Sec Contact Center

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NOTICE

The Securities and Exchange Commission (SEC) has received a surge of


phone inquiries following the launch of the SEC Online Submission Tool
(OST) for annual financial statements, General Information Sheet and
other covered reports.

We are implementing all measures necessary to accommodate every


query in a timely manner. Aside from calling the mobile phone numbers
dedicated for OST-related concerns, we encourage you to send queries
through email at the following addresses:

[email protected]
[email protected]

To further help decongest the phone lines dedicated to OST-related


concerns, we request that other queries be addressed to the relevant
departments through the phone numbers and email addresses provided
in the attached SEC Contact Center.

Meanwhile, we assure corporations and other entities under our


supervision that all concerns about the implementation of the OST shall
be considered and addressed accordingly.

We thank you for your patience and understanding.

16 March 2021

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SEC CONTACT CENTER

MATTERS OF CONCERN EMAIL ADDRESS/ WEBSITE PHONE NUMBER

Information & Communications Technology Department

Request for Copies of SEC documents https://secexpress.ph 8737-8888

Company Registration and Monitoring Department

Request for Monitoring and Status


[email protected]
of Ordinary Domestic Corporations

Request for Regular Monitoring of 8818-2886


Foreign Corporations (Branch Offices,
Representative Office, Regional [email protected]
8818-0921
Headquarters (RHQ) and Regional (loc. 295 and 240)
Operating Headquarters (ROHQ)
0915-858-7520
Request for Monitoring with
[email protected] 0915-858-7513
Amendment and Other Applications

Petition to Lift Order of Revocation/ cmd_petitiontolift_suspension-


Suspension [email protected]

8818-7187

8818-0763
Public Assistance Service of CRMD
[email protected] 8818-5554
by Answering Email Queries
8818-8803

8818-5811

Registration through the Company


Registration System (CRS) for 8818-5235
crs.sec.gov.ph
Partnerships/Corporations with 5 to 15
Incorporators/Foreign Corporations 8818-9225

8818- 0921
Registration through the Interim (loc. 219)
Registration System (IRS) for
One Person Corporations (OPC) and apps004.sec.gov.ph:8001/application 0915-858-7519
Corporations with Less Than Five
Incorporators

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Inquiries of Pending Applications/
Submission of Supplemental
Requirements for Registrant OPC (e.g., [email protected]
FIA Forms/ Authenticated Board
Resolutions)

Inquiries on Pending Applications/


Submission of Supplemental
Requirements for Registrant
[email protected]
Corporations with Less Than Five
Incorporators (e.g., FIA Forms/
Authenticated Board Resolutions)

Inquiries of Pending Applications/


Submission of Supplemental
Requirements for Registrant Regular
[email protected]
Corporations (5 to 15 incorporators)
(e.g., FIA Forms/ Authenticated Board
Resolutions)

Inquiries on Status of Issuance 8818-5235


[email protected]
of Certificates of Incorporation
8818-9225
Application for Amendment of Articles
of Incorporation other than Article VII/ [email protected] 8818- 0921
By-laws and Articles of Partnership (loc. 219)

0915-858-7519
Application for Amendment/ Conversion
of SEC Licenses of Foreign
[email protected]
Corporations/ Withdrawal of SEC
License/ Substitution of Resident Agent

Inquiries on Status of Issuance of


Certificates of Amendment of Articles of [email protected]
Incorporation, By-laws/ License

Actions (Two Party Complaints/


Petitions) such as:

Petition for Revocation, Change of


cprd_2partycomplaints-
Name, Voluntary Dissolution not
[email protected]
prejudicial to the interests of creditors
and Other complaints that may fall
within CRMD jurisdiction under 2016
Rules of Procedures

Petition for Correction [email protected]

8818-5922

Request for issuance of Certificate of 8818- 0921


[email protected]
Paid-up capital/ Capital structure (loc. 238;296)

0915-858-7516

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Petition for Cancellation or Substitution
of Payment in relation to the use of
properties that require Ownership
Registration as Paid-up Capital [email protected]

(SEC Memorandum Circular No. 14,


Series of 2013)

Application of Corporate
[email protected]
Reorganization

Creation of APIC, Confirmation of 8818-5922


Valuation and Property Dividend [email protected]
Application 8818- 0921
(loc. 238 and 296)

Issuance of Acknowledgment Letter for 0915-858-7516


[email protected]
Cash Dividend and Stock Dividend

Quasi Reorganization and Equity


[email protected]
restructuring

Article 7 (Increase and Decrease of


Capital Stock) reclassification/
[email protected]
declassification
/conversion of shares and change par

Monitoring for FAAD Applications [email protected]

Registration of Capital Market


Professionals through the Capital
cmprs.sec.gov.ph
Market Participants Registry System
(CMPRS)

Amendments of secondary license 8818-7187


[email protected]
(Additional/Removal of Funds)
8818- 0921
(loc. 272)
Transfer Agent Renewal [email protected]

Payment of Annual Fees of Capital


cmprs.sec.gov.ph
Market Professionals

Request for Certificates of No 8818-8738


Derogatory Records/ Affirmative/ [email protected]
Negative 8818-8803

8818- 0921
(loc. 214)
Request of Authenticated Copies for
[email protected]
Government Agencies 0915-858-7516

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Corporate Governance and Finance Department

Corporate Governance, Mutual Fund


Companies, Financing and Lending
[email protected] 0926-017-0248
Companies, Foundations, Accredited
Microfinance NGOs

Markets and Securities Regulation Department

Securities Registration Division

PLCs and other regulated entities


 Registration of Securities
 Structured Reports
[email protected] 0916-383-8633
Market and Intermediaries Division

Brokers, Dealers, Other Market


Participants, Publicly Listed Companies
Filing of Annual Reports and Other
Regulatory Reports

Enforcement and Investor Protection Department

Investigation, Cease and Desist Order


[email protected] 0951-656-5571
(CDO), Revocation Proceedings
0961-519-7829
Mandatory Disclosure Form (MDF), 0961-684-4088
Compliance with Anti-Money 0927-162-2792
Laundering Act (AMLA) Requirements, 0931-141-0788
[email protected] 0951-949-8920
Investigation,
Cease and Desist Order (CDO), 0961-713-1472
Revocation Proceedings
Economic Research and Training Department

Certification Examinations and Seminar [email protected] 0998-841-3545

General Form for Financial Statements


(GFFS) or Special Form for Financial [email protected]
Statements (SFFS) 0998-841-3544

Statistics [email protected]

Financial Management Department

[email protected]
Payment of Filing Fees [email protected] 0966-527-2050
[email protected]

Office of the General Accountant

Accreditation of Auditing Firms,


External Auditors, Financial Reporting, [email protected] 0961-605-1968
Audit Issues

Office of the General Counsel

En Banc Cases, Appeals, Legal


[email protected] 0951-999-7249
Opinions

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Human Resource and Administrative Department

Vacancies and Other HR Matters [email protected]


0920-659-4394
Bidding and Awards Committee (BAC) [email protected]

SEC Extension Offices

SEC Baguio [email protected] (074) 309-5804

SEC Tarlac [email protected] (045) 491-0140

SEC Legazpi

Company registration,
reportorial requirements,
0915-354-4131
request for authenticated copies
of documents
[email protected]

Monitoring, amendment,
requests for certificate of good 0929-883-1917
standing, other concerns

(032) 412-7091
SEC Cebu [email protected]
0915-590-7180

(034) 445-5713
[email protected] (034) 445-5174
SEC Bacolod
[email protected] 0905-568-8256
0998-841-2004

[email protected] (033) 337-9984


SEC Iloilo
[email protected] (033) 335-0025

SEC Cagayan de Oro [email protected] (088) 857-4325

0915-327-4459
SEC Davao [email protected]
0933-455-3547

(062) 991-7163
[email protected]
SEC Zamboanga (062) 993-1437
[email protected]
0953-325-2934

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