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    F15 EMS Stage 1

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    trivesh
    This document summarizes the results of a Stage 1 audit of AQC Middle East FZE's environmental management system. The audit evaluated the organization's documented system and processes to determine readiness for Stage 2 Certification. The audit identified some areas for improvement that may result in non-conformities during Stage 2. The audit team recommends proceeding to Stage 2 within 60 days provided the organization addresses the concerns raised in the report.

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    F15 EMS Stage 1

    Uploaded by

    trivesh
    126 views4 pages
    This document summarizes the results of a Stage 1 audit of AQC Middle East FZE's environmental management system. The audit evaluated the organization's documented system and processes to determine readiness for Stage 2 Certification. The audit identified some areas for improvement that may result in non-conformities during Stage 2. The audit team recommends proceeding to Stage 2 within 60 days provided the organization addresses the concerns raised in the report.

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    This document summarizes the results of a Stage 1 audit of AQC Middle East FZE's environmental management system. The audit evaluated the organization's documented system and processes to determine readiness for Stage 2 Certification. The audit identified some areas for improvement that may result in non-conformities during Stage 2. The audit team recommends proceeding to Stage 2 within 60 days provided the organization addresses the concerns raised in the report.

    Copyright:

    © All Rights Reserved
    Download as DOC, PDF, TXT or read online from Scribd
    Download as doc, pdf, or txt
    126 views4 pages

    F15 EMS Stage 1

    Uploaded by

    trivesh
    This document summarizes the results of a Stage 1 audit of AQC Middle East FZE's environmental management system. The audit evaluated the organization's documented system and processes to determine readiness for Stage 2 Certification. The audit identified some areas for improvement that may result in non-conformities during Stage 2. The audit team recommends proceeding to Stage 2 within 60 days provided the organization addresses the concerns raised in the report.

    Copyright:

    © All Rights Reserved
    Download as DOC, PDF, TXT or read online from Scribd
    Download as doc, pdf, or txt
    of 4

    F15 Issue 01

    AQC MIDDLE EAST FZE Rev 00


    ISO 14001:2015 (05.10.2017)
    Stage 1 Audit Report

    Name of the
    Organization
    Address
    Site Address (If
    any)
    No. of Employees
    E mail id
    Contact Person
    Telephone/Fax
    Scope
    Technical Area
    Exclusions
    Audit Team Lead Auditor: Audit duration Man day(s):
    Auditor:
    Technical Expert:
    Start date of Audit
    End Date of Audit
    Brief about the
    organization
    Audit Objective To evaluate the client's documented system, location & site-specific
    conditions and gather other details through discussions with the client's
    personnel to determine the organization’s readiness for the Stage 2 Audit
    for Certification.

    CHANGE DETAIL

    Audit Duration for Stage 1

    Are quoted man-


    days adequate?

    Any change in
    employee detail?

    Any Change in
    Scope?

    Any additional
    Information:
    F15 Issue 01
    AQC MIDDLE EAST FZE Rev 00
    ISO 14001:2015 (05.10.2017)
    Stage 1 Audit Report

    ATTENDENCE SHEET:

    NAME OF PERSON DESIGNATION

    SUMMARY OF AUDIT

    AREA OF IMPROVEMNET

    (Areas Of Improvement Which May Be Identified As Non Conformities During Stage 2


    Audit)

    Non Conformities Raised

    __ Minor/Major Non-conformance identified in the Stage 1 audit, details of Non Conformance in


    F50

    Please respond by using your own corrective action form and include the root cause analysis
    with systemic corrective action. Failure to include root cause analysis with systemic corrective
    action will result in your responses being rejected by Lead Auditor

    Team Leader Declaration (Tick or cross Each Column as per applicability)


    Auditing is based on a sampling process of the available information
    Audit is combined, joint or integrated;
    The effectiveness of corrective actions taken regarding previously identified
    nonconformities has verified
    outcomes are effective and complying.
    The internal audit and management review process are effective and complying with the
    requirements.
    The scope of certification is appropriate.
    The capability of the management system to meet applicable requirements and expected
    F15 Issue 01
    AQC MIDDLE EAST FZE Rev 00
    ISO 14001:2015 (05.10.2017)
    Stage 1 Audit Report

    The audit objectives has been fulfilled and achieved.


    RECOMMENDATION
    Recommended Proceeding With Stage 2 (within 60 days from this audit date)
    Recommend not proceeding to stage 2 until audit evidence has been submitted to AQC
    showing that the concerns raised by the auditor (s) have been rectified. A date for stage 2
    will then be agreed.
    Recommend not proceeding without a further stage 1 Audit due to the severity of the
    concerns raised by the audit team

    Sign Off : Date


    AQC Report Submission Client Acceptance for Report
    Name of Auditor: Name:
    Signature: Sign
    Designation:

    AUDIT CHECKLIST

    REQUIREMENTS COMMENTS Status


    C/NC/O
    Is the Information is documented
    as required as per the ISO
    14001:2015?

    Has the discussion held with


    personnel of the Client company
    for readiness for stage-2?

    Are Process and support processes


    identified and determined ?
    Has the Client site specific
    conditions are evaluated?

    Has the company identified key


    performance, Process,
    Objectives, Impact and Aspect
    analysis and operation of
    Management System ?

    Has the client having


    understanding with the ISO
    F15 Issue 01
    AQC MIDDLE EAST FZE Rev 00
    ISO 14001:2015 (05.10.2017)
    Stage 1 Audit Report

    14001:2015 Standard requirement?

    Is the scope is having boundaries


    and specific to client organization?

    Is client having Multisite then level


    of control is established.

    Is process and Equipment used are


    adequate?

    Has client identified Legal and


    Statutory Requirements applicable
    to Product and Organization?

    Is the resource are adequate for


    stage 2 audit?

    Is Internal Audit planned and


    performed and effective?

    Is MRM planned and performed


    and Effective?

    END OF REPORT

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