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THE REPUBLIC OF UGANDA

MINISTRY OF WATER AND ENVIRONMENT


DIRECTORATE OF WATER DEVELOPMENT
RURAL WATER SUPPLY AND SANITATION

INTEGRATED WATER MANAGEMENT AND DEVELOPMENT


PROJECT (IWMDP)

CONSULTANCY SERVICES TO UNDERTAKE ENVIRONMENTAL AND


SOCIAL IMPACT ASSESSMENT (ESIA)/ ENVIRONMENTAL AND
SOCIAL PROJECT BRIEF, RESETTLEMENT ACTION PLAN (RAP)
AND SOURCE PROTECTION PLANS (SPP) FOR LARGE SOLAR-
POWERED PIPED WATER SUPPLY SYSTEMS AND SANITATION
FACILITIES IN YUMBE DISTRICT

Inception Report
February 2023
Prepared by:

Plot 64, Kanjokya Street, Kololo


P. O. Box 24701 Kampala Tel: +256393262434;
+256772748308
Web: www.interface.co.ug

Inception report Page | 1


ENVIRONMNETAL AND SOCIAL IMPACT ASSESSMENT (ESIA)/ ENVIRONMENTAL AND SOCIAL PROJECT BRIEF,
RESETTLEMENT ACTION PLAN (RAP) AND SOURCE PROTECTION PLANS (SPP) FOR LARGE SOLAR POWERED PIPED WATER
SUPPLY SYSTEMS AND SANITATION FACILITIES IN YUMBE DISTRICT

QUALITY MANAGEMENT
Issue/Revision Issue 1
Remarks Draft
Date October 18, 2024
Prepared by Olivia Ashaba Ahebwa, Salma Abdat
Checked by Moses Oluka
Approved by

Inception report Page |


ENVIRONMNETAL AND SOCIAL IMPACT ASSESSMENT (ESIA)/ ENVIRONMENTAL AND SOCIAL PROJECT BRIEF,
RESETTLEMENT ACTION PLAN (RAP) AND SOURCE PROTECTION PLANS (SPP) FOR LARGE SOLAR POWERED PIPED WATER
SUPPLY SYSTEMS AND SANITATION FACILITIES IN YUMBE DISTRICT

Contents
Executive Summary.............................................................................................................................VII
1 Introduction and Background..........................................................................................................1
1.1 General.....................................................................................................................................1
1.2 Project Background..................................................................................................................1
1.2.1 Proposed Large Solar-Powered Piped Water Supply Systems........................................2
1.2.2 Proposed Sanitation.........................................................................................................3
1.3 Proposed Rural Growth Centers..............................................................................................3
1.4 Objective of the Assignment....................................................................................................3
2 Inception Phase Purpose..................................................................................................................4
2.1 Objective of the Inception Phase.............................................................................................4
3 Inception Phase Activities...............................................................................................................5
3.1 Staff mobilization....................................................................................................................5
3.2 Kick-off start meeting with MWE and Design consultant (Kagga & Partners)......................6
3.3 Commencement meeting with the Client (MWE)...................................................................6
3.4 Document reviews...................................................................................................................6
3.5 Preliminary site visit................................................................................................................7
3.6 Field level consultation............................................................................................................7
4 Preliminary Findings........................................................................................................................8
4.1 Stakeholder consultations........................................................................................................8
4.2 Preliminary site appreciation.................................................................................................13
4.2.1 Project Area...................................................................................................................14
4.2.2 General status of the existing water supply facilities....................................................14
4.2.3 Topographical features..................................................................................................14
4.2.4 General development of the current and targeted areas for water supply.....................14
4.2.5 Economic Activities.......................................................................................................14
4.2.6 Location of RGCs..........................................................................................................15
4.3 Stakeholder Mapping and Identification................................................................................20
4.4 Survey Questionnaires...........................................................................................................21
4.5 Sanitation facilities................................................................................................................22
4.6 Summary of key challenges...................................................................................................22
5 Methodology, Approach and Work Plan.......................................................................................24
5.1 Methodology..........................................................................................................................24
5.2 Proposed staff........................................................................................................................43
5.3 Work plan..............................................................................................................................46

Inception report Page |


ENVIRONMNETAL AND SOCIAL IMPACT ASSESSMENT (ESIA)/ ENVIRONMENTAL AND SOCIAL PROJECT BRIEF,
RESETTLEMENT ACTION PLAN (RAP) AND SOURCE PROTECTION PLANS (SPP) FOR LARGE SOLAR POWERED PIPED WATER
SUPPLY SYSTEMS AND SANITATION FACILITIES IN YUMBE DISTRICT

5.3.1 Man-months for the proposed experts...........................................................................48


5.3.2 Letter of availability.......................................................................................................51
6 References......................................................................................................................................52
7 Annexes.........................................................................................................................................54
7.1 Annex 1- Minutes of meeting with Design Consultants........................................................54
7.2 Annex 1- Minutes of commencement meeting with MWE...................................................56
7.3 Annex 1-Minutes of meeting with LCV................................................................................59
7.4 Annex 1-Minutes of meeting with CAO................................................................................63
7.5 Annex 1-Minutes of meeting with Kochi Sub-County Officials...........................................67
7.6 Annex 1-Minutes of meeting with Lobe Town Council Sub-County Officials....................73
7.7 Annex 1-Minutes of meeting with Lodonga Sub-County Officials......................................79
7.8 Annex 1-Minutes of meeting with Bijo residents and Sub-County Officials........................84
7.9 Annex 2-Typical Environmental and Social Screening.........................................................95
7.10 Annex 3-Typical Stakeholder Engagement Guiding Tool..................................................103
7.11 Annex 4-Typical Questionnaire For Social Survey.............................................................106

List of Tables

Table 3-1: List of key experts and non-key staff...................................................................................5


Table 3-2: Stakeholders met during the inception visit..........................................................................7
Table 4-1: Location of RGCs and key features description...................................................................9
Table 4-2: Stakeholder mapping and Identification.............................................................................13
Table 4-3: Information to be captured in the proposed questionnaire for ESIA activities...................15
Table 5-1: EIA Steps at the different stages of water supply and sanitation project development.......18
Table 5-2: List of experts with their respective tasks...........................................................................36
Table 5-3: Staff Input and Schedules...................................................................................................42

List of Figures

Figure 1-1. The process diagram of 6 piped water supply system.........................................................2


Figure 4-1: Meeting with the LCV........................................................................................................1
Figure 4-2: Meeting with the Assistant CAO at Yumbe District Headquarters....................................2
Figure 4-3: Meeting with residents of Kululu Sub-County at Kirilo village..........................................3
Figure 4-4: Meeting with the staff members of Goboro P/S..................................................................4
Figure 4-5: Toilet facility at Goboro P/S..............................................................................................4
Figure 4-6: Goboro HCII......................................................................................................................5
Figure 4-7: Toilet facility at Goboro HCII............................................................................................5
Figure 4-8: Meeting with Kei S/C officials............................................................................................6
Figure 4-9: Meeting with officials of Ewanga S/C (ToRs) at Lodonga S/C offices................................6

Inception report Page |


ENVIRONMNETAL AND SOCIAL IMPACT ASSESSMENT (ESIA)/ ENVIRONMENTAL AND SOCIAL PROJECT BRIEF,
RESETTLEMENT ACTION PLAN (RAP) AND SOURCE PROTECTION PLANS (SPP) FOR LARGE SOLAR POWERED PIPED WATER
SUPPLY SYSTEMS AND SANITATION FACILITIES IN YUMBE DISTRICT

Figure 4-10: Trading centre with electric pole power lines and Goboro market respectively................7
Figure 4-11: Brick making in the project area.......................................................................................8
Figure 4-12: Crop farming and livestock farming.................................................................................8
Figure 4-13: Drilled production well in Kirilo village for Lomuga RGC..............................................9
Figure 4-14: Drilled production well for Nyori-Lodonga RGC.............................................................9
Figure 4-15: Drilled production Lobe- capping had been damaged.....................................................10
Figure 4-16: Drilled production well for Rodo RGC...........................................................................11
Figure 4-17: Drilled production well for Awoba RGC........................................................................11
Figure 4-18: Goboro Trading centre....................................................................................................12
Figure 5-1: ESIA Study Process (Adapted from EIA Guidelines for Water Resources-related projects
in Uganda (MWE, 2011).....................................................................................................................19
Figure 5-2: Well Protection using an impermeable lining..................................................................33
Figure 5-3: Typical Well Protection using afforestation and fencing.................................................34
Figure 5-4: Typical Well Protection using Seal/Plug..........................................................................35
Figure 5-5: Proposed Work Plan.........................................................................................................40

Inception report Page |


ENVIRONMNETAL AND SOCIAL IMPACT ASSESSMENT (ESIA)/ ENVIRONMENTAL AND SOCIAL PROJECT BRIEF,
RESETTLEMENT ACTION PLAN (RAP) AND SOURCE PROTECTION PLANS (SPP) FOR LARGE SOLAR POWERED PIPED WATER
SUPPLY SYSTEMS AND SANITATION FACILITIES IN YUMBE DISTRICT

ACRONYMS AND ABBREVIATIONS


CGV Chief Government Valuer
DWO District Water Officer
DWRM Directorate of Water Resources Management
ESIA Environmental and Social Impact Assessment
ESMP Environmental and Social Management Plan
FSMF Feacal Sludge Management Facility
GIS Geographic Information System
GoU Government of Uganda
HC Health Center
IDA International Development Agency
MIS Management Information System
MWE Ministry of Water and Environment
NEMA National Environment and Management Authority
NGO Non-Governmental Organization
NWSC National Water and Sewerage Corporation
OPM Office of Prime Minister
P/S Primary School
PAP Project Affected Person
PC Performance Contract
PIU Project Implementation Unit
PSP Public Stand Post
RAP Resettlement Action Plan
RDC Resident District Commissioner
RGC Rural Growth Centers
SPP Source Protection Plan
ToR Terms of Reference
UNHCR United Nations Human Commissions Rights
WSPs Waste Stabilization Ponds
WTW Water Treatment Works

Inception report Page |


ENVIRONMNETAL AND SOCIAL IMPACT ASSESSMENT (ESIA)/ ENVIRONMENTAL AND SOCIAL PROJECT BRIEF,
RESETTLEMENT ACTION PLAN (RAP) AND SOURCE PROTECTION PLANS (SPP) FOR LARGE SOLAR POWERED PIPED WATER
SUPPLY SYSTEMS AND SANITATION FACILITIES IN YUMBE DISTRICT

Executive Summary
The Ministry of Water and Environment (MWE) with support from the World Bank has
contracted Interface Consulting Ltd to undertake an Environmental and Social Impact
Assessment (ESIA)/ Environmental and Social Project Brief, Resettlement Action Plan
(RAP) and Social Protection Plans (SPP) for Large Solar Powered Piped Water Supply
Systems and Sanitation Facilities in Yumbe District
To address the water supply gap in Yumbe, 6 solar-powered piped water supply systems and
22 toilets have been proposed. These water supply and sanitation infrastructure will be
implemented as part of the strategy to improve access to clean water, improved sanitation and
hygiene in the refugee host communities.
The main components of the Large Solar piped water systems will include; a production well
as a water source, a raw water pumping main to a reservoir, an elevated storage reservoir on a
steel tower, Solar Pumps, Solar Panels, chlorine dosing unit, pump motor, pump house,
distribution network, and service connections. The project will also support sanitations
facilities and water source protection activities in all the project areas.
The objective of this inception report is to present an agreed, appropriate and clear
methodological approach to addressing the approved Terms of Reference (TOR) for the
consultancy services.
The Inception Report will serve as a road-map for the conduct of the assignment, for guiding
the consultant team, informing the Client and other key stakeholders and facilitating quality
assurance of the expected outputs.
The ESIA, RAP and Water source protection studies will be prepared to guide the design or
operating procedures in which the project components must comply with environmental
safeguards, such as effluent standards, extraction limits, receiving water quality standards,
dust, noise standards, land requirements and road safety standards among any other legal
steps necessary to ensure the effective implementation of the identified environmental social
protection and impact mitigation measures.
The preparation of the studies will entail an inclusive, multi-sectoral and participatory
approach involving all the relevant national agencies, district and sub-counties through a
consultative process. Thematic and targeted consultations will be made to build consensus
built in line with the constitutional requirements for the participation of stakeholders in the
ESIA and RAP process.
Consultative meetings will be held across the district with representations across all the
targeted sub-counties in the district.
The preparation of the ESIA, RAP and source protection plans will involve the collection of
both primary and secondary data from the district. The Inception Phase has been substantially

Inception report Page |


ENVIRONMNETAL AND SOCIAL IMPACT ASSESSMENT (ESIA)/ ENVIRONMENTAL AND SOCIAL PROJECT BRIEF,
RESETTLEMENT ACTION PLAN (RAP) AND SOURCE PROTECTION PLANS (SPP) FOR LARGE SOLAR POWERED PIPED WATER
SUPPLY SYSTEMS AND SANITATION FACILITIES IN YUMBE DISTRICT

concluded and the consultant has now embarked on the next phase of the assignment: Data
Collection, Stakeholder Consultations and Desk Review

Inception report Page |


1 Introduction and Background
1.1 General
This document is the Inception Report prepared by the Consultant, Interface Consulting Ltd,
according to the Contract with the Ministry of Water and Environment (MWE) for the
Consultancy Servies to Conduct Environmental and Social Impact Assessment (ESIA),
Resettlement Action Plan (RAP) and Source Protection Plans (SPP) for Large Solar Powered
Piped Water Supply Systems and Sanitation Facilities in Refugee Settlements and Host
Communities of Yumbe District. Procurement Reference; MWE/CONS/21-22/00020.
The contract for the assignment was signed on 12th January 2023, and the date for the
commencement of the services was 30th January 2023
The report is an elaboration and refinement of the Consultant’s technical proposal, in light of
the initial consultations with the Client and other stakeholders. As such, the report indicates
specific activities and work plan in response to issues that have become apparent since the
commencement of work.

1.2 Project Background


The Government of Uganda received credit from the World Bank towards the
implementation of the Integrated Water Management and Development Project (IWMDP).
The Project Development Objective (PDO) is to improve access to water supply and
sanitation services, capacity for integrated water resources management and the operational
performance of service providers in project areas. The project will also contribute to the
achievement of National Development Plan III objectives, Vision 2040 and Sustainable
Development Goals. Under the IWMDP, funds have been provided for Environmental and
Social Impact Assessment (ESIA), Resettlement Action Plan (RAP) and Source Protection
Plans (SPP).

To address the water supply gap in Yumbe, 6 solar-powered piped water supply systems and
22 toilets have been proposed. These water supply and sanitation infrastructure will be
implemented as part of the strategy to improve access to clean water, improved sanitation and
hygiene in the refugee host communities.

The main components of the Large Solar piped water systems will include a production well
as a water source, a raw water pumping main to a reservoir, an elevated storage reservoir on a
steel tower, Solar Pumps, Solar Panels, chlorine dosing unit, pump motor, pump house,
distribution network, and service connections as shown in figure 1-1 below. The project will
also support sanitation facilities and water source protection activities in all the project areas.

Inception report Page | 1


ENVIRONMNETAL AND SOCIAL IMPACT ASSESSMENT (ESIA)/ ENVIRONMENTAL AND SOCIAL PROJECT BRIEF,
RESETTLEMENT ACTION PLAN (RAP) AND SOURCE PROTECTION PLANS (SPP) FOR LARGE SOLAR POWERED PIPED WATER
SUPPLY SYSTEMS AND SANITATION FACILITIES IN YUMBE DISTRICT

Water
((at theabstraction
Rivers, spring intakes and
Borehole)

Water
treatment

Water
transmission

Water
storage

Water
(the distribution network consists of distribution mains,
distribution
break pressure tanks, storage reservoirs and service pipes

Figure 1-1. The process diagram of 6 piped water supply system

1.2.1 Proposed Large Solar-Powered Piped Water Supply Systems


The typical groundwater sources will comprise drilled boreholes of high yields of at least 12
m3/h powered by solar and pumped to elevated storage steel tanks of a minimum of 100 m 3
and piped to a radius of at least 2 Km network (or as the pressure may permit). To achieve a
minimum of 12 m3/h a series of wells will be drilled to supply a particular network. Such a
system is capable of meeting the daily drinking water needs of at least 5,000 people.
Compared to pumped systems, solar-driven systems are preferred because of:
i. Low O&M costs
ii. Ability to be extended to cover wider areas and not just the point source.
iii. Reduction of walking distance
iv. Elimination of long queues at point sources

The groundwater potential will be assessed using the established framework and guidelines
for water source protection. Water source protection is aimed at, 1. Improving water quality
by minimizing risks to humans and livestock and damage to pumps and water equipment, 2.
Reliability of water quantity by ensuring adequate yields to meet demand and minimize
seasonal variations, and 3. Better livelihood opportunities through sustainable land
management and poverty reduction. In a catchment-based approach, protection of the
groundwater resource will be considered including the application and acquisition of
groundwater abstraction permits for each of the schemes implemented.
Already in the feasibility study carried out in 2010, several existing boreholes were identified
as having the potential to be developed into production wells and these could be solar

Inception report Page |


ENVIRONMNETAL AND SOCIAL IMPACT ASSESSMENT (ESIA)/ ENVIRONMENTAL AND SOCIAL PROJECT BRIEF,
RESETTLEMENT ACTION PLAN (RAP) AND SOURCE PROTECTION PLANS (SPP) FOR LARGE SOLAR POWERED PIPED WATER
SUPPLY SYSTEMS AND SANITATION FACILITIES IN YUMBE DISTRICT

pumped and networked to supply some of the villages in water-stressed Sub Counties in the
selected districts.

1.2.2 Proposed Sanitation


A total of 22 toilets are proposed to improve the sanitation situation in the project area. These
facilities will be constructed in schools, health facilities, and administrative centres in the
district.

These facilities will be constructed in markets, schools, health facilities, and administrative
centres in the selected districts. The appropriate location and service area for the proposed
sanitation facilities will be confirmed by this ESIA and feasibility study.

1.3 Proposed Rural Growth Centers


The proposed large solar-powered water supply systems for each RGC under the project shall
comprise production boreholes with solar-powered submersible pumps, a pumping station, a
transmission main to a storage reservoir, Pressed steel storage tanks, primary and secondary
distribution systems and yard connections. The project will support power supply to augment
the solar power from the national grid by constructing 3 phase power lines for each of the
water supply systems if possible. Each scheme shall also have public sanitation facilities, a
water office and other auxiliary facilities such as workers' camps, waste disposal sites,
material sources, and storage yards. In addition, the project shall support water
source/catchment protection activities to preserve the quantity and quality of the water at the
planned water sources.

The proposed Rural Growth Centers (RGCs) in Yumbe District include:

(i) Lomunga RGC in Kululu Sub County


(ii) Nyori – Lodonga RGC in Ewanga Sub County
(iii) Lobe RGC in Kei Sub County
(iv) Rodo RGC in Kei Sub County
(v) Awoba RGC in Kei Sub County
(vi) Goboro RGC in Kochi Sub County
1.4 Objective of the Assignment
The objectives of the assignment are:
(i) To conduct an Environmental and Social Impact Assessment (ESIA) and prepare a
Project Brief/ESIS detailing the potential adverse biophysical and socio-economic
impacts of the proposed project
(ii) To prepare detailed Resettlement Action Plans (RAPs) and put in place, measures to
mitigate such impacts; and
(iii) To prepare a Source Protection Plan (SPP)

Inception report Page |


ENVIRONMNETAL AND SOCIAL IMPACT ASSESSMENT (ESIA)/ ENVIRONMENTAL AND SOCIAL PROJECT BRIEF,
RESETTLEMENT ACTION PLAN (RAP) AND SOURCE PROTECTION PLANS (SPP) FOR LARGE SOLAR POWERED PIPED WATER
SUPPLY SYSTEMS AND SANITATION FACILITIES IN YUMBE DISTRICT

2 Inception Phase Purpose


2.1 Objective of the Inception Phase
Mobilize staff, attend scheduled meetings with the MWE, carry out preliminary consultation
with key stakeholders and produce an inception report.
The objective of the Inception phase is to define:

 The updated work plan the Consultant proposes to follow in carrying out the
assignment, based on the Consultant's initial findings for completing all elements of
the ToRs;
 Provide details of planned staffing and confirm their availability and describe the
proposed deliverables;
 Review of Methodology in case there are any deviations from the methodology
proposed in the technical proposal;
 Details of any challenges faced during the preliminary visit;
 Works that have been done so far.

Inception report Page |


ENVIRONMNETAL AND SOCIAL IMPACT ASSESSMENT (ESIA)/ ENVIRONMENTAL AND SOCIAL PROJECT BRIEF,
RESETTLEMENT ACTION PLAN (RAP) AND SOURCE PROTECTION PLANS (SPP) FOR LARGE SOLAR POWERED PIPED WATER
SUPPLY SYSTEMS AND SANITATION FACILITIES IN YUMBE DISTRICT

3 Inception Phase Activities


The inception phase will be about a month of work in which the Consultant mobilized staff,
attended scheduled meetings with the MWE, and carried out preliminary consultation with
key stakeholders.

3.1 Staff mobilization


During the inception phase, all staff nominated in the Consultant’s technical proposal were
mobilized and confirmed their availability to work on the project. For all individual staff;
availability, project background and scope, roles and responsibilities etc. were discussed and
agreed upon at the Consultant’s office. The list of key experts and non-key staff are listed in
table 3-1 below:
Table 3-1: List of key experts and non-key staff
# Name Position
ESIA Experts
1. Moses Oluka Environmental Specialist/Team Leader
2. Glorious Kasande Sociologist
3. Joseph Odeke Hydrogeologist
4. Nelson Droruga Water/Wastewater Specialist
5. Wycliffe Ogello GIS Specialist
RAP Experts
1. Moses Oluka Team Leader
2. Martin Kasozi RAP Specialist/ Sociologist
3. Brian Baguma Surveyor
4. Joseph Biribonwa Valuer
5. George Bogere Economist
6. Emmanuel Kasimbazi Legal Expert
SPP Experts
1. Moses Oluka Environmental Specialist/Team Leader
2. Glorious Kasande Sociologist
3. Joseph Odeke Hydrogeologist
Non-key Staff
1. Salma Abdat Sanitation/water resources Engineer
2. Olivia Ashaba Ahebwa Environmental Engineer
3. Patrick Eyamu Sami Ass. GIS Specialist

The Team Leader and other key personnel have been mobilized according to their scheduled inputs.
The mobilization of the project team and other key personnel were conducted according to their
scheduled inputs after the Consultancy Contract signing and letter of commencement issued to the
Consultant.

It should be noted that all key personnel and all team members that are required during the start-up
and the entire project duration phases of the project are residents of Uganda and their mobilization
took a place on short notice.

Inception report Page |


ENVIRONMNETAL AND SOCIAL IMPACT ASSESSMENT (ESIA)/ ENVIRONMENTAL AND SOCIAL PROJECT BRIEF,
RESETTLEMENT ACTION PLAN (RAP) AND SOURCE PROTECTION PLANS (SPP) FOR LARGE SOLAR POWERED PIPED WATER
SUPPLY SYSTEMS AND SANITATION FACILITIES IN YUMBE DISTRICT

3.2 Kick-off start meeting with MWE and Design consultant (Kagga & Partners)
The Consultant and the Ministry of Water and Environment (MWE) held a start-up meeting
with the Design Consultant’s team on 5 th January 2023, at Kagga & Partners Offices. The
purpose of this meeting was to:
- Introduce the Consultant to the Design team.
- Discuss the project scope and progress.
- Discuss the feasibility stage of the project.
- Collect any available data that is relevant to the assignment.
The attendance list and minutes of the meeting are appended under Annex 1.

3.3 Commencement meeting with the Client (MWE)


The Consultant and the Client held a commencement meeting with the Employer’s
Contract Manager and other representatives in the Employer’s organization on the 24 th
of January 2023, online via Zoom. The purpose of the meeting was to:
- Introduce the Consultant to members of the Employer’s organization.
- Discuss the scope of the project.
- Agree upon the commencement date.
- Collect any available data that is relevant to the assignment.
- Discuss foreseen challenges and their mitigation measures.
- Discuss the Consultant’s mobilization and the technical staff.
- Project phases and preliminary schedule,
- Agreeing on arrangements for first introductory meetings with other stakeholders;
- Project coordination and communication protocols,
- Exchange and update of information.

The attendance list and minutes of the meeting are appended under Annex 1.

3.4 Document reviews


The Consultant was able to collect some reports from the Design Consultant, the Client, and
Yumbe District Local Government, more reports will be obtained as the project progresses. A
review of these reports is still ongoing and the information collected from these reports will
be used as a guide in the execution of this assignment. These reports include:
 Environmental & Social Assessment Procedures Basics for public sector
operations of African Development Bank Group
 WHO Sanitation Inspections for Sanitation Systems
 Environmental and Social Assessment Procedures (ESAP) of African
Development Bank Group
 Yumbe District Development Plan-5 year
 Five-year Community Development Plan (CDP) of Bijo sub-county in Yumbe
District
 Guidelines for Environmental and Social Impact Assessment for World Bank
 Uganda Water Management and Development Project etc.

Inception report Page |


ENVIRONMNETAL AND SOCIAL IMPACT ASSESSMENT (ESIA)/ ENVIRONMENTAL AND SOCIAL PROJECT BRIEF,
RESETTLEMENT ACTION PLAN (RAP) AND SOURCE PROTECTION PLANS (SPP) FOR LARGE SOLAR POWERED PIPED WATER
SUPPLY SYSTEMS AND SANITATION FACILITIES IN YUMBE DISTRICT

Other forms of Literature both published and unpublished were collected and are being
reviewed, these include sector reports, guidelines for water supply and sanitation systems
design as well as environmental impact assessment guidelines.
3.5 Preliminary site visit
The Consultant carried out a field visit from the 30th of January 2023 to the 2nd of February
2023 accompanied by the Client’s team and the Design Consultant’s team. The Client
introduced the Consultant to the Local Government officials of Yumbe District and the
Ministry of Water and Environment Regional Office.

During this field visit, the Client took the Consultants to all the proposed project sites. The
purpose was to carry out a preliminary assessment of the project area and scope for ESIA.
The objectives of the preliminary site visit were to provide:
a) A general familiarization of the proposed project sites.
b) A record of any significant features that would impact the project implementation and
c) A photographic record of any features, which might raise concern.

The key findings of the initial surveys were recorded for review with MWE for their
implications on the project implementation.

3.6 Field level consultation


Some of the stakeholders consulted include; Yumbe district officials, sub-county officials,
schools, markets, communities, health centres, Office of Prime Minister (OPM). The list of
stakeholders consulted are listed in table 3-2 below;
Table 3-2: Stakeholders met during the inception visit.
Date Stakeholder consulted
30th January 2023 Meeting with the CAO, LCV and DWO at Yumbe District
Offices.
st
31 January 2023 Residents of Kululu Sub-County
31st January 2023 Commander, Office of Prime Minister (OPM)
1st February 2023 The officials of Kochi Sub-County
st
1 February 2023 Meeting with a staff of Goboro P/S
1st February 2023 Meeting with a staff of Goboro HCII
1st February 2023 The officials of Kei Sub-County
1st February 2023 The officials of Ewanga Sub-County

Inception report Page |


ENVIRONMNETAL AND SOCIAL IMPACT ASSESSMENT (ESIA)/ ENVIRONMENTAL AND SOCIAL PROJECT BRIEF,
RESETTLEMENT ACTION PLAN (RAP) AND SOURCE PROTECTION PLANS (SPP) FOR LARGE SOLAR POWERED PIPED WATER
SUPPLY SYSTEMS AND SANITATION FACILITIES IN YUMBE DISTRICT

4 Preliminary Findings
The activities proposed in the Technical Proposal have been reviewed to take into
consideration the preliminary findings of the inception phase.

4.1 Stakeholder consultations


During the consultations at the reconnaissance visit, several issues/concerns were raised at all
levels from district up to sub-county levels and these are summarized in the sections below:

Consultation with LCV


The consultant had a consultative meeting with the LCV, Mr Abdul Mutalib Ariku. The
chairman expressed his gratitude to the Ministry of Water and Environment and requested to
be informed of the timelines of the project implementation since the community is in dire
need of safe water.

Figure 4-2: Meeting with the LCV

Consultation with CAO


The consultant had a meeting with the Assistant Chief Administrative Officer (CAO), Mr
Drajiga Rasul M. on 30th January 2023 who had the following concerns on the project:
 Yumbe District is water stressed coupled with a big population. He further mentioned
that one system is capable of supporting 5-6 villages hence water not being sufficient
for the entire community.
 Operational and Maintenance (O&M) of the existing boreholes is still a challenge and
National Water and Sewerage Corporation (NWSC) should come in support, manage
and maintain the proposed piped water supply systems.
 The host communities claimed that the Office of the Prime Minister (OPM) has
grabbed land from them for the resettlement of refugees and cautioned the team to
always make proper introductions and explain the works to be carried out to the
respective communities.

Inception report Page |


ENVIRONMNETAL AND SOCIAL IMPACT ASSESSMENT (ESIA)/ ENVIRONMENTAL AND SOCIAL PROJECT BRIEF,
RESETTLEMENT ACTION PLAN (RAP) AND SOURCE PROTECTION PLANS (SPP) FOR LARGE SOLAR POWERED PIPED WATER
SUPPLY SYSTEMS AND SANITATION FACILITIES IN YUMBE DISTRICT

Figure 4-3: Meeting with the Assistant CAO at Yumbe District Headquarters

Consultation with residents of Kululu Sub-County


The residents of Kululu Sub-County were consulted, and these were some of the issues that
were raised:
 The issue of long distances to the existing boreholes and long queues especially
during the dry seasons causing domestic violence. Some people opt to fetch water
from unprotected wells because of long queues.
 Waterborne diseases are rampant during the rainy seasons as communities mostly use
water in the unprotected springs and swamps due to runoff however, it is not the case
during the dry seasons as the communities have no other choice but to utilize only the
boreholes.
 Sub-county officials requested that the communities should be considered first for
employment opportunities.

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ENVIRONMNETAL AND SOCIAL IMPACT ASSESSMENT (ESIA)/ ENVIRONMENTAL AND SOCIAL PROJECT BRIEF,
RESETTLEMENT ACTION PLAN (RAP) AND SOURCE PROTECTION PLANS (SPP) FOR LARGE SOLAR POWERED PIPED WATER
SUPPLY SYSTEMS AND SANITATION FACILITIES IN YUMBE DISTRICT

Figure 4-4: Meeting with residents of Kululu Sub-County at Kirilo village

Consultation with officials of Kochi Sub-County


The consultant had a consultation meeting with the officials of Kochi Sub-County, and these
were the major concerns raised:
 The majority of the homesteads in the host communities have pit latrines with hand-
washing facilities but the problem is water. Sanitation is a bit fair according to sub-
county officials and this is because in any household without the pit latrine, the head
of the household is imprisoned, and his property is confiscated to be sold and get
funds for the construction of the pit latrine.
 The households are supposed to contribute a fee of 1000-2000 per month for the use
of the boreholes and this fee is collected by the water user committees.
 Some people run away from some villages due to the lack of water in those villages
during the dry seasons because the majority of the population is into farming and crop
production.
 The water user committee also noted that some boreholes are hard to pump.
 Some of the communities use boreholes and R. Kochi as a source of domestic water.

Consultation with a staff of Goboro Primary School


 Goboro P/S is located in Goboro RGC with a population of 732 girls and 699 boys
making a total of 1431 pupils (both nationals and refugees).
 The school has one toilet with 5 stances and is in good condition and used by both the
teachers and pupils. However, the toilet doesn’t have a stance for persons with
disabilities. The toilet facility has hand washing facilities without water due to water
scarcity.
 According to the Deputy Headteacher, the toilet facilities are not enough and often get
full. Parent Teacher Association (PTA) mobilize funds to empty the toilet and it costs
approximately an average UGX.800,000/= per year.

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RESETTLEMENT ACTION PLAN (RAP) AND SOURCE PROTECTION PLANS (SPP) FOR LARGE SOLAR POWERED PIPED WATER
SUPPLY SYSTEMS AND SANITATION FACILITIES IN YUMBE DISTRICT

Figure 4-5: Meeting with the staff members of Goboro P/S

Figure 4-6: Toilet facility at Goboro P/S

Consultation with a staff member of Goboro HCII


 Goboro HC II is located in Goboro RGC with a population of around 20,000 patients
and 200 In-patients (both nationals and refugees).
 The Health Center (HC) has 1 sanitation facility for the hospital staff and 1 sanitation
facility with 5 stances for the patients. The healthcare facility has no access to water
during the dry season, which poses a risk during treatment. There was one hand-
washing facility, however, this facility had not been used in a long time.
 The health care facility has a dumping ground for solid waste where the wastes are
accumulated and burnt.

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RESETTLEMENT ACTION PLAN (RAP) AND SOURCE PROTECTION PLANS (SPP) FOR LARGE SOLAR POWERED PIPED WATER
SUPPLY SYSTEMS AND SANITATION FACILITIES IN YUMBE DISTRICT

Figure 4-7: Goboro HCII

Figure 4-8: Toilet facility at Goboro HCII

Consultation with officials of Kei Sub-County


The consultant had a consultation meeting with the officials of Kei Sub-County, and these
were the major concerns raised:
 The majority of the homesteads in the host communities have pit latrines with hand-
washing facilities but the problem is water.
 The communities requested two or more stances for the collection of water to be
considered during the construction of the solar piped water supply systems.
 The issue of long distances to the existing boreholes and long queues especially
during the dry seasons causing domestic fights. Some people opt to fetch water from
unprotected wells because of long queues.

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RESETTLEMENT ACTION PLAN (RAP) AND SOURCE PROTECTION PLANS (SPP) FOR LARGE SOLAR POWERED PIPED WATER
SUPPLY SYSTEMS AND SANITATION FACILITIES IN YUMBE DISTRICT

Figure 4-9: Meeting with Kei S/C officials

Consultation with officials of Ewanga Sub-County


The consultant had a consultation meeting with the officials of Ewanga Sub-County at
Lodonga Sub-County offices, and these were the major concerns raised:
 Officials of the Ewanga sub-county requested for the piped water supply systems to
be extended to farms as their source of income is mainly farming.
 Some people relocate to other villages due to the lack of water during the dry seasons.

Figure 4-10: Meeting with officials of Ewanga S/C (ToRs) at Lodonga S/C offices

4.2 Preliminary site appreciation


During the site visits with MWE, the consultant was able to make the following observations
among others:

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RESETTLEMENT ACTION PLAN (RAP) AND SOURCE PROTECTION PLANS (SPP) FOR LARGE SOLAR POWERED PIPED WATER
SUPPLY SYSTEMS AND SANITATION FACILITIES IN YUMBE DISTRICT

4.2.1 Project Area


Yumbe District is one of Uganda's northern border districts. The district is bordered by South
Sudan to the North, Moyo District to the East, Adjumani District to the South East, Arua
District to the south, Maracha District to the south West and Koboko District to the west. The
district headquarters of Yumbe is located approximately 75 kilometres (47 mi), by road,
North of Arua, the largest town in the sub-region. The coordinates of the district are 03 28N,
and 31 15E.
Insert map from aziz

4.2.2 General status of the existing water supply facilities


Most of the existing water supply facilities in the Sub counties visited are seasonal wells.
This leaves very few functioning wells for a very large population. Some boreholes are
shared among 3 or more villages or even 2 sub-counties. Other sources of water include
seasonal springs and swamps that the locals use during the rainy season and R. Kochi.
4.2.3 Topographical features
Yumbe District is characterized by extensive flat landscapes. Although the Eastern and
Northern part has several hills. The average Altitude of Yumbe is 850 Metres above Sea
Level. The area is mostly covered by cropland, trees and shrubs.
4.2.4 General development of the current and targeted areas for water supply
The major trading centres consist of a core built up with permanent houses and a Fringe
scattered with semi-permanent houses. The majority of homesteads use solar as a source of
lighting.

Figure 4-11: Trading centre with electric pole power lines and Goboro market respectively

4.2.5 Economic Activities.


The main economic activity in the project area is agriculture. The main food crops grown are
maize, cassava, sweet potatoes, millet, simsim, sorghum, beans, groundnuts, mangoes and
sunflower. Tobacco is also grown in the project area. Other income-generating activities
include; brick making, trade for small business owners especially in trading centres, and sale
of charcoal and wood fuel which is degrading the environment.

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RESETTLEMENT ACTION PLAN (RAP) AND SOURCE PROTECTION PLANS (SPP) FOR LARGE SOLAR POWERED PIPED WATER
SUPPLY SYSTEMS AND SANITATION FACILITIES IN YUMBE DISTRICT

Figure 4-12: Brick making in the project area

Figure 4-13: Crop farming and livestock farming

4.2.6 Location of RGCs


The RGCs that were visited during the reconnaissance survey are listed in table 4-1 below:

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LARGE SOLAR POWERED PIPED WATER SUPPLY SYSTEMS AND SANITATION FACILITIES IN YUMBE DISTRICT

Table 4-3: Location of RGCs and key features description

Sub-county RGCs (ToRs) Photo Comments


Kululu Lomunga
The major trading centre consists of a core built up
with permanent houses and a Fringe scattered with
semi-permanent houses.
The main economic activity in the area is
agriculture. The other economic activities include
brick-making and trade for small business owners.

Lomunga RGC has good gravel access roads to the


trading centre and the local community settlements.
However, the drilled production well has no clear
access road to the site and vehicles are parked a
Figure 4-14: Drilled production well in Kirilo village for distance from the site. The drilled water source is
Lomuga RGC situated near R. Kochi.

Ewanga Nyori-Lodonga Nyori – Londonga Rural Growth Center is located


in along Yumbe – Koboko Highways. Nyori-
Lodonga RGC water supply project has 8
boreholes, and 1 small-scale piped water supply
system at Lodonga trading centre which is
operating under rationing implying the user
demand has outstripped the supply. The area has
seven institutions which include; Londga HC III,
with six (6) Primary schools namely Yiba,
Lodonga Demonstration, Lodonga Girls, Lodonga
Black, Nyori and Rembetta.
There are some Churches and Mosques in the area
Figure 4-15: Drilled production well for Nyori-Lodonga RGC with quite several Permanent buildings. The
majority of the homesteads are semi-permanent

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LARGE SOLAR POWERED PIPED WATER SUPPLY SYSTEMS AND SANITATION FACILITIES IN YUMBE DISTRICT

Sub-county RGCs (ToRs) Photo Comments


and scattered with in the area.
The main economic activity in the area is
agriculture. The other economic activities include
brick-making and trade for small business owners.
Nyori- Lodonga RGC has good murram access
roads to the trading centre and also local
communities. However, the drilled production well
has no access road as vehicles are parked at a
distance.
Kei Lobe
Lobe RGC is located in the north-western part of
the district. The Lobe RGC is expected to serve 13
villages with a population of approximately
11,800. The area has 6 institutions i.e.,4 primary
schools (Lobe, Kanabu, Kubali and Drachia) and
Lobe Health Centre II. Currently, there are 6
boreholes in the area.
The majority of the homesteads are semi-
permanent and scattered within the area.
The main economic activity in the area is
agriculture. The other economic activities include
Figure 4-16: Drilled production Lobe- capping had been brick making, sale of charcoal and trade for small
damaged business owners.

Lobe RGC has murram access roads characterized


by potholes. The drilled production well has no
clear access road.

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LARGE SOLAR POWERED PIPED WATER SUPPLY SYSTEMS AND SANITATION FACILITIES IN YUMBE DISTRICT

Sub-county RGCs (ToRs) Photo Comments


Kei Rodo
Rodo RGC is located North-west of Yumbe district
close to Kei Mountain. Rodo has three Primary
schools i.e., Kei, Menjere and Kanabu primary
schools. The scheme is expected to serve 9 villages
with a population of approximately 5,500.
Currently, there are 3 boreholes, and 1 production
well drilled.
The main economic activity in the area is
agriculture. The other economic activities include
brick-making and small-scale business.

Figure 4-17: Drilled production well for Rodo RGC The majority of the homesteads are semi-
permanent and scattered within the area.

Rodo RGC has murram access roads characterized


by potholes. The drilled production well has no
clear access road to the site.
Kei Awoba Awoba RGC is located in Kei Sub-County The
area has 8 Villages with a population of
approximately 10,000. There is one secondary
school (Kei seed SS) and a primary school
(Awoba). The area has 4 boreholes and 1
production well drilled.

The main economic activity in the area is


agriculture. The other economic activities include
brick making, sale of charcoal and trade for small
business owners.

Figure 4-18: Drilled production well for Awoba RGC The majority of the homesteads are semi-
permanent and scattered within the area.

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LARGE SOLAR POWERED PIPED WATER SUPPLY SYSTEMS AND SANITATION FACILITIES IN YUMBE DISTRICT

Sub-county RGCs (ToRs) Photo Comments

Lobe RGC has murram access roads characterized


by potholes. The drilled production well has no
clear access road
Kochi Goboro
The major trading centre consists of a built-up
commercial area with permanent houses and a
Fringe scattered with semi-permanent houses.
There is one primary school (Goboro p/s) and
Goboro HC II. The area has 3 boreholes and 1
production well drilled by UNHCR.
The main economic activity in the area is
agriculture. The other economic activities include
brick making, sale of charcoal.
There is the presence of deforestation and bush
Figure 4-19: Goboro Trading centre burning and this is attributed to the charcoal-
burning business in the area.
Goboro RGC has good murram community access
roads to the trading centre and also to the local
communities.

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RESETTLEMENT ACTION PLAN (RAP) AND SOURCE PROTECTION PLANS (SPP) FOR LARGE SOLAR POWERED PIPED WATER
SUPPLY SYSTEMS AND SANITATION FACILITIES IN YUMBE DISTRICT

4.3 Stakeholder Mapping and Identification


Project stakeholders may be defined as those individuals or groups who are likely to be
affected by the proposed project activities or have been entrusted with one or more of the
resources that will be affected by the project.
Table 4-4: Stakeholder mapping and Identification
Stakeholder Relevance
National Stakeholders/Government Agencies
1. National Environment Management  Permitting and authorizations
Authority (NEMA)  Information on national policies and
2. National Water and Sewerage Corporation guiding principles as well as the
(NWSC) approval essentials
3. Ministry of Water and Environment (MWE)  Provide proposals on how to mitigate
4. Directorate of Water Resources project impacts.
Management (DWRM)
5. The Directorate of Water Development
(DWD);
6. The Directorate of Environmental Affairs
(DEA);
7. The Umbrella Water Authorities
8. Uganda Meteorological Authority (UNMA)
9. Office of the Prime Minister (OPM)
10. United Nations Human Commissions Rights
(UNHCR)
11. National Forestry Authority (NFA)
12. Ministry of Gender, Labour and Social
Development, Department of Occupational
Health and Safety (OHS)
13. Ministry of Land, Housing and Urban
Development - Chief Government Valuer
District Stakeholders
a) Yumbe District - Technical Staff  Good source of vital information about
1. District Chief Administrative Officer the population, trends and other
2. District Water Officer dynamics within the project area.
3. District Health Officer  Good source of technical information
4. District Environment Officer about the project.
5. District Education Officer  Help in the supervision of technical and
6. District Agriculture Officer non-technical programs.
7. District Engineer  Come up with proposals on how to
8. District Community Development Officer mitigate the potential impacts of the
9. District Land Board project.
10. District Natural Resources Officer
11. District Planning Unit
b) Yumbe District – Political Leadership  These leaders represent the
1. Residential District Commissioner (RDC) communities that are going to be
2. Chairperson LC V affected by the project.
3. District Councillors.  Overall overseers of both government
and private projects for development in
the district and therefore require
information for planning purposes.
Sub-County Stakeholders

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SUPPLY SYSTEMS AND SANITATION FACILITIES IN YUMBE DISTRICT

Stakeholder Relevance
Officials of the Kululu (Bijo), Ewanga  Vital source of information about the
(Lodonga), Kei (Lobe Town Council and Arilo) population, trends and other dynamics
and Kochi Sub-Counties within the project area.
 The structures at the sub-county level
can be utilised in the mobilisation of
communities for the good of the project.
 Source of vital information in the
project area of influence.
 Provide proposals on how to mitigate
the potential impacts of the project.
Local Stakeholders
a) Village leaders  Source of vital information at the
1. Chairperson LC Is (of LC I villages in the village level such as the number of
project area) households in the village etc.
2. Various village committees  Understand land tenure arrangements.
 Provide proposals on how to mitigate
project impacts
b) Communities in the project area  Directly and indirectly, affected by the
1. Residents project
 Source of information on the trends and
dynamics within the project area
 Provide proposals on how to mitigate
project impacts
c) Health centres, NGOs/CBOs, Markets  Work very closely with communities so
and Schools they can be a good source of
information
 Propose suitable mitigation measures
against potential health-related impacts
 Can be partnered with to minimise some
of the potential negative social impacts
 Can be partnered with during the
implementation of the community
development and livelihood restoration
programmes.
4.4 Survey Questionnaires
Survey questionnaires will be developed and administered to individuals from selected
households in the targeted Rural Growth Centres (RGCs). The developed questionnaire will
capture quantitative information on the following broad themes:

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SUPPLY SYSTEMS AND SANITATION FACILITIES IN YUMBE DISTRICT

Table 4-5: Information to be captured in the proposed questionnaire for ESIA activities
Socio-demographic characteristics of the Access to Water Supply and Sanitation
respondent Services
• Position of the respondent in the • Water sources/ coverage;
household, age, gender religion • Water use; water demand, collection
education, marital status and storage
• Family size • Water collection by gender and age
• Housing characteristics • Household participation in operation
• Economic Information and maintenance
• Occupation • Willingness and affordability to pay
• Type of income-generating activities • Existing sanitation services
• Income/expenditure • Prevalence of waterborne diseases.
• Latrine construction and challenges

4.5 Sanitation facilities


According to the Yumbe District Development Plan 2020/2025, the latrine coverage stands at
78.1% down from over 80% in 2020. The table below shows a detailed description of the
state of sanitation and hygiene in the district. In addition, the consultant observed the
following:
 The sanitation facilities in the markets were not well-kept and clean. The reason for
this was the lack of water to clean the facilities.
 The fees for toilets in public latrines were costly to some, so most people practised
Open Defecation or the Kaveera Method.
 No hand washing facilities were functional. Most had broken down and did not have
any water.
 Yumbe has one faecal sludge treatment facility that the district uses.
 Most schools in the project area have one functioning latrine which is shared by both
the staff and students of both genders
 There were no Menstrual Hygiene facilities for girls in most schools. The girls either
used female teachers' homes to change, the health centres or they do not attend school
during this time.

4.6 Summary of key challenges


One of the major challenges the consultant faced is that some of the sub-counties had been
split into smaller sub-counties which might affect the project area of influence as now there
are new administrative units for the proposed RGCs. For example, the former Kululu sub-
county was split into Bijo sub-county and Kululu sub-county, the point water source is
located in Bijo sub-county, this might result in a conflict of interest between the new
administrative unit of Bijo sub-county and that of new Kululu sub-county.
A map of sub-counties with boundaries of administrative units is shown below:
Another challenge is the dry and low-yielding wells as some of the wells drilled, end up
becoming dry within a few years (less than 5 years), while others have low yield and dry up
during the dry seasons.

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RESETTLEMENT ACTION PLAN (RAP) AND SOURCE PROTECTION PLANS (SPP) FOR LARGE SOLAR POWERED PIPED WATER
SUPPLY SYSTEMS AND SANITATION FACILITIES IN YUMBE DISTRICT

No proper Operation and Maintenance (O&M) measures as most of the villages have water
user committees, but unfortunately, these committees have failed to raise the required funds
for maintaining the existing boreholes.

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RESETTLEMENT ACTION PLAN (RAP) AND SOURCE PROTECTION PLANS (SPP) FOR LARGE SOLAR POWERED PIPED WATER
SUPPLY SYSTEMS AND SANITATION FACILITIES IN YUMBE DISTRICT

5 Methodology, Approach and Work Plan


Based on the review of existing information, the preliminary field visit findings and the
identified challenges, the method of execution proposed in the technical proposal of
delivering the ESIA, RAP and Source Protection Plan (SPP) for the proposed solar piped
water supply systems and sanitation facilities is further discussed in this chapter.

5.1 Methodology
The assignment can be segmented into four main tasks outlined below and detailed in
subsequent sections:
1. Inception phase
2. Environmental and Social Impact Assessment
3. Resettlement Action Plan
4. Source Protection Plan Development

Task 1: Inception phase


The inception phase will be about a month period of work in which the Consultant will
mobilize staff, initial site visits and introduction, attend scheduled meetings with the MWE,
carry out preliminary consultation with key stakeholders etc.
A. Staff mobilization
During the inception phase, all staff nominated in the Consultant’s technical proposal have
been mobilized and their availability confirmed to work on the project.
B. Kick-off meeting
An inception kick-off meeting organized by the MWE attended by the Consultant’s key staff
has already taken place, and key issues raised by the Client were noted. Of particular
importance are the timelines of the work, confirmation of available project materials such as
the design reports, site drilling reports, contacts of key focal persons in the project area etc.
C. Document reviews
Several relevant documents including published and unpublished literature have been
reviewed during the inception phase including sector reports, and guidelines for water supply
and sanitation system design as well as environmental impact assessment.
D. Preliminary site visits

The Consultant has conducted an initial visit to the project sites and held discussions with
district officials of Yumbe, and the Ministry regional office. The purpose was to carry out a
preliminary assessment of the project area and scope for ESIA. Stakeholder identification
was documented in the inception report and a stakeholder mapping was developed. Key
findings from the field visits and preliminary consultations as well as a revised work plan are
highlighted in the Inception Report.
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SUPPLY SYSTEMS AND SANITATION FACILITIES IN YUMBE DISTRICT

Task 2: Environmental and Social Impact Assessment


The planned works for all the water supply and sanitation systems will invariably have an
impact on the environment. Therefore, the Consultants will carry out an environmental
assessment of the existing conditions. This will provide baseline data as a basis for decision-
making. All environmental consequences of the project, negative and positive, will be
identified and considered during the selection, planning and design of the system and overall
project components. Rapid assessment methods will be used for the alternatives and greater
detail given to the final solution.
A. Framework for Environmental Assessment
ESIA practice in Uganda is guided by the National Environment Management Policy 1994.
The National Environmental Act no.5 of 2019 provides for the National Environment
Management Agency NEMA as the principal agency to coordinate the sustainable
management of the environment. Several other sector-specific documents will be used to
guide the EIA process for the large solar-powered water supplies. These include Water Act,
Cap 153, the Environmental Impact Assessment Regulations, 2020; the Environmental
Impact Assessment Guidelines for Water Resources Related Projects in Uganda MWE (2011)
etc. The Table below outlines the National Environment Act, 2019, EIA requirements at the
feasibility study and preliminary design stage.
Table 5-6: EIA Steps at the different stages of water supply and sanitation project development
Stage in Water Resources Project EIA Steps
Cycle
Feasibility study and preliminary design Environmental Social Impact Study
Decision making: review and approval of EIA report or
EIS
Detailed design and tender Incorporate environmental requirements
documentation
Procure contracting and supervision Compensation and resettlement
services
Construction and supervision Implementation of mitigation measures
Defects Liability Period Environmental Monitoring
Operation and maintenance Compliance audit

B. Approach to ESIA Study Process

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The figure below depicts the process and decision-making the ESIA study will undergo. The
screening will be carried out parallel to the socio-economic survey in the Project area.

Figure 5-20: ESIA Study Process (Adapted from EIA Guidelines for Water Resources-related projects
in Uganda (MWE, 2011)

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C. Screening
A screening checklist will be applied to the large solar-powered water supply projects. They
will be categorized, based on the results of the screening. On behalf of the Ministry of Water
and Environment (MWE), a project brief will then be prepared and submitted to NEMA and
copied to MWE. The content of the project brief is outlined below:
D. Project brief content
 Name and address of the developer
 Name, purpose, objectives and nature of water project following the categories
identified in the Third Schedule of the National Environment Act NEA;
 Description of the project site and its surroundings where the project is to be located
including GPS coordinates, village, parish, sub-county, county and district)
 Site location map
 Policies, laws, and regulations governing the project
 Description of project design and activities that shall be undertaken during and after
the development of the project
 Description of the equipment to be installed and any buildings or related facilities
 Description of the materials and input that the project shall use
 Description of the products and by-products, including waste to be generated
 Description of any likely environmental impacts of the project and how they will be
eliminated or mitigated during the implementation of various phases/ stages of the
project.
 Description of any other alternatives which are being considered e.g. siting,
technology, construction and operation procedures, sources of raw materials, handling
of waste etc); and
 Any other information that may be useful in determining the level of EIA required by
NEMA and decommissioning and restoration plans for closure and restoration of the
site to productive post-closure use.

E. Project brief contents


NEMA’s response to the project brief will determine the next step. NEMA will assess and
make a decision either to:
 Exempt projects from further assessment or not
 Provide conditional or unconditional approval
 Guide the extent of the ESIA Study to be undertaken, if it is determined that the
projects will result in significant environmental impact

F. ESIA Study
The ESIA Study will typically be carried out in the following steps:
 Scoping—outlining potential outcomes of the project

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SUPPLY SYSTEMS AND SANITATION FACILITIES IN YUMBE DISTRICT

 Prediction—deducing the degree to which changes will occur


 Evaluation—assessing the significance of the changes
 Mitigation—identifying measures to alleviate potential impacts
 Monitoring—design of an appropriate monitoring procedure to track
compliance with identified mitigation measures
 Reporting and documentation—providing a basis for an informed decision to
be made by NEMA

G. Scoping for Water resources related Projects


Projects will be categorized after the screening, and this will determine the scope and
methodology of the ESIA process. For instance, category 3 projects only require partial
environmental assessment; category 4 projects require full ESIA etc. If the planned projects
are determined to be in category 4, scoping will be undertaken using a specific checklist to
outline key issues and from these prepare appropriate ToR. The importance of potential
impacts will be assessed based on factors outlined in the Box below. Scoping will be carried
out in close consultation and active participation of the local community, and with approval
from NEMA.

i. Direct or indirect impacts


ii. Temporary or permanent impacts
iii. Reversible or irreversible impacts
iv. Short term or long term impacts
v. Simple or complex impacts
vi. Primary or secondary impacts
vii. Local or regional or global impacts
viii. Cumulative or non-cumulative impacts
ix. Continuous or intermittent impacts

Box 1 Classification of environmental impacts


The main output of the scoping exercise will be the Terms of Reference (ToR) for the ESIA
study. These will be submitted to NEMA for review and approval (in consultation with
DWRM). The Consultant’s team will then proceed to conduct the ESIA Study, based on the
approved ToR. Key project stakeholders at WSDF- N, district and community level will be
consulted extensively during the process.
H. Assessing Environmental Impacts
The Consultant will assess and describe any potential significant biophysical, health, socio-
cultural and economic impacts that could result from the projects. Potential environmental

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impacts will be identified for each stage of the project and their significance described in
detail. Some of the environmental impacts that could result from water resources projects
include:
 Changes in land use and value, and ecological impacts
 Obstruction of local drainage, or increased soil erosion
 Pollution of groundwater

The Consultant will assess the risk posed by the potential impacts in terms of probability,
magnitude, ease of mitigation, reversibility etc., in the context of the prevailing
environmental conditions and sensitivities in the project area, whilst taking into consideration
the concerns and views of stakeholders. In addition to the checklists developed for
consultation and analysis, the Consultant will use mapping (overlays), and simulation
techniques to demonstrate the potential environmental and social impact of different project
scenarios and alternatives at the different project stages (construction, operation and
maintenance). More in-depth work will be done for major impacts, assessing the potential
socio-economic outcomes and taking into consideration the views of key stakeholders and
applicable national laws and policies.
I. Analysis of project alternatives
Alternatives that will be considered during the ESIA Study will include
 No project option; this could be relative to the need of the projects;
 Alternative locations and routing alternatives for the project to obtain
maximum benefit from the economical, planning and environmental
considerations;
 Different scales for the project and the flexibility of its size;
 Different alternative technology to be used in the activity;
 Different alternatives for land use to reach the optimum environmental
performance;
 Different alternatives for the construction process: day or night to avoid noise
nuisance, i.e. suitable time for work with minimum impact.

J. Impact mitigation and enhancement


On completion of the ESIA Study, once it becomes apparent that likely impacts are
significant, the consultant will propose mitigation measures for likely negative impacts and
enhancement measures for the likely positive impacts.
K. Environmental Management Plan
The Consultant will prepare an Environmental Social Management Plan (ESMP) for the
Ministry of Water and Environment, and key stakeholders. It will detail the measures to be
put in place, to minimize adverse project impacts at all stages of the project cycle. It will also
include the roles and responsibilities of various stakeholders in the implementation, of the
plan, a budget for activities and timing. The ESMP will be part of the overall ESIA report.
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SUPPLY SYSTEMS AND SANITATION FACILITIES IN YUMBE DISTRICT

Task 3: Resettlement Action Plan (RAP )


A. Legal Due Diligence Process
The Legal Due Diligence requirements that the team will carry out include the following 4
steps:
Step 1 - Title search: In the process of conducting legal due diligence, we will request
ownership documents from all PAPs and we will conduct a search on the title at the District
Land Office. Questions that the team will consider and details that they will look into during
the title search and investigation process will include:
 Is the land formally registered in the Land Titles register and whose name is it
registered under?
 Is the name in the Land Titles Register the same as the party that we are
dealing with on the ground? Does the title correspond to the name and
identification of the seller/owner?
 Is the title a Freehold or leasehold? If it is a leasehold, what are the terms of the
lease and expiry date? Are there any restrictive conditions in the lease that may
prevent the registered proprietor from dealing with the Project?
 Particulars of the title or title reference i.e. Volume, Folio, Block, location
 Are there any encumbrances on the property? For example, is the property
mortgaged to a bank or other parties? Are there any constraints or
impediments, encumbrances, or third-party rights or claims of whatever nature
that may affect or impede the acquisition of the property? If so the team will
collect the details of the mortgage or encumbrance and the information of all
parties involved.
 Are there any caveats on the property? Does the caveat point to a deeper
dispute surrounding the property? If there are caveats on the property, the team
will seek to obtain a copy thereof and investigate the possibility and difficulty
of having it removed.
 If the registered proprietor is a legal or corporate entity, where does the
authority to deal with its land and property lie (such as the authority to make
and conclude a sale)?
 What organs of the legal or corporate entity are authorized or empowered to
carry out the transaction and what procedures must they follow?

Step 2 - Site inspection, Cadastral Survey (opening of boundaries): The team will carry
out site inspections of formally registered properties to see how the situation on the ground
compares with what is formally on the books. This investigation will look at who occupies
the land and what it is being used for and will also involve cadastral surveys (opening of
boundaries), marking all the boundaries of properties. The inspection will verify the location,
dimensions, and size of the land parcel as well as juridical information (comprising of the

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ownership of and the legal interests in the parcels of land). The team will prepare a site report
for each site inspection.

Step 3 - Collate the results of the title search: Following the site inspection and the title
search, the team will collate the findings of the title search with the findings of the site
inspection and the results of the cadastral survey (opening of boundaries) for each property.
Uganda’s legal regime allows for the existence of multiple tenures and at the same time a
possibility of layers of rights on the same piece of land. These may include registered
interests, unregistered interests, or multiple registered interests of varying degrees and types
(such as leaseholds on a freehold or mailo land).
The protection and rights according to the occupants of registered land could result in
overlapping rights of owners and lawful occupants, which could make it very difficult to
undertake land market transactions on some of the impacted lands. This is because many
registered landowners are not in possession of their land and cannot sell the land because it is
tenanted or occupied by ‘tenants’. These ‘tenants’ holders have no title to the land, and
cannot legally sell or mortgage the land.
As such, the due diligence requirements will vary depending on the circumstances of every
case/category of cases.

Step 4 - Identification of Owners: Once the Certificate of Title and the ownership of a
property have been verified, or the unregistered or informal land/property right has been
established, the next ancillary requirement would be for Verification of the Identity of the
registered proprietor or ascertained owner. This will involve collecting basic information on
the land owner including full legal name, contact details, etc. Consideration may be given to
statutory declarations on oath or by some form of adjudication by the committee before
acquisition.
The due diligence process in these cases will involve inspection of any documentary evidence
of purchase, gift or inheritance of the land; interviews of the land owners, elders, neighbours
and civic leaders; and face-to-face meetings with these persons to obtain statutory
declarations on oath to attest to land ownership and land usage.
In some cases, there may be ‘homemade’ or bespoke agreements of sale providing evidence
of claims to occupancy rights; in these cases, rigorous follow-up will be required to ensure
that these documents are duly executed and witnessed. There will have to be an analysis of all
the available evidence of ownership of an unregistered or informal right with individual
components or aspects of that evidence being verified against the other evidence in the
continuum of proof of ownership, before arriving at a definitive finding as to ownership.
A few specific cases are worth noting in further detail, as summarized in the next few
paragraphs.
 In cases where land is not formally titled but is instead held under customary
tenure, due diligence procedures will involve:
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 Identification of the centres of authority or persons in positions of


leadership/decision-makers on matters concerning the land and liaising with
them;
 Identification of owners in common of any given land;
 Information dissemination (advise relevant parties on how to organise
themselves for purposes of compensation
 Developing procedures and formulas for the distribution of compensation
among groups of owners for common land;
 Identification of boundaries;
 Identification and recording of any third-party claims to the land or persons
claiming other customary rights to the land (not equivalent to ownership); and

In cases where land has overlapping interests on private lands, the due diligence procedures
will involve:
 Identification of the lawful or bona fide occupant(s) on the land;
 Verification of standing on payment of rent by occupants to the landlord; and
 Verification of ownership claims of particular immovable structures and assets.
 Where lands are encumbered by another interest such as a lease or mortgage,
the due diligence procedures will involve:
 Identification of lessee, lessor, sub lessee and sub lessor (as applicable);
 Verification of leasehold titles through register searches;
 Ascertain the details of the lease and subleases (duration, outstanding period of
the lease, etc.); and
 Verification of ownership (lessee, lessor, sub lessee or sub lessor) for movable
and immovable property and assets.
 Where land is subject to a mortgage, the due diligence procedures will require
the Project to obtain and verify all information about the mortgage including
the mortgagor, mortgagee, duration of the mortgage and all outstanding sums
of money on the mortgage.
 Where land is subject to succession contestation, the Project will be required to
provide relevant information and offer suggestions on how succession disputes
will be resolved.

A clear understanding of the legal issues as they relate to legal due diligence and land titling
should be included in all RAPs. This legal framework should include details on:
 The scope of the power of an eminent domain, the nature of compensation
associated with it, both in terms of the valuation methodology and the timing of
payment;
 The legal and administrative procedures applicable, including the appeals
process and the normal timeframe for such procedures;
 Land titling and registration procedures; and

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 Laws and regulations relating to the agencies responsible for implementing


resettlement and those related to land compensation, consolidation, land use,
environment, water use, and social welfare.

During detailed design, the team (led by the team’s registered land surveyors and legal
counsel) will conduct legal due diligence to identify if any land in the Project area is titled by:
 Identifying any titled or previously surveyed plots;
 Surveying the land; and
 Undertaking legal due diligence through title deeds searches, verification of
titles, confirmation of ownership, and identification of exact landholdings. A
review of ownership documents issued through Village Councils and Ward
offices will form part of this exercise.

The team’s legal counsel, valuers and land surveyors will also execute land and asset
transaction potentially including outright purchases, lease agreements, easements and
wayleave agreements.
B. Detailed Survey Data Collection for the Infrastructure Components
The consultant will conduct an in-depth analysis of available information to develop a
surveying strategy and instruments that address existing gaps and ensure appropriate
information is available for resettlement planning purposes. Overall, the consultant will
develop the following:
Land Survey: to be applied to all households irrespective of the type of displacement; and,
Census and Socio-economic Survey: long and short survey form versions to be applied to
physically and economically displaced households, respectively;
We will conduct the Land Survey in cooperation with a local, licensed Land Surveyor, who
will follow relevant regulations during the surveying exercise. The Land Surveyor will
demarcate all affected lands within the Project area and capture the following information:
 Identification of all land owners/users: all persons who have a legitimate claim to
an asset will be identified and recorded in the survey form;
 GPS coordinates of the full perimeter of all land assets: differential GPS (DGPS)
technology should be used to capture the perimeter of all impacted land assets. This
technology is superior to handheld GPS data collection and accurate data is
particularly important in resolving land disputes and preparing for implementation.;
and,
 Digital photographic record: digital photographs of land assets will be taken, at
least one of which will include all identified land owners along with identification
information.
Setting out the survey process for the pipeline corridor will encompass three major aspects:

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 Establishment of geodetic control along the route;


 Setting out and parcel boundary surveys; and
 Processing.
Asset Inventory: to be applied to all households irrespective of the type of displacement.
All survey instruments will be developed, modified, and tested in the field to ensure the
relevance of the information to be collected.
These surveys and inventories will proceed parcel by parcel through the Project Footprint and
record a variety of information including parcel boundaries, legitimate ownership and use
rights, the type and nature of all immovable assets, and information on all impacted
households and persons.
Boundary demarcation is a critical component of this exercise. Demarcation will be
undertaken by professional land surveyors, working with high-resolution handheld GPS sets,
accompanied by the landholder in question, with the participation of local authorities and
neighbouring landholders.
The results of the demarcation exercise will be verified in the field by these three parties (our
surveyor, the affected landholder, and community observers). By proceeding in this manner,
we will reduce the risk of conflicts, including those over boundaries and ownership/use
rights.
The Asset Inventory will be compiled in cooperation with a local, licensed Valuer, who will
follow relevant regulations during the inventory exercise. The Valuer will identify all
immovable assets that will be affected by the Project and will assess the monetary value of
these assets based on local regulations and practices. The following assets will be included in
the inventory:
 All residential structures;
 All related outbuildings (cooking structures, latrines, etc.);
 Economically significant trees;
 Crops;
 Graves, shrines and other culturally significant sites; and,
 Any other economically significant asset.

The following data will be collected for each inventoried asset:


 GPS coordinates or boundary, as applicable;
 Asset attributes used to determine the monetary value (building materials, quality and
maturity of trees, maturity of crop, etc.); and,
 All legitimate asset owners/users.

This information will be entered into the database and be used in conjunction with other
surveyed data to compile compensation agreements for all PAPs. All Asset Inventory data
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will be subject to the QC process that will be overseen by the Overall Team Leader and will
be coordinated with all other data collection activities to ensure a consistent methodology and
to minimize the impact on project-affected people.

Geodetic control establishment


Field data collection will be carried out using three sets of Trimble R8 GNSS receivers
working in static mode. Reference will be obtained from existing national control points
along the project area and a method of baseline triangulation will be adopted. This will
depend on an agreed coordinate system to adopt. If ITRF is to be adopted, reference will be
taken from those pre-established geodetic points which are expected to be supplied by the
client. If the local system (Arc 1960) is to be adopted reference will be taken from those
approved control points within the vicinity of the project area. Data will be downloaded and
processed using Trimble Business Centre software to compute baselines and perform network
adjustments. Network adjustment reports and Rinex files will be prepared and forwarded to
the department of surveys and mapping in Entebbe to seek approval.
Setting out and parcel boundary surveys
Coordinates for the project components will be fed into rovers and offsets will be staked.
Wooden pegs will be fixed to the extent of defining the area. These will be painted red and
white to ease identification. These will play a vital role in guiding the rest of the teams
(Socio-Economic, Culture and Heritage, Valuation, etc.) on the extent of the project area.
Consequently, all the affected land parcels will be measured. Their boundary positions will
be captured in the presence of the land owner, the neighbours and the representative of the
Local Council I chairperson to witness the survey.
Coordinates defining the position of a given parcel boundary node will be captured using the
Rover working in Real Time mode. Details of the land owners like names of spouses’
telephone contacts will be collected in due process. Sketches defining parcel polygons will be
made and properly coded to guide the plotting phase. Other details like buildings, sacred
trees, and cattle drinking ponds will all be captured. In cases where a given parcel had land
users, their details will be captured and superimposed onto the map.
For registered land, copies of titles will be collected, cadastral maps and data will be secured
from the district land offices and this information will be superimposed onto the strip map.
See the section below for further detail on the due diligence process related to registered,
unregistered and customary lands.
Processing
Processing of information will mainly involve the preparation of maps, drafting, form filling
and the preparation of master lists. This will be carried out by two CAD specialists who will
be stationed full-time in the field and office. Field data will be downloaded in CSV format
and Points defining the boundaries of a given parcel will be connected using polylines to

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generate parcel polygons and areas computed. Details like names of the land owner, RAP
reference number, and areas affected will be entered onto the maps and strips will be
prepared for printing. Land survey forms will be prepared, filled and issued to the various
land owners for signing, witnessed by neighbours, spouses and the area Local council
chairperson. Spread sheets with details of the names of land owners, RAP reference number,
and area affected will be generated to feed into the preparation of the master list.
Survey Team
We anticipate mobilizing Survey Teams members commensurate to the extent of the
workload. Accompanying each team will be the Consultant sociologist, District Community
Development Officer, and the area Local Council Chairperson to register grievances. We
anticipate each Survey Team will be comprised as follows:
 1 parcel survey captain
 1 assistant parcel surveyor
 1 valuer
 social enumerators

Mobilization and orientation of all members of the survey team, plus the Engagement
Workers, will take 1 day and will take place in Yumbe.
Following field training/testing, the Survey Teams will mobilize to base communities where
they will operate and prepare to initiate the survey; the locations of the base points will be
identified during the Scoping Phase. The consultant estimates that each team will work
concurrently. Households will first be visited by the socio-economic team and then establish
a date for the visit of the land and asset inventory team. This will ensure faster surveying for
all households in all relevant projects and allow both teams to move independently.
As noted above, the consultant proposes that all data collection activities are conducted
electronically using tablets with open-source software (ODK Collect) that permits high
flexibility in design and changes to forms without compromising the quality of data.
Preparation of Strip Maps
A strip map represents the land affected by the project way leave representing the individual
Project Affected Persons (PAP) interest. The process to prepare the strip maps starts with
sensitisation of the leaders and the PAPs on the project clearly defining the Project, the
purpose and its effect on their land and developments.
Detail Data Capture for Compensation
The land area affected is pegged out on the ground for converting the design data to the
ground and simultaneously capturing the individual Project Affected Persons (PAP’s) extent
of interest to enable the valuation surveyor to reference each PAP’s affected properties and
development for purposes of attaching a compensation package in line with the prevailing
local laws on compensation guided by the Chief Government Valuer.

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The land surveyor will produce a strip map showing the effect of the project on each PAP
with all details of the affected average shape of the land holding.
Strip Maps Validation
This map will be displayed at the local administrative unit (local council 1) for the affected
persons to view and confirm the spelling of their names and also verify that no ghosts have
been added by each PAP checking out their known neighbours. Corrections if necessary are
undertaken and the map is updated. This map also helps the Valuer to reconcile his captured
PAP’s data with that captured by the land surveyor. It is this strip map that is the basis and
foundation of the valuation report.
On this map, the village boundaries, sub-county, county and district boundaries are also
shown for ease of reference and if the land is to be acquired at a later stage, this strip map is
used for approval by the Planning Authority and the surveys department also use it to grant
cadastral survey permission
The team’s Data/GIS Manager and Data/GIS Coordinator will work together will aerial
imagery provided by Interface to develop strip maps for all areas along the Project footprint.
These will be created in ArcGIS and set up in such a way that new maps can easily be created
when information is updated.
This high-level analysis will be followed by a more detailed analysis of the aerial imagery to
identify specific impacts and characterize the nature and scope of displacement. This
examination of the terrain and vegetation will identify likely land uses, and develop a detailed
estimate of the total scope of displacement including physical and economic impacts. The
scope of displacement will inform the site visits and guide the development of detailed costs,
schedules and work plans.
Requirements to Support Unregistered Land Titling Process
Early in the RAP preparation process, we will work with our team’s Land Valuers and Legal
Counsel to define the nature of the different formal and informal land rights and land claims
that are present in Project affected areas. This will include detailing the appropriate measures
required to compensate for landholder and land ownership rights. In our experience, two
options are generally available for compensating customary landholders:
1. Compensating customary landholder/ users for displacement impacts and in
parallel concluding a formal real estate transaction with the underlying formal
land owners (e.g., in many cases this is the State); or
2. Formalizing the rights of customary landholders through land titling processes
and then concluding a formal real estate transaction with them.
In our experience, option 1 is significantly easier, less time-consuming and more practical in
terms of meeting Project schedules. Nevertheless, we anticipate exploring a variety of

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options, once we have developed a more thorough understanding of the legal context and met
with relevant government agencies and departments.
Through systematic adjudication, owners of unregistered land may acquire certificates of
customary ownership (Land Act Cap. 227 section, 4). At the same time, holders of customary
land (individual, family, community, association) may also convert it into freehold (Land
Act, section 9), thereby progressively scaling up along the land rights continuum. Interface
proposes the following process for dealing with customary landowners with unregistered
land:
 Mobilisation and sensitisation of the communities
 Establishing and authoritatively ascertaining the existing land rights, limitations,
owners and rights of interested parties
 Mediation and reconciliation of parties with differences or disagreements over land
matters
 Confirmation and Marking of parcel boundaries
 Measurement of the dimensions of land and production of index maps
Certification
Interface Consulting Ltd, in collaboration with the Ministry of Water and Environment, will
closely follow through the process until the PAPs acquire certificates of title to their land.
Interface Consulting Limited will support the Ministry to then engage in negotiations with the
PAPs, execution of the necessary agreements, and registration of easements on the PAP's
certificates of title. Also, note that sporadic land registration processes will be promoted in
situations where they are deemed fit.
Selection of Replacement Land
The identification and allocation of replacement land will be a participatory process designed
to reinforce formal land tenure and support PAPs’ preferred livelihood strategies. Following
the IFC Performance Standards, efforts will be made to compensate on a like-for-like basis,
meaning replacement land with advantages at least equivalent to those of the original site will
be provided to individuals, households, and communities that lose land as a result of the
Project’s land acquisition program. To minimize land use for land-based livelihoods, options
will be identified in the livelihood restoration plan to prioritize sustainable intensification
where a smaller area can be made to produce as much or more than the original land base.
PAPs and other community leaders will be engaged through a variety of exercises noted
above, to identify available land that would meet the requirement of like-for-like. Once
replacement lands have been identified, Interface will work with the Project Team and
appropriate government bodies to secure agreements with landholders for the acquisition of
replacement lands.
In addition to the above technical work, the Interface team will work closely with local
authorities and residents in the existing communities flagged as potential resettlement host

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communities regarding the implication. These discussions and their resolution will be
documented in the respective RAPs / LRPs.
Task 4: Source protection plan development
A. Groundwater source protection
The following steps will be followed during groundwater source protection
Step 1: Location/ Siting of the Water Source
Maintaining mínimum distances from production wells to avoid contamination, and stick to
minimum distance rules, respectively.
Step 2: Construction of Spring- and Well Protection
Springs can be protected by the installation of a spring tapping, a spring box and an adequate
drainage system
Drilled and dug wells need proper sealing.
 An apron guarantees that no contaminants enter the well from the access point area.
 An impermeable lining (for dug wells) or casing (for drilled wells) makes sure, that
no close-to- surface-water enters the well.
 Drainage keeps the area dry

Figure 5-21: Well Protection using an impermeable lining

Step 3: Fencing

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In a fenced, inner protection zone (with a radius of 10 – 20 m), all activities posing a risk of
contamination are restricted (e.g. farming, grazing, firing, application of pesticides and
fertilisers, construction of latrines, use of chemicals, etc.). An extended protection zone (at
least 100m in radius) should be put up to increase protection.

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Figure 5-22: Typical Well Protection using afforestation and fencing

Step 4: Set up Rules for all Community Members


Any protection plan rises and falls with the behaviour of the community members, their
attitude towards the plan and their knowledge. Besides the installation of constructional
measures, simple rules should be set up and communicated by a local caretaker. Such rules
can involve:
 Do not defecate close to the well,
 Do not let your animals graze close to the well,
 Do not through any garbage into the well, etc

Step 5: Management of Operation and Maintenance


Only adequate operation by the water users and frequent maintenance by a local caretaker can
ensure the safe long-term usability of the water point. Operation and maintenance activities
are best organised through a local management plan. The remit of a caretaker involves the:
 Inspection, cleaning and repair of spring installations and well (e.g. cracks
in the apron, leaking parts, etc.)
 Monitoring activities in the surrounding area
 Up keeping the protection zone/ repair of the fence
 Check for appropriate operation by users and provide health education.
 Check whether the basic rules are respected by the users

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ENVIRONMNETAL AND SOCIAL IMPACT ASSESSMENT (ESIA)/ ENVIRONMENTAL AND SOCIAL PROJECT BRIEF,
RESETTLEMENT ACTION PLAN (RAP) AND SOURCE PROTECTION PLANS (SPP) FOR LARGE SOLAR POWERED PIPED WATER
SUPPLY SYSTEMS AND SANITATION FACILITIES IN YUMBE DISTRICT

Step 6: Seal/Plug Abandoned and Unused Wells


Abandoned wells:
 Can allow surface run-off to directly enter an aquifer, contaminating the aquifer and
wells;
 Can be a physical safety threat, as they are often not marked or covered, and can pose
a hazard to people or animals that might fall into them.

Figure 5-23: Typical Well Protection using Seal/Plug

Capacity Building and Training


The Consultant shall work with and train designated staff intending to develop capacity and
knowledge transfer in ESIA preparation Training will include key areas related to the
assignment such as field investigations, data processing and analysis, database development,
management and updating, hydrogeological modelling, development of guidelines, strategies
and policies for groundwater development and management ESIA etc.

5.2 Proposed staff


The Consultant has mobilized the staff for the assignment including their respective key
responsibilities are listed in table 5-2 below:
Table 5-7: List of experts with their respective tasks
Name Position Tasks/Responsibilities
ESIA Experts
Moses Oluka Environmental – Team mobilization, coordination and team
Specialist/ building for the ESIA
overall Team Leader for – Defining tasks and developing an appropriate
the assignment work programme for the assignment
– Public and institutional (MDA’s), private,
NGOS’ and CSO’s key consultations
– Preparation of the scoping report and primary
data collection of the various professionals
– Preparing the ESIA report to comply with the
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SUPPLY SYSTEMS AND SANITATION FACILITIES IN YUMBE DISTRICT

Name Position Tasks/Responsibilities


terms of reference
– Integration of various specialist reports and
impact analysis and mitigation measures
– Maintaining quality control of the entire
process and validation with key stakeholders
– Presenting and updating the client on the
work progress
– Regulatory management and institutional
frameworks
– Identify the probable mitigation measures for
the impacts
– Monitoring indicators and evaluations
– Identify the likely players in the management
of the enviro-social impacts
– Assign responsibility to the different actors
key in the management of the identified
impacts
– Estimate the likely costs for managing and
offsetting the identified Environmental and
Social Impacts.
– Develop training and capacity building for
the ministry and local government staff
– Carry out on-the-job capacity
building/training measures
Glorious Kasande Sociologist – Develop a stakeholder engagement plan
– Identify the key stakeholders and agencies
– Mobilize the community to attend meetings
about the project
– Prepare a guide on how to disseminate
information to the communities about the
proposed project
– Mobilize the community to attend meetings
about the project
– Conduct community meetings with the local
community
– Prepare a guide on how to disseminate
information to the communities about the
proposed project
– Conduct community meetings with the local
community
Joseph Odeke Hydrogeologist – Study the drilling reports for the selected
wells and determine their suitability for the
project
Nelson Droruga Water/Wastewater – Study the broad drainage pattern in the
Specialist project areas using the remote sensing
imagery maps and topographical sheet.
– Assess the existing quality of surface water
and groundwater within the area
– Collecting water samples and analyzing
various parameters in the Laboratory
– Collecting and analyzing metrological data

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SUPPLY SYSTEMS AND SANITATION FACILITIES IN YUMBE DISTRICT

Name Position Tasks/Responsibilities


for hydrological trends
Wycliffe Ogello GIS Specialist – GIS mapping
– Inventory of existing socio-biophysical
baseline mapping
– GIS overlays for sieving analysis integration
RAP Experts
Martin Kasozi RAP Specialist – Review, identify and harmonize any
differences in resettlement and compensation
guidelines between the Uganda government
and other international Guidelines on
Involuntary Resettlement and other Social
Safeguards.
– Stakeholder mapping exercise
– Detailed social economic surveys, Focus
Group Discussions
– Preparation of the SEP on how to conduct
public meetings and individual interviews
– A social survey census to be conducted to
establish the profile of project-affected
persons
– Prepare compensation strategy
– Compensation payment process,
– Monitoring and Evaluation Framework for
RAP implementation
Brian Baguma Surveyor – Carry out Topographical and cadastral
surveys marking out project-affected areas
with pegs;
– Prepare strip maps and profiles;
– Prepare survey reports.
Joseph Biribonwa Valuer – Undertake valuation and compensation
procedures following the Ugandan and WB
Standards
– verify copies of all the registered land titles,
digitize maps of the site and immediate
neighbourhoods (for purposes of injurious
effects), including full cadastral survey(s) of
the site
– District Area Compensation Rates to be
undertaken
– After approval, display the resultant strip
maps
– Budge costs and valuation costs.
George Bogere Economist – Identification of economic issues for
inclusion into the scoping exercise
– Economic environmental analysis and
accounting,
– Economic benefit analysis and integration
of valuation and planning,
– sustainable development and environmental
economic impact assessment
Emmanuel Legal Expert – To handle any legal proceedings between the

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SUPPLY SYSTEMS AND SANITATION FACILITIES IN YUMBE DISTRICT

Name Position Tasks/Responsibilities


Kasimbazi PAPs and MWE on resettlement plans and
compensation packages.
SPP Experts
Moses Oluka Environmental – Team mobilization, coordination and team
Specialist/Team Leader building for the SPP
– Maintaining quality control of the entire
process and validation with key stakeholders
– Presenting and updating the client on the
work progress
– Regulatory management and institutional
frameworks
– Identify the likely players in the management
of the source protection plans
– Estimate the likely costs of managing source
protection plans
– Carry out on-the-job capacity
building/training measures
Glorious Kasande Sociologist – Develop a stakeholder engagement plan
– Understand individuals' interests and
behaviours
– Bridge communication gaps
– Identify the key stakeholders and agencies
– Gathering residents' input on possible legal,
economic, and social ramifications
– Mobilize the community to attend meetings
about the project
– Prepare a guide on how to disseminate
information to the communities about the
proposed project
Joseph Odeke Hydrogeologist – Work closely with project staff, stakeholders,
local authorities, and the target communities
to implement targeted strategies for improved
sanitation in the project area.
– Develop a water source protection plan
5.3 Work plan
The proposed work plan schedule will run concurrently over the 6-month assignment period.
However, the effectiveness of the prepared work plan is dependent on the outputs of the
design consultant and the review and response from the Client (MWE) of the submitted
report

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LARGE SOLAR POWERED PIPED WATER SUPPLY SYSTEMS AND SANITATION FACILITIES IN YUMBE DISTRICT

report & project brief

Scoping / ToR Report

Fianl ESIA / SPP/ RA P


Draft ESIA / SPP/ RA P
Submit inception

Report
Report
TASK
REF ACTIVITY Weeks 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24

1.0 TASK 1: INCEPTION PHASE


1.1 Contract Finalization
1.2 Staff mobilisation and work planning
1.3 Client meetings
1.4 Preliminary site visits and consultation
1.5 Project brief preparation
1.6 Prepare and submit inception report

2.0 TASK 2:ESIA


2.1 Scoping (ToR development and stakeholder consultaton)
2.2 Prediction and evaluation
2.3 Development of mitigation measures
2.4 EIS preparation

3.0 TASK 3: RAP Preparation


3.1 Completion of legal due diligence
3.2 Land Survey
3.3 Detailed Survey Data Collection
3.4 Strip Map preparation
3.5 Certification
3.6 Selection of replacement land

4.0 Task 4:Source protection plan development


4.1 Site /locate water sources
4.2 Establish source protection measures
4.3 Establish operation and maintenance processes for SPP
4.4 Prepare final completion report

Legend
Continuous activities
Intermitent activities
The reporting schedule is indicated at the top of the chart

Figure 5-24: Proposed Work Plan

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RESETTLEMENT ACTION PLAN (RAP) AND SOURCE PROTECTION PLANS (SPP) FOR LARGE SOLAR POWERED PIPED WATER
SUPPLY SYSTEMS AND SANITATION FACILITIES IN YUMBE DISTRICT

5.3.1 Man-months for the proposed experts


The Table below shows staffing inputs including fieldwork for each deliverable.

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Table 5-8: Staff Input and Schedules


Expert’s input (in person/month) per each Deliverable (listed in TECH-5) Total time input (in Months)
N° Name
Position D-1 D-2 D-3 D-4 Home Field Total

KEY EXPERTS
Moses [Home] 0.5 1.5 0.5 0.5 3
K-1 [Team Leader] 6
Oluka [Field] 0.5 1.5 0.5 0.5 3

Martin 0.5 0.5 0.5 1.5


K-2 RAP Specialist 4
Kasozi 1.5 1 2.5

Glorius 0.5 1.5 0.5 0.5 3


K-3 Sociologist 6
Kasande 0.5 1.5 0.5 0.5 3

Joseph 0.5 1.5 0.5 0.5 3


K-4 Hydrogeologist 6
Odeke 0.5 1.5 0.5 0.5 3

Nelson 0.5 1 1.5


K-5 Water/wastewater 3
Droruga 0.5 1 1.5

Ogello 1 1
K-6 GIS Specialist 2
Wycliffe 1 1

Joseph 1 0.5 1.5


K-7 Valuer 3
Biribonwa 1 0.5 1.5

Brian 1 0.5 1.5


K-8 Surveyor 3
Baguma 1 0.5 1.5

K-9 Emmanuel Legal Expert 0.5 0.5 1 2

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LARGE SOLAR POWERED PIPED WATER SUPPLY SYSTEMS AND SANITATION FACILITIES IN YUMBE DISTRICT

Kasimbazi 0.5 0.5 1

George 0.5 0.5 1


K-10 Economist 2
Bogere 0.5 0.5 1

Sub Total 37

NON-KEY EXPERTS
[Home] 0.5 0.5
N-1 Victor Male Project Director 1
[Field] 0.5 0.5

0.5 0.5
N-2 Salma Abdat Project Officer 1
0.5 0.5

Sub Total 2
TOTAL 39

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SUPPLY SYSTEMS AND SANITATION FACILITIES IN YUMBE DISTRICT

5.3.2 Letter of availability


With Martin (MWE)

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SUPPLY SYSTEMS AND SANITATION FACILITIES IN YUMBE DISTRICT

6 References
1. Environmental and Social Impact Assessment Uganda Roads and Bridges in the
Refugee Hosting Districts Project P171339
2. Five-year Community Development Plan (CDP) of Bijo sub-county in Yumbe District
3. Guidelines for Environmental and Social Impact Assessment for World Bank
4. National Development Plan III (2020/21-2024/25)
5. National Vision 2040
6. The Republic of Uganda National Environment Act, No 5, 2019 ;
7. The Republic of Uganda Physical Planning Act, 2010 and amended 2020;
8. The Republic of Uganda Land Act, 2010;
9. The Constitution of the Republic of Uganda, 1995;
10. The Republic of Uganda Historical and Monuments Act, 1967;
11. The Republic of Uganda Public Health Act, 1967
12. The Republic of Uganda Workers Compensation Act, 2000, Uganda
13. The Republic of Uganda National HIV/AIDS Policy;
14. The Republic of Uganda National Gender Policy, 1997;
15. The Environment Impact Assessment Regulations, 2020;
16. The National Environment (Standards for Discharge of Effluents into Water or on
Land) Regulations 1999;
17. The Republic of Uganda National Environmental Policy, 1994;
18. The Republic of Uganda National Forestry and Tree Planting Act, 2003;
19. The National Environment (Waste Management) Regulations, 2020;
20. The Republic of Uganda Occupational Safety and Health Act,2006;
21. The Republic of Uganda Water Act Cap 152;
22. The National Environment (Minimum Standards for Management Of Soil Quality)
Regulations, 2001;
23. The Water (Waste Discharge) Regulations, 1998, Uganda
24. The Water Supply Regulations, 1999, Uganda
25. The National Environment (Noise Standards and Control) Regulations, 2003;
26. The National Environment (Management of Ozone Depleting Substances and
Products) Regulations, 2001; and
27. The National Environment (Delegation of Waste Discharge Functions) Instrument,
1999
28. Water Resources Assessment, Ministry of water and environment, 2019
29. WHO Sanitation Inspections for Sanitation Systems
30. UNIDO, IBRD and GIZ, A Practitioner’s Handbook for Eco-Industrial Parks:
Implementing the International Eco-Industrial Parks Framework (2018);
31. UNIDO, Implementation Handbook For EcoIndustrial parks (2017);
32. UNIDO, World Bank Group, and GIZ, An International Framework For Eco-
Industrial Parks (2017);
33. UNIDO, Industrial Estates: Principles and Practice (1997);

51

Integrated Water Management Development Project (IWMDP)


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RESETTLEMENT ACTION PLAN (RAP) AND SOURCE PROTECTION PLANS (SPP) FOR LARGE SOLAR POWERED PIPED WATER
SUPPLY SYSTEMS AND SANITATION FACILITIES IN YUMBE DISTRICT

34. UNIDO, Guidelines for Establishment of Industrial Estates in Developing Countries


(1978).
35. Yumbe District Development Plan-5 year Kayuga Five year development Plan,
2020/2025

36.

52

Integrated Water Management Development Project (IWMDP)


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RESETTLEMENT ACTION PLAN (RAP) AND SOURCE PROTECTION PLANS (SPP) FOR LARGE SOLAR POWERED PIPED WATER
SUPPLY SYSTEMS AND SANITATION FACILITIES IN YUMBE DISTRICT

7 Annexes
7.1 Annex 1- Minutes of meeting with Design Consultants

ESIA-FEASIBILITY DISCUSSION

Meeting Minutes with the Design Consultants

5th January 2023 9h00

DESCRIPTION ACTION
1. WELCOME
.

2. ATTENDANCE / APOLOGIES
2.1. Present: Eng.Victor Male (VM), Ms. Salma Abdat (SA), Interface Consulting (ICL)
Eng. Peter Magambo (PM), Eng. Daniel Serwawudde (DS)., Kagga and Partners Ltd
(KPL)

2.2. Apologies
None

3. ITEMS DISCUSSED
3.1. Project Brief and Background Interface Consulting
3.2. Project Brief and Background Kagga & Partners

4. PROJECT BRIEF & BACKGROUND INTERFACE CONSULTING Interface


Consulting
4.1. Project Brief: Interface Consulting is in the process of completing the signing of a
contract by the Ministry of Water and Environment (Uganda) to perform an
Environmental and Social Impact Assessment (ESIA)/ Environmental and Social
Project Brief, Resettlement Action Plan (RAP) And Source Protection Plans (SPP)
For Large Solar Powered Piped Water Supply Systems and Sanitation Facilities in
Yumbe District. The work is due to start in January, and before that, The Ministry of
Water and Environment (MWE) recommended that Interface Consulting contact
Kagga & Partners who are the design consultant for the work, to obtain relevant
project information and to agree on coordination during fieldwork etc.

5. PROJECT BRIEF & BACKGROUND KAGGA & PARTNERS Kagga &


Project Status: Kagga & Partners is the preferred bidder for the work and will soon Partners
5.1 be contracted by the Ministry of Water and Environment as Design Consultant for
Large Solar Powered Piped Water Supply Systems in Yumbe.

Redcross Funding: The Ministry received some funding from the Red Cross and

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SUPPLY SYSTEMS AND SANITATION FACILITIES IN YUMBE DISTRICT
DESCRIPTION ACTION
5.2 used this to fund the complete feasibility, and detailed engineering design of one of
the 6 small towns/ rural growth centres under the Yumbe project—Goboro. This
was completed by Kagga and Partners. Development of the ESIA will include
Goboro.

5.3 Boreholes: Production wells to be powered had already been drilled. The design
consultant reviewed the Water Quality test results and Test Pumping reports, and
recommended and included micro straining and dosatron disinfection as an extra step
to keep the water quality good in the long run.

5.4 Piped Water System: The piped water systems will mostly be Standpost and Yard
Tapswhich will be metered. In the main, it is envisaged that the Yard Tap owners
will on-sell to other consumers. A few house connections are to be connected to the
distribution system, as well as kiosks/ standposts which will be managed by a
caretaker.

Key Actions :
Kagga &
Kagga and Partners will share the design report for Goboro Small town with Partners
Interface Consulting
Interface
During fieldwork, close coordination will be required. Interface Consulting to keep Consulting
in close contact with Eng. Daniel Serwawudde , the project contact within KPL

6. CLOSURE
The next meeting will be held during implementation.

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7.2 Annex 1- Minutes of commencement meeting with MWE

Commencement Meeting

Meeting Minutes

24th January 2023 1430hrs


__________________________________________________________________________________
___
DESCRIPTION ACTION
1. WELCOME
Welcome remarks were made to all members attending the members.

2. ATTENDANCE / APOLOGIES
2.1. Present: Stanley Watenga (SW), Akonya Martin (AM), Owoiinawer Eligious
(OE), Namara Doreen (ND), David Kabugo (DK), Victor Male (VM), Moses
Oluka (MO), Salma Abdat (SA), Peter Magambo (PM)

2.2. Apologies
None

3. ITEMS DISCUSSED
6.1. Prayer
6.2. Introduction
3.3 Communication from the Chair
3.4 Remarks from Consultant
3.5 Consultancy Service Starting Agreement
3.6 Coordination of the Consultancy
3.7 General Discussions and the way forward

7. PRAYER Doreen
Namara
7.1. An opening prayer was said at the start of the meeting.
8. INTRODUCTION Everyone.
All the members present introduced themselves
9. COMMUNICATION FROM THE CHAIR Stanley
This is the commencement meeting for Lot 2. Watenga
Stanley made the following remarks:
Lot 2 comprises Yumbe District, and it has 6 water supply areas, its part of the
integrated water management and development project. It has other components
of urban water supply, water resources and a component of liaison across.
We shall concentrate on our subcomponent which is refugees and host
communities. There are 3 lots in other districts.
Today we have come a long way in reaching this milestone, the commencement

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DESCRIPTION ACTION
of this project, we are all aware that these things are overdue, and there is so
much concern from stakeholders and our seniors about the delays. So, let’s be
cautious of that.
It is realised that the funding for the project is not adequate, mainly because the
budget was not accurately done. The market price is different from what we
anticipated. And also due to currency changes the project has lost some money,
making the resources insufficient.
Some of the work and services will be cut off in the future to optimise the
resources.

He congratulated the consultants for reaching this stage in procurement.


10. REMARKS FROM CONSULTANT Victor Male

Thank you from the ministry for giving us this opportunity to work with you.
We have taken note of the issues around time. In the interest of time, we had
gotten in touch with Kagga and Partners, and we had agreed that we would
coordinate so that the assignment isn’t burdensome to either of us.

We know that there are 6 areas, and some work has already started, we are
appreciative of the time lag before we receive technical data from the feasibility
study, and we shall manage this by working efficiently. We will also coordinate
with you.

Moses mentioned that his worry was the other 5 areas that had not been worked Moses Oluka
on since the ESIA and RAP need information from the feasibility study. Without
the information, we can’t do much.

11. CONSULTANCY SERVICE STARTING AGREEMENT


8.1 Confirm Availability of Staff
Interface Consulting agreed that they can confirm that the proposed staff are
available before they receive the commencement letter.

The ministry confirmed that they have a team ready to assist during the project
and will have the contacts available to the consultant.

8.2 Commencement Date


The consultant and the client agreed that the commencement date will be Monday
30th January 2023.

The Client will support consultants by providing all the materials they require.
They agreed to provide Introductory letters and all available data and reports
concerning the project
12. COORDINATION OF THE CONSULTANCY

For the inception report, Victor asked how the ministry wanted to go about it

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SUPPLY SYSTEMS AND SANITATION FACILITIES IN YUMBE DISTRICT
DESCRIPTION ACTION
since only 1 out of the 6 areas has been designed.

The client responded that since the contract is based on deliverables, we shall
explore ways of optimising the lag. One of the ways is coordinating with the
design consultant.
13. GENERAL DISCUSSIONS AND WAY FORWARD

The Consultant, client and Design engineer will coordinate to make work easier.
Thank you for attending the meeting. It has come to an end.

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SUPPLY SYSTEMS AND SANITATION FACILITIES IN YUMBE DISTRICT

7.3 Annex 1-Minutes of meeting with LCV

MEETING DATE: 30th January 2023


START TIME: 10:00am
END TIME: 10:25am
VENUE: Local Council V Office Yumbe District
MEMBERS District Staff
PRESENT: 1. Asiku Abdul Mutalib
2. Andama K Abdu
MWE
1. Akonya Martin.
2. Mary Athieno
3. Alex Cwinyaai
4. Martha Naigaga
Kagga & Partners
1. Simon Kibirige
Interface Consulting Ltd
1. Salma Abdat
2. Patrick Eyamu Sami
3. Olivia Ashaba Ahebwa
AGENDA – Welcome
– Introductions
– Introduction of Consultants.
– Communication from the LCV Chairman
– Concerns raised and recommendations
DISCUSSION RESPONSE
M/01 Welcome
The LC V Chairman welcomed the MWE and Consultants
to Yume District
M/02 Introductions
All members present for the meeting introduced
themselves
M/03 Introduction of Consultants
Martha Naigaga from the Ministry of Water and
Environment gave a small brief about the Environmental
and Social Impact Assessment (ESIA)/ Environmental and
Social Project Brief, Resettlement Action Plan (RAP) And
Source Protection Plans (SPP) for Large Solar Powered
Piped Water Supply Systems and Sanitation Facilities in
Yumbe District project and introduced the consultants
carrying out the Inception Phase of this project. She
explained that.
1. The Project is taking place in 6 sub countries and
there are 6 RGCs, where piped water systems will
be put in place.
2. The Consultant “Interface Consulting” will be
carrying out the ESIA, RAP and SPP.
3. The project will follow take plan in a 6 months

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time frame, after this, the procurement process
will commence for about 4 months and contracts
will be on the ground by end of this year.
4. She requested permission from the LC V
Chairman for the consultants together with the
ministry to travel to the sub-counties to visit the
project sites.

M/04 Communication from the LC V Chairman and responses from the MWE.
1. The Chairman welcomed the consultants and the
MWE members, he mentioned that he had met with
Eng. Stanley Watenga, and this project was discussed.
2. The Chairman expressed that he was happy that the
consultants were finally on the ground because he had
expected them one and a half months ago and that he
was happy to help where need be.
3. The Chairman mentioned that Yumbe has a very big
challenge with water consumption. He added that
Yumbe’s safe water coverage is 50% when the
national safe water coverage is approaching 70%. This
means Yumbe is short by 20%, particularly in villages
where they are hosting refugees. Yumbe has a very big
host community population, and all these are
challenges.
4. He mentioned that Yumbe is extremely grateful to the
government particularly, MWE because if you look at
the district, having 6 water systems is something they
appreciate.
5. We are looking at providing safe water for the people.
6. He welcomed the consultants, and where there are
issues, he provided someone to help the consultant: the
DWO, Andama K Abdu.
M/05 Concerns raised and recommendations
1. When are the consultants making submissions to The consultants have different
the ministry deliverables, but their contract period
is 6 months, which includes their
studies being approved by NEMA
and the Chief Government Valuer
2. We (Yumbe) had 2 production wells that were We are going to inquire about that
low yielding, one in Awoba and another in Rodo, and before we leave tomorrow, have
the discussion we took was to install hand pumps, an answer for you.
my question is when you (MWE) are coming to The district recommended two
drill the wells. boreholes to replace those, but they
were pending test pumping. I will
inquire from Abdul or Benard.

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ENVIRONMNETAL AND SOCIAL IMPACT ASSESSMENT (ESIA)/ ENVIRONMENTAL AND SOCIAL PROJECT BRIEF, RESETTLEMENT ACTION PLAN (RAP) AND SOURCE PROTECTION
PLANS (SPP) FOR LARGE SOLAR POWERED PIPED WATER SUPPLY SYSTEMS AND SANITATION FACILITIES IN YUMBE DISTRICT
Attendance List

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ENVIRONMNETAL AND SOCIAL IMPACT ASSESSMENT (ESIA)/ ENVIRONMENTAL AND SOCIAL PROJECT BRIEF, RESETTLEMENT ACTION PLAN (RAP) AND SOURCE PROTECTION
PLANS (SPP) FOR LARGE SOLAR POWERED PIPED WATER SUPPLY SYSTEMS AND SANITATION FACILITIES IN YUMBE DISTRICT

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ENVIRONMNETAL AND SOCIAL IMPACT ASSESSMENT (ESIA)/ ENVIRONMENTAL AND SOCIAL PROJECT BRIEF, RESETTLEMENT
ACTION PLAN (RAP) AND SOURCE PROTECTION PLANS (SPP) FOR LARGE SOLAR POWERED PIPED WATER SUPPLY SYSTEMS AND
SANITATION FACILITIES IN YUMBE DISTRICT
7.4 Annex 1-Minutes of meeting with CAO

Minutes of the introductory meeting held with the Chief Administrative Officer (CAO) at the District
Headquarters
MEETING DATE: 30th January 2023
START TIME: 10:00
END TIME: 10:20
VENUE: Office CAO, Yumbe District Headquarters
MEMBERS District staff
PRESENT: 1. Drajiga Rasul M. – Ass. CAO
2. Abdul K. Andama – Ass. DWO
3. Kassim Kaiga Abdul
MWE
1. Martin Akonya
2. Martha Naigaga
3. Mary Athieno
4. Alex Cwinyaai
KAGGA & PARTRNERS
1. Simon Kibirige
Interface Consulting Ltd
1. Salma Abdat
2. Olivia Ashaba Ahebwa
3. Patrick Eyamu Sami
AGENDA – Welcome
– Introductions
– Introduction of the consultant
– Communication from Assistant CAO
– Concerns raised/Recommendations
DISCUSSION RESPONSE
M/01 Welcome Remarks
Members were welcomed to the CAO’s office
M/02 Introductions
All members present for the meeting introduced themselves
M/03 Introduction of the consultant to the Ass. CAO
Martha made a summary of the installation of the solar-
powered piped water system and sanitation facilities in the
refugee settlements and host communities. She then went
ahead and introduced Interface consulting Ltd and Kagga &
Partners as the consultants who will undertake the ESIA and
detailed designs of the water systems respectively.
M/04 Communication from the Ass. CAO
1. Mr Rasul mention that one of the biggest challenges of Noted
Yumbe District is safe water as some of the areas are
water stressed coupled with a big population. He further
mentioned that one system is capable of supporting 5-6

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ENVIRONMNETAL AND SOCIAL IMPACT ASSESSMENT (ESIA)/ ENVIRONMENTAL AND SOCIAL PROJECT BRIEF, RESETTLEMENT
ACTION PLAN (RAP) AND SOURCE PROTECTION PLANS (SPP) FOR LARGE SOLAR POWERED PIPED WATER SUPPLY SYSTEMS AND
SANITATION FACILITIES IN YUMBE DISTRICT
villages hence water not being sufficient for the entire
community.
2. Another challenge is the O&M of the constructed Noted
systems. He continued to request NWSC to step in to
support and manage the drilled boreholes as the previous
ones have failed due to a lack of proper O&M.
3. A high population has shifted to farming and production
however they face a scarcity of water to irrigate their Noted
crops
M/05 Concerns raised/Recommendations
1. There are claims by host communities that the OPM Noted
grabs land for the resettlement of the refugees.
2. To try as much as possible to explain to the communities Noted
as some of them might have funny/weird responses
towards the consultants.

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ENVIRONMNETAL AND SOCIAL IMPACT ASSESSMENT (ESIA)/ ENVIRONMENTAL AND SOCIAL PROJECT BRIEF, RESETTLEMENT ACTION PLAN (RAP) AND SOURCE PROTECTION
PLANS (SPP) FOR LARGE SOLAR POWERED PIPED WATER SUPPLY SYSTEMS AND SANITATION FACILITIES IN YUMBE DISTRICT

Attendance List

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ENVIRONMNETAL AND SOCIAL IMPACT ASSESSMENT (ESIA)/ ENVIRONMENTAL AND SOCIAL PROJECT BRIEF, RESETTLEMENT ACTION PLAN (RAP) AND SOURCE PROTECTION
PLANS (SPP) FOR LARGE SOLAR POWERED PIPED WATER SUPPLY SYSTEMS AND SANITATION FACILITIES IN YUMBE DISTRICT

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ENVIRONMNETAL AND SOCIAL IMPACT ASSESSMENT (ESIA)/ ENVIRONMENTAL AND SOCIAL PROJECT BRIEF, RESETTLEMENT
ACTION PLAN (RAP) AND SOURCE PROTECTION PLANS (SPP) FOR LARGE SOLAR POWERED PIPED WATER SUPPLY SYSTEMS AND
SANITATION FACILITIES IN YUMBE DISTRICT
7.5 Annex 1-Minutes of meeting with Kochi Sub-County Officials

Consultation meeting with Kochi Sub-County Officials


MEETING DATE: 1st February 2023
START TIME: 10:30am
END TIME: 11:00am
VENUE: Kochi Sub-County Offices
MEMBERS Interface Consulting Ltd
PRESENT: 1. Salma Abdat
2. Olivia Ashaba Ahebwa
3. Patrick Eyamu Sami
Kochi Sub-County Officials
1. Bob Acidiri- Guide facilitator
2. Bashir Azabo- CDO
3. Toah Mafu- LCIII Chairperson
4. Ikumaru Jamah Adreka- SACOA
5. Zaki Decu- Parish Chief
6. Kasifa Atai- Water User Committee
7. Flavia Rober Anguchia- Water User Committee
8. Clara Jurua- LCI Mangochi
9. Safina Bako- Water User Committee
10. Zabibu Aliru- Water User Committee
11. Kassim Jamal- LCII Chairperson
AGENDA – Welcome
– Introductions
– Introduction of the consultant
– Concerns raised/Recommendations
DISCUSSION RESPONSE
M/01 Welcome Remarks
Members were welcomed to the meeting
M/02 Introductions
All members present for the meeting introduced themselves
M/03 Introduction of the consultant to Kochi S/C officials
Salma made a summary of the installation of the solar-
powered piped water system and sanitation facilities in the
refugee settlements and host communities. She introduced
Interface consulting Ltd as the consultant who will undertake
the ESIA, RAP and SPP of the water systems.
M/05 Concerns raised/Recommendations
1. During dry seasons, there are domestic fights; Noted
breastfeeding suffer leaving children behind to fetch
water from a borehole located far away from home.
2. The majority of the homesteads in the host communities Noted
have pit latrines with hand-washing facilities but the
problem is water. Sanitation is a bit fair according to

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ENVIRONMNETAL AND SOCIAL IMPACT ASSESSMENT (ESIA)/ ENVIRONMENTAL AND SOCIAL PROJECT BRIEF, RESETTLEMENT
ACTION PLAN (RAP) AND SOURCE PROTECTION PLANS (SPP) FOR LARGE SOLAR POWERED PIPED WATER SUPPLY SYSTEMS AND
SANITATION FACILITIES IN YUMBE DISTRICT
sub-county officials and this is because in any household
without the pit latrine, the head of the household is
imprisoned, and his property confiscated to be sold and
get funds for the construction of the pit latrine.
3. The issue of long distances to the existing boreholes and Noted
long queues especially during the dry seasons causing
domestic fights. Some people opt to fetch water from
unprotected wells because of long queues.
4. Waterborne diseases are rampant during the rainy Noted
seasons as communities mostly use water in the
unprotected springs and swamps with washed-away
rainwater however, it is not the case during the dry
seasons as the communities have no other choice but to
utilize only the boreholes.
5. The households are supposed to contribute a fee of 1000- Noted
2000 per month for the use of the boreholes and this fee
is collected by the water user committees.
6. Some people run away from some villages due to the Noted
lack of water in those villages during the dry seasons
because the majority of the population is into farming
and crop production.
7. Women leave home at 4am to fetch water and return at Noted
midday or 3pm. Priority is given to soldiers to fetch
water in the morning and local communities are
permitted to fetch only two jerricans.
8. Communities collect water from boreholes for drinking Noted
and use R. Kochi for other uses.

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ENVIRONMNETAL AND SOCIAL IMPACT ASSESSMENT (ESIA)/ ENVIRONMENTAL AND SOCIAL PROJECT BRIEF, RESETTLEMENT ACTION PLAN (RAP) AND SOURCE PROTECTION
PLANS (SPP) FOR LARGE SOLAR POWERED PIPED WATER SUPPLY SYSTEMS AND SANITATION FACILITIES IN YUMBE DISTRICT

Attendance List

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ENVIRONMNETAL AND SOCIAL IMPACT ASSESSMENT (ESIA)/ ENVIRONMENTAL AND SOCIAL PROJECT BRIEF, RESETTLEMENT ACTION PLAN (RAP) AND SOURCE PROTECTION
PLANS (SPP) FOR LARGE SOLAR POWERED PIPED WATER SUPPLY SYSTEMS AND SANITATION FACILITIES IN YUMBE DISTRICT

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ENVIRONMNETAL AND SOCIAL IMPACT ASSESSMENT (ESIA)/ ENVIRONMENTAL AND SOCIAL PROJECT BRIEF, RESETTLEMENT ACTION PLAN (RAP) AND SOURCE PROTECTION
PLANS (SPP) FOR LARGE SOLAR POWERED PIPED WATER SUPPLY SYSTEMS AND SANITATION FACILITIES IN YUMBE DISTRICT

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ENVIRONMNETAL AND SOCIAL IMPACT ASSESSMENT (ESIA)/ ENVIRONMENTAL AND SOCIAL PROJECT BRIEF, RESETTLEMENT ACTION PLAN (RAP) AND SOURCE PROTECTION
PLANS (SPP) FOR LARGE SOLAR POWERED PIPED WATER SUPPLY SYSTEMS AND SANITATION FACILITIES IN YUMBE DISTRICT

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ENVIRONMNETAL AND SOCIAL IMPACT ASSESSMENT (ESIA)/ ENVIRONMENTAL AND SOCIAL PROJECT BRIEF, RESETTLEMENT
ACTION PLAN (RAP) AND SOURCE PROTECTION PLANS (SPP) FOR LARGE SOLAR POWERED PIPED WATER SUPPLY SYSTEMS AND
SANITATION FACILITIES IN YUMBE DISTRICT
7.6 Annex 1-Minutes of meeting with Lobe Town Council Sub-County Officials

PIPED WATER SUPPLY SYSTEMS AND SANITATION FACILITIES IN YUMBE DISTRICT


Consultation meeting with members of Kei sub-county
MEETING DATE: 1st February 2023
START TIME: 12:55pm
END TIME: 1:37pm
VENUE: Lobe Town Council
MEMBERS Interface Consulting Ltd
PRESENT: 1. Salma Abdat
2. Olivia Ashaba Ahebwa
3. Patrick Eyamu Sami
Lobe town council
1. Bob Acidiri- Guide facilitator
2. Aliru Domitila – CDO
3. Tabani Zuberi Ramandan- LC III
4. Yali Rashid Justice – LC II
5. Ijoga Maimudu
6. Aniku Kassim
7. Abdu Swali
8. Siriba Nazir
9. Ojoki Adamu
10. Arulo Swudili
11. Jamad Hassan
12. Onzima Tairi
13. Apeli Mahili – Parish Chief
AGENDA – Welcome
– Introductions
– Introduction of the consultant
– Concerns raised/Recommendations
DISCUSSION RESPONSE
M/01 Welcome remarks
Members were welcomed to the meeting
M/02 Introductions
All members present for the meeting introduced themselves
M/03 Introduction of the consultant to Bijo residents
Salma made a summary of the installation of the solar-
powered piped water system and sanitation facilities in the
refugee settlements and host communities. She introduced
Interface consulting Ltd as the consultant who will undertake
the ESIA, RAP and SPP of the water systems.
M/05 Concerns raised/Recommendations
Village residents: Noted
1. During dry seasons, most of the boreholes are dry. The
women have to walk long distances to fetch water. They
wake up at 3am and return at noon. The Queues at the

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ENVIRONMNETAL AND SOCIAL IMPACT ASSESSMENT (ESIA)/ ENVIRONMENTAL AND SOCIAL PROJECT BRIEF, RESETTLEMENT
ACTION PLAN (RAP) AND SOURCE PROTECTION PLANS (SPP) FOR LARGE SOLAR POWERED PIPED WATER SUPPLY SYSTEMS AND
SANITATION FACILITIES IN YUMBE DISTRICT
boreholes are very long and the water pressure is low.
This has paused a problem for breastfeeding mothers
since they leave their babies unattended during this
period.
2. The long queues at these boreholes are also a cause for
gender-based violence. The men beat their wives
implying that they are loitering during this time instead
of being home.
3. During the wet season, there are some season
unprotected wells that the locals use. They also collect
water from streams which is unsanitary. The animals
feed on this water, and people urinate in it and wash
from it. Because of this, waterborne diseases are very
common in the rainy seasons.
Water User Committee Noted
1. The water user committee collects a few 2000 Ugx from
each household that uses the boreholes. Unfortunately,
the committee is not able to collect these fees every
month, leaving it with little money that cannot make
small repairs.
2. The committee mentioned that the boreholes are
overused since there is only a few that function among
villages. Each borehole can serve up to 1500 people in
one day.
3. The committee sensitizes the villages about sanitation
and hygiene, although no one enforces these practices.
Because of water scarcity, it is hard to have hand
washing facilities in homes.
The LC III Chairman Noted
1. The majority of the households have sanitation facilities.
2. During the dry seasons, many people migrate from their
villages to look for areas with some water.
3. The sub-county is very water-stressed and during the dry
seasons, 3 villages share one borehole.

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ENVIRONMNETAL AND SOCIAL IMPACT ASSESSMENT (ESIA)/ ENVIRONMENTAL AND SOCIAL PROJECT BRIEF, RESETTLEMENT ACTION PLAN (RAP) AND SOURCE PROTECTION
PLANS (SPP) FOR LARGE SOLAR POWERED PIPED WATER SUPPLY SYSTEMS AND SANITATION FACILITIES IN YUMBE DISTRICT

Attendance List

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ENVIRONMNETAL AND SOCIAL IMPACT ASSESSMENT (ESIA)/ ENVIRONMENTAL AND SOCIAL PROJECT BRIEF, RESETTLEMENT ACTION PLAN (RAP) AND SOURCE PROTECTION
PLANS (SPP) FOR LARGE SOLAR POWERED PIPED WATER SUPPLY SYSTEMS AND SANITATION FACILITIES IN YUMBE DISTRICT

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ENVIRONMNETAL AND SOCIAL IMPACT ASSESSMENT (ESIA)/ ENVIRONMENTAL AND SOCIAL PROJECT BRIEF, RESETTLEMENT ACTION PLAN (RAP) AND SOURCE PROTECTION
PLANS (SPP) FOR LARGE SOLAR POWERED PIPED WATER SUPPLY SYSTEMS AND SANITATION FACILITIES IN YUMBE DISTRICT

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ENVIRONMNETAL AND SOCIAL IMPACT ASSESSMENT (ESIA)/ ENVIRONMENTAL AND SOCIAL PROJECT BRIEF, RESETTLEMENT ACTION PLAN (RAP) AND SOURCE PROTECTION
PLANS (SPP) FOR LARGE SOLAR POWERED PIPED WATER SUPPLY SYSTEMS AND SANITATION FACILITIES IN YUMBE DISTRICT

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ENVIRONMNETAL AND SOCIAL IMPACT ASSESSMENT (ESIA)/ ENVIRONMENTAL AND SOCIAL PROJECT BRIEF, RESETTLEMENT
ACTION PLAN (RAP) AND SOURCE PROTECTION PLANS (SPP) FOR LARGE SOLAR POWERED PIPED WATER SUPPLY SYSTEMS AND
SANITATION FACILITIES IN YUMBE DISTRICT
7.7 Annex 1-Minutes of meeting with Lodonga Sub-County Officials

Consultation meeting with Lodonga Sub-County Officials


MEETING DATE: 1st February 2023
START TIME: 4:30pm
END TIME: 5:37pm
VENUE: Lodonga Sub-County Offices
MEMBERS Interface Consulting Ltd
PRESENT: 1. Salma Abdat
2. Olivia Ashaba Ahebwa
3. Patrick Eyamu Sami
Lodonga Sub-County Officials
1. Bob Acidiri- Guide facilitator
2. Ikule Miraji – LC I
3. Ajaga Bran – CDO
4. Atama Musa – Parish Chief
5. Azubu Lomail – LC III
6. Wajarasu Rahuman – Parish Chief
7. Khalid Abdulahi – LC II
8. Abale Muhammad Rizi – LC II
9. Akbar Singoma LC I
AGENDA – Welcome
– Introductions
– Introduction of the consultant
– Concerns raised/Recommendations
DISCUSSION RESPONSE
M/01 Welcome Remarks
Members were welcomed to the meeting
M/02 Introductions
All members present for the meeting introduced themselves
M/03 Introduction of the consultant to Lodonga S/C officials
Salma made a summary of the installation of the solar-
powered piped water system and sanitation facilities in the
refugee settlements and host communities. She introduced
Interface consulting Ltd as the consultant who will undertake
the ESIA, RAP and SPP of the water systems.
M/05 Concerns raised/Recommendations
1. During dry seasons, there are domestic fights; Noted
breastfeeding suffer leaving children behind to fetch
water from a borehole located far away from home.
2. The majority of the homesteads in the host communities Noted
have pit latrines with hand-washing facilities but the
problem is water. Sanitation is a bit fair according to
sub-county officials and this is because in any household
without the pit latrine, the head of the household is

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ENVIRONMNETAL AND SOCIAL IMPACT ASSESSMENT (ESIA)/ ENVIRONMENTAL AND SOCIAL PROJECT BRIEF, RESETTLEMENT
ACTION PLAN (RAP) AND SOURCE PROTECTION PLANS (SPP) FOR LARGE SOLAR POWERED PIPED WATER SUPPLY SYSTEMS AND
SANITATION FACILITIES IN YUMBE DISTRICT
imprisoned, and his property is confiscated to be sold
and get funds for the construction of the pit latrine.
3. The issue of long distances to the existing boreholes and Noted
long queues especially during the dry seasons causing
domestic fights. Some people opt to fetch water from
unprotected wells because of long queues.
4. Waterborne diseases are rampant during the rainy Noted
seasons as communities mostly use water in the
unprotected springs and swamps with washed-away
rainwater however, it is not the case during the dry
seasons as the communities have no other choice but to
utilize only the boreholes.
5. The households are supposed to contribute a fee of 1000- Noted
2000 per month for the use of the boreholes and this fee
is collected by the water user committees.
6. Some people run away from some villages due to the Noted
lack of water in those villages during the dry seasons
because the majority of the population is into farming
and crop production.
7. Women leave home at 4am to fetch water and return at Noted
midday or 3pm.
8. Communities collect water from boreholes for drinking
and use R. Kochi for other uses.
9. The groundwater levels reduce during the dry seasons as Noted
the communities noted that it takes an average of 30
minutes to fetch one jerrican.
10. They approximated about 800-1500 people who use each Noted
borehole as there is one borehole that serves seven
villages.

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ENVIRONMNETAL AND SOCIAL IMPACT ASSESSMENT (ESIA)/ ENVIRONMENTAL AND SOCIAL PROJECT BRIEF, RESETTLEMENT ACTION PLAN (RAP) AND SOURCE PROTECTION PLANS (SPP) FOR
LARGE SOLAR POWERED PIPED WATER SUPPLY SYSTEMS AND SANITATION FACILITIES IN YUMBE DISTRICT

Attendance List

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ENVIRONMNETAL AND SOCIAL IMPACT ASSESSMENT (ESIA)/ ENVIRONMENTAL AND SOCIAL PROJECT BRIEF, RESETTLEMENT ACTION PLAN (RAP) AND SOURCE PROTECTION PLANS (SPP) FOR
LARGE SOLAR POWERED PIPED WATER SUPPLY SYSTEMS AND SANITATION FACILITIES IN YUMBE DISTRICT

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ENVIRONMNETAL AND SOCIAL IMPACT ASSESSMENT (ESIA)/ ENVIRONMENTAL AND SOCIAL PROJECT BRIEF, RESETTLEMENT ACTION PLAN (RAP) AND SOURCE PROTECTION PLANS (SPP) FOR
LARGE SOLAR POWERED PIPED WATER SUPPLY SYSTEMS AND SANITATION FACILITIES IN YUMBE DISTRICT

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ENVIRONMNETAL AND SOCIAL IMPACT ASSESSMENT (ESIA)/ ENVIRONMENTAL AND SOCIAL PROJECT BRIEF, RESETTLEMENT
ACTION PLAN (RAP) AND SOURCE PROTECTION PLANS (SPP) FOR LARGE SOLAR POWERED PIPED WATER SUPPLY SYSTEMS AND
SANITATION FACILITIES IN YUMBE DISTRICT
7.8 Annex 1-Minutes of meeting with Bijo residents and Sub-County Officials

Consultation meeting with Bijo residents and officials in Bijo Sub-County


MEETING DATE: 31st January 2023
START TIME: 5:00pm
END TIME: 6:00pm
VEUNE: Kirilo Village
MEMBERS Interface Consulting Ltd
PRESENT: 1. Salma Abdat
2. Olivia Ashaba Ahebwa
3. Patrick Eyamu Sami
Bijo residents and officials
1. Bob Acidiri- Guide facilitator
2. Valia Faima- CDO Bijo Sub- County
3. Mizamil Khemis- LCIII Chairperson Bijo Sub- County
4. Kalisum Baku- Bijo resident
5. Ramula Swaib- Bijo resident
6. Sumbua Siffa- Bijo resident
7. Zainab Chandiru- Bijo resident
8. Zumura Amama- Bijo resident
9. Swaibu Siffa- Bijo resident
10. Sumbua Rukia- Bijo resident
11. Ramula Siasa- Bijo resident
12. Never Zabibu- Bijo resident
13. Hope Nadia- Bijo resident
14. Salam Wadri- Bijo resident
15. Binit Zamurad- Bijo resident
16. Rasul Sawia- Bijo resident
17. Bashir Kassim- Bijo resident
18. Siraj Asuma- Secretary LCI
19. Jamal Ijaga- Bijo resident
20. Swaibu Omar- Bijo resident
21. Mansur Ichile- Bijo resident
22. Rasul Waku- Bijo resident
23. Zubair Ralak- Bijo resident
24. Ismail Achiga- Bijo resident
25. Bashir Swail- Bijo resident
26. Samad Afiga- Bijo resident
27. Ralak Akasa- Bijo resident
28. Azizi Siriba- Bijo resident
29. Rashid Taban- Bijo resident
30. Sarifu Mambu- Bijo resident
31. Adinah Asibuku- Bijo resident
32. Tair Mawa- Bijo resident
33. Hakim Guma- Bijo resident
34. James Ungule- Bijo resident

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ENVIRONMNETAL AND SOCIAL IMPACT ASSESSMENT (ESIA)/ ENVIRONMENTAL AND SOCIAL PROJECT BRIEF, RESETTLEMENT
ACTION PLAN (RAP) AND SOURCE PROTECTION PLANS (SPP) FOR LARGE SOLAR POWERED PIPED WATER SUPPLY SYSTEMS AND
SANITATION FACILITIES IN YUMBE DISTRICT
35. Zubair Waiga - Bijo resident
36. Zubair Aliga- LCI Chairperson
37. Mudasir Guma- Bijo resident
38. Ali Alisuga- LCI Chairperson
39. Husen Taban- Bijo resident
40. Ayisha Idraw- Bijo resident
41. Zuraika Chandiru- Bijo resident
42. Anifa Rasul- Bijo resident
43. Ramula Nadia- Bijo resident
44. Fatuma Ajiko- Bijo resident
AGENDA – Welcome
– Introductions
– Introduction of the consultant
– Concerns raised/Recommendations
DISCUSSION RESPONSE
M/01 Welcome Remarks
Members were welcomed to the meeting
M/02 Introductions
All members present for the meeting introduced themselves
M/03 Introduction of the consultant to Bijo residents
Salma made a summary of the installation of the solar-
powered piped water system and sanitation facilities in the
refugee settlements and host communities. She introduced
Interface consulting Ltd as the consultant who will undertake
the ESIA, RAP and SPP of the water systems.
M/05 Concerns raised/Recommendations
Village residents: Noted
1. During dry seasons, most of the boreholes are dry. The
women have to walk long distances to fetch water. They
wake up at 3am and return at noon. The Queues at the
boreholes are very long and the water pressure is low.
This has paused a problem for breastfeeding mothers
since they leave their babies unattended during this
period.
2. The long queues at these boreholes are also a cause for
gender-based violence. The men beat their wives
implying that they are loitering during this time instead
of being home.
3. During the wet season, there are some season
unprotected wells that the locals use. They also collect
water from streams which is unsanitary. The animals
feed on this water, and people urinate in it and wash
from it. Because of this, waterborne diseases are very
common in the rainy seasons.
Water User Committee Noted
1. The water user committee collects a few of 1000 Ugx

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ENVIRONMNETAL AND SOCIAL IMPACT ASSESSMENT (ESIA)/ ENVIRONMENTAL AND SOCIAL PROJECT BRIEF, RESETTLEMENT
ACTION PLAN (RAP) AND SOURCE PROTECTION PLANS (SPP) FOR LARGE SOLAR POWERED PIPED WATER SUPPLY SYSTEMS AND
SANITATION FACILITIES IN YUMBE DISTRICT
from each household that uses the boreholes.
Unfortunately, the committee is not able to collect these
fees every month, leaving it with little money that cannot
make small repairs.
2. The committee mentioned that the boreholes are
overused since there is only a few that function among
villages. Each borehole can serve up to 1500 people in
one day.
3. The committee sensitizes the villages about sanitation
and hygiene, although no one enforces these practices.
Because of water scarcity, it is hard to have hand
washing facilities in homes.
The LC III Chairman Noted
1. Most households have sanitation facilities but during the
rainy seasons, these facilities break down. The
community however has a policy in place where they
inspect all households to see that they have existing and
functioning facilities.
2. The sub-county houses around 29 refugees who are in
protection camps.
3. The sub-county is very water-stressed and during the dry
seasons, 3 villages share one borehole.

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ENVIRONMNETAL AND SOCIAL IMPACT ASSESSMENT (ESIA)/ ENVIRONMENTAL AND SOCIAL PROJECT BRIEF, RESETTLEMENT ACTION PLAN (RAP) AND SOURCE PROTECTION PLANS (SPP) FOR
LARGE SOLAR POWERED PIPED WATER SUPPLY SYSTEMS AND SANITATION FACILITIES IN YUMBE DISTRICT

Attendance List

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ENVIRONMNETAL AND SOCIAL IMPACT ASSESSMENT (ESIA)/ ENVIRONMENTAL AND SOCIAL PROJECT BRIEF, RESETTLEMENT ACTION PLAN (RAP) AND SOURCE PROTECTION PLANS (SPP) FOR
LARGE SOLAR POWERED PIPED WATER SUPPLY SYSTEMS AND SANITATION FACILITIES IN YUMBE DISTRICT

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ENVIRONMNETAL AND SOCIAL IMPACT ASSESSMENT (ESIA)/ ENVIRONMENTAL AND SOCIAL PROJECT BRIEF, RESETTLEMENT ACTION PLAN (RAP) AND SOURCE PROTECTION PLANS (SPP) FOR
LARGE SOLAR POWERED PIPED WATER SUPPLY SYSTEMS AND SANITATION FACILITIES IN YUMBE DISTRICT

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ENVIRONMNETAL AND SOCIAL IMPACT ASSESSMENT (ESIA)/ ENVIRONMENTAL AND SOCIAL PROJECT BRIEF, RESETTLEMENT ACTION PLAN (RAP) AND SOURCE PROTECTION PLANS (SPP) FOR
LARGE SOLAR POWERED PIPED WATER SUPPLY SYSTEMS AND SANITATION FACILITIES IN YUMBE DISTRICT

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ENVIRONMNETAL AND SOCIAL IMPACT ASSESSMENT (ESIA)/ ENVIRONMENTAL AND SOCIAL PROJECT BRIEF, RESETTLEMENT ACTION PLAN (RAP) AND SOURCE PROTECTION PLANS (SPP) FOR
LARGE SOLAR POWERED PIPED WATER SUPPLY SYSTEMS AND SANITATION FACILITIES IN YUMBE DISTRICT

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ENVIRONMNETAL AND SOCIAL IMPACT ASSESSMENT (ESIA)/ ENVIRONMENTAL AND SOCIAL PROJECT BRIEF, RESETTLEMENT ACTION PLAN (RAP) AND SOURCE PROTECTION PLANS (SPP) FOR
LARGE SOLAR POWERED PIPED WATER SUPPLY SYSTEMS AND SANITATION FACILITIES IN YUMBE DISTRICT

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ENVIRONMNETAL AND SOCIAL IMPACT ASSESSMENT (ESIA)/ ENVIRONMENTAL AND SOCIAL PROJECT BRIEF, RESETTLEMENT ACTION PLAN (RAP) AND SOURCE PROTECTION PLANS (SPP) FOR
LARGE SOLAR POWERED PIPED WATER SUPPLY SYSTEMS AND SANITATION FACILITIES IN YUMBE DISTRICT

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ENVIRONMNETAL AND SOCIAL IMPACT ASSESSMENT (ESIA)/ ENVIRONMENTAL AND SOCIAL PROJECT BRIEF, RESETTLEMENT ACTION PLAN (RAP) AND SOURCE PROTECTION PLANS (SPP) FOR
LARGE SOLAR POWERED PIPED WATER SUPPLY SYSTEMS AND SANITATION FACILITIES IN YUMBE DISTRICT

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ENVIRONMNETAL AND SOCIAL IMPACT ASSESSMENT (ESIA)/ ENVIRONMENTAL AND SOCIAL PROJECT BRIEF, RESETTLEMENT ACTION PLAN (RAP) AND SOURCE PROTECTION PLANS (SPP) FOR
LARGE SOLAR POWERED PIPED WATER SUPPLY SYSTEMS AND SANITATION FACILITIES IN YUMBE DISTRICT

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ENVIRONMNETAL AND SOCIAL IMPACT ASSESSMENT (ESIA)/ ENVIRONMENTAL AND SOCIAL PROJECT BRIEF,
RESETTLEMENT ACTION PLAN (RAP) AND SOURCE PROTECTION PLANS (SPP) FOR LARGE SOLAR POWERED PIPED
WATER SUPPLY SYSTEMS AND SANITATION FACILITIES IN YUMBE DISTRICT
7.9 Annex 2-Typical Environmental and Social Screening

SUBPROJECT DESCRIPTION

Description of the project and its major components.

SUBPROJECT LOCATION

Name of Locality
Community Land use designation, total population and density
Present Use & Development
Surrounding Uses/Zoning North:
South:
East:
West:
Access Name of the roadway if direct access, description of
easement from a public or private roadway
Public Services Water Supply: name of the district, or if private, note
"private onsite well" or "shared well"
Sewage: name of district or "septic system"
Other: e.g. school, health clinic…

POTENTIAL SIGNIFICANT ENVIRONMENTAL IMPACTS

The following checklist indicates the potential level of impact and is abbreviated as follows:

 Known Significance: Known significant environmental impacts.


 Potentially. Significant. and Mitigable: Potentially significant impacts which can be
mitigated to less than significant levels.
 Not Significant: Impacts that are not considered significant.

GEOLOGIC PROCESSES

Poten.
Signif.
Will the proposal result in: Known and Not
Signif. Mitig. Signif.
a. Exposure to or production of unstable earth conditions
such as landslides, soil creep, mudslides, ground failure
(including expansive, compressible, collapsible soils), or
similar hazards

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RESETTLEMENT ACTION PLAN (RAP) AND SOURCE PROTECTION PLANS (SPP) FOR LARGE SOLAR POWERED PIPED
WATER SUPPLY SYSTEMS AND SANITATION FACILITIES IN YUMBE DISTRICT
Poten.
Signif.
Will the proposal result in: Known and Not
Signif. Mitig. Signif.
b. Disruptions, displacements, compaction or over-
covering of the soil by cuts, fills, or grading?
c. Permanent changes in topography?
d. The destruction, covering or modification of any
unique geologic or physical features?
e. Any increase in the wind or water erosion of soils,
either on or off the site?
f. Changes in deposition, or erosion or siltation that may
modify the channel of a river, stream, or any water body?

g. The placement of septic disposal systems in


impermeable soils with severe constraints to disposal of liquid
effluent?
h. Excessive grading on slopes of over 20%?
j. Sand or gravel removal or loss of topsoil?
i. Vibrations, from short-term construction or long-term
operation, which may affect adjoining areas?
j. Excessive spoils, tailings or over-burden?

Impact Discussion:

 Mitigation Measures:

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RESETTLEMENT ACTION PLAN (RAP) AND SOURCE PROTECTION PLANS (SPP) FOR LARGE SOLAR POWERED PIPED
WATER SUPPLY SYSTEMS AND SANITATION FACILITIES IN YUMBE DISTRICT
WATER RESOURCES/FLOODING

Poten.
Signif.
Will the proposal result in: Known and Not
Signif. Mitig. Signif.
a. Changes in the course or direction of water
movements?
b. Changes in percolation rates, drainage patterns or the
rate and amount of surface water runoff?
c. Change in the amount of surface water in any water
body?
d. Discharge into surface waters, or alteration of surface
water quality, including but not limited to temperature,
dissolved oxygen, turbidity, and solids?
e. Alterations to the course or flow of flood waters, or
the need for private or public flood control projects
f. Exposure of people or property to water-related
hazards such as flooding, or accelerated runoff

g. Alteration of the direction or rate of flow of


groundwater?
h. Change in the quantity of ground waters, either
through direct additions or withdrawals?

i. Overdraft of any groundwater basin? Or, an increase


in the existing overdraft of any groundwater basin?

j. The substantial degradation of groundwater quality


k. Substantial reduction in the amount of water otherwise
available for public water supplies?

Impact Discussion:

Mitigation Measures:

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RESETTLEMENT ACTION PLAN (RAP) AND SOURCE PROTECTION PLANS (SPP) FOR LARGE SOLAR POWERED PIPED
WATER SUPPLY SYSTEMS AND SANITATION FACILITIES IN YUMBE DISTRICT

TRANSPORTATION/CIRCULATION

Poten.
Signif.
Will the proposal result in: Known and Not
Signif. Mitig. Signif.
a. Generation of substantial additional vehicular
movement (daily, peak-hour, etc.) in relation to existing traffic
load and capacity of the street system?
b. A need for private or public road maintenance, or need
for new road(s)?
c. Effects on existing parking facilities, or demand for
new parking?
d. Substantial impact on alteration of present patterns of
circulation or movement of people and/or goods?

e. Increase in traffic hazards to motor vehicles, bicyclists


or pedestrians (including short-term construction and long-
term operational)?
Impact Discussion:

Mitigation Measures:

AIR QUALITY

Signif Not
known and Signif.
Will the proposal result in: Signif. Mitig
a. The generation of air pollutants, a contribution to an
existing or projected air quality violation or exposure of
sensitive receptors to substantial pollutant?
b. The creation of smoke, ash or odours?
c. Dust generation?
Impact Discussion:

Mitigation Measures:

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RESETTLEMENT ACTION PLAN (RAP) AND SOURCE PROTECTION PLANS (SPP) FOR LARGE SOLAR POWERED PIPED
WATER SUPPLY SYSTEMS AND SANITATION FACILITIES IN YUMBE DISTRICT

BIOLOGICAL RESOURCES

Poten.
Signif.
Will the proposal result in: Known and Not
Signif. Mitig. Signif.
 FLORA
a. Removal or disturbance of natural vegetation?
b. A loss or disturbance to a unique, rare or threatened
plant community?
c. A reduction in the numbers or restriction in the range
of any unique, rare or threatened species of plants?

d. A reduction in the extent, diversity, or quality of


native vegetation (including bush removal for fire prevention
and flood control improvements)?
e. Introduction of herbicides, pesticides, or other factors
that would change or hamper the existing habitat?

FAUNA
f. A reduction in the diversity or numbers of animals on
site?
g. A deterioration of existing fish or wildlife habitat?
e. Introduction of barriers to the movement of any
resident or migratory wildlife species?.
h. Introduction of any factors (light, fencing, noise,
human presence and/or domestic animals) that could hinder
the normal activities of wildlife

Existing Plant and Animal Communities/Conditions:

Impact Discussion:

Mitigation Measures:

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RESETTLEMENT ACTION PLAN (RAP) AND SOURCE PROTECTION PLANS (SPP) FOR LARGE SOLAR POWERED PIPED
WATER SUPPLY SYSTEMS AND SANITATION FACILITIES IN YUMBE DISTRICT

ARCHAEOLOGICAL/CULTURAL RESOURCES

Poten.
Signif.
Will the proposal result in: Known and Not
Signif. Mitig. Signif.
a. Disruption, alteration, destruction, or adverse effect
on a recorded historic or archaeological site?
b. Disruption or removal of human remains?
c. Increased potential for vandalizing, or sabotaging
archaeological resources?
d. Ground disturbances in an area with potential cultural
resource sensitivity based on the location of known historic
sites?
Impact Discussion:

Mitigation Measures:

HISTORIC AND CULTURAL RESOURCES

Known Poten.
Signif. Signif.
Will the proposal result in: and Not
Mitig. Signif.
a. Adverse physical or aesthetic impacts on a structure or
property at least 50 years old and/or of historic or cultural
significance to the community?
b. Beneficial impacts to a historic resource by providing
rehabilitation, protection, conservation, etc.?

Impact Discussion:

Mitigation Measures:

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RESETTLEMENT ACTION PLAN (RAP) AND SOURCE PROTECTION PLANS (SPP) FOR LARGE SOLAR POWERED PIPED
WATER SUPPLY SYSTEMS AND SANITATION FACILITIES IN YUMBE DISTRICT

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RESETTLEMENT ACTION PLAN (RAP) AND SOURCE PROTECTION PLANS (SPP) FOR LARGE SOLAR POWERED PIPED
WATER SUPPLY SYSTEMS AND SANITATION FACILITIES IN YUMBE DISTRICT
LAND USE

Poten.
Signif.
Will the proposal result in: Known and Not
Signif. Mitig. Signif.
a. Structures and/or land use incompatible with existing
land use?
b. The induction of substantial growth or concentration
of population?
c. The extension of sewer trunk lines or access roads
with the capacity to serve new development beyond this
proposed project?
d. The conversion of prime agricultural land to non-
agricultural?
e. The loss of open space?
f. An economic or social effect that would result in a
physical change?

Impact Discussion:

Mitigation Measures:

PUBLIC FACILITIES

Poten.
GENERAL SERVICES- Signif.
Will the proposal result in: Known and Not
Signif. Mitig. Signif.
a. A need for new health care services?
b. Student generation exceeding school capacity and/or
facilities?
c. Additional amounts of solid waste and wastewater
generation?
d. A need for new or altered sewer system facilities
(sewer lines, lift stations, etc.)?
Impact Discussion:

Mitigation Measures:

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RESETTLEMENT ACTION PLAN (RAP) AND SOURCE PROTECTION PLANS (SPP) FOR LARGE SOLAR POWERED PIPED
WATER SUPPLY SYSTEMS AND SANITATION FACILITIES IN YUMBE DISTRICT
7.10 Annex 3-Typical Stakeholder Engagement Guiding Tool

1. Ministries (MWE, MGLSD, etc.)

1. What are the policies that are triggered by the development?

2. What are the issues/concerns that may be raised due to the establishment of the
project? How can they be addressed?

3. What is your opinion about the project?

4. What could be some of the mitigation measures?

5. What are the recommendations?

2, Technical and Political leaders for district Local governments

1. What is your opinion about the proposed project in this area?

2. What are the envisaged benefits of the project in the project area?

3. What should be some of the services that should be planned for in this area?

4. What could be some of the threats to the proposed project in the area? And why?

5. What are the concerns that are likely to affect the affected project?

6. What are the mitigation measures/solution to the issues raised?

3. Community members

1. What are your main sources of income? Income-generating activities, Probe men and
women, cost of living/standard of living.

2. What is the major occupation of the household head?

3. House/land ownership status (Host Community)

4. What is your primary source of water for drinking?

5. How many people use this primary source of water?

6. What is the distance from your home to the primary water source?

7. How long does it usually take you to collect water from this primary source?

8. Category of the person collecting water in your household?

9. What problems do you have with this primary water source?

10. What kind of toilet facility do members of your household usually use?

11. What is the condition of the toilet facility?

12. Do you see any direct relationship of not using a latrine and occurrence of diseases
like Watery diarrhoea, Bloody diarrhoea, Typhoid?

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WATER SUPPLY SYSTEMS AND SANITATION FACILITIES IN YUMBE DISTRICT
13. Do you currently contribute towards the operation and maintenance of your water
source?

14. Who is currently responsible for the maintenance of the primary water source?

15. How do you dispose your liquid wastes?

16. Are there fecal sludge emptying services in the town/ settlement?

17. During discharge or unloading at the treatment works, does the fecal sludge

18. Splash or spill onto the surrounding environment?

19. What is the primary means of solid waste disposal for your household?

20. What are some of the issues that affect the area?

21. What is your opinion about the establishment of the project?

22. Do you think it will benefit the community? What are your expectations?

23. How would you like the community to benefit from this project?

24. How would you like to support the project?

25. How would you like the project to support the surrounding communities?

26. What could be some of the threats to the proposed project in the area? And why?

27. What are the concerns that are likely to affect the project?

28. What are the mitigation measures/solution to the issues raised?

29. What community groups exist in your community?

30. Would your Household contribute towards project implementation?

31. What Social risk assessment do you anticipate due to the project implementation

32. What is the general status (rate, role and mitigation meausres) of the community in
regards gender issues/roles, vulnerable groups, Sexual Abuse and Exploitation or
Harassment (SEA/H), Gender Based Violence (GBV), Violence against children
(VAC), and Child labour

4. Land use/ Farmers

1. What are the main activities being carried out in this area?

2. How have you been benefiting from the existing expanse of land that lie between the
proposed lands?

3. What is your opinion about the proposed project in the area?

4. Is there a way that you envisaged be affected by the proposed project? Positive and
negative

5. What benefits do you envisage in the development and implementation of this


project?

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ENVIRONMNETAL AND SOCIAL IMPACT ASSESSMENT (ESIA)/ ENVIRONMENTAL AND SOCIAL PROJECT BRIEF,
RESETTLEMENT ACTION PLAN (RAP) AND SOURCE PROTECTION PLANS (SPP) FOR LARGE SOLAR POWERED PIPED
WATER SUPPLY SYSTEMS AND SANITATION FACILITIES IN YUMBE DISTRICT
6. Directorate of Water Resources (MWE)

1. As an entity, what is the opinion of the project toward the water bodies?.

2. Are there some legislative issues that have been taken into consideration/should be
taken into consideration in the development and implementation of the project?

3. What are the Concerns that can be raised by Directorate of Water Resources
regarding its location?

4. As the , what are the fears that may be raised in regard to this project?

5. What benefits do you envisage in the development and implementation of this


project?

6. What should be done to mitigate such issues?

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ENVIRONMNETAL AND SOCIAL IMPACT ASSESSMENT (ESIA)/ ENVIRONMENTAL AND SOCIAL PROJECT BRIEF,
RESETTLEMENT ACTION PLAN (RAP) AND SOURCE PROTECTION PLANS (SPP) FOR LARGE SOLAR POWERED PIPED WATER
SUPPLY SYSTEMS AND SANITATION FACILITIES IN YUMBE DISTRICT
7.11 Annex 4-Typical Questionnaire For Social Survey

Information provided in this Questionnaire is Confidential for social research purposes and
information provided shall not be used as a means of punishing the interviewee or for any selfish
motive.

a) PRE-INTERVIEW INFORMATION

HH No………………………………Date………….…Area’s name.........................................
Sub-county………..…………Parish……………Cell/Village………………………………………

Note: Only the head of the household or his / her spouse should be interviewed.
(Please circle the correct number)

1.0 DEMOGRAPHIC DATA OF THE HOUSEHOLD

1.1. Tribe of the respondent -------------------------

1.2. Religion a) Christianity b) Islam c) Traditional d) Other (specify)


_____________________________

1.3. Sex of household head (Observe) a). Male b). Female

1.4. Age of the household head. (Ask the year when one was born)
1. 5. Area of birth ………………………..

a) Present village/town b) Another village in the same district c) another district in Uganda

d) Outside Uganda
specify________________________________________________________________

1.6. If moved to this village/town, please give reason for moving (If answer is (a) above go to
question 1.7)

a) Parents moved here b) Marriage c) Security d) Job opportunities

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SUPPLY SYSTEMS AND SANITATION FACILITIES IN YUMBE DISTRICT

e) Convenient housing f) Other


specify__________________________________________________

1.7. Number of years in the area.

a) Less than1 year; b) 1-5 years; c) 6-10 years; d) More than 10 years

1.8. a) Is this place your principal place of residence? (Circle appropriate response) a) Yes b) No.

1.9. b) If no, where is your principal place of residence? ____________________________

1.10. Marital status [If (b), then go to 1.11 and then 1.12]

a) Single b) Married (including cohabiting) c) Widower d) Widow

1.11. Indicate the respondent’s highest level of education

a) Never went to school b) Lower Primary (P1 to P4) c) Upper Primary (P5 to P7)

d) Secondary – O level e) Secondary – A level f) Tertiary (diploma) g) University

1.12. Indicate the highest level of education of the spouse of the respondent

a) Never went to school b) Lower Primary (P1 to P4) c) Upper Primary (P5 to P7)

d) Secondary – O level e) Secondary – A level f) Tertiary (diploma) g) University

2.0 OCCUPATION AND INCOME

2.1. Major occupation of household head (occupation that takes most of his / her time)
a). Farmer/peasant b). Farmer/commercial c). Casual worker e).Professional in private
practice f). Small Business person g). Large Business person

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SUPPLY SYSTEMS AND SANITATION FACILITIES IN YUMBE DISTRICT
h). Services (tailor, barber, driver, boda-boda, etc.) i). Civil servant k). Not working m).
Other specify__________________________

2.2. Number of income earners in your household_________________________________________

3.0 POPULATION
3.1. Number of people in Household

Household Member No of People currently in Household


Household Head
Spouses
Children (Under 18)
Children (over 18)
All other Dependents (e.g. Aunts, Nephews)
Total Number of People in Household
include Head of Household

4.0 ASSETS

4.1. Agricultural Plots – Situation in Year 2019

Location Surface Status of Occupation Agricultural Use (Crops Likely to be


(Village) Acres (Owner/Co-Owner/Te typically grown) affected
nant/CO-Tenant/Licen (Yes / No)
see)
O CO T/COT L Y N
O CO T/COT L Y N
O CO T/COT L Y N
O CO T/COT L Y N
O CO T/COT L Y N

4.2. Residential Plots – Situation in the Year 2019

Location Surface Status of Occupation Structures on Plot Likely to be


(Village) Acres (Owner/Co-Owner/Tenant/ Affected

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ENVIRONMNETAL AND SOCIAL IMPACT ASSESSMENT (ESIA)/ ENVIRONMENTAL AND SOCIAL PROJECT BRIEF,
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SUPPLY SYSTEMS AND SANITATION FACILITIES IN YUMBE DISTRICT
Licensee) (Yes/No)
O CO T/COT L Y N
O CO T/COT L Y N
O CO T/COT L Y N

4.3. Structures – Situation in the Year 2019

Location Construction Status of Occupation Condition Likely to be


(Village) materials (Owner/Co-Owner/T Affected
(Permanent / enant) (Yes/No)
Non
Permanent)
P NP O CO T/COT L Y N
P NP O CO T/COT L Y N
P NP O CO T/COT L Y N

5.0 TRADITIONAL SITES


5.1 Do you have any traditional or cultural grounds on this land?
1. Yes 2. No (skip to………)

5.2 If yes, which ones?

a) Type of site b) Who uses it? (use c) Are you willing to d) Explanation for (c)
codes) surrender it?
1. Yes 2. No
Burial grounds
Healing shrines
Religious shrines
Archaeological
Other
Codes for (b): 1. my family 2. Clan members 3. Community 4. Other

5.3 If tombs exist, how many were dug......................................................

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SUPPLY SYSTEMS AND SANITATION FACILITIES IN YUMBE DISTRICT

5.4 Do you anticipate any difficulties in relocating the tombs?

1. Yes 2. No (skip to……)

5.5 If yes, which ones?


……………………………………………………………………………………………………………
……………………………………………………………………………………………………………
…………
6.0 COMMONLY HELD SITES

6.1 Do you have any commonly held sites on this piece of land?

1. Yes 2. No

6.2 If yes which ones

a) Community b) Name of c) Where is the d) Who owns e) Who else


property location where actual location it? uses it?
resource/facilit of the
y is situated resource/facility 1. Household 1. Youth
? 2. Private 2. Wome
1. In the individual n
project 3. Governme 3. Men
corridor nt
4. Gener
2. In the 4. Community al
vicinity public
1. Wetlands
2. Water
resources
3. Fishing
grounds
4. Woodland
5. Open land
6. Quarry/
mining
7. Cemetery

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SUPPLY SYSTEMS AND SANITATION FACILITIES IN YUMBE DISTRICT

7.0 PROJECT EFFECT ON LAND OWNERSHIP

7.1 Is your land likely to be affected by the project?


1. Yes 2. No
7.2 Type of land tenure for your land in the proposed project?
a) Freehold
b) Leasehold
c) Customary/Traditional

7.3 What is the ownership status of the land that you are currently occupying?
a) Land owner with title
b) Licensee
c) Co-owner

7.4 What evidence of land ownership do you possess?


1. Land title 2. Registration Receipt 3. Customary Agreement 4. None

7.5 If you are a land owner and you have no land title! Why?
a) Inherited but yet to process the land title
b) I paid but the former land owner is absent and cannot be contacted easily
c) The registered land owner is deceased and the legal proceeding to transfer land is not completed
d) Lack of money to process the land title
e) The certificate of ownership/occupancy is missing
f) There is an on-going dispute over the land
g) Other reason (Specify)
……………………………………………………………………………

7.6 How has the project affected your land?

The water and sanitation project Intended use of the remaining land piece
1. Takes the whole piece of land

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SUPPLY SYSTEMS AND SANITATION FACILITIES IN YUMBE DISTRICT
2. Dissects the land piece into two equal halves
3. Dissects the land into two unequal parts
4. Blocks the access road

7.7 How did you acquire this piece of land?

1. Purchased 2. Inherited (skip to…….) 3. Exchanged 4. Compensated 5. Other (specify)…..

7.8 If you purchased the land piece, number of acres purchased……………………………………

7.9 In which year did you buy this land piece.................................................................?

7.10 What is/are the name(s) of the seller(s)


…………………………………………………………...

7.11 Under what names did you buy/register the land?...........................................................

7.12 If the land was inherited, how many family members benefited from the inheritance
.......................................................................................................

7.13 Is there any conflict over the inheritance of this land (Optional)?
1. Yes 2. No

7.14 If yes, indicate the nature of conflict?


……………………………………………………………………………………………………………
……………………………………………………………………………………………………………
……………………………………………………………………………………………………………

7.15 Is the land currently being used? 1. Yes 2. No

7.16 If yes, how many people are currently occupying the land……………………………………

8.0 LIVELIHOOD- SITUATION IN THE YEAR 2019

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RESETTLEMENT ACTION PLAN (RAP) AND SOURCE PROTECTION PLANS (SPP) FOR LARGE SOLAR POWERED PIPED WATER
SUPPLY SYSTEMS AND SANITATION FACILITIES IN YUMBE DISTRICT
Item Description Cash Ug. Shillings In Kind
for year 2019 e.g. Cow/Labour/Grain
Income from Household Enterprises (Please provide details of calculations in notebook)
8.1 Crop Farming
8.2. Other Agricultural Income (e.g.
Livestock, Poultry)
8.3. Non-Agricultural Income
Property Income
8.4 Rent received from rented property
(land, housing)
Benefits
8.5. Family allowances/social security
benefits
8.6. Remittances and assistance received
from others
8.7 Other (inheritance, alimony,
scholarships, etc)
Employment
8.8. Formal employment income
Total

8.9 Do you have a bank account? (Circle appropriate response) Yes / No

8.10 If yes, where? (E.g. bank name, location,


distance):____________________________________________________

9.0. HEALTH AND VULNERABILITY

9.1. Are there disabled or chronically ill people in the household? YES NO

If YES: a) Type of disability/illness: b) Type of care required:

9.2 What are the most common diseases that affect the family?

Occurrence Treatment

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ENVIRONMNETAL AND SOCIAL IMPACT ASSESSMENT (ESIA)/ ENVIRONMENTAL AND SOCIAL PROJECT BRIEF,
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SUPPLY SYSTEMS AND SANITATION FACILITIES IN YUMBE DISTRICT
No. Disease Yes No Medical Herbal None Other
1 Malaria
Cough
2 Pneumonia
3 Scabies
4 Cholera
5 Dysentery
6 Diarrhoea
7 Ringworms
8 Intestinal worms
9 Eye infections
10 Ear infections
11 Jiggers
12 Lice
13 Other diseases – please write them
outside the table

9.3 What is the nearest health facility known to the family?


a) Less than 500 metres b) 500-less than 1000 metres c) 1-2km d) Over 2km
9.4. State Distance to the nearest health facility
a) Less than 500 metres b) 500-less than 1000 metres c) 1-2km d) Over 2km
9.5 Is it used by the family? a) Yes b) No
9.6 If NO, why?
9.7 Do you practice family planning? a) Yes b) No
9.8 Have you heard of HIV/AIDS? a) Yes b) No
9.9 How is HIV/AIDS contracted?

9.10 How can HIV/AIDS be avoided?

9.11. a) Have you ever got any sensitisation on HIV/AIDS?


9.12. b) Who gave the sensitisation?
a) Government b) NGO b) religious institution
9.13 What is the nearest primary school?

Inception report Page | 114


ENVIRONMNETAL AND SOCIAL IMPACT ASSESSMENT (ESIA)/ ENVIRONMENTAL AND SOCIAL PROJECT BRIEF,
RESETTLEMENT ACTION PLAN (RAP) AND SOURCE PROTECTION PLANS (SPP) FOR LARGE SOLAR POWERED PIPED WATER
SUPPLY SYSTEMS AND SANITATION FACILITIES IN YUMBE DISTRICT
9.14. How far is the nearest primary school?
a) Less than 500 metres b) 500-less than 1000 metres c) 1-2km d) Over 2km
9.15 What is the nearest secondary school?
a) Private b) public
9.16. How far is the nearest secondary school?
a) Less than 500 metres b) 500-less than 1000 metres c) 1-2km d) Over 2km

10. WELFARE INDICATORS


10.1 Does anyone in the household own a radio? Y N
10.2 Does the household have a bicycle? Y N
10.3 Does the household have any other transport equipment other than a bicycle? Y N
If yes, what type of transport means?
10.4 How many incidents of theft of property has the household suffered in the last
12 months?
If Yes, What was stolen?
10.5 Does any member of the household participate in community organisations? Y N
If Yes, what organisations?

10.6 If someone in the household had a serious problem, is there anybody in this Y N
settlement that could you ask assistance from?

10.7. Where do you get drinking water from?


a) Rainwater harvesting at home b) Rainwater harvesting away from home c) Borehole

d) Protected spring e) Unprotected spring f) Motorised borehole g) Well with pump; h)


River

k) Other specify________________________________________

10.8. What fuel do you use in the household for cooking?


a) Firewood b) Gas c) Charcoal d) Solar
e) Paraffin/Kerosene f) Electricity g) Other

10.9. Source of energy for lighting

Inception report Page | 115


ENVIRONMNETAL AND SOCIAL IMPACT ASSESSMENT (ESIA)/ ENVIRONMENTAL AND SOCIAL PROJECT BRIEF,
RESETTLEMENT ACTION PLAN (RAP) AND SOURCE PROTECTION PLANS (SPP) FOR LARGE SOLAR POWERED PIPED WATER
SUPPLY SYSTEMS AND SANITATION FACILITIES IN YUMBE DISTRICT
a). Generator b). Paraffin lamp c). Paraffin candle d). Wax candle e). Solar panel f).
Gas
g) None h) Electricity i) other
specify_________________________________________________

11. SANITATION ISSUES


11.1. Excreta disposal system available
a) Shared-neighbours b) Shared-public c) Private

12. INFORMATION EDUCATION COMMUNICATION

12.1. Which form of communication is easily available to you?

a) Landline telephone b) E-mail c) Mobile telephone d) Public phones e) Person to


person f) None

12.2. Have you ever got any information regarding the water and sanitation project?

a) Yes b) No

12.3. If yes, what kind of information did you get?


12.4. From whom did you get information about the project from? (Multiple Answers)

a) Local councils b) Radio c) Newspapers d) Friends e) Relatives

f) Extension workers g) Religious gathering g) other (specify)


………..........................................
12.5. Are you in agreement with the proposed water and sanitation project?
b) Yes b) No
If no why?
……………………………………………………………………………………………………………
……………………………………………………………………………………………………………
……………………………………………………………………………………………?
12.6. How many people/homesteads, social amenities and crops are likely to be affected by the
project? Please give details in your area.

Inception report Page | 116


ENVIRONMNETAL AND SOCIAL IMPACT ASSESSMENT (ESIA)/ ENVIRONMENTAL AND SOCIAL PROJECT BRIEF,
RESETTLEMENT ACTION PLAN (RAP) AND SOURCE PROTECTION PLANS (SPP) FOR LARGE SOLAR POWERED PIPED WATER
SUPPLY SYSTEMS AND SANITATION FACILITIES IN YUMBE DISTRICT
……………………………………………………………………………………………………………
……………………………………………………………………………………………………………
…………………………………………………………………………………………..
12.7. What suggestions would you put forward to enhance/reduce the impacts resulting from the
above?
……………………………………………………………………………………………………………
……………………………………………………………………………………………………………
…………
12.8. What social benefits do you foresee upon the water and sanitation project?
……………………………………………………………………………………………………………
……………………………………………………………………………………………………………
……………………………………………………………………………………………………………
………………
12.9. Any recommendations for the proposed water and sanitation project in
general?......................................................................................................................................................
................................................................................................................................................
13. COMPENSATION AND RESETTLEMENT CHALLENGES
13.1. If this piece of land is expropriated (given up with compensation) what kind of compensation
would you prefer?
1. Payment in cash at full replacement for the affected land
2. Physical replacement of land elsewhere of equivalent advantage to the old land
3. Other (specify)
…………………………………………………………………………………..
13.2. If you are adequately compensated for the disturbances and loss of employment
and income-generating sources, would you consider investing part of the money in alternative sources
of livelihood?

1. Yes 2. No
13.3. If yes, what alternatives would you like to invest the money in and why?
....................................................................................................................................................................
.......................................................................................................................
13.4. Do you anticipate any problem in acquiring another piece of land of equal or even better
advantage?
1. Yes 2. No (as long as I am compensated, skip to…….)
13.5. If yes, what problems?

1. Being cheated by a fraudster


2. Changes in market value of land of equal productive value

Inception report Page | 117


ENVIRONMNETAL AND SOCIAL IMPACT ASSESSMENT (ESIA)/ ENVIRONMENTAL AND SOCIAL PROJECT BRIEF,
RESETTLEMENT ACTION PLAN (RAP) AND SOURCE PROTECTION PLANS (SPP) FOR LARGE SOLAR POWERED PIPED WATER
SUPPLY SYSTEMS AND SANITATION FACILITIES IN YUMBE DISTRICT
3. Finding land in the vicinity
4. Finding prime land with necessary infrastructure facilities and services
5. The cost of preparing land
6. Costs for building or purchase of new structure
7. Cost of acquiring land title
8. Getting similar beautiful place
9. Other (specify)
……………………………………………………………………………………………..
THANK YOU VERY MUCH FOR YOUR TIME

Inception report Page | 118

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