The International Journal of Islam, March 2024 Volume 1, Issue 4. ISSN: 2572-5556
The Transcendental Grounding of Muslim Political Thought
Louay Safi*
Abstract
The paper provides a window into the overall progress of Islamic thought and examines different
ideas that shaped political thinking among Muslim scholars. While the work does not provide a
complete catalogue of the prevailing political ideas across the long history of Muslim political
thought, it offers examples that reveal the main thrust of Islamic writing of political issues. As the
paper illustrates, the various examples reveal that the main concerns of Islamic writers on issues
of politics and power has always been to explore ways and means to translate the transcendental
values elaborated in Islamic reveled sources to sociopolitical relations and political institutions.
Keywords: political thought, Imamah and political leadership, shura and democracy, Asabiyyah
and social solidarity, the state under Islam, political reform, pluralism, and religious freedom.
Introduction
The history of Muslim political thought span over fourteen centuries and has evolved in
response to diverse theoretical and practical stimuli. Despite the many changes in the
conception of political authority and organization, Muslim political thought maintained a
remarkable affinity to the early prophetic ethos and remained concerned in reconciling the
transcendental values of the Islamic revelation with political demands of an evolving social
structure and culture.
Muslim political thought has always been subject to outside influences and ready to embrace
the ideas from outside its political and cultural experience. This embrace was however done
with unwavering adherence to its ethical traditions that were always grounded in its religious
parameters. Therefore, political debate has always been concerned in subordinating political
authority to a transcendental law rooted in an overarching conception of shari’ah (Islamic Law)
and a free expression of religiosity.
The outstanding feature of Muslim political thought has been the relentless efforts to subjugate
political action to moral evaluation and demands. This feature of Muslim thinking was not lost
on the most profound philosopher of history, G.W.F. Hegel. Hegel qualified Islamic interest in
reconciling the secular and the moral as the “Mohammedan principle” and the “enlightenment
of the orient” and thought that Islamic historical precedent influenced the later efforts by the
enlightenment philosophers to do the same:
We must therefore regard [the reconciliation between the secular and spiritual] as
commencing rather in the enormous contrast between the spiritual, religious principles,
and the barbarian Real World. For spirit as the consciousness of an inner world is, at the
commencement, itself still in an abstract form. All that is secular is consequently given
over the rudeness and capricious violence. The Mohammeden principle, the
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enlightenment of the oriental world, is the first to contravene this barbarism and
caprice. We find it developing itself later and more rapidly than Christianity. for the
latter needed eight centuries to grow up into a political form.1
The following essay is not intended to provide a complete catalogue of the prevailing political
ideas across the long history of Muslim political thought, but to provide a glimpse into the
overall progress of ideas and the prevailing ideas that shaped political thinking among Muslims.
Greek Influence and the Search for the Ideal State
Early political writings among Muslim philosophers and scholars emerged in the context of
intellectual exchange with Greek philosophy. The extensive translation of Greek work under the
Caliph al Ma’mun exposed Muslims to Greek political philosophy. This exposure stimulated
political thinking in the quest of finding an ideal political arrangement. Al Farabi’s political
writings provide an important insight into the Greek influence on early Muslim political
philosophy.
Abū Naṣr al Farabi (c.870-950) was a leading Muslim philosopher who devoted his most
important philosophical work to addressing political issues. His Al-Madina al-Fadila remains one
of most fascinating work in political writings of all times. His impact on later Muslim
philosophers was so immense that he was often referred to as the “Second Teacher,” the first
being Aristotle. Al Farabi’s philosophical writings represent a creative synthesis of the
philosophy of Plato and Aristotle. He, however, “broke completely with Greek metaphysics in
favor of philosophical approach rooted in methodology."2
Al Farabi’s major work, Al Madina al Fadila, was undoubtedly inspired by Plato’s The Republic.
The similarity between the two works was, however, more in form than in substance. Like
Plato, Al Farabi peruses in his work the “ideal state” and insists that such state must be
governed by a ruler that combines the mental power of a visionary with the political strength of
a king. Al Farabi, nonetheless, replaces the Philosopher-King of Plato with the Prophet-Imam, a
person who combines the moral insight of a prophet with the leadership capacity of an imam.
Al Farabi argues that the ideal state resembles the city-state of Medina as it was ruled by
Prophet Muhammad.
Al Farabi describes in platonic terms the qualities necessary for the ruler: he should possess
innate virtues to rule with justice and fairness; he should be a good orator and should perfect
himself until his soul unites with the active intellect; he should have both a strong physique and
an astute mind; he should love learning and truth and be above the materialism of this world.
Reviewing the various qualities enumerated by al-Farabi, and it is evident that the ideal ruler he
describes is analogous to Plato's philosopher-king.3
Following in the footsteps of Plato, al Farabi distinguishes between perfect and corrupt states.
He identifies three perfect states and qualifies them in accordance with their size into: uzma
(the greatest), wusta (the medium), and sughra (the smallest). These states are then contrasted
with four different types of corrupt city: the ignorant city (al-madina al-jahiliyya), the dissolute
city (al-madina al-fasiqa), the hypocritical city (al-madina al-mubaddala) and the straying city
(al-madina al-dalla). The above cities correspond closely to Plato's fourfold division of the
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world to imperfect cities in the Republic, namely timarchy, oligarchy, democracy and
monarchy.4
Al Farabi relates the quality of life of the city to the moral disposition of its inhabitants. The
souls of the inhabitants of corrupt cities are lacking in the moral commitment, and are hence
subject to internal conflict and torment that are manifested in the constant divisions and
turmoil that distinguish these cities. Similarly, al Farabi's identify happiness (sa'ada) as the
overarching value for explaining the quality of life in the various city types. He further entertain
the possibility of moving from a virtuous community, through virtuous city, and ultimately to a
virtuous world. The virtuous city (al madina al fadila) is distinguished from others in that its
inhabitants cooperate to achieve happiness. The virtuous world (al ma'mura al fadila) is
achieved when all cities collaborate to achieve happiness.5
Richard Walzer explores the themes of happiness in the writing of both Plato and al Farabi and
finds an important difference in approach. He argues that Plato limited the experience of
supreme happiness to philosophers who were able to achieve proper understanding of the
world. Al Farabi, similarly, taught that supreme happiness was the lot of the ideal ruler whose
intellect is united with the Active Intellect. Walzer, however, insists that al Farabi “does not
confine his interest to the felicity of the first ruler: he is equally concerned with the felicity of all
the five classes which make up the perfect state.”6
Political Legitimacy and the Foundation of Political Authority
The influence of Greek political ideas on Muslim political philosophy was confined to a small
circle of intellectual elites within Muslim society and was seen as irrelevant to the immediate
concerns of a growing empire plagued by a fierce struggle among the various clans of Quraysh.
The immediate concern for most Muslim scholars focused on the issue of political legitimacy as
various political groups vied for political control of the state.
Early writings on the question of political legitimacy reflected the ongoing struggle between the
Shi’ite and Sunni sects of Islam. Early Shi’ite scholars insisted that the question of political
legitimacy was essentially a religious question to be decided by consulting Islamic traditions.
They employed a number of traditions that confined political leadership to the House of the
Prophet. The struggle between al Hussein, the grandson of the prophet, and Yazid the son of
Muawiya, the founder of the Umayyad Dynasty, was taken as a reference point. Shi’ite scholars
insisted that the Prophet designated Ali as his successor and that his descendant through al
Hussein were the legitimate claimants to the imamah (the highest political leadership). Sunni
scholars insisted, however, that political legitimacy of the leader (imam) is grounded in people’s
consent and that the leader is determined through the process of selection (ikhtiyar) and
declaration of allegiance (bay’ah). The debate between the Shiite and Sunni branches of Islam
has been very polemics, and each sought to vindicate its approach by citing scriptures and by
referencing historical evidence and rational arguments. Much of the Sunni political literature
that has reached us was compiled apparently as a reaction to Shiite claims.
Much of the Shiite claims of hereditary religious leadership were grounded in a metaphoric
reading of the Islamic sources or on the basis of Prophetic statements that designated his
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cousin Ali as the designated successor to the prophet. Sunni scholars rejected any religious or
scriptural foundation to political legitimacy and invoked procedural conditions and personal
criteria for the selection of political leaders.
The conventional Sunni attitude towards the Shiite claim of imamah can be found in the
refutation of Abu Bakr al Baqilani in his book Al Tamheed Fi al Rad Ala al Mulhidah, Muttilah,
Rafidhah, al khawarij and al Mutazilah, which later became the standard argument on political
legitimacy. The refutation of al Baqillani depends mainly on demonstrating the speculative
nature and contradictions of the sources adopted by the Shiite scholars. He insists that if the
Prophet has designated Ali, his command must have become obligatory for all Muslims, and he
would have done that publicly in front of a large number of his companions instead of secretly
informing one person or two as the Shiite scholars insist. Had he declared his successor, he
exclaimed, the knowledge would have been spread and became known to every companion, in
the same manner Salah (prayer), Zakah (alms), fasting and other religious obligations are
known. The act of designating a successor would have become known to the entire Muslim
community in the same fashion that important judges, army commanders, and governors
appointed by the Prophet.7
Al Baqilani arguments open the way to the majority of Muslim scholars within the Sunni
tradition to treat political authority as temporal, lacking any religious significance or
consequence. While the majority of Muslim writers would avoid referring to the political
authority in Islamic history as secular, they would readily describe it as “civil” (madaniya).
Abu al Maali al Juwaini in his book Ghiyath al umam fi al tiyath al zulam makes a similar
argument to refute the claims of designation. He contends that such a claim can be sustained
on the basis of three types of evidence: irrevocable text of the Book, preponderance of
prophetic statement (hadith mutawatir), or established consensus among companions. Since
none of the above is available, the claims of designation are unfounded.8
The Shiite theory of imamah posits a divinely ordained and guided political authority that
resembles theocracy. The imam in the Shiite tradition is an infallible human being with direct
access to divine guidance similar to the one claimed by the prophet of Islam. Indeed, Shia
scholars initially argued that the need for continuous divine guidance necessitate the presence
of the guided imam. This argument, based on the principle of divine favor, insists that the
Muslim community is in a constant need of a "referential authority" that can clarifies the divine
will on the new issues it confront. Because human beings are fallible it is necessary, the
argument goes, for an imam to be appointed by God as an expression of his favor to his slaves.
The presence of imam in every age to guide and direct the believers is inevitable. Al Kulaini
quotes imam al Sadiq as saying "the earth cannot be without an imam so that if the believers
misinterpreted the divine command he would correct them and if they neglect a duty he would
guide them."9 Similarly al Kulaini attributes to al Sadiq that statement "should the imam be
taken away for a moment it would have set the earth in turmoil.”10
The disappearance of the imam prevented the creation of a theocratic authority and tuned
Shi’ism for many centuries into political quietism, until the Khomeini succeeded in reengaging
Shi’ism with politics in the middle of the twentieth century through the theory of the “wilayat
al faqih” [guardianship of the jurist]. The theory of wilayat al faqih, which Khomeini articulated
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in his book Al Hukumah al Islamiyah, a book by Aayatollah Khomaini, attaches political
legitimacy to the election by the community of the political leadership represented by Muslim
jurists (faqihs). Though the theory insists on that the wilayat-e faqih is decided partially by the
election of the Ummah and partially by an appointment by God who determines the qualities to
be found necessarily in the faqih, the election of the faqih from the procedural aspect, is not
different from that of Ahl al Aqd wa al Hal (notables) as in the classical theory.11
Classical Theory of Government
The classical political theory is the one that the jurists of the Sunni majority developed under
the title of the law of imamah or the Sultanic rules. This theory was jointly developed by several
Islamic jurists led by Abu Bakr al Baqillani, Abu Yaala al Farr, Abu al Maali al Juwaini and
others.12 But the integrated and developed formulation of this theory was crystallized in the
book, Kitab al AhKam al Sultaniah wa al Wilayah al Diniyah by Muhammad B. Ali al Mawardi
(AH 370-450). The classical theory of imamah is based on the following five principles.
First, the election of the imam is a collective duty assigned to the Ummah (the community).
According to Islamic law, the Ummah is responsible for the establishment of the imamah.
However, the duty of the Ummah in this respect is collective one. If some people perform this
duty, it is no more a duty for the rest of the community. "The imamah is succession to the
prophethood for protecting religion and managing earthly affairs. The contract of the imamah
for the one who would fulfill it from among the Ummah is necessary by consensus though the
dumb is excluded.19 Al Mawardi adds explaining that "If it is established that the imamah is a
duty then it is a collective duty like Jihad and acquisition of knowledge. If it is performed by the
qualified persons, the duty will be discharged collectively.20
Secondly, the task of electing the imam is restricted to two groups: electors, or the ahl-al-aqd
wa hall [the movers and shakers of the community] and ahl-al-imamah [community leaders].
Al-Mawardi says "If it is discharged by someone qualified for the same, the duty will be
discharged collectively. If it is not discharged by any, there remain two groups of people namely
ahl-ikhliyar [the people of selection] who have to elect an imam for the ummah, and ahl-al-
imamah, one of whom has to stand for the imamah. The people other than these two groups
are not to be blamed or charged if the imamah is delayed."21
Thirdly, Ahl-al-ikhteyar are appointed according to three conditions: "One is extensive probity
of its requirements; knowledge of the requirements of the position and .. wisdom which
enables them to elect the most capable person for the post."22
Fourthly, ahl-al-imamah are designated on the basis of seven conditions. "One, the propensity
to knowledge that enables him to do make ijtihad for new developments and situations;
healthy senses including that of ears, eyes and tongue so that he can do whatever he realizes
by them; freedom of organs and limbs from defects, affecting his ability to act; fifth, wisdom to
rule the subjects and manage the interests; sixth, bravery and courage to protect the Shariah
and fight with the enemies; [and] seventh, lineage, that is he should be a quarayshi [member
of the tribe of Quraysh], because of the text and ijma."22
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Fifthly, the selection of the imam can be lawful by one of two ways. Mubaya’ah (pledge of
allegiance) of ahl-al-hall wa al-aqd for the one whom they elect for imamah, or nomination by
the former imam of the latter.24
The Popular Foundation of Political Authority
In the history of Islamic thought, the question of popular basis of political authority and the
procedural requirements of legitimacy was hotly debated three centuries after the demise of
Rashidi rule. Perhaps, the first serious political study we find while going through the history of
political thought in Islam are those opinions, put down by Abu Bakr al-Baqillani in his book
Al-Tamheed under the title of "imamah". In this book written towards the end of the fourth
century of Islam, we come across the fundamentals of the classical theory which reach its
advanced stage in Mawardi’s Al ahkam al sultaniya, as discussed above. The classical theory deals
with the questions relating to those responsible for electing the caliph (Khalifah) under the title
"ahl al aqd wa al-hall” [people who tie and loosen] or “ahl al-ikhtiyar” [people of selection]. For
them three qualifications, as we discussed above, are stipulated, namely the requirements for
sound opinion and wisdom, the competence to manage the public interests, and the popular
support.26 Classical theory was ambiguous as how popular support to be decided. It often
equivocates with regard to the method of selecting the group assigned with the task of electing
the imam. Mawardi does not tell us, for instance, whether the distinction is defined and a
regulated process or it is a spontaneous one? If it is spontaneous, then ahl al ikhteyr [people who
tie and loosen] may constitute the majority of population, particularly if the decision regarding the
meeting of the three requirements just mentioned, is left to the personal judgment of the
individuals concerned. On the other hand, if the distinction of ahl al ikhteyar is a regulated process
then it will be necessary for the Ummah as a whole to participate in the process of electing ahl
al-ikhteyar. Thus, the participation in the election process becomes an individual duty.
Second: The distinction made by Mawardi between ahl al ikhtiyar and ahl al imamah is
problematic keeping in mind that the characteristics of ahl al ikhtiyar also include in it the
characteristics of ahl al imamah. Therefore, the membership of ahl al imamah cannot be fully
separated from the membership of ahl al ikhteyar in the sense that the member of the imamah
group will have the right to participate in deliberation, of the `ikhteyar' group. Accordingly, the
separation of ahl al imamah from ahl al ikhteyar is an arbitrary and haphazard action.
The differentiation between the Muslim community into ahl al imamah and ahlal ikktiyr espoused
by Mawdardi is untenable, as it reveals disconnect between the general theory of government
among pre-modern Muslim scholars and actual political processes and practices. The theory hence
serves to disguise the political reality of Muslim society and give legitimacy to the rampant
usurpation of political authority. It also provided a confused conceptualization of the political
structure of the Muslim society. It effect, the theory reduced the political representation in the
selection process into a single person empowered to choose the head of state on his own. The
artificial reduction of the category of ahl-al-Hall wa al-Aqd to single individual was effectively an
abdication of the principle of majority. It justified this reduction by insisting that any attempt to
located a defensible number between the entire community and one person is futile. This
assumption would later be considered invalid as it is examined below.
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Despite the fact that al Juwaini succeeded in finding a defensible middle between “all” and “one”,
the classical theory has not taken this solution into consideration. Rather it has overlooked it to
stick to the theorization of al Baqillani mentioned earlier. Abu al-Maali al-Juwaini has been
successful in solving the problem that confronted his teacher Abu Bakr al-Baqillani through
induction of the power variable in the quantitative equation of ahl al hall wa al aqd. Al-Jywaini
maintains.
Al Juwaini's analysis of political power is reflective of profound understanding of the sources of
stability and instability of the state. He links the number required to select the imam to social force
and interprets the quantitative determination of the Shura council as the power to implement the
decision and affirm the authority in the face of the opposition of rivals and the rise of the rebels.
Accordingly, al Juwaini the necessary number must be determined in a way that the council
members muster an effective support by the different forces and various population groups.
Determining the number of ahl-al-ikhtiyar in few individuals, or tens or hundreds of persons
without considering the public base and the political forces these people represent, is an error
arising from a disastrous ignorance of the structure of reality and patterns of the political
mobilization in society.
This thorough analysis of the determinants of the number of persons required for participation in
election is repeated in the writings of Abu Hamid al-Ghazali who contends the number of the
selection people is simple decided by the number of the majority in society. So the required
number is that number which is necessary and sufficient to represent the public base of the state.
Al-Ghazali says:
What we prefer is that one person pledging the Bay’ah to the imam can be
sufficient if that one person has a following large enough to overcome opposition,
and if the support as such that if he turns to a direction, all the public would turn
to the same direction with him. Nobody goes against him except those who do
not care for his opposition. Therefore, if one person who is followed and obeyed
as described above, pledges the Bay’ah, it will be sufficient because his
agreement entails the agreement of the public. If this purpose cannot be realized
but by two or three persons, their agreement will be necessary. The target is not
the dignitaries and important personalities of the people but acquisition of
strength of the imam by the followers and supporters. This is achieved by
exercising influence and inducing obedience. We maintain that when Umar
pledged allegiance to Abu Bakr, the imamah was not confirmed31 merely due to
his Bay’ah but rather due to the fact that hands came in succession to the Bay’ah
because of his initiative. Had the persons other than Umar not pledged, and all
the people remained opposed or divided equally, the imamah would not have
been concluded. The reasons being that the prerequisite of the agreement is the
existence of power and might, and inclination of the hearts to obedience and
correspondence of manifest to the hidden on the Bay’ah. The objective for which
we require the imam is to bring together all the different opinions amidst of
fusion of likes and dislikes. All these depend on the might and power and the
power is achieved only through agreement of the majority of noteworthy persons
of all the ages.32
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The solution to the size of the popular basis of political authority lies in the notion of the Shura
council, developed in modern Muslim political thought, which draws its authority and power. This
notion, introduced leading modern Muslim scholars, including Afghani and Abduh which we
examine below, does not only enables us to solve the problem of number but also helps us
determine the identity of the Shura members and the task assigned to them. The membership of
the Shura council cannot be determined on the basis of purely theoretical qualifications such as
testimonial acceptability, knowledge, and wisdom as was perceived by many of the early political
jurists33 but rather on the basis of understanding of the relationship between the political forces of
the Ummah which constitute the base from which the authority of the Shura members is derived,
and the Shura council which represent the Ummah in political decision making. It is so in the sense
that the access affiliation of the individuals to the Shura council of the Ummah does not take place
automatically just on the fulfillment of the requirements stipulated by the classical theory and
majority of the political jurists. Rather, it depends on the position of the individuals fulfilling the
requirements of the Shura in the population groups and the political forces which collectively
constitute the Ummah, and on the extent of public support and cooperation enjoyed by all these
people. To look at the membership of vital political institutions such as the Shura and executive
machinery in the frame work of purely theoretical qualification, or the logic of preference for the
sovereignty of better to that of good one, arises from our ignorance of a very important fact that
the ability of the participant in these institutions to translate the decision into an action, depends
on the political forces and public support he enjoys and thus on the confidence of the population
groups and sections which he represents, and on their commitment to supporting and backing up
his stands. The act of resolving problems and settling disputes as a matter of fact is not for the one
who possesses judgment only rather but also for those who possesses the power of implementing
the opinion and translating the decision into a concrete action. Possession of opinion and
knowledge qualifies the individual to be a counsel whose opinion is sought because of his
authority in knowledge, not to be a Shuri (the member of Shura) whose opinion is needed because
of his political authority.
It should be evident that the equation between ahl al-Shura and the jurists as mentioned in the
writings of the classical and modern scholars has arisen from confusing the function of juristic
ijtihad with that of the political Shura. The function of juristic ijtihad is related to deducing general
precepts and rulings from the texts of the Shariah and the developments of social or political
reality on the one hand and application of these rulings to the events of day-to-day life on the
other whereas the function of the political Shura is connected with the interaction with the
aspirations and problems of the people, determining the priorities of political action evaluating
the balance of power to determine the parameters of possible and impossible to mobilize the
energies and unite the ranks. A scholar can perform the function of the Shura provided that he
possesses the qualities of leadership and aptitudes and could win the support and cooperation of
the political forces playing on the ground.
By the same token, the member of Shura requires the minimum degree or standard of knowledge
in order to carry out his duties and functions in a proper fashion. This however does not make any
difference to the fundamental fact which we endeavor to elaborate that the qualification
necessary for performing the juristic ijtihad and the qualification required for performing the Shura
function do not correspond necessarily to each other. Ibn Khaldun took cognizance of the vast
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difference between the academic authority of jurists and judges and the political authority of ahl
al-hall wa al-Aqd and explained this difference very precisely and thoroughly. Ibn Khaldun says: Al
Hall and Aqd is indeed for those who are capable are doing it. The person who does not have
power, can neither resolve problems nor settle disputes nor only shariah rulings and decrees can
be sought from him. Some may think that the reality is otherwise and that the exclusion the jurists
and judges by kings from the Shura is not desirable. The prophet has already said: the scholars are
inheritors of the prophets. This must be known that the case is not as is thought to be. The rule of
the king and sultan in carried on according to the requirement of the nature and temperament of
the population and society, otherwise it will be away from the politics. The civilizational nature of
these people does not require anything of that kind, because the Shura, and al hall wa al aqd are
only for the one who possesses group feeling tribalism on the strength of which he can manage
affairs, resolve disputes, act or leave. As for one who does not enjoy group feeling and possesses
protection, and is dependent on others, what does he have to do with the Shura and what does his
inclusion in the Shura means, except the consultation with him in the Shariah rulings which is
found in "istefta". As for his consultation in political matters he is far away from it due to absence
of group feeling."34
Ibn Khaldun and the Sociology of the State
Ibn Khaldun’s efforts to identify the patterns of historical change and social collaboration
moved the study of society and the state from relying on textual evidence and analysis to
setting the foundation of social analysis. He call the new approach to understanding historical
he introduced the “science of social building” [‘ilm al ‘umran]. The new science consisted in
observation he registered in his Muqadimah in the form of general rules he derived from
observing historical communities. These observations gave rise to a new conception of political
organization, or the state, the markedly departed from the normative conception elaborated by
early Muslim historical and scholars.13
Ibn Khaldun explains the basis of political power by introducing the concept of “group
solidarity” (asabiyah). He locates political power in group dynamics, namely the willingness of
the members of the group to render full support the wellbeing of the entire group. Any group in
which members identify their wellbeing and survival with their group enjoy higher level of
social solidarity and is better position to overcome other groups under the right historical
conditions. Ibn Khaldun believes that groups that are physically challenged, such as the Arab
tribes who live in the desert and rely on the strength of the member of their tribes for defense
and sustenance. He anchors group solidarity in both human nature and group dynamics and
notes the differences in the mechanisms of self-defense between the city and the desert. 14
Living under tough conditions that require every tribesman to assume responsibility for the
collected security of the tribe toughens people as they develop the mental ability required to
live under constant risk. This is combined with the uncertainty of food supply and the need to
endure occasional shortage of provision raise the level of endurance among Arab tribesmen,
giving them an advantage in any power confrontation with people who grow up in protected
cities. For this reason, Ibn Khaldun concluded, powerful states and dynasty were established by
strong tribes. The demise of the state is, therefore, connected with the decline of mental
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toughness, along with tribal ties, with the development of the state and the successions of new
generations of statesmen who were born under conditions for of safety and plenty. They
founder of the established state lose control over their political power in the course of the
struggle with a new claimants to power who come from strong tribes who are still living under
adverse conditions away from the comforts of protected and prosperous cities.
Ibn Khaldun does not dismiss religion from his historical analysis but sees it as a source of moral
certitude and strength. Religion is an element of political power in so far as it provides an
additional moral grounding to the groups (or dynasties) that seek political dominance, and as
arching moral principles that bring people of different tribal and ethnic solidarities into a similar
normative order. The social foundation of power, he insisted, is always central, even with
Prophetic missions. He therefore concluded that religious movements that are incognizant of
the social foundation of political power are incapable of founding states by the sheer charisma
of their leaders.15
Ibn Khaldun was among handful Muslim historian who married empirical analysis in developing
political ideas and theories around the 15th century. Several centuries will pass before Muslim
scholars would employ his newly founded methodology. The Khaldunian thinking will
eventually reach Muslim scholars through the writings of modern Western thinkers who were
the first to advance empirical analysis of society and the state into a more advance of political
reasoning.
Modern Islamic Thought and Political Reform
Jamaluddin Afghani (1838- 97) studied Islamic sciences in Najaf, Iraq, and developed his early
thought in Afghanistan and Iran.16 His familiarity with European thought was achieved in India,
where he spent time assessing the impact of English colonialism. His early exposure to the
British colonial model help him anticipate the danger Britain poses to other Muslim countries,
and he spent the rest of his life traveling throughout the Muslim world. He developed his
reformist ideas during his long stay in Egypt where he made his greatest impact. He arrived in
Cairo in March 1871 and stayed until his expulsion by Khedive Tawfiq in September 1879. His
ideas were matured and expounded through his frequent interaction with young Egyptian
intellectuals. His ideas were natured later by his prominent associate and collaborator,
Muhammad Abduh.
Afghani and Abduh were particularly alarmed by the state fatalism among Muslim scholarship
and society and spent a big chunk of their efforts to combat it. He was extremely alarmed that
most Muslim intellectuals and scholars have, by the turn of the nineteenth century, accepted
that the state of decadence that befallen Muslim society was a fate accompli, reflecting an
advanced stage in Muslim social development since the time of the Prophet, and that such a
state will continue till the end of days. Muslim scholars around his time became convinced that
such decline was inevitable and beyond human control.17 Afghani rejected widely accepted
interpretation of history and instead advocated a forward looking outlook. Muslim decadence,
he argued, was the result of moral decadence and intellectual decline. Western military
superiority emanates, he argued, from Western scientific advancement. The French and
English had been able to conquer Muslim lands, he insisted, not by virtue of being French or
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English but because they were able to develop more advanced scientific capabilities.18 Afghani
saw a positive aspect of the rivalry between the East and the West, as he believed that Western
invasion of Muslim societies had a stimulating effect and would help awaken them from the
state of slumber that continue to dominate their thinking.19
Afghani was aware that scholarly and scientific development could not be achieved merely by
single-handedly focusing on learning Western technology. Technology and scientific innovations
are not the cause but the consequence of intellectual and social development, as they reflect
the ethos of a people and their philosophical outlook. What was needed for societal
development and progress, he proclaimed, was a new spirit and direction.
If a community did not have a philosophy, and all the individuals of that community
were learned in the sciences with particular subjects, those sciences could not last in
that community for a century... The Ottoman government and the Khedivate of Egypt
have been opening schools for the teaching of the new sciences of a period of sixty
years, and they are yet to receive any benefit from those sciences.20
For Afghani, Muslim failure to compete in modern science and technology is the outcome of
their deficient outlook. Islam had created in the early Muslims the desire to acquire
knowledge. They quickly became leaders in scientific research, first by appropriating the
sciences of the Greeks, Persians, and Indians, and later by taking these sciences to new height.21
He criticized Muslim scholars (‘ulama) for wasting time and energy on trivial matters instead of
addressing the important questions of the day. He called on Islamic scholars to examine the
grounds of Muslim decline, rather than occupying themselves with subtleties.22 “Ignorance has
no alternative but to prostrate itself humbly before science and to acknowledge its
submission,” he argued.23
To overcome current challenges, Afghani in visaged a governmental structure based on Islamic
law. Under such a structure, rulers are required to consult the ummah and to work toward
promoting the common good.24 The ruler’s principal task was to safeguard the Islamic law.
. . . the ruler of the Muslims will be their religious, holy, and divine law that makes no
distinction among people. This will also be the summary of the ideas of the nation. A
Muslim ruler has no other privilege than that of being the most ardent of all in
safeguarding the sacred law and defending it.25
Despite his political focus, Afghani’s believed that political cannot be achieved without
educational reform as a prerequisite for any sociopolitical change. Most of those he inspired
were, however, interested in political reform and paid little attention to reforming the ideas
and practices, with the exception Muhammad Abduh.
Abduh focused primarily on reforming religious ideas and practices and saw education as the
principal approach to social change. He was by far the most influential Egyptian scholar in the
nineteenth and early twentieth century. Echoing his teacher, he became critical of traditionalist
‘ulama who depicted “European” sciences as perverted, and admonished Muslims to refrain
from learning them. “The truth is where there is proof,” Abduh argued, “and those who forbid
science and knowledge to protect religion are really the enemies of religion.”26 Abduh blamed
Muslim decline on the deficiency of the educational system. The education system, he argued,
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discouraged critical thinking and suppressed intellectual and scientific discovery. He further
claimed that the education was incompatible with Islamic learning that honors rational
curiosity.27
Abduh was not only critical of the ‘ulama but was equally critical of Muslim rulers who were
also complacent in the decline of the ummah, for they placed their self-interests before that of
the general public. By so doing, they and contributed to Muslim division and decline. It is their
moral and religious duties to work for political unity and join forces to meet the challenge of
imperialism. Like Afghani, Abduh contended that the division of the Muslim world into small
units was contrary to Islamic teaching, and thus not be allowed by the public.28 For him, Muslim
decline originates from the failure of rulers who deviate from the principles on which the
Islamic faith is built and stray from the path followed by their early ancestors.29
The political division of the Muslim world into was artificial, induced by the struggle for power
among various rulers. This division did not reflect the real sentiments of the Muslim masses
that had been, on the contrary, united from the very beginning only by the bonds of Islam,
disregarding any other type of bonds such as race or ethnicity.30
Founding Democratic Tradition within Islamic Normative Framework
There are increasingly dominant views among mainstream Muslim scholars and intellectuals
that strongly believe in the importance of setting a pluralist and democratic foundation for
modern Muslim society, and the need to root this foundation in Islamic worldview and ethics.
Leading Muslim intellectuals and scholars insist, for the total bewilderment to their modernist
counterparts, that Islam is not only compatible with a scientific, pluralist, and democratic
society, but that it is reform is a prerequisite for such a society.
The views of contemporary Muslim intellectuals and scholars continue to mature as they
continue to recognize the principles of reciprocity and human dignity. For instance, Fahmi
Huwaydi, a leading Egyptian thinker and journalist, addressed the question of equality of
Muslims and non-Muslims in his book Muwatinun La Dhimiyun (citizens not dhimis). He rejects
the dhimmi classification of non-Muslims as a historically relevant idea, and turns to the Islamic
normative sources to illustrate that non-Muslims should enjoy, in contemporary Muslim states,
full citizenship rights on par with Muslims.31 Huwaydi’s conclusions on equal citizenship are
supported by the leader of the main Islamic opposition in Tunisia, al-Ghanoushi, who stresses
that non-Muslims enjoy equal citizenship with Muslim majority.32 In addition, Al-Ghanoushi
advocates the right of women to participate on equal footing with men in public life. “There is
nothing in Islam,” he writes, “that justifies the exclusion of half of the Muslim society from
participating and acting in the public sphere. In fact, to do this is to do injustice to Islam and its
community in the first place, and to women [afterward].”33 Similar arguments for gender
equality can be seen in the writings of leading Shi’i jurists including Murtada Mutahiri,
Muhammad Khatami, and Muhammad Mahdi Shamsuddin.34
The effort to ground a liberal outlook towards political rights in Islamic tradition is not limited
to scholars in the Arab society where Sunni Islam prevails but can also be found in Iran were
Shi’ism dominates. Take for instance the views advanced by Mahmoud Soroush in debating a
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Persian modernist, Hamid Paydar, on the question of compatibility of Islam and democracy.
Paydar who advances a purely Western secular view of the role of religion in society contends
that by the fact that religion considers itself “the cradle of the truth” and consumes opposing
beliefs under the categories of “apostasy, idolatry, and delusion” is incompatible with
“democratic government.” Soroush responds by rejecting the dichotomy between democracy
and religion as false, since it is possible for someone to “consider an idea absolutely false while
judging its bearer blameless, respectable, and even commendable.”35
The question for Soroush and many Muslim intellectuals is not whether Islam is compatible
with democracy, but whether values and beliefs that advance intolerance and promote the
imposition of faith by the state are Islamic. Any call to impose faith on people is an instance of
manifest error because faith and imposition stand in complete contradiction to one another.
Faith is a matter of the heart, and no one should be forced to confess a particular face, let alone
be penalized and chastised for not doing so, because using force in this case lead to negating
for the very state one intends to achieve.36 Liberty is indeed a precondition for faith and must
therefore be a religious duty to obtain and defend. Without liberty faith will be reduce to
external mimicking and spiritless and artificial religiosity. Similarly, without freedom religious
law loses its authenticity and stagnate social dynamics. This is because religious law is in the
first place a matter of internal commitment and personal volition. Freedom is also a
precondition for religious law, because religious understanding of both faith and law are not
decided in any centralized and closed system, but through and open and free debate of the
advocates of various interpretations and commitments.37
*Louay Safi is professor of politics and Islam thought at Hamad Bin Khalifa University (HBKU), Qatar, and
senior fellow at the Institute of Social Political and Understanding (ISPU), Washington, DC. He writes and
lectures on issues of globalization, human rights, and has published on such issues as Globalization,
modernity, human rights, and Islamic and the West. He is the author of 24 books and numerous papers,
and his most recent publications include Islam and the Drive to Global Justice (Romane &Littlefield 2024)
and Islam and the Trajectory of Globalization (Routledge 2022).
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NOTES
1
G.W.F. Hegel, Philosophy of History (New York: Dove Publications, 1956), p. 109.
2
Richard Netton, "Breaking with Athens: Alfarabi as Founder, Applications of Political Theory By Christopher A.
Colmo," Journal of Islamic Studies (Oxford University Press, 2008) 19 (3): 397–8.
3
Muhammad Abu al Nasr al Farabi, Al madina al fadila; ed. Ali al Wafi (Cairo: Nahda Publisher, n.d.), p. 66.
4
Ibid., pp. 37 and 80-86.
5
Ibid., pp. 40-3.
6
Richard Walzer, On the Perfect State, (Kazi Publications, 1985), 409-10
7
Abu Bakr al Baqillani, Al Tamhid, pp. 164-65.
8
Abu al Maali al Juwaini, Giyathul UImam, p. 47.
9
Al-Kulayni, Al-Kafi, Vol. I, p.200. See also Muhammad Abdul Kareem Attoum, Al Nazariyah al Siyasiyah lil shi’a, p.
47
10
Ibid., p. 49
11
Ruhullah al Khomeini, wilayat-e faqih.
12
Al Baqilani’s al Tamhid, or al Fara’s Al Mu’tamad fi usul al din, or al Baqillani, Gyathul Umam.
13
Ibn Khaldun, Muqadima, p. 29-30.
14
Ibid., 101-2.
15
Ibid., 125-7.
16
Jamaluddin Afghani, al-A‘mal al-Kamilah, ed. Muhammad Imara (Beirut: al-Mu’asasah al-Arabiyah lil-Dirasat wa
al-Nashr, 1979) 20, 29. The birthplace and sectarian origin of al-Afghani have been the subject of fierce debate.
While many Sunni writers insist that he was born at Asadabad near Kabul in Afghanistan, Shi‘i sources have
maintained that he was born at As‘adabad in Iran. Nikki Keddie, in her biographical work on al-Afghani, has made a
persuasive argument in support of the latter version. See her work, Sayyid Jamaluddin “Afghani”: A Political
Biography (Berkeley: University of California Press, 1972), and An Islamic Response to Imperialism: Political and
Religious Writings of Sayyid Jamaluddin “al-Afghani” (Berkeley: University of California Press, 1983); also the
collection of a1-Afghani’s works, al-A‘mal al-Kamilah, edited by Muhammad Imara.
17
Muhammad Abduh, al-Islam din wa hadarah, ed. Tahir al-Tinaji (Cairo: al- Hilal, n.d.), p. 148.
18
Jamaluddin al-Afghani, “Lecture on Teaching and Learning,” in An Islamic
Response to Imperialism, ed. Nikki R. Keddie (Berkeley, Ca: University of
California Press, 1968), p. 17.
19
Afghani, al-A‘mal al-Kamilah, 334-9.
20
Afghani, “Lecture on Teaching and Learning,” 17.
21
Ibid., 18.
22
Afghani, “The Benefit of Philosophy,” in An Islamic Response to
Imperialism, 120-21.
23
Afghani, “Lecture on Teaching and Learning,” 17.
24
Ibid., 329.
25
Afghani, “Islamic Solidarity,” 21.
26
Afghani, “Islamic Solidarity,” in Islam in Transition: Muslim Perspectives,
eds. John J. Donohue and John L. Esposito, (New York: Oxford University
Press, 1982) 19.
27
Ibid., 24; and Afghani, “Commentary on the Commentator,” in An
Islamic Response to Imperialism, 123.
28
Afghani, al-A‘mal al-Kamilah, 28-33.
29
Afghani, “Islamic Solidarity,” 23.
30
Afghani, al-A‘mal al-Kamilah, 35.
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31
Fahmi Huwaydi, Muwatunum La dhimiyun (Cairo: Dar al-Shuruq, 1985).
32
Rashid al-Ghanoushi, al-Huriyyat al-Ammah fi al-Dawah al-Islamiyyah [Public Rights in the Islamic State (Beirut,
Labenon: Markaz Dirasat al-Wihdah al-Arabiyyah, 1993), p. 135.
33
Ibid., p. 132. The list of eminant Muslim scholars and leaders who have adopted reformist views includes, just to
cite few highly influential people, Fahti Osman, Muhammad Salim al-Awwa, Tariq al-bishri, Ridwan al-Sayyed, Ishaq
Farhan, Anwar Ibrahim, Khalisnur Majid, and Chandra Muzaffar.
34
See Zaki Milad, “al-Fikr al-Islami wa Qadayyah al-Mar’ah” al-Kalimah 21 (1998), pp. 9-24.
35
Mahmoud Sadri, p. 138.
36
Ibid., pp. 142-44.
37
Ibid., p. 144.
15