were also documented and gained increasing attention.9
In the 1960s, this attention was intensified, leading to a larger amount of survey reports
and articles mentioning previously unknown rock art sites, but unfortunately, those
surveys only rarely led to intensified archaeological investigations.10 Relying now on
the outcome of two of those surveys, it was possible to collect ca. 230 rock art sites with
about 9900 figures that were found to be suitable for a spatial approach (Fig. 1).11
7 Morrow et al. 2010; Rohl 2000.
8 Said 1990.
9 Golénischeff 1890; Weigall 1910; Winkler 1938;
Winkler 1939.
10 Luft 2010.
11 Morrow et al. 2010; Rohl 2000.
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rebecca döhl
Fig. 1
20
Rock art sites in the Central Eastern Desert, Egypt.
rock art in the eastern desert of egypt
3 Spatial analysis
The spatial analysis was conducted on three different levels, loosely adapted from Chippindale,12 each focusing on different aspects of the circumstantial context of the rock
art: landscape, place, and motif. The main aspects of interest from the landscape level
are, first of all, the distribution and hot spots, or clusters, of rock art sites that can provide information about the main focus of activities and the importance some parts of
the landscape held for the people who executed rock art there. While the investigation
of possible subsistence bases and other resources can help us to discover why groups
of people came to these locations or how they used this particular area, information
about movement patterns and distances between rock art sites provides an idea about
the kinds of groups that might have been interested in wandering through this part
of the landscape, marking it, and how they crossed the landscape. For this analysis, a
climatic and environmental reconstruction also played a crucial role in understanding
which resources could have been used and what the area would have looked like under
alternative conditions.
The analysis of the rock art sites themselves were carried out looking at the topographical and infrastructural characteristics of their locations. This provides information
about the possible usage of sites where rock art was executed and the function thereof,
including the size of the groups staying in these locations and the frequency of usage
of the locations. The third and final level is about the motifs and figures, their distribution, and hot spots. These can offer possible hints of group related differences in motif
choices and chronological implications in relation to the spatial context the motifs were
set in.
All of the spatial analysis was conducted within a Geographic Information System
and based on Digital Elevation Models; one of these was the freely available ASTERGDEM,13 the other one was produced by the author and adapted from the 1:50,000 Survey
of Egypt maps published by the Egyptian General Survey Authority.14
4 Discussion – landscape level
Looking at the distribution of rock art in this area in comparison to the distribution of
other activities known from the Dynastic to the Roman Period, it is clear that we are
dealing with different activity areas (Fig. 2). For instance, inscriptions and petroglyphs
12 Chippindale 2004.
13 https://asterweb.jpl.nasa.gov/gdem.asp (visited on
13/06/2019).
14 First Edition 1989. Maps produced by Egyptian
General Survey Authority, E.G.S.A. in co-operation
with FINNIDA, Finland.
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rebecca döhl
22
Fig. 2
Distribution of Dynastic-Roman activities in the Eastern Desert, contrasted to rock art sites.
rock art in the eastern desert of egypt
from the Dynastic Period are mainly found along the main east-west leading wadis (Wadi
Hammamat, Wadi Barramiya) and in a northwest to southeast direction, extending to
the mines in Wadi Hammamat, Wadi Abu Mu Awwad, Bokari, and Wadi Barramiya.15
Furthermore, in the Ptolemaic-Roman Period, petroglyphs and inscriptions are hardly
found at all,16 but still a strong presence of people can be stated through infrastructure,
such as the construction of hydreumata or praesidia. This Dynastic, and later, distribution
is due to the centrally organized expeditions in the Eastern Desert from the Dynastic
period onwards, which were focused on the use of roads to the Red Sea Harbors (e.g.
Berenice) or the exploitation of stone and metal deposits in this area.
The distribution of these chronologically categorized markers differs from the allocation and distribution of the majority of the petroglyphs. These are far more concentrated in the middle part of this area. They stretch along a north-south direction inbetween Wadi Minayh and Wadi Umm Salam and along a west-east direction in Wadi
Umm Salam and the wadis north (Wadi Abu Mu Awwad) and south (Wadi Umm Hajalij). This distribution pattern appears to coincide with the different usages of this area.
It can be assumed that the manufacturer of most of the petroglyphs used this part of
the Eastern Desert not for rare exploitations of stone resources, or as routes to places
in other regions, as is the case for the organized Dynastic to Roman expeditions, but
as a normal seasonal subsistence base. This claim is substantiated by a closer look at
the climatic development in this area during the Early to Mid-Holocene (ca. 12000–
4200 bp). Proxy data, climatic models, and archaeological finds17 demonstrate that that
during this period the Central Eastern Desert had a wetter climate and, therefore, divergent environmental conditions compared to the current hyper arid climate. Taking
into account the work of Arz et al. and Geb it was highly probable that during the Early
Holocene, this area benefitted from both summer and winter rains.18 This would have
been an exceptional situation, as currently the summer monsoon only reaches the southern parts of Egypt, while the winter rains are found only in the north. So it was probably
not until the mid-4th millennium BC that the modern hyper arid climate reached the
Central Eastern Desert. Today, Egypt has hardly any precipitation other than in small
parts of the northern fringes that get a yearly amount of 100–200 mm. Therefore, this
central area with possible rain in winter and summer may have been very attractive to
different groups of foragers and/or pastoral nomads from the Early Holocene onwards.
15 The identification of places with inscriptions is
based on: Morrow et al. 2010; Rohl 2000; Rothe,
Miller, and Rapp 2008.
16 This does not mean that during the PtolemaicRoman Period hardly any rock art was produced,
but rock art that can definitely be identified as
Ptolemaic-Roman based on iconographical style
or datable objects is rare. There are, of course, a lot
of camel depictions but they are assumed to be of a
later date.
17 Broström et al. 1998, 3617–3618, full article; Haynes
1987 69–84; Haynes 2001, 78–81; Neumann 1989,
111–114, full acticle.
18 Arz et al. 2003; Geb 2000.
23
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It can be assumed that this change in climate also was very conducive for the floral and,
with it, the faunal environment. This desert area could have offered a favorable, albeit
limited, subsistence base, at least for certain times in the year. To find out where those
possible patches of grazing ground and fertile soil might have been, a closer look at the
soils of the area can be helpful. In this context, it was found that in a north-south direction, parallel to the wadis containing most of the petroglyphs, suitable soils, so called
Arenosols,19 were detected (Fig. 3). These soils can build the base for seasonal pasture.
Furthermore, at some distance behind Wadi Umm Salam, a larger area with even more
favorable conditions was found. There, not only Arenosols, but also Fluvisols,20 which
are formed by alluvial deposits, were found. These are highly fertile soils – most of the
Nile Valley consists of Fluvisols – that point not only to a presumably greater abundance of vegetation in this area, but also to the possible existence of water resources.21
Thereby, the assumption is supported that mobile groups of people, including foragers
and pastoral nomads, maybe moved into this area for subsistence reasons.
The movements of these groups can now be traced based on the distribution and
density clusters of the petroglyphs. First of all, it was found that the area of the Wadi
Umm Salam represented an extraordinary area both in the number of marked places,
as well as in the number of figures executed. To explain this prominence of Wadi Umm
Salam, it is likely that its position leading to the aforementioned area with favorable
Fluvisols was one of the reasons. The same was proposed for the neighboring wadis.
Surprisingly, the calculation of a ‘least cost path’ analysis, starting at the assumed entrance points to the desert in the North, close to Quft, did not lead through Wadi Umm
Salam, but rather showed a straight northwest-southeast line, and the assumed pathways
starting around Elkab did not take the main route through Wadi Barramiya (Fig. 3). The
reason for this had to be found in the behavior of the people using this desert area. The
piece that was missing in this early analysis was the necessity of people, while roaming
this area for subsistence reasons, to find sources of water at a regular base. Taking this
into account, one has to think about the distances people on the move can cover in a
given time. The feasible distance that can be reckoned between water sources depends
on the type of mobile group – forager, pastoral nomad, or other – that roams the area.
For instance, Layton and Lenssen-Erz, give different estimates of the distances foragers
could move daily, depending on whether it was a single person on the move (16–32 km);
a whole group (including infants) changing their base camp (8–10 km); or small groups
of people roaming for everyday subsistence, including finding water (10–15 km).22 On
19 Arenosols in dry zones are sandy soils with a shallow humus accumulation created by Aeolian sands.
20 Fluvisols are soils with alluvial deposits, those may
be from river sediments, lacustrine or marine.
24
21 http://esdac.jrc.ec.europa.eu/content/soil-map-soilatlas-africa (visited on 13/06/2019).
22 Layton 1992, 68; Lenssen-Erz 2001, 267–270.
Soils and ‘Least Cost Paths’ in the Central Eastern Desert.
25
rock art in the eastern desert of egypt
Fig. 3
rebecca döhl
the other hand, for pastoral nomads, a maximum distance of 15 km a day can be assumed, depending on what animals they had, e.g. cattle need water every second day.23
Looking at the distribution of wells in the research area, which are probably from a later
date, it can be stated that the mean distance between the known wells is around 30 km
and, therefore, at the very edge of what mobile people, be it with or without animals,
could bear (Fig. 4). Still, there is the possibility of the storage of surface water in the
wadi drainages after longer periods of precipitation that can still be obtained today.24
Thus, the wells would have probably only served as major water sources for longer and
more permanent stays or for the gathering of larger groups.
Nonetheless, including these known water sources into the calculations of movement patterns changed the results a lot. Now, the ‘least cost paths’ leading from the
assumed starting points in the Nile Valley to this easterly area show that the majority of
the petroglyphs can be found along these ‘least cost paths’ (Fig. 3).25 However, it also
appeared that taking this into account, complete coverage of the area with sources of
water was not possible, especially around the area of Wadi Umm Salam; over a distance
of 60 km, wells and other sources of water were missing, a distance that is far too long for
people who have no other water supply to travel through. This could have been counterbalanced by the so-called ‘jaccuzi’ at site SAL 1426 in Wadi Umm Salam.27 This pool,
in combination with a small and shallow groove behind, could have functioned as a water hole, at least during rainy seasons and afterwards. Assuming this, a more complete
coverage was maintained, with water bodies every 30 km within the area with rock art.
Furthermore, this substantiated the assumption that rock art was executed in combination with activities executed by mobile people using the area as their normal living
grounds. A look at the places that were used by those people can provide a better idea
about the different uses of rock art in its spatial and social contexts.
5 Discussion – place
Relying on the work of Lenssen-Erz,28 different categories for rock art sites were established based on a set of criteria derived from ethnological studies as well as rock art
23 Fricke 1969, 136-141; Gagnol and Afane 2010, 2–4;
Payer 2018, chapter 1.5, Fütterung.
24 Gheith and Sultan 2002; Moneim 2005, 418–420;
Luft 2010, 18 fig. 14.
25 Some divergences are probably due to the logic of
the GIS calculation, rather than an indication of differences between pathways and rock art sites. There
are some examples where the calculated pathways
lead up the hills to the plateaus, while it seems more
26
reasonable to assume that the not so steep wadi
course was chosen instead, at least if larger animals
(cattle, camels) would have accompanied the mobile
groups.
26 The sites’ names are according to the naming in:
Morrow et al. 2010, 43–104.
27 Morrow et al. 2010, 63–64.
28 Lenssen-Erz 2001.
rock art in the eastern desert of egypt
Fig. 4
Wells and water sources with 15 km buffer.
27
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Classification
Number of figures
Low
0 – 28
Low-middle
29 – 68
Middle
69 – 125
High
126 – 247
Very high
248 – 422
Tab. 1 Statistic groups for number of figures per rock art site.
research. Deduced from this research, different criteria seem to have been crucial for
the choices made by mobile groups to use a distinct place and put rock art on it. On
the one hand, the infrastructural quality of the place and its topographical position, on
the other hand, additional criteria like the amount of figures or their visibility, and the
places themselves, can provide information about the mode of communication realized
and, therefore, the usage of the rock art sites. The infrastructural criteria that were chosen comprised: easy access to the site, cave or shelter, permanent or temporary shade,
and a distance of 10 km or less from the next water hole. The topographical position of
the rock art site again is essentially related to its function, especially in conjunction with
important topographical features. It was reasoned that plains and the courses of wadis
can be categorized as less interesting topographical positions, while junctions, entrances
of wadis, and slopes show a break in the usual landscape and could demand decisions
about the direction to be taken and, therefore, can be understood as topographical features with the potential to be marked for providing and sharing this information. Another criterion constitutes the amount of figures executed per rock art station. It was
assumed that places that were visited by larger groups or more regularly would show
a higher number of figures, while places used by single persons, small groups, or for a
singular stop would have a lower number. In this case, five categories were developed,
from low to very high numbers of figures based on statistics with natural breaks (Tab. 1).
The last criterion then, encompasses the visibility of the figures and their locations. It
was supposed that the more visible the site and its rock art, the more public oriented it
would have been in its communicative intent.
Depending on these criteria, different categories of places and place functions were
deployed to classify the rock art sites in the Central Eastern Desert (Tab. 2). Altogether,
five different categories were established, these are: marking points, temporary resting
places, campgrounds, and collective and individual ritual places.29 The marking points
have the characteristic that they show no or only low infrastructural criteria, as it can be
29 See Lenssen-Erz 2001, 313–321.
28
rock art in the eastern desert of egypt
Infrastructure
Position
Communication
Marking Point
Insufficient basic provision
Close to prominent
topographical features
Easily visible, public display
of rock art, few pictures
Temporary Resting
Place
Basic provision, simple
accommodation for short
periods, resources in
sufficient proximity
No remarkable position
Visibility of place and rock
art not mandatory
Individual Ritual
Place
Simple accommodation for
short periods, resources in
sufficient proximity
Close to prominent
topographical features
Not easily visible, few
pictures
Campground
Good accommodation,
resources in close proximity
Beneficial position with
regard to resources
Visibility of place not
mandatory, rock art either
visible or not, many pictures
Collective Ritual
Place
Good accommodation,
resources in close proximity
Close to prominent
topographical features
Easily visible, public display
of rock art, many pictures
Tab. 2
Categories of rock art sites.
assumed that their main task was to provide information, not to offer good conditions
for a stay. Their characteristics are, therefore, a low number of figures, but a location
next to an outstanding geographical feature like a junction, entrance to a wadi, or a
slope. They were probably used for providing information concerning the surroundings to those who passed by, whether for orientation, resources, or about territories of
different groups living and roaming this area. The larger campgrounds, on the other
hand, should provide good infrastructure that is needed for longer stays of small groups
or for providing provisions to larger groups. A large number of figures points similarly
to a campground that was in use for a longer time period or was visited on a regular
basis. Being close in vicinity to a special geographical feature, on the other hand, does
not seem mandatory. Temporary resting places again were harder to identify and show
a wide range of possible characteristics. The main indicator is that they do not offer a
good base for longer stays, especially in connection to shade and water. The assignment
of places to the category of individual or collective ritual places, on the other hand,
is challenging; while the statement can be made that they do not notably differ from
temporary or more permanent campgrounds, their topographical position seems more
important, as there should be a recognizable focus point for the ritualistic behavior.
To illustrate this range of rock art places and their functions, four examples are
presented in detail. The first one is the aforementioned site SAL 14. This place not only
exhibits all characteristics of good infrastructure, it also holds the highest number of
29
rebecca döhl
Fig. 5
Rock art at SAL 14, Wadi Umm Salam (line drawing).
figures of all the locations (422). Due to this and its superior quality of possessing a
possible well, it can be assumed that the whole place held a special meaning in the
early usage of this area, and that it was potentially used as a gathering point; a claim
substantiated through the high number of probable prehistoric and Predynastic rock
art motifs executed here, while there were hardly any signs of those stemming from the
Dynastic or later periods (Fig. 5). Furthermore, the continued high density of rock art
stations around this location, about 21 sites in a range of 800 meters, make it probable
that this whole area of Wadi Umm Salam could be regarded as a campground or meeting
point for a larger group or a variety of smaller groups.
The next example is site WAS 3 in Wadi Abu Wasil. This site yielded the second
highest number of figures (299) and, apart from providing only temporary shade, it had
all of the other characteristics of a good campground. This site is situated at the junction
of two wadis, with a good view of the entrance to one of them. Moreover, it is one of the
sites closest to the fertile Arenosols in this area, with the next well nearly 10 km away
and, therefore, at the end of the potential daily range.
Interestingly, it shows a broad chronological range of figures. Next to very dark patinated petroglyphs, there are depictions of horses and camels, probably from the Ptolemaic-
30
rock art in the eastern desert of egypt
Fig. 6
Rock art of site ATW 6, Wadi Atwani (line drawing).
Roman to the Islamic period, but also modern inscriptions. Taking this chronological
range into account, the high number of figures could be interpreted as the outcome of
the very long usage of this place as a more or less temporary campground in the vicinity of
possible pastures.
Turning now to the marking points, the first example, JEW-2 in Wadi Atwani, shows
a ‘classic’ version. The whole site matches no infrastructural criteria and the lone rock
holds only one figure. In this case, however, the placement seems to be the reason for
the marking, as the site lies close to a junction in the wadi. Therefore, it seems probable
that we could interpret this rock art site as a marking point that provides special information, possibly concerning further orientation in this area or referring to resources
and territories for people passing by.
Another site in the Wadi Atwani reveals a very different picture. Site ATW 6 possesses not a single infrastructural characteristic, and is neither close to any interesting
topographical points, nor does it have a small number of figures; with 110 figures, it belongs to the middle section in this regard. The importance of this place is that the main
component of its figures are placed 15 meters above ground and show a repertoire that is
unusual for this area, consisting of lizard or crocodile figures and hand stencils, all with
a very dark patina (Fig. 6). This rock art resembles more the petroglyphs of el-Hosh that
are dated to the 6th millennium BC and, therefore, to the Epipalaeolithic period. This,
and the suggestion that the height of the petroglyphs is due to a severe change in the
environmental circumstances of the location, supports the assumption that this site has
been completely altered, and that today the site looks quite different from the one that
31
rebecca döhl
Fig. 7
Number of figures per wadi.
existed when the rock art was executed, making it difficult to decide what its original
place category was.
6 Discussion – motifs and figures
After a consideration of the spatial scale of the landscape and locations, the figures themselves should also be regarded. Differences in distribution and density can help to show
the different usages and preferences of this area through time and by different groups
of people.
As expected, the majority of figures are found in Wadi Umm Salam, which is due to
its high number of rock art sites. This characteristic is probably connected to its aforementioned exceptional position as a water source and an intersection (Fig. 7). The larger
number of figures in Wadi Hammamat and Wadi Barramiya seems to be equally based
on their function as main west-east links between the Nile Valley and the Red Sea. While
Wadi Shalul establishes a chronologically late linkage between the well in Bir Minayh
and the probable pastures along the plains in the west, Wadi Minayh, in turn, leads to the
aforementioned well and was presumably frequently visited from early times onwards.
Apart from the distribution, it is apparent that animal figures were the majority
of the petroglyphs recorded in the Central Eastern Desert (Fig. 8). Interestingly, the
highest numbers of petroglyphs show animal species that are naturally found in this area
32
rock art in the eastern desert of egypt
Fig. 8
Number of motifs.
(Fig. 9). These include ibex, ostrich/bustards, and wild asses/donkeys. This may provide
evidence that motif choices in rock art might not have been random, without reference
to the distinct environment they were executed in, as is sometimes thought. This would
also fit with the fact that domestic animals like camels and dogs could also be found
in a high number of petroglyphs, which is probably due to of their presence in the
area, attending hunters and/or pastoral nomads. Turning now to the distribution and
density of the different motifs, it can be stated that while nearly all of the rock art figures,
including the boats, humanoids, geometric signs, and animals show a high density in
Wadi Umm Salam, some of the animal motifs show a different distribution or different
density clusters in other locations (Figs. 10, 11). In some cases, this distinct demarcation
seems to be chronologically grounded, but a group specific or spatial centered difference
cannot be ruled out.
While the focus on ibex, ostrich/bustard, and wild ass/donkey depictions at Wadi
Umm Salam could be explained via the extraordinary meaning of SAL 14 and, therefore, the whole wadi, the density areas of the other animal motifs require a different
interpretation. So, the clustering of horses and camels at Bir Minayh and Wadi Shalul
seem to reflect a chronologically based difference. As horses and camels are one of the
few animals whose introduction to Egypt can be dated to the 17th century BC for the
33
rebecca döhl
Fig. 9
Amount of animal species.
horse30 and around the 4th century BC for the camel,31 these pictures seem to refer to the
movements and life paths of nomads roaming this area after the Second Intermediate
period.
Chronologically speaking, another extreme can be found in the density mapping of
saurians, probable lizard or crocodile depictions. These motifs show density clusters in
Wadi Atwani, where all of them, as previously mentioned, are found at heights of 15–20
meters above ground. This, and their low occurrence at other sites in the area, and a
strong resemblance to Epipalaeolithic rock art, makes them a potential candidate for a
very early dating.
Cattle and elephant representations, on the other hand, could be manifestations of
a chronological, but also a cultural demarcation. For the depictions of elephants, the
density clusters are in Wadi Hammamat, close to ruins of a Ptolemaic or Roman date
and in Wadi Barramiya. Both of these wadis build strong west-east-connections between
the Nile Valley and the Red Sea with its harbors. It is proposed that the depictions of
elephants concentrated in these two areas are connected to the capture and transport
of war elephants from the southern regions through the ports of the Red Sea in the
Ptolemaic Era, rather than to the depiction of wild animals from earlier times.
30 Boessneck 1988, 79–81.
34
31 Budka 2004, 39–42.
rock art in the eastern desert of egypt
Fig. 10 Density analysis of motifs showing different animal species in the Central Eastern Desert: Ibex/Wild
Ass/Ostrich, Elephand, Lizard, and Camel/Horse.
35
rebecca döhl
Fig. 11 Density analysis of motifs showing different animal species in the Central Eastern Desert: left = Cattle/Bovid and right = area map.
To explain the distribution and concentration of cattle depictions is more difficult. As
they are more or less evenly distributed all over the Central Eastern Desert and show
some additional focal points to the one in Wadi Umm Salam. The fact that they are all
rather close to the Arenosols should be considered.
Those areas would build the most probable pasture ground for wild bovids roaming from the Nile Valley and for pastoral nomads. Furthermore, as some of the cattle
depictions show similarities to those found in Nubia, it could be argued that they were
signs used by groups from the south who came to the Central Eastern Desert.
7 Conclusion
Placing to the side the usual discussion about the chronology and meaning of rock art
in Egypt, it seems quite fruitful to look at the spatial dimension of the rock art in all
its facets. This analysis shows that the petroglyphs of the Central Eastern Desert were
executed by different mobile groups in the area that began probably sometime in the
Epipalaeolithic period. The analysis of the spatial landscape has shown that the people
36
rock art in the eastern desert of egypt
producing rock art were probably using this area on a seasonal basis, moving between
the water bodies and fertile areas, leaving rock art along their way. The choices and
characteristics of rock art sites further reflect a broad range of those activities, such as
temporary stays, longer or repeated gatherings of groups, and marking the landscape to
share information and communicate with other groups. The differences in distribution
and focal points of the motifs, again, show the range of preferences and usages of this
area by different groups in time and space, and make it possible to argue that the rock
art found here was produced by different groups to mark the places they used with their
appropriate signs.
When asking which (archaeological) culture was intimately connected to the rock
art, it can be said that in this regard, probably no limitations can be found. Rather, it can
be assumed that the rock art was created by a variety of groups who used the Central
Eastern Desert, whether in a more permanent or only temporary way. These groups
started to mark their world and to communicate their relation to it visually – a practice
that has remained in use for millennia.
37
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A. Abdel Moneim. “Overview of the Geomorphological and Hydrogeological Characteristics of the
Eastern Desert of Egypt”. Hydrogeology Journal 13
(2005), 416–425.
Morrow et al. 2010
Maggie A. Morrow, Mike J. P. Morrow, Tony Judd,
and Geoff Phillipson. Desert RATS: Rock Art Topographical Survey in Egypt´s Eastern Desert . Oxford:
Archaeopress, 2010.
Neumann 1989
Katharina Neumann. “Vegetationsgeschichte der
Ostsahara im Holozän: Holzkohlen aus prähistorischen Fundstellen”. In Forschungen zur Umweltgeschichte der Ostsahara. Ed. by R. Kuper. Vol. 2.
Africa Praehistorica. Cologne: Heinrich-BarthInstitut, 1989, 13–181.
39
rebecca döhl
Payer 2018
Margarete Payer. Entwicklungsländerstudien, Teil I:
Grundgegebenheiten. Kapitel 8: Tierische Produktion.
1. Rinder / verfasst von Sabine Madel. Fassung vom
2018-10-07. 2018. URL: http : / / www . payer . de /
entwicklung/entw081.htm (visited on 13/06/2019).
Riemer, Bartz, and Krause 2013
Heiko Riemer, Franziska Bartz, and Sabine Krause.
“New Rock Art Sites in the Gilf Kebir, SW Egypt.
A Review of Recent Results from the Wadi Sura
Survey 2009–2011”. Sahara 24 (2013), 7–26.
Rohl 2000
David Rohl. The Followers of Horus: Eastern Desert
Survey Report . Abingdon: Institute for the Study of
Interdisciplinary Sciences, 2000.
Rothe, Miller, and Rapp 2008
Russell D. Rothe, WIlliam K. Miller, and George
(Rip) Rapp. Pharaonic Inscriptions from the Southern
Eastern Desert of Egypt . Winona Lake, IN: Eisenbrauns, 2008.
Said 1990
Rushdi Said. The Geology of Egypt. Rotterdam u.a.:
Balkema, 1990.
Spaargaren, Schad, and Micheli 2010
O. Spaargaren, P. Schad, and E. Micheli. Guidelines
for Constructing Small-Scale Map Legends Using the
WRB. Rome: FAO, 2010.
Weigall 1910
Arthur E. P. Weigall. A Guide to the Antiquities of
Upper Egypt: From Abydos to the Sudan Frontier. London: Methuen, 1910.
Winkler 1938
Hans A. Winkler. Rock-Drawings of Southern Upper Egypt I: Sir Robert Mond Desert Expedition Season
1936–1937, Preliminary Report . Vol. 26. Archaeological Survey of Egypt. London: The Egypt Exploration Society, 1938.
Winkler 1939
Hans A. Winkler. Rock-Drawings of Southern Upper
Egypt II: Sir Robert Mond Desert Expedition Season
1937–1938, Preliminary Report . Vol. 27. Archaeological Survey of Egypt. London: The Egypt Exploration Society, 1939.
Zboray 2009
András Zboray. “The Rock Art of Jebel Uweinat.
Some Results of the Ongoing Survey”. Archéo-Nil
19 (2009), 27–30.
Illustration and table credits
illustrations: 1 Base map: Tri–Decadal
Global Landsat Orthorectified Enhanced ETM+
Pan–Sharpened (1999–2003) courtesy of the U.S.
Geological Surveys. 2 Base map: Tri–Decadal
Global Landsat Orthorectified Enhanced ETM+
Pan–Sharpened (1999–2003) courtesy of the U.S.
Geological Surveys. 3 Base map: Tri–Decadal
Global Landsat Orthorectified Enhanced ETM+
Pan–Sharpened (1999–2003) courtesy of the
U.S. Geological Surveys; Soil Data: Dewitte et
al. 2013; Jones et al. 2013; Spaargaren, Schad,
and Micheli 2010. 4 Base map: Tri–Decadal
Global Landsat Orthorectified Enhanced ETM+
40
Pan–Sharpened (1999–2003) courtesy of the U.S.
Geological Surveys. 5 Drawing: Ute Döhl/R.
Döhl, based on Photos no. GP1383, PD0213,
MM1037, MM1039 in: Morrow et al. 2010, CD.
6 Drawing: U. Döhl/R. Döhl, based on Photos
no. MM0546, GP0834, MM0548, in: Morrow et al.
2010, CD. 7–9 R. Döhl (ArcGIS). 10 Drawing:
U. Döhl/R. Döhl, based on Photos no. MM0546,
GP0834, MM0548, in: Morrow et al. 2010, CD.
11 Drawing: U. Döhl/R. Döhl, based on Photos
no. MM0546, GP0834, MM0548, in: Morrow et al.
2010, CD. tables: 1 R. Döhl. 2 R. Döhl
(partly based on: Lenssen-Erz 2001).
rock art in the eastern desert of egypt
REBECCA DÖHL
is a postdoctoral research fellow at HumboldtUniversität zu Berlin, Institute of Archaeology,
Department of Northeast African Archaeology and
Cultural Studies. As an Egyptologist, her doctoral
thesis dealt with rock art in ancient Egypt, focusing
on rock art as sign of a social landscape. Having
studied geoinformatics, she is also interested in
Digital Humanities. Her main foci of research
lie in: rock art, landscape archaeology, theory in
archaeology, and Predynastic Egypt.
Dr. Rebecca Döhl
Humboldt-Universität zu Berlin
Institut für Archäologie
Archäologie und Kulturgeschichte Nordostafrikas
Unter den Linden 6
10099 Berlin, Germany
Email:
[email protected]
41
Julian Jansen van Rensburg
Sacred Cavescapes of Socotra
Summary
Caves are continually changing landscapes, not in a physical sense, but in a cognitive one.
The ways in which the space within caves is experienced is multisided, ranging from feelings
of reverence to acute fear. The exploration and marking of caves plays a fundamental role
in changing this by changing our perceptions of the physical extent of the space within
caves and the meanings that we afford that space. Unfortunately, other than the limited
anthropogenic evidence found within the caves, it is difficult to fully grasp how different
spaces within caves are being socially, culturally and spiritually appropriated through time.
In this paper I will use two caves from the island of Socotra to look at how the markings
within them can give us an insight into how these changes were enacted.
Keywords: Socotra; Dahaisi Cave; Hoq Cave; sacred; cavescapes; cultural appropriation;
spiritual appropriation
Höhlen sind sich ständig wandelnde Landschaften, nicht im physischen Sinne, aber im kognitiven. Die Art, wie der Raum innerhalb von Höhlen erfahren wird, ist vielschichtig und
reicht von Gefühlen der Ehrfurcht bis zu akuter Angst. Das Erforschen und Markieren von
Höhlen spielt eine fundamentale Rolle, dies zu ändern, indem sie unsere Wahrnehmung
der physischen Ausdehnung des Raumes und seine Bedeutungen verändern. Abgesehen
von wenigen in Höhlen gefundenen anthropogenen Belegen, ist es leider schwierig zu erfassen, wie unterschiedliche Räume in Höhlen im Laufe der Zeit sozial, kulturell und spirituell angeeignet wurden. In diesem Artikel werde ich zwei Höhlen auf der Insel Socotra
verwenden, um zu untersuchen, wie Markierungen in ihnen uns zeigen können, wie diese
Veränderungen stattfanden.
Keywords: Sokotra; Dahaisi Höhle; Hoq Höhle; heilig; Cavescapes; kulturelle Aneignung;
spirituelle Aneignung
Rebecca Döhl and Julian Jansen van Rensburg (eds.) | Signs of Place: A Visual Interpretation of
Landscape | Berlin Studies of the Ancient World 65 (ISBN 978-3-9820670-2-5; DOI 10.17171/3-69) |
www.edition-topoi.org
43
julian jansen van rensburg
1 Introduction
Over the centuries the mysterious, otherworldliness of caves coupled with their sublime, visual grandeur has inspired religious awe around the world. Indeed, caves are
often associated with a divinity and have played a prominent role within many of the
world’s major religions and spiritual traditions.1 In this paper I look at how, by using a phenomenological approach coupled with the topographical and morphological
characteristics of caves, we can understand the appropriation of space within caves. In
particular, this paper will explore why specific spaces within caves have been socially,
culturally, and spiritually appropriated and how we may possibly recognize this. To do
this, I will be using two subterranean features from the island of Socotra, the cave Hoq,
and the cave Dahaisi, looking at how their physical space relates to the anthropogenic
evidence found within them. This will be coupled with archaeological, ethnographic,
and historical data to allow for more nuanced aspects of this cave space to be explored.
2 Location
The island of Socotra is situated approximately 135 Nm (nautical miles) northeast of
Cape Guardafui, Somalia and 205 Nm south of Ras Fartak, Yemen (Fig. 1). This strategic
position at the entrance to the Red Sea forms a nodal point for all shipping travelling
between the continents of Africa and Asia, a fact that is reflected in its rich historical
record. The island is the largest of an archipelago in the Arabian Sea that includes ֒Abd
al-Kūri, Samha, and Darsa. Socotra is approximately 135 km in length, 42 km in width
and has a surface area of 3650 sq. km, making it one of the largest of the Arabian islands.2
The island is characterized by the Hagher, a granite mountain range that stretches across
its center in a west south-westerly to east north-easterly ridge and rises up to 1550 m
above sea level.3 Bordering the Hagher is an undulating plateau of limestone that ranges
from 300 m to 900 m and covers almost half of the island’s surface.4 The limestone
plateau is also characterized by numerous karstic features, which include large natural
rock cavities and several extremely large cave systems.5 The natural rock cavities, or tafoni
(sing. tafone), are formed through a process of weathering, which creates cavities in
the rock that can range in size from tiny pits to large openings. The larger tafoni have
for several centuries been used by pastoral Bedouin as enclosures for their animals and
general living quarters.
1 Crane and Fletcher 2015, 147.
2 Edgell 2006, 423.
3 Miller and Morris 2004, 6.
44
4 Beydoun and Bichan 1970, 414.
5 Geest 2006, 7–8.
sacred cavescapes of socotra
Fig. 1 The location of the Socotra Archipelago.
Situated within the Inter-Tropical Convergence Zone, Socotra is influenced by two distinctly different monsoon seasons, the SW (winter) and NE (summer) monsoon seasons.6 During the SW monsoon period, from June to September, hot and dry winds
scour the island causing the seas to become so rough that the island remains inaccessible
to all maritime traffic. During this period, water is particularly scarce, as most available
water resources dry out and life becomes extremely hard for the inhabitants.7 During the
NE monsoon season, from October to April, the wet tropical monsoon winds bring high
rainfall and cause temperatures to drop. While the seas become relatively calm, during
most of this period it is only possible for shipping to safely access the island between
March to May, August, and September. The greatest precipitation during this period
mainly occurs during October to January, after which rains gradually begin to decrease
with the onset of the SW monsoon. Summer rains occur mostly along the northern
part of the island, although in April and May they can occur in the south.8 The average
annual rainfall varies greatly between the coast and interior plains, which receive approximately 170 mm, and the mountains that receive approximately 1500 mm. Rainfall
in the mountains generally occurs in the form of short convection thunderstorms that
result in violent flash floods. The high precipitation in the mountains is also the result
of dew, drizzle, and fog that, especially during the SW monsoon, can contribute up to
357–567 mm of moisture.9 This precipitation is especially important during the dry season as it generates a slow but persistent surface runoff, which is often the only source of
water in the Hagher and surrounding limestone plateaus.10 The apparent regularity of
6 Fleitmann et al. 2004, 27–43.
7 Morris 2002, 16.
8 Mies and Beyhl 1996, 40.
9 Scholte and Geest 2010, 1514.
10 Rossini 2014, 29.
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julian jansen van rensburg
the rainfall as outlined here is not always a true reflection of life on the island, and it is
not uncommon for the NE monsoon rains to fail, an event which has, and continues, to
bring extreme hardship to the islanders. Indeed, in 1847 we learn that a severe drought
caused such a huge loss of life that the island was almost completely depopulated.11
3 Historical background
Socotra’s rich historical narrative is inextricably linked to both its strategic position at the
entrance to the Red Sea, as well as the islands abundant supplies of incense, aloes, and
Dragon’s Blood (Indian cinnabar). That Socotra supplied the world with these products
is well documented by numerous authors.12 The earliest detailed historical account of
the people residing on Socotra was written by an anonymous Greek trader from Egypt
in the mid-1st century AD in a book entitled the Periplus Maris Erythraei.13 According to
the Periplus, Socotra was under the rule of the ‘king of the frankincense-bearing land’
(Hadhramaut), and was being leased to Arabian merchants. Moreover, we learn that these
merchants, together with other traders from ancient Greece and India, resided on the island’s north coast.14 During the medieval period there are prolific references to Socotra
in the writings of Muslim, Chinese, and European geographers, navigators, and travelers. These accounts tend to be primarily concerned with the procurement of aloes,
dragon’s blood, and ambergris and the presence of a Christian population. The earliest account concerning Christians is in the 6th century AD, when the Greek Nestorian
Christian monk and merchant from Egypt, Cosmas Indicopleustes (fl. 6th century AD),
refers to having met Greek Christians from Socotra in Ethiopia.15 While the exact date
for the Christianization of Socotra is uncertain, according to Müller,16 it took place no
earlier than the 4th century AD. The presence of Christians on Socotra attracts a lot
of attention in Muslim and European accounts from the 6th to 17th centuries AD.17
However, it is not until the 15th century that we learn from Portuguese and English
sources that due to persecution by the Muslim rulers, the Christian inhabitants or ‘true
ancient naturals’, lived in the mountainous interior.18 This is particularly interesting in
that, according to Ibn al-Mujāwir (d. AD 1292), there were two groups of people on the
island, those who dwell on the plains and those who dwell in the mountains.19 This geographical division is reiterated throughout Socotra’s historical narrative and has come
11 Hunter and Sealy 1986, 113.
12 See Jansen van Rensburg 2016, 6–16, for a comprehensive review.
13 Casson 1989, 69.
14 Casson 1989, 169–170.
15 Indicopleustes and McCrindle 1896, 19.
46
16 Müller 2001, 146–147.
17 See Biedermann 2006 for a comprehensive account.
18 Kammerer 1936, 25–48; Roe and Foster 1967, I, 33–
34.
19 Ibn al-Mujāwir and Rex Smith 2008, 264.
sacred cavescapes of socotra
to represent two classes of people, namely the indigenous mountain dwellers and the
foreign coastal dwellers. Today, the Socotri still differentiate between people according to whether they live in the mountains or on the coast.20 The interior mountain
dwellers were, according to several travelers’ accounts, troglodytes, who only ventured
down to the coast to trade or during times of extreme drought. Despite being labelled
troglodytes, it is and was rare to find the interior population actually living in caves, instead many of the dwellings and enclosures were large walled tafoni openings.21 This was
collaborated during recent surveys undertaken by the author, which found that where
caves were being used, the passage into the cave had been walled off. The reason for this
is due to local folkloric beliefs, in which caves are believed to be inhabited by spirits.
Moreover, there is a very real belief that persists today that a large white snake lives deep
within caves, killing livestock and people foolish enough to venture into the caves.22
4 Archaeological exploration
Socotra’s rich historical narrative has led to a number of archaeological expeditions, particularly over the last decade. Many of these earlier expeditions concentrated their efforts
on Socotra’s northern coast, locating several Islamic settlements and six undated rock art
sites.23 In addition, Russian expeditions have also discovered evidence for a pre-Islamic
settlement dated to the ca. 1st to ca. 4th centuries AD,24 as well as stone tools believed
to be from the Neolithic and Oldowan period.25 This notable bias in recording sites
along the northern half of Socotra was addressed in 2001 when an Australian expedition undertook an archaeological survey of the southern part of the island, discovering
a number of unrecorded dwellings and burial sites of undetermined age.26
Despite these numerous expeditions, there had been virtually no archaeological explorations of the caves found throughout the island. This situation was radically changed
with the investigations of Socotra’s cave systems by the Socotra Karst Project, whose first
speleological exploration uncovered one of the most important archaeological discoveries in a cave situated on the north side of Socotra. Deep within this cave a wooden tablet
with Palmyrene script, incense burners, pots, and numerous Indian and Greek inscriptions dated between the ca. 1st century BC and ca. 6th century AD were found.27 This
corpus of finds made up one of the richest sources of information for the investigation
of the ancient seafarers visiting Socotra, and its involvement in the Indian Ocean trade
20
21
22
23
Morris 2002, 223.
Bent 1900, 365
Naumkin and Porkhomovsky 2000, 151–155.
Bent 1900; Shinnie 1960; Doe 1992; Naumkin 1993.
24
25
26
27
Naumkin and Sedov 1993 605.
Naumkin and Sedov 1993 537.
Weeks et al. 2002 95–125.
Strauch 2012.
47
julian jansen van rensburg
networks. Due to the various ship motifs, incense burners, and auspicious symbology
found within the cave, it is considered to have been a mariner’s religious sanctuary.28
Evidence for the ancient indigenous inhabitants of Socotra, however, was noticeably
lacking. This situation changed with the discovery of Dahaisi Cave, where initial findings appeared to show that the ancient interior population had some form of complex
administration that may have been tied to their syncretic religious beliefs.29
Having outlined the historical and archaeological background, it is possible to delve
deeper into the two caves that form the case studies for looking at how and why specific
spaces within caves were social, culturally, and spiritually appropriated. To do this is necessary to place the anthropogenic traces of these visitors within the topographical and
geomorphological elements that make up these cave landscapes. However, before describing the elements that constitute the subterranean landscape of these two caves, one
should remember that these visitors were not able to see the passages, chambers, and
speleothems as we do nowadays with our powerful torches. Instead, they would have
had to have relied on the flickering dull light emitted from wooden torches, remnants
of which have been found in Hoq Cave.30 The extent and nature of this illumination
would have played a significant role in the perception of the cave, transforming every
wall, crack, fissure, and speleothem into a phantasmagorical landscape that would have
been very different to that experienced by us. Moreover, the extent of the illumination
provided by the torches used would have played an important role in the ways in which
past people navigated through caves.31 According to Pastoors and Weniger,32 the network of movement through caves relates to the amount of illumination provided by
a torch, which was calculated at approximately four meters. However, due to the varied topography within a cave, it would still be difficult to determine the exact amount
of illuminance essential for controlled movement. Nevertheless, it is clear that passage
walls, speleothems, and other natural features are likely to have been used as signposts,
guiding people along defined routes to specific parts of the cave. Consequently, when
looking at the topographical and geomorphological elements of the Hoq and Dahaisi
caves, my focus will be on both the archaeological remains and the illuminated natural
landscape.
5 Hoq Cave
Hoq Cave is situated on Socotra’s north coast, approximately 33 km west of the closest
historical anchorage. The entrance to the cave lies midway up the side of a karst plateau,
28 Dridi 2002, 589.
29 Jansen van Rensburg and de Geest 2015, 417–430.
30 Dridi 2012, 228.
48
31 See Rouzaud 1997, 257–265.
32 Pastoors and Weniger 2011, 382.
sacred cavescapes of socotra
and is clearly visible from the shoreline when arriving from a northeast direction. Access to the cave is possible by walking up a steep path towards a flat plateau situated
50 m below the entrance. Here, according to local informants, the old village of Hoq
was located until it was abandoned a few generations ago due to the drying up of fresh
water resources inside the cave entrance.33 While no archaeological work has been done
to investigate this village, according to our guides, it had been occupied for several generations. Consequently, it may be that this village was part of an earlier pilgrimage to
the cave, although as of yet there is little evidence to support this.
Clambering up 50 m, one reaches the entrance of the cave, although one must still
scramble over a large soil deposition at the entrance of the cave in order to enter or see
into the cave. The cave is approximately 3.1 km in length and consists of an enormous
horizontal main gallery, up to 100 m wide and 30 m high that runs for around 2.5 km
in a straight line from the entrance at a very slight angle (Fig. 2). The entrance is only
25 m wide and a hardened pathway leads downwards toward a short stone wall built
up against a large column that provides just enough room for a human to comfortably
pass. To the right are a number of man-made water basins constructed from broken
stalactites and stalagmites. Approximately 200 m from the entrance daylight eventually
begins to fade and one finally reaches the limite d’éclairement,34 or the point at which it
is necessary to have some form of light. Interestingly, it is at this point that that the local
guides refused to go any further, due to their fear of the spirits within the cave. Moreover,
within this area there are scatters of contemporary and medieval ceramic vessels dated
between the 10th and 15th centuries.35 Beyond this point, however, there is a distinct
absence of any material later than the 6th century AD.
Once entering the darkness of the cave, it is possible to make out an indistinct pathway that appears to follow along the middle of the passage, skirting several speleothems
until one reaches a side gallery approximately 500 m from the entrance. The gallery is
comprised of a number of sharp, narrow squeezes that makes access to the end of this
gallery particularly difficult. In spite of this, at the end of the gallery one can find the
first Brahmi inscription, dated to the mid-2nd century AD. Interestingly, the scribe that
etched his name here also left his mark much deeper in the cave, where access is much
easier. Whatever drove this scribe to crawl into this side gallery to write his name may
never be known, but the difficulty in getting to this point and that no other inscriptions
were found there would indicate that this was a very personal motivation. Perhaps the
need to claim ownership of this gallery or to enact some form of secretive ritual.
Passing this side gallery, the width of the cave narrows to approximately 20 m, after
which the main gallery opens up into what has been dubbed ‘the pleasure dome’. Within
33 Geest 2012, 236–237.
34 Rouzaud 1997, 259.
35 Dridi 2012, 222.
49
julian jansen van rensburg
this area there are gigantic stalagmites, stalactites, and columns that give this gallery an
almost cathedral like aura. This ecclesiastical impression is further supported with the
presence of two incense burners that were found on top of stalagmites, one near the
entrance and one mid-way into the gallery. Both of which have evidence of having been
used, presumably for light. The pathway appears to follow a sinuous route through this
gallery that once past the first incense burner, curves to the right, passing several large
speleothems and the second incense burner, before straightening out into the ‘Tub’, a
large mud-filled sinter basin. The lack of any inscriptions or drawings within this gallery
is surprising, although it is possible that this is due to the lack of systematic investigation.
Having passed through this gallery, one is required to cross a mud pool and climb up
a steep calcite slope that leads into two galleries dubbed ‘the sanctuary’, and ‘the crystal
floor’. Entering into these galleries, it is clear why these names were chosen as, in addition
to the array of large stalactites, stalagmites, and columns, both these galleries contain
an impressive variety of delicate and beautiful secondary calcite deposits that include
fine crusted stalagmites, soda straws, and gypsum needles.36 Importantly, this was also
the area in which a plethora of Indian, South Arabian, Ethiopian, Greek, and Bactrian
inscriptions and images dated to between the 1st century BC to the 6th century AD were
found spread over the floor, walls, and speleothems. In addition, several incense burners,
shells, torches, and a wooden tablet inscribed in Palmyrene were found. Amongst these
findings it is also possible to make out the imprints of several bare footprints left behind
by the scribes as they made their marks within the cave. Several hundred meters from
the entrance to the sanctuary, the cave appears to end at a large calcite wall that is replete
with both drawings and inscriptions. However, at the base of this wall is a narrow gap,
50 cm wide and two meters long, which provides access to the final 200 m of the cave.
Within this section of the cave are several pottery fragments, the remains of torches and,
interestingly, only Indian inscriptions.
What is most striking is that, other than the inscriptions in the side gallery, there is
very little indication of the richness of Hoq Cave until one passes the mud-filled pool
and climbs up into ‘the sanctuary’. Why this particular area was chosen over others, and
how it was that such a wide variety of different cultural groups all converged on this
specific area deep within Hoq Cave is certainly interesting. Did it have something to do
with being able or willing to venture approximately 1.4 km into the cave?
36 Geest 2012, 240.
50
Fig. 2
Plan of Hoq Cave.
sacred cavescapes of socotra
51
julian jansen van rensburg
6 Dahaisi Cave
Dahaisi Cave is located in the eastern interior of Socotra on the Mōmi Plateau at an
altitude of 588 meters above sea level. The cave lies at the base of a limestone outcrop on
the northeastern edge of a shallow valley. A non-perennial stream runs along the valley
floor in a northeasterly direction, before it enters Dahaisi Cave. The limestone outcrop
within the vicinity of the cave is riddled with holes, fissures, and slab-like pools that fill
with water after the monsoon rains. These features are the only source of water in this
area, although they rarely supply enough water for more than a few months into the dry
season.37
The entrance to Dahaisi Cave is five meters high and ten meters wide, yet it is only
visible when approached from a southerly direction, and then only at a distance of approximately 100 m. Entry into the cave involves clambering down a series of large rocks
and relict speleothems that appear to be related to the collapse of what was an earlier,
probably larger, entrance. The main passage branches right almost immediately after
entering, and one need only travel 25 m before reaching the limite d’éclairement. It is at
this point that a side passage with a vertical pit branches off to the south. The upper part
of this passage forms a small chamber and the lower part a long narrow conduit, which
runs east until it terminates in a small boulder-filled chamber. During the wet season
this passage dubbed ‘the torture gallery’ by the cavers who first mapped this cave, drains
a small stream (Fig. 3).
The main passage is approximately two meters high and five meters wide and extends down a gentle slope in a southwest-northeast direction. Having travelled approximately 50 m straight along the main passage, it begins to curve slightly to the north. At
this point the passage narrows to around two meters in width for a few meters, before
opening up again and continuing in a southwest-northeast direction. The first evidence
of rock art is encountered on the passage walls after the passage narrows. This rock art is
badly worn and it is only possible to make out several geometric patterns and what appears to be an incomplete cross fourche. It is possible that some of these marks are wusum
(traditional markers used to designate ownership).
37 Morris 2002, 33–34.
52
Fig. 3
Plan of Dahaisi Cave.
sacred cavescapes of socotra
53
julian jansen van rensburg
At this point, the cave gradually begins to increase in height and a worn pathway
is visible on the rock floor. Approximately 40 m from the point where the passage narrows, it curves sharply to the south and drops almost half a meter into a small chamber
with a shallow pool. The base of a speleothem that grew across the entrance has been
chipped away and a chunk of speleothem from elsewhere in the cave has been put at its
base, acting as a step down into the chamber. Once in this chamber, it is necessary to turn
sharply east and clamber up past two large speleothems. Similarly to the entrance, there
are a number of speleothem fragments that have been placed on the floor to act as steps
to the gap between the two speleothems. The base of both speleothems have also been
chipped away. Having passed through this narrow gap, one steps down across a series of
collapsed speleothems, where a faint well-worn pathway is visible on the gravel floor of
a large chamber. At the far end of this chamber are two enormous speleothems, one of
which has collapsed in a north-easterly direction. It appears as if this is the end of the cave,
yet after closer investigation it is possible to find two routes on either side of the collapsed
speleothem that lead deeper into the cave. Both of these routes converge at the same place,
although the northerly route is more direct. Interesting, the northerly route allows a direct glimpse into the final chamber as one is clambering through, whereas because the
southerly route curves to the north, one can only see into the final chamber at the end.
Having rounded the speleothem, there is approximately a three meter drop down into
the final chamber. This drop is made easier by a ridge formed by the overlapping rock
faces and a large chunk of speleothem that lies directly beneath the point at which one
clambers down. The ridge and rock face appear to have been worn smooth by countless
generations of visitors who clambered down into the chamber using this route.
The end chamber extends for approximately 25 m in a northeasterly direction, rising
up towards a narrow blocked passage, where it ends. Directly north of the entrance point
is a large water-filled sump that extends in a northeasterly direction under the floor of
the cave. The southern half of the cave extends into a small alcove. Unlike the northerly
half of the cave, the roof in the south is devoid of speleothems, being completely smooth
and rounded with the exception of a large aven in the alcove and a smaller aven at the
entrance to the alcove. The floor of the end chamber is mostly composed of rock, with
the exception of the alcove in the south and the uppermost parts in the northeast that are
covered in mud. During the wet season, the floor in the final chamber is flooded, making
it difficult and dangerous to enter. The rock art is spread over five panels in the south
half of the chamber, including the alcove, and appears to surround the water filled sump.
The largest panel lies directly above the sump and is replete with a variety of motifs that
include geometric patterns (circles and lines); a range of different Greek, Latin, and
Patriarchal type cross shapes; and a later Arabic shahada inscription. The other panels
have very similar geometric patterns and cross shapes, yet they include what appear to
be ships and horned therianthropic figures.
54
sacred cavescapes of socotra
The most remarkable aspects of Dahaisi Cave are the concentration of rock art
around the water-filled sump and the very noticeable well-worn and modified pathway
that snakes through the cave. What drove people to the end chamber? What is the significance of the water-filled sump, and why did they go to such great lengths to modify
the pathway into the depths of the cave?
7 Discussion
Having outlined the topographical, morphological, and archaeological elements of Hoq
and Dahaisi caves, it is clear that there are many similarities in the ways in which areas
within the cave were socially, culturally, and spiritually appropriated. An appropriation
that is as much a visible and tangible manifestation of place, as an invisible and extrasensory one.
When entering the perpetual darkness of a spatially confined environment like a
cave, ones sensory and emotional experiences are heighten, a state that is eminently
suitable for sacred or ritual purposes.38 The journey within the cave, therefore, becomes
a spiritual pilgrimage that with increasing depth and difficulty of access creates an intense emotional feeling, whether awe or fear. Moreover, according to Stone and Bahn,39
it is the difficulty of access to these images that makes them particularly sacred. In the
context of Hoq and Dahaisi, however, it appears neither the remoteness of the location
where the drawings were made, nor the difficulties involved in gaining access to these
areas played a significant role in the sacredness of the images. In both caves, the main
passage has few side galleries and it is possible to walk upright for most of the time with
little chance of getting lost, even if the torch being carried would only have illuminated
an area of four meters. I would, therefore, argue that the concentration of the images in
both caves has as much to do with specific natural features within each cave as it was to
do with the depth at which these images were made.
In Hoq Cave, the concentration of inscriptions and auspicious symbols is centered
on two galleries, within which we find the richest variety of secondary calcite deposits
throughout the cave. While considerable research has been undertaken in the descriptive and typological analysis of the various inscriptions, little attention has been given
to the space within which they were found. This is a common problem in the study of
many rock art sites, especially those found in caves.40 Within Hoq Cave, it would appear that the sacredness of the space in which the inscriptions were found is defined by
its location and morphological characteristics. As already mentioned, the area within
38 See Bjerk 2012, 48–64; Clottes 2012, 35–47; Bonsall
and Tolan-Smith 1997, 218.
39 Stone and Bahn 1993, 111–120.
40 Bradley 2000, 32.
55
julian jansen van rensburg
which the inscriptions are found is also an area of the cave in which the secondary calcite deposits are particularly spectacular. This, coupled with the depth at which this
phenomena occurs, is likely to have played a significant role in the choice of this place.
It is also noteworthy that the majority of inscriptions are engraved onto stalactites, stalagmites, and columns, which would perhaps indicate that they were appropriating these
speleothems that formed the sacredness of the space. However, it is not until this location was repeatedly inscribed upon, whether as a form of commemoration, invocation,
or appeasement to one or several divinities, that we are able to recognize it as such.
While it may be impossible to determine whether a site is sacred or not before it was
somehow altered by humans, this evidence does provide us with some indication as to
what natural features may have been instrumental in giving a place significance. Thus,
it would certainly appear that areas that have rich and particularly decorative calcite deposits are likely to have drawn people to particular places. Whether this was due to the
aesthetics of these deposits in this area, or that they simply did not occur elsewhere in
such profusion remains an open question.
Furthermore, looking at how this space was used by a multitude of different cultural
groups over a period of several hundred years (1st century AD to 6th century BC), during
which there would have been several notable socio-economic, religious, and political
changes, poses several questions. Why were mariners revisiting the site, and how was it
that the memory of this place was being kept alive? These questions may be answered
in part by the long tradition of offering appeasement to deities for having granted safe
passage in areas of known danger.41 Direct evidence for this on Socotra is found from
as early as the 3rd century AD through to the 19th century.42 Consequently, it would
appear that mariners that had braved the rough seas surrounding Socotra would have
sought out a place where they could enact their rituals for safe passage, which in most
cases seems to have been to inscribe one’s name deep within Hoq Cave.
Moving deep into the interior of Dahaisi Cave, we find that the main concentration
of images are found within the final chamber at the very end of the cave, the central feature of which is a water-filled sump. The significance of this is not immediately apparent
if we divorce our studies of the cave or the rock art therein from the rich ethnographic
and historical sources. These sources provide a very real insight into the location of the
rock art and possibly why this cave had been chosen. As previously outlined, the inhabitants on Socotra are dependent on the capricious nature of the monsoon rains for their
very survival. The failure of these life-giving rains can and has led to extreme hardship
and death, especially for those inhabitants in the interior, who depend on these rains
for the survival of themselves and their livestock. Consequently, the presence of a large
41 Rappaport 1971, 63–93.
42 Tibbetts 1981, 229–230; Arrowsmith-Brown 1991,
56
389; Strauch 2012, 448.
sacred cavescapes of socotra
reservoir of water, which would have been available throughout the year, would certainly have attracted attention. However, in the ethnographic record we learn that the
inhabitants are fearful of entering caves because of the spirits and/or snakes that inhabit
them, yet it is clear that at some point people had entered the cave. Moreover, it would
appear that the water-filled sump was the focus of the journey into the cave, and that it
was likely to have been considered sacred. A sacredness that can be seen in the profusion
of symbols and drawings that were scratched into the panels surrounding the sump.
This appropriation of the water-filled sump appears to have taken place over the
course of at least several centuries and has remained an important part of the changing
Animistic, Christian, and Muslim belief systems of the indigenous inhabitants. That
this water has held such a central role throughout the changing religious beliefs of the
inhabitants is not surprising. Water is a central tenant to the Christian and Muslim
faiths, and was used by both faiths in rituals related to cleansing or purifying the body.
Moreover, as mentioned previously, the inhabitants were at the mercy of the rains of the
monsoon, which brought the water that was essential for survival. Thus the water within
Dahaisi Cave can be seen as having played a significant long-term role in the lives, and
consequently the changing belief systems, of the inhabitants.
Finally, the creation of a pathway within Dahaisi is particularly interesting, and
while it could be argued to have been related to a network of movement through the
cave,43 I believe it had another purpose. As mentioned, when entering Dahaisi Cave
there is only one relatively easy passage to follow to it terminus, and with a torch it is
virtually impossible to get lost. Moreover, the modifications that were made are not completely necessary, as traversing the 30 cm step of speleothem that had been removed, or
clambering across a muddy pool would not have constituted any great difficulty. Whilst
it certainly would have made access to the cave easier for elderly visitors, I do not believe
these modification were made for this specific purpose. Rather, I would argue that the
metamorphism of elements within the cave were physical transformations that sought
to make a natural place into something more humanly constructed. In other words these
modifications were done to transform the natural space of a cave into something akin
to a monument centered on the water-filled sump.
8 Conclusion
Within this paper I have used two caves in very different locations and with significantly
different topographical and morphological characteristics to demonstrate the importance of looking beyond the immediate and seemingly obvious anthropogenic appro43 See Rouzaud 1997, 261; Pastoors and Weniger 2011,
384.
57
julian jansen van rensburg
priation of space. Indeed, an awareness of the natural space within the context of the
archaeological, ethnographic, and historical record has allowed me to gain a deeper understanding of the social, cultural, and spiritual appropriation of space. Moving our
focus away from the anthropogenic markings and modifications within caves can, and
has, allowed for more nuanced aspects of cave space to be explored, and has the potential to further our understanding in the correlation between the natural spaces and their
later appropriation.
58
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Illustration credits
1 J. Jansen van Rensburg.
Project.
2–3 The Socotra Karst
JULIAN JANSEN VAN RENSBURG
is a Dahlem Research School POINT fellow at
Topoi with the project The Landscape Within: A
Multiscalar Approach to Space and Place from a Subterranean Perspective. This research examines how
rock art and rock art sites were utilized within local and regional cultural landscapes. This research
brings together data gathered from archaeological,
ethnographic, and historical sources within a multiscalar framework to tackle concepts of space, place,
religion, and identity.
Dr. Julian Jansen van Rensburg
Email:
[email protected]
61
SIGNS IN BUILT SPACES
Tim Karberg
Pictographic Mason Marks from Musawwarat es Sufra
and Their Internal Spatial Distribution Patterns
Summary
The mason marks corpus of Musawwarat es Sufra is the largest corpus of such markings
within the Nile Valley cultures. The exact function of the markings is difficult to reconstruct due to a lack of written sources about the organization of Meroitic stone masonry
and quarrying, but their spatial distribution patterns, as well as comparisons with similar
marking systems inside and outside the Meroitic state (especially in Egypt), indicate that
they were used not as quarry marks but within the construction process. They might mark
the dressing of the blocks at workshops close to the construction site. Some parts of the religious compound of the Great Enclosure of Musawwarat es Sufra show a lack of markings,
which could be connected to some additional ideological (maybe magical) connotation.
Keywords: masonry; mason’s marks; non-textual marking systems; technology transfer;
stone quarrying; archaeology of economies
Das Steinmetzzeichencorpus von Musawwarat es Sufra ist das größte solche Corpus im
gesamten Niltal. Die Rekonstruktion ihrer genauen Funktion ist schwer, da wir über die
generelle Organisation der Bau- und Steinbruchwirtschaft im meroitischen Staat mangels
schriftlicher Quellen kaum Informationen besitzen. Dennoch ist aus räumlichen Verteilungsmustern und Vergleichen mit anderen, ähnlichen Systemen innerhalb und außerhalb
der meroitischen Kultur (insbesondere Ägypten)zu schließen, dass sie keine Steinbruchmarken, sondern echte Steinmetzzeichen waren. Vermutlich bezeichnen sie die abschließende Zurichtung der Blöcke. Der Mangel an Steinmetzzeichen in bestimmten Bereichen
lässt zudem darauf schließen, dass diese Zeichen auch eine ideologisch-magisch konnotierte
Funktionskomponente besaßen.
Keywords: Steinmetzwesen; Steinmetzzeichen; Nicht-textliche Markierungssysteme; Technologietransfer; Steinbruchwesen; Wirtschaftsarchäologie
The author thanks Angelika Lohwasser, Michael Zach, and Claudia Näser for supervising the PhD theses this paper is based on; Cornelia Kleinitz, Steffen Wenig, Ulrike FauerRebecca Döhl and Julian Jansen van Rensburg (eds.) | Signs of Place: A Visual Interpretation of
Landscape | Berlin Studies of the Ancient World 65 (ISBN 978-3-9820670-2-5; DOI 10.17171/3-69) |
www.edition-topoi.org
65
tim karberg
bach, Dieter Eigner, Thomas Scheibner, Alexandra Riedel, Jana Eger, Khidir Abdelkarim
Ahmed (†), and Dietrich Raue for many discussions and Karl-Heinz Priese (†), Geoff Emberling, and the Friedrich Hinkel Archive (German Archaeological Institute Berlin) for granting the author access to unpublished material.
1 Introduction
Within the Kushite world, non-textual marking systems are widespread. So called ‘pot
marks’ from different periods,1 the wide range of still so-called (but in recent literature
often differently interpreted) ‘property marks’2 and cattle brandings were already subject to some investigations,3 but the wide range of stonemason marks from the Meroitic
period is hitherto an almost complete desiderate in Meroitic archaeology and architectural history. It was the author’s aim to fill some of these research gaps through his PhD
thesis.4 Some of the results of this thesis are presented in this paper (Fig. 1).
Within the valley of Musawwarat es Sufra, several buildings and other archaeological features are found, mainly of the early and middle Meroitic period. The most impressive of them is the so-called Great Enclosure, a vast complex of temples, chapels,
and other rooms connected with (partly elevated) corridors and surrounded by several
courtyards.5
Within the so-called Great Enclosure of Musawwarat es Sufra, the author documented 81 different signs, which form a corpus of 5918 mason marks altogether. This
huge number makes the mason marks corpus of the Great Enclosure of Musawwarat
es Sufra the largest corpus of this type of marks that has been documented in the Nile
Valley so far.6 Other significant corpora of mason marks from the Meroitic and late Napatan period were documented at Meroe,7 with altogether 61 mason marks consisting
1
2
3
4
66
Dunham 1965.
Kleinitz 2009.
Karberg 2005.
The thesis was begun at the Humboldt University
of Berlin and finished at Muenster University. The
author thanks Angelika Lohwasser, Michael Zach,
and Claudia Näser for supervising his thesis; Cornelia Kleinitz, Steffen Wenig, Ulrike Fauerbach, Dieter Eigner, Thomas Scheibner, Alexandra Riedel,
Jana Eger, Khidir Abdelkarim Ahmed (†), and Dietrich Raue for many discussions; and Karl-Heinz
Priese (†), Geoff Emberling, and the Friedrich
Hinkel Archive (German Archaeological Institute
Berlin) for granting the author access to unpublished material.
5 Wolf 2001.
6 Most of the mason marks of the Great Enclosure
of Musawwarat es Sufra were investigated by the
author from the year 2000 on, as part of different archaeological projects of Humboldt University Berlin
at Musawwarat es Sufra Karberg 2001.
7 The vast majority of mason marks from Meroe were
documented at the Pyramids of the Northern and
Southern cemetery, partly by the author himself,
pictographic mason marks from musawwarat es sufra
Fig. 1
Examples of Meroitic mason marks from the Great Enclosure of Musawwarat es Sufra.
of 17 different signs, and at el Kurru,8 with altogether 69 mason marks consisting of
8 different signs. In Egypt, mason marks in general found relative little attention, but
at some temples and other buildings they were at least recorded in some detail. Comparable corpora of mason marks of Ptolemaic and Roman Egypt were documented at
Elephantine Island,9 with altogether 389 mason marks consisting of 46 different signs;
at the temple of Edfu,10 with 246 mason marks consisting of 57 different signs; at the
temple of Deir el Shelwit, with 65 mason marks consisting of 13 different signs;11 at Philae,12 with 103 mason marks consisting of 9 different signs; at the temple of Dendera,13
with 66 mason marks with 12 different signs; and at Kalabsha,14 with 345 mason marks
consisting of 9 different signs.
In this paper, the main aim is to show some distribution patterns of mason marks
within the so called Great Enclosure of Musawwarat es Sufra, and their probable significance for decoding the function of this marking system. For comparisons of the different corpora of mason marks between the Meroitic culture and (Hellenistic and Roman)
Egypt, cf. the paper presented by this author at the 12th International Conference for
Meroitic Studies.15
partly already by Friedrich Hinkel (incorporated
into his hitherto unpublished architectural documentation of these pyramids, today part of the
Friedrich Hinkel Archive at the German Archaeological Institute Berlin).
8 The mason marks at the mortuary temple Ku 1500
and the pyramid Ku 1 were first observed by Geoff
Emberling, who invited the author to document
them (Karberg 2015).
9 379 mason marks were documented already by
Horst Jaritz 1980; 10 additional marks not published by Jaritz were documented by the author in
2007.
10 The majority of these signs (219) were documented
11
12
13
14
15
at the Great Pylon and the enclosure wall of the
temple by Ulrike Fauerbach (Fauerbach 2009, Abb.
51). 27 additional signs were documented at other
parts of the temple by the author in 2007.
Golvin 1992.
Documented by the author in 2007.
Documented by the author in 2007.
Documented by the author in 2007.
Karberg, Tim. “Some Remarks on Meroitic Mason‘s
Marks and their Intercultural Relations”. In: Proceedings of the 12th International Conference for Meroitic
Studies, Prague 5th–7th September 2016. Ed by P. Onderka (in preparation).
67
tim karberg
2 Meroitic mason marks in their functional context
Most of the 81 groups of mason marks documented at Musawwarat es Sufra (and the 3
additional groups of mason marks documented within the sign corpora of el Kurru and
Meroe, which do not overlap with the mason marks corpus of Musawwarat es Sufra) resemble simple geometric forms; others are derived from characters of different scripts.
Only a minority show more complex depictions; for example, different versions of bows,
grain strokes, or architectural elements.16 This great variety of mason marks is represented by a selection of different signs presented in this paper.
Meroitic mason marks do not follow a general graphic concept that would be more
or less the same for all categories of markings. Even within single building complexes,
like the Great Enclosure of Muswwarat es Sufra, the design of the marks is quite diverse
in terms of their general complexity as well as their geometric or pictorial character.
They range from very simple geometric marks like single strokes placed at specific spots
at the block’s surface (cf. Fig. 1 mark no. 1) to more complex pictorial marks like (hieroglyphic?) bird depictions (cf. Fig. 1 mark no. 87).
An important issue is the question of contextualizing the mason marks corpora
into the wider range of different non-textual marking systems. In general, Meroitic mason marks appear not to be an isolated pictographic system: the mason marks used at
Meroitic buildings, especially at the so called Great Enclosure of Musawwarat es Sufra,
seem to relate to other non-textual marking systems. One significant example is the birdshaped mason mark no. 87 from Musawwarat es Sufra (as shown within Fig. 1). It is one
of the most widespread mason marks at the Great Enclosure (with altogether 182 single
markings), but was also in use within other (non-textual) marking systems; a Meroitic
ceramic sherd from Faras shows the depiction of a rather similar bird-shaped branding
on the leg of a cow.17 This shows that there are at least some connections between mason marks and the (not very widespread) branding of livestock. Therefore, we have to
assume a general corpus of pictographic markings that was used within different types
of marking systems. Some of them, like the abovementioned bird-shaped sign, could
also relate to single characters of textual script systems (like, in this case, the Meroitic
hieroglyphic script); nevertheless, there are no direct indications as to whether they can
be interpreted as (semi-)textual markings – for example a kind of abbreviation – or if the
16 The differentiation between mason marks and secondary graffiti is sometimes not easy to differentiate.
In most cases, only the joint coherent utilization of
the criteria engraving technique (which is mostly
finer than for graffiti due to the soft sandstone fresh
off the quarry), stereotypical layout, position on the
block (often upside down, or cut by the blocks edge
68
during later processing of the block), and position
on the wall (often at wall parts that were inaccessible immediately after the construction phase, like
the inner lining of terrace walls) allows a clear delimitation between mason marks and secondary
graffiti.
17 Griffith 1925, 75–76, Plate XXIII 3.
pictographic mason marks from musawwarat es sufra
script characters were only arbitrarily used as sign repertoire for completely non-textual
markings.
Other Meroitic mason marks, for example, the very common sign no. 38 (Fig. 1),
seem to be derived from Mediterranean script characters (either Greek or Latin). Here,
also no direct evidence can be stated that the use of the sign within the mason mark
system can be interpreted as an abbreviation or within any other (semi-)textual context.
Other mason marks, like sign no. 103 (Fig. 1), can be interpreted as iconographical
depictions with no direct relation to script characters. For signs like nos. 89 or 98, it
remains unclear whether they should be interpreted as pictorial signs or as derived from
(hieroglyphic) characters. Signs no. 1, 21, and 27 (Fig. 1), on the other hand, seem to
be just arbitrary geometric signs. Possible structural as well as functional contexts are
hard to determine. The geometry of signs no. 1 and 21 is so simple that a derivation
from other, similar pictographic signs used in other cultural contexts seems not very
useful. Sign no. 27 has no parallels in any script or non-textual marking system in use
within Egypt or Nubia – a possible connection with a slightly similar character of the
Lihyanitic script in northwestern Arabia seems not very likely due to general culturalhistorical reasons.18
The fact that some of these marks seem to be pictorial or just geometric, while others
are derived from different script systems not related to each other, makes it quite unlikely
that they were used as abbreviations or other quasi-textual markings. Most probably, the
different signs were chosen for use as a mason mark completely independent from their
textual meaning. For that reason, the mason marks can be seen as a purely non-textual
marking system, and some thoughts on their meaning can be derived from their internal
distribution patterns.
The meaning of mason marks within Meroitic architecture is, until now, not fully
understood, as is the case for other regions. For Hellenistic and Roman Upper Egypt,
mason marks were often interpreted as quarry marks, for example, the mason marks corpora of Elephantine Island19 and Deir el Shelwit.20 It shall not be debated here whether
these assumptions are correct for Egypt;21 but at least for the Meroitic culture, the vast
mason marks corpus of Musawwarat es Sufra can provide the necessary data for an investigation of the role of this non-textual marking system.
18
19
20
21
Farès-Drappeau 2005, 56, fig. 10.
Farès-Drappeau 2005, 56, fig. 10.
Golvin 1992.
Some in-depth analysis shows that Jaritz’s assump-
tion, several mason marks (for example from Elephantine Island) can be clearly related to specific
quarry zones, is rather unreliable.
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3 Distribution patterns of mason marks within the Great
Enclosure of Musawwarat es Sufra
The analysis of distribution patterns contributes to our understanding of function and
meaning of stonemason marks on different levels and from diverse perspectives. First
of all, the fact that the general use of mason marks within the Great Enclosure of Musawwarat es Sufra was limited to specific building structures within the architectural
complex might be connected to some sort of taboo and, therefore, correlated to ideological aspects of the use (and function) of this marking system. Second, the distribution
patterns of specific signs might answer some questions on the construction technology
and organization of the building. Within the following section of the paper, first the
implications of the distribution patterns of single signs of the corpus, and afterwards
the use (and non-use) of mason marks in different parts of the building complex are
discussed.
In general, some of the mason marks from the Great Enclosure of Musawwarat
es Sufra show quite homogeneous distribution patterns, while others are distributed
around rather defined foci. The absolute number of mason marks is also highly differentiated from mark to mark: some categories are documented only via a small number
of records, while others occur in very large numbers. Another interesting phenomenon
is the fact that – disregarding the overall great number of mason marks within the Great
Enclosure – some parts of this architectural complex do not have a significant number
of mason marks. These patterns shall be shown via selected examples.
The high differentiation of the absolute number of different mason marks may be
exemplified according to mark no. 31 and mark no. 38. Both marks are quite similar
regarding their geometric design; both are rather simple geometric signs, both can probably be derived from (Greek or Latin) characters (even if, due to their unsophisticated
structure, this cannot be stated for sure). Therefore, the distinct difference in their absolute number cannot be derived from clearly different structural differences between
their respective sign types. Hypothetically, this degree of differentiation concerning absolute numbers and distribution patterns could indicate different functions of the more
frequent and less frequent, as well as the highly concentrated and more homogeneously
distributed marks. However, in such a case, also a clear structural differentiation between
distinct categories of marks, which is obviously not the case. The frequency graph of the
whole mason marks corpus of Musawwarat es Sufra shows a curve-shaped, not stepshaped pattern as would be expected within a functionally differentiated marking system. Also, despite the fact that some marks are more concentrated and others more homogeneous concerning their topographical distribution, the transition between these
extremes is fluent and not marked by a distinctive edge, therefore, also not indicating
a functional differentiation within the marking system. So, in general (even if the re-
70
pictographic mason marks from musawwarat es sufra
construction of specific function(s) of the Meroitic mason marks is still difficult), the
distribution patterns indicate a single-level rather than a multi-level functional attribution.
For example, mark no. 31, shaped like a very small‘t’ and in most cases depicted
on one of the small edges of the block, is seen in only 9 examples within the whole
Great Enclosure (cf. Fig. 2). This makes it one of the most infrequent, clearly identifiable mason marks at Musawwarat es Sufra. The structurally similar mark no. 38, shaped
like an ‘N’, is one of the most frequent mason marks of Musawwarat es Sufra, with 602
recorded instances within the Great Enclosure (Fig. 3). This extremely different number of records, therefore, cannot be explained with hypothetical different functions, but,
most probably, is connected with a similarly inhomogeneous structure of the segment
of the production process in which the mason marks have been used.
Another highly differentiated distribution pattern of several classes of mason marks
at Musawwarat es Sufra is their different spatial homogeneity. Mark no. 1 (Fig. 4) shows
significant concentrations at the northeastern part of the rooms of the so called ‘holy
wedding’ (Fig. 4: a) and around the passage between the courtyards 120 and 513 (cf.
Fig. 4: b). Mark no. 19 shows a slight concentration at the same spot as mark no. 1
in the rooms of the ‘holy wedding’ (Fig. 5: a), but otherwise its spatial distribution pattern shows only slight inhomogeneities that are explainable by coincidental distribution
when taking into consideration the conservation status of different parts of the Great Enclosure. Contrary to that, mark no. 21 shows no clear distribution foci (Fig. 6); a slight
concentration west of the central terrace corresponds to the fact that in this area, generally, more mason’s marks are preserved than in other parts of the Great Enclosure. The
distribution patterns of mark no. 27 are a little different: only slight concentrations can
be observed, but both of these occur on the walls of elevated corridors – one at corridor
124 (Fig. 7: a) and the other at corridor 515 (Fig. 7: b). Additionally, all records of this
mason mark are located within the direct vicinity of the central terrace. Mark no. 31, as
was the case with mark no. 21, shows no clear distribution patterns (Fig. 8).
The very widespread mason mark no. 38, however, shows a clear distribution focus
in the rooms west of the central terrace (Fig. 3: a), even when taking into consideration the general large amount of preserved mason marks on these walls of the Great
Enclosure. Even more interesting seems to be the concentration at one corner (Fig. 3: b)
within the rooms of the so called ‘holy wedding’. Mark no. 51 shows (besides some slight
concentrations south and west of the central terrace) also a significant concentration in
a special part of the rooms of the ‘holy wedding’, in this case, at their westernmost corner (Fig. 9). A similar distribution pattern is documented with mark no. 59. In the ‘holy
wedding’, this mark is concentrated at the southernmost corner (Fig. 10).
Other, but less clearly delimitated concentration foci of this type of mark are situated at two spots west of the central terrace. Mark no. 79 shows a very distinct distribu-
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Fig. 2
72
Spatial distribution patterns of mason mark no. 31 within the Great Enclosure.
pictographic mason marks from musawwarat es sufra
Fig. 3
Spatial distribution patterns of mason mark no. 38 within the Great Enclosure.
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Fig. 4
74
Spatial distribution patterns of mason mark no. 1 within the Great Enclosure.
pictographic mason marks from musawwarat es sufra
Fig. 5
Spatial distribution patterns of mason mark no. 19 within the Great Enclosure.
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Fig. 6
76
Spatial distribution patterns of mason mark no. 21 within the Great Enclosure.
pictographic mason marks from musawwarat es sufra
Fig. 7
Spatial distribution patterns of mason mark no. 27 within the Great Enclosure.
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Fig. 8
78
Spatial distribution patterns of mason mark no. 31 within the Great Enclosure.
pictographic mason marks from musawwarat es sufra
Fig. 9
Spatial distribution patterns of mason mark no. 51 within the Great Enclosure.
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Fig. 10
80
Spatial distribution patterns of mason mark no. 59 within the Great Enclosure.
pictographic mason marks from musawwarat es sufra
tion pattern: the vast majority of the records for this mark are concentrated on the walls
of one single room southwest of the central terrace (Fig. 11). A similar, though less distinctive distribution pattern can be observed for mark no. 86 (Fig. 12). The only records
for this mark are concentrated on the southern walls of the rooms of the so called ‘holy
wedding’ (but less clearly focused than many other mason marks found at this building
complex), and in a corridor stemming from the central terrace to the west (especially its
southeastern wall section).
Mark no. 87 (Fig. 13) is distributed a little more homogeneously over the Great
Enclosure, but also with noticeable concentration foci on the walls of the room complex immediately southwest of the central terrace and the rooms of the so called ‘holy
wedding’ (in this case at its northeastern corner).
The rather common mason mark no. 98 shows a more homogeneous distribution
pattern (Fig. 14), but with a focus on a wall east of the rooms of the so called ‘holy wedding’, where, interestingly, at the northern part of the wall all records of mason marks
belong to this type, without any exception, making it the most homogenous wall structure of the whole Great Enclosure concerning the distribution of mason marks.
A much more homogeneous distribution pattern can be stated for mason mark no.
99 (Fig. 15); but, nevertheless, even this mark distributed over large parts of the walls
of the Great Enclosure is recorded within the rooms of the so called ‘holy wedding’
only in a clearly distinguishable part of the complex, within its southeastern quarter.
Mason mark no. 103, again, shows a rather clearly focused distribution pattern, with
concentrations in the passage between courtyards 120 and 513 (Fig. 16: a), as well a
single room southwest of the central terrace (Fig. 16: b).
Inhomogeneous distribution patterns of mason marks within the Great Enclosure
of Musawwarat es Sufra cannot only be defined according to groups of single marks, but
also in connection with specific building elements and room structures. Especially at the
so called ‘central temple’, or temple 100, the distribution of mason marks differs significantly from other parts of the Great Enclosure (Fig. 17). Here, only 30 mason’s marks are
clearly identifiable – which is quite few compared with other walls with similar dimensions and preservation conditions. The walls of this building are so well preserved that
erosion as a main reason for non-visible mason’s marks (like in many other courtyards,
rooms, and corridor walls) can be ruled out. Of course, the walls of the central temple
are finished more elaborately than other walls within the Great Enclosure, so it could
be assumed that the walls of this temple have been smoothed more carefully than other
parts of the building, and thus the mason marks could have disappeared. However, after a closer look, this seems rather unlikely since this would have wiped out all of the
marks, not just some of them. Indeed, among the mason marks of the central temple of
the Great Enclosure are some examples that are incised quite deeply, making the idea of
the careful smoothing of its walls more or less obsolete.
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Fig. 11
82
Spatial distribution patterns of mason mark no. 79 within the Great Enclosure.
pictographic mason marks from musawwarat es sufra
Fig. 12
Spatial distribution patterns of mason mark no. 86 within the Great Enclosure.
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Fig. 13
84
Spatial distribution patterns of mason mark no. 87 within the Great Enclosure.
pictographic mason marks from musawwarat es sufra
Fig. 14
Spatial distribution patterns of mason mark no. 98 within the Great Enclosure.
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Fig. 15
86
Spatial distribution patterns of mason mark no. 99 within the Great Enclosure.
pictographic mason marks from musawwarat es sufra
Fig. 16
Spatial distribution patterns of mason mark no. 103 within the Great Enclosure.
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Fig. 17
Spatial distribution patterns of mason marks within central terrace complex of the Great Enclosure.
It seems more probable that the amount of mason marks differed significantly from
other parts of the Great Enclosure from the very beginning for some reason. Interestingly, many blocks of the central temple are larger than those used in other walls of
the Great Enclosure, and some have special formats (for example for the construction of
niches and windows). This might be connected with the fact that only a few blocks were
marked with mason’s marks – also in other buildings the fact that special and oversized
block formats didn’t bear mason marks was observed, for example, at the great pylon of
the temple of Edfu.22 Another idea is that the central temple had some religious significance already during its construction. Maybe the mason marks had a kind of magical
component; this was already assumed for mason marks from Upper Egypt,23 as well as
other pictographic marking systems.24 Some amount of superstition among the stonemasons could have caused some inhibition to use this element of folk belief within a
context of official religion.
Another interesting component of the distribution patterns of mason marks within
the Great Enclosure are the concentration of several examples of different marks on its
walls. Some examples of mason marks are concentrated at very few spots within the
22 Fauerbach 2009, 218.
23 Nilsson 2012–2013, 134–138.
88
24 Kleinitz 2007.
pictographic mason marks from musawwarat es sufra
Fig. 18 Spatial distribution patterns of mason marks within rooms of the so called ‘holy wedding’ and adjacent
parts of the Great Enclosure.
Great Enclosure – among them the stroke, no. 1; the duck, no. 87; the bow, no. 98;
and the N-shaped mark no. 38. Significant concentrations of the marks no. 1, no. 98,
and no. 38 are found on single walls around the room complex 502–504 (Fig. 18), east
of the so called ‘rooms of the holy wedding’.25 Concerning the distribution of mason
marks, these rooms form a very interesting example: numerous different categories of
marks are found here, but in many cases the different types are concentrated clearly on
distinct, often very small sections of the walls. This would indicate rather short transport
distances, since the walls were obviously erected block layer after block layer, and blocks
transported from significant distances would concentrate within these layers, but not
necessarily at special, vertically definable wall segments.
The densest concentrations of mark no. 87 are found on the outer southwestern
walls of the central terrace (Fig. 19). On the other hand, more examples of all these
marks (among many others) are found – in groups and as single marks – on other walls
of the Great Enclosure. These four examples of the altogether 81 different mason marks
show a similar problem, like the distribution of signs at the central temple: the concentration of signs on different walls are significant, but not so strictly done that they could
25 Eigner 2002.
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Fig. 19 Spatial distribution patterns of mason marks within the terraced room complex at the southwestern
corner of the central terrace of the Great Enclosure.
be explained as setting out marks coding the intended position of the block within
the Great Enclosure. The distribution of the marks over large parts of the Great Enclosure, but not exclusively on single walls indicate that their use was closely connected
to the construction process, most likely coded working teams. The tracks of the blocks
marked with the different marks must in some cases have been rather concise and concentrated (which would indicate short distances), and in other cases more widely distributed (which would indicate middle or longer distances).
4 Conclusions
Trying to decode the function of the Meroitic mason marks using the corpus of the
Great Enclosure of Musawwarat es Sufra, the distribution patterns of the signs play a
significant role. In general, non-textual marking systems on buildings (mason marks)
are interpreted in three different ways: As quarry marks, which are not mason marks
by the exact meaning of the word, but used by workmen within the stone quarries in
order to determine the offspring of the stone blocks. Another conceptual approach is
90
pictographic mason marks from musawwarat es sufra
the interpretation of the marks as assembly marks that indicated a specific position within
the construction plan a block is intended for by the master builder or architect. Third,
an interpretation of the marks as team marks is common – in such a case, work gangs
or workshops and their masters would have intended to autograph the blocks as their
particular work (for economical and/or ideological reasons).
The marks we are discussing often (but not always) are concentrated on different
wall parts, so they could not be explained as quarry marks. In this case, by far more homogeneous distribution patterns would be assumed considering the fact that the quarries are found at some distance from the construction site of the Great Enclosure26 and
the blocks were transported over land from the quarry to the construction site (and thus
in smaller quantities, perhaps by donkeys or even just human muscle power). As stated
above, some of the distribution patterns (especially within the room structure of the
so-called ‘holy wedding’) cannot be explained by larger amounts of blocks transported
to the construction site from some distance because then they would have concentrated
along block layers (horizontally), but not wall segments (vertically). From a stratigraphic
point of view, the archaeological record shows clearly that the different wall segments of
this relatively small room structure were not erected one after the other (not even within
a very short time interval), but contemporary to each other, so that a chronological explanation for the distinct distribution pattern of mason marks at different (vertically
divided) wall segments can be ruled out. The emergence of such a pattern seems only
possible in a scenario where stone working (perhaps the dressing of the stone including
the smoothed surface where the mason’s mark usually is attached) was carried out at
several workshops near the construction site, and the finished blocks were transported
to the nearest point of the construction site, allowing short transport distances by shifting the workshop used during the construction of one block layer. This would not only
have made the transport labor easier, but also would have avoided the risk of damaging
the readily dressed but still soft block via unnecessarily long transport routes.
Of course, the organization of labor at the construction site of the Great Enclosure
of Musawwarat es Sufra, as well as within the Meroitic stone quarries, is still largely
unknown, since (unlike Ptolemaic and Roman Egypt) there are no written sources revealing treaties and other documents recording the production and trade structures.
Anyway, at least the topographical setting of the quarries, as well as the traces of the
technical aspects of their exploitation, excludes some possible scenarios for the function
of the mason marks. The idea that they would be quarry marks would have to explain
the occurrence of large sub-corpora of marks, such as mark 98. In such a case, it would
be necessary to assume that the quarry was divided into plots of very different sizes,
some extremely large and some so small that they were only able to produce a handful
26 Becker 2000.
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of work stones. When looking at the remains of the quarries in the valley of Musawwarat
es Sufra, it becomes clear quite quickly that the quarries would not have been able to
accommodate plots large enough to produce blocks in a number that would explain
the occurrence of mark 98 (and other marks occurring in very large numbers) within a
timeframe like the one that is established via stratigraphy for the erection of the corresponding walls within the Great Enclosure.
Additionally, the marking of several spolia with mason marks is another indication
that the mason marks corpus of Musawwarat es Sufra cannot be interpreted as quarry
marks. Even in Ptolemaic and Roman Egypt, where the interpretation of the few mason
marks corpora studied in some detail as quarry marks was for a long time not questioned, the observation of spolia marked with (new) mason marks when integrated into
a new building caused some inconsistencies. At least within the mason marks corpus
of Deir el Shelwit, the fact that spolia show mason marks is explicitly mentioned by
their investigator,27 and the idea that dismantled buildings were juristically treated like
quarries was adopted for the mason marks of the temple of Edfu.28 Anyway, such an
organization is indicated nowhere within the large corpus of written documents about
quarry exploitation in Hellenistic and Roman Egypt. Additionally, the fact that the mason marks documented on spolia within Deir el Shelwit do not differ from those on the
stone blocks that were extracted directly from the quarry, means that the spolia were
treated in the same way as quarry-fresh blocks, concerning the mason marks, which
makes the quarry mark theory very doubtful.
Additionally, in Musawwarat es Sufra no marks comparable with the mason marks
were found within the quarries, making the idea of quarry marks as an explanation for
the mason marks of the Great Enclosure rather obsolete.
On the other hand, a role as assembly marks can also be ruled out, since for such
a role, the distribution patterns of many marks are too inhomogeneous and not connected with special constructive elements. The interpretation of the mason marks as
team marks, marking a working step relatively closely connected with the construction
of the walls themselves, seems to explain the distribution patterns best. Here, some segments of the building process, which could have been carried out more closely as well
as at some distance to the walls under construction, could be reflected in more or less
focused distribution patterns, according to the position of the work gang at the construction site. Also the highly differentiated number of different categories of mason marks
could be explained that way (assuming that it was carried out partly by specialized work
gangs and partly by teams that usually fulfilled other tasks and were only drafted for
these specific duties during peak periods). The fact that only a part of the blocks were
marked with mason marks does not fit perfectly with the idea of a billing system (unless
27 Golvin 1992, 80–81.
92
28 Fauerbach 2009, 214.
pictographic mason marks from musawwarat es sufra
it would be assumed that some working teams were organized differently than others,
and billed their workload in a different way).
It could, however, also be possible that the marking of blocks by different teams
could have had an ideological reason, maybe connected to superstition or folk belief.
This is not necessarily to be seen as contrary to a primary function of representing different work gangs; billing processes might have been closely connected to the prestige of
different groups of workmen or their leaders. This could integrate the (originally purely
functional) marking system into an ideological sphere. Magical and superstitious elements, like those postulated for some later period Egyptian mason marks by Maria
Nilsson,29 could have been seen in connection with such an ideological charge of the
mason mark system – it seems possible that working teams tried to ‘strengthen’ the
blocks with the help of their marks. Such a practice could even have been seen as an
integral part of the production process within a holistic idea of craftsmanship. On the
other hand, the below average distribution of mason’s marks within the central temple of the Great Enclosure could somehow be connected to such a magical role of the
Meroitic mason marks. As elements of the ‘high religion’, these parts of the building
might have been subject to some kind of (formal or informal) taboo concerning the
exercise of superstition folk practices.
Anyway, the interpretation of mason marks (and other pictographic marking systems), at least partly, in a magical context is still controversial. In any case, the mason
marks corpus of the Great Enclosure of Musawwarat es Sufra exemplifies to a great extent
that the analysis of the spatial distribution patterns of the single marks can still not completely decode these non-textual marking systems, but indeed delimit interpretations of
their possible function(s) rather clearly to a segment of the construction process itself,
and exclude formerly popular interpretations of the marks representing quarry marks,
at least for the distinct case of the Meroitic mason marks. Further research – for example
a combination of spatial analyses of mason marks with petrological studies – has the
potential to reveal more details about the labor construction organization within the
Meroitic state as well as in neighboring states.
29 Nilsson 2012–2013.
93
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Jürgen Becker. “Die Sandsteinbrüche im Gebiet
von Musawwarat es Sufra”. Der antike Sudan. Mitteilungen der Sudanarchäologischen Gesellschaft zu
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Karberg 2001
Tim Karberg. “Bericht über die Aufnahme der
Steinmetzzeichen der Großen Anlage”. Der antike Sudan. Mitteilungen der Sudanarchäologischen
Gesellschaft zu Berlin e. V. 11 (2001), 38–40.
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Dows Dunham. “A Collection of ‘Pot Marks’ from
Kush and Nubia. KUSH”. Journal of the Sudan Antiquities Service XIII (1965), 131–147.
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Tim Karberg. “Bemerkungen zu Rinderdarstellungen in Kirbekan”. Der antike Sudan. Mitteilungen der
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Dieter Eigner. “Bauaufnahme der Räume 507 –
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Horst Jaritz. Elephantine III. Die Terrassen vor den
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Karberg 2015
Tim Karberg. “Some Remarks on Stonemasons’
Marks in the Mortuary Temple [of El Kurru]”. Sudan & Nubia 19 (2015), 68–69.
Kleinitz 2007
Cornelia Kleinitz. “Magisch-religiöse Zeichen
der meroitischen und postmeroitischen Epochen
in Nubien”. Der antike Sudan. Mitteilungen der Sudanarchäologischen Gesellschaft zu Berlin e. V. 18
(2007), 99–113.
Kleinitz 2009
Cornelia Kleinitz. “Meroitic ‘Property Marks’ in
Fourth Nile Cataract Rock Art? A Re-Evaluation
of an Enigmatic Class of Graphic Markings”. In
Pictograms or Pseudo-Script? Non-Textual Identity
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Illustration credits
1–19 Drawing: T. Karberg.
TIM KARBERG
studied Sudan Archaeology, Egyptology, and Middle Eastern Archaeology. After having worked at
several archaeological field projects of the universities of Berlin and Cologne (e.g. Musawwarat es
Sufra), since 2011, he has been a research fellow at
Muenster University and field director of the Wadi
Abu Dom Itinerary survey project, as well as the
excavations of the settlement site of El Tuweina. He
specializes in ancient building technology and the
archaeology of pastoral societies.
Tim Karberg
Westfälische Wilhelms-Universität (WWU) Münster
Institut für Ägyptologie und Koptologie
Schlaunstr. 2
48143 Münster, Germany
Email:
[email protected]
95
SIGNS, PLACE, AND ELITES
Lana Radloff
‘Placing’ a Maritime Territory at Hellenistic Miletos
Summary
In the ancient Greek polis, the role of maritime communication, trade and transportation
routes, and networks meant that seascapes, as well as landscapes, played an essential role
in defining civic space. At Miletos, the seascape was visually constituted as a place through
the utilization of natural markers and enhanced with manmade structures. In this paper,
the term maritime chora is used as a tool for understanding the interconnectivity of distinct spaces and the mechanisms used to create and to formalize maritime space within the
polis and the psyche of its residents. It argues that the integration between terrestrial and
maritime spheres at Hellenistic Miletos brought maritime space into the territory of the
Milesian polis and created a defined maritime ‘place’, the maritime chora.
Keywords: Miletos; southeast Aegean Sea; Milesian Islands; polis; maritime chora; seascape;
harbors
In der antiken griechischen polis spielten seascape (Meereslandschaften) und Landschaft, bedingt durch die Rolle der Seekommunikation, des Handels und des Verkehrs, eine essentielle Rolle bei der Definition des städtischen Raums. In Milet wurde das seascape visuell durch den Einsatz natürlicher Markierungen als Ort konstituiert und durch künstliche
Strukturen aufgewertet. Hier wird das Konzept der maritimen chora zum Verständnis der
Interkonnektivität von Räumen und der Mechanismen zur Schaffung und Formalisierung
des maritimen Raums innerhalb der polis und der Psyche ihrer Bewohner benutzt. Es wird
gezeigt, dass die Integration von terrestrischer und Seesphäre im hellenistischen Milet den
maritimen Raum in das Territorium der milesischen polis brachte und somit einen maritimen „Ort“ definierte, die maritime chora.
Keywords: Milet; südöstliches Ägäisches Meer; Milesische Inseln; polis; maritime chora;
seascape; Häfen
My thanks to Julian Jansen van Rensburg and Rebecca Döhl for their hard work in putting
this volume together. Warmest thanks also to my reviewers for their helpful remarks and
suggestions, from which I have benefited substantially in writing this article. All remaining
errors remain my own.
Rebecca Döhl and Julian Jansen van Rensburg (eds.) | Signs of Place: A Visual Interpretation of
Landscape | Berlin Studies of the Ancient World 65 (ISBN 978-3-9820670-2-5; DOI 10.17171/3-69) |
www.edition-topoi.org
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1 Introduction
Scholars of Milesian history have long recognized the importance of the city’s maritime
possessions as an essential component for long distance communication, commerce,
and the maintenance of sea power. For a city such as Miletos, these territories ensured
access to important trade routes within the larger Aegean and Mediterranean Seas. The
east-west Aegean transportation route passed to the south of Samos, Ikaria, the Korsiae
islands (Fourni islands) before running through the Cycladic Islands to reach Sounion
1600 stades away.1 In addition, the north-south sea lane from the eastern Aegean and
Mediterranean Sea to the Black Sea followed the islands, not the rough Ionian coast,
so the off-shore islands were critical staging posts for long journeys, shelter and safe
anchorage from Aegean storms, and access to economic resources, such as fishing and
building materials.2
Christy Constantakopoulou, includes Leros, Patmos, Lepsia, and Lade, as well as
Aegiale on Amorgos and possibly Ikaria, Argiae, Tragia, and Pharmakoussa as Milesian
islands in her discussion of mainland peraiai (“[land] ‘on the other side”’).3 In elucidating Miletos’ process of expansion and economic diversification from the Archaic period
to the Turkish conquest, Peter Thonemann uses ‘maritime hinterland’ to describe the
city’s territorial acquisitions, which include the Milesian islands, Leros, Patmos, Lepsia,
and Lade.4 Building on their work, I assert that the Milesian polis (‘city-state’) incorporated a ‘maritime chora’ (‘maritime territory’) in the Hellenistic period. Maritime chora
is a holistic concept that refers to the totality of Miletos’ maritime and terrestrial landscapes that includes not only the Milesian islands, but also the coast, hills, and sea and
functioned alongside the asty (‘town’) and chora (‘surrounding countryside’) in Milesia, the limestone peninsula with settlement on its northern side.5 Capitalizing on local
geography and topography, the Milesians used defensive architecture and built monuments on the adjacent islands, coast, and hilltops to enclose a roughly 35km x 35km
1 Strab. 14.1.13.
2 Brun 1996, 12. – The islands have limited arable
land, but were suitable for agricultural production,
particularly tree crops, and pastoral exploitation,
as well as maritime trade (Thonemann 2011, 285;
Gorman 2001, 48). A decree honoring one Aristomachus, who lived on Leros and made his living from
seaborne commerce, testifies to Leros’ involvement
in the pelagic trade network around Miletos (Manganaro 1963/1964, 2). Brun 1996, 132, interprets
this as referring specifically to fisheries. Thonemann
2011, 285, states that Leros, along with Patmos to
100
the northwest, had a superb harbor for major economic and strategic benefits.
3 Constantakopoulou 2007, 228–231. Cf. Greaves
2000b, 44; Greaves 2002, 3–4; Rubinstein 2004,
1082; Gorman 2001, 48; Ehrhardt 1988; Piérart
1985, 276–299. For Ikaria as Milesian, see Herda
2016, 46 with n. 118.
4 Thonemann 2011, 283.
5 I draw on concepts such as ‘coastscape’ (Pullen and
Tartaron 2007, 146), ‘islandscape’ (Broodbank 2000,
21), ‘seascape’ (Berg 2010, 22), and ‘maritime cultural landscape’ (Westerdahl 1992, 5).
‘placing’ a maritime territory at hellenistic miletos
area of the intervening seascape, thereby asserting ownership over the maritime landscape and extending the polis’ territorial control beyond the architectural bounds of the
asty.6
2 The western boundary of the maritime chora: defensive
architecture and the Milesian Islands
The islands Leros, Patmos, Lepsia, and the Argiae (Fig. 1) marked the western boundary
of Miletos’ maritime chora. Using defensive architecture to exploit their close proximity
to one another, the Milesians transformed the islands into a fortified island chain that
allowed them to close off and to monitor access into the maritime chora from the west
and south and to mediate relations with their neighbors. When exactly they came under
Milesian control is a matter of debate; although Leros seems to have been a possession
already in the Archaic period, Patmos and Lepsia’s status as Milesian possessions is only
secure for the Hellenistic Period.7 Epigraphic evidence testifies to the incorporation of
Leros, Patmos, and Lepsia by the end of the 4th century BCE when they formed into
the single Milesian deme of Leros.8 A fragmentary Hellenistic dedicatory inscription
from Aptera describes the “polis and the land and the islands” as belonging to the Milesian state god, Apollo Didymeus.9 In spite of their physical separation from Milesia, the
islands were an essential element of Miletos’ territory as a network of defense and communication between city and sea that was integrated into the state religious and political
life of the polis.
Strabo, citing Anaximenes of Lampsacus, states that Leros was already a Milesian
colony in the Archaic period, and Hecataeus recommends that the Milesians use the
island as a refuge or fortified camp (epiteichisma) in the event that the Persians won the
Battle of Lade in 494 BCE.10 In light of this evidence, the Ionian revolt may have instigated the Milesians to take full control of the island, if it was not already under their
control before then.11 Leros’ main settlement was likely located at Aghia Marina on
6 Cf. Pimouguet 1995, 89–109.
7 The only mention of Patmos prior to this is Thuc.
3.33, which does not state who controlled the island
at the time (Greaves 2002, 4).
8 Manganaro 1963/1964 2.3–4, 16–18; 3.17; 5.7–8;
6.7–8. Cf. Piérart 1985, 276–283, 292–296.
9 IG II³ 16; Robert in BE 1960: 312; Robert in Hellenica 1: 113–115; Haussoullier 1902. Constantakopoulou 2007, 229, describes this as a “typical
phrase for the Hellenistic period.”
10 Anaximenes of Lampsacus in Strab. 14.1.6;
Hecataeus in Hdt. 5.125. The evidence from Strabo
is not taken as definitive for the Archaic period
(cf. Bean and Cook 1957, 136–137); however,
Herodotus’ report demonstrate that Leros was definitely a Milesian possession from the 5th century
BCE. – Other evidence for the 5th century BCE derives from the island’s mention in Athenian Tribute
Lists. Cf. Constantakopoulou 2007, 230, n. 9, 10.
11 Reger 2004, 758. – In 454/3 BCE, Leros was assessed
separately as ‘Milesians from Leros’, which suggests
its defensive role after Lade and that 1/3 of Milesian
resources were located on the island. On the anoma-
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Fig. 1
Map of Milesia Peninsula and its surroundings.
the east coast with a naturally sheltered bay that was well protected from the north
winds (Fig. 2).12 Miletos maintained its control of the island by installing a phrourion
(‘fortress’) or fortified settlement at Xerokambos on the southern end of the island in
the 4th century BCE and lasted into the late Hellenistic period.13 Aghia Marina’s eastern orientation and Xerokambos’ southern orientation provided surveillance over the
southern entrance into the Milesian seascape as a vessel sailed north from Kalymnos and
the Halikarnassos peninsula, roughly 30 km southeast of Leros. Monitoring the sea may
have been particularly important in the absence of control over Kalymnos, which lay
less than 2 km from Leros, but belonged to the Hekatomnids in the 4th century BCE
and the Koans from the late 3rd century BCE onward.14
lous Milesian entries in the first tribute list, cf. Paarman 2014, 121–140 passim with table 1, 122–123.
12 Leros was also used as a stop by the Peloponnesian
and Sicilian fleet during the Peloponnesian War
(Thuc. 8.26). Dunham 1915, 48, n. 3, notes that
Leros’ east side offers anchorage and protection
from the north wind to small coasters. Evidence
102
for habitation dates from the 7th century BCE to
Byzantine period (Bean and Cook 1957, 134–135).
13 Greaves 2002, 3; Manganaro 1963/1964, 3; Reger
2004, 758.
14 Gorman 2001, 50; Bean and Cook 1957, 127. Although scholars have debated Kalymnos’ status as a
Milesian island, there is no conclusive evidence for
‘placing’ a maritime territory at hellenistic miletos
Fig. 2
Map of Milesia and the islands and monuments defining its maritime chora.
Control of Patmos, Lepsia, and the Argiae positioned directly north and northwest of
Leros further consolidated Miletos’ foothold in the Aegean. About 23 km to the west of
Leros, Patmos’s position within the Aegean Islands gave it excellent interconnective potential, while its hourglass shape gave it sheltered natural harbors on the west and east
sides.15 Like Leros, Patmos’ main settlement was oriented toward the Milesian peninsula
to the east; archaeological remains of a Hellenistic fort have been found overlooking the
main harbor at Skala on the east side of the island, and epigraphic sources indicate that
there was also a Milesian phrourion that lasted into the late Hellenistic period on Lepsia, an
island situated ca. 10 km north of Leros and ca. 15 km east of Patmos (Fig. 2).16 Moreover,
the proximity of the Argiae islands to Patmos (ca. 10 km) and Lepsia (ca. 7 km) suggests
that the small cluster of islands, as well as the Hellenistic fortifications located on Arcioi,
the largest of the group, were Milesian.17 Richard Hope Simpson and John Lazenby attribute the Hellenistic fort on Patmos to a Milesian garrison and Patrice Brun associates
with Antigonos the ‘One-Eyed’.18 The two propositions need not be mutually exclusive,
but rather may be connected with an event in 312 BCE, when Dokimos and Medios were
sent by Antigonos the ‘One-Eyed’ to depose the last satrap, Asandros, and to restore freedom and autonomy to Miletos.19 The process of outfitting the islands with fortresses may
be in response to this event, which brought about the consolidation of Miletos’ maritime
assets through the incorporation of the islands into a Milesian deme and the increased
presence of permanent defensive structures on the islands.
the identity of its inhabitants in the Mycenaean to
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Within this network, the islands of Tragia and Pharmakoussa were almost equidistant between the mainland and the defensive island chain of Patmos, Lepsia, Leros, and
the Argiae. As a result, both islands served as intermediary points between the Milesian
peninsula and the city’s possessions further out in the Aegean, guarding ingress and
egress into the maritime chora and facilitating an early-warning communication system
among Miletos and its seaborne territories.20 Recent archaeological research on Tragia
has detected the Hellenistic shipsheds of a Milesian phrourion cut into the rocky northern
coastline at Kastraki, where protection and surveillance were afforded over the northern entry point into the maritime chora and access into the Sea of (I)Karia, the Gulf of
Latmos, and the Maeander Valley (Fig. 2).21 To the southeast, the small island of Pharmakoussa lays ca. 12 km from the mainland coast and the tip of Cape Poseideion, which
permitted Miletos to surveil the southern entrance into their territory and access into the
Gulf of Iasos. Primary sources corroborate the strategic, defensive, and seafaring roles of
both islands. Strabo and Plutarch report that Tragia was used as a shelter for pirates and
as the site of a sea battle won by Perikles during the Peloponnesian War.22 Similarly,
15
16
17
18
19
104
Archaic periods.
Thonemann 2011, 287–288; the 40 sq. km island
was mountainous, rough, and impassable, so it had
limited agricultural potential. The eastern side is the
focus of the modern settlement.
Patmos: Hope Simpson and Lazenby 1970, 49–50;
Brun 1996, 151. Lepsia: Manganaro 1963/1964, 18,
21–22; Ehrhardt 1988, 16–17; Constantakopoulou
2007, 230. Based on surface pottery, Bean and Cook
1957, 136–137, argue that there was a Milesian settlement on Lepsia already in the early Archaic period. Lack of archaeological excavations on Lepsia
make conclusions difficult, but the fact that Miletos
is dominating the seas from the 7th to 4th century
BCE and a Milesian settlement is on neighboring
Leros favors Milesian occupation of Lepsia.
Pikoulas 1999, 201–212.
Hope Simpson and Lazenby 1970, 49–50; Brun
1996, 151.
Diod. 19.75.1–4. Diodorus, however, states that
Asandros was sent to Karia by Cassander (19.68.4–
7). For the restoration of democracy and autonomy
to Miletos, see the second preserved eponymic list
of Miletos (Kawerau and Rehm 1914, 241–242, 259–
260, no. 123.1-4), as well as Herda 2013, 74; Herda
in Brückner, Herda, Müllenhoff, et al. 2014b, 72–
73; Herda in Brückner, Herda, Müllenhoff, et al.
2014a, 784–786 for discussion. For his role in Miletos’ restoration of freedom and democracy, Herda
2013, 68, 73–76; Herda in Brückner, Herda, Mül-
lenhoff, et al. 2014b, 72–73; Herda in Brückner,
Herda, Müllenhoff, et al. 2014a, 784, has postulated
that a heroon (Heroon 1) was built for Dokimos on
Kale Tepe and, following Jones 1992, 91–102, argues
that the Lion Harbor was renamed the ‘Harbor of
Dokimos’ in the Hellenistic period, as mentioned
in Chariton of Aphrodisias’ Chaireas and Kallirhoë
(3.2.11).
20 Gorman 2001, 50, believes that Tragia and Pharmakoussa were Milesian colonies, based on Miletos’ pattern of dominance over its neighboring islands. Pikoulas 1999, 201–212, also asserts that they
were Milesian possessions, along with Argiae. – Cf.
Greaves 2000b, 44, regarding agreement with Pikoulas about Pharmakoussa. Signal systems are testified in primary sources, such as Thucydides (Thuc.
2.93.4–94.1) regarding Salamis and Megara in the
Peloponnesian War. – David Blackman 2010, 382,
has also noted an “early-warning system” between
Alimnia and Rhodes.
21 Triantafyllidis 2010, 17–19 n. 7. A roof tile stamp
belonging to the phrourion has been dated before
89/8 BCE (Triantafyllidis 2010, 10, 34–38); for the
dating between 188/87 and 90/89 BCE see Herda in
Brückner, Herda, Müllenhoff, et al. 2014b, 68, n. 69,
fig. 15a–b. Chandler 1775, 178, describes Tragia as
“mud-banks and shoals formed by the river.”
22 Strab. 14.1.7; Plut. Per. 25.3. Cf. Steph. Byz. s.v. Tragia as an island near the Cyclades.
‘placing’ a maritime territory at hellenistic miletos
Caesar was held for ransom on Pharmakoussa, a “former Milesian island,” by Cilician
pirates and freed by a Milesian fleet under the command of Epikrates in 75 BCE.23 Tragia, situated ca. 18 km southwest of the island of Lade, may have been acquired as an
attempt at a defensive measure to prevent Lade’s use as a base for attack, because Lade
was essential for the protection of Miletos’ western harbors from invasions and storms,
such as Alexander’s siege in 334 BCE.24
Because of the proximity of Tragia and Pharmakoussa to the Milesian peninsula
and the acquisition of Leros, Patmos, Lespia, and the Argiae, Miletos expanded its economic and defensive interests and inhibited those of other regional powers. Miletos was
in conflict with Samos, Priene, and Magnesia over control of Mt. Mykale and the entrance to the Maeander Delta (Fig. 1).25 Both were sources of pastoralism, game, timber,
and arable land for olives and cereals, as well as points of access into the Heptastadion,
the strait between Samos and Mt. Mykale, and the local markets of the Anatolian hinterland and Maeander Valley.26 Approximately 35 km from Miletos and 20 km from
Tragia, Samos maintained access to Mykale and the Maeander through a peraia on the
mainland that consisted of the highlands of Mt. Pactyes, Mt. Thorax, and Mt. Mykale
and the lowland coastal plain of Karaova, as well as possession of Ikaria and the Korsiai (Fourni) islands.27 The islands’ position on the north side of the east-west transit
lane and alternative access to the Black Sea besides the Heptastadion ensured connectivity among Samian territories through sea access, so that the peraia facilitated control
over the Heptastadion, and the strait enabled transport to the peraia, where there were
numerous small anchorages and beach harbors along the low-lying coast of Karaova.28
23 Polyaenus 8.23.1; Plut. Caes. 1–4; Suet. Caes. 4.
Steph. Byz. (s.v. Pharmakoussa). Brückner, Herda,
Müllenhoff, et al. 2014b, 67.
24 Greaves 2002, 3; cf. Gorman 2001, 50. – Lade is
modern Batıköy and has an area of ca. 2.5 sq. km.
Cf. Str. 14.1.7; battles at Lade: Hdt. 6.7–18; Thuc.
8.17.3 – base for the Athenian fleet; Arr. Anab.
1.18.4–5; Polyb. 16.14–15. In spite of the activity
around the island, there are no archaeological remains (Greaves 2002, 3). Constantakopoulou 2007,
119–123, discusses the idea of a ‘dangerous’ and
‘safe’ island. A ‘dangerous’ island was one used as
a base for attack, while a ‘safe’ island is defined by
its isolation and the ability of a group to control
it and the surrounding sea; nevertheless, an island
could be both ‘dangerous’ for one party and ‘safe’
for another.
25 Shipley 1987, 32; Thonemann 2011, 282.
26 Shipley 1987, 33–34; Thonemann 2011, 27-31.
See also the survey reports by Lohmann 2007;
Lohmann, Kalaitzoglou, and Lüdorf 2014.
27 Greaves 2000b, 48. Heptastadion: Strab. 14.1.14; cf.
Shipley 1987, 31; Lohmann 2002, 196 s.v. heptastadion. – The Heptastadion was dangerous because of
its fluctuating currents, Samian rivalry with Miletos,
and Samian piracy (Shipley 1987, 10–11; Greaves
2000a, 48). For favorable sailing conditions on the
south and east sides of Ikaria, see Dunham 1915,
48, n. 1; Shipley 1987, 11–12, n. 32. Ikaria: cf. Strab.
14.1.6 (cf. Anaximenes of Lampsacus FrGrHist. 72
F26); Ps.-Skylax 58; Greaves 2002, 4; Reger 2004,
733; Herda 2016, 48, n. 118 for Ikaria as Milesian;
cf. Strab. 10.5.13 and Shipley 1987, 19, for Ikaria as
a Samian possession; for either Milesian or Samian,
see Gorman 2001, 50. Korsiai islands: cf. Shipley
1987, 19; Gorman 2001, 50, for the Korsiai/Fourni
islands as Samian; cf. Haussoullier 1902 includes
them with Milesian possessions.
28 Shipley 1987, 32.
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Miletos’ off-shore islands allowed the city to extend its territorial claims beyond the
architectural boundaries of the asty and the terrestrial limits of the surrounding landscape to the adjacent seascape. Such a process fits well within the ancient seafaring practices of cabotage and pilotage, in which much navigation was carried out in a coastwise
fashion hopping from island to island in short distances, rather than long-haul, open sea
sailing.29 By taking advantage of the natural topography of the islands and their proximity to one another and Miletos, the islands created a fortified network whose control was essential as places of attack, refuge, navigation, and economic sustainability.
The harbors, anchorages, fortresses, and fortified settlements on the islands facilitated
Miletos’ seafaring and naval needs, as well as surveillance of the sea, coasts, and islands,
patterns of access, and the mediation of territory with its neighbors. Ownership of a
maritime chora also allowed Miletos to assert authority over the east-west trade route
from the eastern Aegean to mainland Greece and more distant islands in the Aegean,
such as Amorgos, where a Hellenistic Milesian settlement has been identified on the
east coast at Aegiale (Fig. 1 and 2).30 This suggests that during the Hellenistic period,
Miletos used its resources and sea power to build a maritime chora that connected to
communication networks in its terrestrial chora and asty, as a means to infiltrate further
out into the Aegean.
3 The eastern boundary of the maritime chora: the
monumentalization of the coast
According to Miletos’ foundation myths, the settlement was originally called Anactoria,
named after Anax – an Anatolian who was the son of Earth. Anax and his son, Asterios, ruled the city for two generations.31 Afterward, the city was colonized by Cretans,
Miletos and his son, Kelados. Miletos had fled King Minos with Sarpedon and initially
settled in a suburb of the city (Oikous). After Miletos died, Kelados was instructed by an
oracle to bury his father on a nearby island and to form a new settlement there, naming it after his father.32 In the early Iron Age, Ionian Greeks from Athens migrated to
Miletos, slaughtering the men and forcibly intermarrying with the local Karians.33 To
29 For recent discussions of sea faring in antiquity, see
Morton 2001; Beresford 2013.
30 IG XII.7: 395–410; Constantakopoulou 2007, 231;
Reger 2004, 734. Aegiale is also mentioned by
Stephanus of Byzantium (s.v. Aegiale) as having
the alternative toponym of Melania. Ps.-Skylax (58)
states that Amorgos was a tripolis.
31 Paus. 1.35.6, 7.2.5. – For Miletos’ founders, see
Herda 2013, 90–94.
106
32 Paus. 7.2.5 (Miletos); Scholium on Dionysios
Periegetes 825 (Kelados). – Strabo (14.1.6), citing
Ephorus (FrGrHist. 70 F 127), reports that it was
Sarpedon who brought colonists and settled Miletos, perhaps at this location. Diodorus (5.79.3)
claims that this Sarpedon is the ancestor of Lucian
Sarpedon who fought for the Trojans during the
Trojan War.
33 Hdt. 1.146.2–3; see Herda 2009.
‘placing’ a maritime territory at hellenistic miletos
Pausanias and Herodotus’ accounts, Strabo adds that the Ionian hero and son of King
Kodros of Athens, Neileos, founded Miletos.34 At this time, the Ionians brought with
them a sacred flame from Athens to light Miletos’ hearth in the sanctuary of Apollo
Delphinios.35
Miletos’ historical traditions not only appear in literary sources, but were also built
into transitional points within the city’s natural environment, which emphasized the topography and geography of Miletos and integrated poliadic space. The following paragraphs take the reader through Miletos’ maritime chora as a vessel enters Milesian territory from Kos and Kalymnos to the south and sails north following the Ionian coast.
Along the route, a sailor encounters religious monuments associated with seafaring
deities and Milesian history, an altar at Cape Poseidon and the Sanctuary of Kelados at
Panormos, before entering the strait between the Milesian peninsula and Lade, where
additional structures lead the vessel to the urban interior: the Sanctuary of Aphrodite
Ourania on Zeytintepe, the Heroon of Asterios on the offshore islet of Asteria, and the
marble harbor lions at the entrance to the Lion Harbor (Fig. 2 and Fig. 3). The strategically placed monuments defined the eastern boundary of Miletos’ maritime chora,
emphasizing connectivity within the diverse topography and geography of the region
(rivers, harbors, land, coast, islands, and sea). They highlighted the coasts and hilltops
and reflected and reinforced social memory of Miletos’ Cretan, Ionian, Anatolian, and
maritime roots, and, thereby, functioned as bridges to communication and transportation networks at sea that turned the seascape enclosed between the coast and islands
into a maritime canvas showcasing important maritime deities, figures, and events from
Miletos’ past.36 As sailors journeyed through Milesian territory, they saw the monuments and used them to navigate along the rough Ionian coast from religious site to
religious site, integrating the monuments into the living fabric of the sea.
A large marble altar to Poseidon Enipeus dating to the middle of the 6th century
BCE is located on the tip of (Cape) Poseideion, a rocky peninsula that juts to the southwest overlooking the north-south sea lane from the eastern Mediterranean to the Black
Sea.37 Alan Greaves suggests that the altar had both symbolic and practical purposes: to
warn sailors away from the dangerous rocks and to guide pilgrims to Panormos, the harbor of Didyma.38 The altar’s reflective white limestone construction made the hazardous
34 Str. 14.1.3. Strabo (14.1.6), citing Ephorus (FrGrHist.
70 F 127), also states that Neileos built Miletos; see
Herda 1998.
35 Hdt. 1.146.2. Cf. Herda 2011, 79–81, n. 138; Herda
2016, 39–41, n. 104.
36 For a complete discussion of the shoreline as a
‘bridge’ see Ford 2011.
37 Strab. 14.1.3, 14.1.5, 14.2.1; 14.2.22; Plin. NH 5.31;
Greaves 2000b, 45–46. The altar (11m x 20m) dates
to the 530s BCE (Koenigs, Knigge, and Mallwitz
1980, 65–67; Gerkan 1915, pl.1, 24). See Herda
1998, 11–16; Herda 2009, 91. Cf. Lohmann 2002,
241 s.v. Poseid(e)ion, Posideum.
38 Greaves 2000b, 45–46. Although there are no
known shipwrecks near Miletos because of the
Maeander River’s alluvial fan (Parker 1992, fig. 13),
another dangerous navigational point is known a
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Fig. 3 Paleographic map of Miletos and building phases (positions of marble harbor lions in the Hellenistic
period marked with red circles).
108
‘placing’ a maritime territory at hellenistic miletos
promontory visible during daylight and may have functioned as a lighthouse that was
administered by Miletos for sailors and fishermen.39 It linked the Milesians in the city
to the coast and islands through its dedication to the sea god, Poseidon, but it was also
associated with Milesian history, because it was allegedly founded by Neileos, the Ionian founder hero and descendant of Poseidon, thereby creating cohesiveness between
islands, land, and sea and integrating the sailing community in the polis.40
From Cape Poseideion, a vessel could either continue north to Panormos or travel
east toward the Gulf of Iasos, where the Milesian phrourion (‘fortress’) of Teichiose was
situated at a narrow access point between Mt. Grion and the coast.41 Thucydides records
that a fleet of 55 ships was beached at the natural beach harbor at Teichiose during
the Ionian War.42 In contrast, the northern route from Cape Poseidon along the west
coast allowed views of the Temple of Apollo at Didyma to sailors, before they arrived
at Panormos (‘always fit for mooring’).43 The harbor’s purpose was to transport stone
for the construction of the Didyma temple and for pilgrims to make the 6 km journey
to the oracle via the Sacred Road (Fig. 4).44 Near Panormos, a sanctuary was built for
the eponymous founder Miletos’ son, Kelados (‘Clamor’), whose name and ancestry
from the immortal river god, Maeandros, suggests that Kelsados was a river god, and
has led to the tentative attribution of a nearby river as the personification of the deity.45
As Alexander Herda suggests, Kelados was venerated as a marker “of [the Milesians’]
successful occupation of and subsequent rooting in the new lands of Asia Minor.”46
Within Kelados’ sanctuary, there was also a cult statue of Hermes, who may have been
honored as protector of roads and travelers.47 Together, the cult monuments to a river
39
40
41
42
few kilometers north of Panormos. Amphorae were
found at Taş Burun (‘Rock Promontory’), indicating
that it is the site of a possible shipwreck (Greaves
2000b, 45). Primary sources frequently refer to Cape
Poseideion when describing the location of Didyma:
Str. 14.1.5; Pompon. Mela 1.17; Plin. NH 5.31; Stadiasmus Maris Magni Geographi graeci minors (Müller
1855, 1.501; cf. Greaves 2000b, 46; Haussoullier
1902, xv–xx).
Simon 1986, 8, n. 56.
According to Strab. 14.2.1 and Plin.(NH 5.31, Cape
Poseideion marks the SW corner of Ionia as a border towards Karia. Cf. Pompon. Mela 1.17 and
Herda 2009, 91.
Cf. Ehrhardt 1988 s.v. Teichiussa; Herda 2006, 338343 regarding the statue of Chares, archos Teichioses,
who was military commander of Techiosa, the
‘High-walled’.
Thuc. 8.26–28. Hecataeus in Herodotus (Hdt.
5.25.1) advises Aristagoras to fortify the island of
Leros as a retreat in case of a defeat by the Persians.
43 Bostock and Riley 1855, 5.31, n. 3.
44 Didyma as Milesian territory: Hdt. 1.46.2, 157.3;
5.36.3. Panormos: Greaves 2000b, 43–44; Flemming, Czartoryska, and Hunter 1973, 34–37.
There is a necropolis of the 7th to 2nd century
BCE found during recent rescue excavations (http:
//www.panormos.de/pp/ etc, visited on 13/06/2019),
which suggests that a settlement was also situated
here; however, Flemming, Czartoryska, and Hunter
1973, 34–37, identified the remains of a wooden
jetty 80 m from the present coastline, which also includes column drums probably abandoned during
the construction of the Didyma Temple.
45 Herda 2006, 305–310; Herda 2013, 92.
46 Herda 2013, 92.
47 Herda 2006, 305–310, supposes that there is a ‘herm’
as a marker for a road crossing, where Hermes is
venerated as protector of the procession, as well as
roads and travelers, but there is no direct proof for
this except the Paean sung for him during the procession.
109
lana radloff
god and liminal deity may have also marked the transition between sea and land by
building a place within the landscape for sailors and pilgrims to make offerings for a
safe voyage on their way to and from the Temple of Apollo at Didyma. In addition,
the statue of Hermes in Kelados’ sanctuary and a portrait statue of Chares, a Milesian
phrourarch (‘fortress commander’) at Teichiose, were incorporated into the state calendar
through their inclusion as the seventh and fourth stations on the processional route from
Miletos to Didyma during the annual festival to Apollo (Fig. 4).48 Although lying in
the extra-urban territory of Miletos, religious activities actively tied Panormos, Didyma,
and Teichiose into the asty and reiterated polis identity and notions of citizenship. Ease
of access between maritime chora, terrestrial chora, and asty ensured the participation
of the sailing community and Milesian residents in the islands and smaller settlements
throughout Milesia within important state events.
Further to the north, the Heroon of Asterios and the archaic sanctuary of Aphrodite
en Oikous guided ships from Panormos through the strait between the island of Lade and
the peninsula to Miletos. On the seaward side, a heroon was built on the small islet of
Asteria, honoring the mythical Anatolian founder, Asterios.49 Directly across from it,
Aphrodite’s sanctuary overlooked the sea on a low hill at Zeytintepe 2 km southwest of
Miletos just outside the city walls, where Cretan Miletos founded the original settlement
(Oikous).50 The importance of Aphrodite’s sanctuary for seafaring is demonstrated by
the materials from archaeological excavation, which include eastern imports.51 Greaves,
who has examined Aphrodite’s epithets in Miletos and its colonies, concludes that the
goddess’ cult provided a common bond between Miletos and her numerous colonies
and reinforced its seafaring networks further afield.52 Situated on both sides of the strait,
the monuments facilitated navigation and surveillance of the sea and asserted ownership
over the seascape around Miletos. They recalled Miletos’ autochthonous and colonial
past and its tradition of seafaring, and strengthened social memory of the city’s connection with Aphrodite.
48 Cook 1961, 90; Herda 2006, 337–343; Herda 2013,
101. Cf. Molpoi Decree ll. 25–32.
49 Paus. 1.35.6. The Heroon of Asterios has not been
located in the archaeological record; however,
Herda 2013, 91; see also Brückner, Herda, Kerschner, et al. 2017 on estuarine islands) tentatively
identifies it with a small 22 m high rocky hill, ca.
2.5 km from Miletos, which is now subsumed
within the alluvia of the Maeander River plain.
50 Gans 1991, 137–140; Senff 1992, 105–108; Heinz
and Senff 1995, 220–224; Senff and Heinz 1997,
114–118. C.f. Greaves 2000b, 40; Brückner, Herda,
Müllenhoff, et al. 2014b, 62. The Sanctuary’s attri-
110
bution to Aphrodite is derived from the scholium
on Dionysios Periegetes (825) and an Archaic dedicatory inscription to ‘Aphrodite in Oikous’ (Senff
2003; Herrmann 1995, 282, fig. 82; Herrmann, Günther, and Ehrhardt 2006, 174–176, pl. 28, no. 1279).
51 Cf. Excavation reports in Gans 1991; Heinz and
Senff 1995; Senff 1992; Senff and Heinz 1997; Senff
2003.
52 Her epithets include (Greaves 2004): ourania (‘celestial’), euploia (‘good sailing’), pontike (‘of the open
sea,’ specifically the Black Sea), nauarchis (‘mistress
or guardian of ships’), and aphrogeneia (‘foam-born’).
‘placing’ a maritime territory at hellenistic miletos
Fig. 4
Map of Milesia and the processional route to Didyma.
As Miletos’ urban plan developed in the late 4th century BCE, the Lion Harbor’s environs were monumentalized. Two colossal marble lions were added to the moles on either
side of its entrance, ornamenting the seascape and marking the transition into the asty
from the maritime chora (Fig. 3).53 An inscription dedicated by Sophilos, the epimeletes
or ‘inspector’ in charge of the harbor, was added to the right shoulder and breast of the
53 For a complete discussion of the configuration
of the harbor moles and lions, consult Brückner,
Herda, Müllenhoff, et al. 2014b, 51–53, n. 12, 72,
82–84, fig. 22. See Von Graeve 1996 for the dating
and description of the harbor lions.
111
lana radloff
eastern lion in the late 1st century BCE or early 1st century CE.54 Although late in date,
the inscription suggests that the eastern lion served as a boundary marker and protector
of the Lion Harbor that “addressed incoming ships.”55 As symbols of Apollo, civic god
of Miletos and protector of seafaring, the statues protected the seaward entrance into
Miletos, whose iconography was echoed in the urban interior with the Delphinion, the
sanctuary of Apollo Delphinios, situated on the southeastern coast of the Lion Harbor.56
Reorganization of urban territory allowed Miletos to divide its maritime space according to function, so that the Lion Harbor, the kleistos limen (‘closable harbor’) of Miletos,
became increasingly devoted to military and symbolic activities, such as the opening of
the seafaring season and receiving of foreign diplomatic missions, and the Humei Tepe
and East Harbors were allocated to commerce, including an emporion and slave market.57
From a practical standpoint, the multiplicity and multi-directionality of harbors
produced more access and integration between the asty and its territories in the (I)Karian
Sea, Gulf of Latmos, and Maeander Valley, and facilitated the movement of goods and
natural resources between Miletos and inland Anatolia (Fig. 1).58 For example, Assesos
was located near the northeastern coast of Milesia. Although the Temple of Athena Assesia was destroyed by Alyattes in ca. 608 BCE, a wall with three towers and a gate dating
to the second half of the 5th century BCE attest to Assesos’ ongoing importance as a
fortress for protection of the settlement and Miletos’ coastal areas.59 Its persistence may
be related to the cult of the Kabeiroi. These protective figures were sent by divine command to free the Milesians and to aid them in avenging the murder of King Laodamas,
and have been connected with the Dioskouroi as protectors of navigation and the dangers of the sea.60 Epigraphic evidence also testifies that Ioniapolis on the south coast of
54 Milet6.1: 9–11, 197, no. 188; Brückner, Herda, Müllenhoff, et al. 2014b, 51–53; Brückner, Herda, Müllenhoff, et al. 2014a, 780–781.
55 Brückner, Herda, Müllenhoff, et al. 2014b, 82; SEG
I: 425; Rehm, Hermann, and Herrmann 1997, 197;
Rehm in Rehm, Hermann, and Herrmann 1997,
10. Line 8 of the inscription states: “I lie here now,
a guard for the public harbor” (δαμο̣[σ]ί[ωι κεῖμαι]
τῶ̣ι̣δε̣ [ἔ]φ̣ε̣δρος λιμένι). Cf. the Piraeus boundary
stones at the harbor: IG I² 887–896; Hill 1932, 254–
259; McCredie 1971, 96–98; Garland 1987, 140–141,
225–226. Cf. Baika 2013, 186–187.
56 On the role of the Delphinion and Apollo Delphinios, see Herda 2005; Herda 2011.
57 For the connection between Lions and Apollo at
Miletos, see Brückner, Herda, Müllenhoff, et al.
2014b, 51–53. Other examples of lions in association with Apollo include the lion terrace at Delos.
For the Lion Harbor as kleistos limen, see Brückner, Herda, Müllenhoff, et al. 2014b, 70–72. Strabo
112
(Strab. 14.1.6) states that Miletos had four harbors
in his time, one of which could hold a fleet. For the
commercial role of Humei Tepe Harbor, see Brückner, Herda, Müllenhoff, et al. 2014b, 91 and Bumke
and Tanrıöver 2012. For the East Harbor as the emporion and slave market of Miletos, see Brückner,
Herda, Müllenhoff, et al. 2014b, 93–4.
58 On Miletos and the Maeander River Valley, see
Thonemann 2011.
59 Lohmann 2005, 314–321. The sanctuary is attested
through a 6th centry BCE dedication (Herrmann
1995, 288–292; Wachter 1998). Cf. Hdt. 1.19–21
(destruction of the temple by Alyattes); Lohmann
2005, 313–314; Kalaitzoglou 2008.
60 Nikolaos of Damascus FrGrHist. 90. – See Fontenrose
1988, 152–154, for a full account and translation
of the Kabeiroi origin myth. Fontenrose’s analysis is based not only on Nikolaos of Damascus,
but also 20 inscriptions (1st-3rd century CE) from
‘placing’ a maritime territory at hellenistic miletos
the Latmian Gulf had a harbor and nearby quarries, as well as a porthmis (‘ferry service’)
that offered service to Miletos.61 Although both Assesos and Ioniapolis were linked to
greater Milesia through roadways (Fig. 4), sea travel was a more efficient means of travel
around the Milesian territories.62
Through heroons, temples, and sanctuaries, geographical regions and landmarks
were incorporated into Miletos’ maritime chora. The monuments were dedicated to important seafaring deities such as Poseidon and Aphrodite, and linked to the Milesian
past through the city’s early colonial history, heroes, and protective gods. They asserted
Miletos’ ownership over its maritime and terrestrial landscapes, linked topographical
features, and enhanced the relationship between Miletos’ asty and chora, while promoting trade and communication networks within Milesia, the (I)Karian Sea, and Maeander Valley. Because of their positions on prominent coastal locations, the buildings were
meant to be seen by sailors travelling along the sea route, so they led ships to the settlement and, at the same time, embodied the seascape with Miletos’ past that connected
the disparate land- and seascapes. In turn, Miletos strengthened its economic, religious,
social, and political relationships throughout the Mediterranean.
4 Conclusion
Miletos’ maritime chora was defined by a chain of fortified islands to the west – Leros,
Patmos, Lepsia, and the Argiae – and a series of religious and cultural monuments on
the coast to the east. Although the city had already gained possession of several off-shore
islands in earlier periods, Miletos’ dominance and mechanisms of control became more
sophisticated in the Hellenistic period: the city increased defensive architecture on the
islands and incorporated the islands into the deme of Leros. These islands were connected to the asty through lines-of-sight to preexisting religious and cultural monuments
situated on the coast, which functioned as extensions of the urban plan that led to the
Miletos and Didyma, as well as a letter of Caecina
Paetus, Roman governor ca. 85 CE, and Hesychios
s.v. Kabeiron. The Kabeiroi are sometimes identified with the Kûretes, Korybantes, and Dioskûroi
(Strab. 10.3.19–21; Paus. 1.31.1, 8.21.4; cf. Garland
1987, 128; Farnell 1921, 186–187). The cult of the
Kabeiroi is also attested at Athens (Arist. Peace? 277–
79; Apoll. Argon. 1.915-8; IG II²: 1006.29; cf. Cole
1984, 43), Samothrace (Hdt. 2.51.2; IG 12.8: 216,
227–232), Lemnos, Imbros, and Troy (Str. 10.3.21);
Delos (Laidlaw 1933, 160); Thebes (Paus. 4.1.7,
9.26.5–10); and Euboia (Garland 1987, 128). It also
spread to Italy, Sicily, and the Black Sea.
61 Ioniapolis and its harbor and nearby quarries:
Polyb. 18.44.4; Kawerau and Rehm 1914, 149–
150; Didyma2, 40. Ioniapolis is known from
the Hellenistic period onwards; cf. PeschlowBindokat 1977/1978; Peschlow-Bindokat 1996, 5960; Peschlow-Bindokat 2005, 910 s.v. Ioniapolis;
Lohmann 2002, 201 s.v. Ioniapolis; Herda 2009, 91,
n. 366. – Peschlow-Bindokat 1977, 100, argues that
Ioniapolis was used as a quarry and harbor already
in the Archaic period. Ioniapolis and the porthmis:
Kawerau and Rehm 1914, 150.99–105; cf. Greaves
2000b, 44.
62 Greaves 2000b, 44.
113
lana radloff
settlement core. Vessels taking the sea routes passing through Miletos’ maritime chora
utilized the harbors and anchorages on the islands for trade, supplies, and protection
from inclement weather, and the religious and cultural monuments along the coast for
navigation and maritime ritual. Repetitive acts of sailing strengthened communication
and transportation networks between the islands, coast, and city, integrating the maritime landscape into the polis.
Such development may be in response to the reoccurring exploitation of islands
such as Lade, by opposing parties, conflict between Miletos and its neighbors, Samos,
Priene, and Magnesia, and the rise of other regional powers, such as Rhodes, Halikarnassos, and Pergamon. The maritime chora was used as a complement to the terrestrial
chora to ensure the polis’ economic, social, political, and religious needs, and attests to
Miletos’ ability to adapt to the changing circumstances of the Hellenistic period and to
the city’s continued importance and power in the southeast Aegean.63 It allowed Miletos to strengthen its relationship with the sea and its colonies further out in the Black
Sea and Propontis, and Naukratis in North Africa, territories that significantly extended
the city’s maritime chora and foothold in the Aegean.
63 Cf. Bresson 2016, 181–183; contra Lytle 2012, 2, 19.
– It should be noted that Bresson and Lytle discuss a
maritime territory specifically with regard to marine
fisheries.
114
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Illustration credits
1–2 L. Radloff. 3 Müllenhoff, Herda, and Brückner in Herda 2013, 85, fig. 18 (with additions by
L. Radloff).
4 Herda 2013, 90, fig. 20.
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lana radloff
LANA RADLOFF
PhD (University of Buffalo, SUNY) is a visiting
assistant professor at Bishop’s University in Canada.
She is currently the assistant director of the Central
Achaia Phthiotis Survey and an area supervisor at
the Lechaion Harbor and Settlement Land Project
in Greece. Her research focuses on the relationship between maritime and terrestrial space in
mediating inter- and intra-state interaction and
cross-cultural contact in the ancient Greek world.
120
Dr. Lana Radloff
Department of Classical Studies
Bishop’s University
2600 College Street
Sherbrooke, QC, Canada J1M 1Z7
Email:
[email protected]
Kristian Lorenzo
Post-Actium Place Making: Octavian and the
Ambracian Gulf
Summary
Octavian celebrated his victory at the Battle of Actium by founding four naval victory monuments: the campsite memorial, the city of Nicopolis, the Actian neorion, and the Temple
of Actian Apollo. Earlier scholars have mostly considered each monument on its own. In
this paper, I argue that Octavian created a sacred landscape of naval victory at the entrance to
the Ambracian Gulf by considering the relevant topographical, iconographic, archaeological, and literary evidence. He achieved this through the construction of an interconnected
complex of sacred trophies linked together by common symbols (e.g. the warship ram).
Synchronic in foundation yet diachronic in nature, this landscape relied on visual interconnections, shared symbolism, and the fusion of bi-cultural patterns of commemoration.
Keywords: Octavian; Nicopolis; Actium; landscape; warship ram; trophy; naval battle
Oktavian feierte seinen Sieg in der Schlacht von Actium mit dem Bau von vier Siegesmonumenten: campsite memorial ; Nikopolis Stadt; Actisches Neorion und der Tempel des
Apollo Actius. Frühere Forschung betrachtete meist jedes Monument für sich. Doch hier
wird dargelegt, dass Oktavian eine sakrale Landschaft der Seesiege am Eingang des Ambrakischen Golfs errichtete, indem er die relevanten topographischen, ikonographischen,
archäologischen und literarischen Evidenzen verwendete. Er erreichte dies durch den Bau
eines zusammenhängenden Komplexes heiliger Trophäen, die durch gemeinsame Symbole
(z. B. Rammsporne) verbunden waren. Synchron in ihrer Gründung, diachron ihrer Natur
nach, beruhte diese Landschaft auf visuellen Verbindungen, geteilter Symbolik und dem
Verschmelzen bikultureller Gedenkmuster.
Keywords: Oktavian; Nikopolis; Actium; Landschaft; Rammbock eines Kriegsschiffes;
Trophäe; Seeschlacht
I am grateful to the American School of Classical Studies and Hollins University for their support for this research, and to Julian Jansen van Rensburg at the Freie Universität for the invitation to this conference, as well as to T. Salowey, W. M. Murray, and R. Wright for their help.
Rebecca Döhl and Julian Jansen van Rensburg (eds.) | Signs of Place: A Visual Interpretation of
Landscape | Berlin Studies of the Ancient World 65 (ISBN 978-3-9820670-2-5; DOI 10.17171/3-69) |
www.edition-topoi.org
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kristian lorenzo
1 Introduction
The memory, collective or individual, of an event – especially one as chaotic as a battle
– has always been malleable and can fade. However, the monument or monuments set
up to commemorate such an event represent a selective memory made solid and substantive in the landscape. One such structure, on its own, elicits meaningful yet often
limited temporal and physical engagement. Multiple commemorative monuments located at important sites throughout a single battle zone’s topography knit together both
monuments and the surrounding natural features into a landscape. This landscape, now
structured by man-made landmarks, becomes a totality of far greater impact than the
sum of the individual monuments, thereby, representing a specifically engineered version of past events.
In northwest Greece, Octavian celebrated his victory at the Battle of Actium in 31
BC by founding a complex of four naval victory monuments: the campsite memorial,
the city of Nicopolis, the Actian dekanaia, and the Temple of Actian Apollo. Earlier
scholars have mostly discussed each monument in isolation from the others or focused
on only one of them, while treating the others in a cursory fashion. Such approaches
neither fully appreciate the inherently sacred nature of these monuments nor considers
their transformative effects on the geography of the Ambracian Gulf. In this paper, I argue that Octavian consciously created a sacred landscape of naval victory on this gulf.1
I determine this based on the literary and iconographic evidence for ancient tropaia;
the iconographic evidence from preserved ancient warship rams; and the archaeological, iconographic, literary, and topographical evidence of Octavian’s four Actian monuments. As we shall see, Octavian achieved his new landscape almost ex novo through
the construction of an interconnected complex of intrinsically sacred tropaia that share
symbols in common, such as the warship ram.
1 Reitz-Josse 2016, 276–296, also discusses, as she puts
it, “A Landscape of Victory: Nicopolis and the Actian Monuments”, but she focuses on, “representations of the landscape and seascape of Actium in the
works of Greek epigrammatists and the elegiac poet
Propertius […] and the different ways in which this
landscape was turned into a physical and literary
memorial of a ‘Great War”’. I discussed a ‘Landscape
of Naval Victory’ around the Ambracian Gulf in my
122
2011 dissertation, Lorenzo 2011, 42–54, 214–215,
368–381. – Reitz-Josse 2016, 293, n. 43, cites this
work incorrectly when she states that I see the campsite memorial as following the tradition of tropaia,
but ultimately put it into a category by itself. The
category I put it in was that of one of the tropaia
making up “Octavian’s Actium Complex: A Landscape of Naval Victory” (Lorenzo 2011, 268, 272).
post-actium place making: octavian and the ambracian gulf
2 Trophies
Ancient writers applied the word tropaion/tropaeum to two distinct types of monuments.2
The first was a monument set up on the battlefield for a land battle or a nearby seashore
for a naval battle immediately after the victory (i.e. battlefield trophies). The second was
a more or less permanent war memorial erected either in urban or sanctuary settings,
on the battlefield, or near a seashore, often many years after the actual engagement (i.e.
commemorative monuments).3 Like trophies for land battles, the earliest naval trophies
consisted of an upright tree-trunk, sometimes with a crosspiece decorated with captured
weapons and armor that were fixed in the same way as they used to hang on a soldier’s
body (Fig. 1).4 Such a trophy also included a part or parts of a ship, such as oars, and
an informative inscription. The commemorative monument type of trophy had many
variations, including a column topped by a statue, such as the trophy for Salamis, which
was the first for a naval battle.5
The literary evidence for naval trophies can be traced from Thucydides in the 5th
century down to Pausanias in the 2nd century AD.6 The dates of the trophies mentioned range from 479 until the early 3rd century BC.7 This by no means should be
interpreted as the only period when trophies may have been erected for naval battles.
Iconographic evidence of armed men on warships goes back to the Geometric period
(ca. 900–700 BC), providing for at least the possibility that there may have been trophies
set up after such early naval engagements.8 During the 3rd and 2nd centuries, several
important battles such as those at Cos (ca. 246 BC) and Chios (201 BC) gave ample opportunity for the victors to erect trophies.9 However, the Roman and allied defeat of Antiochus III’s fleet at the Battle of Myonessus (190 BC) effectively neutered non-Roman
naval power in the eastern Mediterranean.10 The twenty-two naval trophies mentioned
in ancient written sources may only be a small portion of a larger corpus dating from at
least the 8th century until the 2nd century.11
2 Woelcke 1911, 127–235; Pritchett 1974, 250, n.16.
3 Woelcke 1911 (143) states that only by recognizing the fact that ancient authors applied the word
tropaion to two distinct types of monuments (i.e.
both battlefield and commemorative monuments),
could apparent contradictions in ancient literature
about trophies be reconciled (cf. Pritchett 1974,
250).
4 Rabe 2008, 56–59, 172–174, taf. 7; Mark 1993, pl.
21.b.
5 Xen. An. 3.2.13; Paus. 1.36.1. See also Rabe 2008,
104–106. This trophy was originally a battlefield
trophy that was replaced with a commemorative
monument in the 460’s BC.
6 Thuc. 1.30.1 (cf. Diod. Sic. 12.30.2–5, 31.2); Paus.
1.36.1 (cf. Pl. Menex. 245A; Xen. An. 3.2.13; Lycurg.
Leoc. 73; Plut. Arist. 16.5).
7 For the trophies in 479, see Xen. An. 3.2.13 and
Paus. 1.36.1; for those in the early 3rd century, see
Plin. NH 6.32.152.
8 For examples of Geometric warships see Morrison
and Williams 1968, pl. 1–7; Casson 1974, pl. 30, 62,
64–77.
9 Reger 1994, 33–34.
10 Morrison and Coates 1996, 104–109.
11 Lorenzo 2011, 242–252.
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kristian lorenzo
Fig. 1 Silver denarius of Octavian (29–27 BC).
The actions of the Peloponnesians after their victory at the Battle of Syme (411 BC)
throw considerable light on the importance of naval trophies.12 Immediately after this
battle, they traveled the 40 kilometers back to Cnidus to await reinforcements. After
their reinforcements arrived, they then made an 80-kilometer round trip voyage from
Cnidus to Syme and back again. Thucydides gives no reason for this tiresome, postcombat journey, except to erect a trophy.13 The trireme under normal conditions in a
calm sea could travel up to two hundred and thirty-six kilometers in a very long day, but
these were in no way normal conditions.14 The Battle of Syme took place in the winter,
a season when the Mediterranean often experiences a higher frequency of inclement
weather; in fact, the night before the battle had been foggy and rainy.15 The Athenians
still held the island of Syme. The Peloponnesians set up their trophy in enemy territory.
The strenuous efforts the Peloponnesians undertook to erect their trophy for Syme underscore the prestige inherent in having the ability to erect this type of monument.
From Sicily to Arabia, naval trophies turned both isolated and populated coastlines
into vehicles for the commemoration of naval victories.16 Acting as repositories of memories, the trophies and their inscriptions especially ensured the mnemonic continuation
of events that occurred on the sea, a sometimes volatile and always transitory medium.
The trophy, for as long as it endured its harsh coastal environment, gave its shoreline
location a special connection to the waters nearby. Each trophy, similar in form, function, and reason for being, created a locus of remembrance. These loci, once encountered, whether by individuals with prior knowledge of the relevant events or not, shaped
the viewer’s notions of past events and like heirlooms visible in the landscape, offered
tangible contact with that same past.
12 Thuc. 8.42.5.
13 Thuc. 8.42.5.
14 Morrison, Coates, and Rankov 2000, 102–104, derive these figures from their analysis of Xen. An.
6.4.2. Only the famous non-stop voyage from Pi-
124
raeus to Mytilene (Thuc. 3.49) of 340 kilometers in
one day was longer.
15 Thuc. 8.42.1.
16 Xen. An. 3.2.13; Paus. 1.36.1; Plin. NH 6.32.152.
post-actium place making: octavian and the ambracian gulf
The one indisputable measure of success in battle was a trophy. A trophy was lasting evidence; a public proclamation ensuring honor for prowess.17 There could be no
immediate publicizing or commemorating a victory without one. Besides being the one
undeniable measure of prowess, trophies were also sacred offerings dedicated to a deity
or deities and it was, therefore, sacrilege to destroy one. However, Pritchett’s statement
that, “in the case of a naval victory, the trophy was […] consecrated to Poseidon”, is
not reflected in the sources, epigraphic or literary.18 For example, according to IG II2
1006, lines 28–29 and 1028, line 27, the Athenians periodically made sacrifices to Zeus
Tropaeus before the trophies at Salamis and Marathon, even though Poseidon was the
protecting deity of the Battle of Salamis. Thucydides (2.84.14) relates how the Athenians set up a trophy near a trireme, but only the warship was dedicated to Poseidon. Pliny
(NH 6.32.152) records that Numenius, the Seleucid governor of Mesene, dedicated two
trophies to Jove and Neptune jointly, one for a naval battle and the other for a cavalry
engagement. In fact, none of the ancient sources ever explicitly state that any trophy for
a naval battle was dedicated exclusively to Poseidon. Therefore, especially because a trophy for a land battle could be consecrated to Poseidon,19 trophies for naval battles could
be dedicated to almost any deity, but presumably most often to the deity or deities to
whom the victory was ascribed.
Pritchett, in his five-part The Greek State at War, includes a chapter that discusses
both battlefield and commemorative monument types of trophies.20 At the end of this
chapter, he summarizes the most salient points concerning both types of trophies, some
of which I have already touched upon in the preceding paragraphs. Trophies are set up
‘immediately’ or soon after the decisive conflict. They are situated either at the place on
the battlefield where the enemy first turned or on a seashore nearby. They are created
by the victor who routed his opponents and won possession of the battlefield. They are
all dedicated to at least one divinity that the victor believed was most helpful.21 In the
case of trophies set up ‘immediately’ after battle, they are inviolable and could not be
repaired in any way. Trophies set up in remote or enemy territory could not be objects of
cult worship. Commemorative monuments of victory were of a permanent nature and
were themselves called trophies. All trophies were created to be symbols of the victor’s
prestige and prowess.
In my opinion, the campsite memorial, the city of Nicopolis, the Actian dekanaia,
and the Temple of Actian Apollo can all be considered trophies of the commemorative
monument type. They were all set up soon after the Battle of Actium.22 They are all
17
18
19
20
21
Finley 1956, 132.
Pritchett 1974, 275.
Paus. 8.10.8.
Pritchett 1974, 246–275.
Pritchett 1974, 273–275.
22 Zachos 2008a, 39 (campsite memorial); Lange 2009,
96–99 (Nicopolis); Schwander 2001, 112 (Nicopolis); Blackman 1996, 113 (dekanaia); Trianti, Lambaki, and Zampiti 2013, 279–282 (Temple of Actian
Apollo).
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kristian lorenzo
located on or near to the seashore, close to the waters where the battle took place, the
same waters Mark Antony and Cleopatra fled from. They were all either created ex novo
or in the case of the Temple of Actian Apollo, renovated by the victor of that battle, Octavian, who forced his opponents to flee and clearly possessed the battlefield. They were
all dedicated to divinities Octavian associated with his victory in both the Actian War
and that war’s most important and decisive conflict, the Battle of Actium.23 The temple, the city, and the dekanaia were dedicated to Actian Apollo, the campsite memorial
to Mars and Neptune, but situated in a grove dedicated to Actian Apollo. The campsite memorial, Nicopolis, and the dekanaia all partly consist of captured arms. Octavian
may also have dedicated naval spoils in his newly renovated Temple of Actian Apollo,
however, currently there is no evidence for this.24 All four monuments can be seen not
only as symbols of prestige with powerful psychological value, but also as instruments
of publicity for advertising the prowess of the victor.
3 Actium Complex
The northernmost trophy Octavian set up for the Battle of Actium is his campsite memorial, situated on the same spot on Michalitsi Hill where he had established his headquarters (Fig. 2).25 The memorial overlooks the Preveza Peninsula and Ambracian Gulf. It
also has a good view of the Ionian Sea with the Actian promontory, the Acarnanian
Mountains, and Leucas off in the distance (Fig. 3). The central axis of the memorial’s Πshaped altar focuses a visitor’s gaze directly upon the city of Nicopolis, the waters where
the battle took place; the Acarnanian shores where the Actian dekanaia displayed ten of
Antonius and Cleopatra’s ships; and the newly restored, thanks to Octavian, Temple of
Actian Apollo.26
A bi-level Pentelic marble relief frieze of one meter high decorated all three sides
of the campsite memorial’s altar (22 × 6.5 m).27 Representations of weapons and parts
of ships (e.g. aphlasta, oars, and, so far, one warship ram) fill the lower, shorter level
(Fig. 4). A triumphal procession moves across the upper, taller level in which at least
two warship carts trundle along (Fig. 5).28 Clearly the imagery of the lower level evoked
symbols of naval victory, the Battle of Actium, and the sea; the upper evoked Octavian’s
23 Anth. Pal. 9.553 (6.251) (Nicopolis); Suet. Aug. 18.2
(campsite memorial); Cass. Dio 51.1.3 (dekanaia);
Zachos 2008a, 30–31, 39 (campsite memorial).
24 Strab. 7.7.6 (Nicopolis and dekanaia); Suet. Aug. 18.2
(campsite memorial); Cass. Dio 51.1.3 (dekanaia).
25 Murray 2012, 38–47; Lorenzo 2011, 198–199, 368–
375; Lange 2009, 106–123; Zachos 2008a, 57–71;
126
Zachos 2003, 64–92; Murray and Petsas 1989, passim.
26 Reitz-Josse 2016, 279–281; Lange 2009, 106–107.
27 Zachos 2003, 82–91. According to Murray 2004,
9, only 1129 pieces of the 21 000 found so far still
display their original decoration.
28 Varvaet and Dart 2016, 395 esp. n. 31; Zachos
2007b, 417–430; Zachos 2007a, 311–321.
post-actium place making: octavian and the ambracian gulf
Fig. 2 Reconstruction drawing
of the campsite memorial.
Fig. 3 The view from the campsite memorial.
three-day long triple triumph, the second day of which celebrated Actium.29 Almost
directly below the altar, on the façade of the memorial’s first retaining wall, Octavian
placed both the monument’s Latin dedicatory inscription and approximately thirty-six
captured rams, see the inscription below. Based on the surviving fragments and Suetonius,30 the most recent reconstruction of the dedicatory inscription reads:
29 The pieces of the altar are currently being studied
and rejoined. Therefore, it is not possible at this moment to determine beyond a doubt which one of
Octavian’s triumphs the altar’s procession depicts.
Zachos 2007b, 411–434, suggests that it is either
an amalgam of all three or represents the Actian
triumph. Lange 2009, 108, n. 67, discusses the problem and admits that the idea of a generic triumph
has merit, but does not offer an alternate proposal.
I agree with Varvaet and Dart 2016, 395, esp. n. 32,
that it depicts the Actian triumph. This assertion is
based on the following factors: the overall scheme of
the altar to commemorate the victor of Actium (i.e.
Octavian); the reliefs original location; the presence
of at least two sculpted warship carts; the presence
of both other sculpted and real naval paraphernalia
close by; the monument’s dedicatory inscription,
which specifically mentions vict[oriam]…in · hac · region[e; and the tradition of Roman reliefs depicting
actual historical events.
30 Suet. Aug. 18.2.
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kristian lorenzo
Fig. 4
Reconstruction drawing of the campsite memorial’s altar.
Imp · Caesar · Divi · F · Victor · bello · quod · pro [· r]e[ · ] p[u]blic[a] · ges[si]t ·
in · hac · region[e · cons]ul [· quintum · i]mperat[or ·se]ptimum ·pace [·] parta
· terra [· marique · Mar]ti Neptuno[que · c]astra [· ex ·] quibu[s · ad ·hostem
in]seq[uendum egr]essu[s · est · navalibus · spoli]is [· exorna]ta · c[onsacravit
vacat].
Imperator Caesar, son of the Divus Julius, victor in the war which he waged on
behalf of the res publica in this region, when he was consul for the fifth time
and imperator for the seventh, after peace had been secured on land and sea,
consecrated to Mars and Neptune the camp from which he set forth to attack
the enemy, now ornamented with naval spoils.31
Despite the possible pitfalls of using a literary text to restore any part of an inscription,
in this case from “c]astra” to the end, Octavian’s message comes through loud and clear.
It is a self-proclaimed message, as Lange terms it, of “victory that ended civil wars [...]
but also about freedom and peace according to the official ideology”, inscribed on a
Roman monument set up over a Greek city with the political setting in Rome as its
context.32 The altar’s reliefs, especially the rams on its lower level, combined with the
dedicatory inscription’s unambiguous message and the façade’s approximately thirty-six
rams, begin a series of symbols that appear again and again, first in the city’s Proasteion,
then the city itself, and finally in the Sanctuary of Actian Apollo, as will be shown below.
31 This is an updated reconstruction and translation
128
based on personal correspondence with William
post-actium place making: octavian and the ambracian gulf
Fig. 5 Fragment from the lower
register of the marble altar of the
campsite memorial, currently
located in the Nicopolis Museum.
Octavian’s campsite memorial looks down upon the only ‘living’ naval victory monument ever built, the city of Nicopolis. Both the cardo maximus of the city’s street system
and the centuriation of its immediate chora align with the road leading to the memorial
and also very closely to the memorial itself (Fig. 6).33 At the base of Michalitsi Hill in the
city’s Proasteion was the wooded temenos dedicated to Actian Apollo in which the monumental structures necessary for the celebration of the Actia, the god’s sacred games were
situated. In founding a victory city dedicated to Actian Apollo, Octavian created one of
the largest naval victory monuments in the world, heavily influencing the history and
demography of all of northwest Greece.
Octavian consciously emulated both Greek and Roman precedents when he founded
Nicopolis in Epirus.34 Alexander the Great’s foundation of Nicopolis ad Issum is usually considered to be Octavian’s main Greek role model.35 However, I agree with Frazer
when he states, “pseudo-Scymnus apart, there is no record of Alexander having founded
it after the battle, and few who read the ancient narratives of his campaign can doubt that
Alexandria of Egypt was his first foundation”.36 Another significant Greek model would
be Seleucus Nicator, who founded Nicopolis of Syria, east of the Amanus Mountains.37
On the Roman side, Pompey the Great founded Nicopolis ad Lycum (60) for his victory
M. Murray and Murray and Petsas 1989, 76, 86; it
takes into account the block with TI · NEP found
by Zachos 2003, 76 (cf. Lange 2009, 109–110).
32 Lange 2009, 106–117 (the quote is on 114).
33 Sarris et al. 2013, 531–538, esp. fig. 12 (cf. Teichmann and Zachos 2017, fig. 91); Bowden 2011, 107–
112; Tsakoumis 2007, 393–399; Doukellis 1988, 159–
166.
34 Strab. 7.7.5–6; Suet. 18.2; Dio 51.1.1–2. – According to Dio (51.18.1; 51.1.1–2) and Strabo (17.1.10),
Octavian apparently also founded another Nicopolis near Alexandria for his final victory over Mark
Antony and Cleopatra, but this city only exists in
the ancient sources (cf. Lange 2009, 96–99; Purcell
1987, 76–77).
35 Ruscu 2006, 253; Gurval 1995, 67–68; J. E. Jones
1990, 106; Purcell 1987, 76.
36 Fraser 1996, 20–24.
37 Grainger 1990, 35–37; A. H. M. Jones 1971, 244.
129
kristian lorenzo
Fig. 6 Map showing alignment of certain extra urban monuments and the grid plan of Nicopolis based on geophysical prospection.
at Dasteira.38 Several years later, Mark Anthony established the colony of Philippi to
celebrate the defeat of Brutus and Cassius.39 Octavian’s foundation of Nicopolis, while
different from Mark Antony’s founding of Philippi, should be seen in the context of this
Hellenistic tradition. However, as Bowden rightly points out, it should also be viewed
as one of many “dynamic responses to a complex and ever changing political and social situation”, since “triumphalism associated with Actium had to be reconciled with
ambivalence towards Octavian’s victory”.40
Nicopolis of Epirus began its life as the center of a territory much larger than any
contemporaneous Greek polis. The city itself was immense with 130 ha intra muros, an
equally spacious habitation extra muros, and a vast chora of 4000 km².41 The city’s chora
included the territory of Cassope to the north, Amphilocian Argos to the east, Leucas to
38 For information on Pompey’s founding see Strab.
12.3.28; App. Mith. 105, 115; Cass. Dio 36.50.3,
49.39.3; Oros. 6.4.7; Gurval 1995, 69–70; Greenhalgh 1980, 152–153; A. H. M. Jones 1971, 157,
170–171.
130
39 For information about Antonius’s founding see
Strab. 7, frag. 41 (Frag. Vat.); Cass. Dio 51.18.1;
Lange 2009, 96; Gurval 1995, 69; Purcell 1987, 76.
40 Bowden 2007, 190.
41 Zachos 2008a, 18–27; Ruscu 2006, 248.
post-actium place making: octavian and the ambracian gulf
the west, and Calydon to the south. This creation of a mega-chora cut across existing local
affiliations with many sites such as Leucas becoming subordinate to, and dependent on,
the new foundation.42 Some population centers, such as Cassope, were mostly abandoned; partially dismantled, with useful, portable architectural pieces taken; and the
majority of each place’s population transplanted.43 However, Nicopolis’s foundation
heralded not only the transfer of Greek populations and their mundane possessions,
but also the redistribution of important sacred items.
Octavian’s foundation of Nicopolis was as much a religious undertaking, as it was a
material undertaking. The sanctuaries of Nicopolis were enriched with dedications and
cult objects taken from religious sites throughout its chora.44 Such redistributions went
far beyond the simple seizure of war spoils. The removal of patron divinities demonstrated Octavian’s newly won absolute power. It also enacted the symbolic destruction of
the affected communities’ former lives.45 Transplanted cult images further undermined
original territorial loyalties, while helping to bridge the gap between a synoikized population and its new home. By moving both populations and their ancestral cults, Octavian
coupled physical manipulation with ideological manipulation in a sophisticated bid to
create a victory city with a preexisting set of cultic aspects. He also enriched his new
city’s spiritual life by making it the sacred city of Actian Apollo, reviving the Actia, and
refurbishing the ancient Temple of Actian Apollo, as well as consecrating an open-air
temenos in the city’s Proasteion to the god.
On the peninsula forming the southern mouth of the Ambracian Gulf, sits the
temple of Actian Apollo. Thucydides (1.29.3) mentions this temple in the context of
Corinth’s expedition against Corcyra. Strabo (7.7.6) states that the temple of Actian
Apollo is on a hill within its sanctuary. The Corinthian colonists of Anactorium founded
this sanctuary sometime after 625, the date they established the colony of Anactorium.46
Kouroi from 600–550 BC attest to the early worship of Actian Apollo and the importance of his temple.47 Recent archaeological work conducted at the site of the temple
has uncovered evidence for three phases of construction, with the last dating to the
early Augustan period (Fig. 7).48 The Augustan phase reused some of the architectural
elements from the earlier ones. The excavators also found two complete colossal marble
heads, most likely Apollo and Artemis, and fragments of their bodies, probably from the
cult statues (Fig. 8). Actian Apollo, a god of the sea and navigation, was honored with
games, the Actia, from at least the 4th century onwards.49 By the end of the 3rd century,
42 Strab. 10.2.2.
43 Katsadima 2007, 87–100; Isager 2007, n. 3; Gravani
2007, 101–122; Schwander 2001, 112; Karatzeni
2001, 163–164; Isager 2001, 17–24; Kirsten 1987,
95–96.
44 Strab. 7.7.6; Paus. 5.23.3, 7.18.8–9, 11–12; Anth. Pal.
9.553 (6.251).
45
46
47
48
49
Alcock 1993, 141.
Tzouvara-Souli 2001, 241 n. 96.
Zachos 2008b, 14–15.
Trianti, Lambaki, and Zampiti 2013, 279–280.
Zachos 2008b, 12–13; Pavlogiannis and Albanides
2007, 58–59.
131
kristian lorenzo
Fig. 7 The remains of the Temple of Actian Apollo in September 2009, from the east.
Fig. 8 The colossal heads near
the back wall of the cella.
the Acarnanians oversaw the games and the sanctuary, an arrangement that lasted until
Octavian founded Nicopolis.50
Octavian, however, went far beyond just moving an old set of games across the
gulf to a new location near his victory city. For the celebration of the now isolympic
Actia, a new two-part open-air temenos was laid out.51 The campsite memorial dominated
the upper part. A mix of spectacle-architecture, gymnasium, stadium and theater, and
sacred grove comprised the lower part.52 With the construction of this temenos, Octavian
physically imprinted the celebration of the Actia upon the landscape in a monumental
manner. Through a combination of large-scale architecture and consecrated woodlands,
a sacred geography was established, centered upon, and forever tied to the celebration of
50 Pavlogiannis and Albanides 2007, 59; Habicht 1957,
109.
51 Murray and Petsas 1989, 125–130; Tidman 1950,
132
123–125.
52 Strab. 7.7.6.
post-actium place making: octavian and the ambracian gulf
victory in a summer’s-long war; a war that saw victories on both land and sea, but which
a naval victory finally decided. Even the 4th-century AD orator Claudius Mamertinus
recognized the importance of this symbiotic relationship. He comments that the Actia
had ceased because of the complete disruption of the life of “Nicopolis, quam divus
Augustus in monumentum Actiacae victoriae trophaei instar exstruxerat”; the two were
inescapably intertwined.53
From the campsite memorial on Michalitsi Hill, a visitor could look down upon the
elements of the lower part at the south and southeast base of the hill and the competitions and spectacles played out within them. Participants and spectators in the lower part
of the temenos could look up at the memorial, where bronze rams captured at Actium
glinted in the sun and smoke from sacrifices rose into the sky, a potent visual reminder
of the part Actian Apollo played in bringing about peace on land and sea. One further
element, a decorative carved stone ram, iconographically tied the stadium together with
the memorial, primarily because of the latter’s bronze rams and secondarily, because of
the stone rams carved on its great altar.54 Also relevant here is Strabo’s remark that naval
spoils from the battle adorned Nicopolis.55 The city’s naval adornment would then have
served as another piece in a repeating series of images of naval victory linking together
the memorial, the stadium, and the city of Nicopolis itself.
Images of naval victory were not only limited to public structures. Excavations within
the gymnasium revealed the remnants of a monumental tomb building dating to the
Augustan period.56 Amongst fragments from the tomb, excavators uncovered marble architectural pieces carved with waves and a large-scale warship ram. Based on the tomb’s
intra-gymnasium setting and its adornment with naval victory imagery, it has been interpreted as being the mausoleum/heroön of an illustrious citizen of Nicopolis.57 If this
interpretation is correct, such an individual would have had deep connections with the
Battle of Actium, the foundation of Nicopolis, and the celebration of the Actia. Whoever occupied the tomb, the presence of naval imagery on what was probably a private
funerary monument is good evidence for the cooption of such imagery by the new city’s
wealthy citizens. Such usage was a way of coupling self-glorification with a show of support for the new regime. At the same time, it repeated and reinforced the other instances
of rams and other naval symbols found in the memorial, the stadium, and the city of
Nicopolis itself, as well as the warships in the Actian dekanaia.
53 Grat. Actio Iuliano 9.2–9.3, “Nicopolis, the city
which the divine Augustus had constructed as a
monument like a victory trophy for Actium”.
54 Murray 2007, 448, n. 13, fig. 14c. – Papademetriou
1940, figs. 5–6, found one marble ram, now lost,
during excavations in the stadium. For information
on the one ram found from the altar so far see Za-
chos 2007b, 411–434; Zachos 2007a, 311–321.
55 Strab. 7.7.6.
56 Zachos 2008a, 48–49.
57 Such an interpretation is plausible (pace Zachos).
However, I am inclined to reserve judgment until
the tomb has been more fully studied and the results from such studies have been published.
133
kristian lorenzo
The tradition of dedicating ships for naval victories began in the Archaic period with
at least one ship, probably a pentekontor, set up alongside the sacred way in the Samian
Heraion.58 In the Classical period, Greek victors dedicated three ships in uncovered
intra-sanctuary settings and two at isolated, opposing shoreline locations.59 Hellenistic
ship dedications brought the dedicated ship from open-air settings, either sacred or littoral, into purpose-built structures, only two of which survive in the record. Whether
we consider the Monument of the Bulls on Delos or the Neorion in the Sanctuary of the
Great Gods on Samothrace, the rarity of such dedications points to their extravagance,
daunting logistics, and the space requirements associated with such a monument.60 Octavian’s dedication of a so-called dekanaia, ten whole warships, in a purpose-built structure was the apogee of this tradition.61
Strabo (7.7.6) is our only source for what type of structure held Octavian’s dekanaia.
He first uses the word neoria, the same term used in the inscriptions from Delos for
the Monument of the Bulls. He then uses neosokoi, the term for the long rectangular
ship sheds constructed along shorelines in which ships were built, repaired, and stored
for the winter. Based on such slight information, it seems that Octavian’s dekanaia may
have moved dedicated ships back to the seashore, while possibly ensconcing them within
architecture on a scale not seen before in naval victory monuments. If this is the case,
then Octavian’s dekanaia may have been a combination of fully functional (slipping and
re-slipping were possible) ship shed and decorative display space.
Octavian’s dekanaia symbolized both victory and defeat on more than one level. His
ability to dedicate not just one but ten serviceable warships, points to the overwhelming completeness of his victory. The setting he chose for his dekanaia, the seashore near
the hill upon which the Temple of Actian Apollo stood, was also the location of Mark
Antony’s camp.62 In doing so, Octavian set up a tropaion not only in former enemy
territory near the waters where the battle took place, but also within his defeated enemy’s former military headquarters. Between this setting and the campsite memorial
on Michalitsi Hill, Octavian bracketed a landscape of remembrance – both sea and land
– between large-scale displays of captured warship rams. The campsite memorial’s rostral display was a particularly Roman type of commemorative display for naval victories;
the warships of the dekanaia were more in keeping with Greek dedicatory practices.63
58 Lorenzo 2011, 65–66, 253–256.
59 Lorenzo 2015, 126–138.
60 For the Monument of the Bulls on Delos see
Lorenzo, Kristian, “Early Hellenistic Royal Ideology and the Marine Thiasos of the Monument of
the Bulls on Delos,” Classical World (in preparation).
For the Neorion on Samothrace, see Lorenzo 2011,
146–150, 260–266; Wescoat 2005, 153–172.
61 Strab. 7.7.6; Cass. Dio 51.1.3. Strabo reports that
134
fire destroyed both the ships and their structure.
Propertius (Prop. 4.6.67–68) may also refer to this
dedication (cf. Isager 1998, 404).
62 Reitz-Josse 2016, 279–280.
63 The ancient sources preserve only two instances
when Greeks dedicated warship rams. For the first,
see Hdt. 3.59 (cf. Lorenzo 2011, 266–267) and for
the second Paus. 1.40.5 (cf. Lorenzo 2011, 267–269).
post-actium place making: octavian and the ambracian gulf
4 Iconography
As of 2013, fifteen warship rams and one proembolon (a secondary ram) have been discovered.64 The warship’s ram worked on two iconographic levels: first, through its overall
shape and, second, the symbols cast on its surface. The distinctive three-pronged, wedge
shape of the warship’s ram would have been unmistakable during the late 1st century,
even from a distance.65 Three fins made up each side of its head, which delivered the
ramming blow. The top fins flared upward, the middle ones were straight, and the bottom ones flared downward.66 Rising dramatically in an upward curve from the ram’s
head, the cowl protected the ship’s stempost. A bottom plate terminating in a tailpiece
covered the underside of the head. All in all, no other ancient artifact, military or otherwise, had a similar configuration. This fact made warship rams instantly recognizable,
whether as real bronze weapons or artistic representations thereof.
Evidence of the symbols cast on the surfaces of ancient rams comes from three
sources. All fifteen ancient warship rams have symbols cast onto their surfaces.67 the
Athlit ram, the most published about, has four symbols (Fig. 9):68 1) a wreathed helmet
surmounted by an eight-point star, a symbol of the Dioskouroi, appears on each of its
cowls; 2) the head and neck of an eagle, visual shorthand for Zeus’s eagle, are also on
the cowls; 3) half of Zeus’s tri-form thunderbolt is on both sides of its driving center;
and 4) a kerykeion or herald’s staff bound with a fillet can be found on the cowl’s nosing (Fig. 10). Murray has persuasively argued that this specific combination of symbols
indicates the ram was the public property of the Ptolemaic Kingdom.69
Stone rams, both in relief and free-standing, have been found in many locations
across the Mediterranean.70 The fragmentary marble prow-shaped base of the naval
monument in Cyrene (ca. 241 BC) still retains most its ram. Half of Zeus’s tri-form thunderbolt appears on both sides of its driving center, and a winged, snaky-legged entity
holding a shield and a trident – possibly Eurypylus, a legendary first king of Libya and
64 Buccellato and Tusa 2013, 76–77.
65 Ermeti 1981, 54.
66 Due to the lack of an ancient nomenclature for most
of the warship ram’s different sections, Steffy 1991,
12–13, figs. 2–7, developed a function-based terminology for these sections, such as fins. For useful
amendments to this terminology, see Pridemore
1996.
67 Buccellato and Tusa 2013, 78. For an excellent study
of the Latin inscriptions on seven of the rams, see
Prag 2014, 33–59.
68 Murray 1991, 54–61.
69 Murray 1991, 51–54, 61–66.
70 The bibliography on this topic is quite extensive.
Here I only offer a selection: Murray 2012, 47–68;
Lorenzo 2011, 152–153, 168–170, 316–332; Ermeti
1981, 60–78; P. W. Lehmann and K. Lehmann 1973,
192–199. Pugliese Carratelli 1996, 636, discusses the
1993 excavation of three consoles, each carved to
represent the prow of a ship from the great hall of
the tablinum in a wealthy Hellenistic house. Prag
2006, 545, n. 35, mentions two new examples from
ancient Tyndaris in northeast Sicily: a stone warship ram and a free-standing stone replica of a ship’s
prow.
135
kristian lorenzo
Fig. 9 The Athlit Ram on display in the National Maritime
Museum in Haifa, Israel.
one of the sons of Poseidon and brother of Triton – decorates both sides of its cowl.71 Ermeti believes that this combination of symbols, along with the crescent-crowned female
heads with animal ears (perhaps Isis/Io) carved on the naval monument’s proembolion,
points to Ptolemaic patronage.72
Certain examples of Hellenistic coins include images of rams. A helmet adorns the
ram on the warship prow depicted on a coin of Demetrios Poliorcetes after his victory at
Cypriote Salamis (ca. 306 BC).73 Additionally, a round shield-like device decorates the
cowl of the ram on a tetradrachm of Alexander I Balas at Tyre (ca. 153–145 BC).74 While
not adding greatly to the corpus of symbols on rams, these coins demonstrate the use
of such symbols by monarchies both great and small for most of the Hellenistic period.
They also show that although rams were basically just utilitarian weapons, the symbols
on them held semiotic significance, in both large and small formats.
As the evidence shows, warship rams were decorated, with both the ram itself and
the entities or objects cast on its surface charged with meaning. In monuments such as
Octavian’s campsite memorial, the use of multiple rams bearing symbols important to
the defeated, created a repetitive visual record of ‘captive’ mnemonic signifiers, easily
readable and able to convey multiple meanings to different viewers. This type of display
also clearly set Octavian within Roman traditions of naval victory commemoration, but
went beyond them since the memorial’s approximately 36 rams marched down a façade
ca. 63 m long by ca. 7.3 m high.75 The first time naval spoils adorned a Roman victory
monument was the Rostra in the Roman Forum (ca. 338 BC). This practice continued
71 Ermeti 1981, 85–93, 128.
72 Ermeti 1981, 93–98. Ridgway 1990, 217, raises a
good point when she says that a Ptolemaic connection is in no way assured. Eurypylus is a local king
and Isis a general patroness of sailors. Therefore, the
136
symbolism of the prow’s sculptural decoration may
be Libyan.
73 Kraay and Hirmer 1966, pl. 174, 574.
74 Murray 1991, fig. 4–15.
75 Zachos 2003, 72.
post-actium place making: octavian and the ambracian gulf
Fig. 10 Close-up of the symbols
on the Athlit ram’s port side cowl.
with the rostrate columns of C. Duilius (ca. 260 BC), one in the Forum and another
near the entrance of the Circus Maximus, of M. Aemilius Paulus (ca. 254 BC) on the
Capitoline Hill, and of Octavian himself (ca. 36 BC) in the Forum. Large-scale displays
of captured rams projecting outward from smooth surfaces across significant landscapes
typified some of the most important Republican period naval victory monuments.76
76 Varvaet and Dart 2016, 394–402, presents persuasive arguments that M. Vipsanius Agrippa received a
rostrate column in 36, and advances (n. 36) an interesting idea that, “Fulvius Nobilior likewise erected a
rostral column on the Capitol, especially as the triumphal chronology indicates that he had held the
summum imperium auspiciumque on the day of the
decisive naval victory”; Lorenzo 2011, 150–152, 269–
274, with bibliography; Sehlmeyer 1999, 119–121;
Jordan-Ruwe 1995, 64; Pietilä-Castren 1987, 28–34.
– For a discussion of the honors Duilius received, as
well as his coinage, in great detail and with a great
deal of historical context and insightful commentary see Kondratieff 2004, 2–10, 16–32.
137
kristian lorenzo
Fig. 11 The view from the
campsite memorial with the
foundations of two square statue
bases and the in-situ remains
of the memorial’s altar in the
midground.
5 Conclusion
Octavian’s foundation of Nicopolis in commemoration of his and Agrippa’s naval victory over Mark Anthony and Cleopatra altered forever the human and natural topographies of northwest Greece. Nicopolis was neither an isolated establishment, nor a fleeting physical presence. It ordered formerly wild land by both centuriation and an urban
grid, and dominated that newly tamed land via monumental structures, such as the stadium. The city was the social and political heart of a landscape knit together by repeated
symbols of naval victory, a landscape that stretched from the hillside campsite memorial
in the north, to the Temple of Actian Apollo on its hill to the south (Fig. 11).
From the memorial on a clear day, visitors both ancient and modern can look down
upon the city’s Proasteion, the city of Nicopolis itself, and off in the distance to both the
Actian Peninsula and the mouth of the Ambracian Gulf. The city of Nicopolis, Actian
Apollo’s sacred city, was bracketed by sacred spaces. The Temple of Actian Apollo and
the Actian dekanaia in their sacred grove, were in the south; the Proasteion’s gymnasium,
stadium, and theater in their sacred grove; and the campsite memorial lay to the north.
Formerly unpopulated and unproductive land became a landscape cyclically renewed
through the celebration of the sacred Actia; a landscape filled with naval victory monuments built specifically to commemorate the Actian War and the Battle of Actium, the
battle that decided the fate of an empire and gave birth to Octavian’s Actium Complex.
Both synchronic and diachronic in nature, this landscape relied on visual interconnections, shared symbolism, and the fusion of bi-cultural patterns of commemoration.
Whether a newly created sacred setting (campsite memorial) or a brand-new living place
(Nicopolis), these monuments were key centers of the religious activities most closely
tied with the solidification of Octavian’s Mediterranean-wide supremacy, while producing cumulative effects on the natural environment.
138
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Zachos 2007a
Konstantinos L. Zachos. “ΤΑ ΓΛΥΠΤΑ ΤΟΥ ΒΟΜΟΥ ΣΤΟ ΜΝΗΜΕΙΟ ΤΟΥ ΟΚΤΑΒΙΑΝΟΥ ΑΥΓΟΥΣΤΟΥ ΣΤΗ ΝΙΚΟΠΟΛΗ ”. In Nicopolis B. Proceedings of the Second International Nicopolis Symposium (11–15 September 2002). Vol. 1. Preveza:
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Zachos 2007b
Konstantinos L. Zachos. “ΤΑ ΓΛΥΠΤΑ ΤΟΥ ΒΟΜΟΥ ΣΤΟ ΜΝΗΜΕΙΟ ΤΟΥ ΟΚΤΑΒΙΑΝΟΥ ΑΥΓΟΥΣΤΟΥ ΣΤΗ ΝΙΚΟΠΟΛΗ ”. In Nicopolis B. Proceedings of the Second International Nicopolis Symposium (11–15 September 2002). Vol. 2. Preveza:
Municipality of Preveza, 2007, 311–321.
Zachos 2008a
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City of Augustus’ Victory. Athens: Τ. Δ. Π. Ε. Α. Ε.
Επιστημονική Επιτροπή Νικόπολης, 2008.
Zachos 2008b
Konstantinos L. Zachos. Ακτια αθλετικοί αγώνες
των αυτοκρατορικών χρόνων στη Νικόπολη της
Ηπείρου. Athens: Τ. Δ. Π. Ε. Α. Ε. Επιστημονική
Επιτροπή Νικόπολης, 2008.
Illustration credits
1 Photo: British Museum. 2 J. C. Golvin.
3 Photo: D. Diffendale. 4 K. Zachos.
5 Archaeological Museum of Nikopolis (Photo:
K. Lorenzo). 6 Teichmann and Zachos 2017, 91,
fig. 91. 7–8 Trianti, Lambaki, and Zampiti 2013,
288 ills. 3 (Photo: I. Trianti). 9–10 The National
Maritime Museum, Haifa, Israel (Photo: O. Rozen).
11 Photo: W. Bruce.
KRISTIAN LORENZO
Ph.D. (University of Wisconsin-Madison, 2011), is
the Upper School Latin instructor at The Meadows
School. Prior to this he was a visiting assistant professor at Hollins University. His research focuses
on dedications for victories at sea, the cross-cultural
adaptation of victory imagery, and early imperial usage of traditional commemorative practices
for propagandistic purposes. He has excavated at
Salemi, Sicily, the Athenian Agora, ancient Corinth
and ancient Lechaion.
Dr. Kristian Lorenzo
Upper School Latin Instructor
The Meadows School
8601 Scholar Lane
Las Vegas, NV 89128, USA
Email:
[email protected]
143
Aynur-Michèle-Sara Karatas
Rock-Cut Sanctuaries of Demeter and the Cultic
Significance of Rocky Outcrops for the Cult of
Demeter
Summary
Rocks are associated with Demeter’ search for her daughter Persephone, who was abducted
by Hades into the underworld. The so-called Mirthless rock is the stone upon which Demeter sat down after her search for her abducted daughter. Demeter is also linked to rocks as
a chthonian goddess. Many sanctuaries of Demeter are located on hills with rocky formations, as rocky outcrops were crucial for some rituals of Demeter. Rocks were worshipped as
aniconic representations of deities and were integral to cultic rituals in ancient Greece, Asia
Minor, and the Near East. This paper discusses the cultic significance of rocks for the cult of
Demeter, the features of her rock-cut sanctuaries in Greek East, and how rocky formations
were integrated into rituals performed in honor of Demeter.
Keywords: Demeter; Mirthless rock; rock-cut sanctuary; libation; mysteries; Asia Minor
Felsen werden mit Demeters Suche nach ihrer Tochter Persephone in Verbindung gebracht,
die von Hades in die Unterwelt entführt wurde. Demeter hatte sich auf der Suche nach ihrer entführten Tochter auf den sogenannten “Freudlosen-Felsen” gesetzt. Demeter ist auch
als eine chthonische Göttin mit Felsen verbunden. Viele Demeter-Heiligtümer befinden
sich auf Hügeln mit Felsformationen, die für manche ihrer Rituale wichtig waren. Felsen
wurden als anikonische Darstellungen von Gottheiten verehrt und waren ein wesentlicher
Bestandteil kultischer Rituale im antiken Griechenland, in Kleinasien und im Nahen Osten. Dieser Artikel diskutiert die kultische Bedeutung von Felsen für den Demeter-Kult, ihre
Felsenheiligtümer in Ostgriechenland und wie Felsen in die Riten von Demeter integriert
worden sind.
Keywords: Demeter; freudloser Felsen; Felsheiligtum; Trankopfer; Mysterien; Kleinasien
Rebecca Döhl and Julian Jansen van Rensburg (eds.) | Signs of Place: A Visual Interpretation of
Landscape | Berlin Studies of the Ancient World 65 (ISBN 978-3-9820670-2-5; DOI 10.17171/3-69) |
www.edition-topoi.org
145
aynur-michèle-sara karatas
sic venit ad portus, Attica terra, tuos.
hic primum sedit gelido maestissima saxo:
illud Cecropidae nunc quoque triste vocant
Thus she came to thy havens, land of Attica. There for
the first time she sat her down most rueful on a cold stone:
that stone even now the Cecropids call the Sorrowful.
Ov., Fast. 4.502–5041
1 Demeter and rocky outcrops
The sanctuaries of chthonian deities2 that located at places with natural rock formations
have a long tradition in the Greek world, going back to the Minoan period. Willetts
points out that rock-shelters and caves were very important to sanctuaries of fertility
deities.3 Nilsson and Dietrich believe that the tradition of using rock-shelters as sanctuaries is older than the Minoan culture.4 Dietrich has suggested that caves, as well as
rock- shelters, were used during the Neolithic period for living and burials.5 Nilsson
states that stones were considered to be representations of some deities, such as Eros,
Charites, Apollo, and Zeus.6 It seems that the worship of stones as aniconic representations of deities has its roots in the Near East.7 Rocks were also worshipped in Israel,8
where the term ‘rock’ was used as one of the names of God.9 There is no epigraphic or
literary evidence, however, that standing stones or pristine rocks were worshipped as an
aniconic representation of Demeter.
Cicero (106–163 BCE) says that people who visited the sanctuary of Demeter at
Enna “seemed to be going not to a temple of Ceres, but to Ceres herself”.10 Cicero does
not mention that the rocky outcrop was worshipped as an aniconic representation of
Demeter. The sanctuary of Demeter in Enna consists of an impressive and massive rock
situated on the top of a mountain.11 Such a massive rock is not attested for other sanctuaries dedicated to Demeter. The massive rocky outcrop has a cave and few rock-cut
niches. The surface atop the rocky outcrop is partially carved. According to Cicero and
Valerius Maximus (1st century CE), the cult of Demeter was famous at Enna, and the
2 Chthonian deities are associated with the underworld and agricultural fertility. For the chthonian
deities, see Scullion 1994; Olympian and Chthonian, Cl. Ant. 13, 75–119.
3 Willetts 1977, 116.
4 Nilsson 1971, 56; Dietrich 1974, 77.
5 Dietrich 1974, 79.
146
6
7
8
9
10
11
Nilsson 1967, 201–209.
ThesCRA III 2005, 317.
Nakhai 2001, 90.
Psalm 19:15.
Cic., Verr. 2.4.108.
For the sanctuary of Demeter at Enna, see Hinz
1998, 124.
rock-cut sanctuaries of demeter and the cultic significance
Fig. 1
The Ploutonion at the sanctuary of Demeter and Persephone in Eleusis.
goddess had a temple dedicated to her.12 A temple of Demeter at Enna has not yet been
located. Roman authors such as Cicero, Ovid (1st century CE), and Seneca the Younger
(1st century CE) locate the abduction of Proserpina13 by Pluto to take her into the underworld to Enna.14 Valerius Flaccus (1st century CE) says that Proserpina danced “beneath
the cliffs of Sicily”.15 The cliffs mentioned here may refer to the cliffs of Etna. According
to Pseudo-Hyginus (1st century CE), Proserpina was gathering flowers on Mount Etna
when she was abducted.16 Due to the absence of archaeological material at the rock-cut
sanctuary of Demeter in Enna, it is not known to what extent the rock was part of rituals
performed at this shrine and worshipped as an aniconic representation of Demeter. The
rock at Enna was presumably linked to the chthonian nature of Demeter.
Ovid included in Fasti (4502–4504) the myth of Hades’ abduction of Persephone.
After the abduction of Persephone, Demeter began to search for her daughter. She came
to Attica and sat down on a pristine rock that was named ‘Agelastos petra’ (Ἀγέλαστος
πέτρα), which means ‘the Mirthless rock’. Pseudo-Apollodorus (1st–2nd centuries CE)
provides the fullest description of the Mirthless rock in The Library 1.5.1; this description
occurs in connection with the abduction of Persephone by Hades, also named Plouton,
12 Cic., Verr. 2.4.108; Val. Max., De factis dictisque memorabilibus 1.1.1.
13 Proserpina is the Latin form of Persephone.
14 Cic., Verr. 2.4.49; Ov., Met. 5.462–5.486; Ovid
(Frazer) 1931, 4.417–4.455; 4.461–4.462; Sen., Hercules Furens 658–661.
15 Val. Fl. Argonautica 5.344.
16 Ps.-Hyg., Fab. 145.
147
aynur-michèle-sara karatas
Fig. 2 A votive relief dating to
the 4th century BCE from the
sanctuary of Demeter and Kore at
Eleusis depicts Demeter sitting on
rocky outcrops (on the right-hand
side) and receiving the worship of
her devotees.
and Demeter’s arrival at Eleusis. Pseudo-Apollodorus mentions that the Mirthless rock
is situated not far from a well named Kallichoron (the well of the fair dances) that is
situated in the forecourt next to the Greater Propylaia of the sanctuary of Demeter and
Persephone at Eleusis (The Library 1.5.1). In its current state, rocky outcrops are not situated in the forecourt of the sanctuary of Demeter and Persephone at Eleusis. As the
Ploutonion, a cave sanctuary, is the only cliff located in proximity to the Kallichoron
well, the Mirthless rock may refer to the Ploutonion.17 Hesychius of Alexandria (5th or
6th century CE) also tells us that Demeter was sitting on the Agelastos petra (s.v. Ἀγέλαστος πέτρα). Pausanias (1.43.2) indicates that the story goes that a rock (πέτρα) situated
near the prytaneion of Megara was named ‘Anaclethris’ (Άνακληθρίς), which means ‘to
recall’ because Demeter “called her daughter back when she was wandering in search of
her”.18 The Etymologicum Magnum (11th century CE) identifies the rock Άνακληθρίς at
Megara with the rock upon which Demeter sat down and called her daughter.19 Muller
states that the account by Pausanias 1.43.2 may refer to a cavity or a cave where Hades abducted Persephone into the underworld.20 This would mean that the Anaclethris petra
was a cave that was considered to be the entrance to the underworld.21 Muller believes
that Pausanias uses the term πέτρα (petra) for an assembly of several rocks.22 Rubensohn has also suggested that the Mirthless rock is not a single rock, but an assembly
of several rocky.23 According to Rubensohn, the Agelastos petra is identical to the cave
that Theseus used for his descent into the underworld.24 This cave could be the Ploutonion (Fig. 1).25 Hesychius of Alexandria mentions that the Agelastos petra is located in
Attica (s.v. Ἀγέλαστος πέτρα).26 Therefore, the location of the Mirthless rock remains
unknown. It seems to be more likely that the Mirthless rock was located at Eleusis, as
the myth of Demeter was centered in Eleusis.
17 For further discussion on the Mirthless rock and the
148
rock-cut sanctuaries of demeter and the cultic significance
The most significant account of Persephone’s abduction by Hades and Demeter’s
search for her daughter is the Homeric Hymn to Demeter, composed sometime in the 7th
or 6th century BCE at Eleusis. However, the Homeric Hymn to Demeter does not mention
the Mirthless rock. Even if the Mirthless rock was mentioned by Greek and Roman authors more than 500 years after the composition of the Homeric Hymn to Demeter, Demeter was already depicted in the 5th and following centuries BCE sitting on a rock. This
means that the myth of Demeter and the Mirthless rock was already known during the
Classical and Hellenistic periods. A volute krater (430–420 BCE) depicts Demeter sitting on a rock and Persephone performing a libation.27 According to Clinton, the rock
depicted on this volute krater is the Agelastos petra.28 A votive relief (4th century BCE)
from Eleusis depicts Demeter sitting on rocky outcrops (Fig. 2). The so-called tomb of
Persephone (4th century BCE) at Aigai depicts the abduction of Persephone by Hades
and Demeter sitting on a rock. A clay figurine from the sanctuary of Demeter at Eretria
also depicts a woman sitting on a rock.29 Pausanias (8.42.4) mentions that Demeter had
a cave sanctuary located on Mount Elaius. A wooden image of Demeter in this cave depicted the goddess sitting on a rock. The Ara Pacis (9 BCE) shows Ceres sitting on a rock.
Demeter is also depicted in Greek art sitting on a rock and Persephone standing next to
her mother. Miles states that “the rocks served to tie Demeter’s suffering and her search
for her daughter”.30 As Demeter was also depicted together with her daughter, the rock
is not only linked to the sufferance of Demeter, but also to her chthonian nature. Despite the mythical significance of the Mirthless rock for the cult of Demeter, the pristine
rock depicted in Greek art may be a throne. Homer mentions in the Iliad 1.498–1.499,
5.753–5.754, and 8.4–8.5 that Zeus sat down on the topmost peak of the many-ridged
Olympus. In the account of Homer, the topmost peak of Olympus was referred to as a
throne of Zeus. Otto uses the term ‘Felsenthron’, which means ‘rock throne’, and states
Ploutonion, see BCH 82, 1958, 800–802; Clinton
1992, 14–27.
18 ἔστι δὲ τοῦ πρυτανείου πέτρα πλησίον: Ἀνακληθρίδα τὴν πέτραν ὀνομάζουσιν, ὡς Δημήτηρ, εἴ τῳ πιστά, ὅτε τὴν παῖδα ἐπλανᾶτο ζητοῦσα, καὶ ἐνταῦθα ἀνεκάλεσεν αὐτήν. “Near the
Town-hall is a rock. They name it Anaclethris petra, because Demeter (if the story be credible)
here too called her daughter back when she was
wandering in search of her” (translation by Jones,
W. H. S., Omerod, H. A. 1918. Pausanias: Description
of Greece, Loeb Classical Library (London: William
Heinemann Ltd.)).
19 Etymologicum Magnum s.v. Άνακληθρίς. Muller discusses in detail the significance of the Άνακληθρίς
20
21
22
23
24
25
26
27
28
29
30
mentioned in Etymologicum Magnum (Muller 1980,
89–90, fn. 18, 19).
Muller 1980, 91.
Muller 1980, 91.
For details and further discussions on the rock mentioned by Pausanias (1.43.2) see Muller 1980, 89–92.
Rubensohn 1899, 47.
Rubensohn 1899, 48.
Rubensohn 1899, 48.
Schmidt 1867.
Iris and B. Gerald Cantor Centre for Visual Arts at
the Stanford University 70.12.
Clinton 1992, 14–15.
Metzger 1985, 29, pl. 22, fig. 427.
Miles 1998, 20.
149
aynur-michèle-sara karatas
that the pristine rocks served as a throne for deities, whereas rock-cut thrones were reserved for human beings.31 The pristine rock upon which Demeter was represented as
sitting upon could be a rock throne, but it could also emphasize the chthonic side of
the cult of Demeter.
Many sanctuaries of Demeter are located on rocky ground, but not all shrines have
rocky outcrops. Rocky outcrops are attested for the sanctuaries of Demeter at Nymphaion,
Apollonia Pontica, Stageira, Thasos, Megara, Corinth, Thera, Naxos, Vetralla, Vaste, Oria,
Eloro, Agrigento, Neandria, Miletus, Iasos, Cnidus, Kaunos, Lindos, Hyrtakina, and
Kastellos of Vryses Kydonia at Chania (Fig. 3).32 The most prominent sanctuary of Demeter is located at Eleusis, where the Eleusinian Mysteries33 were performed in the Telesterion. The seats in the Telesterion are cut into the rocky ground. A rocky outcrop was left
in the Eleusinion, a sanctuary of Demeter, Persephone, and Triptolemus in Athens. A
sanctuary at Thera, probably dedicated to Demeter, consists of several oikoi built next
to a rocky outcrop.34 The sanctuary of Demeter at Nymphaion (Ukraine) has an oikos
located next to a rocky outcrop.35 The sanctuary of Demeter at Sangri on Naxos has
rock-cut pits and channels.36 The sanctuaries of Demeter at Apollonia Pontica, Kaunos,
and Iasos have large rocky outcrops. The sanctuary of Demeter at Miletus has rocky outcrops in the temple. The cave sanctuary of Demeter at Vetralla has a naiskos situated in
a cave; this recalls the Ploutonion at Eleusis. The sanctuaries of Demeter at Apollonia
Pontica, Neandria, Kaunos, and Iasos date to the 6th century BCE, suggesting that rocky
outcrops were considered significant for the cult of Demeter during the Archaic period
in different regions. The rocky outcrops, as part of the cult of Demeter in these cities,
have their origin more in local customs than in the Eleusinian cult, as the cult of Deme-
31 Otto 2012, 20–22.
32 Nymphaion (Ohlerich 2009, 117, 120s); Apollonia
Pontica (Damyanov 2016, 119, fig. 1); Stageira (Sismanidis 1999, 472–474; Sismanidis 2003, 77–81);
Thasos (BCH 75, 1951, 90–96; Muller 1996, 14);
Megara (Muller 1980, 83–87); Corinth (Bookidis
and Stroud 1997); Thera (Efstathiou 1998, 806);
Naxos (Lambrinoudakis 2002); Vetralla, Vaste (Mastronuzzi 2008, 148–149); Oria (Mastronuzzi 2008,
140); Eloro (Hinz 1998, 111–118); Agrigento (Hinz
1998, 74–75); Neandria (Akarca 1977, 45; Filges and
Matern 1996, 44); Miletus (Müller-Wiener 1980,
31–38; Müller-Wiener 1981: 99–105; Schipporeit
2013, 104–121); Iasos (Levi 1967/1968, 569–573;
Levi 1969, 119–121; Johannowski 1985, 55–58; Berti
and Masturzo 2000, 218–220; Bonifacio 2002, 14–
15; Rumscheid 2006, 149; Schipporeit 2013, 81–
92); Kaunos (BCH Suppl. 38, 2000, 229–240; Bulba
150
33
34
35
36
and Doyran 2009, 7; Bulba 2010, 649–667); Lindos
(Blinkenberg 1931, 55–56; Rumscheid 2006, 153–
155); Hyrtakina (Sporn 2002, 301–302); and Kastellos of Vryses Kydonia at Chania (Sporn 2002, 282).
It was assumed that the Felsspalttempel, a rockcut temple, at Ephesus was dedicated to Demeter.
Meanwhile, it is believed that the temple was dedicated to another deity, probably to Artemis. For the
Felsspalttempel see Soykal-Alanyalı 2005, 319–328.
The Eleusinian Mysteries were the most important
mysteries of ancient Greece celebrated each year at
the sanctuary of Demeter and Persephone in Eleusis.
The Eleusinian Mysteries promised a better afterlife
for initiates.
Efstathiou 1998, 806.
Ohlerich 2009, pl. 33, 37.
Lambrinoudakis 2002, 387–391; Lambrinoudakis
2008, 93–98.
rock-cut sanctuaries of demeter and the cultic significance
Fig. 3
Rocky outcrops situated in the sanctuaries of Demeter.
ter began to flourish in different cities independently from Eleusis during the Archaic
period.
Rock-cut sanctuaries are not only attested for Demeter but also for other Greek
deities. Some sanctuaries dedicated to various Greek deities have rock-cut niches, stairs,
and terraces. Niches and stairs are cut into the cliff-faces or into the rocky ground. The
sanctuaries of Demeter differ in some respects from the rock-cut sanctuaries of other
deities. Several sanctuaries of Demeter are located on the slope of rocky hills; however,
niches or stairs cut into the cliff-faces are not typical for the sanctuaries of Demeter.
Most rock-cut sanctuaries of Demeter have pits or channels cut into the rocky ground,
and pristine rocks are left without any carving.
2 Rocky outcrops at the sanctuaries of Demeter at Neandria,
Miletus, Iasos, and Kaunos
Due to the scope of this paper, only the rock-cut sanctuaries of Demeter in western Asia
Minor will be discussed: Neandria, Miletus, Iasos, and Kaunos (Fig. 3). Miletus, Iasos,
Cnidus, and Kaunos are located in Caria, where natural wondrous places were chosen
for the sanctuaries of Demeter.
Işık has suggested that Demeter has her origin in Asia Minor, as the cult of agricultural fertility began in the so-called Fertile Crescent with the cultivation of wheat.37 Işık
37 Işık 2013, 209.
151
aynur-michèle-sara karatas
Fig. 4 Plan of the sanctuary of
Demeter at Neandria.
believes that people migrated from Asia Minor to mainland Greece sometime during the
Bronze Age brought with them some features of the Anatolian earth goddess, including the link of the fertility goddess to rocks.38 Asia Minor is well-known for rock-cut
sanctuaries of the Phrygian goddess Cybele, who was also a goddess of agricultural fertility.39 Despite the beginning of the cult of agricultural fertility in the Fertile Crescent,
the connection of the cult of Demeter with rocks may also have its origins in Greece.
An extra-urban open-air sanctuary of Demeter is located outside the city walls in the
southeast of Neandria (Fig. 4). The excavations carried out at the open-air sanctuary in
1993 brought to light a bothros,40 rock shelters, peribolos walls,41 and rock-cut stairs.42
The peribolos wall is 29.07 m wide on the west side of the temenos and 17.40 m on the
southwest side. A rock-cut staircase leads to the entrance in the southwest.43 Buildings
are not attested for this shrine, indicating that rituals were performed in the open-air.
Epigraphic and literary sources are silent concerning the cult and the rituals of Demeter
performed at Neandria. We can partially determine the rituals performed at this site
through the archaeological material.
38 Işık 2010, 81–83; Işık 2013, 207–213.
39 Berndt-Ersöz 2006 analyzed a high number of rock-
152
cut sanctuaries of Cybele in Asia Minor.
40 Bothros (βόθρος, pl. βόθροι) is a pit dug into the
rock-cut sanctuaries of demeter and the cultic significance
Fig. 5
West corner of the sanctuary of Demeter at Neandria.
The rock shelters are of great interest for this shrine, as the site was selected because of
the large rocky outcrops situated in the eastern side of the temenos. The landscape of
Neandria is characterized by large rocky outcrops; however, such massive rocks do not
always form shelters and are not located next to the city walls. The rocky outcrops are
significantly high and large (Fig. 5). The rock shelters form four rooms of different sizes.
Room 1 measures 10.15 x 16.45 m and is accessible from the temenos. Room 1 is, therefore, significantly large, making it suitable for the performance of rituals with several
worshippers. Room 2 is accessible from room 1. These two rooms were apparently integral to different cultic rituals. Rooms 3 and 4 are significantly smaller than rooms 1 and
2. The excavations did not unearth archaeological material in the rock shelters that can
help us to establish their use in cultic contexts. The absence of archaeological material
suggests that the rock shelters were not used for animal sacrifices, bloodless offerings,
and votive offerings, but for rituals, which were performed without leaving a trace. Pausanias informs us that rocks were integral parts of rituals performed at some sanctuaries
of Demeter. Pausanias (8.15.1–8.15.2) mentions that the mysteries were performed in an
ground and used for offerings made to a deity.
41 Peribolos (περίβολος) was the surrounding wall of a
shrine.
42 Filges and Matern 1996, 43–44.
43 Akarca 1977, 47.
153
aynur-michèle-sara karatas
open-air sanctuary of Demeter at Pheneos (Arcadia) that consisted of two rocks. Meanwhile, at Hermione (Argolis) “there are also circuits of large, unworked stones, within
which they perform the mystic ritual to Demeter”.44 The rock shelters at Neandria were
presumably used for secret rituals. The mysteries of Demeter performed around rocky
outcrops and shelters were performed in the open-air. The archaeological material from
the open-air sanctuary of Demeter at Neandria dates to the 6th century BCE.45 This
means that the cult of Demeter was already established in the 6th century BCE, and the
rock-shelters were crucial for various rituals at Neandria. If the mysteries were already
performed at Neandria in the 6th century BCE, they could have been introduced independently from Eleusis, as close connections between the two cities are not known
for this period, and the Eleusinian Mysteries did not have a Pan-Hellenic significance
during the Archaic period.
A bothros unearthed between the city wall and the rock shelters provides archaeological evidence that gives insight into the rituals that might have been performed at
this shrine of Demeter in Neandria. The bothros has six different layers, where votives
and remains of burnt offerings were deposited.46 The deepest layer (layer 6) consists of
charcoal and animal bones, indicating that burnt offerings were made here. As the ash
layer is only 10 cm thick, we can assume that numerous animals were not sacrificed over
time. Clay figurines and clay vessels were deposited in layers 2–5. The clay figurines of
hydrophoroi and miniature hydriai dating to the 6th–3rd centuries BCE47 are among
the votives deposited into the bothros. The miniature hydriai make up the vast proportion of the votives (58 %). The figurines of hydrophoroi and miniature hydriai provide
evidence for libations performed at this site. The clay figurines of hydrophoroi are especially attested in western Asia Minor for the Carian sanctuaries of Demeter, where a
few or several hundred miniature hydriai were unearthed. Libation was an important
ritual that was performed on a regular basis from the beginning of the cult of Demeter
at Neandria in the 6th century BCE until its end in the 3rd century BCE. Water probably taken from a spring not far from the sanctuary of Demeter at Neandria was used for
libation. It is worth noting that several sanctuaries of Demeter with rocky outcrops are
situated not far from a spring, river, lake, or shore. Libation was an important feature of
the cult of Demeter at these sanctuaries.
The sanctuary of Demeter on Humei Tepe at Miletus is located within the city walls
in the north of the city (Fig. 6). Humei Tepe is an elongated and somewhat flat hill.
In antiquity, Humei Tepe was a peninsula, and the sanctuary of Demeter was the only
shrine situated on this hill. The distance of the sanctuary to the settlement at Miletus
allowed the performance of secret rites of Demeter. A prostyle Ionic temple (22.56 x
44 Pausanias 2.34.10.
45 Filges and Matern 1996, 45–70.
154
46 Filges and Matern 1996, 70–71, fig. 2.
47 Filges and Matern 1996, 50–51.
rock-cut sanctuaries of demeter and the cultic significance
Fig. 6
Plan of the sanctuary of Demeter on Humei Tepe at Miletus.
11.75 m) dating to the second half of the 3rd century BCE is located on a rocky outcrop
(Fig. 7).48 The cella of the temple of Demeter sits atop a rocky outcrop whose surface is
carved to the level of the floor. Müller-Wiener states that the whole floor of the cella was
not paved and the rocky outcrop was used as a floor.49 The rocky outcrops, where the
cella is located, are the largest in the northern part of the Humei Tepe. It was apparently
intended to use the rocky outcrop as the floor of the cella. The rocky outcrop in the cella
allowed worshippers and cultic officials to be in touch with the ground. Plutarch mentions that women were “sitting upon the ground” during the Thesmophoria.50 Many
temene of Demeter are not paved as a result of this custom; for example, the temenos of
Demeter on Humei Tepe is also not paved.
More than 200 miniature hydriai,51 clay figurines of hydrophoroi, and draped female figurines were unearthed in pits at the sanctuary of Demeter on the Humei Tepe.52
48 Müller-Wiener 1980, 30–38; Müller-Wiener 1981,
103.
49 Müller-Wiener 1980, 32, fn. 16.
50 Plut., De Is. et Os. 69.378.
51 Pfrommer 1983, 79–80.
52 Held 1993, 371–373.
155
aynur-michèle-sara karatas
Fig. 7 Rocky outcrop as floor of
the temple of Demeter on Humei
Tepe at Miletus.
The votives were dedicated between the 5th and 3rd centuries BCE.53 This means that the
votives were dedicated before the temple was built. The sanctuary of Demeter on Humei
Tepe was an open-air sanctuary for more than 200 years and the votives were dedicated
during this period. Such a high number of miniature hydriai are not attested for other
sanctuaries of Demeter in western Asia Minor. Libation was presumably performed at
this site into pits, onto the earth, onto rocky outcrops, or in a cave situated in the south
of the temenos. The rocky outcrops were probably central to libation. The dedication of
miniature hydriai ended in the 3rd century BCE. This is also the period during which
the Ionic temple was built. The performance of libation was not restricted to open-air
sanctuaries. As miniature hydriai were dedicated over a period of ca. 200 years, it seems
unlikely that the performance of libation ended abruptly in the 3rd century BCE.
A sanctuary of Demeter is situated on the southern slope of the acropolis of Iasos,
which is located on a peninsula.54 The first construction phase of the sanctuary dates
to 510–480 BCE, and it was in use until the 4th century BCE.55 The precinct measures
approximately 22 x 22 m and is surrounded by peribolos walls.56 The precinct is located
on a large rocky ground. This is the only place on the acropolis of Iasos that offers a large
rocky ground that was carved (Fig. 9). The smooth surface of the carved rocky ground is
unusual for the sanctuaries of Demeter. It is not apparent why the surface of the rocky
ground was carved. The sanctuaries of Demeter usually have flat temene with uncarved
rocky outcrops and unpaved floor. The impressive rocky outcrops in the south of the
temenos were, however, left uncarved (Fig. 10). An oblong cavity atop the rocky outcrop
was presumably used for libation, as offerings and votive remains were not found in
the cavity. The sanctuary has a temple, several oikoi, and rock-cut pits (Fig. 8). Clay
53 Pfrommer 1983, 80; Held 1993, 373.
54 Levi 1969, 119; Johannowski 1985, 57; Berti and
Masturzo 2000, 218; Bonifacio 2002, 14.
156
55 Levi 1967/1968, 569, fig. 37.
56 Levi 1967/1968, 572; Johannowski 1985, 55; Berti
and Masturzo 2000, 218; Schipporeit 2013, 89.
rock-cut sanctuaries of demeter and the cultic significance
Fig. 8 Plan of the sanctuary of
Demeter at Iasos.
figurines of hydrophoroi, draped women, men, lamps, and miniature hydriai dating to
the Archaic and Classical periods were deposited into a pit situated in an oikos and in
the eschara located in the temple.57 At this sanctuary too, the figurines of hydrophoroi
and the miniature hydriai indicate the performance of libation. Water was fetched from
the sea or brought in hydriai for the performance of libation. As rock-cut or stone-lined
pits are not attested, libation was presumably performed into the cavities of the rocky
outcrops or onto the earth.
The sanctuary of Demeter at Kaunos is located on the slope of the rocky hill Küçük
Kale in the south of the city. The agora, the sanctuary of Apollo, the theatre, and other
public buildings are situated in the north and northeast of the city. The open-air sanctuary, whose first construction phase dates to the 6th century BCE, measures 32.2 x 31.1 m
(Fig. 11).58 Two staircases (staircases A–B) lead to the temenos that is surrounded by peribolos walls in the southwest and northeast. Impressive, large rocky outcrops are situated
in the southeast of the temenos (Figs. 11, 13a). Apart from Neandria, such large rocky
outcrops are not attested for other sanctuaries of Demeter in the Greek East.59 Several
channels are carved into the rocky outcrops that lead to the ground (Fig. 13b). Işık points
out that open-air sanctuaries consisting of rocky outcrops, rock-cut bowls, and channels
57 Levi 1967/1968, 573–574; Levi 1969, 119; Johannowski 1985, 55; Berti and Masturzo 2000, 219–220;
Bonifacio 2002, 15.
58 Bulba 2008, 111; Bulba 2010, 649.
59 The Greek East refers to the western part of Asia
Minor and the islands off the western coast.
157
aynur-michèle-sara karatas
Fig. 9
Sanctuary of Demeter at Iasos. Vue from north.
are attested for several sanctuaries in Lycia, where they have a long tradition.60 Rock-cut
channels and bowls are also attested for the sanctuary of Demeter at Lindos, where the
goddess was worshipped from the 6th century BCE onwards (Fig. 14). Kaunos is a Carian city located not far from Lycia. Rhodes had close political and cultural link to Caria
and Lycia, which were part of the Rhodian Peraia. Some features of the sanctuaries of
Demeter at Kaunos and Lindos may have their origins in Lycia.
The excavations at the sanctuary of Demeter in Kaunos brought to light clay figurines of hydrophoroi, draped women, men, coins, lamps, kernoi, and animal bones
deposited into several pits and cavities of the rocky outcrops.61 Küçük Kale is situated
at the border of a small lake now known as Sülüklü Göl that served as an inner port
in antiquity (Fig. 12). The staircase in the southwest of the sanctuary of Demeter leads
to the lake and the one in the northeast leads to the city. The staircase in the southwest
was probably used to obtain water from the lake, which was used for libation. Libation
was performed into the numerous channels carved into the rocky outcrops (Fig. 13). A
60 Işık 1996, 51–64; Işık 2010, 82–109, fig. 20, 25, 36.
158
61 Varkıvanç 1998; Bulba 2008, 112–113; Bulba and
Doyran 2009, 8; Bulba 2010, 650–667.
rock-cut sanctuaries of demeter and the cultic significance
Fig. 10 Rocky outcrops in the
southern part of the sanctuary of
Demeter at Iasos.
Fig. 11 Plan of the sanctuary of
Demeter at Kaunos.
church dating to the 5th century was built on the rocky outcrops at this site. The location of the church is not a coincidence. Many churches were built on Greek sanctuaries,
as such sites were considered holy. The temenos of Demeter at Kaunos is large and offers
enough space for a small church (see Fig. 11). The location of the church indicates that
the rocky outcrops were considered to be the most sacred place within the sanctuary of
Demeter at Kaunos. The rocky outcrops were preserved and not carved for the construction of the church. This also emphasizes the high significance of the rocky outcrops for
the sanctuary of Demeter at Kaunos.
159
aynur-michèle-sara karatas
Fig. 12
The sanctuary of Demeter located on the slope of the hill Küçük Kale at Kaunos.
Fig. 13
Rocky outcrops at the sanctuary of Demeter
3 Conclusion
Pristine rocks were not only associated with Demeter’s search for her daughter but also
with the chthonian elements of her cult. Despite the significance of rocks for the cult of
Demeter, rocky outcrops are only attested at a few sanctuaries of Demeter, where rocks
were crucial for the rituals that were performed there. The features of the sanctuaries
of Demeter were influenced by regional customs, as the cult of Demeter was already
established during the Archaic period in different Greek regions, independently from
Eleusis. The landscape was also decisive for the features of the sanctuaries of Demeter.
Some cities had many places with rocky outcrops and some only a few. Some of the
rock-cut sanctuaries consist of rock-cut pits and channels, and some only of pristine
rocks. Cavities, rock-cut channels, and pits were used for libation. It seems to be likely
that rocky outcrops at the sanctuaries of Demeter in western Asia Minor are closely
160
rock-cut sanctuaries of demeter and the cultic significance
Fig. 14
Rock-cut bowls (a) and rock-cut pit at the sanctuary of Demeter located on the acropolis of Lindos.
linked to libation, especially those in Caria. Clay figurines of hydrophoroi and miniature
hydriai are mainly attested for the Carian sanctuaries of Demeter. As the cavities in rocky
outcrops lead to the earth, the libation performed into the cavities was a kind of offering
made to the chthonian cult of Demeter. Libation was performed for various reasons,
including agricultural and human fertility.
161
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Sven T. Schipporeit. Kulte und Heiligtümer der
Demeter und Kore in Ionien. Vol. 16. Byzas. Istanbul:
Ege Yayınları, 2013.
Schmidt 1867
Moritz Schmidt. Hesychii Alexandrini Lexicon.
Sumptibus Hermanni Dufftii (Libraria Maukiana),
1867.
Scullion 1994
Scott Scullion. “Olympian and Chthonian”. Classical Antiquity 13 (1994), 75–119.
Sismanidis 1999
Konstantinos Sismanidis. “Ανασκαφικά και αναστηλωτικά αρχαίων Σταγείρων 1997”. ΑΕΜΘ 11
(1999), 469–479.
Sismanidis 2003
Konstantinos Sismanidis. Ancient Stageira: Birthplace of Aristotle. Athens: Archaeological Receipts,
2003.
Soykal-Alanyalı 2005
Feriştah Soykal-Alanyalı. “Überlegungen zu dem
Kult von Demeter und Kore im sogenannten Felsspalttempel”. In Synergia: Festschrift für Friedrich
Krinzinger. Ed. by B. Brandt, V. Gassner, and S.
Ladstätter. Vienna: Phoibos, 2005, 319–328.
Sporn 2002
Katja Sporn. Heiligtümer und Kulte Kretas in klassischer und hellenistischer Zeit . Heidelberg: Verlag
Archäologie und Geschichte, 2002.
Varkıvanç 1998
Burhan Varkıvanç. “Miniaturlampen aus
dem Demeterheiligtum in Kaunos”. Adalya 3
(1998), 87–96.
Willetts 1977
Ronald Frederick Willetts. The Civilization of Ancient Crete. Berkeley, CA: University of California
Press, 1977.
Illustration credits
1 Photo by A. M. S. Karatas. 2 Archaeological
Museum of Eleusis; photo: A. M. S. Karatas.
3 Map edited by A. M. S. Karatas. 4 Akarca
1977, fig. 18; plan edited by A. M. S. Karatas.
5 Courtesy of A. Filges. 6 Müller-Wiener 1980,
164
fig. 2; plan edited by A. M. S. Karatas. 7 Photo:
A. M. S. Karatas. 8 Johannowski 1985, fig. 2. 9–
10 Photo: A. M. S. Karatas. 11 Drawing: A. M. S.
Karatas. 12–14 Photo: A. M. S. Karatas.
rock-cut sanctuaries of demeter and the cultic significance
AYNUR-MICHÈLE-SARA KARATAS
studied classical archaeology, ancient history, and
pre- and protohistoric archaeology at the University
of Bochum (2003) and gained her PhD at the University of Bristol with a thesis on the sanctuaries of
Demeter in Western Asia Minor and on the islands
off the coast (2015). Her research is focused on
sanctuaries, cultic rituals, and financial aspects of
cults. She attended several archaeological surveys in
Italy, Greece, Turkey, Jordan, and Israel.
Dr. A. M. Sara Karatas
17 Lansdown Road
Saltford
BS31 3BB Bristol, UK
Email:
[email protected]
165
Nelson Henrique da Silva Ferreira
The Traditional Linguistic Thought Manifested in
Transversal Cultural Signs: Some Sumerian and Latin
References for the Symbolic Meanings of the Riverine
Landscape and the Metaphors of the Flood
Summary
A riverine basin with influence in agricultural activities has a transversal impact on the
expression of a culture, for its landscape, interacting with human cosmos presents itself
as a source of meaning. The way the natural world is reflected in abstract thought would
state the basis for linguistic creativity. Our aim is to analyze the way prejudgment, based on
common sense, is constructed and maintained in a defined cultural context, far behind the
exclusive literary expression. In order to understand how allegorical images and mechanics
on crystallization of traditional bias are built, we intend to identify possible traces of ancient
traditional linguistic thought in written literature.
Keywords: symbolic language; Sumerian literature; Georgics; traditional culture; linguistic
thought; ancient agriculture
Ein Flußbecken mit einem Einfluß auf landwirtschaftliche Aktivitäten hat eine transversale
Auswirkung auf den kulturellen Ausdruck/den Ausdruck von Kultur, da seine Landschaft,
welche mit dem menschlichen Kosmos interagiert, selbst eine Bedeutungsquelle darstellt.
Die Art und weise wie die natürliche welt reflektiert wird in den abstrakten Gedanken würde die Basis für linguistische Kreativität bedeuten.
Keywords: symbolische Sprache; Sumerische Literatur; Georgics; traditionelle Kultur;
linguistischer Gedanke; antiker Landwirtschaft
This paper is a revised version of a presenatation conducted at the conference “A Look at
the Roll of Agricultural Abstract Imagery the Conception of a Transversal and Traditional
Linguistic Thought: Some Sumerian and Latin References for the Symbolic Meanings of
the Riverine Landscape”. The research for this paper was conducted under the fellowship
Rebecca Döhl and Julian Jansen van Rensburg (eds.) | Signs of Place: A Visual Interpretation of
Landscape | Berlin Studies of the Ancient World 65 (ISBN 978-3-9820670-2-5; DOI 10.17171/3-69) |
www.edition-topoi.org
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nelson henrique da silva ferreira
SFRH/BD/93806/2013 granted by FCT – Fundação para a Ciência e Tecnologia.
The title of this paper may suggest that I am about to make a comparison between two
literatures, Sumerian and Roman, but that is far from the real aim of this study. In order
to construct a common landscape, I intend to propose a dialogic exercise between the
abstract meanings of some traditional images identifiable in two literary languages.
For obvious reasons, the two literatures cannot be compared; nonetheless, I am trying to search for similar forms of a symbol’s construction and parallel uses of the same
symbolic objects and topoi1 in the literary discourse of different linguistic cultures. In
this sense, the main targets of my analysis are related to the visual representation of the
agricultural physical dimension.
1 The Sumerian literature and the mechanics of the abstract
meaning
Sumerian literature will not be debated here, for this is a theme that remains very distant from obtaining agreement among scholars, at least when analytic attempts based
on modern categorization standards of the theory of literature are made.2 Concerning
this matter, one thing is known, Sumerian literature is not well understood or at least
not well interpreted.3 The reasons for the persistent ignorance of researchers are several,
but the most relevant among them, and probably the basis for all the other difficulties,
is the unknown context. The context of production and writing of each original version
of Sumerian texts is ignored. Even the practical function of some texts, which formal appearance tend to suggest them to be hymns or chants, are unknown and only explained
through speculative exercises.
The lack of information about the context and functions of the original texts bring
difficulties in the moment in providing an interpretative frame for what is expressed
in a particular composition, besides what one would call ‘objective information’. The
majority of the Sumerian literary compositions include some kind of narration, and it
is hard to deny its literary background. Sometimes they seem to have something similar
to a chorus, which can be seen as poetic music; also, they have, allegoric material and
1 As Oppenheim would call them (op. cit. Ferrara
1995).
2 See Fry 2012. For the analytic processes and criticism on modern literature construction and reception see Tejera 1995, 30–52, 74–102.
168
3 For perspectives on Sumerian literature I am following the considerations of Van De Mieroop 2016, 3–
86; Veldhuis 2004, 30–80; Black 1998; Rubio 2009,
11–76.
the traditional linguistic thought manifested in transversal cultural signs
metaphors, as one can see in the examples presented in this paper. All these components
can be considered literary aspects when merged with the narrative.4 However, most of
the texts were printed in scribal exercises, so, the literary cannon that is available to
modern scholars does not correspond to a literary function5 as one may understand
it nowadays, and one still does not know the true origins of those literary creations.
Indeed, how can one classify Sumerian literature and compare its data with sources
from different cultural contexts?
As it stands, is important to note that, probably, the challenges with understanding
Sumerian literature are not so much a result of what philologists ignore about it, but
instead, they are generated by what one believes they know about literature in general.
This statement is based on the fact that when Sumerian literature is being discussed, the
criteria used for the theoretical approach tends to be dependent on cultural stereotypes
based on the Graeco-Roman matrix, since so much is ignored about that Mesopotamian
culture. Prejudices and tradition tend to deceive philologists in the search for the right
questions, especially when one is engaged in a study of different cultural conceptions.
Thinking about Gilgamesh’s compositions, as an example, it is easy to notice a common and totally generalized prejudice circulating in the media. This text is popularly
called ‘The Gilgamesh Epic’ and, almost everyone who has heard about this text understood that the main character of the story was in an odyssey for eternal life. In other
words, there is an attempt to resume the narrative actions by using attributes of the two
principal sources for the occidental literature’s conceptions: the Iliad and Odyssey. Just
to remember, these texts happen to be written at least a thousand years later than the
Akkadian version of Gilgamesh, and its ‘historical context’ seems to reflect a background
that was two thousand years later than that of the king of Uruk.6 So, can one really say
that Gilgamesh is an Epic? To what kind of genre would the scribe who was copying it
consider this text to belong? Of course, if one proposes this question, first, one would
have to reflect on another one: Did the scribes of ancient Mesopotamia have their own
conception of genre?
So, with that in mind, what can be said about the Sumerian conception of literature?
In fact, one can say little using modern comprehensions and the data at our disposal today, for the distance in time is too great and the shadow over that culture and language
too dark. It is not known if there was even a concept of authorship in Sumerian literature. Usually, it is supposed that there wasn’t such a concept, but maybe there was. The
absence of proof does not mean that there wasn’t an authorship conception, for it is not
the absence of facts that confirm a theory, only the existence of data that can support or
disprove a theory.
4 See Gonzalo 2014, 9–18.
5 See Kleinerman 2011, 57–94.
6 See George 2003, 3–137.
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Despite all this, there are stories; there are narratives about lives and adventures,
landscape descriptions, and the use of stylistic resources. Are the mentioned elements
not the basis for the great works of the occidental cannon? It is not known in which
way these Sumerian textual expressions were submitted for analysis and discussion by
their ancient interlocutors regarding styles, originality, and aesthetics. There is, however,
definitely, literature in the Sumerian texts, even by modern occidental standards; for if
there is a construction of images to generate ideas of meaning as metaphors, there is
literature, art, and rhetoric. Of course, the conceptual elements of the modern theory
of literature cannot be clearly identified, although it is important to state that literature
as an object precedes those concepts. One cannot say for sure that Sumerian literature
was an art of joy, something that is the main principle of our concepts of literature, but
if one looks to it with the eyes of a consumer and not with the spirit of a philologist,
would one not take some pleasure from Dumuzi-Inana texts,7 or with the adventures of
Gilgamesh or with the episodes of the lives of the ancient kings?
Can the Sumerian literature bring valid data when studying the history of social
thought? Concerning linguistic information, I believe that it is not possible, due to a
great level of artificiality and apparent disconnection with the spoken language. However, the abstract language and its generated images can be a valuable resource towards
the understanding of traditional thought. The abstract language is composed by the
manifestation of reality as a construction of abstract images. And those images are the
basic building blocks for the development and crystallization of traditional thought and
for the conceptualization of the surrounding natural world.
When using Sumerian literature as a source, one cannot identify clearly and undoubtedly a metaphor or an allegory, so one always has to trust in one’s interpretation.
The exegesis of literature is inevitably based in modern prejudices. Even the suggestion
and identification of a ‘linguistic thought’ is an interpretation, based in conceptions of
traditional thought. For that reason, I took the option of classifying some of the symbols
not by words, using a crystallized lexicon, but by the ideas expressed in the texts. It is
important to remember that a word is very suggestive and that it can identify an exact
object, but that same object may suggest other ideas of meaning depending on its function, shape, color, texture, or cultural reception. So, the word that identifies the object
may identify other ideas too, abstract ideas, and even other objects. Let’s think about the
adjective ‘phallic’ and the multiplicity of applications it has in the identification of an
object’s form. If one tries an inversion on this approach and thinks about all the objects
that have such a shape, one will find a never-ending list of objects that can symbolize a
‘penis’ in popular discourse. In any culture, the word is not the unique significant tool
for the identification of the object. However, the context that is given to the object is
7 See Sefati 1998.
170
the traditional linguistic thought manifested in transversal cultural signs
crucial to identify it, independently of the syntagma in use. In that sense, one cannot exclusively trust in the reliability of the lexicon for the identification of meaning, but one
can try to recreate context through that semantic multiplicity by analyzing the image
that serve to ground it.
Also, modern scholars lack cultural context for making an expansion from semantics of Sumerian words, so one has to work with abstract ideas in order to create meaning,
instead of using possible synonyms and exact definitions. In fact, that is valid for Latin
lexicon too, for one may lose a lot of the potential polysemy that a word could have in
its cultural context.8
2 The riverine landscape as a source for symbolic universal
language
The symbol of the river is deeply rooted in the collective memory, foremost because
the river’s water gives life in a fundamental and literal sense by materializing the idea
of sustenance, irrigation, and fertility. As an abstract image, the river was a constant in
the ancient cultures of the Mediterranean, from Egypt to Rome; from Israel9 to Mesopotamia. Whenever there is a big river, flooding must be expected, which means that
the symbol of the river carries in it the meanings of life growing, abundance, and also,
scarceness and destruction.
The flooding of the rivers is a recurring theme in literature, stated as a source of
fertility for the land in need. The image of the river that transcends its margins could
also indicate the destructive potential of flooding, every time it was unpredictable and
out of control. So, there is duality in the symbol that considers two inverse conditions
of the natural world: ‘destruction’ and ‘growing’, ‘chaos’ and ‘peaceful harmony’.
The social value of the river and the construction of its symbol in the social thinking
inevitably would be related to a physical image, that is to say, would be related to the
landscape where the river is framed. The meaning of that image depends on the context
generated by the mood of the river as an agent and through the natural world as a patient.
At this point, I must note that in this theoretical analysis, I understand ‘natural world’
as all the cosmos touching human reality.
In a text published by Hallo and van Dijk (1968) entitled Inana Exaltation (Inanna
B), flood and destruction are presented as a landscape’s picture. In order to establish the
8 Regarding translations and transliteration of original texts, the following sings are used: X – indicates
a fragmentary or unreadable sign; [X] – indicates
one sign missing; [] – denotes text missing, but supplied by the editor; [] – contains partially damaged
text; […] – indicates more than two signs missing ;
{} – contains textual variants; () – contains additions
to the translation; ? – follows a queried sign.
9 About the river’s symbol and metaphor in the bible
see Treadway 2013.
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potential consequences of the goddess power, it is necessary to create an image that could
by itself translate the value of Inana capacities and, having antiquity as referent, only
nature can carry such value, and, therefore, only nature can portray and give meaning
to such destructive power.
9. ušumgal-gin₇ kur-re uš11 ba-e-šum₂
10. d iškur-gin₇ ki šegx (KA × LI) gi₄-a-za d ezina₂ la-ba-e-ši-ĝal₂
11. a-ma-ru kur-bi-ta ed₃-de₃
12. saĝ-kal an ki-a d inana-bi-me-en10
9. You poised the foreign land like a dragon.
10. When you roar at the earth like Iškur, no vegetation can stand up to you.11
11. As a flood descending from (?) the mountains (?),
12. you are their Inana, the powerful one of heaven and earth (…)12
Inana can kill as a serpent (ušumgal-gin₇), but instead of a limited range of individual
affliction, the goddess has the capability to affect a region by spreading her venom over
the land, bringing sterility to the fields and making them dead for growing plants. Along
these lines, there is a kind of comparative gradation, for Inana multiplies the capabilities
that would be recognizable in nature, though the translation of her power comes from
a hyperbolic interpretation of a crystalized image: the danger of a serpent. This mechanism of meaning construction from an image of the real world can be seen across the
canon of universal literature.
In line 11 it seems to be suggested that the goddess behaves like a flood that comes
from above (a-ma-ru + ed₃-de₃) and as a flood, the power of her push is unstoppable.
Following this semantic construction, it is possible to realize that nothing would stand
before her. Here, the potential of the image used to construct linguistic meaning is easily
identifiable and probably was instantly recognized, for it came about through traditional
and common sense-based representations, instead of being a highly literary and aesthetic
metaphor; although, it is a metaphor indeed.
This mechanism is identically used in the following text, Išme-Dagan (S), which is
a dedication on a statue:
13. zig₃-ga-ni u18 -lu a-ma-ru tum₉ sumur-ba du-a
14. a₂-na ba₉-ra₂-a-ba ĝa₂-ĝa₂-ĝa₂-da-na su₃-ud-bi-še₃ ĝir₂-ĝir₂-re
10 Hallo and Dijk 1968; CDLI 000623 (Inana B) composite; ETCSL c.4.07.2.
11 See Hallo and Dijk 1968 trans.
12 The abbreviations follow the standard system used
172
in Assyriological studies (e.g. CAD, CDLI, and PSD)
except for certain abbreviations that have no standardized definition in those publications.
the traditional linguistic thought manifested in transversal cultural signs
15. piriĝ huš edin-na-gin₇ usu nam-šul-ba du-a13
˘
13. His rising is a south wind (storm), a flood, a wind blowing in its fury,
14. Who by moving his swinging arms runs away into the distance,
15. Who like a terrifying lion of the open country moves with might and vigor.
Again, there is an idea of power that can only be measured by a suggestive comparison
with a natural phenomena. The accurate evaluation of nature’s capacity to cause harm
is brought by a previous observation of a catastrophe or by understanding how such a
happening could affect human life. Someone in contact with nature can measure spontaneously how destructive such an event may be. The fragility of a life dependent on
tilling and herding is revealed by a phenomenon like this, for an uncontrolled flood
would destroy pasturelands, crops, and canals and bring starvation.14
Returning to the ‘Exaltation of Inana’, in latter lines (Inana B, ll.43-46) the river
is shown as an allegory for death instead of life, as it should figurate in a harmonious
world. A semantic value is created by the river that caries blood or literally death (uš₂),15
which may serve here as a negative substitute for the ‘water of life’:
43. kur saĝ ki-za ba-e-de₃-gid₂-de₃-en d ezina₂ niĝ₂-gig-bi
44. abul-la-ba izi mu-ni-in-ri-ri
45. id₂-ba uš₂ ma-ra-an-de₂ uĝ₃-bi {ma-ra-na₈-na₈} {(2 mss. have instead:) ba-rana₈-na₈}
43. {Once you have extended your province over the hills} {(2 mss. have instead:)
If you frown at the mountains}, vegetation there is ruined.16
44. You have reduced to ashes its grand entrance.17
45. Blood is poured into their rivers because of you, and their people {must
drink it} {(2 mss. have instead:) could not drink}.
Again, there is the idea of Inana possessing a power capable of ruining fields, and killing
plants, which inevitably would mean death by starvation. That meaning is brought by
the image of vegetation becoming in some way ‘out of the norm’ (d ezina₂ niĝ₂-gig-bi).
Additionally, the death of the landscape is expanded through human death, by the blood
(uš₂) on the river (id₂-ba). In fact, the intensity of this metaphor can be identified in
the inversion of value: life for death. To the scene is brought the opposite extreme of
13 Frayne 1990, 36–38; ETCSL c.2.5.4.19.
14 Cf. Comp.T: Udam Ki Amus (‘It Touches The Earth
Like A Storm’, Cohen 1988, ll. 14–24, 123–137.
15 See Damu, CAD, vol. 3, 75–80.
16 See trans. Hallo and Younger 2003, 519.
17 See trans. Hallo and Younger 2003, 519.
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value. The destruction is so endemic that a symbol that should be the representation
of life, is the manifestation of dead. Line 45 has different versions, which could point
to different lexical results, ma-ra-na₈-na₈ or ba-ra-na₈-na₈, as suggested by the ETCLS
comp.t; although, in what concern the image there created, the value remains the same.
By the act of Inana, death fell upon those people. Considering this, it is important
not to focus on the textual ambiguity: they have no water to drink or they have to drink
the blood of their own people. The value is in the destruction reflected in the river. If the
river is blood, nothing will live, for the new river is the result of death and is no longer
the source for life in those lands. On the other hand, it could represent the river carrying
the blood of the people it should feed, although this is a more complex interpretation,
which I will not follow here.
Hallo (1968) comments on this text saying: “a mountain (probably Ebih) is the unfortunate target of Inanna’s wrath. Of the several, somewhat obscure allusions employed
here, one (I. 45) is particularly suggestive. Large-scale slaughter involves the problem of
disposing of the bodies of the slain, and even in our own days a river is sometimes considered the handiest receptacle for this purpose, with dire results for the health of the
survivors. The same idea is expressed elsewhere, more especially in the Sumerian myth
of lnana and Sukkaletuda.”18
As a contrast to the effect of Inana’s turmoil on the river’s water and consequently
on the farmers’ lives, one could remember Vergil’s verses that note the luck of a farmer
that lives far away from the battlefield.
O fortunatos nimium, sua si bona norint,
agricolas! quibus ipsa procul discordibus armis
fundit humo facilem uictum iustissima tellus.19
O farmers! If they knew how much luck they have,
being far removed from the quarrels of war,
where earth just pour sustenance easily.
Of course, I cannot point to a direct connection between the two texts, but it is possible
to identify in both the relation between conflict/nature and its influence on human life.
In this particular case, the lucky farmers are praised for their life during peacetime, far
away from the troubles of war, and maybe distant from that river of blood just mentioned before (see below).20
18 See Hallo and Dijk 1968, 52, commentary for the
image of water converted into blood.
174
19 Verg. G. 2.458–2.460.
20 See below.
the traditional linguistic thought manifested in transversal cultural signs
One cannot look on this passage without its context, for Vergil knew quite well the
destruction a war, in his case a civil war, could bring and how it could affect the land
and its dependents. So, definitely the author has an exact episode in mind. One can say
so, for the historical events that give context to these verses are known,21 although, one
lacks such a clear and well-documented context for the Sumerian texts. Nonetheless,
when thinking about these examples it is not necessary to look at the event specifically,
but rather to consider the bigger picture regarding the overall effect on the wider community. For in both cases, it is not the cause that makes us understand the meaning of
the result, it is the result itself that gives meaning to the causation. It is by knowing the
result of Inana’s power that one would realize how crushing her might could be, for
crops may die and farmlands may be destroyed, in the same way they would suffer every
time a destructive flood comes. That image gives meaning to the symbol. In the same
way, the war that burns the fields and crushes the crops under the boots of the warriors
is catastrophic for it has destructive results. The image means death was brought to the
land and destruction materialized in the fields in both cases.
In Roman literature the idea of a flood can be found as a rigid metaphor. Columella
presents an example by using ‘the flood’ as a metaphor of ‘volume quantity’:
(…) nec parens eloquentiae deus ille Maeonius22 uastissimis fluminibus facundiae suae
posteritatis studia restinxerat.23
(…) neither the father of eloquence, the divine Maeonian, with the mighty
floods of his (eloquence), had extinguish[ed] the zeal of succeeding generations.
Here the flood comes as an image of power and shock. As rhetoric can change ideas, so
floods can turn landscapes upside down. (cf. Inana Exaltation, ll.43–46)
Returning to the previous Georgics verses (2.458–460), the freedom of the farmers
from war may come after a warlike past (cf. Verg. G. 1.489–492); so, maybe their predecessors saw the rivers of blood or death just like that water course (id₂) brought by
the goddess Inana. Blood is literally the water of life when considered as a body composition. When out of the body, however, blood is the symbol of death. While the river
of Inana brings the idea of a consummated death or death by thirst (depending on the
interpretation of the text), within the metaphor of Vergil, the blood did represent a previous death, but also future life for the farmers that subsequently will occupy the land.
21 One must remember that Vergil lived through two
civil wars and described them in his texts.
22 Homer (c. VIII–VII a.C.).
23 Columella, Rust. 1.pr.30.8–1.pr.31.1. – For an example of flood expressing quantity in Sumerian literature see Cohen 1988, 195–199, ll.33– 38.
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ergo inter sese paribus concurrere telis
Romanas acies iterum uidere Philippi;
nec fuit indignum superis bis sanguine nostro
Emathiam et latos Haemi pinguescere campos.24
Therefore, Philippi saw the clash between the equal weapons
Of the Roman lines, for the second time,
it was not found shameful by the gods that once again our blood
would enrich the wide-spread Emathia and the fields of Haemus.
In these lines, blood brought life to the fields of Macedonia after that place had seen
death. So, an image of destruction may, indeed, be a pronouncement of future prosperity. In the ‘Exaltation of Inana’ one is informed about the possible acts on foreign lands
and how they can correspond to a result in the present time by the image constructed
in the text. On the other hand, the author of Georgics is marking a past, in opposition to
a present: the past is the destruction and only after chaos could life come. The farmer
represents a time of peace that at the same time serves as a memory of the chaos of war;
the same war that brought fertility to the present. In the Sumerian text (Inana B, ll.43–
46), the Inana’s river of death kills life, be it past or present, for there is no temporality
within the semantics of abstract thought. Additionally, the actions of the Roman army
have the same effect on reality and, therefore, on the semantic value as an image. Only
when the conflicts ends can nature reclaim its spoils and return to its harmony:
scilicet et tempus ueniet, cum finibus illis
agricola incuruo terram molitus aratro
exesa inueniet scabra robigine pila,
aut grauibus rastris galeas pulsabit inanis
grandiaque effossis mirabitur ossa sepulcris.25
[…] time naturally shall come that, in those fields,
the farmer toiling the soil with a curved-plow
will unearth corroded javelins and rusted scabrous
or clank with a heavy hoe on empty helmets
and wonder at the huge bones found in uncovered graves.
The work on the landscape is a revived memory of a war that may have been brought to
the fields. Vergil himself suggests an image of a land where nothing that was supposed
24 Verg. G. 1.489–1.492.
176
25 Verg. G. 1.493–1.497.
the traditional linguistic thought manifested in transversal cultural signs
to grow grows. The vivid image of abundance is also the recollection of the dangers of
fields’ destruction, for the present farmers are happy, but in the past there was death, and,
consequently, sadness. In the river of death (or blood) of Inana (Inana B ll.43–46) there
is a potential happening through the capacity of the goddess. So, the image is about
what can happen; how bad a situation can be, which is explained through a very wellknown and emotionally driven interpretation of the destruction of the fields. In Vergil’s
example, one has the actual result and the future of it. Are the ‘Exaltation of Inana’ and
the Georgics in any sense connectable? No, those texts are in no way connected, although
regarding abstract imagery, there can be established a dialogue between both imaged
semantics, for the processes of the construction of meanings is similar. So, what can be
said about the differences of imagery construction in different cultures?
One could think about the following lines, as a way of answer to that question:
quippe ubi fas uersum atque nefas: tot bella per orbem,
tam multae scelerum facies, non ullus aratro
dignus honos, squalent abductis arua colonis,
et curuae rigidum falces conflantur in ensem.26
Indeed, here justice and sin have changed places, so many wars around the
world,
so many shapes of evil, and none respect for the plough,
fields are roughed by bereft of farmers
and the curved scythes are fused in[to] hard swords.
Having in mind the scenario constructed here, how strange would such an image sound27
to a Sumerian farmer or to any farmer? Would such an idea be familiar to him if he had
gone through war and turmoil?
In some ways, one can more easily identify the supra mentioned primary images in
Sumerian literature than in Roman literature because there is not so much artificiality
in Sumerian literary expression as there is in the writings of authors such as Vergil or Lucrecio;28 and simple symbols are far easier to identify with safety, for they are interpreted
by common sense.
26 Verg. G. 1.505–1.508.
27 Verg. G. 1.505–1.508.
28 See Catto 1981.
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nelson henrique da silva ferreira
3 Conclusion
The traditional differentiation and ‘geometrical division’ between ancient cultures and
their social systems, by putting them into different boxes with just a few lines interconnecting them, may have been originated through the wrong ideological approaches and
ideas based on prejudices. What I intent to point out is that ancient cultures were often
analyzed and defined by a categorization made of presumptions that simply were not
accurate. Some of the ideas that compounded theories on the ancient world were just
that, ’theories’. Nonetheless, they were accepted as factual and promoted as truths. For
that reason, for almost a century, studies on the history of the ancient world were based
on some archaic concepts that basically created the modern definitions and approaches
to the history of the ancient Mediterranean. The great error of such analytic method still
practiced nowadays, was the creation of boundaries between what is normally called the
‘ancient classical world’ and the ‘ancient near east’. So, one must be aware of the generalized distinctions between ancient cultures and be armed with some criticism of a
given definition of a culture, for without the tools to do such precise measurement, one
cannot base the study of history on unreliable theoretical approaches.
Nonetheless, such attitudes toward the history of ancient societies are changing and
slowly people are abandoning the ’idea of boxes’ normally constructed upon geography,
language, and religion. More and more it begins to be understood that although those
cultural elements seem completely distinct when viewed by a modern and decontextualized eye, they were not so unrelated in the past. The definition of a culture, as it
stands right now, is not correct, so how can modern scholars establish distinctive barriers, when it is not known what the real societies under comparison were? In fact, it is
really hard to say when a particular element of culture begins, and in which way it was
independent from other supposed ‘out of borders’ elements.
Moris and Maning have quite curious commentaries about the scholarship of Mediterranean sites, saying that every science field tends to approach civilizations in different ways and use distinct methods.29 As a matter of fact, there should exist distinct approaches and methods for the material data on fields such as Egyptology, Assyriology,
or classical philology, for they are of a different nature. Nonetheless, how disconnected
do they have to be in order to justify the use of a different language by the researchers
within each field, as Moris and Maning noted in their book? It is as if Egypt was on Mars,
Roman on Neptune, and Sumeria somewhere on a Saturn Moon. As Moris and Maning
pointed out, that may be the main reason why these studies are so disconnected: these
sciences indeed spoke different languages, so they cannot understand each other. They
29 Manning and Morris 2005.
178
the traditional linguistic thought manifested in transversal cultural signs
behave, as they tend to believe that ancient societies used to behave, without great interconnections, merging, and sharing. That attitude creates the idea that each time similar
elements between two cultures are found, there is an artificial importation or syncretism
or merging, without considering that sometimes a shared element can be developed in
an independent or parallel way. These common factors may have different origins, and
not be a result of a common evolution or invasive contact between civilizations. Cultures don’t have to merge or to be absorbed in order to share a common element. In
fact, to consider ‘cultural absorptions’ may be the wrong way of looking into the mechanisms of cultural mutations, even more so if one is talking about a span of centuries or
millennia.
I only presented few examples and they mean very little in a corpus as big as Latin
and Sumerian texts, but I want to promote and extend the debate about the way our
cultural assumptions are expressed in abstract thinking, independently of the linguistic
context or literary conceptions.
Due to the fact that one can find so many topoi in Roman literature, it is hard to
distinguish them from simple symbols, which would have come from abstract images.
However, in fact, the basis for those topoi formations is the simple symbol; so it’s not
possible to dissociate those literary references from the traditional thinking. Sumerian
culture, whatever this word supposes, and Roman culture cannot be compared in any
sense. So, in what way could one say that Roman and Sumerian culture are connected?
Well, they are not, except for one fact: they are human cultures that depend on farming
and herding and on the benevolence of nature, and that is the basis for the rules and
conceptions of Sumerian and Roman life experiences.
179
Bibliography
Black 1998
Jeremy Black. Reading Sumerian Poetry. Athlone
Publications in Egyptology and Ancient Near Eastern Studies. London: Bloomsbury Publishing,
1998.
Catto 1981
Bonnie Arden Catto. The Concept of Natura in the
de rerum natura of Lucretius and the Georgics of Vergil:
Its Characteristics, Powers, Actions, and Effects Upon the
Earth, Man, and Man’s Labor. PhD thesis. Philadelphia: University of Pennsylvania, 1981.
Cohen 1988
Mark E. Cohen. The Canonical Lamentations of Ancient Mesopotamia. Vol. 2. Maryland: Capital Decisions, 1988.
Ferrara 1995
A. J. Ferrara. “Topoi and Stock-Strophes in Sumerian Literary Tradition: Some Observations, Part I”.
Journal of Near Eastern Studies 54.2 (1995), 81–117.
Frayne 1990
Douglas Frayne. The Royal Inscriptions of Mesopotamia, Early Periods. Volume 4, Old Babylonian Period:
2003–1595 BC. London: University of Toronto
Press, 1990.
Fry 2012
Paul H. Fry. Theory of Literature. The Open Yale
Courses Series. New Haven, CT: Yale University
Press, 2012.
George 2003
Andrew R. George. The Babylonian Gilgamesh Epic.
Introduction, Critical Edition and Cuneiform Texts.
Vol. I & II. Oxford: Oxford University Press, 2003.
Gonzalo 2014
Rubio Gonzalo. “Time before Time: Primeval Narratives in Early Mesopotamian Literature”. In Time
and History in the Ancient Near East. Proceedings of
the 56th Rencontre Assyriologique Internationale at
Barcelona 26–30 July 2010. Ed. by L. Feliu, J. Llop,
A. Albà Millet, and J. SanMartín. Ann Arbor, MI:
ProQuest, 2014, 9–18.
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Hallo and Dijk 1968
William W. Hallo and J. J. A. van Dijk. The Exaltation of Inanna. New Haven, CT and London: Yale
University Press, 1968.
Hallo and Younger 2003
William W. Hallo and K. Lawson Younger, eds.
Context of Scripture. Leiden and Boston, MA: Brill,
2003.
Kleinerman 2011
Alexandra Kleinerman. Education in Early 2nd Millennium BC Babylonia: The Sumerian Epistolary Miscellany. Leiden and Boston, MA: Brill, 2011.
Manning and Morris 2005
Joseph Gilbert Manning and Ian Morris, eds. The
Ancient Economy: Evidence and Models. Social Science History. Standford University Press, 2005.
Rubio 2009
Gonzalo Rubio. “Sumerian Literature”. In From an
Antique Land: An Introduction to Ancient Near Eastern
Literature. Ed. by C. S. Ehrlich. Lanham: Rowman
& Littlefield, 2009, 11–75.
Sefati 1998
Yitzhak Sefati. Love Songs in Sumerian Literature:
Critical Edition of the Dumuzi₋Inanna Songs. Bar-Ilan
Studies in Near Eastern Languages and Culture.
Ramat Gan: Bar-Ilan University Press, 1998.
Tejera 1995
Victorino Tejera. Literature, Criticism, and the Theory
of Signs. Amsterdam and Philadelphia, PA: John
Benjamins Publishing Company, 1995.
Treadway 2013
Linzie Michell Treadway. Water beyond the Wilderness: Rivers in the Construction of Israel’ Memory. PhD
thesis. Nashville, TN: Vanderbilt University, 2013.
Van De Mieroop 2016
Marc Van De Mieroop. Philosophy before the Greeks:
The Pursuit of Truth in Ancient Babylonia. Princeton,
NJ: Princeton University Press, 2016.
the traditional linguistic thought manifested in transversal cultural signs
Veldhuis 2004
Niek Veldhuis. Religion, Literature, and Scholarship:
The Sumerian Composition Nanˇ
se and the Birds, with
a Catalogue of Sumerian Bird Names. Cuneiform
Monographs, 22. Leiden: Brill, 2004.
NELSON HENRIQUE DA SILVA FERREIRA
has a PhD in ‘Linguistic, Literary and Cultural
Studies’ from the University of Barcelona and
in ‘Classical Studies – Ancient World’ from the
University of Coimbra. He has research and published within the scope of Mesopotamian and
Mediterranean regions’ popular culture, literatures,
languages and social history, and ancient thinking.
His research is dedicated to the anthropological
impact of the economic dependence of agricultural
production in Sumerian and Roman cultures.
Dr. Nelson Henrique da Silva Ferreira
Centro de Estudos Clássicos e Humanísticos da
Universidade de Coimbra
Faculdade de Letras da Universidade de Coimbra
Largo da Porta Férrea
3004–530 Coimbra, Portugal
Email:
[email protected]
181
SIGNS, PLACE, AND TIME
Sanja Savkic
The Appropriation of Space and Time through the
Built Environment: The Case of the Las Pinturas
Group at San Bartolo, Guatemala
Summary
The Maya from the ancient city of San Bartolo, Guatemala built a dynamic environment
where primordial and present times were interwoven, fusing politics and cosmogenesis.
To stay in touch with ancestors and configure the past, as well as to establish connections
between past and present by means of architecture, they superposed new building programs
on top of previous ones. This was possible because of a particular conception of time and its
inextricable relation with space as the place of its manifestation. The coexistence of different
temporalities was made possible in this way through different visual manifestations, whose
production, use and reception were predominantly ritual in character. In this essay, three
(of eight) architectural phases of the Las Pinturas Group will be examined.
Keywords: San Bartolo; Las Pinturas Group; Maya space; Maya time; appropriation of
space and time
Die Maya aus der antiken Stadt San Bartolo, Guatemala, erstellten eine dynamische Umgebung, in der die Verbindung von Ur- und Gegenwartszeit Politik und Kosmogenese miteinander verschmolzen. Um mit den Vorfahren in Kontakt zu bleiben sowie die Vergangenheit zu gestalten, wurde mittels neuer Gebäude auf alten Strukturen die Vergangenheit
mit der Gegenwart verknüpft. Möglich wurde dies durch eine besondere Vorstellung von
Zeit und ihrer untrennbaren Beziehung zum Raum als Ort ihrer Manifestation. Auf diese
Weise wurde die Koexistenz verschiedener Zeitlichkeiten durch unterschiedliche visuelle
Manifestationen ermöglicht, deren Produktion, Nutzung und Rezeption überwiegend rituellen Charakter hatten. In diesem Essay werden drei (von acht) Architekturphasen der
Las Pinturas Gruppe untersucht.
Keywords: San Bartolo; Las Pinturas-Gruppe; Raum und Zeit der Maya; Raum- und Zeitaneignung; Aneignung von Raum und Zeit
Rebecca Döhl and Julian Jansen van Rensburg (eds.) | Signs of Place: A Visual Interpretation of
Landscape | Berlin Studies of the Ancient World 65 (ISBN 978-3-9820670-2-5; DOI 10.17171/3-69) |
www.edition-topoi.org
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sanja savkic
This paper aims to provide insights into the possible reasons and meanings of the practice of constructing buildings and larger architectural complexes by superposing new
building programs on top of previous ones of the so-called Las Pinturas (Spanish for ‘the
Paintings’) Group, and their effects on cultural and social aspects at San Bartolo, the site
located in modern day Guatemala (Figs. 1 and 2).
Since the ancient Maya thought of space and time as inseparable, the questions
I ask should be addressed in terms of ‘time embedded in space,’ and not only in terms
of ‘continuities and discontinuities in space through time.’ The ancient Maya perceived
time as both cyclical and linear. In such an understanding, forward movement may be
interwoven with cyclical repetitions that bring distinct cycles and personages together.1
Yet, “it is the repetitive pattern of events that counts and not their exact duplication”.2
The so-called Pyramid of the Paintings from San Bartolo has eight ‘layers’; i.e eight
substructure-complexes arranged vertically (Fig. 3), where each one presents its own
layout horizontally in space. The intention here is to examine how the Preclassic Maya
from this ancient city interacted with their past through materialized forms as a means
of making contact with ancestors and shaping the past – formulating the connections
between past and present – and how these articulated with ancient Maya beliefs, myths,
rituals, and power.
The guiding premise of this paper has to do with the notion of time and its commemoration and manifestation in different media, the production, use, and reception of
which are predominantly ritual in character. According to Alonso R. Zamora Corona,3
the temporal complexity of the Maya rites enables different temporalities to coexist:
– in hieroglyphic texts, this time complexity is expressed through its literary structure
and discursive resources, which link characters (humans and gods) and events of
the past with the present ones, and even with projections into the future, in order
to make a rhetorical point about the nature of the main historical event (which is
always, again, the one happening in the present);4
– in two-dimensional media (mural paintings, stucco panels, etc.) it is reflected by a
juxtaposition of the same character at different ages, or by rulers shown together
with their ancestors;5
1
2
3
4
186
O’Neil 2012, 13.
Farriss 1987, 575.
Zamora Corona 2015, 50.
E.g., the hieroglyphic text on the Monument 6 of
Tortuguero, Mexico (Stuart 2011).
5 E.g., the West Wall paintings inside the Sub-1A edifice at San Bartolo, Guatemala, especially the right
portion of the mural.
the appropriation of space and time through the built environment
Fig. 1 Map of the Maya area (some archaeological sites mainly of the central Peten region are highlighted, while
San Bartolo is starred).
– in architecture, given its three-dimensional nature, the same phenomenon manifests itself in the form of superpositions6 (also known as architectural phases).7
Hence, there is a common denominator that regulates this building practice and the
production of many other objects, including hieroglyphic texts: the commemoration of
time (its cycles and its passing). What is important is to draw an analogy between similar
events from the past that happened in similar calendrical endings and the present ones.
Thus, time would have the key role, always linked to space as its place of manifestation.
What follows is a brief description of the case study area, and an analysis of the ways
in which the Las Pinturas Group’s space and time were visually manifested and enacted
in three of its eight architectural phases (Fig. 4), as well as of the modes in which they
may have inspired movement, perception, and interaction of heterogeneous actors (elite
and non-elite).
6 It is an omnipresent building practice in Mesoamerica, although there are examples of edifices completed in one single constructive effort.
7 For the overlapping of events, characters, and other
features in the ritualization of ethnic conflicts
among the Maya since the so-called Colonial period, see Reifler Bricker 1989, especially chapter 10.
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188
Fig. 2
San Bartolo site plan.
the appropriation of space and time through the built environment
Fig. 3 Transversal cut of Las Pinturas Group at San Bartolo, showing eight architectural phases.
Fig. 4
The 3rd, the 6th, and the 7th architectural phases of Las Pinturas Group at San Bartolo, Guatemala.
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sanja savkic
1 Las Pinturas Group
The Las Pinturas Group at San Bartolo derives its name from the discovery of the mural
paintings inside the Sub-1A edifice (Fig. 5), in the building’s sixth architectural phase (ca.
100 BCE). It is the longest visual discourse known so far for the Late Preclassic period
(ca. 400 BCE–250 AD) in the Maya area. Even more surprising was the discovery of
pictorial and written evidence from the third architectural phase, suggesting a tradition
that began before the year 300 BCE, much earlier than scholars of the Maya used to
believe.
At present, material evidence is most abundant for the third, sixth, and seventh
phases, the focus of this paper (Fig. 4). Additionally, it is possible to see the Las Pinturas’ seventh architectural phase (ca. 1 AD), as well as remains of the eighth. This last
phase was probably left unfinished and suffered severe damage due to its exposure to the
elements.
2 The third architectural phase of Las Pinturas
This phase is a rather small architectural group consisting of three structures: a radial
pyramid to the west, a ballcourt attached to the pyramid, and a long platform to the
east (Fig. 6). There is evidence that structures made of perishable materials once stood
on top of the structure. This particular architectural layout of buildings is known as an
E-Group. At present it is recognized as one of the oldest patterns of public architecture
in the Maya area and a focal element in the development of many sites as urban centers.
Most interpretations associate these structures to calendrical events, to the scheduling of agricultural activities, and to political rituals. These have to do with religious
and cosmological concepts and the solar cycle, although there have been some attempts
to explore their mythological and ritual implications. Following Oswaldo Chinchilla
Mazariegos and Oswaldo Gómez,8 these complexes represented mythical places related
to the birth of the sun. In this hypothesis, the buildings and spaces that shaped them
recreated places of mythical geography and the rites performed there reiterated primordial events present in mythical narratives about the origin of the sun.
The one common factor in all interpretations of this architectural complex type
is its link to the solar cycle. Even with slight differences, E-Groups are built along an
east-west axis, where elongated platforms located on the east side of the complex mark
the annual variation of the solar course (Fig. 7). According to Anthony Aveni and his
colleagues, the accuracy of these observations is less relevant than its symbolic aspects:
8 Chinchilla Mazariegos and Gómez 2010, 1194.
190
the appropriation of space and time through the built environment
Fig. 5 Sub-1A edifice (the 6th architectural phase, ca. 100 BCE) of Las Pinturas Group at San Bartolo, showing
the mural paintings in its interior space.
“rather than to follow the [course of] the sun accurately, E-Groups most probably served
the purpose of verifying that the sun was located in its proper place at the proper time.”9
In the mythical narration of the Popol Wuj,10 the primordial sacrifice of the hero
twins Junajpu and Xb’alamke occurred in Xib’alb’a (i.e., the Underworld), to where the
lords of the place had summoned them; after many events, they eventually fall into a
burning pit, transforming into the sun and the moon. Time began when these celestial
bodies were set in motion. This narration (like many others) emphasizes one crucial
fact: that the sun rose in the east. In terms of the E-Group’s architectural plan, the ‘observer’ should stand on or before the radial pyramid in the west and watch the sunrise
in the east, where the elongated platform stood, its top marked with three different
spaces/structures indicating solstices and equinoxes.
9 Aveni, Dowd, and Vining 2003, 174.
10 The Popol Wuj is a narrative of the K’iche’ people
who live in the Guatemalan highlands. It encompasses a range of subjects that includes cosmology,
mythology, ancestry, and history. Originally it was
preserved through oral tradition, until it was written down in early Colonial times in the K’iche’ lan-
guage, using the Latin alphabet. The survival of the
Popol Wuj is credited to the Dominican Friar Francisco Ximénez who made a copy of the original text
in Spanish in the 18th century. The name “Popol
Wuj” translates as “Book of the Community,” “Book
of Counsel,” or more literally as “Book of the People.”
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sanja savkic
Fig. 6
The 3rd architectural phase (ca. 300 BCE) of Las Pinturas Group at San Bartolo.
Fig. 7 The 3rd architectural phase (ca. 300 BCE) of Las Pinturas Group at San Bartolo, indicating the solstices
and equinoxes.
192
the appropriation of space and time through the built environment
Thus, both those who commissioned and those who executed the construction of
this architectural complex at San Bartolo were aware of its symbolism: they knew that
the E-Group represented the mythical landscape of the place where the sun was born,11
something emphasized by attaching the ballcourt to the pyramid. It is well known that
ballcourts have strong connections with the Underworld, the place of origin of all life.
It is worth noting that in Mayan languages, the same word stands for the ‘sun’, ‘day,’ and
‘cycle’ (k’in in Yukatek Maya).
3 The sixth architectural phase of Las Pinturas
It can be seen that in the sixth phase was built along the same east-west axis, but the
general design is entirely different. It consists of four structures: the platform called
Yaxche; the temple-pyramid named Ixim above it; and two buildings at ground level,
labeled Sub-1A and Sub-1B (Figs. 8 and 9).
This arrangement forms two spaces or plazas separated by the platform Yaxche: one
above marked by Ixim that faces west and the other at its back and on ground level that
faces east (taking the larger structure as a reference). At the same time, Yaxche binds
these two spaces together, as the back side of Sub-1A is attached to it and also by means
of a staircase in its northeast part, which enabled the passage between these two plazas.
The specific layout of the structures signals how they should be understood, perceived,
and used. This visual configuration implies meanings at a deeper level having to do with
ancient Maya beliefs, myths, social, and other aspects, as I have already suggested in a
more detailed publication.12
We can recognize the strong intention to separate upper and lower spaces, mediated
by the platform. This tripartite relation can be interpreted as three levels: low, middle,
and top – Sub-1A and Sub-1B, Yaxchel, and Ixim. This space layout parallels the structure
of the Maya universe, believed to have three levels stacked vertically. Other important
ideas could be associated with this architectural setting, as described below.
It is most probable that the persons using places had to follow a specific (culturally
defined) pathway: they set out from the plaza formed by Sub-1A and 1B, climbed the
stairs to the top, completing a ritual circuit before (or inside) the Ixim temple. Here, the
lower plaza can be understood as the Underworld, the Yaxche platform as the terrestrial
level, and the upper plaza as the celestial realm. A parallel can be drawn with the apparent movement of the sun coming out from the Underworld and rising in the east,
then ascending to its Zenith, and moving back to the Underworld in the west. Thus,
we can speak of a space-time order, where the ‘itinerary of the sun’ (defining the orientation of the plazas) goes hand in hand with the movement of people. Moreover, these
11 Chinchilla Mazariegos and Gómez 2010, 1197.
12 Savkic 2016.
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sanja savkic
194
Fig. 8
The 6th architectural phase (ca. 100 BCE) of Las Pinturas Group at San Bartolo (view from the southeast).
Fig. 9
The 6th architectural phase (ca. 100 BCE) of Las Pinturas Group at San Bartolo (view from the northeast).
the appropriation of space and time through the built environment
processions follow a precise order imposed by the built environment and were probably accompanied with recitations of stories associated with a primordial circuit that
mentally formed a territory. Gérard Toffin describes it as follows:
In many cultures the notion of journey in terms of ritual pathway, with stops, reactivates an original itinerary and forms a territory. […] The periodic recitation
of the legends of settling […] is an important element of the socio-religious life.
[…] It brings to memory the route the ancestors followed when they founded
settlements and many episodes related to it, where the memory of the whole
clan still depends on the current social organization. Recitation […] operates
as a return to the sources, a return to the era of foundations.13
The processional paths in the Las Pinturas Group at San Bartolo are physical manifestations of the conceptual links between the buildings, whose locations and forms may
have guided ritual participants to move across them. Consequently, processions between
and among these buildings could have activated connections across generations. These
connections were intrinsic to the buildings (and other objects), but people would have
also activated the links among them through their sight, movement, and memory. These
connections were most likely supplemented by oral narrations and staged dramas. Moreover, these processional routes across the built environment integrated ascending to and
coming down from pyramids, as well as entering and exiting the buildings. Likewise,
there would have been those that would have only been able to witness the ritual ceremonies, while differently empowered actor groups interacted with the environment
in different ways.14 They may have enacted dialogues and participated in the commemoration of the cyclical nature of time, but these rituals also integrated people, both as
witnesses and as agents, who were guided by the objects’ visual and physical forms, materiality, and orientation, in order to weave together their ‘stories’.15
It is an interactive process of appropriating a physical setting, where the self or the
social are expressed in spatial form, and this in turn has a transformative effect on people. I adopt Feldman’s and Stall’s definition of appropriation of space: “individuals’ and
groups’ creation, choice, possession, modification, enhancement of, care for, and/or simply intentional use of space to make it one’s own,”16 and add to it the dimension of time
as conceived by the ancient Maya. In the context of San Bartolo’s Las Pinturas Group (as
at many other Maya sites), what comes to the fore is the kinetic nature of the viewing
and experiencing of visual manifestations in carefully designed places.
13 Toffin 2003, 680–681, translation by S. Savkic.
14 It is plausible to think that the large non-elite portion of people solely observed those rituals, while
minority elite faction had access to the temples and
actually performed the ritual circuit.
15 O’Neil 2012, 149.
16 Feldman and Stall 2004, 184.
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sanja savkic
Fig. 10
The 7th architectural phase (ca. 1 AD) of Las Pinturas Group at San Bartolo.
4 The seventh architectural phase of Las Pinturas
This phase is formed by structures placed at the four cardinal directions on top of the
rectangular platform leveled to build this plaza, which takes advantage of a natural slope
to the east, thus forming a closed plaza (Fig. 10). The edifice located to the east is called
Structure 1 or Pyramid of the Paintings. It is a building in the form of a stepped pyramid that faces west and is the highest one within this architectural group (ca. 27 m); the
Stela 5 was located at the center of the base of its stairway.
By invoking the fundamental cosmological and aesthetic trope of four directions
and the center, the architectural setting of this phase of Las Pinturas and the positioning
of Stela 5 contributed to the structuring and definition of sacred space in relation to
human actors. Despite it being fragmented, in this stela we can see a male human figure
carrying a ceremonial staff in his arms. This stela can be understood as the axis mundi
in this particular built environment, a concept emphasized by the image of the person,
most probably a ruler.
As attested in the built environment and in different visual manifestations associated with buildings, the religious role of Late Preclassic rulers was more than an
ephemeral concern: their acts of divine communication or communication across gen-
196
the appropriation of space and time through the built environment
erations were recorded and memorized in monuments in the sacred centers of sites.17
This setting provided a dramatic cosmological context for political display, which functioned within the sacred landscape as part of a greater narrative tradition that inserted
rulers in myth-history. They also participated within a mode of monumental sculpture
that defined them as actors, contextualized within the built environment and perpetually revitalized through ritual performance.18
5 Concluding remarks
What the third, sixth, and seventh architectural phases of the Las Pinturas Group at
San Bartolo have in common, despite their different layouts,19 is the creation of sacred
geography. The built environment is conceived as a cosmogram and as a path that the
ancestors followed at the time of the original foundation of settlements. It is also related
to the notion of the cyclical nature of time, where one of the most prominent figures is
the sun, whose origins and apparent daily and seasonal trajectories were traced through
this complex built environment, which was conceived as a setting for human interaction
and activities, and related both to the mundane and to the ritual worlds. Each generation
of the ruling elite appropriated the space in its own way, and created places where ancestors and their descendants could coexist. Thus, it was a dynamic environment where
primordial and present times were interwoven, fusing politics and cosmogenesis.
Intents were devised, given form, and embedded into the built environment by the
ruling elite. The design of the edifices, together with different visual manifestations that
accompanied them (murals, reliefs, etc.), and the layout of the architectural complexes
had to conceptually support the agenda of the ruler. Within such an environment, according to Julia Guernsey, the presence of rulers and their ritual actions became part
of a divinely approved protocol.20 Through these performances, Late Pre-classic rulers
reenacted the deeds of the gods and of prominent ancestors and invoked key passages
from the Creation story, providing a cosmic character to their actions and words. Their
performances became paradigmatic and actively structured social order, instead of solely
reflecting it.
17 Guernsey 2006, 117.
18 Guernsey 2006, 129.
19 It is important to reiterate that these three architectural phases have been excavated so far, and it
will be possible to know the specificities and possi-
ble implications of the layouts of other phases only
when sufficient evidence is obtained through further archaeological excavations of the complete Las
Pinturas Group.
20 Guernsey 2006, 120.
197
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Nancy M. Farriss. “Remembering the Future. Anticipating the Past: History, Time, and Cosmology
among the Maya of Yucatan”. Comparative Studies in
Society and History 29.3 (1987), 566–593.
Feldman and Stall 2004
Roberta M. Feldman and Susan J. Stall. “The Politics of Space Appropriation”. In Women and the Environment . Ed. by Irwin Altman and Arza Churchman. New York: Springer Publishing Company,
2004, 167–200.
Guernsey 2006
Julia Guernsey. Ritual and Power in Stone. The Performance of Rulership in Mesoamerican Izapan Style Art .
Austin: University of Texas Press, 2006.
O’Neil 2012
Megan E. O’Neil. Engaging Ancient Maya Sculpture
at Piedras Negras, Guatemala. Norman: University of
Oklahoma Press, 2012.
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Reifler Bricker 1989
V. Reifler Bricker. El Cristo indígena, el rey nativo. El
sustrato histórico de la mitología del ritual de los mayas.
Mexico: Fondo de Cultura Económica, 1989.
Savkic 2016
Sanja Savkic. Valores plástico-formales del arte maya
del Preclásico tardío a partir de las configuraciones visuales de San Bartolo, Petén, Guatemala. 2016. URL:
http : / / 132 . 248 . 10 . 225 : 8080 / xmlui / handle /
123456789/165 (visited on 13/06/2019).
Stuart 2011
David Stuart. Más sobre el Monumento 6 de Tortuguero y la profecía que no es tal . 2011. URL: www.
mesoweb.com/es/articulos/Stuart/Tortuguero.pdf
(visited on 13/06/2019).
Toffin 2003
Gérard Toffin. “Modelos arquitectónicos y orden
espacial. Observaciones sobre los espacios mayas y
la antropología del espacio. Comentario final”. In
Espacios mayas. Usos, representaciones, creencias. Ed. by
Alain Breton, Aurore M. Becquelin, and Mario H.
Ruz. Mexico: Universidad Nacional Autónoma de
México-Instituto de Investigaciones FilológicasCentro de Estudios Mayas, Centro Francés de Estudios Mexicanos y Centroamericanos, 2003, 673–
685.
Zamora Corona 2015
Alonso R. Zamora Corona. La antropología del
tiempo ritual en la ritualidad maya clásica y contemporánea. PhD thesis. Mexico City: Universidad
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the appropriation of space and time through the built environment
Illustration credits
1 Map by G. J. Delgado, Mapoteca of the Instituto
de Investigaciones Antropológicas, Universidad
Nacional Autónoma de México. 2 Drawing by
T. Garrison and R. Griffin in 2005 (based on the
work done between 2002 and 2005), Proyecto Arqueológico Regional San Bartolo. 3–10 Image:
M. Stefani.
SANJA SAVKIC
PhD in Art History (National Autonomous University of Mexico [UNAM], 2012), is a research
associate within the international research group
“Bilderfahrzeuge: Aby Warburg’s Legacy and the
Future of Iconology”. The focus of her research is on
pre-Columbian art and visual history of Mesoamerica, and on artistic and intellectual connections and
exchange between New Spain and Europe during
the XVI century.
Dr. Sanja Savkic
Institut für Kunst- und Bildgeschichte
Humboldt Universität
Georgenstraße 47
10117 Berlin, Germany
Email:
[email protected]
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Eugen S. Teodor, Dan Ștefan
Trajan’s Road: A Timeless Sign of the Romanian Plain
Summary
In the early 3rd century AD the Roman frontier was pushed eastward towards the Lower
Olt River. It is known as Limes Transalutanus and is closing the gap between the Danube
and the southern Carpathians. When crossing open fields it was boldly marked by a large
palisade, and was an obvious obstacle and landscape configurator for people living on either
side. ‘Chilia-Militari Culture’ had developed on the both sides of the Roman boundary.
Expediently defined as a rural world using Roman implements (pottery, weapons, etc.), it
was certainly rooted in the local culture, being a (rural) Roman provincial culture. Even
more interesting is the ‘magic’ of this boundary. Although deserted by the Roman troops,
it ‘locked’ down the western Muntenia in the fourth century, as the Gothic tribes never
crossed it.
Keywords: Limes; landscape archaeology; acculturation; symbolic barrier; cartography;
structured cadastre; toponymy
Im frühen 3. Jahrhundert n. Chr. wurde die römische Grenze östlich des Unteren Olt verlegt. Bekannt als Limes Transalutanus schloss diese Grenze die Lücke zwischen Donau und
den südlichen Karpaten. Beim Verlauf über offenes Gelände war sie mit einer Palisade markiert – ein deutliches Hindernis und eine Landschaftsgestaltung für Menschen auf beiden
Seiten der Grenze. Hier entwickelte sich die ,Chilia-Militari-Kultur‘. Bezeichnet als eine
ländliche Welt, die römische Geräte (Keramik, Waffen usw.) übernommen hatte, war sie
in der lokalen Kultur verwurzelt und bildete eine (ländliche) römische Provinzialkultur.
Noch interessanter ist die ,Magie‘ dieser Grenze. Obwohl von den römischen Truppen verlassen, wurde durch sie das westliche Muntenia im 4. Jahrhundert ,gesperrt‘, da die gotischen Stämme sie nie überquerten.
Keywords: Limes; Landschaftsarchäologie; Akkulturation; symbolische Grenze; Kartografie; strukturiertes Kataster; Toponymie
Rebecca Döhl and Julian Jansen van Rensburg (eds.) | Signs of Place: A Visual Interpretation of
Landscape | Berlin Studies of the Ancient World 65 (ISBN 978-3-9820670-2-5; DOI 10.17171/3-69) |
www.edition-topoi.org
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eugen s. teodor, dan ștefan
1 General facts
The war waged by Romans against the Dacian Kingdom between AD 101 and 106 is
unusual when looking at the military history of the previous century. It was not only
carefully planned, in order to provide a critical number of well-trained troops, but involved unprecedented tactics. Instead of using full sized combat units (a legion, a pair of
them, or many, flanked by auxiliaries),1 there are indications that vexillations and auxiliary units had been preferred,2 which were smaller but more mobile and better adapted
to the difficult terrain. In order to attack the Dacians’ main centers of command, the
Roman Army had to cross the Southern Carpathians, a 400 km long mountain range,
with only few passes available, narrow and high, crossing thick woods and quick rivers.
Approximately four Roman Army columns headed to the heart of the Dacian Kingdom, Sarmizegetusa Regia, located in the southwestern Transylvania, and another four
converged on southeastern Transylvania, were the Dacian allies of the King Decebal
were located.3 The initial positions of the Roman troops were developed along a wide
front, having Viminacium in the west and Dinogetia in the east, points located 530 km
away from each other and at more than 800 km along the Danube.
The route known as Limes Transalutanus leaves the Danube just a few kilometers
downstream from the mouth of Olt River (Alutusin antiquity), heading past Bran Pass
and reaching the Bârsa Depression, where now the city of Brașov (Kronstadt) stands
(Fig. 1)
Interestingly, all routes followed by the Roman columns on the eastern front had
the same target, revealing a surprisingly good geographical knowledge. The length of
the road along the Limes Transalutanus, is about 230 km up to the Bran Pass and another
almost 90 km to the upper Olt River bend, at the fort Comalău.4 Brețcu (Angustia) Fort –
the most eastern Roman possession in Dacia – is located another 45 km further, locking
the Oituz Pass, the connection to southern Moldavia.
1 Keppie 2008, 381.
2 Petolescu 2010, 192–206, for legions in Dacia; Keppie 2008, 387–388, for vexillations; Matei-Popescu
and Țentea 2006, esp. 140 for the dispatching of auxiliary troops. The main argument is that between
the marching camps there are none larger than 7.4
hectares (Teodor 2015, 129, note 8; see also Teodor,
Pețan, and Berzovan 2013, 26; Micle, Hegyi, and
Floca 2016, 725, 729, 735, 736). To be compared
with huge double-legionary camps (Keppie 2008,
390, fig. 5)
3 Strobel 1984, 53-55, 186–190; Bogdan-Cătăniciu
202
1997, 38-39, for actions departed from Moesia Inferior; Petolescu 2001, 700, 702, 704, 712, esp. for actions on the western front. See also Opreanu 2006,
esp. 116–117; Teodor 2014, 126–134.
4 G. G. Tocilescu 1900, 123, gave the distance between
the Danube and its northern end in Transylvania,
as being 235 km. Obviously too small, the figure
is yet retaken in almost all the literature dedicated
to the Limes Transalutanus, but trimmed to the fort
Cumidava, near Râșnov. In fact, from the Danube to
Râșnov there are around 270 km.
trajan’s road: a timeless sign of the romanian plain
Fig. 1
Limes Alutanus and Limes Transalutanus.
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eugen s. teodor, dan ștefan
The early route via Bran Pass, used by Roman troops sent by the emperor Trajan, is
documented in only a few places, mainly in the mountain areas of Rucăr or Voineşti,5
however, its southern sector in the plain is rather uncertain. Nevertheless, the camp from
Flămânda (as it is known in the archaeological literature) on the Danube’s bank is far
too large (7 ha)6 if compared with the forts from the third century, the largest, Băneasa,
having only (almost) two hectares. There is no evidence that such a route pre-existed the
Roman invasion, with no relevant Dacian site being known along it.
In the decade after the conquest, all the area related to this route was part of Moesia
Inferior. When Trajan died in AD 117, a Sarmatian revolt broke out both west and east of
the newly conquered land, having as its final outcome the Roman drawback from all territories outside the Carpathian Mountains and east of the lower Olt River, known today
as southern Moldavia and the entire Muntenia. The Olt River made the new Roman
border (Limes Alutanus) for almost its entire length, except its upper part, left outside
the Empire. The Dacian Province was reorganized, first in two, and soon thereafter in
three parts, in order to make administration more efficient. The line of the Olt River
became then the frontier of Dacia Inferior, later known as Malvensis.7 There was still a
problem: this road was much longer than the route used in the war, the difference being around 100 km, or four marching days for the heavy carts of logistics. In a province
with a disrupted population, with no colonization in its eastern parts, and a cold and
harsh environment, the military supply appears difficult. This is probably why, at some
point the Romans decided to send the troops back, beyond the Olt River, and to reuse
the old route, known today as the Limes Transalutanus. About the precise chronology of
the event, there is a lot of talk in the Romanian literature, but the most likely timing
is at the threshold of the second and third centuries.8 The new status quo was (hardly)
preserved for only half a century, the Roman defense was swept out by a Carpi invasion
in AD 245–247, and the surviving troops retreated back to the Olt line.
2 Trajan’s Road
The Roman frontier from the first half of the third century is known in modern cartography as Trajan’s Road, as one can see in one of the oldest detailed maps, known as the
5 Bogdan-Cătăniciu 1974 for Rucăr; M. I. Bădescu
1981 for Voinești. Ongoing excavations for the latter
are being led by Florian Matei Popescu.
6 Unfortunately, Flămânda Fort was dismantled in the
1970’s before proper research was conducted.
7 The word makes more sense in Romanian than in
Latin. ‘Mal’ (Rom.) means ‘ripa’ (Lat.), a (protect-
204
ing) high bank. The origin of the word is Dacian.
See Petolescu 2010, 166–167, or Gudea 1997, 8–9,
for the administrative changes after Trajan, disregarding the map from Gudea 1997, 9, fig. 4, which
is wrong.
8 Petolescu 2010, 185–186, resuming the main proposals.
trajan’s road: a timeless sign of the romanian plain
Szathmári Map (1864).9 It has been known from mediaeval documents in its original
spelling of ‘Troian’ as early as 1512–1513.10 The common name ‘troian’ is documented
from all Romanian speaking environments, until northern Moldavia.11 The radical ‘tro’ instead of ‘tra-’, although perfectly compatible with the Romanian phonology, is well
documented for Antiquity, mainly in the Balkans,12 having a regional phonetic issue.
Odd or not, the average Romanian language speaker does not make the connection
between ‘Traian’ and ‘troian’. ‘Traian’ is a relatively recent acquisition as a personal name,
due to the school education; ‘troian’ is a common name, defining a wave-like shape of a
field, extended to snow furrows, the only meaning acknowledged in urban areas. The toponym Drumul lui Traian is known in any village between the Danube and Vedea rivers
(a 55 km long segment of the former frontier), mainly by the elderly, as traces of the
former embankment marking the border are still visible. Going further north along the
Vedea and Cotmeana streams, the former boundary of the Empire was conceived as a
ripa, protected by a 20 m high and steep terrace; no obvious remnants of one could be
found along those 40 km, the name of the Trajan’s Road being apparently lost. The Roman frontier is again crossing the flat plain east of the village Urlueni, where the border
obstacle appears again. It is exactly the place where the toponym ‘Dealul Troianului’
(Trojan’s Hill) occurs again, near a dry valley preserving another legendary name, Valea
Leru.13
The reason why the Roman monument is considered by the villagers a road is that it
was actually used like a road.14 Preserved in the late 19th century like a rampart, measuring in various places up to 2 m in height,15 in a country in which modern engineering
was very young, it was perfect for the transportation of heavy loads. This public use
was turned into an academic statement by Carl Schuchhardt in 1885, although the very
young German archaeologist did at most an ethnographic inquiry.16 The authority of
9 ‘Drumu lui Traianu’ (Rom. for Trajan’s Road) on
Szathmári Map (http://charta1864.gis-it.ro/essay.
html, visited on 24/06/2019). The last is a Romanian version of the Second Austrian Survey, on
which one can read ‘Drumu Traianului’ (meaning
the same in the dative form, instead of the genitive;
see http://mapire.eu/en/map/secondsurvey/, visited
on 13/06/2019).
10 Ștefănescu and Diaconescu 1972, document 105,
giving ‘amândouă Troianele’ (both embankments
known by folks as ‘troian’, i.e. Limes Transalutanus,
and the one known as ‘Brazda lui Novac de Sud’),
the boundary landmark being the place where they
cross each other.
11 Croitoru 2007, 57–103.
12 Petolescu 1994.
13 The name Ler is preserved only in winter carols in
a hieratic collocation, ‘Leru-i Ler’ (The Ler is Ler),
but the identity of the character is not clear (Teodor
2015, 71, note 3).
14 Similarly, on Antonine Wall some sections are used
as roads, having mythical names (Historic Scotland
2007, 13).
15 Teodor 2015, 219 (Pamfil Polonic’s notes).
16 Schuchhardt 1885, 210, 228–229, telling the story
of the ‘brick road’, which one can still hear today,
in Putineiu Village. What Schuchhardt’s translator
did not know is yet essential: for the villagers from
southern Romania, ‘brick’ does not have the usual
meaning as for anybody else, but instead means
‘burned adobe’.
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eugen s. teodor, dan ștefan
Fig. 2 Limes Alutanus and Limes
Transalutanus.
the name made his opinion very popular (if not fashionable), even today,17 although in
the meantime several excavations were made and published.18 Of course, a road cannot
be in its original state for a very simple reason: a road does not burn. This monument,
labelled as ‘Trajan’s Road’, was intensely burned here and there, for hundreds of meters,
and lightly burned for most of the rest.
Very recent diggings proved that the construction was actually a large palisade19
made from thick logs, entrenched over one meter into the ground, enforced with soil
gathered from around, covered in clay plaster, and finally consumed by fire. Only now
we can understand the sketch made by Pamfil Polonic for the embankment located
near Urlueni in the late 19th Century (Fig. 2), although the geometry looks a bit too
enthusiastic.
3 Recent research on the Limes Transalutanus
This Roman frontier from the early third century was considered doubtful by scholars,
and on good grounds. Classifying the linear works, Joélle Napoli wrote that Transalutanus is une place un peu particulière, because a vallum without a fossa is difficult to understand.20 She was puzzled by the contradictions between the archaeological drawings
17 See Croitoru 2004, 73, note 310 for literature. We
would like to stress here some recent oral interventions of the same type from high profile historians
like Zsolt Visy (at the 23rd Limes Congress, Ingolstadt, Sept. 2015) and Ioan Piso (Fifth Limes Forum,
Bucharest, Dec. 2016).
18 Bogdan-Cătăniciu 1977, 340 and figs. 6, 7; BogdanCătăniciu 1986, fig. 6; Bogdan-Cătăniciu 1997, 86–
206
89.
19 Diggings from May and June 2016 have not been
published yet in detail; however, the Third Interim
report of the research project is available (http://
www.limes-transalutanus.ro/rapoarte/raport_etapa3.
html (visited on 13/06/2019), see the third section).
20 Napoli 1997, 10–12
trajan’s road: a timeless sign of the romanian plain
and the conclusions reached by the Romanian archaeologist, asking even if the term
‘wall’ was proper, for the building delineating the border, as long as the foundation of
it is above the bottom of the furrow.21 The absence of the civilian settlements is also a
handicap for understanding a third century limes.22
Such problems were recently fixed in our research project dealing with this frontier
from the Danube up to the Argeș River. The embankment still profiling in the plain
proved to be a large palisade, which needed a foundation – a trench filled with vertical
logs – but not a ditch, falling into the second type of the linear works from Napoli’s
classification, as well as the boundaries set in Taunus made under Hadrian; those accomplished in Upper Germany and Raetia under Antoninus; and those from Vettaravie
and Odenwald, with uncertain chronology, but (later?) second century.23
Important advances were made on vici – civilian settlements grown in the shadow
of the forts. Systematic field surveys made in six different locations (Putineiu, Băneasa,
Valea Urlui, Crâmpoia, Urlueni, and Săpata) proved that each Roman garrison was
paired with an extra-mural settlement, sometimes larger such as the fort (as Valea Urlui),
sometimes smaller (such as Băneasa). More than that, three other settlements of the third
century have been discovered. These were located on the frontier line, and apparently
do not connect with any of the known Roman forts, namely Măldăeni (near Roșiorii de
Vede), Socetu, and Ursoaia.
The most striking issue related with the forts and settlements from the former Roman boundary is the surprisingly high presence of the so-called Chilia-Militari pottery,
ranging from 20 % to almost 40 % of all Roman sherds. Formerly ascribed to the local (Getae)24 population from southern Romania that developed on both sides of the
Roman frontier from the mid-second century to the early fourth century,25 it was never
connected with the Roman military environment. It is quite obvious that this local population did not fight against the Romans in the wars from the beginning of the second
century; they were not hunted down and not cast out of their own lands. Instead they
descended from the hills to the lower plain and developed friendly relationships with
the conqueror. They lived in traditional, rural settlements and made pottery on which
prehistoric features can be recognized, like the grey color of the wheel made pottery,
21 Napoli 1997, 10–12, for the typology of the linear works, 39–41 and 322–334, for commentaries
to (mainly) Bogdan-Cătăniciu 1977 and BogdanCătăniciu 1986.
22 Napoli 1997, 333, note 30, sending to Tudor 1974,
245. The same could be read in his last important
account (Tudor 1978, 256–257). We should add here
a much longer work (Bogdan-Cătăniciu 1997, in
Romanian), a full length book about this limes, con-
taining one sentence about the settlements (page
145), and this after 25 years of research in the area.
23 Napoli 1997, 10, 48–51; Sommer 2015, 16–22.
24 In Romanian literature this population is largely
assimilated with Dacians, mainly for their later (and
final) history.
25 Teodor, A. Bădescu, and Haită 2015, 90–93, with
subsequent literature.
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eugen s. teodor, dan ștefan
but quickly adopted the Roman sandy fabric and Roman shapes. Their massive presence on the frontier line proves they cooperated in supplying, surveying, and defending
the border area, shedding a new light on the Romanization process.
Two years ago one could find information about one watchtower and a pair of possible turrets for the whole length of this frontier.26 We found out at least another 6 large
towers, located relatively far behind the palisade (40 to 100 m), mostly on the southern
segment, and many points with likely turrets made exactly near the palisade, mostly on
the northern segment.27
In the mountainous part of Limes Transalutanus only short recognition surveys have
been made, in order to find previously recorded ‘walls’28 northwest of the city Câmpulung. What we found there are most likely segments of a Roman road, judging by the
morphology and the position into the landscape.29
4 A long lasting symbol
A palisade not having a protective ditch and battlements and walkways are not ‘defensive’ constructions but symbolic obstacles, making a nonverbal statement against trespassing. It is obvious that the barbarians realized this, at least in this case. When the
Roman troops were defeated, sometime between 245 and 257, and forced to draw back
some several kilometers behind the Olt River line, the victorious Carpi burnt down the
palisade all the way from the Danube to the Vedea River, approximately 55 km that
was supplemented by a few kilometers north of Urlueni. They were not demolishing a
military relevant feature, but the very symbol of the Roman domination. Paradoxically,
exactly where it was badly burned, it stands, through time, better and stronger; material
proof of the Roman history, acknowledged as ‘The Trajan’s Road’.
It is not that clear what happened with the local, non-military population living in
‘Chilia-Militari’ settlements in the war raged by Carpi. Were they punished for serving
the Romans? The archaeologist who knew this local culture best, Gheorghe Becher, said
he was not able to find any disruption around the middle of the third century.30 True
or not, it is certain that their settlements developed and were apparently not disturbed
for at least another half of a century. In addition, although not being in close vicinity to
26 Bogdan-Cătăniciu 1977, 343–344; Bogdan-Cătăniciu
1997, 83 and fig. 62.
27 See Teodor 2018, for a stage of research from 2016.
28 The Romanian word is ‘val’, coming from the Latin
vallum, as well as the English ‘wall’, being an aca-
208
demic synonym for Rom. ‘troian’. We do not have
other translation than ‘walls’ or valla.
29 Teodor, Dumitrescu, and Chivoci 2016.
30 Bichir 1984, 93. See also the French abstract (107–
111).
trajan’s road: a timeless sign of the romanian plain
a Roman presence, their material culture continued the process of assimilating Roman
culture.31
This local culture of Roman influence is, however, abruptly terminated in the early
fourth century by the expansion of the eastern culture Chernyakhov, the archaeological
expression of the Goths from the written history. ‘Goth’ is yet only a label for a large
confederation containing German (Bastarni, Hasdingi, Taifali) and non-German tribes
(Thracian, Sarmatian, Alanic) split in two large branches: the eastern, led by Amali family, were called Greutungi and later known as Ostrogothi, and the western, led by the Balthi
clan, known also as Tervingi and later Visigothi. The date of their settlement at the Lower
Danube is not that clear. What we clearly understand are their raids against the Empire,
which began in 238, but their actions were firstly launched from far, or at least this is
what archaeology suggests. The extension of their Baltic culture, named Wielbark, began
in the early second century, but lasted to the end of the third.32 The so-called western
Goths, actually Heruli located first at the Azov Sea, who are later documented as Tervingi,
no earlier than 290, settled later west of Dnistre (Rom. Nistru). They became Romans
allies at the latest in 297, when they joined the (unlucky) expedition of Gallienus against
the Persians.33 This is the first time when they could come closer to the Danube without
fear for their settlements.
One of the most striking issues connected with the settlement of the western Goths
at the Lower Danube is the fact that they did not cross the former Roman frontier, Limes
Transalutanus. The most western known settlement is located at Râncăciov, 12 m east of
Piteşti City, and the most westerner cemetery – Olteni, located 28 km east of the Roman fort from Gresia.34 Who could force the Goths to stay away from the former Roman
frontier? Nobody, but a treaty could. There is no historical evidence for this, but some
circumstantial facts. The bridge from Sucidava-Celei was accomplished in 328, the same
year in which a treaty was signed with the Goths. We don’t know the terms of the document, but one can guess that the barbarians got subventions and Constantine gained
31 Teodor, A. Bădescu, and Haită 2015, esp. the map
from figure 18, for the distribution of the ChiliaMilitari archaeological sites and the conclusions
(pages 125–128). The paper deals mainly with a settlement from the late third Century, 40 km east of
the former frontier, immediately north of Alexandria City.
32 Wolfram 1990, 37–43. Similarly, the formation of
the Chernyakhov culture was dated by Ščukin,
Michel, and Oleg 2006, 38, between 220 and the
early fourth Century.
33 Wolfram 1990, 57.
34 Mapping after Petrescu 2002. One exception is
still known from literature: the cemetery from
Drăgășani-Olt (Trohani and Zorzoliu 1983), located
west of Transalutanus, and ascribed (wrongly) to the
Chernyakhov culture. In it 13 inhumation graves
were discovered, on a construction site, observed
by an amateur archaeologist (Traian Zorzoliu) and
rationalized later by an esteemed specialist in La
Tène Age (George Trohani). There are facts which
could drive the interpretation to a Sarmatian population, as the cranial deformation, two single blade
swords (unusual in Cernyakhov cemeteries!), horse
bits, and bronze mirror, as well as the beads and the
handmade pottery from the grave 11 (which also
contains a pair of fibulae!), but more likely this is a
group pushed westward by the Huns, after 380.
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eugen s. teodor, dan ștefan
some control on the northern bank of the Danube. The deal seems to have included
that the Goths made a commitment to defend Roman interests in Barbaricum. The result was that king Geberic defeated the Vandals and Sarmatians in 334, somewhere between Mureş (Maris) and Tisza (Tisia),35 which is, more or less, the former province Dacia
Porolissensis, located 300–400 km west of the fringes of the Gothic land, east of the Oriental Carpathians. Geberic acted then like a commander of foederati troops defending
Roman land. The same thing could have happened in 291 when a coalition of Tervingi
and Taifali defeated Vandali and Gepidi somewhere in the Northern Carpathians.36
The outcome is that the palisade of the Limes Transalutanus, as burned as it was, has
continued to pursue its assignment across the large plain, delineating Roman land from
barbarian land, for more than a century after the retreat. Unfortunately, the Romanian
archaeology, although so committed to Roman archaeology, as well as for researching
Chernyakhov civilization, has done little to understand the Post-Roman Dacia.
The Hunnic storm acknowledged no frontier, older or newer, along the Danube.
On the northern side of the Stara Planina Mountains almost all cities were sacked and
burned to the ground, as well as the rural villas. The cities were rebuilt, but the core of
the provincial agriculture was not.37 Although remaining a strategical pillar of the Early
Byzantine defensive in Late Antiquity, the province Moesia Secunda ceased to be a viable
one because it failed to feed itself. As for the left bank of the Danube, the situation is even
worse, and archaeologists have not been able to find a single settlement to cross the dark
age of the Hunnic domination; apparently the whole population was doomed.38 The
recovery was hard and slow. Sixth century settlements are rather few and were gathered
in clusters mainly around modern Bucharest and north of Alexandria city (Fig. 3). This
new archaeological picture is known as the Ipotești-Cândești culture,39 with (at least)
two names. The western area, Ipotești, is defined by its pottery, mostly wheel made,
brownish-red, and sandy, of an obvious (kitchenware) Roman tradition, although the
contemporary imports from the Danube’s line are sparse. The eastern area, Cândeşti,
stretching to the central parts of Muntenia, is best defined by the fact that the pottery
fabrication included crushed shards in the paste, but differences are many and include
mostly handmade pottery and tall shapes with no equivalent in Central and Eastern
Europe. This last feature is inherited from the Carpi culture because this Moldavian sort
of Dacians not only raided the Danube land, but also settled it in the third century, down
to the outskirts of the modern cities of Ploieşti and Bucureşti.40
35
36
37
38
210
Wolfram 1990, 75–76.
Wolfram 1990, 71.
Poultern 2007, 82, 95, 96.
See yet some exceptions for the mid five Century
living contexts, which are not full size rural settlements, rather isolated households (Teodor 2004,
108–110).
39 Teodor 2004, 109–110.
40 Bichir 1984, esp. 123, with the map I/2. He was not
including the settlement from Cățelu Nou (east of
Bucharest) between Carpi ones, which in fact it is, in
our opinion.
trajan’s road: a timeless sign of the romanian plain
Fig. 3 Archaeological sites of the sixth century in southern Romania. Only the major sites are named. Modern
cities in transparent circles.
The outcome is that after a ‘blind’ century, for which almost no relevant archaeological
data is available, one can find that in the sixth century the Romanian plain was split again
by a (new) line, segregating a post-Roman culture in the west, with a barbarian culture
eastwards, although with some Roman influences. That implies that the population was
not completely swept away by the Hunnic wave, but survived in about the same area,
perpetuating its own traditions in ways that were too discreet for current archaeological
research to recognize.
5 Modern assessments
As we already have seen, The Trajan’s Road was mentioned as a landmark delineating
property as early as the 16th century. Medieval estates, stretching dozens or hundreds
of square kilometers, did not use fences or trespassing warnings, but instead used bold
items of the landscape such as the rivers, peaks, roads driving on watersheds; isolated
trees, like old oaks; fountains; ruins; or large piers. In a flat landscape, like the Romanian
Plain, any striking landmark was helpful. In the late 17th century, one of the richest
nobles, Constantin Cantacuzino, writing about the history of Walachia (“Istoria Țării
211
eugen s. teodor, dan ștefan
Rumânești”), described the deeds of the mighty Romans (speking about Trajan):
Wherever he had to go, stone roads and terrible ditches they made, […], and
we can see them still, today, giving the name of ‘troian’.41
Unfortunately, Cantacuzino was not as specific as one could ask for. Speaking about
‘stone roads’, he might have referred to the main Roman route in southern Romania on
the western bank of Olt River. The scholar is also the first that made a relatively detailed
map of Walachia, published in at least three early editions between 1700 and 1718.42
All of them represent a large road running west of the Olt River, from the mouth near
the old bridge near Celei-Sucivada up to Râmnicu Vâlcea City, at the entrance to the Olt
River gate – a narrow and long passage through the Southern Carpathians. On the Italian
version of the map, one can read: STRADA LA STRICATA DA TRAIANO IMPERATOR.
The stone road near Olt is never called ‘troian’,43 a name reserved for large embankments, as would be Brazda lui Novac, crossing the plain from west to east, or Limes
Transalutanus, stretching in the landscape from south to north. Its first depiction on a
map could be in 1703, on Guillame Delisle’s Map of Hungary,44 he identified it as Reste
d’un Chemin Romain. The first map, in the modern sense of the word that shows it closer
to its real geography is the Specht map. Accomplished by the Austrian military topographers during the occupation from 1790–1791, it was labelled Trajanische Landwehr, or an
earthwork, which in fact it is. Later on, during the Crimean War (1853–1856), the same
army made a much better map, on which one can read, in Romanian, Drumul Traianului,
which is ‘Trajan’s Road’. Obviously, the Austrian topographers did not rely exclusively
on their intuition (sometimes for the best), collecting local toponymy and opening a
door to the Romanian modern tradition about Limes Transalutanus.45
The Romanian tradition was rather confused. One can read in The Great Geographical
Dictionary of Romania, which is a first-hand knowledge source from the late 19th century,
both stories: one written by Grigore Tocilescu, which was the best archaeologist of the
time, where the Troian was a vallum (val de pământ in original), and another, pretending
to rely on the same Tocilescu, for which it is just a road.46 The confusion was possible
41 Translation after Croitoru 2007, 72.
42 First published in Padova, by Ioannis Komnios in
1700; published also by A.M. Del Chiaro in Venice
in 1718, along with a book named Istoria delle modern rivoluzioni della Valachia (Giurescu 1943). Another one was made in Wien, a copy by hand, in
1707 (Mappam hanc geographicam Principatus Valachiae
in XVII themata divisae ab exemplari graeco).
43 Except a hill southwest of the city of Râmnicu Vâlcea, from which the Roman road was in sight, but
212
the exact reason of the name is unknown (Lahovari,
Brătianu, and G. Tocilescu 1902, “Troianul sau Traianul”).
44 Măndescu 2016, esp. 203 with the Figure 2.
45 Mihăescu 1943 for Specht Map; Bartok-Elekes et al.
2014 for Szathmári Map; http://mapire.eu/en/ for
(visited on 13/06/2019) the Third Austrian Survey.
46 Lahovari, Brătianu, and G. Tocilescu 1902, 644–645,
s.v. Troianul, val de pământ, for troian as a vallum; Lahovari, Brătianu, and G. Tocilescu 1902, 589, s.v.
trajan’s road: a timeless sign of the romanian plain
Fig. 4 Cadastral layout of the
land where Trajan’s Road is crossing Suroaia Valley. Red lines: limits following the map Directorul
Plan de Tragere no. 3636, issued in
1945. Blue dotted lines follow the
military map of the 1980s; background – military orthophotos
2012.
Fig. 5 Cadastral layout of the
landscape around Totița Valley
(south of the fort Putineiu). Limits following the map Directorul
Plan de Tragere no. 3637, issued
1930.
because actually it was still in use as a road in the late 19th century before modern ones
were built, and it was used as landmark of the real-estates boundaries.47
Looking at several cadastral depictions from the 20th century, one can see that not
only did Trojan’s Road create the boundaries, but it really structured the landscape,
aligning the properties with the direction of the Roman monument (Fig. 4). No property was crossing over the embankment, although its morphological fingerprint was
much diminished. Furthermore, other roads appeared in the area in much later periods
than the Limes Transalutanus, but they did not change the property configuration of the
land (Fig. 5). These new roads just crossed the lands and properties. That was possible
in a conservative society, as the Romanian one was up to the Second World War. On
Teleorman (județul), for troian as a road. See also
G. G. Tocilescu 1900, 121–122 with fig. 64, giving a
restitution with battlements and walkways.
47 Lahovari, Brătianu, and G. Tocilescu 1902, 586–587,
s.v. Teleorman (județ), section drumuri vechi.
213
eugen s. teodor, dan ștefan
the contrary, the communist ideal was to wipe out all things that might recall the old
society. From that day the Trajan’s Road is ploughed, when not used as a mud road for
heavy tractors and trucks.
6 Conclusions
The Trajan’s Road was a communication line connecting the Danube to the Carpathian
Mountains, made by Romans in the days of the wars against Decebalus’ Kingdom. One
century later the line was adjusted to fit the needs of a defended frontier of the Empire.
Although deserted after only half a century, Trajan’s Road marked, in the flat plain, the
limit of the Roman lands and was for a long time respected even by the mighty Goths.
An archaeological analysis made for the material culture of the sixth century showed
that the limit of the Romanized territories in southern Romania stretched out nearly
across the same landmarks.
The Middle Ages turned history into legend, ascribing to the Emperor Trajan the
ruins of the Roman buildings though most of them were a century younger. The oral
tradition put all the impressive changes in the landscape on imaginary characters, like
the giant Novak or the timeless Jidovi (biblical Jews), when not the feared Tatars or the
mysterious Ler.48 This Trajan is not just a Roman Emperor; he is one of the giants from
the Romanian awareness.
The research project we have conducted in the past couple of years aims to preserve
the topography of the linear monument because preserving the monument itself is a
matter of public policy, of political determination in preserving – or not – the national
identity. It is what the recently created Limes National Commission is expecting to do, or
at least try to, in the coming years.
48 Teodor 2015, 54 (note 12), 101, 144, 216 (note 11).
214
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Illustration credits
1 Map: E. S. Teodor, D. Stefan. 2 Teodor 2015,
71, fig. 28. 3 Map: E. S. Teodor, D. Stefan, following Teodor 2005, 207, Figure 1. 4 The National History Museum of Romania for only the
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217
eugen s. teodor, dan ștefan
EUGEN S. TEODOR
is an archaeologist, who has worked in the National Museum of Romania in Bucharest since
1990 as head of the Computing Department
(1997–2014) and senior researcher in the Archaeology Department (2015-present). He has led
two national research grants: Romanit (2007–
2010, see http://www.romanit.ro, visited on
13/06/2019) and Limes Transalutanus (2014–2017,
see http://www.limes-transalutanus.ro, visited on
13/06/2019).
Dr. Eugen S. Teodor
National Museum of Romanian History
Calea Victoriei 12
Sector 3
Bucharest, 030026
Romania
Email:
[email protected]
DAN ȘTEFAN
is an archaeologist and geophysicist that has been
involved in the development of UAV platforms
and photogrammetric workflows adjusted to fit the
study of the entire 157 km of Limes Transalutanus
project – the first systematic large scale low-altitude
aerial archaeology application in Romania. He
currently is associated with the National Museum
of the Eastern Carpathians, Sfântu Gheorghe.
218
Dr. Dan Ștefan
National Museum of Eastern Carpathians
Gábor Áron 16
Sfântu Gheorghe, 520008
Romania
Email:
[email protected]
r ebecca döhl is a postdoctoral research fellow at
Humboldt-Universität zu Berlin, Institute of Archaeology, Department of Northeast African Archaeology
and Cultural Studies. As an Egyptologist, her doctoral
thesis dealt with rock art in ancient Egypt, focusing on
rock art as sign of a social landscape. Having studied
geoinformatics, she is also interested in Digital Humanities. Her main foci of research lie in: rock art, landscape
archaeology, theory in archaeology, and predynastic
Egypt.
juli a n ja nsen va n r ensburg is a Dahlem
Research School POINT fellow at Topoi with the
project The Landscape Within: A Multiscalar Approach
to Space and Place from a Subterranean Perspective. His
research project utilizes a cross-disciplinary methodological approach that integrates ethnographic data
with historical, archaeological, and environmental
data within a multiscalar framework to tackle concepts
of space, place, religion, and identity within local and
regional cultural landscapes.
Within the berlin studies of the ancient world
series, monographs and volumes of all fields of ancient
studies are published. These publications form the
results of research conducted within the Excellence
Cluster Topoi. The Formation and Transformation of
Space and Knowledge in Ancient Civilizations, a research
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Humboldt-Universität zu Berlin as well as the partner
institutions Berlin-Brandenburgische Akademie der
Wissenschaften, Deutsches Archäologisches Institut,
Max-Planck-Institut für Wissenschaft sgeschichte and
Stiftung Preußischer Kulturbesitz.
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ISBN 978-3-9820670-2-5
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