NZX Review Report

The Financial Markets Conduct Act 2013 requires the FMA to carry out a review and report on how well NZX is meeting its licensed market operator obligations.

One of the key objectives of these reviews is to ensure that potential conflicts between regulatory and commercial functions of NZX, as a self-regulating organisation, are appropriately managed.

The FMA may carry out this review at any time, but must do so at least once a year.

NZX Obligations Review 2024

Findings from the FMA's review of how well NZX is meeting its licensed market operator obligations, for the period 1 January to 31 December 2023.

Download NZX Obligations Review 2024 PDF

Archive

NZX Obligations Review 2023
NZX Obligations Review 2022
NZX Obligations Review 2021
NZX Obligations Review 2020
NZX Obligations Review 2019
NZX Obligations Review 2018
NZX Obligations Review 2017
NZX Obligations Review 2016
NZX Obligations Review 2015
NZX Obligations Review 2014
NZX Obligations Review 2013
NZX Obligations Review 2012
NZX Obligations Review 2011