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Developing rapport and trust in the interrogative context: An empiricallysupported and ethical alternative to customary interrogation practices
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Developing Rapport and Trust in the Interrogative Context:
An Empirically-Supported and Ethical Alternative to Customary Interrogation Practices
Laure Brimbal
Steven M. Kleinman
Simon Oleszkiewicz
Christian A. Meissner
(10,763 words)
Abstract (150 words)
Decades of behavioral science research consistently demonstrates the advantages of
employing a rapport-based approach to investigative and intelligence interviewing. Evolving
from identifying the problematic procedures of accusatorial approaches, current research has
turned to a more proactive study of techniques and tactics that align with a rapport-based and
information-gathering framework that is effective for eliciting comprehensive and reliable
information. Despite a growing body of research supporting the use of this framework, it stands
in contrast with an accusatorial approach that is common practice in North America (and other
parts of the world). This chapter reviews empirically supported approaches for investigative
interviewing (including aspects of effective elicitation and deception detection) and describes
recent research on tactics for developing rapport and trust in interrogative context. Herein we
distinguish how trust and rapport-based techniques differ from currently employed
confrontational techniques, and provide operational examples of how these tactics have been
employed in the field.
Abstract (215 words)
Decades of behavioral science research consistently demonstrates the advantages of
employing a rapport-based approach to investigative and intelligence interviewing. Evolving
from identifying the problematic procedures of accusatorial approaches, current research has
turned to a more proactive study of techniques and tactics that align with a rapport-based and
information-gathering framework that is effective for eliciting comprehensive and reliable
information. Despite a growing body of research supporting the use of this framework, it stands
in contrast with an accusatorial approach that is common practice in North America (and other
parts of the world). In this chapter, we review empirically supported approaches for investigative
interviewing and explain how they differ from the currently employed confrontational
techniques. We describe questioning tactics that have been shown to effectively lead to
information elicitation and deception detection and tactics to create a working relationship
between the interviewer and a subject, by increasing rapport and trust in interrogative context.
We provide a more in-depth review of tactics that help establish conversational rapport, and
specific rapport-building tactics, such as self-disclosure, commonalities, affirmations and
verifications. We also describe trust-building tactics that increase both cognitive and affective
trust through reciprocity, demonstrating trustworthiness, and a willingness to trust. Finally, we
provide operational examples of how the tactics described throughout the chapter have been
employed in the field.
Developing Rapport and Trust in the Interrogative Context:
An Empirically-Supported and Ethical Alternative to Customary Interrogation Practices
The customary knowledge that informs common practice of interrogation in North
America and other parts of the world, in both the law enforcement and intelligence contexts, is
based on the unsupported, but nonetheless entrenched, belief that an accusatorial approach—and
sometimes even more coercive methods—is the most effective strategy for interrogating a
suspect or a source.1 Policy, training doctrine, and practice remain consistent with this
perspective despite decades of research showing that the use of these techniques is problematic
in that they reduce information yield (especially verifiable details) and increase the potential for
extracting a false confession.2 Over the past several decades, a wealth of research has
demonstrated the shortcomings of accusatorial techniques, and researchers have recently begun
to investigate potential alternatives to these techniques, providing practitioners with evidencebased interrogation techniques.3 This chapter provides a brief review of the development these
evidence-based techniques and describes how they compare with the more commonly used
accusatorial approach. Further, this chapter provides an overview of essential components of this
information-gathering model, including the broad frameworks within which the interrogation
should be conducted (i.e., information-gathering and rapport-based) and the three prongs of
1
See CA, Meissner, CE, Kelly, and SA Woestehoff, ‘Improving the effectiveness of suspect
interrogations’ [2015] 11 Annual Review of Law and Social Science 211
2
SM Kassin, SA Drizin, T Grisso, GH Gudjonsson, RA Leo, and AD Redlich ‘Police-induced
confessions: Risk factors and recommendations’ [2010] 34 Law and Human Behavior 3
GD Lassiter and CA Meissner (eds) Police interrogations and false confessions: Current
research, practice, and policy recommendations (Washington, DC: American Psychological
Association 2010)
3
CA Meissner, F Surmon-Böhr, S Oleszkiewicz, and LJ Alison ‘Developing an evidence-based
perspective on interrogation: A review of the US government’s high-value detainee interrogation
group research program’ [2017] 23 Psychology, Public Policy, and Law 438
see also SE Brandon and M Fallon this volume
empirically supported techniques (e.g., memory recall, deception detection, and trust and rapport
building). We then provide a more in-depth description of specific tactics shown to be effective
in building rapport and trust in an interrogative context, thereby yielding more accurate
information from resistant subjects. Finally, we illustrate how these techniques have been
operationalized in the field with brief case studies.
I. The Accusatorial Approach
Several fundamental misconceptions have led to the development and common use of an
accusatorial approach when interrogating subjects. There is, for example, a general belief among
interrogation professionals that an innocent person would never falsely confess.4 Similarly,
interrogators incorrectly believe they can reliably distinguish guilt from innocence,5 yet they
hold a bias towards seeing guilt and deception when it comes to suspects.6 Given these beliefs,
interrogators often feel justified using coercive methods (e.g., threats and psychological
manipulation) on a suspect because the only imagined outcome would be a guilty subject
confessing. Thus, the interrogator seeks to control the situation and the subject to secure a
confession, thereby providing themselves with a strong tool to convince a jury of the subject’s
guilt.7
Accusatorial tactics are varied and involve ploys such as isolating a subject, presenting
false evidence during the interrogation, confronting a subject with the inevitability of their guilt,
4
RA Leo ‘False confessions: Causes, consequences, and solutions’ [2001] 36 In SD Westervelt
and JA Humphrey (eds) Wrongly Convicted: Perspectives on Failed Justice (Newark: Rutgers
University Press)
5
SM Kassin ‘Confession Evidence: Commonsense Myths and Misconceptions’ [2008] 35
Criminal Justice and Behavior 1309
6
CA Meissner and SM Kassin ‘“He's guilty!”: Investigator bias in judgments of truth and
deception’ [2002] 26 Law and Human Behavior 469
CA Meissner and SM Kassin ‘You’re guilty, so just confess!’ [2004] 85 In GD Lassiter and EF
Loftus (eds) Interrogations, confessions, and entrapment (Boston, MA: Springer)
7
SM Kassin ‘Why confessions trump innocence’ [2012] 67 American Psychologist 43
offering moral justification for the crime of which they are accused, implying leniency in
exchange for a confession, and both subtly and overtly forcing responses to direct, closed-ended,
and suggestive or leading questions. Even if not purposefully coercive, the mindset surrounding
these tactics implies the subject’s guilt and limits their ability to demonstrate their innocence.
Indeed, in this model, the interrogator does most of the talking and is actually taught to interrupt
any denials offered by the subject.8 Further, closed-ended and leading questions, by nature, do
not provide the subject with the opportunity to explain their side of the story.
Such accusatorial tactics are generally conceptualized as maximization and minimization.
Maximization involves the more overt use of pressure in which an interrogator seeks to
maximize a subject’s perceptions of their own culpability by confronting them with
overwhelming evidence of their guilt (including the presentation of false evidence or evidence
bluffs), exaggerating the degree of responsibility and consequences associated with the act,
labeling the subject a liar, and preventing the subject from denying their involvement. In
contrast, minimization involves the use of tactics that seek to diminish a subject’s perceptions of
their culpability and therein the consequences associated with providing a confession. Such
tactics often include offering “themes” or justifications for how and why the act occurred,
absolving the subject of criminal responsibility for the act and assuaging perceptions of guilt
(e.g., it was an accident, you were provoked, you were under the influence of drugs or alcohol, it
was self-defense). While courts in the U.S. have generally permitted the use of these techniques
and training academies at the local, state, and federal levels have regularly offered such tactics as
doctrine and best practice, several decades of research have suggested that the application of
8
e.g. FE Inbau, JE Reid, JP Buckley, and BC Jayne, Criminal interrogation and confessions (5th
edn, Jones & Bartlett Learning 2013)
accusatorial tactics can lead to less diagnostic outcomes—with innocent persons being
significantly at risk for providing a false confession under such conditions.9
Accusatorial techniques are problematic for several reasons, both legal and ethical. As
indicated above, they are a primary cause of false confessions, which have led to wrongful
convictions and innocent subjects spending years in prison for crimes they did not commit10
while leaving the guilty perpetrator free and able to commit more crimes. Additionally, they
encourage a much harsher and control-based ethos in the interrogation room that has the
potential to lead to the use of more physically and psychologically abusive tactics. Take, for
example, recent allegations of physical abuse and coercion by Kriston Kato, a former Chicago
police detective. Kato was accused of dozens of coerced confessions and abusive interrogation
practices that involved physically beating suspects, leaving them for days without food or water,
and threats of death or harm to loved ones. Jim Mullenix, a former defense attorney, aptly
describes the escalation that can take place when an accusatorial framework is adopted: “They
get a case, they want to try to solve it. They think that defendants are going to lie, so they’ll say:
‘I know he did it. We just need to bend the rules ourselves to ensure that this guy gets
convicted”.11 Not only are accusatorial tactics problematic with respect to producing less
diagnostic evidence, but the use of such approaches can also negatively affect perceptions of
9
see Kassin (n 2)
CA Meissner, AD Redlich, SW Michael, JR Evan, CR Camillett, S Bhatt, and SE Brandon,
‘Confession-oriented and information-gathering interrogation methods and their effects on true
and false confessions: A meta-analytic review’ [2014] 10 Journal of Experimental Criminology
459
10
www.innocenceproject.com
11
K Phillips, ‘Dozens claim a Chicago detective beat them into confessions. A pattern of abuse
or a pattern of lies?’ Washington Post (Washington, DC, 9 June 2018).
https://www.washingtonpost.com/news/post-nation/wp/2018/06/09/dozens-claim-a-chicagodetective-beat-them-into-confessions-a-pattern-of-abuse-or-a-pattern-of-lies/ accessed 7
December 2018
procedural justice with respect to interactions with law enforcement. More generally, their use
can impede the relationship between police professionals and the public–potentially undermining
a population’s willingness to cooperate with law enforcement in the future.12 Finally,
accusatorial techniques are typically used when a subject is viewed as guilty despite the system’s
presumption of their innocence before the law, representing a legal impingement on the rights of
the accused prior to conviction by a court of law.
As described above, accusatorial tactics can be ethically questionable; however, they are
generally distinguished from torture. Indeed, these tactics were developed as an alternative to
torture—more conventionally referred to as ‘the third degree’ in law enforcement contexts. In
1931, the U.S. Wickersham Commission Report condemned law enforcement’s use of physically
coercive tactics (e.g., hitting suspects with a rubber hose, depriving them of food and/or sleep) to
secure confessions, leading to a public rebuke and prohibition against their continued
application. Accusatorial tactics were developed as a replacement to the third degree and hailed
as scientific, although they were based only in experience and anecdotal evidence.13 Given
ethical and legal concerns regarding the use of such “torture” tactics described above, there is
limited data with which to assess the efficacy of coercive practices.14 While accusatorial tactics
12
J Goodman-Delahunty, K O'Brien, and T Gumbert-Jourjon, ‘Police professionalism in
interviews with high value detainees: Cross-cultural endorsement of procedural justice’ [2013]
13 Journal of the Institute of Justice and International Studies 65
KA Roberts, ‘Police interviews with terrorist suspects: Risks, ethical interviewing and
procedural justice’ [2011] 13 British Journal of Forensic Practice 124
JL Woolard, MPPS Harvell, and S Graham, ‘Anticipatory injustice among adolescents: Age and
racial/ethnic differences in perceived unfairness of the justice system’ [2008] 26 Behavioral
Sciences & the Law 207
13
RA Leo, ‘From coercion to deception: The changing nature of police interrogation in America’
[1992] 18 Crime, Law and Social Change 35
14
A Vrij, CA Meissner, RP Fisher, SM Kassin, CA Morgan III, and SM Kleinman
‘Psychological perspectives on interrogation’ [2017] 12 Perspectives on Psychological Science
927.
could be regarded as categorically distinct from torture, others have considered them as simply
lower on a continuum of possible tactics that apply physical and psychological pressure.15 Thus,
in the current chapter, we contrast the efficacy of accusatorial tactics with that of an informationgathering approach (also referred to as a rapport-based approach). As described below, research
suggests that whereas a rapport-based approach creates an environment that fosters cooperation
and accurate memory recall, the application of pressure (both physical and psychological), to the
extreme when it becomes torture, can do the opposite by breeding resistance and memory
deterioration,16 resulting in unreliable intelligence.17
II. The Information-Gathering Approach
Spearheaded by efforts in the United Kingdom to remedy the shortcomings of the
accusatorial approach, a model of information-gathering interviewing (i.e., PEACE model18) was
implemented in 1992. Other European countries have followed suit and adopted similar
models,19 while researchers and practitioners have built upon this alternative model and fieldtested strategies and tactics that have demonstrated utility with victims, witnesses, and
suspects.20 These techniques are evidence-based because they have been evaluated under
controlled conditions in the laboratory and tested for their potential to both enhance information
yield and decrease the possibility of obtaining false confessions. Subsequently, the approaches
are field-tested and assessed for the extent to which they can be effectively trained to
15
J Bell ‘‘Behind this mortal bone’: The (in)effectiveness of torture’ [2008] 83 Ind LJ 339
see S O’Mara, this volume
17
Vrij (n 14)
18
see R Bull and A Rachlew, this volume
19
e.g. IA Fahsing, and A Rachlew ‘Investigative interviewing in the Nordic region’ [2009] 39 In
T Williamson, B Milne, and S Savage (eds) International developments in investigative
interviewing (Routledge)
20
Meissner (n 1)
Meissner (n 3)
see also SE Brandon, M Fallon, this volume
16
interrogation professionals.21 Thus, from an efficacy and diagnosticity perspective, informationgathering techniques are both safer and more productive for all parties involved (and more
probative for constituents outside the interrogation room such as the courts and the community).
With this approach, resistance is no longer addressed with force and coercion—in contrast, a
more collaborative and fostering environment is created that includes attempts at building
rapport and trust between the interrogator and the subject.
Beyond the ethical and legal benefits of safeguarding against false confessions, the
information-gathering approach provides a shift in mindset away from the aforementioned
misconceptions that lead to the use of coercion. In particular, this approach emphasizes a more
neutral framework wherein the interrogation becomes an investigative tool to gather information
rather than a culminating event that ultimately produces a confession. That is, the goal is no
longer to obtain a confession—rather, it is to elicit as many insights and verifiable details as
possible from a subject. Guilt is no longer established through a confession—instead, culpability
is supported through information collected during the interview itself, such as the subject’s
statement as it relates to the events in question and the evidence presented by the investigator.
This type of statement can be just as powerful in court as a confession.22 Further, a suspect might
implicate themselves during an information gathering interview by providing information
relevant to an essential element of an offense. For example, having previously collected other
evidence, an investigator might only need to place a suspect at a certain location at a certain time
to obtain a conviction. Gleaning this information through proper questioning techniques,
21
Meissner (n 3)
L Brimbal, and AM Jones, ‘Perceptions of suspect statements: A comparison of exposed lies
and confessions’ [2018] 24 Psychology, Crime & Law 156
22
building rapport and trust would provide for an important and probative admission –necessary
for conviction— without necessitating a full confession.
This model is referred to as “information-gathering” because it is guided by such an
ethos. In stark opposition to the accusatorial model, where the interrogator is neither interested
nor able to gather a full and accurate recount of the subject’s story, this is the principal purpose
of the information-gathering approach. To achieve this goal, researchers have concentrated on
three facets: effective questioning tactics and information elicitation through accurate memory
recall, more diagnostic approaches to credibility assessment that utilize a cognitive- rather than
anxiety-based model of deception, and empirically-supported approaches to developing
cooperation via rapport and trust building tactics. We briefly review the first two facets of this
approach before more closely describing the influence of rapport and trust building tactics,
including how they have been conceptualized, researched, and used in the field.
A. Effective questioning tactics
The first and arguably most foundational step to an information-gathering approach
involves the nature of the questions that are asked. The primary use of closed-ended and leading
questions that dominate an accusatorial approach are to be avoided to limit the potential for bias
and memory contamination. Instead, best practices for information elicitation include the use of
open-ended questions23 that are structured into questioning funnels where, when appropriate, an
interrogator can probe and ask a limited number of purposeful and appropriate closed-ended
23
C Clarke, and R Milne, A national evaluation of the PEACE Investigative Interviewing Course
(London: Home Office 2001)
D Walsh, and R Bull, ‘What really is effective in interviews with suspects? A study comparing
interviewing skills against interviewing outcomes’ [2010] 15 Legal and Criminological
Psychology 305
questions.24 The use of memory enhancing techniques is also encouraged. For example, the
Cognitive Interview (CI) is an empirically-based interviewing technique supported by over 30
years of research demonstrating its ability to significantly enhance the recall information from
memory in witnesses and victims.25 The CI is steeped in theories of memory retrieval and has
been rigorously tested in the laboratory26 and in the field.27 The technique consists of a variety of
tactics that enhance the quality and quantity of information recalled. As a first step in an
encounter, the interviewer attempts to build rapport with the witness or victim (e.g., using active
listening techniques) followed by the elicitation of the fullest possible narrative. The interviewee
is then asked to reinstate the physical and psychological context by imagining themselves back at
the place and time in which they experienced the event, and then asked to report everything
about the event that they can recall (even partial information). Finally, an interviewer might
engage one or more of the mnemonic strategies that have been shown to increase memory recall,
for example by asking the interviewee to take a different perspective when recalling the event,
attempting to recall the event in reverse chronological order, or to draw a sketch of a location or
scene. Recent studies have also demonstrated that elements of the CI are more effective than
accusatorial approaches for eliciting information from non-cooperative subjects,28 and that their
24
MB Powell, RP Fisher, and R Wright ‘Investigative interviewing’ [2005] 11 In N Brewer and
KD Williams (eds) Psychology and law: An empirical perspective (The Guilford Press)
25
RP Fisher, and RE Geiselman, Memory-enhancing techniques for investigative interviewing:
The Cognitive Interview (Charles C. Thomas 1992)
A Memon, CA Meissner, and J Fraser, ‘The cognitive interview: A meta-analytic review and
study space analysis of the past 25 years’ [2010] 16 Psychology, Public Policy, & Law 340
26
see Memon (n 25)
27
e.g. BR Clifford, and R George, ‘A field evaluation of training in three methods of witness and
victim investigative interviewing’ [1996] 2 Psychology, Crime & Law 231
28
JR Evans, CA Meissner, AB Ross, KA Houston, MB Russano, and AJ Horgan, ‘Obtaining
guilty knowledge in human intelligence interrogations: Comparing accusatorial and informationgathering approaches with a novel experimental paradigm’ [2013] 2 Journal of Applied Research
in Memory & Cognition 83
use can enhance an interviewer’s ability to distinguish between liars and truth tellers, as
discussed below.29 Finally, the CI has also been shown to be significantly more effective at
eliciting information than a standard interview protocol that is trained to federal law enforcement
in the United States.30
B. Empirically-based lie detection techniques
Decades of research on deception have led to the conclusion that lying is a task in which
most subjects engage with a fair degree of both frequency and skill. On the other hand, several
large-scale analyses of the literature have concluded that people in general, and investigators in
particular, are not very adept at detecting deception.31 This is due primarily to the fact that
although we appear to rely on the correct cues when trying to judge a liar,32 these cues are weak
and unreliable.33 The conclusion that observation alone is not sufficient to detect lies has
produced theoretically driven research on interviewing strategies that can increase the
detectability of cues to deception. Two such empirically-supported approaches are discussed
below.
1. A cognitive approach to deception detection
29
JR Evans, SW Michael, CA Meissner, and SE Brandon ‘Validating a new assessment method
for deception detection: Introducing a psychologically based credibility assessment tool’ [2013]
2 Journal of Applied Research in Memory & Cognition, 33
RE Geiselman, ‘The Cognitive Interview for Suspects (CIS)’ [2012] 30 American Journal of
Forensic Psychology 5
30
JR Rivard, RP Fisher, B Robertson, and D Hirn Mueller ‘Testing the cognitive interview with
professional interviewers: Enhancing recall of specific details of recurring events’ [2014] 28
Applied Cognitive Psychology 917
31
CF Bond, and BM DePaulo, ‘Accuracy of deception judgments’ [2006] 10 Personality and
Social Psychology Review 214
32
M Hartwig, and CF Bond, ‘Why do lie-catchers fail? A lens model meta-analysis of human lie
judgments’ [2011] 137 Psychological Bulletin 643
33
BM DePaulo, JJ Lindsay, BE Malone, L Muhlenbruck, K Charlton, and H Cooper, ‘Cues to
deception’ [2003] 129 Psychological Bulletin 74
Deception theory suggests that lying is more cognitively demanding than telling the
truth.34 Indeed, when lying, one must not only conceal the truth but also create the lie and
monitor both throughout questioning. Given this, increasing the cognitive load of the subject
during the interview has been shown to make deception more difficult, and to therein make it
easier to distinguish deception from the truth.35 Indeed, researchers have investigated several
methods to impose cognitive load (e.g., asking unanticipated questions;36 recounting an event in
reverse order)37 that have demonstrated an improvement in people’s ability to detect lies during
interviews. A related finding is that the most diagnostic cues to deception are related to the
stories and details provided by the subject38 –in fact, training subjects to detect more cognitive or
story-based cues leads to improved deception detection performance.39 Increasing the amount of
details and cognitive cues available from the narrative by, for example, using a Cognitive
Interview40 or introducing a model statement (which conveys to the subject the detailed style of
34
SE Christ, DC Van Essen, JM Watson, LE Brubaker, and KB McDermott, ‘The contributions
of prefrontal cortex and executive control to deception: Evidence from activation likelihood
estimate meta-analyses’ [2008] 19 Cerebral Cortex 1557
35
A Vrij, ‘Myths and opportunities in verbal and nonverbal lie detection’ 225 In M St. Yves (ed)
Investigative interviewing: The essential (Carswell 2014)
36
e.g., T Sooniste, PA Granhag, M Knieps, and A Vrij, ‘True and false intentions: Asking about
the past to detect lies about the future’ [2013] 19 Psychology, Crime & Law 673
37
e.g., A Vrij, S Leal, S Mann, and R Fisher, ‘Imposing cognitive load to elicit cues to deceit:
Inducing the reverse order technique naturally’ [2010] 18 Psychology, Crime & Law 579
38
BM DePaulo, JJ Lindsay, BE Malone, L Muhlenbruck, K Charlton, and H Cooper ,‘Cues to
deception’ [2003] 129 Psychological Bulletin 74
39
V Hauch, SL Sporer, SW Michael, and CA Meissner, ‘Does training improve the detection of
deception? A meta-analysis’ [2016] 43 Communication Research 283
40
Geiselman (n 29)
T Sooniste, PA Granhag, LA Strömwall, and A Vrij, ‘Statements about true and false intentions:
using the Cognitive Interview to magnify the differences’ [2015] 56 Scandinavian Journal of
Psychology 371
reporting that is requested by the interviewer)41 have been shown to facilitate assessments of
deception.
2. The Strategic Use of Evidence technique
Another effective approach for assessing deception, known as the Strategic Use of
Evidence (SUE), involves effectively leveraging information or evidence that is collected before
an interview is conducted. Simply put, if the interrogator possesses information or evidence that
can be used to evaluate a subject’s narrative, they should at first withhold this information from
the subject while initially seeking a complete and detailed account from the subject. The
foundation of this approach rests on the theory that guilty and innocent subjects have different
counterinterrogation strategies42 leading them to behave differently when questioned. More
specifically, innocent subjects are generally expected to be forthcoming, trying to offer as much
information as possible and to cooperate with an investigator’s questions.43 Guilty subjects, in
contrast, will seek to avoid the mention of incriminating evidence, if they are not presented with
it, thus providing a shorter statement that contradicts the evidence. Once a complete and detailed
account has been gathered from the subject, the SUE technique requires that the interviewer
skillfully use funnel questioning—moving from general to more specific questions, and from less
diagnostic to more probative forms of evidence—to inquire about said evidence and note
41
S Leal, A Vrij, L Warmelink, Z Vernham, and R Fisher ‘You cannot hide your telephone lies:
providing a model statement as an aid to detect deception in insurance telephone calls’ [2015] 20
Legal and Criminological Psychology 129
A Vrij, S Leal, and RP Fisher, ‘Verbal deception and the Model Statement as a lie detection tool’
[2018] 9 Frontiers in Psychiatry 492
42
PA Granhag, and M Hartwig, ‘A new theoretical perspective on deception detection: On the
psychology of instrumental mind-reading’ [2008] 14 Psychology, Crime & Law 189
43
M Hartwig, PA Granhag, and L Strömwall, ‘Guilty and innocent suspects’ strategies during
interrogations’ [2007] 13 Psychology, Crime & Law 213
(in)consistencies between evidence and their prior narrative. Questioning a subject in this way
has been shown to reliably lead liars to provide statements contradicting evidence, offering a
more objective basis from which to infer deception (and possibly guilt).44
C. Developing rapport and trust
Recent interviews and surveys of law enforcement professionals have demonstrated that
interrogators value the development of rapport and see its critical role in mitigating resistance
and developing a cooperative interrogation context.45 Nevertheless, the use of tactics that
promote confrontation and emotional provocation abound within law enforcement,46 and there is
a lack of understanding among professionals regarding what rapport actually is and how it is
developed in the interrogative context.47 Researchers have facilitated a more complex and
measurable understanding of rapport in interrogative contexts,48 and have begun to empirically
link the development of rapport with cooperation and information gain in actual interrogations.49
44
M Hartwig, PA Granhag, and T Luke, ‘Strategic use of evidence during investigative
interviews: The state of the science’ 1 In DC Raskin, CR Honts, and JC Kircher (eds) Credibility
assessment: Scientific research and applications (Academic Press 2014)
45
MB Russano, FM Narchet, SM Kleinman, and CA Meissner, ‘Structured interviews of
experienced HUMINT interrogators’ [2014] 28 Applied Cognitive Psychology 847
JC Miller, AD Redlich, and CE Kelly, ‘Accusatorial and information-gathering interview and
interrogation methods: a multi-country comparison’ [2018] Psychology, Crime & Law Advance
online publication
46
CE Kelly, JC Miller, and AD Redlich, ‘The dynamic nature of interrogation’ [2016] 40 Law
and Human Behavior 295
47
Russano (n 45)
48
see A Abbe, and SE Brandon, ‘The role of rapport in investigative interviewing: A review’
[2013] 10 Journal of Investigative Psychology and Offender Profiling 237
A Abbe, and SE Brandon, ‘Building and maintaining rapport in investigative interviews’ [2014]
15 Police Practice and Research 207
JP Vallano, and N Schreiber Compo, ‘Rapport-building with cooperative witnesses and criminal
suspects: A theoretical and empirical review’ [2015] 21 Psychology, Public Policy, and Law 85
49
LJ Alison, EA Alison, G Noone, S Elntib, and P Christiansen, ‘Why tough tactics fail and
rapport gets results: Observing Rapport-Based Interpersonal Techniques (ORBIT) to generate
useful information from terrorists’ [2013] 19 Psychology, Public Policy, and Law 411
Similarly, trust has only recently been examined within the interrogative context as a distinct
construct of importance for an information-gathering model. As detailed above, accusatorial
approaches are not designed, nor are they carried out, with the intention of forming a balanced
and respectful relationship with the subject. Indeed, rapport is not the goal when using
accusatorial techniques, as this would require the interrogator to relinquish some, if not all, of
their power in the situation and to share control with the subject—an approach that would run
counter to the strategic framework long informed by customary knowledge. Discussing this
novel research on trust and rapport is the focus of this chapter, and below we detail how each of
these concepts has been defined, empirically assessed, and operationalized in the field.
III. Rapport Building in the Interrogative Context
Rapport is an interactive concept—more a verb than a noun—that depends on both
parties’ attitudes, behaviors, and cognitions (which can vary over time). An interrogation is
typically perceived as beginning without rapport, with the interrogator attempting to develop it at
the outset and working to maintain it (and sometimes reclaim it when lost). A popular theoretical
conception of rapport suggests that it is composed of three elements: mutual attentiveness,
coordination, and positivity.50 More specifically, when attempting to determine whether rapport
has been established with a subject, the interrogator should ensure that both parties are focused
on the same objectives and attuned to a common mindset or mental frame; that the interaction is
well-coordinated, flowing comfortably, without awkwardness, and involving mutual linguistic
LJ Alison, EA Alison, G Noone, S Elntib, S Waring, and P Christiansen, ‘The efficacy of
rapport-based techniques for minimizing counter-interrogation tactics among a field sample of
terrorists’ [2014] 20 Psychology, Public Policy, and Law 421
50
L Tickle-Degnen, and R Rosenthal, ‘The nature of rapport and its nonverbal correlates’ [1990]
1 Psychological Inquiry 285
and non-verbal behaviors; and finally that both parties generally have positive feelings or
attitudes towards one another.
A. Conversational rapport
Rapport can be developed most simply via the questioning tactics that an interrogator
uses. Demonstrations of respect and empathy, allowing the subject to have a voice in the
interaction, offering minimal constraints in the questioning, and engaging in active listening are
critical to developing conversational rapport. In fact, in a study of over 400 inmates designed to
better understand a subject’s reasoning when deciding to offer admissions or confessions, Cleary
and Bull51 found that one of the most important factors was the opportunity to explain their
perspective to the interrogator. Two broad, evidence-based frameworks that incorporate these
elements have been examined and applied when seeking to develop conversational rapport in the
interrogative context: Motivational Interviewing and OARS (Open-ended questions,
Affirmations, Reflections, Summaries). Together, these frameworks have been shown to
significantly increase perceived rapport between the interrogator and the subject, therein
establishing a cooperative context within which information yield is increased.52
1. Motivational Interviewing (MI)
The principles of MI, as applied to investigative interviewing, were drawn from the
clinical psychology literature53 yet have been identified as influential factors in successful
intelligence interviews.54 As a result, the MI framework has been specifically adapted to
interrogative contexts to help mitigate resistance and increase information yield. Ensuring that
51
MD Clearly, and R Bull, ‘Jail Inmates’ Perspectives on Police Interrogation’ [2018]
Psychology, Crime & Law Advance online publication
52
Alison [2013] [2014] (n 49)
53
WR Miller, and S Rollnick, Motivational interviewing: Helping people change (3rd ed
Guilford Press 2013)
54
Alison [2014] (n 49)
the five pillars of MI—autonomy, acceptance, adaptation, empathy, and evocation—are
evidenced in the subject-interrogator interaction has been shown to provide a solid foundation
for developing and sustaining rapport throughout the interview.
Autonomy is, quite simply, the antithesis of an accusatorial strategy. When using the
accusatorial approach, subjects’ decisions are already made for them: They are guilty and must
confess. In an information-gathering interrogation, an interrogator should do his or her best to
encourage and support a subject’s sense of choice about sharing information (or not). Moreover,
autonomy presents the subject with a largely unbounded opportunity to provide their narrative in
the order, scope, and detail they prefer, which can enhance their memory.55 Allowing the subject
to offer their narrative without limits also provides the interrogator with a far better sense of the
depth and breadth of the subject’s knowledge.
To establish acceptance is to display unconditional positive regard toward the subject.
However, this must be engaged in carefully: The interrogator should display unconditional
positive regard for who the subject is and what their experiences have been, but stop short of
condoning any criminal activity. For the interrogator, acceptance means to listen to the subject’s
narrative in full and without judgment or condescension. It should not, however, be conflated
with agreement (e.g., with the subject’s motivation or veracity). At all times, an interrogator
should avoid offering a moral justification for the crime, which could be considered
minimization and imply leniency.
Adaptation is the key to “operationalizing” autonomy and acceptance and involves the
interrogator managing a fluid interrogation and adjusting to the subject’s responses. Again, this
55
RE Geiselman, RP Fisher, I Firstenberg, LA Hutton, S Sullivan, I Avetissian, and A Prosk,
‘Enhancement of eyewitness memory: An empirical evaluation of the cognitive interview’
[1984] 12 Journal of Police Science and Administration 74
entails being willing to share the power in an interrogation while subtly guiding (or “nudging”)
the subject toward specific topics. When encountering resistance, adaptation requires “rolling
with it,” if necessary—which involves not confronting resistance immediately, but instead
gathering more information (including the use of evocation, as described below) and awaiting the
most appropriate moment to address it.
Empathy involves expressing a willingness to understand the subject’s perspective and
feelings, and a genuine attempt to do so.56 It is important to note that this, again, can run the risk
of being mistaken for minimization. The interrogator should be supportive of how difficult the
subject’s situation must be, but stop short of offering or agreeing to a justification for the crime
they may have committed.
Finally, while questioning the subject, the interrogator should also try to draw-out the
subject’s beliefs and views before displaying empathy—a process referred to as evocation. Again
diverging from an accusatorial approach, the interrogator should be interested in what the subject
has to say in a manner that does not presume guilt or negative intent. While customary
knowledge appears to assume that a subject would be unwilling to share information relating to
insights and perspectives, thus leaving the interrogator to speculate and often be wrong, the
findings of Alison and his colleagues suggest otherwise.57
2. OARS framework
56
CJ Dando, and GE Oxburgh, ‘Empathy in the field: Towards a taxonomy of empathic
communication in information gathering interviews with suspected sex offenders’ [2016] 8 The
European Journal of Psychology Applied to Legal Context 27
G Oxburgh, J Ost, P Morris, and J Cherryman, ‘The impact of question type and empathy on
police interviews with suspects of homicide, filicide and child sexual abuse’ [2014] 21
Psychiatry, Psychology and Law 903
57
Alison [2014] (n 49)
In addition to the five pillars of MI, the skilled employment of the OARS framework,
involving Open-Ended questions, Affirmations, Reflections, and Summaries,58 can also
substantially increase an interrogator’s ability to establish rapport, build trust, elicit information,
and better understand a subject’s motivations through questioning. The OARS framework allows
an interrogator to meaningfully demonstrate that they are willing to listen to and learn from the
subject’s perspective, putting themselves in a continued position to convey their interest in the
subject’s needs and goals, and maintain a potentially positive relationship. When compared to an
accusatorial framework in which the preponderance of the communication originates with the
interrogator in the form of direct and leading or suggestive questions, the OARS framework (in
contrast) provides a platform for the subject to speak openly and completely, thereby offering the
interrogator a unique opportunity to draw-out valuable information. The framework involves
four specific questioning tactics that facilitate active listening and effective elicitation.
The inherent value of open-ended questions arises from the fact that they cannot be
answered with a brief response or a simple “yes/no”. To be sure, direct questions have an
important role to play when designed appropriately and timed strategically. However, the
practiced use of open-ended questions helps move the conversation forward, often into
unexpected yet vitally important areas. With open-ended questions, subjects are likely to provide
longer and richer responses.59 Such responses afford the investigator greater opportunity to
assess not only case-relevant information, but also aspects of the subject’s capability,
opportunity, and potential motive.
58
Miller (n 53)
RP Fisher, and RE Geiselman, Memory-enhancing techniques for investigative interviewing:
The Cognitive Interview (Charles C. Thomas 1992)
59
Affirmations are declarations that highlight the subject’s constructive statements,
attributes, or experiences. Affirmations are valuable in building rapport and in supporting a
subject’s ability to respond positively to the circumstances. This is true, however, only to the
extent that affirmations are authentic, appropriate to the situation, and accurate in the eyes of the
subject. To affirm is not to flatter; rather, it is to acknowledge that which the subject understands
to be true while finding a positive aspect to it. Note that this is not providing a rationale for a
subject’s behavior.
Subject: “I got so mad. I was just trying to protect my baby boy, but she kept grabbing at
him, drunk as she was. That’s when I hit her.”
Interrogator: “So your intentions were to protect the child even though it might not have
turn out as you’d hoped.”
Affirmations also increase the likelihood of getting more of what has been affirmed (e.g.,
“I appreciate your honesty” may result in more honesty or “That was a really detailed account”
could result in even more detailed answers). Affirmations can also be employed to reframe
specific behaviors or choices to emphasize the potential positive elements (e.g., “I can see that
you try to do the right thing regardless of the personal costs”).
Reflections perform two principal functions. First, they are a powerful vehicle for
expressing empathy to a subject. This results from the fact that thoughtful reflective listening is
the most direct and unambiguous way for interrogators to communicate that they understand
and/or recognize the subject’s perspective. At the same time, the skillful use of reflections is
much like a mirror held before the subject. This can bring to the surface discrepancies without
judgment or confrontation. Reflections can further serve the purpose of propelling the
conversation; in fact, it is recommended that investigators aim to offer two reflections per one
open-ended question. Simple reflections can involve repeating back to the subject certain words
or phrases.
Subject: “That’s when she gave him the Snapple, the one we poisoned. I was scared out
of my mind, man.”
Interrogator: “You were scared?”
A more complex form of reflection involves interpretations of the subject’s statements,
emotions, or experiences.
Subject: “It was the longest, hardest day ever.”
Interrogator: “It sounds exhausting.”
Finally, summaries involve offering back a concise, yet detailed, encapsulation of what
the subject has said and can lead to an array of positive outcomes. First, summaries can build
rapport by letting the subject know that the interrogator has been listening carefully throughout
the account. Second, summaries can offer the subject the opportunity to correct or revise
something that was said. Third, they can create a strategic inflection point wherein the
interrogation can subtly, yet appropriately, shift the focus of the conversation (referred to in the
MI literature as a “transitional summary”) by concluding with an open-ended question to explore
a completely new area or to focus in more detail on one element of the account. Fourth,
summaries can lend themselves to the constructive, non-confrontational development of apparent
discrepancies.
B. Rapport-building tactics
Several additional tactics can be successfully integrated within the MI and OARS
frameworks to develop rapport. For example, Goodman-Delahunty, Martschuk, and Dhami60
found that social interview strategies (e.g., being respectful and considerate of the subject, using
reciprocity, being friendly) were related to greater information disclosure in high-value
interrogations. Further, research by Wachi and her colleagues61 found that interrogators who
approached a subject with empathy and in a friendly manner while also disclosing personal
information and establishing commonalities were more successful in securing true confessions
than a control interview. We discuss these techniques–increasing feelings of liking through selfdisclosure and learning about the subject’s interests to find commonalities—and add to them by
exploring the use of affirmations (in response to self-disclosure) and verifications. In general,
such tactics have been shown to increase rapport through the interrogator’s positive and accurate
understanding of the subject’s self-concept.
1. Self-disclosure
Revealing personal information can benefit a relationship in three fundamental ways that
are remarkably interwoven and have been consistently supported.62 First, self-disclosure
increases affinity (liking) toward the person providing the disclosures. Second, people are more
likely to offer disclosures to people they view as likable. Third, the act of disclosure increases the
perceived likability of the person to whom the disclosures are made. Disclosure generates all of
these positive effects on a relationship because it reduces uncertainty about the person we are
60
J Goodman-Delahunty, N Martschuk, and MK Dhami, ‘Interviewing high value detainees:
Securing cooperation and disclosures’ [2014] 28 Applied Cognitive Psychology 883
61
T Wachi, H Kuraishi, K Watanabe, Y Otsuka, K Yokota, and ME Lamb, ‘Effects of rapport
building on confessions in an experimental paradigm’ [2018] 24 Psychology, Public Policy, and
Law 36
62
NL Collins, and LC Miller, ‘Self-disclosure and liking: A meta-analytic review’ [1994] 116
Psychological Bulletin, 457
interacting with,63 while at the same time displaying a level of vulnerability by the discloser,
which allows the relationship to grow in intimacy.64
In an interrogation, such disclosure of personal information can be strategically leveraged
to enhance rapport in the interaction. For example, an interrogator could self-disclose (e.g., about
a situation similar to one described by the subject) or elicit a self-disclosure from the subject
(e.g., about something they care about, their family, etc.). Both of these efforts tend to result in a
more positive interaction.65 Additionally, spontaneous self-disclosure on the part of the subject
can be a useful metric for assessing whether rapport has been successfully established.66 In such
instances, care should be taken in how and when to respond most appropriately (see our
discussion of affirmations / verifications below). Importantly, the level of disclosure should be
incremental and mirrored—that is, one should only disclose limited bits of personal information
at a time, and the interrogator’s level of disclosure should closely reflect the subject’s level of
disclosure.67
2. Establishing commonalities
63
S Sprecher, S Treger, and JD Wondra, ‘Effects of self-disclosure role on liking, closeness, and
other impressions in get-acquainted interactions’ [2013] 30 Journal of Social and Personal
Relationships 497
64
S Sprecher, D Felmlee, S Metts, and W Cupach, ‘Relationship initiation and
Development’ [2015] In M Mikulincer, PR Shaver, JA Simpson, and JF Dovidio (eds) American
Psychological Association Handbook of Personality and Social Psychology, Volume 3:
Interpersonal relations 211
65
RE Dianiska, L Brimbal, JK Swanner, and CA Meissner, ‘Rapport building with reluctant
sources: Addressing identity concerns through disclosure and feedback to increase information
yield’ [2018] Manuscript in preparation
66
K Greene, VJ Derlega, and A Mathews, ‘Self-disclosure in personal relationships’ [2006] The
Cambridge Handbook of Personal Relationships 409
J Omarzu, ‘A disclosure decision model: Determining how and when individuals will selfdisclose’ [2000] 4 Personality and Social Psychology Review 174
67
JK Swanner, RE Dianiska, and CA Meissner, ‘Escalating self-disclosure to increase
cooperation and information elicitation’(High value detainee Interrogation Group (HIG)
Symposium, Washington, DC, October 2017)
Broadly speaking, we appreciate people who are similar to us and, correspondingly, show
less appreciation for those who are dissimilar.68 The groups and social circles with which a
person associates offer an insightful reflection of who they are.69 This is highlighted by the fact
that groups and social circles are commonly composed of like-minded people who share a
number of similarities. This can be problematic in an interrogation, however, as the interrogator
and subject—whether a suspect, victim, or witness—often present clear differences (e.g., given
their roles in the interrogation, culture, values, socio-economic status, etc.). Nonetheless, through
disclosure, cross-cutting identities (e.g., shared roles such as having the experience of being a
parent) can be established and similarities uncovered. Preparation will increase the probability
that similarities can be authentically introduced as the knowledge the interrogator acquires about
the subject prior to an engagement can facilitate the seeming inconspicuous disclosure of
relevant personal information that can heighten affinity. If no prior information is available, the
interrogator can prompt a subject to self-disclose about their personal life through, for example,
open-ended questioning and evocation, then listen carefully for relatable details that can be
highlighted.
While a strategy designed to distance an individual (e.g., a subject or witness) from an
affiliated individual may appear to be a logical next step from highlighting similarities on the
surface, this approach can actually prove to be counterproductive. Attempting to separate the
subject from another affiliated individual is more likely to increase the subject’s resistance to, or
68
D Capozza and R Brown (eds.), Social identity processes: Trends in theory and research
(Sage 2000)
B Pinter AG Greenwald, ‘A comparison of minimal group induction procedures’ [2011] 14
Group Processes & Intergroup Relations 81
69
e.g., N Ellemers and SA Haslam ‘Social identity theory’ [2011] 2 Handbook of Theories of
Social Psychology 379
alienation from, the interrogator.70 A more reliable approach centers around fostering the
relationship between the interrogator and the subject through the development of their
commonalities.
3. Affirmation and verification
When a subject has self-disclosed, an interrogator can increase rapport by positively
affecting the discloser’s identity through affirmation or verification responses. These tactics were
developed from different theories of social identity that explain how we view ourselves and how,
in turn, we like to be viewed. Affirmations come from self-enhancement theories,71 which posit
that we respond positively to those who express positive things about our identity, particularly
those that boost our self-esteem. The role of these types of responses are to shine a positive light
on the subject’s self-esteem, providing the source with positive regard that engenders positive
feelings about themselves and, by proxy, the interrogator. An example of an affirmation would
involve responding to a subject who mentioned visiting his/her mom every Monday by saying, “I
can see that you are a very caring person, since you take such good care of your mother.”
In contrast, self-verification theory72 posits that we like to be viewed by others in the way
we view ourselves. For verification, consistency with the self-concept is more important than
positivity and, indeed, verifications need not always be positive. However, to be most effective,
they should concern a dimension of the subject’s self-concept for which they (the subject) have
70
L Brimbal, RE Dianiska, JK Swanner, and CA Meissner, ‘Approach or avoid? Enhancing
cooperation and disclosure by manipulating affiliation in investigative interviews’ [2018] Revise
and resubmit at Psychology, Public Policy, and Law
71
MR Leary ‘Motivational and emotional aspects of the self’ [2007] 58 Annual Review of
Psychology 317
72
WB Swann Jr. ‘Self-verification theory’ [2011] 2 Handbook of Theories of Social Psychology
23
high confidence.73 By verifying the subject’s self-disclosure through reflections, the interrogator
conveys a genuine and accurate understanding of who the subject is. In this way, verification can
capture either a positive or negative attribute, as long as it is consistent with how the subject
views themselves. For example, someone who views themselves as an introvert, and believes this
is a negative quality, can be verified as such, leading to enhanced rapport with the interviewer.
IV. Building Trust in the Interrogative Context
Recently, researchers have also focused on the role of trust-building as a component of a
rapport-based interrogation. Much like rapport, explaining trust in a manner that meaningfully
informs behavior during an interrogation has proven to be quite a challenge, both in terms of
defining and conceptualizing the concept. One of the most useful conceptualizations of trust was
offered in a cross-disciplinary review by Rousseau and colleagues,74 in which trust was defined
as a psychological state comprising the intentions to accept vulnerability based on positive
expectations of the actions of the trustee. It has since been largely agreed that the two primary
components of trust involve (i) the intention to accept vulnerability and (ii) the maintenance of
positive expectations with respect to the outcome.75 In the interrogative context, vulnerability
must be viewed as more than taking a risk; rather, it can involve a willingness to assume risk, for
example, by making oneself vulnerable to losing something of importance. Scholars’ efforts to
73
WB Swann Jr. ‘Self-verification: Bringing social reality into harmony with the self’ [1983] 2
In J Suls and AG Greenwald (eds) Psychological perspectives on the self 33 (Erlbaum)
WB Swann Jr. and RJ Ely ‘A battle of wills: Self-verification versus behavioral confirmation’
[1984] 46 Journal of Personality and Social Psychology 1287
74
DM Rousseau, SB Sitkin, RS Burt, and C Camerer, ‘Not so different after all: A crossdiscipline view of trust’ [1998] 23 Academy of Management Review 393
75
JA Colquitt, BA Scott, and JA LePine, ‘Trust, Trustworthiness, and trust propensity: A metaanalytic test of their unique relationship with risk taking and job performance’ [2007] 92 Journal
of Applied Psychology 909
clarify the concept of trust have also helped to distinguish it from related concepts.76 For
example, trustworthiness involves offering the impression that you are a dependable person, but
to trust is the conscious intention to rely on another person.
The ultimate function of trust is to reduce the perceived uncertainty about how events
will unfold. Thus, trust is highly important in situations such as interrogations, where the
outcome of an interaction depends on the actions of the persons involved.77 Although a complete
state of trust is something that develops through continued interactions over long periods of
time,78 research shows that a perception of trustworthiness can be established rather quickly.79
These more immediate impressions of trust are of direct interest to the interrogative context,
since early assessments of the interrogator can influence a subject’s behavior, thereby affecting
the interrogation outcome. To establish such early trust perceptions, people collect and process
information about their partners before taking any action. They then choose who to trust and
when they can be trusted based on the information collected that is characterized as solid,
rational reasons (i.e., cognitive trust) and reasons stemming from their feelings about the person
(i.e., affective trust).
A. A strategic framework for developing trust
1. Cognitive trust
76
RC Mayer, JH Davis, and FD Schoorman, ‘An integrative model of organizational trust’
[1995] 20 Academy of Management Review 709
Colquitt (n 75)
77
D Balliet and PA Van Lange ‘Trust, conflict, and cooperation: A meta-analysis’ [2013] 139
Psychological Bulletin 1090
78
RJ Lewicki, EC Tomlinson, and N Gillespie, ‘Models of interpersonal trust development:
Theoretical approaches, empirical evidence, and future directions’ [2006] 32 Journal of
Management 991
79
RB Lount Jr ‘The impact of positive mood on trust in interpersonal and intergroup
interactions’ [2010] 98 Journal of Personality and Social Psychology 420
To provide “solid reasons” to be trusted, the interrogator would need to appear to be
reliable and dependable from the perspective of the subject.80 This psychological process of
gaining trust serves to reduce uncertainty by considering if it is reasonable, on a calculated and
rational level, to assume vulnerability.81 Cognitive trust has been linked with the characteristics
of ability and integrity.82 According to Mayer and colleagues, ability involves a set of skills,
competencies, and characteristics that can facilitate influence within some specific domain. This
“ability characteristic” is domain specific as an individual may be skilled in, for example, a
technical area, affording some trust on tasks related to that domain, but may not be trusted in
other, unrelated areas. Integrity is the perception that an individual adheres to a set of principles
that are supported by and acceptable to the trustor. However, if that set of principles is not
deemed acceptable to the trustor, then the individual would not be considered to have integrity
for what are viewed as the right reasons, and may thus not be trusted.83
To offer cognitive reasons to be trusted, and reduce calculative risk perceptions, an
interrogator would need to present themselves as having the ability to do what is expected of
them (i.e., that they can do the task) in combination with having the integrity to follow through
with it (i.e., that the interrogator will do the task). This cognitive trust process is influenced by
perceptions that a trusted partner is skilled at their job and that other individuals are treated in a
fair manner with both patience and respect.
2. Affective trust
80
RJ Lewicki and BB Bunker ‘Trust in relationships’ [1995] 5 Administrative Science Quarterly
583
81
JD Lewis and A Weigert ‘Trust as a social reality’ [1985] 63 Social Forces 967
82
Mayer (n 76)
83
Mayer (n 76)
With respect to feelings of trust, people look for an emotional component of trust that
might be considered more special and unique than any rational judgment. This emotional
component of trust is not only efficient at reducing the complexity of making decisions, it is also
considered so powerful that it can shield against logic-based challenges to its cognitive basis. In
fact, it has been argued that such emotions can be so powerful that they stretch beyond what can
be justified by available knowledge.84 This psychological process is labeled affective trust and
serves to reduce uncertainty by relying more on feelings or emotions.
Affective trust has been linked with the characteristic of benevolence, which Mayer and
colleagues85 describe as the perception that an individual wants to help—even though they are
not required to do so, and particularly when there is no extrinsic reward for helping. Benevolence
thus suggests there is a specific attachment or positive orientation toward the trustor.
Interestingly, research indicates that affective trust can be more of a challenge to develop and is
potentially more powerful than cognitive trust. In fact, affective trust has been considered so
influential that certain conditions of reliability and dependability must have been met prior to the
affective commitment.86 Paradoxically, however, once affective trust has been established there
may no longer be any need for a cognitive foundation.87
To offer affective reasons to be trusted, and provide the emotional support required to
reduce risk perceptions, an interrogator would need to convey that their motivation is benevolent
(i.e., that they truly want to do what is expected of them). This affective trust process is
84
DJ McAllister ‘Affect- and cognition-based trust as foundations for interpersonal cooperation
in organizations’ [1995] 38 Academy of Management Journal 24
85
ibid
86
ibid
87
ibid
influenced by maintaining a positive orientation towards the subject via displays of empathy,
interest, and concern for the subject’s well-being.
B. A tactical approach to building trust
To increase the likelihood that a trust-building attempt will appeal to a subject’s
perceptions, and ultimately work to mitigate resistance, Oleszkiewicz and colleagues88 have
synthesized psychological theory on trust into a strategic framework. Central to this conceptual
framework, and the key principle for exchanging trust intentions, is reciprocity. The reciprocity
principle was further refined by characterizing it as shaped by four elements that have been
shown to influence the perceived quality of the trust-building behavior: empathy, genuineness,
risk, and independence. Each of these components of the trust-building framework are detailed
below.
1. Reciprocity
Generally speaking, reciprocity refers to social exchanges of objects, items, and gestures.
In contrast to economic exchanges, which are based on contracts and specified quantities, social
exchanges involve diffuse, future obligations that are vaguely specified and occur over a more
open-ended timeframe (e.g., you occasionally buy dinner for a friend, and sometime in the future
your friend offers to lend you their vacation home). As such, social relationships utilize trust,
rather than self-serving interests, as the facilitator of exchange.89 Reciprocity is a common tactic
88
S Oleszkiewicz, D Atkinson, CA Meissner, and SM Kleinman, ‘Trust-building strategies:
Facilitating cooperation in the interrogative context’ [2018] Manuscript in preparation
89
J Berg, J Dickhaut, and K McCabe, ‘Trust, reciprocity, and social history’ [1995] 10 Games
and Economic Behavior 122
used by interrogation professionals90 and has been repeatedly shown to increase information
yield in investigative interviews.91
2. Empathy
Empathy refers to the ability to consider a situation from another individual’s perspective
and, through that process, to communicate a situational understanding92 by, for example, voicing
concern for the subject’s situation.93 This can facilitate an emotional connection with the subject
by signaling that the interrogator’s underlying intentions are based upon benevolence. Our
research on this trust-building framework has shown that perception of an empathetic
interrogator consistently increases trust perceptions. That is, when the interrogator is perceived
as displaying concern for the subject’s situation, both cognitive trust and affective trust are
developed.94 This suggests that empathy can bolster the salience of underlying intentions on both
a rational and emotional level, and that empathy is an important element of trust.
3. Genuineness
Similar to empathy, genuineness is also an important component linked to perspectivetaking; however, instead of voicing empathic concern, genuineness involves actions that
demonstrate empathy. The rationale is that if the interrogator recognizes a subject’s need in a
90
LM Howes and J Goodman-Delahunty, ‘Life course research design: Exploring career change
experiences of former school teachers and police officers’ [2014] 41 Journal of Career
Development 62
91
e.g., D Matsumoto and HC Hwang, ‘Social influence in investigative interviews: The effects
of reciprocity’ [2018] 32 Applied Cognitive Psychology 163
92
AD Galinsky, WW Maddux, D Gilin, and JB White, ‘Why it pays to get inside the head of
your opponent: The differential effects of perspective taking and empathy in negotiations’ [2008]
19 Psychological Science 378
93
CJ Dando and GE Oxburgh, ‘Empathy in the field: Towards a taxonomy of empathic
communication in information gathering interviews with suspected sex offenders’ [2016] 8 The
European Journal of Psychology Applied to Legal Context 27
94
S Oleszkiewicz, D Atkinson, CA Meissner, and SM Kleinman, ‘Trust-building strategies:
Some critical factors for establishing cooperation in the interrogative context’ [2018] Manuscript
in preparation
given situation and also attends to that need, the interrogator’s behavior is likely to be perceived
as genuine and sincere. Research on the trust-building framework has shown that perceptions of
genuineness consistently increase cognitive trust perceptions.95 This suggests that adopting
authentic behavior, by being attentive to the situation in a natural and reactive manner, is
important for overcoming rational trust issues. If the interrogator is perceived as insincere or
inauthentic by being overly prepared or scripted, trust perceptions are less likely to be
established.
4. Risk
The element of risk—to commit to an act for which the outcome is uncertain—is a
principle that clarifies the consequences of fulfilling a gesture.96 Accordingly, it may be critical
that the subject, to some extent, recognizes the risk associated with a trust-building attempt.
Otherwise the subject may overlook the significance of the trust intention, which can reduce its
reciprocal potential. Research on the trust-building framework has shown that the perception that
an interrogator would assume accountability for the subject’s behavior increases affective trust
perceptions. Counter to expectations, however, risk can also have a negative impact on cognitive
trust perceptions, particularly when the act is viewed as unethical or disproportionate to the
situation.97
5. Independence
Trust-building attempts should be performed through subtle behaviors that are
independent of gain on the part of the individual. That is, trust-building tactics should work in
parallel with, yet be independent of, the effort to elicit information. This might sound
95
ibid
A Falk and U Fischbacher ‘A theory of reciprocity’ [2006] 54 Games and Economic Behavior
293
97
Oleszkiewicz (n 94)
96
counterintuitive; however, trust-building serves as a means to influence a mindset
(conceptualized as an exchange of intentions) rather than as a direct means to an exchange of
“goods” (e.g., leveraged to increase information yield). As an example, for the reciprocity
principle to successfully leverage trust, gestures need to be at a social level (e.g., taking the time
to listen in order to later be listened to) rather than a quid pro quo arrangement (e.g., offering a
beverage or food in exchange for information). Research on the trust-building framework has
shown that a perceived lack of independence (i.e., the perception that the interrogator expects
something in return for his/her gestures) can have a negative effect on cognitive trust perceptions
and is unrelated to perceptions of affective trust.98 This suggests that demanding something in
return for a trust-building attempt could undermine calculated reasons to trust.
C. Trust-building tactics
To build trust in a systematic fashion, and therein facilitate cooperation and information
yield during interrogations, our current research suggests that interrogators can implement two
distinct trust-building tactics that can be adapted to individual cases. These two tactics are
designed to engage the reciprocity principle as well as the four trust-building elements.
1. Demonstrating trustworthiness
One tactic for engaging the reciprocity principle in building trust is to demonstrate
trustworthiness wherein the interrogator engages in an overt act that provides affirming evidence
that an obligation will be reliably fulfilled. This tactic can be exemplified as following through
on a promise and thereby signaling to the subject that “you can trust me.” In essence, this gesture
involves behavior that verifies the interrogator’s intention by fulfilling the promise, rather than
merely voicing intentions. Demonstrations of trustworthiness are likely to be reciprocated with
98
ibid
similar trusting behavior. For example, a friend is only likely to maintain your secret to the
extent that you have demonstrated that you are will keep their secret.
2. Demonstrating a willingness to trust
A second tactic for engaging the reciprocity principle is to demonstrate a willingness to
trust, such that the interrogator would place his/her confidence in the subject’s judgment and
actions by overtly accepting the risk that the subject will fulfill their obligation. An interrogator
who can verify their own intention to allow such a freedom and acceptance of risk under their
responsibility can signal to the subject that “I trust you.” Demonstrations of a willingness to trust
are likely to be reciprocated with similar trusting behavior. For example, to be trusted with
intimate details one may first need to confide intimate details about themselves, signaling a
willingness to trust and accept vulnerability with the subject.
V. Application of Rapport and Trust Strategies in the Operational Context
While rapport in the interrogative context has been extensively studied by behavioral
science researchers and has been a common theme among investigative and intelligence
interviewers, its role and influence in the interrogative context continues to be debated. In the
course of research-to-practice and field validation studies, the authors have encountered a
surprisingly broad diversity of opinion as to what rapport actually means.99 Nevertheless, an
evidence-based perspective is emerging, as described above, regarding the strategies and tactics
that facilitate rapport development in the interrogative context.
In contrast, developing trust in the interrogative context has only recently been the
subject of study by scholars, and is a topic less commonly referenced by practitioners (although
it has been a recurring theme found in the case studies of accomplished interrogators dating back
99
see Russano (n 45)
to World War II). One of the fundamental premises of this chapter is that, from an operational
perspective, the key question should not be rapport or trust, but rather how can the synergy of
rapport and trust be most effectively implemented in the effort elicit reliable information from
subjects. Such a perspective finds much in common with the concept of operational accord,
defined as “a relationship orchestrated by an interrogator with a source that is marked by a
degree of conformity and/or affinity and is based on a sense of understanding of, and perhaps
even guarded appreciation for, respective concerns, intentions, and desired outcomes.”100 Not
surprisingly, central to operational accord are the principles, strategies, and tactics of rapport and
trust as described in the preceding sections of this chapter. Empirical research and field studies
have demonstrated that both trust and rapport are clearly determinant of the key outcomes of
cooperation and disclosure. Moreover, both trust and rapport have been identified as central
threads that run throughout the case studies of successful interrogators examined by the authors.
We offer several examples below.
A. Otis Cary – Lieutenant, U.S. Navy
During World War II, Navy Lieutenant Otis Cary employed a strategy for connecting
with highly resistant Japanese prisoners-of-war (POWs) that combined a culturally appropriate
effort to both establish rapport and to build trust. Cary was acutely aware that the Japanese
warrior ethos of Bushido forbid Japanese soldiers from allowing themselves to be captured, and
that prisoners could face charges of treason upon their return home. Using his near-native
fluency in the Japanese language and his intimate familiarity with the complex Japanese social
structure, Cary was able to communicate at an intimate level with the POWs and to establish
100
SM Kleinman, ‘Barriers to success: Crucial challenges in developing a new educing
information paradigm’ [2006] In R Fein (ed) Educing information interrogation: Science and art
(National Defense Intelligence College Press) 244
common ground. This enabled Cary to convey a message the resonated deeply: the Japanese
soldiers had made incredible sacrifices for their country, they should feel no shame whatsoever
about their service in battle, and they should begin looking forward to the important role each
could play in rebuilding Japan upon the conclusion of hostilities.101
Cary further shared his personal view of a Japan that would emerge resiliently from the
ashes of the war (a vision not shared by many in the U.S. military at that point). This disclosure
helped to elicit a disclosure from a prisoner that he and his colleagues would cooperate (by
disclosing vital information and generating ideas for psychological campaigns), but only because
it served their interests as well.102 Cary was also able to build rapport by leveraging the
commonalities that naturally accrued from his extensive time living in Japan. In addition, rapport
was a product of his consistent treatment of the Japanese POWs in a “decent, humane
manner…not as enemies, but as human beings.”103
With a keen understanding of the unique context of interrogating members of the
Japanese military (who, as noted above, were followers of the Bushido code), Cary was able to
establish trust in an unconventional manner: by protecting the identities and status of his POWs.
Most of the Japanese soldiers feared their confinement as prisoners would become known by
officials back in Japan and thereby bring dishonor to their families. Cary offered affirming
evidence of his trustworthiness by doing everything possible within the laws of armed conflict to
101
U Straus, The anguish of surrender: Japanese POWs of World War II (University of
Washington Press 2003)
102
ibid
103
JA Wahlquist, Stone, DP Shoemaker, NR Dotti, and WC Spracher, Interrogation: World War
II, Vietnam, and Iraq (National Defense Intelligence College 2008, p. 63)
protect them. At the same time, he deepened the rapport that existed by verifying the POWs’
perception of themselves as warriors despite their present status as prisoners.104
B. Orrin DeForest – U.S. Air Force and Central Intelligence Agency
During the Vietnam War, CIA-contract interrogator, Orrin DeForest, emphasized the role
of rapport and trust as central to successful interrogation strategies. He had learned the
importance of such strategies while working closely with the Japanese security services while a
special agent with the U.S. Air Force Office of Special Investigations. He would later
“operationalize” those lessons during his work with difficult Viet Cong prisoners in Vietnam. In
his detailed and insightful personal memoir, Slow Burn: The Rise and Bitter Fall of American
Intelligence in Vietnam, DeForest offers the following observation:
“Rapport was the object, and a major road to that object was being honest…You
have to be in the frame of mind where you’re saying to yourself, ‘I want to talk to
this fella. I want to understand why he was a guerilla. He’s got a story to tell and I
want to hear it.’ That’s the way to get them thinking, ‘I don’t mind talking to this
guy, to tell him why I was a guerilla. I’m not ashamed of it; I’m proud of it.” And
then they hear you say, “Sure, in your pants I would have been a guerilla, too.
Against those bandits in Saigon? Of course I would have.’”105
In one of the most unconventional, yet demonstrably effective, strategies for working
with high-value Viet Cong subjects (many of who remained stalwartly uncooperative from the
moment of capture), DeForest arranged for detainees to actually live with their interrogator,
taking part in daily activities and sleeping under the same roof (often without a guard present).
104
ibid
O DeForest and D Chanoff, Slow burn: The rise and bitter fall of American intelligence in
Vietnam (Simon & Schuster 1990, p. 87)
105
This arrangement demonstrated the interrogator’s trust that the detainee would not escape nor
take advantage of the circumstances to harm the interrogator, and involved a clear acceptance of
risk on the part of the interrogator.106
DeForest emphasized the importance of rapport as a means to eliciting critical
disclosures, and in several cases, including an important courier who possessed information of
exceptional intelligence value, this meant recognizing two undeniable realities: 1) it takes time
and patience to gain a meaningful understanding of a subject, and 2) sometimes gaining rapport
begins with creating the circumstances to mitigate fear.107 The first principle relates directly to
the concept of rapport-building (preparation, authenticity, and finding similarities) while the
second relates to the concept of trust. In this instance, the trust-building effort focused both on
cognitive trust (where the detainee needed to accept the risk that the interrogator has the ability
and integrity to keep their promises of humane treatment and respect the confidential nature of
the relationship) and affective trust (where liking and benevolence played a pivotal role). An
examination of the interrogation program designed and managed by Orrin DeForest provides
compelling evidence of the essential synergy between rapport and trust.
C. Hanns Scharf – German Luftwaffe
Hanns Scharff, a Luftwaffe (German Air Force) interrogator operating during World War
II, has reached an iconic status within the U.S. military interrogator community. Beyond his
uncommon affability (given the circumstances) and command of the English language—both of
which were indispensable in eliciting engagement from the U.S. POWs he interrogated—Scharff
demonstrated exceptional perspective taking. As one observer described it, Scharff appeared to
106
107
Wahlquist (n 104)
DeForest (n 106)
have the “ability to discern the thoughts, feelings, and motivations of others…he seemed to be
able to enter and understand the minds of those he interrogated.”108
As described above, careful preparation can increase the likelihood that similarities can
be uncovered and employed (e.g., via purposeful self-disclosures) as an effective rapportbuilding tactic. For this, Scharff relied heavily on the meticulous research efforts of Beute und
Nachrichten, the unit responsible for document and materiel exploitation. The products of this
research included stories about the POWs published in hometown newspapers, photographs from
various sources, awards announced by the U.S. War Department, and information about various
military units to which the POW had been assigned (much of which had been elicited from
previous POWs). In addition to supporting the illusion that Scharff already knew most
everything about the prisoner he engaged with, this also offered numerous topics of conversation
through which Scharff could highlight commonalities that existed between he and the subject.109
Scharff purposely leveraged his intellect and social status in a manner that matched those
of his primary sources. Such commonalities were, according to Scharff’s written record, of vital
importance, otherwise the interrogator would be unlikely to effectively establish rapport110. Well
ahead of behavioral science research in embodied cognition and environmental psychology,
Scharff also sought to build commonalities with his POWs by carefully furnishing his office with
American magazines, American cigarettes, and other items that would remind them of home
(and, less discernibly, Scharff’s familiarity with Americans and American culture). What
informed Scharff’s thinking was his belief that facilitating a feeling of being at home would have
108
R Kristoffersen ‘Learning from history: What is successful interrogation?’ [2012] 2 CTX:
Combating Terrorism Exchange 29, p. 31
109
ibid
110
Wahlquist (n 104)
the effect of reducing the POWs’ acute awareness of being held prisoner and, as a result, also
reduce their suspicions and discipline to resist.111
Trust-building was also a central theme of Scharff’s overarching approach to
interrogation. Rather than remaining within the safe and secure context of the Luftwaffe
Intelligence and Evaluation Center at Auswertestelle West (where American aircrew members
were interrogated), Scharff frequently offered his POWs a range of uncommon privileges that
reflected his considerable and wholly unexpected willingness to trust that they would not attempt
an escape or to assault him. Specifically, Scharff would take prisoners to the officer’s club, on
walks through the surrounding countryside, and even to meet and dine with German military
pilots. In one notable instance, Scharff made it possible for an American POW to fly a
Messerschmitt Bf 109, the premier single-seat fighter aircraft in the German Air Force
inventory,112 therein accepting considerable risk and making good on a promise he had made to
the POW.
D. Stuart Herrington – Colonel, U.S. Army
COL Stuart Herrington, trained as a counterintelligence officer rather than an
interrogator, was a leader and innovator overseeing U.S. Army interrogation operations in
Vietnam, Operation Just Cause (Panama), and Operation Desert Storm (Iraq). In a fashion
similar to LT Cary, COL Herrington relied heavily on his considerable linguistic ability and
understanding of Vietnam (especially its culture, history, and current politics) to build rapport
and trust with an array of POWs, including Viet Cong who were defiant and wholly
111
Kristoffersen (n 109)
RF Toliver, The interrogator; the story of Hanns Joachim Scharff master interrogator of the
Luftwaffe (Schiffer Publishing Ltd 1997)
112
uncooperative during their preliminary interrogations. In Herrington’s view, building rapport was
indisputably “the first step in the art of defector exploitation.”113
One of Herrington’s trust-building efforts mirrored Hanns Scharff’s work with American
POWs; however, while Scharff was purposeful in his actions, Herrington profited from the trust
he engendered in a purely spontaneous, albeit high risk, gambit. During the initial interview of a
soldier of the North Vietnamese Army who had been sent to infiltrate the south, Herrington
found his prisoner’s resistance was centered around extreme patriotism that fed an image of all
Americans as little more than the negative stereotypes described to him during basic training.
The plan was to create an experience (a visit to Saigon, the capital city of South Vietnam) that
would effectively leave the prisoner disillusioned and thereby vulnerable to being “turned”
(recruited to serve as an intelligence source). While en route to Saigon, Herrington took an
unplanned detour toward a quarry. After climbing out of the jeep and chambering a round into
his M-16, Herrington then did something the prisoner could not have expected: he handed the
weapon to the prisoner and suggested he fire it. Shortly thereafter the NVA soldier revealed to
Herrington that he thought he was going to be shot, and they each admitted that the moment had
been scary for them both. (Note: The NVA soldier also offered his thoughts about the M-16 and
how it contrasted with the AK-47 he had been trained on.) Herrington summarized the episode in
his memoir, Silence Was a Weapon:
“The relationship between [the North Vietnamese soldier] and [Herrington]
somehow altered in a fundamental way as a result of that trip to Saigon. It was as
if the incident with the M-16 and our day together in the capital had succeeded in
113
SA Herrington, Silence Was a Weapon (Random House 1982, p. 55)
removing a lingering barrier to mutual trust—a barrier that had persisted in
reminding both of us that we were supposed to be enemies.”114
E. Robert McFadden – Special Agent, Naval Criminal Investigative Service115
Special Agent Robert McFadden spent a career as an investigator with the Naval
Criminal Investigative Service (NCIS) where he conducted numerous subject interviews of
criminal suspects and, after the advent of the Global War on Terror, interrogations with an array
of high value detainees. In addition to his extensive operational experience, McFadden was also
an accomplished Arabic linguist with assignments throughout the Middle East.
In the days after 9/11, McFadden, along with a case agent from the FBI, were tasked with
interrogating ‘Abdul ‘Aziz bin ‘Attash, a known al-Qa’ida (AQ) member whom the Republic of
Yemen held in detention—along with other AQ members and associates—after the deadly attack
on the USS Cole. When McFadden and his partner first encountered ‘Abdul ‘Aziz he was,
alternately, annoyed and curious. Not only had he not had many—perhaps any—encounters with
Americans, but certainly not with a native Arabic speaking Muslim American (McFadden’s FBI
partner), and probably never conceived of a non-native, non-Muslim Arabic speaking NCIS
agent. He was unique among the prisoners the Americans were given access to in the Yemeni
intelligence service’s prison in that he forcefully complained about his ‘illegal’ detention while
throwing verbal insults at their Yemeni counterparts, a rare act for a prisoner held by an
authoritarian police state.
The two agents were nonetheless successful in developing a useful rapport in the course
of the first interview sessions, based largely on satisfying the subject’s curiosity about the
114
ibid p. 196
Personal Communications from Robert McFadden to second author (31 January 2019 - 3
February 2019)
115
Americans and expressing empathy for his apparent loneliness (a result of being held in
isolation). McFadden and his partner also purposely portrayed an illusion of extensive
knowledge (similar to the approach employed by Hanns Scharff) by conveying news from the
‘front.’
McFadden specifically sought to highlight his integrity, both as an exceptionally
knowledgeable professional and as an individual who was adamantly truthful. Integrity, as noted
previously, is essential to building cognitive trust in particular. Achieving this end within the
limited time and the grim context of an interrogation in a foreboding prison setting is not a
simple undertaking; as a result, McFadden’s ability to connect with ‘Abdul ‘Aziz, even under
these conditions, highlights the operational value of trust-building.
These efforts to build trust proved to be a critical step toward gaining cooperation (and,
ultimately, disclosures). Leveraging their knowledge of AQ operations and organization while
simultaneously showing respect for the subject, his customs, and the dire nature of his
incarceration, McFadden and his partner systematically mitigated the resistance presented by
‘Abdul ‘Aziz. What began with allegations that the Americans had no interest in the subject’s
welfare slowly transformed into curiosity about what help they might be able to provide. A
critically important element of McFadden’s trust-building strategy was that it remained both
genuine and independent of the hope for information gain. While a quid pro quo arrangement
might have formed the underlying basis for the exchange of assistance for information, there
were no explicit negotiations about the arrangement, which would have undermined the trust that
was growing between the subject and the interviewers.
Using skillful active listening and thoughtful elicitation, McFadden and his partner
recognized that ‘Abdul ‘Aziz struggled with concern for his family’s health and safety, and
specifically hoped to somehow be able to place a telephone call to his mother. Arranging for the
call proved to be exceptionally difficult, but once approved, McFadden and his partner
orchestrated the scenario with precision. The offer to help was extended, one that characterized
both a cost and a risk to McFadden. ‘Abdul ‘Aziz was allowed to call his mother, a concrete
demonstration of McFadden’s trustworthiness. And ‘Abdul ‘Aziz was even offered a degree of
privacy to make what proved to be a deeply emotional phone call, thus also presenting a
willingness to trust (i.e., that the subject would not take advantage of the opportunity to
communicate for nefarious purposes).
According to McFadden’s account,116 the phone call, along with consistent demonstration
of respect for the subject’s religion, family, and culture, were instrumental in building
operational accord, the relationship marked by a degree of affinity, respect, and reciprocity
described previously. This, in turn, enhanced the elicitation of sensitive information from an AQ
member with bona fide placement and access to the local and regional organization’s secrets.
VI. Conclusions
The consensus that interrogation involves, or even requires, the application of various
degrees of psychological, emotional, and/or physical force remains entrenched within the
customary knowledge of accusatorial approaches and the application of torture.117 Surveys
conducted over the past decade suggest that this perspective has also influenced perceptions of
the citizenry, which appeared to only deepen its support for the use of coercive interrogation
practices even as details of such tactics being used by the U.S. (and certain allies) came to light.
As an example, a 2004 survey conducted by the Pew Research Center found that 53% of
Americans thought that torture should never or only rarely be justified in the course of
116
117
ibid
see Vrij (n 14)
interrogating suspected terrorists. By 2011, a similar survey reported that precisely the same
percentage of Americans had come to believe that torture, when used against suspected terrorists,
was justified often or sometimes. A poll conducted by the Associated Press in 2013 generated
similar results.118
With empirical research and field validation studies providing affirming evidence of the
effectiveness and reliability of an interrogation model based upon rapport and trust, why would
such a large number of citizens assume that coercive measures are more (perhaps most)
effective? The depiction of torture in the popular media (i.e., television and movies), and
especially torture as a means for extracting the much-needed information that saves lives in highrisk scenarios, is one undeniable factor. In Why Torture Doesn’t Work, neuroscientist Shane
O’Mara crystalized the problem with this observation:
“Torture in the popular media is represented almost exclusively as the preserve of
those who need information that is locked in the head of someone else and for
whom an assault on the bodily and physiological integrity of another person in the
service of acquiring such information is a necessity (and perhaps of little or no
consequence to the torturers).”119
O’Mara makes another critical point that is of direct relevance to this exploration of
rapport and trust-building strategies for interrogation. Just as support for torture is arguably an
emotional impulse shaped by fiction, that support is also furthered by an incorrect understanding
of the cognitive processes that are central to the fundamental objective of any interrogation:
118
B Lyte, ‘Americans Have Grown More Supportive of Torture’ FiveThirtyEight (New York
City, 14 December 2014). https://fivethirtyeight.com/features/senate-torture-report-publicopinion/ accessed 9 December 2018
119
S O’Mara, Why Torture Doesn’t Work: The Neuroscience of Interrogation (Harvard
University Press 2015 p. 36)
namely, the meaningful recall and communication of information stored in long-term memory.
These processes include: 1) the ability to accurately, reliably, and fully recount from memory
details concerning past events; 2) the motivation of the subject to share their best possible recall;
and 3) the effects of stress (psychological, emotional, and physical) on both memory and
motivation.120
The ethical arguments against coercive interrogation practices are lucidly captured
elsewhere in this edited volume and reflect the invaluable insights from an array of thought
leaders within the domain. Of equal importance, however, is the empirical support for other
approaches to interrogation that are not just as good, but demonstrably better than, coercion.121
An integrated model of information-gathering, informed by science-based strategies for
effectively eliciting information, building rapport, and developing trust, is precisely that
approach.
120
121
O’Mara (n 16)
Meissner (n 1) (n 3) (n 9)
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