A
aB crystalline
Ubiquitously expressed molecular chaperone from the
small heat shock protein family. Mutations in this protein
are associated with the familial cardiomyopathies.
Abnormal Cardiac Electrical
Activity
▶ Cardiac Arrhythmias
Absorption
Movement of a substance into the internal environment of the body by transport through an epithelial
membrane.
Acceleration
Acceleration should not be confused with speed. Acceleration is the rate of change of velocity that allows an athlete
to reach maximum speed in the minimum amount
of time.
Accessory Pathway
Accessory pathways (AP) are extra nodal pathways that
connect the atrial myocardium to the ventricle across
the AV groove. Typical APs usually exhibit rapid, non
decremental, anterograde and retrograde conduction,
demonstrating delta wave on a standard surface ECG.
WPW is defined as PR interval <0.12 s, delta wave and
supraventricular tachycardia. Among patients with
WPW syndrome, atrioventricular reciprocating tachycardia is the most common arrhythmia, followed by atrial
fibrillation.
Acclimation
Phenotypic adaptive physiological or behavioral changes
occurring within an organism, which reduces the strain
or enhances endurance of strain caused by experimentally induced stressful changes in particular climatic factors such as ambient temperature in a controlled
environment.
Cross-References
▶ Cold
Acclimatization
Accelerometers
Accelerometers are electronic motion sensors that consist
of piezoresistive or piezoelectric sensors. Motion sensors
are probably the oldest tools available to measure body
movement or physical activity. They have evolved from
mechanical pedometers to electronic uniaxial and triaxial
accelerometers.
Physiological (or behavioral) changes that occur
within an individual’s lifetime that reduce the physiological strain associated with a particular naturally
occurring stressful climatic environment. A phenotypic adaption.
Cross-References
▶ Cold
Frank C. Mooren (ed.), Encyclopedia of Exercise Medicine in Health and Disease, DOI 10.1007/978-3-540-29807-6,
Springer-Verlag Berlin Heidelberg 2012
#
A
Acid–Base Buffering Systems
1
Acid–Base Buffering Systems
0.9
0.8
DIETER BÖNING
Sports Medicine, Charité – Universitätsmedizin Berlin,
Berlin, Germany
0.7
ΔAcid (mol/l)
2
0.6
0.5
0.4
Synonyms
0.3
Stabilization of hydrogen ion activity or concentration
0.2
0.1
Definition
pH is the negative decadic logarithm of hydrogen ion (H+)
activity in a solution. Water dissociates into equal
amounts of H+ and OH , the reaction is neutral
(10 7 mol H+ per kg water, pH 7.0 at 25 C, 6.8 at 37 C).
Acids (Ac) dissociate to H+ and the negatively charged rest
of the acid (Ac ) or conjugate base, bases to OH and the
positively charged base rest or conjugate acid. Strong acids
or bases dissociate nearly completely. The tendency to
dissociate is smaller in weak acids and bases because of
the molecular structure and distribution of charges; it is
described by the dissociation constant K = ([H+]
[Ac ])/[Ac], pK being the negative logarithm. If pH =
pK, the acid is half-dissociated. This can be artificially
obtained by mixing one part of a weak acid (e.g.,
CH3COOH, acetic acid) with one part of its salt with
a strong base (e.g., Na+ CH3COO , sodium acetate),
since salts are fully dissociated in water. For another set
point of pH, the proportion of acid and salt may be
changed. When mixing a strong acid with such
a solution, part of the added H+ is bound to the conjugate
base of the weak acid, thus the increase in [H+] is attenuated, “buffered”. Equal effects, but into the opposite
direction, occur when adding a strong base.
Buffer capacity b is defined according to Van Slyke
(1922) as
b ¼ D½base DpH
1
¼
D½acid DpH
1
The usual unit in biology (often denominated as Slyke)
is mmol l 1, because pH is a dimensionless logarithm.
b can be measured by titration with strong acids or
bases; the slope of the curve is largest at the pK value
(maximal value 0.576 mol mol 1) with an effective range
at pH = pK 1 (Fig. 1). Under in vivo conditions (pH
values between 6.2 and 7.6 at 30–41 C in various tissues),
buffers with pK around 7 are most effective. Actual b
depends additionally on the concentration of the buffer.
Measurements of buffer capacities in an organism can be
either performed in vitro in samples (e.g., blood, tissue
samples, cell cultures) or in vivo using implanted electrodes
0
5
6
7
pH
8
9
10
Acid–Base Buffering Systems. Fig. 1 Change of pH in
a solution of weak acid (1 mol l 1) with a pK value of 7.0 by
addition of strong acid. The dissociation of the pure weak acid
is about 1% (pH = 9). Against convention, the y-axis is used for
the independent quantity DAcid to demonstrate buffer
capacity as slope of the curve (multiplied by 1)
or indirect methods like nuclear magnetic resonance. The
total amount of bound H+ is calculable as b DpH.
In biology, the meaning of buffering has to be extended:
besides physicochemical buffering (described above) respiration (excretion of the volatile acid H2CO3), metabolic
effects (consumption or production of nonvolatile acids)
and transmembrane fluxes of H+ or corresponding molecules like HCO3 play an important role for pH stability
and are considered as special forms of buffering. When
evaluating titrations, the different components cannot
always be discerned. On a long term also excretion of
acid or base by kidney, gut, and sweat glands plays a role.
Since hydrogen ions produced in large amounts by
metabolism (especially as carbonic and lactic acid) take
part in many chemical reactions and influence the charges
and thus the conformation of proteins, stabilization of
their concentration by the above-mentioned mechanisms
is essential for the organism.
Basic Mechanisms
Physicochemical Buffering
In the body, two general types of physicochemical buffers
exist: non-bicarbonate (nb) and bicarbonate (b) buffers.
Non-bicarbonate Buffers
The second dissociation constant of inorganic phosphoric
acid (H3PO4 <–> H2PO4 + H+<–> HPO42 + 2H+<–>
PO43 + 3H+) fits to the physiological pH range
Acid–Base Buffering Systems
(pK2 = 6.84 at 37 C), the concentration varying between 1
(extracellular fluid) and 13 (muscle cell water) mmol l 1
at rest. The amount of organic phosphates (creatine phosphate, glucose phosphates, adenosine phosphates, nucleic
acids, phospholipids, etc.) is larger especially within cells,
but because of the repelling forces among neighboring
charges, often dissociation is complete at physiological
pH. ATP looses its buffering power by complexing with
Mg++ and proteins. This group of buffers may therefore
change their buffer effect markedly and rapidly, if phosphate groups are transposed or liberated.
Most carboxyl and NH3+ groups in proteinic amino
acids possess pK values outside of the pH range in the body
or disappear by peptide formation. Only histidine (imidazole group) and to a lower extent cystein (SH group) are
effective buffers (pK approximately 6 and 8, respectively,
in the free amino acids). Their dissociation varies if neighboring charged groups move as a result of allosteric effects.
Best known is the increase of pK values in hemoglobin
with deoxygenation. In muscle, histidine is found mainly
in proteins (between 15 and 37 mmol l 1) and the dipeptide carnosine (pK = 6.83, 2.5–3.5 mmol l 1), with highest
levels in sprinters [4].
A
Metabolic Effects
Splitting of creatine phosphate (CrP) for production of
ATP finally yields inorganic phosphate, thus increasing the
amount of nb buffers. Consumption of lactic acid by
aerobic metabolism, for example, in the heart or slowtwitch skeletal muscle fibers or by resynthesis of glucose in
the liver is an effective means to reduce the acid load.
Transmembrane Fluxes of H+ or
Corresponding Molecules
There are a lot of transporters allowing excretion from
cells to the extracellular space or into the opposite direction. Excretion by kidney or sweat glands reduces the acid
load of the body; in the case of substances like lactic acid
this means a loss of energy and seems not to play
a significant role. Movement between body compartments
is only helpful, if a more sensitive tissue (e.g., the brain)
has to be protected by shifting H+ into cells with high
physicochemical buffer capacity as observed during severe
respiratory acidosis (cf. from [4]).
Exercise Intervention
Acute Effects
Bicarbonate Buffers
The pair H2CO3/HCO3 possesses a pK value of approximately 4, far outside of the biological pH range. Because
of its instability, however, most H2CO3 decays to CO2 and
H2O within minutes in absence and within milliseconds in
presence of carboanhydrase, reducing the acidifying effect;
traditionally the sum of H2CO3 and CO2 is considered as
acid with a pK1 of 6.1 at 37 C. But even this pK is slightly
outside the physiological pH range. The bicarbonate
buffer works, however, very effectively in an open system,
that is, with contact to a gas phase where the liberated CO2
can escape; this may be exaggerated by hyperventilation.
At a constant CO2 pressure (PCO2), the buffer capacity of
bicarbonate is very high at pH 7.4 (2.3 mol mol 1) but
decreases with acidification because of a flattening of the
titration curve; an average value for physiological pH
changes during exercise in plasma and interstitial fluid is
about 2 mol mol 1 [1]. In a closed system without
excretion of CO2 (apnea or static contraction with
stopped blood flow), this buffer has little importance.
It is important to state that a buffer salt cannot buffer
against its own acid, that is, bicarbonate cannot
buffer against CO2. However, the given changes of
PCO2 (e.g., D = 20 mmHg) are relatively larger at low
values of this quantity (e.g., 30 mmHg) than at high ones
(e.g., 60 mmHg) and cause, therefore, larger pH changes
in the former case.
General
Changes markedly influencing acid–base equilibrium during exercise are production of CO2 and increase of lactic
acid concentration (other acids like pyruvic acid and fatty
acids are negligible); the former occurs always, the latter
only if in some tissues aerobic and anaerobic-alactic synthesis of ATP is not sufficient and if the production of lactic
acid is larger than its consumption in the rest of the body.
Oxygen delivery to the muscle is retarded at the beginning
of work because of delay in cardio-pulmonary activation;
anaerobic-alactic generation of ATP occurs initially by splitting of CrP with liberation of secondary phosphate, which
binds H+. Thus, alkalinization within the fiber happens
always during the first seconds. With intense exercise,
lactic acid concentration in muscle fibers rapidly begins
to increase up to maximal values of approximately
30 mmol l 1; large amounts of lactic acid leave the cells,
but the extracellular concentration maximum is always
lower because of distribution to the rest of the body and
consumption in other tissues. PCO2 rises proportionally
to intensity in muscle and venous blood while remaining
approximately constant in arterial blood during moderate
exercise. If, however, acidification by lactic acid becomes
remarkable, the rise is attenuated by hyperventilation; in
arterial blood, the values are even lowered. After exercise,
the return of high lactic acid levels to control values lasts
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Acid–Base Buffering Systems
about 1 h with continuing hyperventilation. Little investigated is the effect of the rising temperature in the body,
which in general intensifies the dissociation of acids.
Buffering in Muscle Fibers
Phosphates. The pK of CrP (4.5) is much lower than cell
pH, therefore it does not buffer. The production of ATP by
the reaction between CrP and ADP consumes one H+,
which is again liberated during the splitting of ATP:
CrP2 þ ADP3 þ Hþ ! Cr þ ATP4
ATP4 þ H2 O ! ADP3 þ HPO4 2 þ Hþ
But now, the buffer HPO42 (pK = 6.84) binds H+. Consequently, pH rises; there is no contribution to exercise
acidosis.
During exhausting exercise with 30 mmol l 1 cell
water of lactic acid pH decreases from 7.0 to 6.4 ( 0.6
units) exploiting 60% of the nb buffer capacity related to
1 pH unit according to Sahlin [5]. He calculates binding of
15 mmol H+ per liter by liberation of inorganic phosphates from CrP (b = 26 mmol l 1). Already present
inorganic phosphate (b = 7 mmol l 1) binds the additional 4 mmol H+. Changes in other phosphates (binding
of H+ by ATP and ADP, ATP degraded to AMP and lost
after deamination to the extracellular fluid, formation
of glucose 6-P and a-glycerol-P) in total, decrease
H+-binding by only 1 mmol. Immediately after stopping
exercise, CrP is resynthesized, consequently cellular pH
drops temporarily before recovery.
Proteins and related substances. According to Sahlin,
histidine in proteins (b = 15 mmol l 1) and carnosine
(b = 2 mmol l 1) bind 11 mmol H+ in his experiments.
Together with the preexisting inorganic phosphates, the
total amount of non-bicarbonate buffers at rest is
25 mmol l 1, being lower than the range of bnb in mammalian muscle tissue (between 40 and 100 mmol l 1 cell
water supplied by histidine-related compounds and inorganic phosphates, with the higher values in fast fibers [4]).
The difference can be explained by splitting of CrP during
processing of the samples.
Bicarbonate buffers. Sahlin [5] calculates a buffer
capacity of 12 mmol l 1 for [HCO3 ] during exhaustive
bicycle exercise (decrease from 10 to 3 mmol l 1), since
CO2 may leave the cells. In any case, the importance of the
bicarbonate buffers is reduced compared to the extracellular space because of the low concentration.
Total buffers. Summarizing all exploited buffers (15 +
4 1 +11 + 7) yields 36 mmol l 1, which is reasonable
because the rise in PCO2 and minor amounts of organic
acids add H+ to the 30 mmol of lactic acid.
Buffering in Interstitial Fluid and Blood
The interstitial fluid without appreciable protein and
phosphate content can only buffer against fixed acids
using the CO2–HCO3 system. Its capacity amounts to
approximately 55 mmol l 1 before exercise (24 mmol l 1
HCO3 2.3), but decreases with consumption of bicarbonate when approaching exhaustion. Thus, the average
value for physiological pH changes in plasma and interstitial fluid during hard dynamic exercise is about
47 mmol l 1 [1]. However, capillary wall and erythrocyte
membrane are permeable for CO2, HCO3 , Cl , La ,
and H+ (both latter ions enter the red cells somewhat
retarded); therefore blood nb buffers (approximately
30 mmol l 1) are available also for the interstitial fluid.
The average bnb for the combined volumes of interstitial
fluid and blood amounts to ca. 10–15 mmol l 1 at rest.
During exercise, it rises temporarily up to approximately
30 mmol l 1 in untrained subjects. This is mainly caused
by increasing extracellular buffer concentrations, because
of a water shift to the interior of muscle fibers resulting
from osmotic effects of metabolites [1].
Training Effects
The total amount of buffers in the body is larger in athletes
than in nonathletes because of more muscle mass (especially after resistance training) or a higher blood volume
(endurance training). There are some indications that also
nb buffer concentration rises in muscle fibers after training (more after high intensity than endurance training).
Some increase of carnosine and CrP contents seems to
play a role. Finally, upregulation of La and H+ transporters might accelerate the defense against acidosis.
Paradoxically, extracellular bnb is attenuated in
endurance-trained subjects, the cause being the dilution
of Hb in a larger plasma and interstitial volume. Clear
differences in bicarbonate concentrations between
untrained and trained subjects have never been detected.
Altitude
Reduction of bicarbonate concentration by renal regulation (nonrespiratory compensation of respiratory alkalosis) and also of muscle mass at extreme altitude decreases
the amount of buffers in the whole body. Transport mechanisms for relevant ions (Na+, H+, HCO3 , La , Cl ),
however, are improved in muscle and red cell membranes.
In contrast to the traditional view, extracellular b is not
reduced in altitude dwellers because Hb mass is increased
and the extracellular volume is decreased [3]. After training related to moderate hypoxia (living high – training low
model as well as classical altitude training) bnb of muscle
slightly increases.
Acidosis
References
1.
2.
3.
4.
5.
Böning D, Klarholz C, Himmelsbach B, Hütler M, Maassen N (2007)
Extracellular bicarbonate and non-bicarbonate buffering against
lactic acid during and after exercise. Eur J Appl Physiol 100:457–467
Böning D, Maassen N (2008) Point: counterpoint “Lactic acid is/is
not the only physicochemical contributor to the acidosis of exercise”.
J Appl Physiol 105:358–359
Böning D, Rojas J, Serrato M, Reyes O, Coy L, Mora M (2008)
Extracellular pH defense against lactic acid in untrained and trained
altitude residents. Eur J Appl Physiol 103:127–137
Parkhouse WS, McKenzie DC (1984) Possible contributions of
skeletal muscle buffers to enhanced anaerobic performance: a brief
review. Med Sci Sports Exer 16:328–338
Sahlin K (1978) Intracellular pH and energy metabolism in skeletal
muscle of man. With special reference to exercise. Acta Physiol Scand
Suppl 445:1–56
Acidosis
MICHAEL I. LINDINGER
Department of Human Health and Nutritional Sciences,
University of Guelph, Guelph, ON, Canada
Synonyms
Exercise acidosis; Lactacidosis; Lactic acidosis
Definition
Acidosis specifically refers to an increase in the hydrogen ion
concentration ([H+]; decrease in pH) of the systemic
circulation. There are two main types of acidosis that are
associated with exercise and recovery from exercise, and these
typically occur together with the contributions of each
dependent on where the acidosis is assessed, e.g., contracting
skeletal muscle, venous blood draining contracting muscle,
and arterial blood [4]. A respiratory acidosis is defined as in
increase in [H+] caused by or associated with an increase in
the partial pressure of carbon dioxide (▶ PCO2).With
a respiratory acidosis there typically occurs an increase
in the bicarbonate concentration ([HCO3 ]) as described
by the Henderson–Hasselbalch equation:
Kc PCO2 ¼ ½Hþ ½HCO3
A metabolic acidosis is defined as an increase in [H+]
caused by or associated with an increase in acid anions,
whether they be strong (>90% dissociated in body fluids,
e.g., lactate ) or weak (e.g., albumin and phosphate).
A metabolic acidosis is typically associated with
a decrease in [HCO3 ] because the increase in [H+], in
the absence of increase in PCO2, shifts the equilibrium of
the CO2 system as follows:
A
Hþ þ HCO3 $ CO2 þ H2 O
Increases in acid anion concentrations and PCO2 produce an acidosis because, physically, they cause an
increased dissociation of H+ from water (H+ – OH) [1].
Basic Mechanisms
With moderate to high intensity exercise, the systemic
(within blood) acidosis of exercise results from three
nearly simultaneously occurring events occurring within
contracting skeletal muscle. These are: (a) the increased
production, accumulation, and release of lactate ; (b) the
influx of fluid from the blood, thus raising plasma [protein]; and (c) the increased production and release of CO2
(Fig. 1). The lactate and CO2 produced in muscle rapidly
enters venous blood draining muscle, and together with
the increase in plasma [protein], results in a marked
increase in venous plasma [H+].
The ▶ physicochemical approach is the most useful
method for assessing acid–base state and for determining
the origins of acid–base disturbances [2, 4, 5]. This
approach recognizes three independent variables that
determine the concentrations of the dependent variables
[H+] and [HCO3 ]. These are the strong ion difference
(▶ [SID]), the total concentration of ▶ weak acid anions
(▶ [Atot]), and the PCO2. Decreases in [SID], increases in
[Atot], and increases in PCO2 independently contribute to
the acidosis (increased [H+]). Lactate is a ▶ strong acid
anion because it is nearly fully dissociated in solution due
to its strong acid pKA of 3.86.
With moderate to high intensity exercise, the acidosis
within contracting muscle arises from a pronounced
decrease in intracellular [SID] that is due to:
(1) a decrease in intracellular [SID] and (2) an increase
in the PCO2 (2). The decrease in intracellular [SID] is
nearly equally due to the increase in [lactate ] and the
loss of intracellular [K+] (due to repolarization of action
potentials). The increase in PCO2 occurs as a result of
increased mitochondrial CO2 production (aerobic metabolism) and from the titration of CO2 stored within the
cells.
Within venous blood draining contracting skeletal
muscle, the plasma acidosis is due to a decrease in [SID],
an increase in PCO2, and an increase in [Atot] (Fig. 1). We
will use a literature study of four repeated, 30-s bouts of
very high intensity leg bicycling exercise to exemplify the
contributions of these variables to the acidosis in both
femoral venous plasma and in arterial plasma [3]. Femoral
venous plasma [lactate ] peaked at 21 ▶ mEq/L and contributed to the 18 mEq/L decrease in [SID]. Plasma PCO2
increased by 50 mmHg to peak at 97 mmHg and [Atot]
5
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Acidosis
Ventilation
Venous Blood
Arterial Blood
[H+]
PCO2
[H+]
PCO2
Lactate−
[SID]
Lactate−
[SID]
[Atot]
[Atot]
Lactate−
K+
H+
CO2
H2O
Contracting
Muscle
Acidosis. Fig. 1 Representation of the major acid–base events occurring within the body during exercise that contribute to the
acidosis within venous blood draining contracting muscle and in arterial blood
increased by 4 mEq/L to 20.4 mEq/L. The increase in
[Atot] is due to the next osmotic flux of fluid into
contracting muscle cells. Using the physicochemical
approach, it was determined that this decrease in [SID]
contributed only 15% to the 54 nEq/L increase in [H+].
In comparison, the increase in PCO2 contributed 75% to
the increase in [H+], while the balance was due to the
increase in [Atot].
Within arterial plasma, the picture of acid–base status is
very different from that in muscle and in femoral venous
plasma. As venous blood perfuses the lungs, and in association with the hyperventilation of exercise, the CO2 is eliminated. In this study, this resulted in a marked lowering of
plasma PCO2 to 29 mmHg (from as high as 97 mmHg in
femoral venous plasma) and in [H+] to 70 nEq/L (compared to [H+] of 100 nEq/L in femoral venous plasma).
The elimination of all of the “excess” CO2 at the lungs, and
the reduction of PCO2 to below pre-exercise values,
helped to restore [H+]. This leaves primarily decreased
[SID] and secondarily increased [Atot] contributing to
the arterial acidosis. With cessation of exercise, the plasma
acidosis gradually resolves due mainly to the restoration of
fluid balance, which restores [Atot], and metabolism of
lactate , which restores [SID]. Within skeletal muscle,
restoration of [SID] also involves the re-accumulation of
K+ by the action of the sodium-potassium pump.
Exercise Intervention
Exercise intensity. In the example provided above, the
intensity of exercise was very high, with power outputs
3.5–5 times greater than achieved at VO2 max. This type of
exercise produces a very large acidosis that, with repeated
exercise bouts, can persist for 90 min of post-exercise
recovery. When exercise is performed at an intensity
below the lactate threshold, then there may be no acidosis associated with exercise. As exercise intensity increases
above the lactate threshold, and continues to the point of
voluntary exhaustion, there is a proportional increase in
the magnitude and duration of the acidosis.
Exercise duration. At submaximal exercise intensities
above the lactate threshold, the magnitude of the acidosis
is primarily dependent on the intensity. With increasing
duration, a new steady state will often be achieved, which
can result in a decreasing acidosis as exercise continues,
with proportionate decreases in the contributions from
PCO2 and lactate .
Passive versus active recovery. Recovery of the acidosis
of exercise can often be enhanced maintaining low levels of
activity, compared to inactivity. Maintaining a low level of
activity of the exercised muscle groups during the recovery
periods helps to maintain a higher rate of muscle blood
flow, cardiac output, and ventilation. Together, these serve
to reduce the time needed to achieve a new, post-exercise
Activity Dependent Potentiation
steady state facilitating transmembrane ion, water, and gas
movements between muscle, blood, and other tissues.
References
1.
2.
3.
4.
5.
Edsall JT, Wyman J (1958) Biophysical chemistry. Academic,
New York, p 669
Lindinger MI, Heigenhauser GJ (1991) The roles of ion fluxes in
skeletal muscle fatigue. Can J Physiol Pharmacol 69:246–253
Lindinger MI, Heigenhauser GJF, McKelvie RS, Jones NL
(1992) Blood ion regulation during repeated maximal exercise and
recovery in humans. Am J Physiol Regul Integr Comp Physiol 262:
R126–R136
Lindinger MI, Kowalchuk JM, Heigenhauser GJF (2005) Applying
physicochemical principles to skeletal muscle acid-base status. Am
J Physiol Regul Integr Comp Physiol 289:R891–R894, author reply
R904
Lindinger M, Waller A (2008) Muscle and blood acid–base physiology during exercise and in response to training. In: Hinchcliff K,
Kaneps AJ, Geor RJ (eds) Equine exercise physiology. Saunders
Elsevier, Toronto, pp 350–381
A
Action Potentials
Action potentials are transient depolarizations of the
membrane potential of excitable cells, including neurons
and muscle fibers. They play a key role in communication
between cells.
Action Simulation
Action simulation defines cognitive motor states like
action observation, motor imagery and action verbalization. These states are not observable, covert stages of
action that contain a representation of the action goal,
the means to reach the action goal, as well as the consequences of the respective action.
Cross-References
▶ Mental Training
Acquired Immune Deficiency
Syndrome (AIDS)
▶ HIV
Actigraphy
A method of estimating sleep/wake patterns, accomplished by wearing a monitor that continuously records
movements, with each epoch of data classified as sleep or
wake based upon algorithms that incorporate movement
counts for the epoch in question and the epochs immediately surrounding; for sleep/wake assessment, most commonly worn on the wrist; algorithms used by actigraphy to
establish sleep/wake status are typically validated against
polysomnography.
Activation Induced Cell Death
(AICD)
AICD occurs in T lymphocytes through previous activation
and Fas induced apoptosis. AICD can occur in a cellautonomous manner and is influenced by the nature of the
initial T-cell activation events. It plays essential roles in both
central and peripheral lymphocyte deletion events involved
in tolerance and homeostasis, although it is likely that
different forms of AICD proceed via different mechanisms.
Active Heating
Forced hyperthermia induced by elevating heat production beyond the capacity for heat loss. Achieved via the
production of external work, such as during exercise.
Actin
Actin is a protein that is a major component of the thin
filaments. It is a part of the contractile apparatus in muscle
cells. Muscles contract by sliding the thin (actin) and thick
(myosin) filaments along each other. Actin has the binding
sites for the myosin crossbridges.
Activity Dependent Potentiation
Activity dependent potentiation is the generic term that has
been used to describe all forms of enhanced contractile
response that can be attributed to prior activation: staircase,
7
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Acute Febrile Illness
posttetanic potentiation and postactivation potentiation
(PAP). The cellular mechanism that allows more force for
a given activation is thought to be phosphorylation of the
regulatory light chains of myosin. Phosphorylation of the
light chains increases calcium sensitivity, which means there
can be more force for a given level of submaximal calcium
concentration. Maximal force is not enhanced, but the peak
rate of force development is increased. Posttetanic potentiation, the electrical analogue of PAP, is an enhanced contractile response following an electrically induced tetanic
contraction. Staircase is an enhanced contractile response
during identical sequential submaximal activations, usually
with single pulses of stimulation. However, staircase is also
evident during sequential brief incompletely fused tetanic
contractions. It is important to realize that in most experimental work on PAP, electrical stimulation has been used to
evaluate the enhanced contractile response with a given
stimulation; otherwise, it would be difficult to know if the
enhanced response was due to extra activations, or a true
enhancement of force for a given stimulation. The term
complex training has also been used to refer to a high
intensity effort, leading in the short-term (minutes) to
a subsequent better performance. It is believed that the
mechanism contributing to this improvement is the same
as the mechanism for PAP, but this has not been confirmed.
▶ Postactivation Potentiation
Acute Febrile Illness
▶ Acute Phase Reaction
Acute Mountain Sickness
DAMIAN M. BAILEY
Neurovascular Research Laboratory, University of
Glamorgan, Pontypridd, Wales, UK
experienced by non-acclimatized mountaineers within
6–12 h of arrival to altitudes above 2,500 m. It is considered
a primary disorder of the central nervous system since
headache, indistinguishable from that encountered during
migraine without aura, is the most common feature. AMS is
generally benign though may progress to high-altitude
cerebral edema (HACE) in more severe cases or during
continued ascent when symptoms of AMS are present.
HACE typically occurs above 4,000 m and leads, if left
untreated, to death due to brain herniation [1, 2].
Complicated by differences in the clinical definition of
AMS, individual susceptibility, rate of ascent and prior
exposure have been identified as the major independent
risk factors that determine prevalence. In susceptible
individuals exposed to 4,559 m, the prevalence of AMS
was 7% assuming prior exposure and slow ascent, 29%
with prior exposure only, 33% with slow ascent only, and
58% following rapid ascent and no prior exposure.
In non-susceptible individuals, the corresponding
prevalence was estimated at 4%, 11%, 16%, and 31%,
respectively. The overall odds-risk-ratio for developing
AMS in susceptible versus non-susceptible individuals
was estimated to be 2.9 [2].
Pathophysiological Mechanisms
While it is well established that patients with HACE
exhibit extracellular (vasogenic) edema subsequent to
disruption of the blood–brain barrier (BBB) [1, 2], the
situation with AMS is more complex, due in large part to
the difficulties associated with clinical diagnosis.
Traditionally, AMS has been considered a mild form of
HACE and that both syndromes share a common
pathophysiology linked by vasogenic edematous brain
swelling and intracranial hypertension at opposing ends
of a clinical continuum. However, recent studies
employing diffusion-weighted (DW)-magnetic resonance
imaging (MRI) have questioned this paradigm and since
provided insight into alternative mechanisms [1]. The
subsequent discussion will critically appraise each of the
traditional and newly emerging components currently
implicated in the pathophysiology of AMS. These are
summarized schematically in Fig. 1 and will take the
form of Phases I–III.
Synonyms
Phase I: The Stimulus
Altitude illness; Altitude sickness; Hypobaropathy
Hypoxia: Although ▶ hypoxia is not the immediate cause
of AMS since symptoms typically take 6 h to evolve, it is
the primary stimulus since symptoms typically become
worse with increasing altitude and relieved by normalizing
the inspiratory PO2. Furthermore, it has been suggested
that AMS-susceptible subjects are systemically more
Definition
Acute mountain sickness (AMS) describes a collection of
nonspecific vegetative symptoms that include headache,
anorexia, nausea, vomiting, fatigue, dizziness, and insomnia
Acute Mountain Sickness
A
A
INSPIRATORY HYPOXIA
I
↑Sympathetic
activation
↑Activation of reninangiotensin system
↑Sensitivity-reactivity
to hypoxemia
↓Gas
exchange
↑Genetic
pre-disposition
Impaired cerebral
bio-energetics
Molecular Stress
(Capillary leak)
↑Oxidative-nitrosative-inflammatory stress
II
Mechanical Stress
(Hyper-perfusion)
↓Autoregulation
↑Capillary pressure
↑Capillary permeability
Blood-brain barrier
disruption
Primary vasogenic
(extracellular) edema
Fluid “re-distribution”
(Extra → Intracellular space)
Secondary cytotoxic
(intracellular) edema
↑Trigeminal activity-reactivity
↑Pain perception
III
Cerebral capillary “stress-failure” with
microhemorrhages
AMS
(Minor BBB disruption)
HACE
(BBB failure)
Acute Mountain Sickness. Fig. 1 Schematic of the major pathways involved in acute mountain sickness and high-altitude
cerebral edema
hypoxemic or equally, more reactive to hypoxemia for any
given inspirate during wakefulness and sleep compared to
their healthier counterparts. Tentative evidence suggests
that a blunted hypoxic ventilatory response and sympathetic activation leading to activation of the reninangiotensin system, fluid retention, and subclinical interstitial pulmonary edema may prove additional risk factors
that further compound hypoxia subsequent to impaired
gas exchange and thus account for the increased sensitivity-reactivity. However, evidence of interstitial pulmonary
edema in AMS is at best indirect and inconsistent, while
fluid retention might prove the consequence rather than
the direct cause of AMS [2].
Since a previous history has been identified as one of
the most reliable predictors of illness during subsequent
ascent, there may be some innate predisposition to AMS.
Subsequent investigations have focused on candidate gene
9
polymorphisms in an attempt to identify potential genetic
variants underlying susceptibility. Recent interest has
focused on the angiotensin-converting enzyme (ACE)
gene since the insertion (I) allele has previously been
associated with elite mountaineering status and successful
ascent to 8,000 m peaks. However, studies have failed to
support any association between ACE genotype and
susceptibility to AMS.
While the current evidence has failed to identify
a genetic contribution to AMS, it is important to emphasize that the sample sizes of all the aforementioned studies
are too small for genetic association studies. Furthermore,
“genetophysiology” is very much in its infancy with only
20 out of 25,000 genes in the human genome and
only 50 out of millions of polymorphisms currently
assessed for roles in hypoxic (mal)-adaptation and
altitude illness.
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Acute Mountain Sickness
Phase II: The Response
Impaired cerebral bioenergetics: While existing measurement techniques have failed to identify any evidence for
a “global” cerebral O2 deficit in the severely hypoxichypocapnic human [3], positron-emission tomography
studies have revealed striking spatiotemporal differences
in the brain’s “regional” energy consumption. Furthermore, neurotransmitters, the ubiquitous regulators of
neuronal activity, are particularly vulnerable to hypoxia
in light of their correspondingly high Michaelis constant
for O2. Thus, it is conceivable that even mild arterial
hypoxemia could result in focal cerebral deoxygenation
and impaired bioenergetic/neuronal communication with
further decrements expected due to the “additional”
deoxygenation associated with AMS.
Molecular-mechanical stress: Focal impairments in
cerebral oxygenation have the potential to promote
capillary leakage (molecular stress) and hyper-perfusion
(hemodynamic stress), established risk factors that
conspire to disrupt the BBB. Much interest has focused
on the hemodynamic pathway since increased cerebral
blood flow (CBF) occurs in response to hypoxia and
impaired autoregulation has recently been documented
in AMS [4]. These findings suggest that the AMS-brain
is less capable of “buffering” rapid surges in arterial
pressure and thus potentially more vulnerable to hyperperfusion. A pressure-passive rise in regional CBF could
translate into increased capillary hydrostatic pressure,
though this is yet to be confirmed in humans. Elevated
intravascular pressure could cause vasogenic edema
subsequent to hydrostatic disruption of the BBB.
Oxidative-nitrosative-inflammatory stress constitutes
an alternative, albeit complementary, pathway that can
further compound barrier disruption through its
(molecular) impact on capillary permeability. A recent
study provided direct electron paramagnetic resonance
(EPR) spectroscopic evidence for an increased release
of lipid-derived alkoxyl-alkyl (LO●-LC●) radicals and
associated reactive oxygen-nitrogen species (ROS-RNS)
across the hypoxic human brain in direct proportion to
AMS symptom scores [3]. Furthermore, dietary antioxidant vitamin supplementation provided some, albeit
mild, prophylactic benefit, though further research
employing larger sample sizes with improved methods of
delivering novel antioxidant vehicles across the BBB to the
brain parenchyma is warranted [1].
These findings indicate that the AMS-brain is
especially vulnerable to molecular attack by free radicals
which is not surprising given its modest antioxidant
defenses, abundance of transition metals, auto-oxidizable
neurotransmitters, and neuronal membrane lipids rich in
polyunsaturated fatty acid side-chains exposed to
a disproportionately high O2 flux [1]. The LO●-LC●
species detected in hypoxia are associated with the
impaired autoregulation observed in AMS [4], and they
are thermodynamically capable of causing direct
structural damage to the BBB microvascular endothelium,
neurons, and glia and promoting cell swelling through
down-regulation of Na+/K+-ATPase, Ca2+-ATPase,
calmodulin-associated Ca2+-ATPase, and Na+–Ca2+
exchanger activities [1].
Since free radicals are so reactive with lifetimes (t1/2) in
the order of 10 3–10 9 s, they may prove the “upstream”
initiators of comparatively longer-lived inflammatory
biomolecules. Indeed, current evidence suggests that
hypoxia is associated with mild inflammation as indicated
by a systemic increase in Pro-inflammatory cytokines.
Inflammatory “priming” prior to exposure to hypoxia
with exercise, heat, and intravenous endotoxin infusion
has been shown to increase susceptibility to AMS (Bailey
et al., unpublished findings). These observations may also
help explain the link between obesity and AMS since the
former is characterized by chronic vascular
oxidation-inflammation.
Animal models have demonstrated that hypoxia stimulates vascular endothelial growth factor (VEGF) resulting
in vascular leakage and cerebral edema tempting speculation that it’s expression may predispose to high-altitude
illness. Human studies have since failed to demonstrate
any relationship between blood and/or cerebrospinal fluid
concentrations of “total” VEGF and AMS [5]. However,
this may be due to the fact that differences in the “free”
concentration of VEGF mediated largely by its soluble
receptor (sFlt-1) which serves to bind VEGF thus reducing
vascular leak and angiogenesis were not evaluated. Hence,
a recent study demonstrated a greater increase in “free”
VEGF and “blunted” rise in sFlt-1 at high altitude in
subjects with AMS compared to controls suggesting that
it may well prove a molecular risk factor.
BBB integrity and vasogenic edema: Figure 1 describes
how this combination of molecular-mechanical stress
“arrives” at the brain, ultimately compromizing barrier
integrity and encouraging the formation of extracellular
(vasogenic) edema. This was recently confirmed by DWMRI which established the “signature” rise in brain
volume, T2-relaxation time, and apparent diffusion coefficient during hypoxia characteristic of mild vasogenic
edematous brain swelling [6]. These changes were particularly pronounced in the splenium and genu of the corpus
callosum, the same predilection site to that observed in
HACE, likely the result of its unique vascular anatomy;
densely packed horizontal fibers characterized by short
Acute Mountain Sickness
arterioles that lack adrenergic tone may render it more
susceptible to hyper-perfusion edema in the setting of
hypoxic cerebral vasodilatation.
In contrast, previous studies have failed to detect any
changes in the cerebrospinal fluid (CSF)-blood protein
concentration quotients [5] and trans-cerebral release of
the astrocytic protein S100b, a surrogate biomarker of
BBB integrity [3]. In combination, these studies imply
that the extent of barrier disruption in hypoxia is so subtle
that it is beyond standard biomolecular detection limits.
Follow-up studies employing gadolinium-enhanced MRI
will provide a more accurate assessment of the extent of
barrier disruption in hypoxia.
Traditional opinion suggests that AMS is the direct
consequence of elevated intracranial pressure (ICP)
caused by more pronounced vasogenic edematous brain
swelling in hypoxia [7]. Intracranial hypertension has
been implicated as the primary stimulus responsible for
cephalalgia through mechanical activation of the
trigeminovascular system (TVS). However, DW-MRI has
consistently failed to support this concept with no relationships observed between the hypoxia-induced increases
in brain volume or T2rt and cerebral AMS scores. Mild
vasogenic edematous brain swelling therefore appears to
be an incidental finding that occurs in all brains exposed
to the hypoxia of high-altitude [5, 6].
Furthermore, the observation that intracranial volume
(ICV) is not increased to any greater extent in the
AMS-brain argues against intracranial hypertension as
a significant event. The recent increases observed in
optical disc swelling and optical nerve sheet density as
measured by ultrasound were often minor and not
consistently related to AMS scores. Thus, there is no
convincing human evidence to date to suggest that ICP
is raised in AMS [1, 2].
Intracranial-intraspinal buffering capacity: Borne out
of an original hypothesis developed over 20 years ago, the
lack of correlation between brain swelling and AMS symptoms has since been ascribed to anatomical differences that
determine how effectively the human skull can accommodate swelling through displacement of cranial CSF to extracranial compartments [7]. Thus, individuals characterized
by a smaller ratio of cranial CSF to brain volume (popularized as the “tight-fit” brain) would be expected to be
more prone to intracranial hypertension and thus by consequence AMS, since they are less capable of “buffering”
the volume increase through changes in CSF dynamics
due to an inadequate cranio-spinal axis CSF reserve.
To date, only one human study has provided indirect
evidence to support the “tight-fit” hypothesis with AMSsusceptible subjects identified as having comparatively
A
larger brain to intracranial volume ratios that was apparent even at sea level [6]. However, we are not entirely
convinced that this has any bearing on the pathophysiology of AMS. It would seem highly unlikely that the minor
volumetric changes of 0.6–0.8% of total brain volume
would translate into any physiologically meaningful
changes in the mechanical displacement of pain-sensitive
structures capable of activating the trigeminovascular system (TVS) [1]. The small increases in ICV documented in
the literature likely occupy the flat part of the ICP-volume
curve and eminently well buffered by semielastic membranes and changes in CSF dynamics.
Cytotoxic edema: To date, the “only” defining morphological feature that distinguishes the AMS-prone from the
healthy brain as revealed by DW-MRI is a selective
decrease in apparent diffusion coefficient (ADC) scores
[6] taken to reflect (secondary) intracellular (cytotoxic)
edema “superimposed” upon preexisting (primary) extracellular vasogenic edema. Since both studies failed to
provide any evidence for additional edema or swelling,
the attenuation of the ADC likely reflects “fluid redistribution” from within the extracellular space (ECS) as intracellular (astrocytic) swelling proceeds without any
additional increment in brain volume, edema, or ICP
[1]. The cause of this is unknown, but may
reflect “pump failure” subsequent to a down-regulation
of Na+/K+-ATPase activity triggered by the prevailing
oxidative-nitrosative-inflammatory milieu [1].
However, the critical question is whether the symptoms of AMS are caused by such a “minor” translocation
of water from the ECS into the cells of the corpus callosum
that entered as a result of mild vasogenic edema in hypoxia. This is highly unlikely since edema of the corpus
callosum would typically give rise to a disconnection syndrome (e.g., associative agnosia). Headache, its leading
symptom, is more likely associated with functional alterations in alternative structures, notably the brainstem.
Phase III: The Phenotype
Thus, the current findings suggest that AMS and HACE
share similar features in that there is an underlying
vasogenic component ranging from mild to severe.
However, Phase III of Fig. 1 represents the point of “departure” from traditional theory since the edema cannot be
held responsible for the symptoms of AMS. Furthermore,
the clinical observation that HACE can develop rapidly in
the “absence” of preceding AMS, and that in a large cohort
of 66 cases with HACE, 33% had no headache, further
questions the concept that the AMS-to-HACE symptom
complex can be explained by this continuum of mild to
severe cerebral edema [2].
11
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12
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Acute Mountain Sickness
Pain and the trigeminovascular system (TVS): Preliminary evidence suggests that AMS may be the result of
altered pain perception and trigeminovascular nociceptive
input from the meningeal vessels during hypoxia. Direct
inhibition of TVS activity with oral sumatriptan,
a selective 5-hydroxytryptamine (HT)1 receptor subtype
agonist, was shown to reduce the relative risk of AMS by as
much as 50% in the largest randomized trial to date. In
addition to its ability to attenuate cell excitability in trigeminal nuclei via stimulation of 5-HT1B/1D receptors
within the brainstem and vasoconstriction of meningeal,
dural, cerebral, or pial vessels, sumatriptan can also scavenge nitric oxide, superoxide, and hydroxyl radicals. Thus,
direct activation of the TVS through oxidative-nitrosativeinflammatory stress may prove the final common pathway
since, consistent with the current evidence, it does not rely
on any volumetric changes to the brain.
The recent observation that AMS did not influence the
(steady-state) cerebral metabolism of the “migraine-molecule” calcitonin gene related peptide (CGRP) [8] argues
against “sustained activation” of the TVS as an important
event. However, this finding does not exclude acute release
from trigeminal perivascular nerve fibers, the site of
nociception during the early phase of hypoxia and the
lack of major breach in the BBB may have also prevented
intrathecally formed CGRP from entering the extracranial
circulation in sufficient amounts to permit molecular
detection. This finding also argues a need to focus on the
cerebral metabolism of alternative redox-reactive
biomarkers that are equally capable of activating the TVS
in the acute term [3].
The link to HACE: While HACE has traditionally been
ascribed to vasogenic edema [7], it is reasonable to assume
that a cytotoxic component may also be present since
hypoxemia is likely more severe compared to AMS.
Therefore, cell swelling should be even more pronounced
in HACE. However, ADC mapping has not been
performed immediately following evacuation from
altitude in patients with HACE.
A recent study combined conventional T2∗ with
a novel, highly sensitive susceptibility-weighted MRI technique to reveal multiple “microbleeds” detected as hemosiderin deposits confined to the genu and splenium of the
corpus callosum of patients with a history of HACE that
had occurred up to 3 years ago [1]. Erythrocyte extravasation was taken to reflect cerebral capillary “stress failure”
subsequent to cerebral hyper-perfusion and severe BBB
disruption. The failure to detect any hemosiderin deposits
in subjects diagnosed with severe AMS reinforces the
fundamental concept that vasogenic edema is minor in
AMS and is unlikely to account for symptoms and points
to a novel diagnostic feature that further discriminates
AMS from HACE.
Diagnostics/Treatment
Headache is the cardinal symptom of AMS and is associated with, if not the primary trigger for, anorexia, nausea,
vomiting, fatigue, dizziness, and insomnia. There are no
diagnostic physical findings in benign AMS, although the
onset of ataxia and altered consciousness signal clinical
progression to HACE. The Lake Louise (LL) and Environmental Symptoms Questionnaire Cerebral (ESQ-C) scoring systems are the subjective tools most commonly
employed to rate AMS. A LL score of 5 points and
ESQ-C score of 0.7 points in the presence of headache
and following a recent gain in altitude signals the presence
of clinically significant (i.e., moderate-to-severe) AMS [2].
AMS can be prevented by gradual ascent thus ensuring
adequate time for acclimatization. Analgesics for the
symptomatic relief of headache and day of rest are
recommended for mild to moderate AMS. If no improvement is observed, the individual should descend. Severe
AMS can be managed through immediate descent or the
administration of low-flow oxygen (1–2 L/min). If descent
and oxygen are unavailable, dexamethasone (4 mg every
6 h) is advised. Acetazolamide (250 mg twice daily) might
be considered for mild to moderate AMS in a setting
where further ascents must be made as a mixed therapeutic and prophylactic intervention. Prophylaxis is
recommended in individuals with a history of AMS
when slow ascent is not possible or for those with
unknown susceptibility who plan to ascend above
3,000–4,000 m (sleeping altitude) within 1–2 days [2].
References
1.
2.
3.
4.
5.
Bailey DM, Bartsch P, Knauth M, Baumgartner RW (2009) Emerging
concepts in acute mountain sickness and high-altitude cerebral
edema: from the molecular to the morphological. Cell Mol Life Sci
66(22):3583–3594
Bartsch P, Bailey DM, Berger MM, Knauth M, Baumgartner RW
(2004) Acute mountain sickness: controversies, advances and future
directions. High Alt Med Biol 5:110–124
Bailey DM, Taudorf S, Berg RMG, Lundby C, McEneny J, Young IS,
Evans KA, James PE, Shore A, Hullin DA, McCord JM, Pedersen BK,
Moller K (2009) Increased cerebral output of free radicals during
hypoxia: implications for acute mountain sickness? Am J Physiol
Regul Integr Comp Physiol 297(5):R1283–R1292
Bailey DM, Evans KA, James PE, McEneny J, Young IS, Fall L,
Gutowski M, Kewley E, McCord JM, Moller K, Ainslie PN
(2009) Altered free radical metabolism in acute mountain sickness:
implications for dynamic cerebral autoregulation and blood-brain
barrier function. J Physiol 587(1):73–85
Bailey DM, Roukens R, Knauth M, Kallenberg K, Christ S, Mohr A,
Genius J, Storch-Hagenlocher B, Meisel F, McEneny J, Young IS,
Steiner T, Hess K, Bartsch P (2006) Free radical-mediated damage
Acute Phase Reaction
6.
7.
8.
to barrier function is not associated with altered brain morphology
in high-altitude headache. J Cereb Blood Flow Metab 26(1):99–111
Kallenberg K, Bailey DM, Christ S, Mohr A, Roukens R, Menold E,
Steiner T, Bartsch P, Knauth M (2007) Magnetic resonance imaging
evidence of cytotoxic cerebral edema in acute mountain sickness.
J Cereb Blood Flow Metab 27(5):1064–1071
Hackett PH, Roach RC (2001) High-altitude illness. N Engl J Med
345:107–114
Bailey DM, Taudorf S, Berg RMG, Jensen LT, Lundby C, Evans KA,
James PE, Pedersen BK, Moller K (2009) Transcerebral exchange
kinetics of nitrite and calcitonin gene-related peptide in acute mountain sickness: evidence against trigeminovascular activation? Stroke
40(6):2205–2208
Acute Phase Proteins (APPs)
During the acute phase reaction, the liver expresses rapidly
new proteins named APPs. APPs recognize infectious
agents, tissue breakdown products, and numerous other
homotopes. Some APPs activate innate immune cells,
mediate neutralization, and cytotoxicity; others are
enzyme inhibitors or anti-inflammatory agents. Thus,
the liver is a key organ in acute illness by providing APPs
on a very short notice.
A
Characteristics
Hans Selye discovered that rats develop a specific syndrome
when exposed to various “nocuous” agents: The adrenal
glands were enlarged, the thymus and other lymphoid
tissues developed atrophy, and there were bleedings in the
gastrointestinal tract [2]. Selye called the noxious agents
stressors, which elicited the stress response. Later Selye
realized that stressed animals can resist damaging agents
with elevated resistance. He argued that this resistance was
a defense reaction and named it the general adaptation
syndrome [3]. Selye also defined the stress reaction, which
is the first and a fairly accurate description of the acute
phase reaction as we know it today [2].
Historically fever has been regarded as a healing
reaction. So Boivin purified bacterial LPS for the purposes
of fever therapy. LPS is a very effective pyrogen. Today
we know that detoxified LPS is in fact a very effective
stimulant of the innate immune system and indeed, it is
capable of increasing host immunity in animals and in
man in critical illness [2].
The Immune System
We distinguish specific or adaptive immunity and innate
or natural immunity [4].
Adaptive Immunity
Acute Phase Reaction
ISTVAN BERCZI
Department of Immunology, The University of Manitoba,
Winnipeg, MB, Canada
Synonyms
Acute febrile illness; Acute phase response; General adaptation syndrome
Definition
Acute phase reaction (APR) is a systemic host defense
response against infectious agents, and to a great variety
of noxious insults that are harmful to the host. During
APR innate immune mechanisms are activated, which
induce APR, a highly coordinated and very effective
defense reaction against the initiating insults. Neuroendocrine and metabolic changes, catabolism, and fever are the
hallmarks of APR. APR may be regarded as a host defense
response whereby the adaptive immune system (ADIM)
failed to control a problem (e.g., infection) so it became
necessary for the innate immune system (INIM) to mount
an emergency host defense response, which is APR [1,2].
The adaptive immune system is also known as thymus
dependent, or T lymphocyte dependent immunity.
T lymphocytes mature in the thymus gland. We distinguish helper (Th1, Th2) killer or cytotoxic (Tk, CTL) and
suppressor/regulatory (Tsr Treg) lymphocytes [4].
Helper T lymphocytes (Th1) generate CTL and delayed
type hypersensitivity reactions, which are classified as
cell-mediated immunity. Th2 helper cells stimulate bone
marrow–derived (B) lymphocytes to secrete antibodies,
which mediate humoral immunity. Suppressor regulatory
cells are a heterogeneous group of cells, which include
several types of Tsr, suppressor monocyte/macrophages.
Suppressor antibodies and cytokines, such as interleukin
(IL)-10, and transforming growth factor-beta [(TGF)-beta]
also regulate immune function.
T and B lymphocytes develop antigen-specific surface
receptors, which undergo somatic mutation and clonal selection after stimulation by the specific antigenic determinant
(epitope). The B and T cells bearing such receptors show
exquisite specificity to the epitope that stimulated their
maturation. The T cells develop into mature effector cells
(e.g., helper, killer, regulatory), whereas B lymphocytes
secrete antigen-specific antibodies [4].
Specific immune responses are initiated by antigen
presenting cells (APCs), which could be a macrophage or
13
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Acute Phase Reaction
dendritic cells (DCs), which are “professional” APCs.
APCs are phagocytic cells, they ingest the antigen and
digest (process) it and peptides of the antigen (epitopes)
are expressed in the grooves of the surface MHC-I
(MHC-I-Ag) molecules of APC, which are recognized by
Th1 cells. B lymphocytes also present antigen to helper
Th2, via MHC II-Ag on their surface. Helper
T lymphocytes then stimulate the proliferation and maturation of immature T and B cells into mature effector
cells that mediate cell-mediated and humoral immunity.
Such T cells recognize the MHC-Ag complexes and secrete
interleukins (e.g., IL2, -4, -6, etc.), which are growth
and differentiation signals for the immature lymphoid
cells [4].
Adaptive immune reactions may be induced by
injection of the antigen by various routes to animals and
humans. Immunity will develop within a week or more
because cell proliferation is necessary for clonal expansion,
which takes time, and then the cells must differentiate into
mature effector cells that mediate the specific immune
responses [4].
Innate or Natural Immunity
Traditionally it was held that INIM was initiated by monocytes and macrophages that recognize foreign material in
general and induced nonspecific immunity, or natural
immunity via stimulating leukocytes to eliminate the
invader organism or insult. This latter term indicates
that this immunity could not be induced but was always
there naturally. Indeed, we are born with this form of
immunity; it is always with us until our last moment
of life, protecting us for a lifetime. INIM has the capacity
to protect us instantaneously, no immunization is
necessary [3].
LPS turned out to be an excellent stimulator of natural
antibodies, which could not be stimulated by traditional
immunization. LPS was also a potential stimulant of host
resistance in general. When natural antibodies were examined, it was clear that they recognize highly cross-reactive
antigens specifically. LPS is also present in all gramnegative bacterium species, regardless of pathogenicity.
We proposed that evolutionarily highly conserved
cross-reactive (homologous) epitopes (homotopes) are
recognized by INIM. LPS is one such homotope. Others
emphasized the pattern nature of recognition. Natural
killer cells recognize “missing self ” and kill cells
without surface MHC proteins. So the term “nonspecific
immunity” had to be replaced with poly-specific immunity. Toll-like receptors and a number of other cell
surface molecules function as INIM receptors (INIRs)
for antigen [3].
Recently it has been discovered that toll-like receptors,
which are the best studied INIR, are expressed by neurons,
glia cells, in all leukocytes, in the pituitary gland, in the
adrenal gland, in the liver, in mucosal epithelial cells, in
endothelial cells, in vascular smooth muscle, and also in
the cornea. These facts suggest that the entire
body, including the CNS, endocrine organs, the liver,
epithelium, and endothelium, and possibly even more,
participate in innate immune host defense. The CNS is
capable of directly sensing infectious agents through TLR,
and react instantaneously by causing inflammation, the
final effector response of all immune compartments. Similarly the pituitary produces proopiomelanocortin
(POMC) in response to LPS (TLR4 is involved), mucosal
epithelial TLR participates in inflammation and responds
to pathogens, corneal TLR was found to fight infection,
and endothelial TLR was observed to play important roles
in homeostasis of the heart. Therefore, in addition
to participating in NATIM, TLR fulfills important physiological functions [5]. Cytokines show similar
poly-specific action, especially IL-1, -6 and tumor necrosis
factor (TNF)-alpha, which have a prominent role in the
induction of APR [2].
Neuroendocrinology of APR
The Central Nervous System (CNS)
The CNS is able to sense directly infectious and noxious
agents via innate immune receptors, such as TLR. Nerves
have also such receptors as well as receptors for cytokines,
so sensory nerves will carry the signals of infection/insult
to the paraventricular nucleus in the hypothalamus.
Moreover, the cytokines that induce APR (IL-1, -6; TNFalpha) are able to signal the brain directly. Several
mechanisms have been proposed for this direct signaling
pathway. The hypothalamic centers regulating the HPA
axis, and the sympathetic nervous system are activated.
Fever develops [2].
The Hypothalamus-Pituitary-Adrenal (HPA)
Axis
Corticotrophin-releasing hormone (CRH) and vasopressin
(VP) are the hypothalamic regulators of adrenocorticotropic hormone (ACTH), which is secreted by the pituitary
gland and it stimulates glucocorticoid (GC) production in
the adrenal cortex. This axis is activated invariably during
APR. GC catecholamine (CAT) productions are increased
(sympathetic outflow) during APR. The HPA axis has an
immunoregulatory and anti-inflammatory role during
APR. GC and CAT amplify INIM mechanisms, and stimulate Tsr cells, which in turn suppress ADIM. ADIM
Acute Phase Reaction
reactions need a long time to develop, so this system is not
capable of instantaneous host defense. ADIM is suppressed
in a reversible fashion. The INIM system takes over host
defense entirely during APR [1].
Growth hormone and prolactin (GLH) rise quickly for
a few hours during APR, which temporarily amplify
ADIM mechanisms. If this does not resolve the problem,
GLH become suppressed, and the HPA axis will coordinate the next phase of host defense.
Insulin, glucagon, and leptin are elevated during APR.
There is insulin resistance.
Epinephrine, norepinephrine, and aldosterone are also
elevated.
Thyroid and sex steroid hormones are suppressed [2].
Immune Activation in APR
The bone marrow is activated and produces elevated
amounts of monocytes and granulocytes. B cells producing natural antibodies are also activated.
The thymus is involuted [2].
Monocyte/macrophages are the key cells that recognize the infection/insult by their INIR and secrete the
cytokines IL-1, IL-6, and TNF-alpha which act on the
CNS, activate leukocytes, stimulate bone marrow function, induce acute phase production in the liver, increase
complement and the coagulation system [2].
A
and mannose binding lectin. Enzymes and enzyme inhibitors, antioxidants, anti-apoptotic and anti-inflammatory
proteins, and other bioactive molecules, such as complement components, coagulation factors, fibrinogen,
etc. During APR, C-reactive protein and serum amyloid
A may increase over 1,000-fold in the serum within 24 h [2].
Systemic Inflammatory Response
APR may be regarded as a systemic inflammatory
response. Bone marrow–derived white blood cells are the
effectors, equipped with natural antibodies, supported by
the complement system and by a myriad of cytokines.
Phagocytosis and cytotoxicity are the main mechanisms
of clearance of noxious agents. Blood coagulation also
plays a role, perhaps to localize pathogens. During APR,
the CNS, the bone marrow, WBC, and the liver are activated. The other tissues undergo catabolism, which is
essential for fueling the immune system. Treatment with
anabolic hormones, such as growth hormone, interferes
with the catabolic process, and consequently with host
defense [2].
Healing, Recovery
Pathophysiology of APR
The hypothalamic regulators of APR are CRH and VP.
However when APR is subsiding CRH becomes inactive
and VP will regulate healing and recovery. VP regulates the
HPA axis, and also PRL, it is capable to create the homeostatic conditions, which lead to recovery and restoration of
normal immune function [1].
Cytokines
Clinical Relevance
In addition to the cytokines that initiate APR, leukemia
inhibitory factor (LIF), IL-8, -10, interferon (IFN)gamma, TNF synthesis inhibitor, interleukin receptor
antagonist, platelet activating factor, colony stimulating
factors, prostaglandins, and thromboxanes were shown to
play a role in APR [2].
Clinically APR is characterized by fever, inactivity, somnolence, loss of appetite, and weight loss. If there is no
recovery, multiple organ failure and death will follow.
However most individuals encounter febrile illness on
numerous occasions during their lifetime and survive.
This experience makes it very clear that APR is very efficient in protecting the host.
Much information is available about the biology and
medical significance of CRP.
Serum levels of CRP are used clinically for diagnosing
inflammatory disease. In Crohn’s disease (CD) serum
levels of CRP correlate well with disease activity and with
other markers of inflammation. CRP is a valuable marker
for predicting the outcome of certain diseases as coronary
heart disease and hematological malignancies. An
increased CRP (>45 mg/L) in patients with inflammatory
bowel disease predicts with a high certainty the need for
colectomy, and this by reflecting severe ongoing and
uncontrollable inflammation in the gut. CRP is also
a diagnostic marker in systemic lupus erythematosus [2].
Natural Antibodies
A special subset of B lymphocytes (CD5+) belong to
INIM. They respond directly to infection and insults by
natural antibody production. Such antibodies typically
recognize highly cross-reactive homotopes on microbes
and provide protection in a poly-specific manner [3].
Acute Phase Proteins
Liver proteins change significantly during APR. Very rapidly under the influence of IL-6 and glucocorticoids, the
liver will synthesize the so-called acute phase proteins
(APPs). APPs consist of molecules serving host defense,
such as C-reactive protein, endotoxin binding protein,
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Acute Phase Response
Strenuous exercise increased plasma levels of TNFalpha, IL-1, IL-6, IL-1 receptor antagonist, TNF receptors,
IL-10, IL-8, and macrophage inflammatory protein-1. IL-6
increased up to hundredfold after a marathon race and the
increase was tightly related to the duration and intensity of
the exercise. IL-6 is produced in the skeletal muscle in
response to exercise. Exercise induces immune changes
and also alters neuroendocrinological factors including catecholamines, growth hormone, cortisol, beta-endorphin,
and sex steroids. Exercise-associated muscle damage initiates the inflammatory cytokine cascade. LPS enters the
circulation in athletes after ultra-endurance exercise and
may, together with muscle damage, be responsible for the
increased cytokine response and hence GI complaints [2].
Cachexia is the clinical consequence of a chronic, systemic inflammatory response. There is redistribution of
the body’s protein content, with preferential depletion of
skeletal muscle and an increase in the synthesis of APP
involved in APR [2].
The anorexia of infection is part of the host’s APR and
is beneficial in the beginning, but deleterious, if long
lasting. Bacterial cell wall compounds (e.g., LPS, peptidoglycans), microbial nucleic acids and viral glycoproteins
trigger the APR and anorexia by stimulating the production of proinflammatory cytokines (e.g., interleukins,
TNF, interferons), which serve as endogenous mediators.
The central mediators of the anorexia during infection
appear to be neurochemicals involved in the normal control of feeding, such as serotonin, dopamine, histamine,
CRF, neuropeptide Y, and MSH. Reciprocal, synergistic,
and antagonistic interactions between various pleiotropic
cytokines, and between cytokines and neurochemicals,
form a complex network that mediates the anorexia during infection [2].
Aging is associated with increased inflammatory activity, increased circulating levels of TNF, IL-6, cytokine antagonists, and acute phase proteins. Chronic low-grade
inflammation in aging promotes an atherogenic profile
and is related to age-associated disorders (e.g., Alzheimer’s
disease, atherosclerosis, type 2 diabetes, etc.) and enhanced
mortality risk. A dysregulated production of inflammatory
cytokines, delayed termination of inflammatory activity,
and a prolonged fever response suggest that the acute
phase response is altered in aging [2].
The metabolic syndrome is characterized by cardiovascular and diabetes risk factors generally linked to insulin
resistance, and obesity. Cross-sectional analysis demonstrated that markers of inflammation and endothelial dysfunction predict the development of diabetes mellitus and
weight gain in adults. There is biological evidence to suggest
that chronic activation of the innate immune system may
underlie the metabolic syndrome [2].
In allergic patients, increased IL-6 levels correlated with
greater erythema extent, lower mean arterial blood pressure, and a longer duration of symptoms. There was an
inverse relationship between CRP and histamine levels [2].
In patients with rheumatoid arthritis (RA), IL-6 correlated closely with CRP and with erythrocyte sedimentation rate (ESR). These three parameters correlated well
with serum cortisol, which is increased in active RA [2].
CRP and C3a levels were significantly higher in
patients with IgA nephropathy as compared with healthy
controls and with patients with hypertension or
nonimmune renal diseases. Mean CRP but not C3a levels
were significantly higher in IgA nephropathy patients
with disease progression than in those with stable renal
function [2].
References
1.
2.
3.
4.
5.
Berczi I, Quintanar-Stephano A, Kovacs K (2009) Neuroimmune
regulation in immunocompetence, acute illness, and healing. Ann
N Y Acad Sci 1153:220–239
Berczi I, Szentivanyi A (2003) The acute phase response. In: Berczi I,
Szentivanyi A (eds) Neuroimmmune biology, vol 3, The immuneneuroendocrine circuitry. History and progress. Elsevier, Amsterdam,
pp 463–494
Bertok L, Chow DA (2005) Natural immunity. In: Berczi I.
Szentivanyi A, Series (eds) Neuroimmune biology, vol 5. Elsevier,
Amsterdam
Janeway CA, Travers P, Walport M, Schlomchik MJ (2005)
Immunobiology. Galand science. Taylor and Francis Group,
New York/London
Berczi I (2010) Antigenic recognition by the brain. The brain as an
immunological organ. In: Berczi I (ed) New insights to
neuroimmune biology. Elsevier, Amsterdam, pp 145–154 Elsevier
Insights, www.amazon.com
Acute Phase Response
▶ Acute Phase Reaction
Acute Polio
Infection of the Central Nervous system by the polio virus,
leading to acute flaccid paralysis of muscles by destruction
of the motor neurons in the spinal cord.
Adenosine
Acute Program Variables
The features of a resistance training protocol that impact
its physiological stimuli to the body, i.e., choice of exercises, order of exercises, amount of rest between sets and
exercises, number of sets, and the intensity of the resistance used.
Adaptability
▶ Neural Plasticity
Adaptation
Refers to any beneficial, or presumably beneficial, change
to the structure or function of an organ or the whole body
in response to chronic exercise training.
Cross-References
▶ Cold
▶ Training, Adaptations
Adaptive Immune Cells
▶ Lymphocytes
Adaptive Immune System (ADIM)
The adaptive immune system is also known as thymus
dependent, or T lymphocyte dependent immunity.
T lymphocytes mature in the thymus gland. We distinguish helper (Th1, Th2) killer or cytotoxic (Tk, CTL) and
suppressor/regulatory (Tsr, Treg) lymphocytes. T cells
mediate antigen-specific cellular immunity and regulate
immune function. Bone marrow–derived (B) lymphocytes produce antigen-specific antibodies.
Cross-References
▶ Lymphocytes
A
Adaptive Movement Variability
Also known as functional or compensatory variability, this
type of neurobiological system variability emerges in coordination of a performer during attempts to satisfy changing task constraints during sport performance. The
traditional idea of variability representing “noise” in
a neurobiological system is eschewed in ecological dynamics in favor of a more functional role for movement pattern variability in adapting to changes in the performance
environment, due to factors like changes in ambient temperature, performance conditions, and fatigue. Whilst this
idea is understandable in coordination of multi-articular
actions in dynamic environments such as team games,
adaptive movement variability have also been observed
to play a functional role in helping athletes adjust coordination patterns in more stable task environments such as
pistol shooting, archery, and diving.
Adaptive Physical Activity (APA)
Physical activity for fitness and aerobic conditioning that
has been modified to meet the needs of individuals with
physical limitations.
Adenine Nucleotides
The adenine nucleotides are forms of adenosine that are
phosphorylated, or contain one or more phosphate
groups. The adenine nucleotides include adenosine
50 -triphosphate (ATP), adenosine 50 -diphosphate (ADP),
and adenosine 50 -monophosphate (AMP).
Cross-References
▶ Adenosine Triphosphate
Adenosine
Adenosine is an endogenous purine nucleoside comprised
of adenine and a ribose sugar that modulates many physiological processes via G protein coupled adenosine receptors. It contributes to energy exchange as a component of
17
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18
A
Adenosine 50 -Monophosphate-Activated Protein Kinase
adenosine triphosphate (ATP), adenosine diphosphate
(ADP), and adenosine monophosphate (AMP). It also
plays a role in cellular signaling as a component of cyclic
adenosine monophosphate (cAMP). Adenosine is
a vasodilator and a central nervous system inhibitor. Pharmacologically, it is also used as a cardiac antiarrythythmic.
Adenosine 50 -MonophosphateActivated Protein Kinase
▶ AMP-Activated Protein Kinase
Adenosine Triphosphate
KAMELJIT KALSI, JOSÉ GONZÁLEZ-ALONSO
Centre for Sports Medicine and Human Performance,
Brunel University, Uxbridge, UK
Synonyms
Adenosine triphosphoric acid; Nucleotide
Definition
is
an
adenosine-derived
nucleotide,
▶ ATP
C10H16N5O13P3, that has a dual role as an ▶ energy source
and a ▶ signaling molecule recognized by ▶ purinergic
receptors. It contains high energy phosphate bonds and
is used to transfer energy to cells for biochemical processes, including muscle contraction and enzymatic
metabolism, through its hydrolysis to its diphosphate,
ADP. ATP is hydrolyzed to its monophosphate, AMP,
when it is incorporated into DNA or RNA.
Basic Mechanisms
The role of ATP as a direct energy source for biological
systems was first proposed by Lipmann and Kalckar in
1941. Earlier experiments had shown that there was
a decline in phosphocreatine (▶ PCr) levels with muscle
contraction. It was therefore believed that PCr played this
role. It was not until the 1960s when it was discovered that
the high energy phosphate bond of PCr is first transferred
into ATP before it could be utilized in biochemical
reactions requiring energy. ATP is first generated by the
glycolytic pathway in the cytoplasm outside the mitochondria where glucose is converted to pyruvate by the process
of anaerobic metabolism. The majority of ATP is formed
within the mitochondria by the second pathway known as
the citric acid cycle or Kreb’s cycle by the oxidation of
pyruvic acid to carbon dioxide. Coupled to this is the
third method of generating ATP from the electron transport
chain found on the inner mitochondrial membrane, where
the efflux of protons from the mitochondrial matrix
creates an electrochemical gradient (proton gradient).
This gradient is used by the FOF1 ATP synthase complex
to make ATP via oxidative phosphorylation [1].
During exercise, the mechanism of muscle contraction
involves the contractile proteins actin which combines
with myosin and ATP to produce force, ADP, and inorganic phosphate (Pi), a phenomenon known as the “Cross
Bridge Cycle.” Evidence provided from protein crystallography and electron microscopy proposes a model whereby
ATP causes a conformational change in the actin-binding
site for myosin resulting in movement of the muscle fibers.
A constant source of ATP relies on the availability of substrates for oxidation mainly in the form of muscle glycogen, blood glucose, and free fatty acids. The use of these
various substrates depends on the intensity and duration
of the exercise but would also be influenced by the training
and nutritional status before and during exercise. Inadequate ATP production in patients with mitochondrial
myopathy predisposes the individual to increased incidence of myalgia, fatigue, dyspnea, and muscular
cramping during exercise [2].
ATP can also be synthesized by precursors within the
body by the de novo and salvage pathways. The major site
for purine synthesis is in the liver; however, these pathways
are energy consuming. In contrast, the exercising muscle
triggers the purine nucleotide cycle which synthesizes
AMP from inosine monophosphate (IMP), a by-product
of this cycle is the generation of fumarate an essential
substrate for the Kreb’s cycle and hence the regeneration
of more ATPs.
ATP also has important roles outside of the cell acting as
an extracellular signaling molecule by activating specific ATP
receptors on cells lining the arteries, nerve endings, and
various organs. As a result, extracellular ATP regulates
many physiological responses including vascular, heart,
and skeletal muscle functions. In the vasculature it has
been proposed that the erythrocyte releases ATP out the
cell as a response to stimuli such as low oxygen, mechanical
deformation, changes in pH [3], and more recently demonstrated by increasing physiological temperatures. The mechanism by which ATP leaves the ▶ erythrocytes remains
contentious, but inhibitor studies have described a regulatory role for the membrane bound ion transporter cystic
fibrosis transmembrane regulator (▶ CFTR), a member of
the ATP-binding cassette proteins (ABC-proteins).
Adenosine Triphosphate
18
A
Exercise
ATP infusion
16
A
Cardiac output
(l min−1)
14
12
10
8
6
4
2
0
0
1
2
3
4
5
6
7
8
9
10
Leg blood flow
(l min−1)
Adenosine Triphosphate. Fig. 1 Cardiac output and leg blood flow changes with incremental exercise and graded intrafemoral
artery ATP infusion (Adapted from González-Alonso (2008))
ATP is a potent ▶ vasodilator when infused in intact
humans or when infused locally in vessel preparations. To
demonstrate the influence of ATP on the regulation of
▶ blood flow in humans, intra-luminal infusion of ATP
produces an increase in flow similar to levels found with
exercise hyperemia (7–8 L min 1 from resting values of
0.5 L min 1) (Fig. 1) [4]. This is due to the interaction of
ATP with the endothelium P2y receptors triggering the
release of nitric oxide (NO), endothelium-derived hyperpolarization factor (EDHF), and prostaglandins mostly
prostacyclin (PGI2) as well as non-NO, non-prostacyclin
induced vasodilation [5] (Fig. 2).
Yet again, ATP is also known to act as a sympathetic
neurotransmitter where it activates P2x receptors on the
vascular smooth muscle causing vasoconstriction. Thus,
circulatory and interstitial ATP is essential in regulating
and controlling blood flow in exercising and nonexercising limbs.
Exercise Intervention
To improve exercise performance, the key requirements
are the exercise regimen and proper nutrition. Access to
a continuous supply of ATP for energy is of continual
interest in the sporting world. However, most legal
sports supplements do not improve exercise performance except for three legal supplements creatine, carnitine, and sodium bicarbonate. Increasing the intake of
19
creatine enhances the levels of creatine and PCr in the
muscle and provides a good reserve of high energy phosphates for ATP regeneration. Carnitine supplementation
should in principle augment the oxidation of fats by the
mitochondria; however, the benefits have been inconclusive. Lastly, sodium bicarbonate reduces the acidosis
associated with exercise, but again the results have been
varied and some negative effects have been described.
Another key regulator at the center of muscle bioenergetics is the enzyme AMPK (AMP-kinase) which is activated when ATP is used for energy and the by-product
AMP is formed. Activation of AMPK by AMP generates
more ATP, but is also involved in lowering blood sugar,
sensitizing cells to insulin, and suppressing inflammation. All of these benefits are stimulated with exercise
itself and research into drugs that simulate this response
is emerging. A drug that mimics AMP, AICAR
(aminoimidazole carboxamide ribonucleotide) combined with a gene activating drug GW1516 is currently
been tested with promising results such that they have
been included on the prohibited list by the World AntiDoping Agency.
The best method of stimulating ATP synthesis in skeletal muscle is by increasing the frequency and intensity of
exercise. This is proven by studies using 31P magnetic
resonance spectroscopy where they demonstrate an
increase in ATP synthase flux and an increase in the rate
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A
Adenosine Triphosphate
CFTR
Stimuli
HbO2
saturation
PO2
PKA
AC
Gi
pH
cAMP
ATP
RBC
deformation
Blood vessel
Temperature
ATP
P2y
L-Arg
Smooth Muscle
COX-1
eNOS
Endothelium
NO PGI2
P2x
AA
CYP450
EDHF
IP
cGMP cAMP
KCa
KATP
Adenosine Triphosphate. Fig. 2 Mechanism of ATP release from erythrocytes and ATP-mediated vasodilatation. ATP is released
from erythrocytes which interact with the endothelium by releasing vasoactive mediators which stimulate vasodilation of the
smooth muscle lining the vessel walls. List of abbreviations: Gi, heterotrimeric G protein; AC, adenylyl cyclase; cAMP, 3’5’adenosine monophosphate; PKA, protein kinase A; CFTR, cystic fibrosis transmembrane conductance regulator; P2y and P2x,
purinergic receptor subtypes; NO, nitric oxide; eNOS, endothelial NO synthase; COX-1, cyclooxygenase-1; CYP450, cytochrome
P450; L-Arg, L-arginine; PGI2, prostacyclin; AA, arachidonic acid; EDHF, endothelium-derived hyperpolarizing factor; IP, prostacyclin
receptor; KCa, calcium sensitive K+ channel; KATP, ATP-sensitive K+ channel.
of PCr recovery. Endurance training is accompanied by
a number of physiological adaptations that include
improvements in oxidative metabolism, increased capillary density and glycogen storage, and enhanced insulin
sensitivity. But the most apparent change is the increased
number of mitochondria within the muscle. This ensures
that there is an adequate production of ATP for muscle
contraction during exercise and reduction in the incidence
of early fatigue.
Since ATP can regulate blood flow, enhancing ATP
release from erythrocytes may aid patients with vascular
disease, heart failure, COPD, or spinal cord injury that
are unable to participate in physical activity to a level that
would improve circulation to the peripheral limbs. In
this way, increasing blood flow could deliver more oxygen and nutrients to the muscle. Currently, there does
not seem to be a good pharmacological alternative for
improving circulation in these patients. Promoting the
release of ATP from red blood cells, that is, with
heat, could elicit blood flow changes that would be
beneficial to patient populations is an attractive nonpharmacological remedy [6].
References
1.
2.
3.
4.
5.
6.
Baker JS, McCormick MC, Robergs RA (2010) Interaction among
skeletal muscle metabolic energy systems during intense exercise.
J Nutr Metab 2010:905612
Testa M, Navazio FM, Neugebauer J (2005) Recognition, diagnosis,
and treatment of mitochondrial myopathies in endurance athletes.
Curr Sports Med Rep 4(5):282–287
Ellsworth ML et al (2009) Erythrocytes: oxygen sensors and
modulators of vascular tone. Physiology (Bethesda) 24:107–116
González-Alonso J et al (2008) Haemodynamic responses to exercise,
ATP infusion and thigh compression in humans: insight into the role
of muscle mechanisms on cardiovascular function. J Physiol
586(9):2405–2417
Mortensen SP et al (2009) ATP-induced vasodilation and purinergic
receptors in the human leg: roles of nitric oxide, prostaglandins, and
adenosine. Am J Physiol Regul Integr Comp Physiol 296(4):
R1140–R1148
Kalsi KK, González-Alonso J (2010) Temperature-dependent release
of ATP from human erythrocytes: mechanism for the control of local
tissue perfusion. Circ 122:A13005
Adipose-Tissue-Derived Hormones
Adenosine Triphosphate–Binding
Cassette A1 (ABCA1)
Is the membrane-bound enzyme responsible for transfer
of cholesterol from peripheral cells to apoA1/immature
HDL in the first step of reverse cholesterol transport. This
enzyme and others are upregulated by exercise.
Adenosine Triphosphoric Acid
A
Adipokines
Adipokines (also called adipocytolines) are polypeptides
that are secreted from and/or produced by the adipocytes.
They include leptin, adiponectin, resistin, and many cytokines of the immune system, such as tumor necrosis
factor-alpha (TNF-a), interleukin-6 (IL-6), and complement factor D (also known as adipsin). They have potent
autocrine, paracrine, and endocrine functions.
Cross-References
▶ Adipose-Tissue-Derived Hormones
▶ Adenosine Triphosphate
Adiponectin
Adherence (Regimen Adherence)
The change in behavior in comparison to the prescribed
regimen, sometimes suggesting making the changes due to
an internal desire to change.
Cross-References
▶ Behavioral Changes
Adhesion Molecules
They are proteins located on the cell surface involved with
the binding with other cells or with the extracellular
matrix (ECM) in the process called cell adhesion. The
increase of these molecules is used as a signal of cardiovascular disease risk.
Adipocytokines
▶ Adipose-Tissue-Derived Hormones
▶ Adipokines
Adiponectin is produced largely by the adipocyte, and like
leptin, has effects on numerous metabolic parameters
including glucose and lipid metabolism. However, the
effects of adiponectin on appetite/food intake are not
nearly as pronounced as that of leptin. In contrast to
leptin, circulating adiponectin concentrations generally
decrease in obesity. Resistance of tissues such as liver and
muscle to adiponectin also seems to occur in obesity.
Adipose Tissue
Adipose tissue includes adipocytes, along with other associated tissues such as connective tissue, vascular supply, as
well as other infiltrating cells such as macrophages. Adipose tissue has classically been considered as a storage
depot, but is now well recognized as having an important
endocrine role.
Adipose-Tissue-Derived
Hormones
DAVID J. DYCK, LINDSAY E. ROBINSON, DAVID C. WRIGHT
Department of Human Health and Nutritional Sciences,
University of Guelph, Guelph, ON, Canada
Adipogenesis
Is the process of cell differentiation by which
preadipocytes become adipocytes.
Synonyms
Adipocytokines; Adipokines; Cytokines
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22
A
Adipose-Tissue-Derived Hormones
Definition
Cytokines are defined as cell-to-cell signaling proteins (or
peptides) that confer an immunomodulatory effect.
Adipocytokines (usually abbreviated as adipokines) were
first defined as cytokines specifically produced and
secreted by adipocytes. However, this definition of
adipokines is generally considered to be insufficient as
many proteins that were originally defined as such, e.g.,
leptin and adiponectin, are now known to be produced by
adipocytes as well as other cells within adipose tissue.
Other so-called adipokines such as resistin may in fact
not be secreted by adipocytes at all (at least in humans),
but rather by macrophages that have infiltrated adipose
tissue. In this regard, adipokines might better be defined as
proteins that are secreted by adipose tissue, which would
include adipocytes along with the associated connective
tissue, vasculature, and immune cells such as macrophages. Even so, numerous proteins currently defined as
adipokines, such as leptin, adiponectin, and chemerin, are
also produced within unrelated tissues such as skeletal
muscle, placenta, bone, etc., further complicating the definition of adipokines. Furthermore, many proteins originally classified as adipokines (leptin, adiponectin, resistin)
were not known to have an immunomodulatory role,
although in some cases this has been later identified.
Nonetheless, despite the imprecision with its definition,
the term “adipokines” generally refers to the collection of
well over 100 identified proteins and hormones produced
and secreted by adipose tissue.
Basic Mechanisms
Adipose tissue, an endocrine organ, produces a myriad of
adipokines that contribute to various metabolic
abnormalities, such as insulin resistance, a hallmark feature of obesity. Adipokines can act locally within adipose
tissue itself and/or systemically, interacting with numerous peripheral tissues, including skeletal muscle, heart,
liver, endothelial cells of blood vessels, other adipocytes,
etc., to affect many metabolic and inflammatory processes
[1]. Of the more than 100 identified adipokines, several
are notably related to insulin responsiveness in skeletal
muscle, including leptin, adiponectin, tumor necrosis factor-alpha (TNFa), interleukin-6 (IL-6), and apelin. Skeletal muscle is the largest sink for insulin-stimulated
glucose uptake in the body and is therefore an important
contributor to glucose homeostasis. Thus, the communication or “cross talk” between adipose tissue and muscle,
and the role that adipokines might serve in this cross
talk has been a point of considerable interest in recent
years (Fig. 1). Specifically, leptin and adiponectin improve
insulin response, an effect that is generally ascribed to
their ability to increase fatty acid oxidation and reduce
intramuscular lipid content. TNFa is a pro-inflammatory
cytokine secreted from numerous cells including macrophages, adipocytes, and skeletal muscle, and has been
implicated as a critical mediator of insulin resistance,
particularly in relation to obesity. Perhaps, most controversial of the major adipokines associated with insulin
response is IL-6. IL-6 is produced by adipocytes, immune
cells, and contracting muscle and was the first identified
myokine. There is evidence to implicate IL-6 both as
a mediator of impaired insulin action in obesity, and
also as a facilitator of increased fuel metabolism during
exercise.
Leptin and Adiponectin
Leptin and adiponectin are generally considered to be
important adipokines for the maintenance of insulin
responsiveness. Certainly, their near absence in conditions
such as lipoatrophy is accompanied by severe insulin
resistance, as well as massive accumulations of lipid in
numerous peripheral tissues (liver, muscle, etc.). Since
lipid accumulation is strongly associated with insulin
resistance, it is believed that leptin and adiponectin are
important in the prevention of lipotoxicity and the subsequent impairment of insulin response. It is widely
accepted that the ability of leptin and adiponectin to
prevent or minimize lipid accumulation in tissues is
achieved by their ability to stimulate AMP-activated protein kinase (AMPK) and fatty acid oxidation. However,
other mechanisms including lipolysis, fatty acid uptake
and trafficking are also involved, some of which do not
involve AMPK. The obese condition is typically characterized by increased fatty acid uptake and accumulation,
and a decline in the responsiveness to insulin in peripheral
tissues such as muscle. This may in part be due to the onset
of leptin and adiponectin resistance, leading to reduced
protection against lipid accumulation [2]. Leptin and
adiponectin resistance are evident in muscle from both
rodents and humans, and have been shown to be inducible
by the consumption of high-saturated fat diets in rodents.
The mechanisms underlying this resistance have not been
elucidated, but may in part involve an increase in suppressor of cytokine signaling (SOCS3). Feeding a diet high in
polyunsaturated fatty acids delays the onset of leptin and
adiponectin resistance; furthermore, including fish-oilderived long-chain omega-3 fatty acids in a high-fat diet
prevents/delays the development of leptin and
adiponectin resistance. The exact mechanisms underlying
these fatty acid effects are unknown but might involve
modulation of toll-like receptor-4 (TLR4) content and
downstream inflammatory signals. However, the role of
Adipose-Tissue-Derived Hormones
A
Skeletal Muscle
Insulin
Receptor
A
GLUT4
Oxidation
Lipid accumulation
Altered FA metabolism
Inflammatory response
Exercise
Toll-like receptor 4
Fatty acid transporter
Cytokine receptor
Fatty acids
Fatty acids
Adipose
AMPK, other
signaling pathways?
PGC-1α
Mitochondrial biogenesis
Altered Secretory Profile:
Pro-inflammatory: Increased TNF, fatty acids;
decreased adiponectin (e.g. obesity, high-fat diets)
Anti-inflammatory: Decreased TNF, fatty acids;
increased adiponectin (e.g. exercise)
Adipose-Tissue-Derived Hormones. Fig. 1 Fatty acids, particularly saturated species, and pro-inflammatory adipokines are
generally believed to induce lipid accretion, as well as an inflammatory response ultimately leading to the impairment of insulinstimulated translocation of GLUT4 (glucose transporter 4). Anti-inflammatory and insulin-sensitizing adipokines are thought to
reduce lipid accumulation and protect against inflammation
inflammation as a cause of leptin and adiponectin resistance has not yet been established.
TNFa and IL-6
Tumor necrosis factor-a is an inflammatory cytokine that is
produced by numerous tissues that include skeletal muscle
and adipose tissue. However, its chief source is immune cells,
such as monocytes and macrophages. TNFa concentrations
in plasma, muscle, and adipose tissue are often increased in
cases of insulin resistance and type 2 diabetes, although this
is not always the case. Its receptors, TNFR1 and 2, are located
in most tissue and are also typically elevated in obesity. The
deletion of TNFa receptors in mice conveys protection
against the diet-induced induction of insulin resistance.
TNFa may impair insulin response through several
23
mechanisms, including (1) the stimulation of p38 mitogenactivated protein kinase (MAPK) and c-Jun-terminal kinase
(JNK) leading to Ser307/312 phosphorylation and inhibition
of the insulin receptor substrate-1 (IRS-1), and (2) increased
formation of diacylglycerol and ceramides which are believed
to impair insulin signaling through the inhibition of IRS-1
(via activation of novel PKC isoforms) and Akt. Interleukin6 (IL-6) is produced by numerous tissues in the body,
including various immune cells, fibroblasts, and adipose
tissue. It was also the first identified myokine and is produced by contracting muscle. There has been considerable
controversy regarding the role of IL-6 as it has been shown to
be proinflammatory and impair glucose tolerance (when
secreted by macrophages, for example), but also promotes
glucose utilization during exercise.
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Adipose-Tissue-Derived Hormones
Apelin
Apelin is a recently identified adipokine that has been
reported to have a host of salutary effects on skeletal muscle
and systemic carbohydrate and lipid metabolism [3]. Glucose tolerance and insulin sensitivity are reduced in apelindeficient mice whereas increasing circulating apelin levels in
severely insulin-resistant mice through the use of miniosmotic pumps partially restores systemic insulin action.
From a cellular perspective this effect is likely mediated
through the activation of 50 AMP activated protein kinase
(AMPK), an energy-sensing enzyme and master regulator
of cellular metabolism that stimulates insulin-independent
skeletal muscle glucose disposal, enhances insulin sensitivity, and increases fatty acid oxidation. Apelin would also
appear to regulate the oxidative capacity of skeletal muscle.
For example, repeated daily injections of apelin for several
weeks increase mitochondrial enzyme content and activity
in rat skeletal muscle. Similarly, apelin-over-expressing
mice have increased skeletal muscle mitochondrial content
when fed a high-fat diet relative to control animals. It is
interesting to note that the effects of apelin are strikingly
similar to that of exercise and would perhaps imply a role
for apelin in mediating the effects of exercise on skeletal
muscle metabolism.
Exercise Intervention
The effects of chronic exercise training as a means to improve
glucose tolerance and insulin responsiveness are well characterized. While there are potentially several mechanisms that
may underlie this effect, an increase in mitochondrial content
leading to greater rates of fatty acid oxidation is often cited as
an important contributor. However, it is also noteworthy that
a single bout of exercise can improve insulin response for 12–
24 h prior to any increases in mitochondrial content or
capacity to oxidize fat. Although there are numerous speculations as to the possibility that exercise might confer some of
its benefits on insulin response by altering the secretion of
adipokines, or by changing the sensitivity of their target
tissues, this has generally been poorly documented.
Leptin and Adiponectin
Both the acute and chronic effects of exercise on plasma
leptin and adiponectin concentrations have been examined, with inconsistent findings. In general, acute exercise
can decrease circulating levels of leptin if the intensity and
duration are sufficiently intense, i.e., significant energy
deficit. However, the provision of sufficient calories to
meet the energy needs of the exercise can prevent the
decrease in leptin. Chronic exercise training has been
shown to lower leptin and increase adiponectin. In the
case of leptin, this seems to be largely dependent on
reductions in body fat. In the absence of changes in body
mass/fat, changes in leptin are generally not evident. There
is recent evidence that adiponectin concentrations can be
increased by intense exercise independent of changes in
body fat [4]. There is also evidence based on rodent
models that intense treadmill exercise can protect skeletal
muscle from becoming both leptin- and adiponectinresistant during the administration of a high-fat diet.
TNFa
There is evidence that chronic exercise, in combination
with dietary restriction, can reduce circulating TNFa
concentrations. However, dietary restriction alone also
reduces TNFa and other markers of inflammation,
suggesting that it is the reduction in body fat that is the
important factor, rather than the exercise per se. Moreover, the effect of exercise on TNFa production has largely
focused on circulating immune cells. Thus, the degree to
which adipose-tissue-derived TNFa is reduced is less well
characterized, as is the responsiveness of peripheral tissues
to TNFa following chronic exercise.
Apelin
Apelin, similar to adiponectin, has been shown to increase
with exercise. Exercise, possibly working via catecholamines, activates AMPK in adipose tissue. In cell culture
models, the pharmacological activation of AMPK with
a compound called AICAR leads to increases in the
expression of PPARg coactivator 1 alpha (PGC-1a),
a transcriptional coactivator that controls the expression
of apelin. PGC-1a also increases adipose tissue mitochondrial content, an event that is required in adiponectin
synthesis and secretion. In this regard, a catecholamineAMPK-PGC-1a axis may be critical in the exercisemediated regulation of adipose tissue metabolism and
adipokine profile.
References
1.
2.
3.
4.
Schaffler A, Scholmerich J (2010) Innate immunity and adipose
tissue biology. Trends Immunol 31:228–235
Mullen KL, Pritchard J, Ritchie I, Snook LA, Chabowski A, Bonen A,
Wright D, Dyck DJ (2009) Adiponectin resistance precedes the
accumulation of skeletal muscle lipids and insulin resistance in
high-fat-fed rats. Am J Physiol Regul Integr Comp Physiol 296:
R243–251
Xu S, Tsao PS, Yue P (2011) Apelin and insulin resistance: another
arrow for the quiver? J Diabetes 3:225–231
Garekani ET, Mohebbi H, Kraemer RR, Fathi R (2011) Exercise
training intensity/volume affects plasma and tissue adiponectin
concentrations in the male rat. Peptides 32:1008–1012
Adrenergic Receptors
Adiposity
The accumulation of adipose (fat) tissue; the state of being
overweight.
Cross-References
A
Adrenergic Receptors
JAMES R. DOCHERTY
Department of Physiology, Royal College of Surgeons in
Ireland, Dublin, Ireland
▶ Obesity
Synonyms
Adrenoceptors; Sympathetic response mediators
Adiposity Signal
Hormone that circulates in the blood in proportion to the
amount of fat stored in the body and which provides
a signal to other organs such as the brain. A decrease in
adiposity signals may elicit hyperphagia (increased energy
intake) and decreases in energy expenditure, while an
increase results in decreased energy intake and increased
energy expenditure. Insulin and leptin are adiposity signals that are secreted primarily from the pancreas and
adipose tissue, respectively.
ADMA
Asymmetric dimethylarginine (ADMA) is an endogenous inhibitor of NO-synthase. It is generated during
proteolysis of methylated proteins. ADMA is removed
either by renal excretion or metabolic degradation by the
enzyme dimethylarginine dimethylaminohydrolase.
ADMA can be produced and degraded by several cell
types including human endothelial and tubular cells.
Elevated ADMA concentrations in the blood are found
in a number of chronic diseases associated with endothelial dysfunction such as hypercholesterolemia, hypertension, arteriosclerosis, chronic renal failure, and chronic
heart failure.
Adolescence
A transitional stage of human development occurring
between puberty and adulthood. The term adolescence includes girls aged 12–18 years and boys aged
14–18 years.
Definition
▶ Adrenergic receptors are cell membrane receptors
belonging to the seven transmembrane spanning
G-protein-linked superfamily of receptors [1]. They
respond to the sympathetic neurotransmitter noradrenaline and to the hormone adrenaline (and to various exogenous agonists) by producing a response within the cell,
involving a second messenger, or ion channel. Adrenergic
receptors can be divided into three major types, each with
three subtypes [2, 3] (see Table 1). ▶ Alpha1-adrenergic
receptors are linked to the enzyme phospholipase
C (PLC), ▶ alpha2-adrenergic receptors are linked to inhibition of the enzyme adenylate cyclase (AC) and to opening of potassium (K+) channels, and ▶ beta-adrenergic
receptors are linked to stimulation of AC (see Table 1).
Basic Mechanisms
Adrenergic receptors are classically the receptors involved
in the “fight or flight” reaction, the mobilization of
resources caused by activation of the sympathetic nervous
system that prepares the body for bouts of severe activity.
This involves the release of the hormone adrenaline from
the adrenal medulla into the bloodstream and an increase
in sympathetic nerve activity mediated by the neurotransmitter noradrenaline. Adrenaline and the sympathetic
nerves act to cause cardiac stimulation, increasing both
heart rate and force of ventricular contraction to increase
cardiac output and get more blood to exercising muscle.
Adrenaline acts on vascular beta2-adrenergic receptors to
dilate particularly muscle arterioles to deliver more of this
increased cardiac output to skeletal muscle. Adrenaline
mobilizes glucose and free fatty acids as energy sources.
Sympathetic activation will also cause vasoconstriction in
less vital vascular beds, particularly splanchnic and skin
(although the skin vasculature may dilate later to dissipate
heat), to divert blood to skeletal muscle. Sympathetic
activation also mobilizes blood from the reservoir in the
large veins (the capacitance vessels) by veniconstriction.
Adrenaline also causes bronchodilatation to aid in getting
25
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26
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Adrenergic Receptors
Adrenergic Receptors. Table 1 Subtypes of the adrenergic receptor family, important G protein and second messenger
linkages (enzyme or ion channel), and major actions
Subtype
G protein
Linkage
Major actions
Alpha1A
Gq/11
PLC
sm contraction
Alpha1B
Gq/11
PLC
sm contraction
Alpha1D
Gq/11
PLC
sm contraction
Alpha2A
Gi/o
ACI/K+
Nerve inhibition/sm contraction
Alpha2B
Gi/o
ACI/K
+
Nerve inhibition/sm contraction
Alpha2C
Gi/o
ACI/K+
Nerve inhibition/sm contraction
Beta1
Gs
ACS
Cardiac stimulation/lipolysis
Beta2
Gs
ACS
sm dilatation/metabolic
Beta3
Gs
ACS
sm dilatation/metabolic/cardiac inhibition
ACI inhibition of enzyme adenylate cyclase, ACS stimulation of enzyme adenylate cyclase, K+ opening of potassium (K+) channels, PLC stimulation
of enzyme phospholipase C, sm smooth muscle (e.g., vascular, bronchial)
oxygen into the blood. Ocular effects involve alpha1adrenergic receptor mediated dilatation of the pupil,
and beta-adrenergic receptor mediated paralysis of
accomodation, increasing the amount of light reaching the
retina and setting the lens for wider vision. Sweating is
also an adrenergic response, but the neurotransmitter is
acetylcholine and beyond the scope of this article.
Genito-urinary actions of the adrenergic system are
also important, and alpha- receptors are involved in contraction the smooth muscle of the vas deferens, in
contracting the neck of the bladder and involved in prostate function. Adrenergic receptors are also present in the
spinal cord and brain mediating diverse functions from
control of blood pressure to mediating analgesia.
We can now consider the subtypes of adrenergic receptor that mediate these many physiological actions.
Alpha1-Adrenergic Receptors
Alpha1-adrenergic receptors are the classical adrenergic
receptors mediating smooth muscle contraction, but we
do not know the exact physiological role of each of the
three subtypes. Alpha1A-receptors are widespread in
many smooth muscles and are activated by administered
agonists, but alpha1D or alpha1B may be more important
physiologically for neurotransmission.
Alpha1-adrenergic receptors in the vascular system
have a major role in the control of blood pressure and
the response to falls in blood pressure. A fall in blood
pressure due to causes such as hemorrhage will activate
the baroreceptor reflex and cause sympathetic activation
to vasoconstrict less vital vascular beds, especially splanchnic and skin. However, profound falls in blood pressure
resulting in a decreased blood flow to the brain activates
a stronger reflex due to brain ischemia. This is the CNS
Ischemic Reflex which is a last-ditch reflex to maintain
brain blood flow at the expense of all other vascular beds
by causing widespread vasoconstriction involving alpha1adrenergic receptor activation.
Another important role of vascular alpha1-adrenergic
receptors is temperature control. as vasoconstriction of
superficial blood vessels is an important mechanism to
conserve heat. Alpha1-adrenergic receptors are also
involved in the hyperthermia to amphetamine derivatives
such as ▶ methylenedioxymethamphetamine (MDMA),
which produces a dangerous hyperthermia in hot conditions, such as found at a “Rave.”
In nonvascular smooth muscle, alpha1-adrenergic
receptors mediate inhibition of micturition, but the density
of alpha1-adrenergic receptors in the neck of the bladder is
greater in males, suggesting a sexual function to prevent
retrograde ejaculation into the bladder. Alpha1-adrenergic
receptors mediate contraction of the vas deferens and
seminal vesicles and have an important role in ejaculation.
Alpha1-adrenergic receptor agonist mediated vasoconstriction can be used to treat hypotension, and can be
used in nasal decongestion. Alpha1-adrenergic receptor
agonists also act on the eye to dilate the pupil by
contracting the dilator pupillae muscle, and also have
actions to reduce intraocular pressure, presumably by
restricting blood flow. Alpha1-adrenergic receptor antagonists lower blood pressure in hypertension and are used
in the treatment of Benign prostatic hypertrophy.
Alpha2-Adrenergic Receptors
Like alpha1-adrenergic receptors, alpha2-adrenergic receptors are involved in vasoconstriction, but their exact role,
Adrenergic Receptors
and the role of each of the subtypes, in the control of blood
pressure has not been fully established. They are not as
widespread in the vascular system as alpha1-adrenoceptors,
but they may have a role particularly on veins (possibly
alpha2C-receptors) to cause veniconstriction. In addition,
alpha2A-receptors on endothelial cells mediate relaxation
of vascular smooth muscle.
Alpha2A-adrenergic receptors are involved in the central control of blood pressure, mediating a profound fall in
blood pressure, and this explains the antihypertensive
actions of alpha2-receptor agonists such as clonidine.
Alpha2-adrenergic receptors also mediate analgesia
centrally.
Alpha2-adrenergic receptors, particulary alpha2A and
to a lesser extent alpha2C, are also present on the
prejunctional nerve terminal of adrenergic and other
nerves, where they mediate inhibition of neurotransmitter
release. In adrenergic nerves, this is a negative feedback to
modulate release. Although the exact importance of these
receptors is unclear, there is evidence that absence of the
prejunctional alpha2-adrenergic receptor in animal
models increases susceptibility to heart failure,
presumably by allowing excess release of noradrenaline
neurotransmitter. Alpha2-adrenergic receptors on nonadrenergic nerves act to inhibit function in those nerves.
Sympathetic activation inhibits the cholinergic and other
nerves involved in digestion and so causes inhibition of
gastrointestinal function.
Beta1-Adrenergic Receptors
Beta1-adrenergic receptors are the major receptors
involved in cardiac stimulation. Like all beta-receptors,
the main signaling pathway is by activation of the enzyme
adenylate cyclase, resulting in increased levels of the second messenger cAMP (Table 1). Beta1-receptor activation
depolarizes the unstable pacemaker cells of the ▶ Sinoatrial (SA) node so that the threshold for generation of
action potentials is reached faster, resulting in a faster
heart rate. At the ▶ atrioventricular (AV) node, betareceptor mediated depolarization allows faster conduction
of the impulse from the atria to ventricles, allowing a fast
atrial rate to pass from atria to ventricles. In the atrial and
ventricular muscle fibers, beta1-receptor stimulation
increases calcium entry during depolarization, increasing
the force of contraction, thus increasing stroke volume.
Cardiac output (CO) is defined as the volume of blood
pumped per minute, and depends both on heart rate (HR)
(per minute) and stroke volume (SV) (volume pumped
per beat), by the equation: CO = HR SV. Resting cardiac
output is around 5 L/min. In exercise, we can increase
cardiac output by increasing either HR or SV, or both. In
A
light exercise, HR tends to increase markedly, with a
smaller effect on SV, but in severe exercise there are also
larger increases in SV. HR may reach 200 beats/min in
severe exercise in a young healthy adult, from a resting of
around 70 beats/min, and stroke volume may increase
from 70 to 125 ml, giving a change in CO from 5 to 25 l.
Trained athletes, who may have an enlarged ventricle, will
increase their CO further by increasing SV further.
Cardiac transplant patients who have a functional denervation of the heart, can increase their CO by the intrinsic
properties of the heart and by the actions of the hormone
adrenaline.
Beta1-adrenergic agonists are employed as cardiac
stimulants. ▶ Beta-blockers, or beta1-adrenergic receptor
antagonists, are used for a wide variety of cardiovascular
indications including hypertension, angina, and even
heart failure. A number of beta-adrenergic receptor antagonists exhibit partial agonism, that is, they produced some
beta-adrenergic stimulation while acting mainly as antagonists. The mode of action may involve actions at two
forms of the beta1-adrenergic receptor: antagonist at
beta1 high affinity receptors and agonist in higher concentrations at beta1 low affinity receptors.
Beta2-Adrenergic Receptors
Beta2-adrenergic receptors mediate relaxation of vascular
smooth muscle and the smooth muscle of the bronchus,
gut, bladder, urethra, uterus, etc. Beta-2 adrenergic receptors are generally thought to be non-innervated receptors,
far from nerve endings, acting as targets for circulating
adrenaline since noradrenaline is a poor agonist at these
receptors. In the vascular system, beta2-adrenergic receptors are the main mediators of adrenergic relaxation,
acting to stimulate the enzyme adenylate cyclase and
increase cAMP production, although all beta-receptor
subtypes mediate relaxation. Interestingly, in the coronary
artery, relaxation is mediated by the beta1-receptor, perhaps allowing nerve-released noradrenaline to dilate these
crucial arteries. Beta-adrenergic receptor mediated relaxation of the vascular system can be direct by actions on the
smooth muscle or indirect by causing release of nitric
oxide from the endothelium. Another important site of
beta2-adrenoceptor relaxation is bronchial smooth muscle and beta2-adrenergic agonists are widely used in
asthma as bronchodilators.
Beta3-Adrenergic Receptors
The Beta3 is a controversial beta-adrenergic receptor, with
difficulties in positive identification due to lack of truly
selective antagonist drugs. Beta3-adrenergic receptors, like
beta2- and even beta1-, are involved in metabolic effects,
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28
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Adrenoceptors
particularly lipolysis in adipose tissue. Beta3-adrenergic
receptors also mediate smooth muscle relaxation of vascular and nonvascular smooth muscle, and may be particularly important in the bladder. The most surprising effect
mediated by beta3-adrenergic receptors is an action to
decrease myocardial contractility by stimulation of nitric
oxide synthase in cardiac muscle cells to produce nitric
oxide, and this may be a protective mechanism to prevent
overstimulation of the heart by the adrenergic system as
these receptors would be activated by high concentrations
of noradrenaline and adrenaline to partly counteract their
beta1-mediated stimulant actions.
Exercise Intervention
stimulation) but less chronic desensitization of adrenergic
receptors, as the exposure time to elevated catecholamines
is reduced, resulting in a training related increase in adrenergic responsiveness.
References
1.
2.
3.
4.
5.
Adrenergic Drugs and Sport
The beta2-adrenergic receptor is the main beta-adrenergic
receptor targeted in sport since beta2-adrenergic receptor
activation has bronchodilator and anabolic actions [4].
A large number of athletes are classed as asthmatic, perhaps
caused by continual exposure to allergens and to cold air in
winter. Inhaled beta2-adrenergic receptor agonists have
been reported to be effective against exercise-induced bronchospasm. Beta2-adrenergic receptor agonists also have
growth promoting (anabolic) actions to improve muscle
regeneration and function after injury.
A second class of adrenergic agents relevant in sport
belong to the class of stimulants. Stimulants are banned
only in competition, as any advantage would be transient,
and a total ban would be difficult since many over the
counter medicines contain stimulants [5]. For example,
nasal decongestants are alpha1-adrenergic receptor agonists which produce vasoconstriction of the nasal mucosa,
reducing mucosal swelling, and mucosal mass to reduce
congestion [5]. Stimulants that have actions centrally in
the brain would be likely to increase alertness or increase
motivation, and those with beta1-adrenoceptor actions
would produce cardiac stimulant effects. For these reasons, most stimulants are banned in competition.
6.
7.
Alexander SP, Mathie A, Peters JA (2008) Guide to receptors and
channels (GRAC). Br J Pharmacol 153(Suppl 2):S1–S209 3rd edition
Docherty JR (1998) Subtypes of functional alpha1- and alpha2adrenoceptors. Eur J Pharmacol 361(1):1–15
Guimarães S, Moura D (2001) Vascular adrenoceptors: an update.
Pharmacol Rev 53(2):319–356
Davis E, Loiacono R, Summers RJ (2008) The rush to adrenaline:
drugs in sport acting on the beta-adrenergic system. Br J Pharmacol
154(3):584–597
Docherty JR (2008) Pharmacology of stimulants prohibited by the
World Anti-Doping Agency (WADA). Br J Pharmacol
154(3):606–622
Zouhal H, Jacob C, Delamarche P, Gratas-Delamarche A (2008)
Catecholamines and the effects of exercise, training and gender.
Sports Med 38(5):401–423
Bracken RM, Brooks S (2010) Plasma catecholamine and nephrine
responses following 7 weeks of sprint cycle training. Amino Acids
38(5):1351–1359
Adrenoceptors
▶ Adrenergic Receptors
Adult Hippocampal Neurogenesis
It consists of the generation of new neurons in the adult
brain, specifically, the neurons born during adult life in the
subgranular zone of the hippocampal dentate gyrus (generating granule neurons that populate the granule cell
layer). These neurons differentiate into mature neurons
becoming integrated in adult networks. They may play
roles both during differentiation and after maturation.
Training and Adrenergic Responses
Training may increase an athlete’s ability to release ▶ catecholamines from the adrenal medulla during bouts of
exercise [6]. Although increased release of catecholamines
in exercise might be predicted to cause downregulation of
adrenergic receptors and so largely counteract the effects
of increased release, there is evidence that training may
also result in increased metabolism of catecholamines [7].
Hence, a greater release coupled with a more rapid metabolism of catecholamines would allow increased acute
response to catecholamines (for instance, cardiac
Aerobic Activity
Aerobic activity is any form of rhythmic muscular activity
where the cardio-respiratory system is able to supply sufficient oxygen to meet metabolic demand without the
accumulation of significant quantities of lactate. If the
intent is to use such aerobic activity to maintain cardiovascular health, sufficient of the large body muscles must
Aerobic Metabolism
be activated to use 50–70% of the individual’s maximal
oxygen consumption (for example, by jogging, treadmill
running or exercising on a cycle ergometer).
_ 2 max )
Aerobic Capacity (VO
The maximal amount of oxygen that can be consumed and
utilized per time unit.
Cross-References
_ 2 max )
▶ Maximal Oxygen Update (VO
A
Aerobic Metabolism
ANTONIOS MATSAKAS1, KETAN PATEL2
1
Institute of Molecular Medicine, The University of Texas
Health Science Center, Houston, TX, USA
2
School of Biological Sciences, University of Reading,
Whiteknights, Reading, UK
Synonyms
Aerobic energy system; Aerobic respiration; Cellular oxidation; Oxidative metabolism; Oxygen system
Definition
Aerobic Endurance
Aerobic endurance represents the capacity to sustain
a high fraction of maximal oxygen consumption through
the entire effort duration. It is mainly determined by
oxidative enzymes activity and muscle fiber composition.
Aerobic Energy System
▶ Aerobic Metabolism
Aerobic Exercise Energy
Expenditure
Exercise energy demands that are met by aerobic metabolism and measured as the amount or rate of O2 consumed.
Metabolism is defined as the sum of chemical reactions
taking place in a live organism to maintain life. Aerobic
means oxygen dependent and aerobic metabolism refers to
an energy-generating system under the presence of oxygen as opposed to anaerobic, i.e., oxygen independent
metabolism. Aerobic metabolism uses oxygen as the final
electron acceptor in the electron transport chain and
combines with hydrogen to form water [1]. In essence,
the vast majority of adenosine triphosphate (ATP) synthesis
takes place via aerobic breakdown of energy substrates
through the coupling of respiratory chain and oxidative
phosphorylation. Aerobic metabolism includes in terms of
energy sources carbohydrates and lipids and to a less extent
proteins. In exercise, aerobic metabolism predominates
supplying a large amount of energy at low power during
exercise exceeding 1 min in duration regardless of intensity
(e.g., the 800 m run and upward, the 200 m swim and
upward; [2]). In terms of enzymes, aerobic metabolism
includes pyruvate dehydrogenase, the enzymes of lipolysis,
fatty acid degradation, the citric acid cycle, and the
electron transport chain and the ATP synthase.
Characteristics
Aerobic Fitness
The ability to deliver oxygen to the exercising muscles and
to utilize it to generate energy during exercise.
Cross-References
▶ Aerobic Power, Tests of
Aerobic Glycolysis
The catabolism of glucose or glycogen to CO2 and H2O.
Dietary macronutrients containing carbohydrates, fats,
and proteins are biochemically processed to give rise to
cellular energy substrates such as glucose, fatty acids and
glycerol, as well as amino acids. The different metabolic
pathways of glucose, fatty acid, and protein catabolism are
integrated in the form of acetyl coenzyme A (coA) in the
mitochondria. Glucose is broken down to pyruvate
through the anaerobic process of glycolysis and enters
the mitochondria where it is converted to acetyl coA
and cellular energy is generated in the citric acid cycle,
electron transport chain, and oxidative phosphorylation
via the removal and transfer to oxygen of energy-rich
electrons (Fig. 1).
29
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30
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Aerobic Metabolism
Energy substrates (lipids, carbohydrates, proteins)
cytoplasm
glucose
fatty acids
amino acids
O2
coenzyme A
Inner
mitochondrial
membrane
2e−
on
ctr t
ele spor
n
tra hain
c
tive n
da atio
oxi oryl
ph
os
ph
ADP + Pi
Acetyl coA
H2O
H+
NADH
FADH2
Citric Acid
cycle
ATP
CO2
Inner compartment
Aerobic Metabolism. Fig. 1 Schematic overview of aerobic metabolism. Acetyl coenzyme A, the activated carrier that transfers
the acetyl group into the citric acid cycle, interconnects the metabolic pathways of lipid, carbohydrate, and protein catabolism.
A significant amount of energy can be generated during aerobic metabolism by means of citric acid cycle, electron transport
chain, and oxidative phosphorylation during light to moderate endurance exercise
There are two major electron carriers in the oxidation
of substrates that provide energy-rich molecules by carrying electrons with a high energy-transfer potential: the
nicotinamide adenine dinucleotide (NAD+) and flavin
adenine dinucleotide (FAD). NAD is derived from niacin
and FAD is derived from riboflavin, both are members of
the vitamin B family. In the substrate oxidation two protons (H+) and electrons are removed. NAD+ receives the
two electrons and one H+ (the other H+ is carried in the
cell fluid), while FAD accepts both the H+ and electrons
are reduced to NADH and H+ (NADH.H+) and FADH2,
respectively. Acetyl coenzyme A, the common intermediate compound in carbohydrate, lipid and protein breakdown releases carbon dioxide and for one CO2 removed
one NAD+ is reduced. The gaining of electrons known as
the process of reduction aims at capturing most of the
substrate energy, which can be further transferred to oxygen and thus release energy that can be used to phosphorylate ADP and give rise to ATP. Oxidation of one glucose
in muscle yields six CO2, four ATP, eight NADH, and four
FADH2. NADH and FADH2 are oxidized in electron transport chain by oxygen providing the energy for ATP synthesis in oxidative phosphorylation. Thus the net energy
Aerobic Metabolism. Table 1 Energy amount in aerobic
metabolism
Net energy (ATP) yield from glucose oxidation
Blood glucose
Glycolysis
2
Citric acid cycle
2
Electron transport chain
26
Total
30a
a
Assumption: Based on more recent calculations the oxidation of 1 mol
of NADH.H+ or FADH2 produces 2.5 or 1.5 ATP, respectively (although
in older textbooks the energetic yields for NADH.H+ and FADH2 are
traditionally reported as 3 and 2 ATP, respectively)
yield in ATP from glucose oxidation through pyruvate
oxidation, the citric acid cycle, the electron transport
chain, and oxidative phosphorylation is 30 ATP
(Table 1). In addition, fatty acids represent a significant
source of energy in light and moderate-intensity exercise
stimuli. However, since the rate of ATP resynthesis
through the oxidation of fatty acids derived from either
the myocellular triacylglycerol depots or the adipose tissue
Aerobic Metabolism
is relatively low (0.2–0.3 mmol/kg/s), they cannot support
hard exercise. Exercise is known to accelerate the glycolysis
(the breakdown of glucose to pyruvate), pyruvate oxidation, lipolysis (the breakdown of triacylglycerols), fatty
acid oxidation, citric acid cycle, and the oxidative phosphorylation in skeletal muscle [2].
Measurements/Diagnostics
A product of anaerobic metabolism, the lactate, can be
useful in estimating aerobic endurance and indirectly
aerobic metabolism, since there is a strong relationship
between performance in endurance events and the moderate exercise intensity corresponding to a given blood
lactate concentration. Thus, the higher endurance performance, the lower the blood lactate concentration.
Higher endurance performance indicative of higher aerobic metabolism capacity can be developed through
exercise. A plot of blood lactate concentration versus
exercise intensity for an untrained individual shifts to
the right as a consequence of training adaptation. Therefore an untrained individual will produce more lactate
for a given intensity of exercise compared to a trained
individual (Fig 2a). Exercise intensities that maintain
blood lactate levels below 4 mmol/L are considered
the most effective for improvements in aerobic metabolism, cardiovascular system, and lipidemic profile. At
the histological level, succinate dehydrogenase activity
(SDH) is another useful indicator of mitochondrial
oxidative potential reflecting the metabolic properties
of the cell. Slow- and fast-twitch muscle fibers have
high and low SDH activity, respectively, and can be
identified on a muscle section (Fig. 2b). Skeletal muscle
fiber SDH activity can be modulated by regular endurance
exercise [3].
Blood lactate (mmol/L)
a 14
12
Untrained
Trained
A
Regular endurance exercise promotes aerobic metabolism and has been considered to be beneficial in both
health and disease triggering the transition of skeletal
muscle toward an oxidative phenotype by regulating
slow-twitch contractile machinery, mitochondrial biogenesis, and fatty acid oxidation. Such remodeling of the
skeletal muscle is brought about by a wide signaling network of transcriptional regulators that boost aerobic
metabolism. An overview of power metabolic regulators
and their downstream targets are summarized in Table 2.
In brief, peroxisome-proliferator-activated receptor d
(PPARd) is a member of the nuclear receptor super-family
of transcriptional regulators that has been shown to regulate oxidative metabolism and slow-twitch fiber phenotype. AMP-activated protein kinase (AMPK) is a cellular
energy sensor that is activated robustly in skeletal muscle
by both acute and chronic exercise boosting muscle transcriptional activity and inducing aerobic metabolism.
Sirtuins are known to regulate cell differentiation, metabolism and inflammation. Silent information regulator two
protein 1 (SIRT1) is the most extensively studied sirtuin
and is expressed predominantly in oxidative slow-twitch
muscle. SIRT1 induces oxidative genes and mitochondrial
biogenesis in skeletal muscle, leading to an increase in
oxygen consumption, running endurance, and protection
against metabolic diseases. Peroxisome-proliferatoractivated receptor g coactivator-1 alpha (PGC-1a) is
a well-characterized transcriptional coactivator that regulates a fast-to-slow muscle fiber shift leading to an
improved aerobic metabolism. Recent interest has
emerged for pharmacological targeting of such key molecules that stimulate aerobic metabolism mimicking exercise-mediated changes and exhibiting potential
therapeutic effects against metabolic disorders [4].
b
10
8
6
4
2
Exercise intensity
Aerobic Metabolism. Fig. 2 Examples of measurements for aerobic metabolism. (a) Estimation of aerobic capacity by using the
lactate-intensity plot, (b) SDH activity of skeletal muscle; 1 and 2: muscle fibers with high and low SDH activity, respectively
31
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Aerobic Power, Tests of
Aerobic Metabolism. Table 2 Powerful metabolic regulators of aerobic metabolism and their gene targets in skeletal muscle
(Due to space limitations references have been omitted)
PPARd
PGC-1a
AMPK
SIRT1
Fatty acid oxidation: HFBP, FAT/
CD36, m-CPT1, PDK4, HMGCS2,
thiolase, LCAD
Fatty acid oxidation: m-CPT1
Fatty acid oxidation:
PPARd, PDK4, SCD1
Fatty acid oxidation:
MCAD, PDK4, FAT/CD36
Oxidative metabolism: Succinate
dehydrogenase, citrate synthase
Oxidative metabolism: Nrf1, ERRg
Oxidative
metabolism: PPARd,
FASN, SCD1
Oxidative metabolism:
NDUFB8, CoxVa
Mitochondrial respiration and
thermogenesis: Cytochrome C,
cytochrome oxidase II/IV, UCP-2/3,
PGC-1a
Mitochondrial respiration and
thermogenesis: Cytochrome C,
cytochrome oxidase II and IV, UCP2/3, Nrf1
Mitochondrial
respiration and
thermogenesis:
PPARd, PGC-1a
Mitochondrial biogenesis:
PPARs(a/g/d/PGC-1a), ERRa,
Nrip1, Tfam, Nrf1, UCP3
Fiber type shift: Myoglobin,
troponin I slow
Slow-twitch fiber program:
Myoglobin, troponin I slow, Mef2
Fiber type shift:
PPARd
Fiber type shift: PGC-1a,
Myoglobin, troponins
Energy expenditure:
NAD+, SIRT1
Energy metabolism: PGC1a/b, FOXO 1/3, ERRa, Nrip1
ATP5G3
AMPK AMP-activated protein kinase; ATP5G3 ATP synthase, H + transporting, mitochondrial F0 complex, subunit C3; CoxVa cytochrome c oxidase
subunit V; ERRa/g estrogen related receptor a/g; FASN fatty acid synthase; FAT/CD36 fatty acid translocase protein/(CD36); FOXO Forkhead box class
O; H-FABP Heart fatty acid-binding protein; HFBP high-affinity folate-binding protein; HMGCS2 3-hydroxy-3-methylglutaryl coenzyme A synthase;
LCAD long-chain acyl-coenzyme A dehydrogenase; MCAD Medium-chain acyl-coenzyme A dehydrogenase; m-CPT1 muscle carnitine palmitoyltransferase 1; Mef2 myocyte enhancer factor-2; NAD+ Nicotinamide Adenine Dinucleotide; NDUFB8 NADH dehydrogenase (ubiquinone) 1 beta
subcomplex, 8; Nrf1 Nuclear respiratory factor 1; Nrip 1 Nuclear receptor interacting protein 1; PDK4 pyruvate dehydrogenase kinase 4; PGC-1a
peroxisome-proliferator-activated receptor g coactivator 1a; PPARd peroxisome-proliferator-activated receptor d; SCD1 stearoyl-CoA desaturase 1;
SIRT1 Silent information regulator two protein 1; Tfam transcription factor A, mitochondrial; UCP-2/3 uncoupling protein-2/3
References
Definition
1.
Aerobic power, otherwise known as maximal O2 con_ 2 max ), can be defined as the maximal rate
sumption (VO
at which O2 can be consumed during whole body exercise
_ 2 max is the
at sea level. According to the Fick equation, VO
_
product of ▶ cardiac output (Q) and the arteriovenous O2
content difference (Ca O2 Cv O2 ):
2.
3.
4.
McArdle WD, Katch FI, Katch VL (2007) Exercise physiology: energy,
nutrition and human performance. Lippincott Williams and
Wilkins, Baltimore
Mougios V (2006) Exercise biochemistry. Human Kinetics, Champaign
Matsakas A, Mouisel E, Amthor H, Patel K (2010) Myostatin knockout mice increase oxidative muscle phenotype as an adaptive
response to exercise. J Muscle Res Cell Motil 31:111–1125
Matsakas A, Narkar V (2010) Endurance exercise mimetics in skeletal
muscle. Curr Sports Med Rep 9:227–232
Aerobic Power, Tests of
ALAN R. BARKER, NEIL ARMSTRONG
Children’s Health and Exercise Research Centre, Sport and
Health Sciences, College of Life and Environmental
Sciences, University of Exeter, Exeter, UK
Synonyms
Aerobic fitness; Cardiorespiratory fitness; Maximal aerobic power; Maximal O2 uptake; Peak O2 uptake
_ ðCa O2
_ 2¼Q
VO
Cv O2 Þ
_ is the product of heart rate and ▶ stroke volume.
where Q
_ 2 max using cardiac
As the direct determination of VO
catheterization combined with serial arterial and venous
blood samples is highly invasive, its use in humans is
limited for specific research purposes only. Consequently,
_ 2 max is routinely measured using indirect
whole body VO
calorimetry based on respiratory measurements of the
volume of expired air and its fractional O2 content. This
is performed using either the classical Douglas bag tech_ 2 sample every 30–60 s, or on
nique providing a VO
a breath-by-breath basis using an automated gas analysis
system. However, due to the presence of large inter-breath
_ 2 during exercise in humans, the
fluctuations in VO
Aerobic Power, Tests of
breath-by-breath response is typically averaged over
_ 2 max .
10–30 s to establish VO
Based on the physiological determinants of the Fick
_ 2 max can be viewed as the functional upper
equation, VO
limit for the cardiovascular, pulmonary, and muscular
systems to transport and utilize O2 during exercise. Since
its original description in 1923 by the Nobel Laureate A.V.
_ 2 max has become one of the most
Hill and colleagues, VO
measured variables in exercise physiology and is widely
considered as the best single measure of cardiorespiratory
_ 2 max is known to reduce
fitness. For example, a high VO
the risk of all-cause mortality and cardiovascular disease
in adults and is considered a prerequisite for successful
endurance performance in elite athletes.
Description
_ 2 max requires that during
The traditional paradigm for VO
_ 2 will no longer
progressive exercise to exhaustion, VO
increase linearly with increasing exercise intensity, but
_ 2 fails to
display a plateau (Fig. 1). Therefore, if VO
increase by a predetermined amount despite an increase
_ 2 max is achieved. In
in exercise intensity, a valid VO
practice, however, only 20–50% of adults and children
_ 2 plateau
performing exhaustive exercise display a VO
3.50
3.00
VO2 (L·min−1)
2.50
2.00
A
_ 2 (VO
_ 2 peak ) is more appropriate
[3, 4]. The term peak VO
_
here, reflecting the highest VO2 obtained during an exercise test to exhaustion in the absence of a plateau.
_ 2 plaDue to the failure to consistently observe a VO
teau during exhaustive exercise, secondary criteria are
_ 2 max . These include the measureoften used to verify a VO
ment of heart rate and ▶ respiratory exchange ratio at
exhaustion, and the assessment of post-exercise blood
lactate accumulation. While there is no universal agreement for which set of criteria (or single criterion) and the
specific cutoff values that should be used, they remain
_ 2 max [4]. However,
commonplace when measuring VO
recent research has shown that secondary criteria produce
_ 2 max by up to 30% in some cases,
a significantly lower VO
_ 2 max, during cycling exercise
or falsely reject a “true” VO
[3]. The authors cautioned against using secondary
criteria and championed the use of a supramaximal exercise bout to exhaustion following the initial incremental
_ 2 max
test to confirm the measurement of a “true” VO
_
(Fig. 2). By plotting the composite VO2 profile from
_ 2 plaboth tests (incremental and supramaximal), the VO
teau criterion can be obtained within a single testing
session despite the absence of a plateau during the initial
incremental test in the majority of cases. If the highest
_ 2 during the supramaximal exercise bout is greater
VO
than a predetermined amount (usually the within_ 2 max ), say 5%, then
participant reproducibility for VO
the supramaximal bout will need to be repeated at
a higher exercise intensity following a short rest. This
_ 2 is less than 5%.
will be repeated until the increase in VO
_
The highest VO2 across the incremental and
supramaximal tests is then taken as the participant’s
_ 2 max .
VO
1.50
Clinical Use/Application
1.00
Maximal Exercise Testing
0.50
0.00
0
50
100 150 200 250
Power output (W)
300
350
_ 2 response during
Aerobic Power, Tests of. Fig. 1 The VO
incremental cycling exercise using a ramp rate of 25 W min 1
in a healthy adult female. The solid line represents a simple
linear regression that was plotted between 75 and 250 W and
extrapolated to end exercise (denoted by the dotted line). The
_ 2 from that expected based
departure (250 mL min 1) in VO
_ 2 -power output relationship indicates
on the submaximal VO
_ 2 plateau in this participant
a clear VO
_ 2 max is the
The most widely used protocol to measure VO
progressive incremental test to exhaustion, otherwise
known as the graded exercise test. Such tests are extremely
powerful in profiling an individual’s ▶ aerobic fitness, as
_ 2 max , “submaximal”
in addition to determining VO
parameters of aerobic function (e.g., O2 cost of exercise,
▶ blood lactate threshold) can be obtained (see [5] for
further discussion). Such tests are routinely performed on
a cycle ergometer or motorized treadmill. Although
_ 2 max is typically 5–10% higher during treadmill runVO
ning and treadmill exercise allows for a more common
form of physiological stress (e.g., walking, jogging), it does
not permit accurate quantification of power output,
unlike cycling. When testing athletes or sport performers,
33
A
34
A
Aerobic Power, Tests of
_ 2 max in a 9 -year-old
Aerobic Power, Tests of. Fig. 2 A combined ramp incremental and supramaximal cycle test to establish VO
boy. The protocol is shown in A where a 10 W min 1 increment was used for the ramp test, and following a 15 min of recovery,
_ 2 response is shown in B. The
a supramaximal bout to exhaustion at 105% of the ramp test peak power was used. The resultant VO
_ 2 from the ramp test was 1.65 L min 1. Despite the increase in power output during the supramaximal bout, the
highest VO
_ 2 plateau. The child’s VO
_ 2 max was taken to be
_ 2 recorded was 1.57 L min 1, indicating the achievement of a VO
highest VO
1.65 L min 1. The vertical dotted lines represent the start and end of the incremental and supramaximal bouts
_ 2 max on a sporthowever, it is important to establish VO
specific ergometer to monitor their modality-specific
training adaptations and maximize training prescription.
_ 2 max are
The choice of testing protocols to establish VO
numerous and vary on whether the increments in exercise
intensity (e.g., power output, running speed, and/or gradient) are made continuously or discontinuously (each
stage is separated with a 1–10 min rest), or in a ramp or
stepwise function (Fig. 3). Studies have shown no differ_ 2 max between continuous and discontinuous
ences in VO
protocols, or protocols employing either a ramp function
or 1–3 min step increments. However, due to the shorter
test duration and the avoidance of large increments in
exercise intensity, which may result in premature fatigue
especially in participants with low fitness and physical
activity levels, there is increasing popularity toward
using continuous incremental protocols employing either
a ramp or 1 min step increments in exercise intensity
[1, 5]. If steady-state conditions are required to quantify
physiological variables in relation to exercise intensity
though (e.g., O2 cost of exercise), longer stage durations
of 3 min may be required.
For cycle ergometry the protocol usually begins
with a brief period of unloaded or very light pedaling
Aerobic Power, Tests of
A
35
A
Aerobic Power, Tests of. Fig. 3 Example incremental protocols for cycle ergometry (a–c) and treadmill running (d–e). In (a)
power output is increased by 30 W every 3 min using either a continuous or discontinuous protocol (note the markedly increased
test duration for the discontinuous protocol). In b and c power output is increased using three different increments (10, 20, or
30 W min 1) in a ramp (b) or stepwise (c) fashion. In d the treadmill protocol has a fixed belt speed at 5.3 km h 1 but the gradient
increases 1% every minute until exhaustion (Balke protocol). In contrast, in e both the belt speed (2.7–9.7 km h 1) and gradient
(0–22%) are increased in a stepwise fashion until exhaustion (Bruce protocol)
36
A
Aerobic Power, Tests of
(e.g., 10–20 W) followed by an individualized (see below)
or predetermined power output increment until exhaustion. This is typically defined as a fall in pedal cadence of
10 rev min 1 below that prescribed (usually between 60
and 80 rev min 1). Alternatively, treadmill protocols typically start at a fixed speed and the exercise intensity is
increased by altering the gradient until exhaustion (e.g.,
Harbor protocol), or until a given gradient is reached and
the exercise intensity is further enhanced by increases in
treadmill belt speed (e.g., Balke test), or a combination of
both (e.g., Bruce protocol). Such tests are more routinely
used in the clinical environment or in the general population (see [1, 5] for an overview). For athletic or highly
active participants, such tests may end at a very high
gradient (>20%) caused by lower limb fatigue and/or
discomfort, rather than a cardiorespiratory limitation.
Therefore, a protocol that increases in treadmill belt
speed initially until the achievement of 80% their heart
rate predicted maximum (220 – age), after which the
gradient can be increased 1–2% each stage until exhaustion, may be more appropriate.
It has been suggested that providing the incremental
exercise test is between 8 and 12 min in duration, a valid
_ 2 max can be obtained [5]. To achieve this test duration,
VO
the rate at which the exercise intensity is increased can be
_ 2 max
tailored to each participant based on their predicted VO
_
and VO2 during unloaded cycling [5]:
_ 2 during unloaded cycling
Predicted VO
¼ 510 þ ð6 weight ½kgÞ
_ 2 max for males
Predicted VO
¼ ðheight½cm age ½yÞ 20
_ 2 max for females
Predicted VO
¼ ðheight ½cm
age ½yÞ 14
For example, a 30-year-old male (weight = 75 kg,
_ 2 during unloaded
height = 178 cm) has a predicted VO
_ 2 max of
cycling of 600 mL min 1 and a predicted VO
2,960 mL min 1. Assuming an O2 cost of cycling of
10 mL min 1 W 1 and a target test duration of 10 min,
a ramp rate of a 23.6 W min 1 is recommended ((2,960 –
600)/100 = 23.6 W). In reality however, a ramp rate of
25 W min 1 would be used resulting in a test duration
<10 min. It should be noted that these calculations are
“broad brush” estimates and that the experience of the
investigator combined with knowledge of the participant’s
medical history and physical activity status is likely to
result in modifications to the power output increment.
The advantage of this cycling protocol, however, is that
only the power output increment needs to be manipulated
and typically ranges from 10 W min 1 for patients
with cardiopulmonary disease and young children, up to
50 W min 1 for elite athletes.
Submaximal Exercise Testing
_ 2 max or a symptomAlthough direct determination of VO
_
limited VO2 peak using an incremental exercise test to
exhaustion is considered the “gold standard” approach,
such tests are not always feasible due to the requirement
for specialized equipment and trained personnel. Therefore, there has been a great interest in developing
submaximal protocols, largely based on heart rate
responses obtained under steady-state conditions, to esti_ 2 max . While submaximal protocols offer a less
mate VO
strenuous and technically simplified protocol to estimate
_ 2 max , care must be taken when interpreting the outVO
come in the context of the error that is associated with the
prediction. The reasons for this error are likely to be
_ 2
related to the assumed linearity between heart rate, VO
and power output during incremental exercise, the error
in predicting an age adjusted maximal heart rate (up to
15 beats min 1), the assumption that mechanical efficiency during cycling is relatively fixed across all participants, and the method used to quantify heart rate (e.g.,
palpation vs. short-range telemetry) [2]. In addition, environmental (e.g., ambient temperature), dietary (e.g., caffeine), and behavioral (e.g., anxiety) factors can all
influence the heart rate response to exercise and should
be adequately controlled for [1]. Finally, prediction equations should only be used with participants that reflect
closely the specific characteristics (e.g., age, sex, and physical activity status) of the original sample. Failure to do so
_ 2 max .
will introduce further error in the predicted VO
Perhaps the most popular submaximal prediction of
_ 2 max is the Åstrand-Rhyming nomogram which is
VO
recommended by the American College of Sports Medicine (ACSM) [1]. The test is relatively straightforward as it
requires a steady-state heart rate between 125 and
170 beats min 1 to be obtained during 6 min of cycling
at 50 rev min 1 at a single power output. The heart rate at
a given power output is then used to estimate the partic_ 2 max using a nomogram following correction
ipant’s VO
for the age-related decline in maximal heart rate [2].
Alternatively, multiple submaximal power outputs, such
as the YMCA cycle test, also recommended by the ACSM,
_ 2 max [1]. Using 3 min stages,
may be used to predict VO
between two and four submaximal heart rates are
recorded within the range of 110 beats min 1 and 85%
age-predicted maximum and plotted against power output. A linear regression is then used to extrapolate to the
Agility
power output that corresponds to their age-predicted
maximum heart rate. By entering the participant’s
predicted maximal power output and body mass into
_ 2 max can be estimated [1]:
standard formulae, VO
_ 2 max ðmL min 1 Þ
VO
¼ 1:8 power output ½kg m min 1 =body mass ½kg
Note: to convert W to kg·m·min 1 use the conversion
factor 6.12.
While not as popular as submaximal cycling tests,
treadmill and stepping protocols are available for estimat_ 2 max [1]. Likewise, indirect predictions of VO
_ 2 max
ing VO
can be obtained using field-based tests, including the 20 m
shuttle running test, or time (e.g., 1 mile test) and distance
(e.g., 6 min test)-based tests [1]. While requiring a maximal effort, such tests are useful for estimating the aerobic
power of large groups of healthy participants in a timeefficient manner.
A
Aerobic–Anaerobic Threshold
(AAT)
Is defined as a transition zone in which the metabolism of
a working muscle shifts from purely aerobic to partially
anaerobic lactacid in a given exercise situation.
Cross-References
▶ Anaerobic Threshold
▶ Lactate Threshold
Age
Usually measured in humans by number of years.
References
1.
2.
3.
4.
5.
ACSM (2010) ACSM’s guidelines for exercise testing and prescription. Lippincott Williams and Wilkins, Baltimore
Astrand P-O, Rodahl K, Dahl HA, Stromme SB (2003) Textbook of
work physiology: physiological bases of exercise. Human Kinetics,
Champaign
Barker AR, Williams CA, Jones AM, Armstrong N (2011)
Establishing maximal oxygen uptake in young people during
a ramp cycle test to exhaustion. Br J Sports Med 45:498–503
Howley ET, Bassett DR Jr, Welch HG (1995) Criteria for maximal
oxygen uptake: review and commentary. Med Sci Sports Exerc
27:1292–1301
Wasserman K, Hansen J, Sue D, Stringer W, Whipp B (2005)
Principles of exercise testing and interpretation: including pathophysiology and clinical application. Lippincott Williams & Wilkins,
Philadelphia
Aerobic Respiration
Aged Athlete
▶ Aging Athlete
Agility
JEREMY M. SHEPPARD1, TIM J. GABBETT2
1
Department of Biomedical, Health, and Exercise
Sciences, Edith Cowan University, Joondalup, Australia
2
The University of Queensland, School of Human
Movement Studies, Brisbane, Australia
Synonyms
Change of direction speed
▶ Aerobic Metabolism
Definition
Aerobic Training
▶ Endurance Training
Aerobic Work Capacity
_ 2 max )
▶ Maximal Oxygen Uptake (VO
Classically, agility has been defined as the ability to change
direction rapidly and accurately. However, this definition
and similar definitions fail to recognize that cognitive
skills such as anticipation and decision making are generally involved in most movements in the sport setting. The
difficulty in finding an accepted definition of agility may
be due to the multiple factors from the various sport
science disciplines that influence agility performance.
Bloomfield et al. [1] suggested that the difficulty in defining agility stems from the multiple individual skills
involved in performing a task that is seen as an agile
37
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38
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Agility
movement. A comprehensive definition of agility would
recognize the technical skills, cognitive processes, and
physical demands involved in agility performance.
An agility task may be best described as a rapid, wholebody change of direction or speed in response to a stimulus
[5]. As noted by Young et al. [7], agility can be separated
into subcomponents that are comprised of both physical
qualities as well as cognitive abilities (Fig. 1). These more
exclusive descriptions and definitions differ from previous
uses of the term agility that have generally been described as
solely dependent on physical components such as “rapid
change of direction.” In other words, agility is an open skill
that requires physical action (change of direction or speed)
in response to a domain-specific stimulus.
Characteristics
In many sports, athletes perform sprints, as well as
sprints with rapid deceleration and changes of direction.
As such, speed and speed in changing direction is a clear
determinant of performance in many sports and therefore should be an emphasis in the preparation of these
athletes. However, speed qualities such as acceleration
and acceleration with changes of direction are somewhat
distinct from each other, and likely require individual
attention to maximize performance application to the
sporting context [8]. Furthermore, the speed and change
of direction qualities of an athlete are underpinned by
a multifactorial model of strength qualities, techniques,
and other related variables that also need to be addressed
[5, 7]. Preplanned changes in direction often occur in the
sport setting. However, speed and directional changes in
the sporting context are also often performed in response
to a stimulus, such as an opposing player’s movements or
the movement of a ball (e.g., from an opponent’s racquet).
As such, cognitive skills are highly important to agility
performance.
Perceptual qualities (e.g., reduced decision-making
time) have been shown to discriminate between higher
and lesser-skilled performers despite similarities in physical abilities (e.g., speed and change of direction speed)
[4, 6]. It therefore can be asserted that “agile” athletes
require well-developed physical qualities to move and
execute skills within the field of play, as well as highly
trained domain-specific cognitive abilities to attend to
appropriate cues and execute rapid and accurate decisions
[2, 4, 6].
Considering the multifactorial nature of agility and its
sub-qualities (Fig. 1), it is important for the practitioner
to attend to the qualities most relevant to the sport in
question, and also to the individual athlete. It has been
well established that speed and its specific subqualities
(e.g., acceleration, change of direction speed) are highly
trainable [8]. Generally, this has been observed by
employing a low-volume, that is, training regimen
(<500 m, 2–3 sessions/week) of sprint and change of
direction speed activities.
However, not to be overlooked is the profound impact
of speed’s underpinning qualities on overall performance
in speed and agility tasks. For example, if an athlete is
limited in their strength, and they improve this quality,
they will most certainly improve their acceleration and
likely their performance in change of direction tasks [7].
Using the model illustrated in Fig. 1, this could in theory
lead to improvements in agility by broadly improving the
physical components of the athlete.
Perceptual (e.g., anticipation) and decision-making
skills appear to be trainable through integrating cognitive
and physical components into the training regimen. In
other words, by incorporating sport-relevant open skill
tasks, agility performance can be improved. This is generally accomplished through combined “speed-agility” training sessions where athletes perform not only closed skill
Agility
Perceptual and
decision making
Visual
scanning
Anticipation
Pattern
recognition
Change of
direction speed
Situational
knowledge
Foot
placement
Agility. Fig. 1 Theoretical model of agility components [7]
Technique
Adjustment
of strides
to accelerate
and decelerate
Straight
sprinting
speed
Body
lean and
posture
Leg
muscle
qualities
Strength
Power
Anthropometry
Reactive
strength
Agility
speed and change of direction speed training, but also open
skill reactive tasks of a general but sport-relevant nature
(e.g., 1 on 1 tagging games) and also of a highly specific
nature (e.g., 1 on 1, 2 on 2 offensive–defensive drills).
In addition, domain-specific perceptual and decisionmaking skills can be enhanced through video-based occlusion techniques [3]. Video-based occlusion techniques
generally involve a sport-relevant sequence on display to
the athlete, with this video sequence occluded prior to the
execution of the task of interest. For example, a tennis
serve might be displayed until 50 ms prior to ball contact,
and the athlete is required to either physically respond to
the “serve” or describe the serve (i.e., direction and type).
After this occurs, the complete and un-occluded sequence
can be played in its entirety to reinforce correct perception
or incorrect responses. Using a variety of clips, the practitioner can increase the temporal stress of the training over
time by occluding the skill earlier in the execution of the
task (e.g., 50, 75, 100 ms prior to contact in the serve). This
and other implicit learning methods have been successful
in several sports. Importantly, the skills developed in this
manner appear to offer a robust learning stimulus, with
some studies reporting a direct transfer of the competitive
environment, and the retention of anticipatory skill even
when the training stimulus is removed for a period [3].
A
Measurements
While the majority of agility testing has been devoted to
preplanned change of direction speed tests, researchers
have recently begun to investigate the perceptual components of agility, with particular focus on the ability of team
sport athletes to “read and react” to a game-specific stimulus in the testing protocol [2, 4, 6]. Sheppard et al. [6]
demonstrated that a test of agility, called the Reactive
Agility Test, that included the measurement of an athlete’s
movement speed in changing direction in response to the
change of direction of an “opponent,” was reliable and able
to discriminate higher and lesser skilled Australian football players [6], with similar findings observed in rugby
league [4], netball [2], and softball [3]. These findings may
reflect the fact that effective agility performance is limited
by both physical (e.g., linear speed, strength, change of
direction speed) and perceptual/decision-making (visual
scanning, anticipation, pattern recognition, and situational knowledge) factors. It is suggested that agility be
developed and assessed with training and testing that
involves both movement speed and decision-making
speed and accuracy [4, 5]. The results of these assessments
would allow the practitioners to profile and create an
individual-needs analysis of their athletes, as suggested
by Gabbett et al. [4], and outlined in Table 1.
Agility. Table 1 Interpretation and training prescription for four players with different results on the reactive agility test.
Gabbett, Kelly, and Sheppard (2008)
Player
Decision Movement
time (ms) time (s)
Interpretation
Prescription
Fast mover–fast thinker
58.75
2.31
Speed and fast decision
Continue to develop change of direction
time contribute to
speed and decision-making skills.
above-average anticipation
skills.
Fast mover–slow thinker
148.75
2.33
Has speed but slow
decision time contributes
to below-average
anticipation skills.
Needs more decision-making training
on (e.g., reactive agility training) and off
(e.g., video-based perceptual training) the
field.
Slow mover–fast thinker
28.75
2.85
Perceptually skilled, but
lacks change of direction
speed.
Needs more speed/change of direction
speed training to improve physical
attributes.
Slow mover–slow thinker
112.50
2.86
Poor speed and slow
decision time contributes
to below average
anticipation skills.
Needs more decision-making and
speed/change of direction speed training
to improve physical attributes and
perceptual skill.
Fast movers/fast thinkers = good change of direction speed and good perceptual skill
Fast movers/slow thinkers = good change of direction speed and below average perceptual skill
Slow movers/fast thinkers = below average change of direction speed and good perceptual skill
Slow movers/slow thinkers = below average change of direction speed and below average perceptual skill
39
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40
A
Aging
Using the results of the speed and decision-making
times in the examples in Table 1, the practitioner can
allocate athletes into groups according to their differing
training requirements. For example, the “slow mover–fast
thinker” would devote a larger percentage of training time
to physical components of agility performance, while the
“fast mover–slow thinker” would devote a larger percentage of training time to perceptual training and/or training
that was “open skill” (i.e., including a high perceptual
demand) in nature. For the “fast mover–slow thinker,”
a combination of open skill agility tasks and small-sided
games could be performed in conjunction with implicit
video-based perceptual training and other domainspecific anticipation and decision-making tasks. Finally,
for the “slow mover–slow thinker,” training would include
an emphasis on sprint-running, change of direction speed,
and its underpinning qualities such as technique coaching,
strength development, etc., as well as game-specific perceptual (decision-making) training.
References
1.
2.
3.
4.
5.
6.
7.
8.
Bloomfield J, Ackland TR, Elliot BC (1994) Applied anatomy and
biomechanics in sport. Melbourne, Blackwell Scientific, p 374
Farrow D, Young W, Bruce L (2005) The development of a test of
reactive agility for netball: a new methodology. J Sci Med Sport 8:52–60
Gabbett T, Rubinoff M, Thorburn L, Farrow D (2007) Testing and
training anticipation skills in softball fielders. Int J Sport Sci Coach
2:15–24
Gabbett TJ, Kelly JN, Sheppard JM (2008) Speed, change of direction
speed, and reactive agility of rugby league players. J Strength Cond
Res 22:174–181
Sheppard JM, Young W (2006) Agility Literature Review: classifications, training and testing. J Sport Sci 24:919–932
Sheppard JM, Young WB, Doyle TLA, Sheppard TA, Newton RU
(2006) An evaluation of a new test of reactive agility and its relationship to sprint speed and change of direction speed. J Sci Med Sport
9:342–349
Young WB, James R, Montgomery I (2002) Is muscle power related
to running speed with changes of direction? J Sports Med Phys Fit
43:282–288
Young WB, McDowell MH, Scarlett BJ (2001) Specificity of sprint
and agility training methods. J Strength Cond Res 15:315–319
Aging
The process of growing old associated with deteriorative
changes with time that renders organisms vulnerable to
challenge and a decreased ability to survive. It covers
natural changes in function that occur across the lifespan,
which are not caused by disease. Aging can result from
a failure of body cells to function normally or to produce
sufficient new cells to replace those that have died or
malfunctioned. With respect to deteriorative changes,
“senescence” is a synonym and describes the state or
process of aging.
Aging Athlete
HIROFUMI TANAKA
Department of Kinesiology and Health Education,
Cardiovascular Aging Research Laboratory, University of
Texas at Austin, Austin, TX, USA
Synonyms
Aged athlete; Master’s athletes; Old competitor; Senior
athlete; Veteran athlete
Definition
There is no general agreement on the age at which an athlete
becomes a masters or aging athlete. This is similar to a lack of
definition for an older or elderly person. Although most
organizations and agencies have accepted the chronological
age of 65 years as a definition of elderly, chronological ages of
50, 55, and 60 years have also been used. In the masters
sports, because of a lack of an accepted definition, the age at
which an athlete became eligible for the senior or veteran
competitions has become the default definition. However,
the starting age varies widely among different athletic events;
25 years in masters swimming, 30 years in track and field,
35 years in weightlifting, 40 years in long distance running,
and 50 years in senior games. In this entry, the masters
athletes are defined as exercise-trained individuals who compete in athletic events at a high level well beyond a typical
athletic retirement age.
Characteristics
It is apparent that the demographics of age in most industrialized countries, including the United States, is changing dramatically. The percentage of older adults will
continue to rise for the foreseeable future. This would
create potentially unmanageable situations from both
economical and societal standpoints since older adults
demonstrate the highest rates of morbidity, functional
disability, loss of independence, and mortality. A unique
group of older adults that are situated at the completely
opposite end of the functional capacity spectrum is masters athletes (Fig. 1). In contrast to the high prevalence of
Aging Athlete
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Masters Athletes
Physical weakness
Exhaustion
Vascular Disease
Metabolic Disease
Fall Risks
Physical Activity
Functional Capacity
Physiological Reserve
Cognitive Function
Wellbeing
Frail Elderly
Aging Athlete. Fig. 1 Contrasting positions of masters athletes and frail elderly in the functional and disease spectrum
sedentary lifestyle and frailty in the overall aging population, the masters athletes comprise an extremely small
portions of older adults. These groups of athletes are
challenging the prevalent notion that aging is an inevitable
process of deterioration that not much can be done to
retard or minimize it.
Observing young elite runners finishing marathon
races in little over 2 h is certainly amazing. But a
73-year-old masters athlete who breaks 3-h mark in marathon is equally marvelous. It is simply amazing or even
amusing to observe a 95-year-old sprinter exerting maximal effort to sprint 100 m. This tiny Japanese runner who
stood 146 cm and weighed 38 kg (Kozo Haraguchi) ran
22.04 s. Two months later, he broke the record again by
running 21.69 s. These exceptional individual athletic
achievements are fascinating not only to the aging individuals but also to those of us who study the effects of
aging [2]. Aging athletes continue to improve and shutter
age-group records in most athletic events ranging from
sprint to endurance events. Indeed, yearly improvements
in athletic records are substantially greater in older age
groups, rapidly closing the gap between younger and older
athletes. In these days, masters athlete over the age of 60
can run faster in 100 m sprint than the gold medal winner
in the first Olympic games in Athens [1]. In marathon, the
time achieved by 75-year-old man is faster than the time of
the gold medalist in the first Olympics [1]. In conjunction
with the remarkable improvements in athletic performance in older senior athletes, increasing number of elite
athletes are remaining in the athletic events way past the
typical athletic retirement age and are experiencing success against much younger counterparts. In some cases,
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they compete against the opponents half of their age.
Some particularly noteworthy examples of such success
are listed below.
● Dara Torres, Olympic swimming silver medalist at
age 41
● Hilde Pedersen, Olympic cross-country skiing silver
medalist at age 41
● Carlos Lopez, Olympic marathon gold medalist at
age 42
● Randy Couture, UFC mixed martial arts champion at
age 44
● Nolan Ryan, baseball pitcher throwing no hitter at
age 44
● George Foreman, Boxing heavy weight champion at
age 45
● Jack Nicklaus, Masters golf tournament winner at
age 46
● Martina Navratilova, US Open tennis champion at
age 49
● Gordie Howe, all-star NHL ice hockey player at age 52
● Albert Beckles, body building Mr. Olympia title at
age 52
● Willie Shoemaker, the Kentucky Derby winner at
age 54
These exceptional performances may be considered
unreachable for most individuals. But it sets the upper
limit or a barometer of what is possible for aging adults in
general and aging athletes in particular. Masters athletes
continue to raise the ceilings of what aging humans can
accomplish and break the barriers of physical limitations
of older adults.
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Aging Athlete
Training/Exercise Response
Peak athletic performance decreases with advancing age in
a curvilinear fashion [2]. In general, peak athletic performance is maintained until a given age (35 years in
endurance events) followed by modest decreases with
progressively steeper reductions thereafter. A recently
published longitudinal study indicates that maximal aerobic capacity may also decline curvilinearly with advancing age. There is no question that declines in the exercise
training “stimuli” with advancing age play an important
role in reductions in athletic performance and functional
capacity [1]. In a study that evaluated 24 senior track
athletes between the ages of 50 and 82 years, about half
of them quit competing and reduced training and the
other half remained very competitive. The senior athletes
who remained competitive and continued to train
hard maintained their maximal aerobic capacity over a
10-year period whereas those athletes who became
noncompetitive demonstrated a large decline in maximal
aerobic capacity [3]. Although exercise training volume
and intensity can be maintained up to 10 years, there is no
evidence that exercise training volume and intensity can
be maintained for longer periods, especially in older adults
(e.g., 20 years) [3]. Jobs, family responsibilities, injuries,
and reduced motivation all appear to contribute to the
reductions in training stimuli in older athletes. When the
aforementioned senior track athletes were followed up
another 10 years later (over a 20-year period), all the
runners reduced their training intensity and volume and
experienced substantial declines in maximal aerobic
capacity [3].
Improvements in training and conditioning techniques, and cares provided by athletic training and sports
medicine, appear to have contributed to better preservation of athletic ability and athletic records with advancing
age. Indeed, many aging athletes can surround them with
an army of athletic trainer, physiologist, nutritionist,
biomechanist, and massage therapist. Could masters athletes maintain exercise training and athletic performance
in these surroundings? Certainly, this “racing car”
approach is becoming a common practice among elite
aging athletes. However, exact role and contribution of
these supporting staff have not been evaluated, especially
in the context of masters athletes.
In marked contrast to the prevalent presumptions that
masters athletes are life-long trained athletes and that their
high athletic performance was acquired from years of
accumulated exercise training since they were youth,
most of the currently successful masters athletes inherited
the exercise training habit and emerged in the competition
very late in life. In the case of the aforementioned Japanese
sprinter Kozo Haraguchi, he started jogging at 65 years of
age for health reasons after the retirement from his job and
turned to 100 m sprint when he was 75 years of age. It is of
great interest if current world-class athletes were to continue to train and compete as hard, as frequent, and as
long as when they were young, what athletic records can be
achieved at older age. Recently, Joan Benoit, who won the
gold medal at the 1984 Olympic games in Los Angeles,
recorded the fastest ever performance by a woman over
52 years of age at the Chicago marathon.
Clinical Relevance
Human aging is associated with arterial dysfunction and
an increased risk of clinical cardiovascular disease.
Advancing age is now a major risk factor for cardiovascular disease. In general, a physically active lifestyle is
associated with more favorable risk factors and reduced
incidence of cardiovascular disease. There is accumulating evidence indicating that masters athletes demonstrate more favorable levels of risk factors for
cardiovascular disease than their sedentary counterparts
[4]. In many cases, age-related deteriorations of vascular
function as well as elevations in vascular risk factors that
typically observed in sedentary adults are substantially
attenuated or even absent in masters athletes. For example, progressive increases in arterial stiffening with age
observed in sedentary adults are markedly attenuated in
endurance-trained masters athletes. Additionally, the
elevations in systolic blood pressure and pulse pressure
seen with age in sedentary adults are absent in those
who participate in high-level athletic competition [4].
Furthermore, compared with that observed in sedentary
adults, the age-related increases in body weight and
in body fatness are smaller or even absent in masters
athletes, due in part to the elevated levels of basal metabolic rate.
In addition to much lower prevalence of cardiovascular
disease, the masters athletes possess greater levels of functional capacity than sedentary adults (Fig. 1). They are also
capable of performing physical tasks with much more
reserve and much less exertion than their sedentary
peers. The “masters athlete model” will continue to be
a rich source of insight into our strategy to maintain
physiological function and minimize disease risks with
advancing age. Achieving and maintaining physical activity levels are one of the most difficult elements of exercise
prescription as 50% of adults who initiate exercise programs quit within 6 months. For one, we can attempt to
reveal the secret of masters athletes as to how they are
motivated to continue exercising vigorously into older
ages. These exceptional aging athletes will also be an
Aging, Adaptations to Training
inspiration for ever growing elderly population who often
suffer from chronic degenerative diseases and functional
disability.
"
He’s soft and he’s fat and he’s wearing my clothes and he’s
getting too old and he was born on my birthday and I’m
afraid if I stop running, he’ll catch up with me. (The Nike
poster depicting an aging athlete)
References
1.
2.
3.
4.
Tanaka H, Seals DR (2008) Endurance exercise performance in
masters athletes: age-associated changes and underlying physiological mechanisms. J Physiol 586(Pt 1):55–63
Tanaka H, Seals DR (2003) Dynamic exercise performance in masters
athletes: insight into the effects of primary human aging on physiological functional capacity. J Appl Physiol 95(5):2152–2162
Pollock ML, Mengelkoch LJ, Graves JE et al (1997) Twenty-year
follow-up of aerobic power and body composition of older track
athletes. J Appl Physiol 82(5):1508–1516
Seals DR, Desouza CA, Donato AJ, Tanaka H (2008) Habitual
exercise and arterial aging. J Appl Physiol 105(4):1323–1332
Aging, Adaptations to Training
M. G. BEMBEN
Department of Health and Exercise Science, University of
Oklahoma, Norman, OK, USA
Definition
Aging defies an easy definition, at least in biological terms,
since not all organ systems age in the same way or at the
same rate or extent in any individual in a given species.
However, a few things are certain; aging is developmental
or progressive, and aging is a gift of twentieth century
technology and scientific advancements. Historically, old
age was based on government determined social policies
that created social security to begin at 65 years of age;
however, it is not uncommon for individuals to reach into
their 90s or even 100s since the fastest growing population
in the United States are those 85 years and older. Based on
these facts, aging can be described as a decreased ability to
respond to a changing environment [1].
Adaptation to training implies a semi permanent
improvement to a physiological system as the result of
attending successive bouts of structured exercise sessions
that have been developed based on sound training guidelines
that incorporate the following principles: Specificity;
Overload, Adaptation, Progression, Retrogression, Maintenance, Individualization; and Warm-up and Cool-down.
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Mechanisms
The most obvious result that occurs from resistance training is an increase in strength. Increases in muscular
strength have been differentiated into different phases of
development. Early phase adaptations occurring during
the first 2 weeks of training are usually attributed to
a learning phase. This phase is often characterized by
improved motor skill coordination and an improvement
in motivational levels of the participants. The next phase
of development that occurs over the next couple of weeks
of training usually results in strength increases without
a concomitant increase in muscle size and therefore
has been attributed to neural adaptations. These neural
adaptations can include increased activation of muscle
from an increased number of ▶ motor units being activated, an increased firing rate for the motor units, or an
improved synchronization of the motor units contracting
together. Other factors can also include a better coordination of synergistic and antagonistic muscles, increased
neural drive from the central nervous system, decreased
electromyographic activity (EMG) in the antagonistic
muscles, increased M-wave potentials which might reflect
an increase in muscle membrane excitability, selective
increases in Type II muscle fiber areas, alterations in muscle architecture, and increases in tendon stiffness. The final
phase associated with strength increases following at least
6 week of training are due to muscle hypertrophy [2].
Increases in muscle size or hypertrophy occur as the
result of increased rates of protein synthesis. The
improved rates of protein synthesis for the elderly following resistance training are similar to that rates exhibited by
young people; and have been documented in as short as 2
weeks following the beginning of a resistance training
program. This suggests that muscle proteins retain the
ability to respond to an overload stimulus and are not
limited by advanced age. In addition to the increased rates
of protein synthesis, resistance training might also reduce
the gene expression and protein levels of Tumor Necrosis
Factor alpha (TNFa), a marker of chronic inflammation
and an initiator of cell death [3]. In order for
hypertrophied muscle to maintain an appropriate ratio
between nuclear control and increased mass, it appears
that satellite cells are activated during the regenerative
phase of skeletal muscle growth [4]. Other factors that
have been implicated in satellite cell proliferation and
increased muscle cell size are a number of ▶ myogenic
regulatory factors that include MyoD, myf-5, myf-6, and
myogenin [4].
Ultrasound methodologies have found that increases
in strength attributable to muscle hypertrophy can also be
explained by an increased length of the muscle fascicles
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Aging, Adaptations to Training
and an increased pennation angle, both of which may
indicate an increased number of sarcomeres that occur
in series to the myofibril, and in parallel to the myofibrils
[5]. In other words, there can be an increase in the number
of myofibrils within a single muscle fiber, but there are no
increases in the number of muscle fibers (hyperplasia)
resulting from resistance training adaptations.
Increases in muscle power, or the ability to exert force
quickly, following training are also reported. Improved
muscular power is due to increases in the cross-sectional
area of Type II muscle fibers and the increased shortening
velocity of these muscle fibers. The increase in power can
also be attributable to an earlier activation of motor units
and an enhanced motor unit firing rate [2].
Improved muscle endurance can also be the result
of muscular adaptation to training. Improved muscle
endurance is often evidenced by a decrease in the number
of motor units that need to be activated in order to complete a submaximal task, a decreased coactivation of antagonist muscles, increased substrate availability, like
adenosine triphosphate (ATP) and phosphocreatine (PC),
and increases in mitochondrial density and improved oxidative capacity [6].
Adaptations also occur in the tendons that connect
muscle to bone. There is an increase in tensile stiffness
due to changes in the material properties of the tendons
which might be due to changes in the fibrous structure or
the extracellular matrix. This can often cause an increase in
the rate of force transmission and a decreased chance of
tension injury during exercise. The increase in tendon stiffness may also be associated with the improved development
of torque about an axis of rotation which might benefit an
older person’s ability to respond to a loss of balance [7].
Exercise Response/Consequences
Muscular strength in older adults can significantly
increase from 25% to over 100% following properly
designed resistance training programs, but increases are
often dependent on several complex factors that can
include the gender of the subjects training, the duration
of the training intervention, the muscle groups being
trained, initial fitness levels of those participating in the
training program, health status of those training, and the
nutritional status of those training.
The increase in muscle strength and power following
training are often times greater than would be expected if
only based on muscle mass changes and are probably
indicative of changes in ▶ muscle quality. These strength
and power improvements are often associated with
a decreased risk of falling, lower risks of hip fractures,
and a lower risk for developing osteoporosis in the elderly.
The improvements in muscular endurance that can
arise as a training adaptation allow older individuals to
maintain muscular forces and power over extended
periods of time. These adaptations can then improve the
ability to carry out normal activities of daily living with
less fatigue and help maintain a sufficient energy reserve
that might allow an individual to increase their physical
activity by engaging in a structured exercise program or to
pursue a new recreational activity.
Improvements in muscular endurance are facilitated
by a number of changes in the vascular network that
supplies nutrients and oxygen to the exercising muscle.
Adaptations to the cardiovascular system often include
improved muscle capillarity as demonstrated by significant increases in the number of capillary contacts per fiber
and the capillary to muscle fiber ratio [8].
Diagnostics
Assessing Muscle Quantity
Estimating Regional Changes to Muscle
Mass
Anthropometric measures such as limb circumferences
corrected for subcutaneous adipose tissue have been
used to estimate muscle plus bone cross-sectional areas,
although there is substantial error associated with this
technique. Muscle plus bone cross-sectional area can be
estimated from the following equation: A = (C – ps)2/4p;
where A is the estimated muscle plus bone cross-sectional
area corrected for subcutaneous adipose tissue, C is the
limb circumference, and s is the subcutaneous adipose
tissue calculated as the average of half of the skinfold
thickness at two opposite locations from the respective
limb (anterior and posterior or dorsal and ventral) [9].
Muscle Metabolites
Creatinine: Creatinine is formed when creatine is broken
down. Creatine is found primarily in skeletal muscle
(about 98%) in the form of creatine phosphate. Urinary
creatinine excretion is related to the fat-free body mass
and skeletal muscle mass, since 1 g of creatinine excreted
in a 24 h period is equivalent to about 18–20 kg of muscle
tissue, although dependent on factors that include age,
gender, and training status and reflects whole body measures of muscle [9].
3-Methylhistidine: 3-Methylhistidine is an amino acid
that is located mostly in skeletal muscle, and the urinary
excretion of 3-methylhistidine has been used to estimate
whole body muscle mass. Problems with this assessment
arise because of different protein consumptions of
Aging, Adaptations to Training
individuals and the fact that it can also reflect nonskeletal
muscle protein turnover (i.e., smooth muscle and connective tissue) [3, 9].
Ultrasound
Muscle thickness can be assessed by B-mode ultrasound
with an electronic linear array probe (usually 5.0 MHz
wave frequency). The frequencies used in diagnostic ultrasound usually range between 2 and 18 MHz. The choice of
frequency results in a compromise between spatial resolution of the image and the imaging depth, with lower
frequencies producing less resolution but an increased
ability to image deeper into the tissues [7].
Radiographic Methods
Computed Tomography (CT): Computed tomography is
based on the attenuation of x-ray intensities relative to
water and is dependent on tissue density. Problems with
this technique are a lack of accessibility to very expensive
equipment, unnecessary exposure to fairly high doses of
ionizing radiation due to the high energy photons associated with x-rays, the high cost of the analyses, and the large
variation in the attenuation of different muscle groups
[7, 10].
Nuclear Magnetic Resonance (NMR): Nuclear magnetic resonance can provide images of tissue known as
MRI (Magnetic Resonance Imaging) or information
about the chemical composition of the tissue (NMR Spectroscopy). This technique is based on the concept that the
nuclei of atoms act like magnets and when an external
magnetic field is applied to the tissue, it absorbs the energy
and then emits a radio signal that can be used to develop
an image of the chemical composition of the tissues. It can
detect the abundance of 31P containing components like
ATP, inorganic phosphate, and PC. Many of the problems
with this technique are similar to the CT scanning – a lack
of accessibility to very expensive equipment, cost of the
analyses, etc. [9, 10].
Dual Energy X-Ray Absorptiometry (DXA): Dual
energy X-ray absorptiometry is also based on the attenuation of two different energy sources of X-rays which can
be used to assess fat and bone-free lean tissue (lean tissue
mass). This equipment is also very expensive, but much
less than CT and MRI equipment; there is greater accessibility to this type of equipment, and it is much safer than
CTscans since it has lower doses of radiation exposure [9].
Peripheral Quantitative Computed Tomography
(pQCT): pQCT is restricted to peripheral measurements
of the arms and legs but uses very low radiation doses
compared to whole body CT scanning. pQCT was originally designed to evaluate both trabecular and cortical
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bone mineral densities as a volumetric density (gm/cm3)
but has also been used to estimate muscle volumes or
muscle cross-sectional areas. Different scan analyses are
used to estimate muscle cross-sectional area and involve
different thresholds and modes (i.e., contour detection
mode or peel mode). Generally, coefficients of variation
for muscle cross-sectional areas with this technique are
about 1.5%.
Muscle Biopsy
There are basically two types of muscle biopsies needle
biopsies and open biopsies. A needle biopsy involves
inserting a needle into the muscle with no previous
incision being made. When the needle is removed,
a small piece of tissue remains in the needle. An open
biopsy involves making a small cut in the skin and into
the muscle. The muscle tissue is then removed with
a Bergström needle facilitated with suction. Samples are
then usually frozen in isopentane, cooled to 160 C
before being sectioned and analyzed.
Fractional Protein Synthesis Rates of
Skeletal Muscle
The fractional protein synthesis rates of skeletal
muscle can be determined by the incorporation of an
intravenously administered stable isotope-labeled amino
acid (13C-leucine) into skeletal muscle protein. Gas
chromatography-mass spectroscopy then measures
muscle cytosolic 13C-leucine, plasma 13C-leucine, and
plasma a13C- ketoisoceproil acid enrichment, and gas
chromatography-combustion-isotope ratio mass spectroscopy is then used to measure 13C-leucine enrichment
in mixed, MCH, and actin proteins [3].
Assessing Muscle Quality
Muscle Strength
Muscular strength, or the maximal voluntary force generating capabilities of a muscle or muscle group, can be
assessed by three different modalities: isometrically,
dynamically, and isokinetically.
Isometric Strength: Maximal voluntary isometric
strength is usually assessed with load cells or force transducers that allow a muscle or muscle group to exert force
while no external movement of the limb or limb joint takes
place. Typically, values for maximal forces from this technique are greater than those obtained with dynamic
assessments or isokinetic assessments since the nature of
the tension development during an isometric contraction
maximizes the ability for greater motor unit synchronization to take place since no limb movement is occurring.
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Aging, Motor Performance
Dynamic Strength: Dynamic strength is the maximal
load that can be lifted or moved. This type of assessment
usually involves free weights or plate loaded machines,
and the standard terminology for this assessment is
referred to as 1-RM, or one-repetition maximum. The
term 1-RM implies the greatest amount of weight that
can be lifted successfully with proper form.
Isokinetic Strength: Isokinetic strength or maximal
torque is the maximal force about an axis of rotation
that can be exerted against a pre-set rate-limiting device.
This type of assessment requires specially designed equipment that can control the velocity of the contraction while
maximal effort is being generated into a force dynamometer. In other words, no matter how much effort is exerted,
the movement takes place at a pre-set constant speed that
can range from 0 /s (isometric) to 450 /s. This type of
assessment is often used to test and improve muscular
strength during rehabilitation from an injury.
3. Yarasheski KE (2003) Exercise, aging and muscle protein metabolism.
J Gerontol A Biol Sci Med Sci 58A:918–922
4. Hunter GR, McCarthy JP, Bamman MM (2004) Effects of resistance
training on older adults. Sports Med 34:329–348
5. Folland JP, Williams AG (2007) The adaptations to strength training.
Morphological and neurological contributions to increased strength.
Sports Med 37:145–168
6. Chodzko-Zajko WJ et al (2009) Exercise and physical activity for
older adults. Position stand for the American College of Sports
Medicine. Med Sci Sports Exerc 41(7):1510–1530
7. Narici MV, Maganaris CN, Reeves ND (2005) Myotendinous alterations and effects of resistance loading in old age. Scand J Med Sci
Sports 15:392–401
8. Harris BA (2005) The influence of endurance and resistance exercise
on muscle capillarization in the elderly: a review. Acta Physiol Scand
185:89–97
9. Lukaski HC (1996) Estimation of muscle mass. In: Roche AF,
Heymsfield SB, Lohman TG (eds) Human body composition.
Human Kinetics, Champaign, IL, pp 109–128
10. Lang T, Streeper T, Cawthon P, Baldwin K, Taaffe DR, Harris TB
(2010) Sarcopenia: etiology, clinical consequences, intervention.
Osteoporos Int 21:543–559
Muscle Power
The term power implies the application of a force as
quickly as possible. It can be calculated as force multiplied
by the velocity of the movement or the force applied over
a given distance divided by time taken to complete the
task. Some laboratory methods used to assess muscular
power include the vertical jump (Lewis Power Jump) or
a timed stair run (Margaria-Kalamean Power Stair Run)
and is expressed as kg∙m∙s–1, kg∙m∙min–1, or watts.
Muscle Endurance
Muscle endurance is often described as the ability of
a muscle or muscle group to maintain a force or to do
repeated submaximal contractions over a given period of
time. Muscular endurance can be thought of as the opposite
of muscular fatigue, in other words, the greater the endurance capacity of muscle the less fatigue that is exhibited in
terms of a declining force output. Most activities of daily
living require good muscle endurance and seldom require
maximal effort or maximal strength. These types of activities can include shopping, carry groceries, and gardening,
for example. Muscular endurance can be assessed by evaluating the number of submaximal repetitions that can be
completed before total or partial fatigue occurs.
References
1. Smith EL (1981) Age: the interaction of nature and nurture. In:
Smith EL, Serfass RC (eds) Exercise and aging: the scientific basis.
Enslow Publishers, New Jersey, pp 11–17
2. Macaluso A, De Vito G (2004) Muscle strength, power, and
adapatations to resistance training in older people. Eur J Appl Physiol
91:450–472
Aging, Motor Performance
SCOTT K. LYNN1, GUILLERMO J. NOFFAL1, DAVID M. LINDSAY2,
ANTHONY A. VANDERVOORT3
1
Department of Kinesiology, California State University,
Fullerton, CA, USA
2
University of Calgary, Calgary, AB, Canada
3
School of Physical Therapy, University of Western
Ontario, Ontario, Canada
Synonyms
Gerontology; Master’s athletes; Movement control in
older people; Neuromuscular aging
Definition
It is well known from the results of masters competitions
throughout the world that motor performance of the
athletes declines with ▶ age. Furthermore this gerontological effect can also be observed longitudinally by following
the changes in scores, speed or distance achieved of
elite sportspersons who continue their participation over
several decades, sometimes into very old age [1]. Thus to
ensure a fair competition, events are organized into various age groupings across the adult ▶ lifespan, and these
categories depend upon each sport’s requirements. Most
tissues and systems of the body experience an age-related
loss of physiological capacity to some degree, although it can
be debated whether such effects are maladaptive under all
Aging, Motor Performance
circumstances. For example, there is conclusive evidence
that the typical mixture of fast and slow myosin fibers that
comprises human muscles shifts in favor of the latter type in
old age, which reduces speed of response but enhances
aerobic metabolism. In this entry, we will first discuss the
general mechanisms of ▶ aging within the motor performance system, and then utilize the sport of golf to illustrate
how such age-related changes affect the exercise response.
Mechanisms
Functions of the neuromuscular, sensory, skeletal, and
cardiorespiratory systems are each integral to performance of physical activity, and all affected significantly
by the aging process [2–4]. The age-related trends for
nerve, muscle, and bone tissues that directly affect motor
performance are summarized for the reader in the Table.
Muscle strength is one of the more obvious examples
of how physical parameters are influenced by age. Absolute strength increases through the growth years of childhood and adolescence up to one’s early 20s, has a general
plateau phase until the fifth decade, and then decreases by
about 10% per decade thereafter [4, 5]. The decline in
strength is primarily the result of decreased muscle mass
(age-related ▶ sarcopenia), due to the loss of functioning
▶ motor units consisting of motor neurons and the family
of fibers they innervate. Total muscle cross sectional area
declines by 10% between the ages 24 and 50, then drops
another 30% between ages 50 and 80 years and beyond.
Equal amounts of both type 1 (slow twitch) and type 2
(fast twitch) muscle fibers are lost with old age. However,
in addition to overall fiber loss, type 2 fibers also undergo
a much greater decrease in size compared to their type 1
counterparts, and thus the older athlete has an even
further reduced capacity for generating muscle power.
The resultant pattern of the sarcopenic strength loss is
such that a middle-aged golfer would not be expected to
have any significant decrease in maximum isometric or
concentric strength compared to a young player, but an
80-year-old would have only about half the overall
strength level of the young adult. It is quite interesting
to note that golf performance tends to follow the same
pattern, as evidenced by comparisons of average ▶ golf
“handicaps” versus age – handicap being a sport-specific,
standardized way of monitoring a golfer’s scores, and
hence ability. Recreational golfers tend to reach their
prime in the third decade and then begin to experience
some loss of performance after their forties. However, they
can still continue to play well and even compete with other
age groups via the handicap system for the rest of their
lives. For example, adolescents who are learning the game
are expected to have higher scores than young adults at the
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peak of their performance years, but then players in older
age groups would also have more of a benefit on average
from the handicap index factor. Thus the older golfer’s
“net” score can be adjusted statistically to compare
expected performance on a more equal basis.
Exercise Response
It is important to note that the aging muscular system
remains quite adaptable to exercise programming [2, 3, 5]
and so there are definite benefits for senior golfers who
decide to take up a ▶ resistance training program that
trains the appropriate patterns of movement that can
help to optimize the ability to generate effective muscle
forces for the golf swing. These types of programs can also
be valuable for the prevention of musculoskeletal injuries
and degenerative joint changes. Furthermore, our recent
research has shown that older individuals can take advantage of the muscle strengthening benefits of eccentric
overload resistance training principles, and that this
mode of exercise also causes less cardiovascular stress
compared to concentric exercises [4]. Finally, it is useful
to take advantage of any motor learning associated with the
training exercises, especially those involving coordinated
ballistic movements among several muscles. Therefore, it
would seem logical to design some of the exercises to simulate the golf swing with its various concentric and eccentric
activation muscle patterns, thereby stimulating adaptation
within the appropriate musculature and neural pathways.
Another common complaint of older golfers is generalized stiffness in several of the key joints involved in the
golf swing. From a physiological standpoint, much of this
stiffness relates to connective tissue changes within the
body, due to the significant water loss with age that contributes to a reduction in this tissue’s plasticity. There may
also be osteoarthritic changes in the joints that affect the
older golfer’s ability to assume the desirable athletic
posture and movements for a full, powerful swing [6].
Clinically, age-related changes in connective tissue are
manifested by losses in flexibility from key joints of the
body that generate power for the swing such as the trunk
and shoulders.
As an example study, Thompson and Osness [7]
examined muscle strength and flexibility in older male
recreational golfers (mean age = 65.1 years), and determined that both ▶ resistance training and flexibility
exercises emphasizing trunk rotation were related to
improvements in clubhead speed and flexibility for golf.
Even though this gain in rotational flexibility increases
clubhead speed, one must be careful to avoid excessive
spinal motion because it can actually be a risk factor for
future back troubles. This risk is thought to arise from
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48
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Aging, Motor Performance
twisting of the annulus fibrosis, which combined with
spinal flexion greatly increases the chances of posterior
disk herniation [8].
To summarize, all golfers continually hope to improve
their game, however the older golfer is also dealing with
age-related changes and may be content with simply not
having their performance decline. For example, typical
club head speed decreases as the golfer ages but there are
encouraging examples from studies of exercise programs
after which increases in clubhead speed are likely a result
of the cumulative impact of increasing flexibility of key
muscles, along with the benefits of increasing overall
muscle strength. Even simply following a maintenance
program as one ages is a good strategy for some if it
Aging, Motor Performance. Table 1 Effects of training and warm-up on age-related changes in aspects of motor function
System
Changes with aging
Effects of warm-up
Effects of activity
Muscle
– Max strength 25–50 years, then
decline of 1.5%/year after 60
– ↓ Number of motor units
– ↓ Number of muscle fibers
– ↓ The size of Type II fibers
– Some lean muscle replaced with
fat and connective tissue
– General body warm-up increases blood
flow and body temperature, which speeds
up muscle contraction
– Static and Dynamic stretching alter the
biomechanical length-tension relationship
of shortened “tight muscles
– Plays a key role in maintenance of
muscle mass
– Overload training ↑ muscular strength
– Changes in cross sectional area ↑ with
training
– Early strength gains primarily by
neurological adaptation then some
hypertrophy possible
Nervous
system
– Muscle atrophy contributed to
by neurological changes
– 37% ↓ Number of spinal cord
axons
– 10% ↓ Nerve conduction velocity
in older adults
– ↓ Sensory and proprioception
function
– ↓ Reflex speed when responding
to stimuli
– General body warm-up increases blood
flow to the brain, which enhances alertness
and cognitive function (“getting into the
zone”)
– Dynamic stretching and specific motor
rehearsal enhance coordination of muscle
activation sequences, plus postural control
– Activity allows rapid response time to
remain relatively unchanged in older
adults
– Balance can be improved with specific
strengthening exercises and postural
maneuvers
Skeletal
– After third and fourth decade ↓
mineralization of 0.3–0.5%/year
– Over lifetime: 35% of cortical and
50% of trabecular bone is lost
– Men only lose 2/3 the bone mass
which females lose, i.e., notable
menopause effect
– General body warm-up, plus and Static
and Dynamic Stretching gradually increase
range of motion for stiffened joints (e.g.,
shoulders and wrists) to maximum levels
needed for full swing
– Gravitational loading and muscular
traction found to affect: bone thickness,
strength, calcium concentration
– Regular activity found to help
counteract demineralization
Connective
tissue
– Altered proportions and
properties of connective
components
– ↑ Stability of cross-links in
collagen, ↑ strength, become
non-adaptive
– ↓ Water and ↓ plasticity
– Becomes non-pliable, brittle,
weak
– Predisposition to tendon and
ligament injury
– General body warm-up increases blood
flow and body temperature, facilitates
elongation of connective tissue
– Static and dynamic stretching increases
flexibility of muscle-tendon units, allowing
golfer to obtain desired biomechanical
positions for swing
– Physical activity known to increase
turnover rate of collagen
– ↑ Pliability and ↓ formation
nonadaptive connective tissue
Cartilage
– Atrophies with age
– Proteoglycan subunits smaller
– ↓ Cartilage water content
– ↓ Lubrication of joint
– Vulnerability to injury
– Weight bearing activity throughout the
warm-up facilitates diffusion of lubricating
fluid into joint space (but need to avoid
excessive stresses)
– Consistent weight bearing activity
over time thickens cartilage and
facilitates processes for diffusion of fluid
into joint space
Note: ↑ increase in variable, ↓ decrease.
Gerontological information in Table is based on research summarized in ACSM et al. [2]; Paterson et al. [3]; Vandervoort [4]; Versteegh et al. [9].
Aging, Motor Performance
comes from a well-rounded resistance exercise program
that trains the appropriate patterns of movement at the
correct target level for the individual. Specific focus on
certain directions of movement can also be recommended
if abnormal patterns of motion are observed.
In terms of age-related changes to cardiovascular performance, cardiac output decreases by about 30% between
the ages of 30 and 70 years [2, 3]. In golfers, this decrease
in aerobic ▶ endurance may cause premature mental and
physical fatigue leading to performance inconsistencies,
particularly toward the end of a round. As noted
above, there can be a significant demand placed on the
cardiorespiratory and metabolic systems by the prolonged
duration of a typical round of walking the golf course. The
effect of limited cardiovascular capacity on performance
may further be compounded by localized muscle ▶ fatigue
that can occur during ambulation on uneven terrain.
Given that the overall ability of older adults to carry an
absolute load over time is reduced compared to younger
adults, a common mechanism of many sports injuries –
fatigue and associated neuromuscular incoordination – is
a likely contributing factor. However, fatigue resistance
can be also built up with appropriate exercise strategies.
While golf performance may be compromised by the
diminished cardiovascular capacity of senior players, it
should also be mentioned that the muscular and cardiovascular requirements of golf can also provide considerable health benefits. These gains can include increased
aerobic performance, as well as improved body composition and high-density lipoprotein serum cholesterol levels.
Thus, walking the golf course provides a sufficient amount
of physical activity that has been shown to aid overall
health and well-being, especially for older golfers whose
physiological training threshold is lowered by age [9].
Remarkably, the benefits of a ▶ warm-up session
before competition for the older athlete can have many
of the same effects as training, albeit to a lesser extent
[4, 10]. These effects are also summarized in Table 1. For
example, the slowed speed of muscle contraction and
power generation in older adults can be altered just
by increasing body temperature via the initial lowintensity exercise phase of a typical warm-up routine.
Then additional benefits can be derived from ensuring
that the connective tissue in muscles and tendons is
ready to support the required range of motion of full
golf swings. Finally, there is the facilitation of motor coordination that results from rehearsal of the specific swings
that will soon be used on the course. From the perspective
of injury prevention, it is also valuable to practice the
desired movements and incorporate any necessary adjustments to accommodate painful or stiff joints [6].
A
Conclusion
In summary, there are extensive age-related changes in
physical functions that affect the motor performance of
older athletes. However, there are also worthwhile advantages of a maintained training program and appropriate
warm-up routine for this age group as they prepare to
engage in skilled movement patterns for their sport. The
example of golf was used due to its high popularity and
recognized health benefits for seniors from among the
physical activity choices that they have. Due to the agerelated changes in the motor and skeletal systems that
reduce the effectiveness of golf swings with optimal
tempo and rhythm, training can be essential for performance. Yet most male and female recreational golfers aged
50 or older fail to stay in good physical condition. Senior
athletes should be encouraged to participate in continuing
training programs throughout the year that include cardiovascular endurance (i.e., if additional physiological
stimulation is necessary beyond the effects of walking
the course). Overall reductions in the body’s ability to
maintain cardiovascular and muscular homeostasis also
indicate that older players need to pay close attention to
maintaining adequate hydration, nutritional supplementation, and blood electrolytes during their round of golf,
particularly in hotter climates.
References
1. Spirduso WW, Francis KL, MacRae PG (2005) Physical dimensions
of aging, 2nd edn. Human Kinetics, Champaign, Il
2. ACSM, Chodzko-Zajko WJ, Proctor DN et al (2009) American
college of sports medicine position stand. Exercise and physical
activity for older adults. Med Sci Sports Exerc 41:1510–1530
3. Paterson DH, Jones GR, Rice CL (2007) Ageing and physical activity:
evidence to develop exercise recommendations for older adults. Appl
Physiol Nutr Metab 32:S69–S108
4. Vandervoort AA (2009) Potential benefits of warm-up for neuromuscular performance of older athletes. Exerc Sports Sci Rev
37:60–65
5. Aagaard P, Suetta C, Caserotti P, Magnusson SP, Kjaer M (2010) Role
of the nervous system in sarcopenia and muscle atrophy with aging:
strength training as a countermeasure. Scand J Med Sci Sports
20:49–64
6. Lynn SK, Noffal GJ (2010) Frontal plane knee moments in golf: effect
of target side foot position at address. J Sports Sci Med 9:275–281
7. Thompson CJ, Osness WH (2004) Effects of an 8-week multimodal exercise program on strength, flexibility, and golf performance
in 55- to 79-year-old men. J Aging Phys Act 12:144–56
8. Marshall LW, McGill SM (2010) The role of axial torque in disc
herniation. Clin Biomech 25:6–9
9. Versteegh TH, Vandervoort AA, Lindsay DM, Lynn SK (2008) Fitness,
performance and injury prevention strategies for the senior golfer.
Ann Rev Golf Coach 2:199–214
10. Fradkin AJ, Sherman CA, Finch CF (2004) Improving golf performance with a warm up conditioning programme. Brit J Sports Med
38:762–765
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50
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AI (Adequate Intake)
AI (Adequate Intake)
Term developed by the Food and Nutrition Board (FNB) at
the Institute of Medicine of the National Academies (USA).
The AI is defined as the average daily recommended intake
level based on observed or experimentally determined
estimates of nutrient intake that is assumed to be adequate
to sustain health. This term is used when an RDA
(recommended daily allowance – the average daily nutrient
intake level sufficient to meet the nutrient requirements of
97–98% of healthy individuals) cannot be determined from
currently available data.
AICAR
5-Aminoimidazole-4-carboxamide-1-b-d-ribofuranoside
(AICAR) is an adenosine analog that is taken up by cells
and phosphorylated to become 5-Aminoimidazole-4carboxamide-1-b-d-ribofuranosyl
50 -monophosphate
(ZMP), an analog of adenosine 50 -monophosphate
(AMP). AICAR is commonly used as a means to activate
the AMP-activated protein kinase.
Cross-References
▶ AMP-Activated Protein Kinase
AIDS, Exercise
GREGORY A. HAND, G. WILLIAM LYERLY
Arnold School of Public Health, Department of Exercise
Science, University of South Carolina, Columbia, SC, USA
Synonyms
Clinical population; HIV; Infection; Physical activity;
Resistance training
Definition
AIDS, acquired immunodeficiency syndrome, is an
advanced stage of human immunodeficiency virus (HIV)
infection characterized by a CD4 T-cell count below 200
cells/ml of blood and a chronic susceptibility for opportunistic infections. HIV is a retrovirus that targets immune
cells that display CD4 surface proteins for infection, then
replicates within the cell and kills it. The severe reduction
in CD4 lymphocytes, the immune cells most affected by
HIV infection, resulting from this infection and replication process is the primary mechanism for HIV-associated
immunosuppression [1].
Pathogenetic Mechanisms
Infection by HIV, a retrovirus of the lentivirus group, is
mediated by physical binding to the CD4 cell surface protein
followed by penetration of the cell. Cells that display CD4
molecules, all of which are targets for HIV infection, include
T lymphocytes, macrophages, peripheral blood cells various
epithelial cells, peripheral nerve cells, testicular Sertoli cells,
and hepatic cells. Immunosuppression, resulting from
depletion of CD4 T cells, is the hallmark of HIV infection.
T cells play a critical role in regulating the systemic immune
response, and loss of this function results in development of
opportunistic infections in various organs and tissues.
As highly active antiretroviral therapy (HAART) has
increased the life expectancy of individuals infected with
HIV, previously unreported conditions have become
a critical concern for maintaining functionality in the
individual. These newly identified conditions are chronic
with accumulating effects, are typically associated with
aging in non-infected populations, and include various
physiological and psychological diseases including cardiovascular diseases, muscle wasting and deconditioning syndromes, metabolic disorders, and increased levels of
depression, anxiety, and stress.
Fatigue, which is a major contributor to physical inactivity, is a commonly reported symptom in those infected
with HIV. As a result, HIV-infected individuals usually have
lower levels of physical activity, which leads to a reduction in
functional capacity and health-related quality of life. This
sedentary lifestyle can exacerbate HIV-related symptoms and
accelerate the progression of the disease.
Exercise Intervention/Therapeutical
Consequences
Emerging evidence demonstrates that health benefits can
be obtained in chronically ill populations through implementation of a structured, moderate-intensity exercise
regimen. Similar to what has been seen in other clinical
populations, the benefits of aerobic and resistance exercise
participation are documented in studies of HIV-infected
individuals. Exercise is a potential treatment for many of
the symptoms associated with the HIV disease and can
elicit improvements in body composition, strength, cardiorespiratory fitness, and mood and well-being [2].
Exercise has been shown to be safe in the HIV-infected
population with no reports of adverse side effects. Studies
involving regimens comprised of low- to moderateintensity aerobic exercise have shown no increase in
AIDS, Exercise
prevalence of opportunistic infections, no increase in viral
load, and no reduction in CD4+ T-cell count. Some studies have reported enhanced immune function via exercise,
especially in asymptomatic individuals. However, these
results are controversial. Numerous studies have demonstrated an immunosuppressive effect of large doses of
high-intensity exercise training in healthy individuals.
Therefore, overtraining should be avoided when prescribing exercise regimens to HIV-infected individuals who are
at risk for opportunistic infections.
The majority of studies investigating the effects of
exercise in the HIV-infected population have focused on
aerobic training. The interventions used in these studies
have differed greatly in dosage (intensitytime). Studies
have varied in duration from 5 weeks to 6 months and
intensity levels from low to high. For this reason, dose
response interpretations are controversial. However, the
preponderance of evidence indicates that HIV-infected
individuals can obtain beneficial results in as little as
6 weeks of aerobic activity of at least 2–3 sessions per
week. Important adaptations can be categorized as functional, anthropomorphic, biochemical, and psychological.
Numerous studies using various doses of exercise have
demonstrated significant gains in functional aerobic
capacity (FAC) at both high- and moderate-intensity
levels, with greater gains being experienced when working
at a higher intensity. Additionally, increases in high density lipoprotein (HDL) cholesterol, as well as significant
decreases in total abdominal adipose tissue, total cholesterol, and triglycerides (TG) have been shown. One
emerging area of beneficial results includes reductions in
anxiety and depression. These psychological gains are
particularly important since HIV-infected individuals
often suffer from social isolation and depression after
learning of their HIV infection. Besides these significant
changes with aerobic exercise, some studies have observed
beneficial changes in immunological variables, including
increases in plasma CD4 T-cell counts. However, numerous studies have failed to replicate these findings. Further,
it can be proposed that these changes in blood levels of
immune cells are an enhanced mobilization of cells into
the blood from lymphoid tissues rather than increased
overall quantity of cells.
Only a few studies have examined the effects of resistance training, independent of aerobic exercise, on the
health and fitness of HIV-infected individuals. The majority of these investigations has focused primarily on levels
of strength and muscle mass rather than overall fitness
or immune function. Further, most have incorporated
high-intensity programs. Studies of resistance training
report beneficial changes in body composition, including
A
increases in lean tissue mass (LTM) and overall body mass,
increases in muscular strength, decreases in TG, and
increases in physical functioning. Lean tissue mass
increases have been shown to be positively correlated
with the slowing of HIV progression and a decrease in
HIV-related mortality. Because of these beneficial effects,
resistance training has been prescribed to HIV-infected
individuals with varying results. Results suggest that
high-intensity resistance training may elicit favorable outcomes, while research is needed to elucidate the effects
associated with low- to moderate-intensity resistance
training.
A growing number of studies are investigating the
effects of combined aerobic and resistance exercise training programs that follow the guidelines established by
numerous federal agencies and foundations. These combined programs offer several advantages, including
enhanced cardiorespiratory function in a population that
is typically deconditioned with the additional benefit of
strength and muscle mass gains that accompany resistance
training. Moderate-intensity combined exercise regimens
have been shown to improve total cholesterol, body composition, and psychological well-being as well as increase
overall health, and quality of life. Results also demonstrate
increases in FAC similar to exercise regimens consisting of
only aerobic training, and increases in strength greater
than that produced by the aerobic regimens. Thus, combined exercise training likely results in both cardiovascular
and musculoskeletal adaptations, making this intervention more appealing than either individual exercise
modality. However, the majority of these studies utilized
high-intensity resistance training, which often results in
poor exercise adherence due to muscle soreness and
increased risk of injury in untrained individuals recruited
from healthy or clinical populations. As with either mode
individually, the optimal dosage of combined training has
not been elucidated.
Recent work has begun to address the issue of finding
a manageable exercise regimen that will enhance program
adherence and optimize health benefits. One study has
examined the effects of a 6-week combined program in
which the physical activity was performed at a moderateintensity level [3]. Results showed a significant training
effect that included enhanced FAC, decreased heart rate at
absolute submaximal workloads (training bradycardia),
increases in LTM, and peak strength increases between
14% and 28% on eight resistance exercises. Circulating
levels of cytokines and hormones were also investigated,
which resulted in increases in growth hormone (GH),
interleukin-6 (IL-6), and decreases in cortisol and soluble
tumor necrosis factor receptor-2 (sTNFrII). These changes
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Airway Inflammation
in cytokines and hormones are important as they present
potential mechanisms for the increases in LTM resulting
from the program. Additionally, HIV-infected individuals
adhered well to the low-volume, moderate-intensity training. These findings, as well as those from a number of
other studies, indicate that HIV-infected individuals can
experience beneficial cardiovascular adaptations from
short-duration training combining low-volume aerobic
and resistance movements at moderate intensity. Importantly, the results also suggest that the functional limitations common in HIV-infected individuals are due in part
to detraining and are reversible through moderate exercise
adherence [4].
In summary, the preponderance of data indicate that
moderate- and higher-intensity aerobic, resistance, and
combined exercise regimens can both be safe and elicit
beneficial changes in HIV-infected individuals. Benefits
observed in controlled trials include changes in body
composition, FAC, muscular strength, total and HDL
cholesterol, cognitive function, depression and anxiety,
self-reported overall health, and quality of life. Conversely,
beneficial effects of exercise training on HIV status, viral
load, or immune function are controversial. However,
aerobic exercise has been shown to have no negative
impact on immunity or disease progression. Further
research is required in order to determine the minimal
and optimal duration, frequency, and intensity of exercise
needed to produce beneficial changes in this population.
A confounding factor in the majority of studies has been
the lifestyle choices of the participants, which include
severe deconditioning that is often confused with HIVassociated wasting or other symptoms evoked by poor diet
and exercise participation. Further, most studies have yet
to approach the exercise program from the perspective of
validating commonly used exercise prescriptions, or from
a dose response perspective. Both approaches are critical
for a full understanding of the effects of training on the
HIV-infected population.
References
1.
2.
3.
4.
http://www.cdc.gov/hiv/
Dudgeon WD, Phillips KD, Carson JA, Brewer RB, Durstine JL, Hand
GA (2006) Counteracting muscle wasting in HIV-infected individuals. HIV Med 7:299–310
Hand GA, Phillips KD, Dudgeon WD, Lyerly GW, Durstine JL,
Burgess SE (2008) Moderate intensity exercise training reverses functional aerobic impairment in HIV-infected individuals. AIDS Care
20(9):1066–1074
Schmitz HR, Layne JE, Humphrey R (2002) Exercise and HIV infection. In: Myers JN, Herbert WG, Humphrey R (eds) ACSM’s
resources for clinical exercise physiology: musculoskeletal, neuromuscular, neoplastic, immunologic, and hematologic conditions.
Lippincott Williams & Wilkins, Philadelphia, pp 206–218
Airway Inflammation
▶ Pulmonary System, Training Adaptation
Algesic Substances
Substances that excite free nerve endings or pain receptors
finally eliciting the perception of pain.
Alkaline Earth Metal
▶ Magnesium
Alkaloid
Alkaloids are nitrogenous organic compounds produced by
bacteria, fungi, plants, and animals. Many alkaloids are used
for therapeutic purposes (e.g., atropine, morphine, caffeine).
Allele
One possible sequence of DNA at a specific location on
a specific chromosome. An allele may refer to a single base
in the DNA sequence or a sequence of many bases.
Allergy
An altered, hypersensitive reaction to second contact with
an antigen that causes an allergic reaction that may be
local or systemic. Most allergies are characterized by type 1
hypersensitivity. Initial presentation of the antigen results
in the production of large number of IgE secreting plasma
cells that release antibodies to mast cells, and these release
histamine on subsequent presentation of the antigen,
leading to an allergic response.
Allosteric
A molecule allosterically regulates enzyme activity by
binding to a non-catalytic site of an enzyme, resulting in
either enhancement or inhibition of the catalytic rate.
Altitude Sensitivity
Allosteric Hemoglobin Modifiers
Are substances which increase the deliverance of oxygen
by hemoglobin.
All-Out Exercise
Maximal-intensity exercise, longer in duration that
a sprint (i.e., >10 s), where there is a considerable decrease
in performance.
Alpha1-Adrenergic Receptors
One of the three major subfamilies of adrenergic receptor,
divided into alpha1A-, alpha1B-, and alpha1Dadrenoceptors.
Cross-References
▶ Adrenergic Receptors
A
Alteration in Structure and
Function
▶ Training, Adaptations
Altered Modulation of Vasomotor
Tone
▶ Endothelial Dysfunction
Alternative Activation
Alternative activation is a macrophage inflammatory state
characterized by the secretion of effectors such as TGFbeta
and a series of chemokines (CCL13, CCL23. . .) and
growth factors (IGF-1. . .). They express higher levels of
scavenger receptors. Alternative activation can be triggered in vitro by IL-4. Alternatively activated macrophages
are associated with chronic inflammation.
Alpha2-Adrenergic Receptors
One of the three major subfamilies of adrenergic receptor,
divided into alpha2A-, alpha2B-, and alpha2Cadrenoceptors.
Altitude
Refers to the height above sea level and in this setting high
altitude is defined as 2,500 m and above.
Cross-References
▶ Adrenergic Receptors
Altitude Illness
Alpha-Amylase or Amylase
A digestive enzyme found in saliva that begins the digestion of starches in the mouth (also called ptyalin). It also
has an antibacterial action.
ALS
Amyotrophic lateral sclerosis is caused by the degeneration
of motor neurons in the spinal cord and brain, resulting in
progressive muscle atrophy, paralysis and death.
▶ Acute Mountain Sickness
Altitude Sensitivity
Altitude sensitivity is defined as the percent difference
of maximal oxygen consumption (%DVO2max) when
measured at sea level and at a defined altitude. The
%DVO2max usually becomes more negative the higher
the altitude. %DVO2max is individually different and
depends on gender, training state, body fat content, as
well as on muscular characteristics.
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Altitude Sickness
Altitude Sickness
▶ Acute Mountain Sickness
Altitude Training
Altitude training is a popular training approach among
athletes to increase exercise performance at sea level or to
acclimatize to competition at altitude. Muscle structural,
biochemical, and molecular findings point to a specific
role of the altitude-associated hypoxia in combination with
training. It has been reasoned that exercising in hypoxia
increases the training stimulus. However the effects of training in hypoxia on aerobic and anaerobic performance as well
as strength development are controversial. Hypoxia training
studies published in the past have varied considerably in
altitude (2,200–5,700 m) and training duration (1–8 weeks)
as well as in the fitness state of the subjects. Especially
frequency and intensity in combination with the level of
hypoxia seem to play a major role in the effectiveness
of training in hypoxia. Several approaches have evolved
during the last few decades, with “live high – train low”
and “live low – train high” being the most popular.
Cross-References
▶ Hypoxia, Training
▶ Training, Altitude
ambient barometric pressure (PB) or the O2 concentration
of the inspired gas. As one ascends to higher altitudes,
there is a reduction in PB known as hypobaria. Accordingly, per Boyle’s law (the volume of a gas is inversely
proportional to its pressure), as the PB decreases with
increasing elevation, the volume of any given gas will
increase. As a result of the expanding volume of ambient
air at altitude, the partial pressure of each individual gas
declines in proportion to the decline in ambient PB. Thus,
as the elevation increases, the PO2 (as well as the other
gases) decreases resulting in less O2 per liter of air. Consequently, less O2 is presented to the lungs, which results in
a reduction of O2 diffusing into the arterial circulation for
subsequent utilization by tissues throughout the body.
Obviously, the severity of the hypoxia is dependent upon
the eventual altitude elevation achieved. At low altitudes
(0–4,900 ft, 760–635 mmHg), resting arterial O2 saturation
(SaO2) is generally well maintained imparting
only a marginal disruption in homeostasis. As one
ascends to more moderate altitudes (4,900–9,800 ft,
635–525 mmHg), a slight but significant decrease in resting SaO2 (95–92%) is observed as the inspired PIO2 can
decrease to 110 mmHg compared to 159 mmHg at sea
level. At high altitudes (9,800–16,000 ft, 525–405 mmHg),
ambient PIO2 will decrease further with resting SaO2
approaching 80% and lower. Consequently, the final altitude
and degree of hypoxia play a critical role in determining the
extent of the physiologic and metabolic responses required
to ensure proper tissue oxygenation in response to this
environmental disruption to homeostasis.
Mechanisms
Altitude, Physiological Response
ROBERT S. MAZZEO
Department of Integrative Physiology, University of
Colorado, Boulder, CO, USA
Synonyms
High elevation; Hypobaric hypoxia; Low inspired oxygen
(O2) pressure
Definition
The main physiological consequence of exposure to high
altitude is hypoxia, which can be defined as a reduction in
the partial pressure of oxygen in inspired air (PIO2) resulting
in hypoxemia (subnormal arterial blood O2 saturation –
SaO2). Hypoxia can be induced by decreasing either the
Acute Altitude Exposure: The underlying mechanism
responsible for the physiological responses observed during acute exposure to high altitude is the direct effect of
hypoxia. Adjustments in many physiologic and metabolic
systems are necessary to properly respond to the disruption in homeostasis imposed by exposure to high altitude
(Fig. 1). These adjustments are regulated, in part, by
activation of key components of the neuroendocrine system [4]. Specifically, the autonomic nervous system and
the adrenal glands play a major role in both the physiological and metabolic responses. Hypoxia has a direct
effect on stimulating epinephrine production and release
from the adrenal medulla thereby increasing circulating
epinephrine levels. Via b-adrenergic receptors, both heart
rate and stroke volume are subsequently increased, both
contributing to the increase in cardiac output observed
during acute hypoxia. The net result is to increase O2
delivery to critical tissues when the O2 content per liter
of blood (CaO2) is reduced as a result of hypoxia.
Altitude, Physiological Response
A
Acute altitude exposure
A
PIO2
PaO2
Cardiovascular
↑ Heart rate
↑ Stroke volume
↑ Cardiac output
Respiratory
Metabolic
↑ Ventilatory rate
Δ Shift O2-Hb curve
↑ Arterial pH
↑ RMR
↑ Lactate production
Neuroendocrine
↑ Adrenal activity
↑ SNS
Altitude, Physiological Response. Fig. 1 Effect of acute hypoxia (altitude exposure) on arterial oxygen pressure. Adjustments in
several key systems are necessary to respond to this disruption in homeostasis to ensure adequate oxygen delivery to tissues
Additionally, epinephrine can contribute to local vasodilation of vascular beds promoting increased blood flow
and O2 delivery to the tissues involved. Further, to
improve O2-carrying capacity, a reduction in plasma volume (by way of increased urination) occurs in an attempt
to concentrate existing red blood cells and increase
hematocrit.
Activation of both central and peripheral (aortic and
carotid bodies) chemoreceptors associated with the respiratory system is the driving force for increases in both ventilatory rate and volume. This response is essential in helping to
maintain, as best as possible, O2 pressure in the lungs, and
subsequently, in arterial blood. A side effect of this
increase in ventilation is a reduction in the partial pressure
of carbon dioxide (PCO2) as more CO2 than normal is
blown off. This, in turn, results in an increase in arterial
pH (alkalosis) initiating a leftward shift in the
O2-hemoglobin (O2-Hb) dissociation curve facilitating
O2 diffusion and loading from lungs into blood (onto
hemoglobin).
Upon ascent to altitude, resting metabolic rate (RMR)
is elevated above sea-level values and can persist for an
extended period of time while remaining at altitude residence. Consequently, the total energy requirement necessary to maintain a stable body weight increases
proportionately. In order to avoid a negative energy balance and remain weight stable, this increase in the energy
requirement must be coupled with an equal increase in
energy intake. However, cachexia (weight loss) is
55
a commonly reported consequence during the initial
weeks of high altitude exposure [1]. The weight loss
most likely results from a combination of the increase in
total energy requirement at altitude coupled with loss of
appetite and lower energy intake. While several mechanisms have been suggested that may contribute, in part or
combination, to the suppression of appetite at altitude
(e.g., SNS activity, leptin, insulin, IL-6), exact causes for
this observation remain to be determined.
Chronic Altitude Exposure: The classic adaptation associated with acclimatization to chronic altitude exposure is
the increase in red blood cell (RBC) numbers [3]. This
response is a direct result of the hypoxic stimulus and is
secondary to the production of erythropoietin (EPO),
a hormone produced primarily by the kidneys that promotes
the synthesis of new RBCs in the bone marrow. While the
time course and magnitude of change in EPO, and eventual
RBC numbers, will vary dependent upon altitude elevation
(degree of hypoxia) as well as individual differences, initial
changes can be seen within the first week of exposure. These
changes, in conjunction with the ventilatory adjustments,
result in significant improvements in both arterial oxygen
saturation (SaO2) and content (CaO2). Consequently, the
physiological stress associated with altitude exposure is
partially reduced resulting in a number of physiologic
and metabolic adjustments when compared with initial
arrival (Fig. 2). Additionally, an increase in RBC 2, 3diphosphoglycerate (2,3 DPG) coupled with a decrease
in bicarbonate (kidney excretion) induce a rightward
56
A
Altitude, Physiological Response
Chronic altitude exposure
EPO, RBC, Hct
PaO2
Cardiovascular
Respiratory
Metabolic
↓ Heart rate
↑ Vascular resistance
↑ Blood pressure
↑ Ventilatory rate
Δ Shift O2-Hb curve
↓ Arterial pH
↑ RMR
↑ Lactate production
Δ Substrate selection
Neuroendocrine
↓ Adrenal activity
↑↑ SNS
Altitude, Physiological Response. Fig. 2 In response to chronic hypoxia (acclimatization) improvements in oxygen carrying
capacity and transport allow for adaptations in various physiologic and metabolic pathways
shift in the O2-Hb dissociation curve facilitating O2
unloading from hemoglobin to tissues.
A significant elevation in the sympathetic nervous
activity is observed during the first week of chronic altitude exposure. This is thought to be responsible for the
increase in systemic vascular resistance (a-adrenergic
mechanism) and subsequent elevation in arterial blood
pressure. Alterations in the sympathoadrenal pathways
also contribute to other adjustments made during the
acclimatization process, including changes in substrate
selection, continued elevation of RMR, and lactate production (particularly during exercise – see below).
Exercise Response
The physiological responses to exercise at altitude are
dependent upon a number of factors. As always, the extent
of hypoxia plays a major role in the amount of stress
incurred and the extent to which normal homeostasis is
disrupted. The addition of the added stress of exercise
along with that of hypoxia will have an additive effect
that will influence maximal exercise capacity, endurance
time until fatigue, and submaximal exercise performance.
It is also important to consider the intensity of the
exercise bout while at altitude as the relative intensity of an
exercise bout plays a major role in the subsequent physiologic and metabolic adjustments (cardiovascular, respiratory, hormonal, etc.) needed to maintain performance
_ 2max progressively declines
[2]. It is clear that decline VO
with increasing altitude elevation. As a result, a given
power output represents a greater relative exercise intensity
_ 2max ) while at higher eleva(i.e., a higher percentage of VO
tions. Consequently, a greater adjustment (physiologic,
metabolic) to exercise is required when performing similar
exercise tasks at an altitude compared to sea level. This is
reflected by greater increases in sympathoadrenal
responses, heart rate, cardiac output, ventilatory rate,
and lactate production for a given power output when
compared to sea-level values (Fig. 1).
In individuals that have become acclimatized to altitude,
the adaptations made in O2 carrying capacity, transport,
and diffusion (described above) allow for a reduced level
of exercise stress when compared to acute altitude exposure. As a result, for a given power output, an acclimatized
individual will demonstrate lower sympathoadrenal
responses, heart rate, cardiac output, ventilatory rate,
and lactate production for a given power output when
compared to values during acute exposure.
A number of these adaptations associated with acclimatization to high altitude may be of potential benefit for
the endurance athlete in improving performance at sea
level. This is the basic premise for the “Live High–Train
Low” paradigm that continues to receive considerable
attention [5]. Acclimatization to altitude will result in
a number of adaptive responses that improve O2 carrying
capacity, transport, and utilization. Specifically, increases
in red blood cell volume, total blood volume, and
Amino Acid Kinetics
improved oxygen delivery to muscle are well
documented. Changes in skeletal muscle capillary density and mitochondrial oxidative capacity with acclimatization, while not as consistent, are possible and could
result in improvements in endurance performance. It is
important to note that these adaptations occur as a result
of simply living at high altitudes independent of
a training stimulus. The concept of training “low” relates
to the observation that training at lower altitudes allows
an individual to exercise at a higher absolute workload
and power output than would be possible at higher
altitudes. Thus, with live high–train low there are two
independent stimuli (hypoxia and training) acting to
_ 2max , and
enhance oxygen delivery and utilization, VO
endurance performance.
Any performance benefits from altitude adaptations are
going to be event specific as participation in events where
oxygen delivery and utilization are potentially limiting factors would demonstrate the most benefits to athletes acclimatized to altitude. As there are no changes in key
components of anaerobic pathways and an actual reduction
in blood bicarbonate levels with altitude acclimatization,
very high-intense activities more reliant on non-oxidative
fuel sources (power, sprint) would not be expected to show
any benefits during return to sea-level performance.
degenerative disease is currently considered to be progressive and irreversible with behavioral symptoms usually occurring after the age of 65. The causes of the
disease are still under debate, but amyloid plaque formation and neurofibrillary tangles in the brain are two
putative pathways leading to the disease. Later stages of
the disease results in more extensive memory impairments as well as behavioral problems such as agitation,
wandering, and irritability.
Cross-References
▶ Neurodegenerative Disease
Amenorrhea
▶ Athletic Amenorrhea
Amide
▶ Glutamine
References
1.
2.
3.
4.
5.
Butterfield GE, Gates J, Fleming S et al (1992) Increased energy intake
minimizes weight loss in men at high altitude. J Appl Physiol
72:1741–1748
Mazzeo RS, Reeves JT (2003) Adrenergic contribution during acclimatization to high altitude: perspectives from Pikes peak. Exerc
Sport Sci Rev 31:13–18
Mazzeo RS, Fulco CS (2006) Physiological systems and their
responses to conditions of hypoxia. In: Tipton CM (ed) ACSM’s
advanced exercise physiology, Ch 7. Lippincott Williams & Wilkins,
Baltimore, pp 564–580
Mazzeo RS (2008) Physiological responses to exercise at altitude: an
update. Sports Med 38:1–8
Stray-Gundersen J, Chapman RF, Levine BD (2001) “Living hightraining low” altitude training improves sea level performance in
male and female elite runners. J Appl Physiol 91:1113–1120
2-Amino-4-Carbamoylbutanoic
Acid
▶ Glutamine
2-Aminoglutaramic Acid
▶ Glutamine
a-amino Carboxylic Acid
Alzheimer’s Disease
A neurodegenerative disorder of aging characterized by
progressive memory impairment as the result of the
dysfunction and death of nerve cells in the brain, particularly those in the temporal and frontal lobes. The most
common form of dementia that results in memory and
cognitive impairments during late adulthood. The
A
▶ Amino Acids
Amino Acid Kinetics
▶ Metabolism, Protein
57
A
58
A
Amino Acid Oxidation
R
Amino Acid Oxidation
Amino acid oxidation is the process by which amino acids
are used as a fuel source to produce ATP. The amino group
is removed to convert the amino acid into an a-keto acid
that is incorporated into the tri-carboxylic acid cycle for
eventual production of ATP within the mitochondria.
H2N
C
COOH
H
Amino Acids. Fig. 1 Schematic of the general structure of an
amino acid
Amino Acids. Table 1 List of essential and nonessential
amino acids
Amino Acids
Essential
a
JARED M. DICKINSON, BLAKE B. RASMUSSEN
Department of Nutrition & Metabolism, Division of
Rehabilitation Sciences, University of Texas Medical
Branch, Galveston, TX, USA
Nonessential
Histidine
Alanine
Isoleucine
Arginine
Leucine
Asparagine
Lysine
Aspartic acid
Methionine
Cysteine
Phenylalanine
Glutamic acid
Synonyms
Threonine
Glutamine
a-amino carboxylic acid; Protein building blocks
Tryptophan
Glycine
Valine
Proline
Definition
An amino acid is a molecule in which a central carbon (C)
atom is bound by an amino group (NH2), a carboxyl group
(COOH), a hydrogen atom (H), and an organic side chain
(R) (Fig. 1). Amino acids are differentiated from one
another by the structure of the organic side chain, which
is unique to a given amino acid and also defines the
specific properties of that amino acid. There are 20 common amino acids that are utilized as the “building blocks”
for ▶ protein, such that the linking of amino acids in
a precise linear sequence serves as the foundation for the
structure and function of a protein. Further, amino acids
are categorized as either nonessential or essential. Proper
physiological concentrations of nonessential amino acids
can be achieved through de novo synthesis, whereas physiological concentrations of essential amino acids cannot be
maintained through de novo synthesis and must be introduced in the diet. Of the 20 common amino acids, 9 are
considered essential and 11 nonessential (Table 1). In
addition to the 20 common amino acids classified as
standard, amino acids can undergo post-translational
modifications prior to the formation of a protein. These
amino acids are referred to as nonstandard amino acids.
Mechanism of Action
Amino acids most notably serve as the building blocks for
protein. Specifically, amino acids are joined together via
peptide bonds in a precise linear sequence to form a single
polypeptide chain. Through ensuing processes, one or
Serine
Tyrosine
a
Essential to infants
more of these polypeptide chains can be utilized to construct a protein, and the specific amino acid sequence of
each polypeptide chain provides the foundation of the
protein’s structure and function. In fact, removing or
replacing a single amino acid in the precise sequence can
substantially interfere with the proper functioning of the
protein or even render the protein completely inactive.
The sequence of amino acids in a given polypeptide is
ultimately determined by the base sequence of specific
regions of DNA, referred to as ▶ genes. This genetic information is communicated within the cell through the
processes of ▶ transcription and ▶ translation, and the
production of a single polypeptide/protein requires
collaboration between numerous molecules, including
DNA, messenger RNA (mRNA), transfer RNA (tRNA),
▶ ribosomes, and several enzymes.
Not only do amino acids serve as the foundation for
protein structure, but changes in amino acid availability
have a potent effect on protein turnover, which is the
concurrent processes of protein synthesis and breakdown.
Specifically, an increase in amino acids availability, such as
that experienced during a meal, rapidly and transiently
stimulates an increase in the rate of protein synthesis,
whereas protein breakdown appears to decrease slightly
Amino Acids
A
59
A
- Amino Acids
+ Amino Acids
hVps34
Uncharged tRNA
?
+
?
mTORC1
Autophagy
?
GCN2
Protein
Breakdown
4E-BP1
eIF2α
eIF4F
S6K1
rpS6
eEF2
Global
Protein
Synthesis
Translation Initiation
Translation Elongation
Protein
Synthesis
Amino Acids. Fig. 2 Simplified schematic of the effect of amino acid availability on protein metabolism. Low levels of amino
acids (left) decrease global rates of protein synthesis through increased activity of general control nonrepressed 2 (GCN2).
High levels of amino acids (right) increase protein synthesis rate by stimulating the activity of mammalian target of rapamycin
complex 1 (mTORC1). In addition, stimulation of mTORC1 by high levels of amino acids appears to decrease autophagy,
which contributes to a reduction in protein breakdown: tRNA, transfer RNA; eIF2a, eukaryotic initiation factor 2 alpha; hVps34,
human vacuolar protein sorting-34; 4E-BP1, 4E binding protein 1; S6K1, p70 ribosomal S6 kinase 1; eIF4F, eukaryotic initiation
factor 4F; rpS6, ribosomal protein S6; eEF2, eukaryotic elongation factor 2
(Fig. 2). The increased availability of amino acids
(primarily essential amino acids) stimulates an increase
in mammalian target of rapamycin complex 1 (mTORC1)
activity, which is a key nutrient sensor and regulator of
protein metabolism [1, 2]. mTORC1 subsequently phosphorylates two important direct downstream targets,
ribosomal protein S6 kinase 1 (S6K1) and 4E binding
protein 1 (4E-BP1), that facilitates a variety of downstream effects that ultimately enhance translation initiation and elongation. In addition, mTORC1 activation
in response to increased amino acid availability also
appears to decrease protein breakdown, and thus the
liberation of free amino acids, which may in part be due
to a decrease in autophagy as a result of human vacuolar
protein sorting-34 (hVps34) signaling to mTORC1
(Fig. 2). On the other hand, a decrease in amino acid
availability has been shown to slow the rate of protein
synthesis. Specifically, deficient levels of amino acids lead
to an increase in uncharged tRNA that in turn bind to and
activate general control nonrepressed 2 (GCN2) kinase.
Subsequently, GCN2 kinase phosphorylates eukaryotic
initiation factor 2a (eIF2a), which slows the rate of global
protein synthesis [3] (Fig. 2). As a consequence of their
impact on the regulation of protein metabolism, amino
acids have a tremendous role in growth and development.
Amino acids also serve in the maintenance of energy
stores and energy substrate within the body. For instance,
amino acids are necessary for the production of nucleotides,
which not only form the structure of RNA and DNA and
serve as cellular signaling molecules, but they also act as
chemical energy stores in the form of ATP and GTP. Moreover, the importance of amino acids in terms of bioenergetics becomes severely important during stress, malnutrition,
and injury conditions. Under such conditions, the carbon
skeleton of many amino acids can be utilized to produce
acetyl-CoA, which in turn can be oxidized via the Krebs
cycle and electron transport chain for the production of
ATP. Additionally, during these conditions several amino
60
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Amino Acids
acids serve as major hepatic gluconeogenic substrates and
can be utilized to provide energy substrate to several tissues
including the brain and immune cells.
In addition to those addressed above, amino acids
and their metabolites are imperative to numerous other
medically relevant biological processes. For instance,
glutamine serves as a major energy substrate for cells of
the immune system and is involved in reducing inflammation. Arginine serves as the precursor for nitric oxide, an
important signaling molecule associated with mitochondrial biogenesis, blood flow regulation, and cardiovascular
health. In fact, several amino acids are utilized as biosynthetic molecules for a variety of products that serve
a multitude of biological functions, including but not limited to: hormones, coenzymes, oxidative stress response,
ammonia detoxification, neurotransmitters, porphyrins,
immune function, signaling molecules, reproduction, metabolic intermediates, and energy substrates [4].
Clinical Use
Due to the diversity of metabolic pathways that require the
use of one or more amino acids, disturbances in the
physiological levels of many amino acids can lead to disruptions in several biological processes. For instance, high
physiologic levels of amino acids can induce insulin resistance, which chronically can lead to a multitude of debilitating clinical conditions. Similarly, deficiencies in some
amino acids can impair growth, compromise proper
immune function, and lead to development of cardiovascular complications. Maintenance of appropriate amino
acid levels can be achieved either through the diet or
through de novo synthesis, dependent upon whether the
specific amino acid is classified as essential or nonessential. However, under some circumstances de novo synthesis
of certain amino acids usually classified as nonessential
may not provide optimal levels, and thus supplementation
is required. For example, arginine concentration is substantially reduced during various clinical conditions,
including burn injury, sepsis, and trauma. Under such
circumstances, not only is arginine supplementation necessary to restore proper physiological levels of the amino
acid, but supplementation of arginine also appears to
improve the healing/immune response. In fact, arginine
supplementation has also been suggested as a useful
supplement in a variety of conditions such as obesity,
diabetes, and cardiovascular disease [4].
It is very well established that numerous clinical conditions are associated with muscle wasting. Not only does this
loss of muscle mass impair physical function, but because
skeletal muscle serves as the largest reservoir of amino acids
in the body, muscle atrophy is also detrimental to
a multitude of amino acid dependent biological processes
that are imperative for healing, immune function, and
recovery. Increasing amino acid availability, either through
infusion or ingestion, promotes an anabolic environment
in skeletal muscle and therefore represents a potential countermeasure to conditions of muscle wasting that can easily
be employed in a majority of clinical settings. The ability for
amino acids to increase muscle protein synthesis is driven
primarily by an increased availability of essential amino
acids. Further, both young and older individuals appear to
have a similar increase in muscle protein synthesis when
a large dose (>15 g) of essential amino acids is ingested. In
contrast, older adults are less sensitive to a lower amount of
essential amino acids. The discrepancy between younger
and older individuals in their muscle protein anabolic
response to amino acid availability is likely to be important
since aging itself results in reductions in muscle size and
function. Future research is clearly warranted to more precisely define proper guidelines for use of amino acid supplementation with various clinical conditions.
The clinical value of increased amino acid availability
is also observed when coupled with exercise. Specifically,
ingesting essential amino acids shortly following a bout of
resistance exercise stimulates muscle protein synthesis to
a much greater extent than that elicited independently by
each stimulus [2], suggesting that increased amino acid
availability following exercise may aide in muscle recovery
and growth. Moreover, coupling amino acid ingestion and
exercise may also serve an important role in the maintenance of muscle mass with aging, as the blunted anabolic
response following resistance exercise in older adults can
be restored by providing essential amino acids shortly
after exercise.
Diagnostics
Important insight into the in vivo metabolic kinetics of
amino acids can be examined with the use of amino acid
tracers. Amino acid tracers are amino acids that contain
either a radioactive or a stable ▶ isotope (depending on
the specific measurement) that differentiates the tracer
from the most common form of the amino acid by mass
(and the presence of radiation emission for radioactive
isotopes), but does not alter the chemical or functional
identify of the amino acid. The difference in mass, and/or
the emission of radiation, allows investigators and clinicians to follow the fate of the amino acid in a variety of
biological processes, which can serve as a unique diagnostic tool for many diseases/conditions. For instance,
a variety of radiolabeled amino acids have been utilized
to identify cancerous tumors. Specifically, cancer cells
display an accelerated rate of protein synthesis and
AMP-Activated Protein Kinase
amino acid transport, which leads to accumulation of an
infused radiolabeled amino acid within the cell. The
release of emissions from the accumulated radiolabeled
amino acid is then measured with positron emission
tomography to visualize the tumor [5].
Amino acid tracers can also be utilized to examine
muscle protein metabolism following various therapeutic
interventions. Monitoring muscle protein metabolism
provides useful insight into the anabolic response of
skeletal muscle to a given intervention (i.e., exercise or
nutrition) and thus provides important information as to
the usefulness of a given intervention to promote muscle
mass gain or attenuate muscle loss. Such insight is clinically significant due to the loss of muscle mass that is
associated with a variety clinical conditions and the
importance of muscle mass as an amino acid reservoir
for numerous medically relevant biological processes.
A
Definition
AMPK, a trimeric serine/threonine ▶ protein kinase, acts
as a cellular energy gauge [1]. Association of AMP with the
g ▶ adenine nucleotide binding subunit ▶ allosterically
activates AMPK and appears to make the catalytic a
subunit less susceptible to ▶ dephosphorylation of its
activation site. The b subunit has been suggested to play
a role in sensing of glycogen levels by AMPK [1].
Basic Mechanisms
This review focuses on effects of AMPK activation in
skeletal muscle. However, AMPK functions in a wide variety of tissues. For example, AMPK suppresses fatty acid
synthesis in ▶ lipogenic tissues, stimulates feeding behavior by actions in hypothalamus, and might play a role in
oxygen sensing in the carotid body [1].
Activation of AMPK
References
1.
2.
3.
4.
5.
Kimball SR (2007) The role of nutrition in stimulating muscle
protein accretion at the molecular level. Biochem Soc Trans
35:1298–1301
Drummond MJ, Dreyer HC, Fry CS, Glynn EL, Rasmussen BB (2009)
Nutritional and contractile regulation of human skeletal muscle protein
synthesis and mTORC1 signaling. J Appl Physiol 106:1374–1384
Hundal HS, Taylor PM (2009) Amino acid transceptors: gate keepers
of nutrient exchange and regulators of nutrient signaling. Am
J Physiol Endocrinol Metab 296:E603–E613
Wu G (2009) Amino acids: metabolism, functions, and nutrition.
Amino Acids 37:1–17
Jager PL, Vaalburg W, Pruim J, de Vries EG, Langen KJ, Piers DA
(2001) Radiolabeled amino acids: basic aspects and clinical applications in oncology. J Nucl Med 42:432–445
AMP Kinase
▶ AMP-Activated Protein Kinase
AMP-Activated Protein Kinase
STANLEY ANDRISSE, JONATHAN S. FISHER
Department of Biology, Saint Louis University, St. Louis,
MO, USA
Synonyms
Adenosine 50 -monophosphate-activated protein kinase;
AMP kinase; AMPK
Muscle contractions activate AMPK in crucial support of
exercise performance. For example, mice that express
a ▶ dominant negative form of AMPK (DN-AMPK) that
prevents AMPK activation have a substantial reduction in
exercise capacity [2]. In resting skeletal muscle, ATP levels
are about 800 times higher than AMP concentrations.
During metabolic stress such as muscle contractions, the
reaction catalyzed by adenylate kinase (2 ADP ! ATP +
AMP) increases AMP concentration by approximately
tenfold. In contrast, ATP levels generally do not fall during
exercise except under extreme conditions. Thus, in working muscle, a large increase in the AMP-to-ATP ratio
promotes binding of AMP to the g subunit and activation
of AMPK. Calcium- and cytokine-dependent pathways
that are independent of changes in cellular energy status
also activate AMPK.
Glucose Transport
Since the 1990s, muscle biologists have hypothesized that
activation of AMPK in contracting skeletal muscle causes
the increase in glucose uptake into muscle during exercise
[1]. However, we now know that expression of DN-AMPK
in mouse skeletal muscle does not prevent stimulation of
glucose transport by treadmill running [2], despite previous findings that DN-AMPK blunts glucose transport
after electrically stimulated muscle contractions [3]. It
appears that a role of AMPK in regulation of glucose
transport depends on the duration of the contraction
pattern. For example, glucose transport in mouse muscles
expressing DN-AMPK does not increase during the first
15 min of electrically stimulated muscle contractions
but then reaches the same levels as in wild-type
mice after 20 min of contractions [4]. Using different
61
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62
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AMP-Activated Protein Kinase
▶ transgenic models of AMPK deficiency in skeletal muscle, other groups have found no requirement for AMPK in
stimulation of glucose transport by contractions. Taken
together, these data suggest that AMPK plays
a nonessential part in stimulation of glucose transport in
skeletal muscle during exercise. Despite the apparently
limited role of AMPK in regulation of glucose transport
during muscle contractions, activation of AMPK in the
absence of muscle contractions appears sufficient to stimulate glucose transport in skeletal muscle. For example,
▶ AICAR, a precursor of an AMP analog, stimulates glucose transport in skeletal muscle. Likewise, expression of
a chronically active form of the AMPK catalytic subunit in
cultured skeletal muscle cells increases basal glucose transport. On the other hand, mutations of the g subunit of
AMPK that cause chronic activation of AMPK do not
enhance basal glucose transport. Therefore, roles of
AMPK in stimulation of glucose transport remain to be
worked out. Unresolved issues include the subtle differences in transgenic animal models and the timing of
AMPK effects during exercise. In addition, whether activation of AMPK is sufficient to stimulate glucose transport in skeletal muscle needs further clarification.
Fatty Acid Uptake and Oxidation in Skeletal
Muscle
Over 15 years of studies have shown an association of
AMPK activation with the increase in fatty acid oxidation
that occurs during muscle contractions [1]. For example,
AICAR stimulates fatty acid oxidation in skeletal muscle.
On the other hand, muscle-specific deletion of LKB1,
which is an activator of AMPK and a dozen other
members of the AMPK-related kinase family, prevents
activation of AMPK but does not interfere with contraction-stimulated fatty acid oxidation [3]. Further, expression of DN-AMPK in mouse muscle does not affect whole
body fatty acid oxidation during exercise. To complicate
matters, DN-AMPK expression in skeletal muscle prevents
contraction-stimulated fatty acid oxidation in some studies but not others. Thus, while it seems likely that activation of AMPK suffices to stimulate fatty acid oxidation,
the conditions under which AMPK plays a role in fatty
acid oxidation in skeletal muscle remain to be defined.
Likewise, mixed results exist regarding a possible action of
AMPK in regulation of fatty acid uptake during muscle
contractions. Using the DN-AMPK model, some groups
find no requirement for AMPK for an increase in fatty acid
uptake during contractions. However, another group has
reported that AMPK plays a necessary role in stimulation
of fatty acid uptake during extended contraction protocols
but not early in a sequence of contractions [4].
Mitochondrial Biogenesis and Glucose
Transporter Abundance
AICAR injections in rats or incubation of isolated skeletal
muscle with AICAR causes increases in activity or abundance of marker enzymes of mitochondrial biogenesis and
also increased levels of GLUT4, the insulin- and contraction-responsive glucose transporter in skeletal muscle.
In contrast, AMPK appears nonessential to exercise training-related increases in mitochondrial gene or protein
expression or GLUT4, as these adaptations occur in
LKB1-deficient or AMPKa2 knockout mice [3].
Protein Synthesis
In rodents and humans, skeletal muscle protein synthesis
is reduced during exercise/muscle contraction and by
treatment with AICAR. Protein synthesis is regulated by
mammalian target of rapamycin complex 1 (mTORC1),
a protein kinase that manages mRNA translation initiation via phosphorylation of key mediators of mRNA
translation [1]. The increase in muscle cross-sectional
area, also known as hypertrophy, associated with resistance exercise is largely due to enhanced protein synthesis
via activation of mTORC1 [1]. AMPK’s reduction of
mTORC1 activity is one of several proposed mechanisms
by which exercise lowers protein synthesis [1]. Oddly
enough, AMPK appears to display its inhibitory effects
on mTORC1/protein synthesis during both endurance
and resistance exercise; however, immediately following
resistance exercise, AMPK, although still elevated, does
not restrain mTORC1 activity. It has been shown that
swimming exercise causes an increase in the sensitivity of
▶ System A amino acid transport to insulin-like growth
factor 1 in skeletal muscle. However, it remains unknown
whether AMPK plays a role in this process and whether the
increased amino acid influx would be sufficient to stimulate mTORC1. Interestingly, in animals expressing DNAMPK in skeletal muscle, protein synthesis remains
suppressed during skeletal muscle contraction, suggesting
that AMPK is not required for inhibition of protein synthesis during exercise [3].
Lifespan
Caloric restriction increases maximal lifespan in a variety
of organisms, including flies, worms, mice, rats, and dogs.
Interestingly, several effects of caloric restriction, such as
activation of sirtuins, inhibition of mTOR, and mitochondrial biogenesis, are also effects of AMPK activation [1].
Indeed, worms that lack AMPK do not display a caloric
restriction effect on maximal lifespan. Interestingly, wheel
running exercise, that would activate AMPK in skeletal
muscle, increases average but not maximal life span in rats.
AMP-Activated Protein Kinase
This suggests that if AMPK mediates extension of maximal lifespan during caloric restriction, the effect occurs in
a tissue other than skeletal muscle.
Exercise Intervention
Exercise and Increased Insulin Action
and glycogen storage [3, 5]. For example, after exercise,
a physiological level of insulin produces a twofold higher
stimulation of glucose uptake compared to glucose transport into non-exercised muscle. In rat skeletal muscle and
cultured skeletal muscle cells, activation of AMPK by
AICAR mimics the increased insulin action that occurs
after exercise. Moreover, AICAR infusion in humans
increases insulin-stimulated glucose uptake. Expression
of a constitutively active a1 subunit of AMPK also causes
increased insulin action in cultured muscle cells. These
data and others suggest that activation of AMPK is sufficient to increase insulin sensitivity in skeletal muscle.
Intriguingly, several compounds and ▶ adipokines that
activate AMPK, including metformin, rosiglitazone, leptin, and adiponectin, have antidiabetic effects. It remains
ion
ns
te
ex
of
ma
xim
for
an
sp
life
nt
icie
uff
al
ts
activation
of AMPK in
skeletal
muscle
no
g
an luco
d f se
sti
att
y a trans mula
cid po tio
up r t e n of
req
tak arl
uir
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ed
ate
e
for
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ts
ise
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?
co
ntr
ac
tio
ns
on
Changes in lifestyle over the past several decades, such as
a decrease in physical activity and increased consumption
of calorie-dense foods, have contributed to a dramatic,
world-wide rise in the prevalence of non-insulindependent diabetes mellitus, or type II diabetes. Subjects
with type II diabetes display impaired insulin-stimulated
glucose transport into skeletal muscle. Fortunately, exercise increases both insulin-stimulated glucose transport
A
sufficient for
• stimulation of glucose transport, fatty acid uptake and
oxidation, GLUT4 expression, and mitochondrial biogenesis
• increased IGF1-stimulated amino acid transport
and insulin-stimulated glucose uptake
• inhibition of protein synthesis
AMP-Activated Protein Kinase. Fig. 1 AMPK actions in skeletal muscle. AMPK can be experimentally activated by chemicals such
as AICAR or therapeutically activated by drugs such as metformin. AMPK is also activated during muscle contractions by factors
including an increase in the AMP:ATP ratio or a rise in cytosolic calcium ion availability. Activation of AMPK in skeletal muscle
appears to be sufficient to stimulate glucose transport, fatty acid uptake and oxidation, GLUT4 glucose transporter expression,
and mitochondrial biogenesis. Activation of AMPK also is sufficient to increase stimulation of amino acid transport by insulin-like
growth factor 1 (IGF1), increase stimulation of glucose uptake by insulin, and inhibit protein synthesis. However, work with
transgenic animals lacking AMPK activity in skeletal muscle suggests that AMPK is not required for any of the above actions in
response to muscle contractions. Possible exceptions migh-t be time-dependent requirements for AMPK in regulation of glucose
transport and fatty acid uptake during exercise
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AMPK
to be determined, however, whether AMPK is required for
increased insulin action in skeletal muscle after exercise.
Summary
It seems clear that activation of AMPK can produce
healthful effects in skeletal muscle, such as enhanced glucose transport, increased fat oxidation, and mitochondrial
biogenesis (see Fig. 1 for summary). However, future
study should be done to fully elucidate the sufficiency of
and/or requirement for AMPK in the acute and chronic
effects of skeletal muscle contraction. It seems that
AMPK’s role in muscle contractions could be dependent
on exercise duration or intensity, but this area needs
further examination. While many of the mediators of
AMPK’s effects in skeletal muscle have been described
[1, 3], novel effectors are likely to be discovered. Finally,
it needs to be determined which proteins work with – or
instead of – AMPK in orchestrating the consequences of
skeletal muscle contraction or treatment with AICAR.
Cross-References
▶ Diabetes Mellitus
▶ Diabetes Mellitus, Prevention
▶ Diabetes Mellitus, Sports Therapy
▶ Energy Metabolism
▶ Insulin Resistance
▶ Insulin-like Growth Factor
▶ Metabolism, Carbohydrate
▶ Metabolism, Lipid
▶ Metabolism, Protein
▶ Mitochondrial Biogenesis
References
1.
2.
3.
4.
5.
Hardie DG (2011) Energy sensing by the AMP-activated protein
kinase and its effects on muscle metabolism. Proc Nutr Soc 70:92–99
Maarbjerg SJ, Jorgensen SB, Rose AJ et al (2009) Genetic impairment
of AMPKa2 signaling does not reduce muscle glucose uptake during
treadmill exercise in mice. Am J Physiol Endocrinol Metab 297:
E924–E934
Jensen TE, Wojtaszewski JF, Richter EA (2009) AMP-activated protein kinase in contraction regulation of skeletal muscle metabolism:
necessary and/or sufficient? Acta Physiol (Oxf) 196:155–174
Abbott MJ, Bogachus LD, Turcotte LP (2011) AMPKa2 deficiency
uncovers time-dependency in the regulation of contraction-induced
palmitate and glucose uptake in mouse muscle. J Appl Physiol
111:125–134
Turcotte LP, Fisher JS (2008) Skeletal muscle insulin resistance: roles
of fatty acid metabolism and exercise. Phys Ther 88:1–18
AMPK
▶ AMP-Activated Protein Kinase
Amputation
Amputation is a congenital or acquired disability which
results in the loss of one or more limbs. Amputations of
the upper or lower extremities are performed as a result of
trauma, peripheral vascular disease, type II diabetes,
tumors, and other medical conditions.
Amyloid
A 40–42 amino acid peptide that aggregates and damages
neurons in the brain in Alzheimer’s disease.
Amyotrophic Lateral Sclerosis
▶ Neurodegenerative Disease
Anabolic
Metabolic reactions that construct molecules from smaller
units and require energy. They tend toward building up
organs and tissues by favoring growth and differentiation
of cells.
Anabolic Androgens
▶ Anabolic Steroids
Anabolic Hormones
Anabolic hormones are those hormones required to stimulate protein synthesis, either directly or indirectly. This
group of hormones includes: testosterone, Growth hormone, insulin and the IGFs. Anabolic processes, triggered
by these hormones culminate in the growth and differentiation of tissues, ultimately increasing body size as is the
case in skeletal muscle hypertrophy. These hormones may
be steroid (testosterone) or peptide (IGF and GH) hormones acting via nuclear or cell surface receptors, respectively. The processes of protein synthesis initiated by
Anabolic Steroids
anabolic hormones are energy requiring, with the fuel
source in the form of adenosine tri-phosphate (ATP). It
is not cheap (metabolically) to generate or maintain tissue
mass, therefore it is unlikely that an organism will lay
down new protein unless it requires that new mass to
function. During puberty, males lay down more muscle
than females as a consequence of elevated testosterone
production. The abuse of anabolic steroids therefore, will
culminate in excess hypertrophy of skeletal muscle,
beyond what may have occurred naturally.
A
Around 1930 androgenic–anabolic steroids (AAS) were
developed. AAS are drugs derived from the male sex hormone testosterone. Although many efforts have been
undertaken to dissipate the androgenic and anabolic
effects, until now this was not successful. Therefore, all
AAS still have both androgenic and anabolic effects.
In adults, the androgenic properties stimulate
masculinization of the human body including growth
of genital size, male body hair distribution, and increase
of libido and potency. The anabolic effects refer to
building effects on several organ systems, e.g., muscle
and bone growth and enlargement of the heart, kidney,
and prostate.
Steroids possessing high affinity to these receptors
are categorized as (strong) androgens (e.g., metenolone,
19-nortestosterone), whereas others show only low affinity to these receptors (e.g., fluoxymetholone, stanozolol)
and therefore are called weak androgens. Moreover, some
AAS (e.g., oxymetholone) do not bind to a receptor at all
but exert their action via other routes.
Another pathway is mediated by glucocorticoid
receptors. AAS may bind to these receptors and exert
anti-glucocorticoid actions by counteracting the
glucocorticoid-induced breakdown of proteins, resulting
in an anti-catabolic effect.
The hematologic system is considered to be influenced
by two main pathways: stimulation of erythropoiesis and
erythropoietin synthesis in the kidney.
At the muscular level, AAS may induce muscle
hypertrophy directly and indirectly via the formation
of new muscle fibers. A key role is assigned to satellite
cells that are progenitor cells of muscle. AAS increase the
number of satellite cells and accelerate the incorporation
of these cells in preexisting muscle fibers. The distribution of androgen receptors, that are located predominantly in neck and shoulder girdle muscles resulting in
largest muscle growth at these body sites, is also of
importance.
The cardiovascular system may be affected by several
pathways. Firstly, AAS may enhance the activity of the
enzyme hepatic triglyceride lipase. This induces lowering
of HDL-cholesterol and elevation of serum LDLcholesterol serum concentrations, resulting in a decrease
of regression of atherogenic plaques in vessel walls.
Secondly, AAS affect the haemostatic system unfavorably,
especially platelet aggregation, which includes an
increased risk for the occurrence of thrombosis. Thirdly,
nitric oxide may be of importance. In smooth muscles
and arteries, nitric oxide has the property to act as an
endothelial-derived relaxing factor. AAS may affect nitric
oxide leading to reduced relaxation or induction of vasospasm. Finally, AAS may also directly injure myocardial
cells and cause cell death.
Mechanisms of Action
Clinical Use
Anabolic Steroids
FRED HARTGENS
Departments of Epidemiology and Surgery, Maastricht
University Medical Centre, Research school CAPHRI,
Sports Medicine Centre Maastricht, Maastricht,
The Netherlands
Synonyms
Anabolic androgens; Male sex hormones
Definition
AAS exert their action via several pathways. These substances
cross the cell membrane and bind to androgen receptor. The
steroid-receptor complex exerts their action in the cell
nucleus. Other intracellular routes run via the enzymes
5-a-reductase and aromatase. Under normal circumstances,
5-a-reductase plays an important role in the expression of
the sex hormones. The enzyme aromatase converts AAS into
female sex hormones and is, therefore, mainly active in the
presence of excessive concentrations of AAS (Fig. 1).
Therapeutic Use of AAS
The main indications for AAS treatment are androgen
deficiency states, lichen sclerosis and dystrophy of the
vulva, postmenopausal osteoporosis, aplastic anemia and
anemia in chronic renal insufficiency. New indications are
subject to research yet, and include diseases characterized
by catabolic states like COPD, HIV/AIDS, and rheumatic
disease conditions.
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Cell nucleus
Estro
gens
E
REC
E - REC
Aromatase
Testos
terone
Testos
terone
T
REC
T - REC
REC
DHT - REC
5-alpha-reductase
DHT
DNA
Anabolic Steroids. Fig. 1 Mechanism of action. T testosterone, DHT dihydrotestosterone, E estradiol, Rec receptor, DHT-rec
dihydrotestosterone-receptor complex, T-rec testosterone-receptor complex, E-rec estradiol-receptor complex
(Mis-)use of AAS in Sport
Fat Mass
For many years, the laboratory statistics of the International Olympic Committee (IOC) indicate that AAS are by
far the most detected substances at doping analyses. AAS
count for over 40% of positive tested urine samples. Moreover, in elite sports not under responsibility of the IOC,
many athletes have been found to have used these substances. In some professional sports, especially in strength
sports and American football, up to 68% of athletes admitted to have used these drugs during their sports career.
Abuse of AAS by amateur and recreational sportsmen
is also widespread. In some sports (especially bodybuilding and power lifting) up to 67% of the athletes used these
substances at least once. In addition, in college and high
school athletes, misuse of AAS is of great concern, especially in the USA with prevalence rates of 12–15%.
The fat-reducing properties of AAS are well demonstrated
in healthy males. The main sites where fat reduction may
be observed are the trunk, limbs, and intermuscular adipose tissue. However, in men under physical training, both
novice and experienced, no reduction of fat mass has been
observed so far.
Effects on Body Composition
Fat-Free Mass
AAS posses strong fat-free mass stimulating properties.
For many years, it was assumed that only experienced
athletes participating in a strength training program
were susceptible. However, recent research revealed that
AAS may also stimulate fat-free mass in non-training subjects. Fat-free mass may increase by 2–5 kg, although gains
up to 9 kg have been observed. The effects on fat-free mass
show a strong dose–response relationship, whereas mode
of application and duration of administration seem to be
of lesser importance.
Body Mass
It is well established that AAS increase body mass. Increments up to 9 kg have been observed after 6 months
polydrug AAS abuse in experienced strength athletes.
Even in healthy non-training males the administration of
testosterone enanthate for 10–20 weeks lead to comparable body mass changes. However, the average mass gain
may be considered between 2 and 5 kg, in experienced as
well as in novice athletes.
Skeletal Muscle
In healthy males, the increase of fat-free mass can be
ascribed to stimulation of muscle mass. Examination by
ultrasonography and magnetic resonance imaging (MRI)
elucidated that muscle mass of selected body parts may
increase dramatically under AAS administration. Testosterone enanthate administration (600 mg/week, intramuscularly) for 20 weeks revealed increments up to 15%
Anabolic Steroids
of thigh muscle volume in non-training males determined by MRI measurements. Moreover, in experienced
weightlifters receiving 3.5 mg testosterone enanthate per
kilogram body weight, intramuscularly, for 12 weeks
muscle mass of the triceps brachii muscle increased even
by 31.4%.
The muscle mass increments can be attributed to
enlargement of muscle fibers, although there are indications that the number of muscle fibers may also increase.
The drugs used and methods of administration may
influence outcome. In strength athletes participating in
their regular strength training program, nandrolone
decanoate administered in high therapeutic doses, was
not able to affect muscle fiber dimensions. On the other
hand, in strength athletes, polydrug administration in
supratherapeutic doses lead to the largest alterations of
muscle fiber dimensions. Muscle fiber growth after shortterm (8–10 weeks) administration was less pronounced
compared to long-term administration during 24 weeks,
with the longer duration having an advantage of approximately 50%.
In a non-training study in healthy young males, high
doses of testosterone enanthate for 20 weeks lead to
enlargement of individual muscle fibers in a dosedependent fashion. Administration of 50 mg/week
increased cross-sectional area of slow twitch muscle fibers
by 20%, while 600 mg/week counted for an increment of
fiber dimension of 50%.
A
treatment. However, in non-training men higher doses
of AAS are required to obtain comparable strength
improvements than in males receiving AAS and concomitantly participating in a strength training program.
The effects of different drugs on strength may differ,
and a dose–response relationship is identified. Duration of
drug administration seems of lesser importance.
Endurance
Based on the putative hematological effects it has been
proposed that AAS might improve endurance performance. However, all studies in endurance athletes (including runners, cyclists, cross-country skiing) undergoing
endurance training were not able to determine any effect
of AAS on performance or aerobic capacity. On the contrary, a remarkable observation in two studies was that in
strength athletes AAS administration improved aerobic
capacity significantly while the subjects did not train
their endurance capacity at all. Until now the explanation
for this finding remains to be established.
Mixed Strength-Endurance
Only one study investigated the effects of AAS on
a combined strength-endurance sports activity, i.e., canoeing, and observed improvements of strength (+6%) and
canoeing performance (+9%) after 6 weeks OralTurinabol (Dehydrochlormethyltestosterone) usage.
Recovery
Body Water
Effects on Performance
Due to the anabolic and anti-catabolic properties of AAS it
has been speculated that these substances might enhance
recovery in athletes. This effect has been found in animals,
but the results in human studies investigating physiological
indicators of recovery and performance as well as indirect
parameters of recovery (e.g., response of enzymes like
creatine phosphokinase and aspartate aminotransferase,
heart rate response, steroid hormone responses, lactate
response) are inconclusive yet.
Strength
Side Effects
In many sports, muscle strength is an important factor for
success. Until recently, it was assumed that AAS might
enhance strength only in experienced and well training
strength athletes. This was mainly based on the results of
two identical studies by the same researchers, in which
only the population (experienced strength athletes and
non-strength trained students, respectively) under investigation differed. In the last decades, this theory was abandoned when several well-designed studies demonstrated
that in novice athletes and even in non-training humans
skeletal muscle strength may increase under AAS
AAS have the potential to affect many organs system and
therefore may induce untoward effects as well. The most
pronounced side effects include the reproductive system,
the cardiovascular system, the brain, and liver function.
Recent investigations showed that the increase of body
mass may be attributed to increments of total muscle
mass since hydration of fat-free mass was unaffected by
AAS. This is in contrast to previous observations indicating that an increase of blood volume and/or water retention was responsible for the body mass increase.
Reproductive System
AAS exert suppressive effects on the hypothalamepituitary-gonadal axis. This will lead to lowering of
serum levels of testosterone, follicle-stimulating hormone
(FSH) and luteinizing hormone (LH). The male athlete
may experience alterations of libido and eretile function,
67
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Anabolic Steroids
testicular athropy, subfertility, gynaecomastia, and prostate dysfunction. Untoward effects in females consist
mainly of menstrual irregularities, breast atrophy, clitoris
hypertrophy, and masculinization (e.g., hirsutism).
Cardiovascular System
The cardiovascular risk profile may change unfavorably
and heart muscle may be affected, partially dependent on
the drugs used. AAS suppress serum concentrations of
HDL-cholesterol and its subfractions (HDL2- and
HDL3-cholesterol), apolipoprotein-B1 levels, and lipoprotein(a), whereas serum levels of LDL-cholesterol and
apolipoprotein-A levels increase. AAS do not seem to
influence serum triglycerides levels and the effects on
serum total cholesterol are inconsistent.
The effects of AAS on blood pressure are inconclusive
yet, but indicate that androgenic substances may affect
blood pressure more than anabolic agents. Elevation of
blood pressure may occur in susceptible persons, but do
not exceed medical reference values.
AAS may affect heart function and structure at the
cellular level shortly after starting AAS administration
as has been well established in animal studies. In male
AAS-using athletes, cross-sectional echocardiographic
examinations revealed larger left ventricular wall thickness, posterior wall thickness, and interventricular septum thickness compared to non-using counterparts,
and additionally, diastolic function may be impaired.
However, such alterations could not be observed in
short-term prospective studies until now. Therefore,
the influence of AAS on heart function remains to be
established.
Liver
The hazardous effects of AAS on the hepatic system are well
recognized from patient studies. The most pronounced
observations include subcelllular changes of hepatocytes,
impaired excretion function, cholestasis, peliosis hepatis,
hepatocellular hyperplasia, and carcinomata. The most
liver toxic substances are the 17-alpha-alkylated steroids,
like oxymetholone and methyltestosterone.
On the other hand, in athletic populations such untoward effects on the liver could not be confirmed after
short-term (weeks to months) use of AAS. Serum liver
function enzyme alterations under AAS seem to be limited. Slight transient elevations of ALAT and ASAT may
occur after taking oral AAS, whereas other liver enzymes
remain unaffected. Nevertheless, the occurrence of liver
disease should be of great concern in athletes abusing AAS,
especially in those administering these substances for
prolonged periods.
Psyche and Behavior
Psychological state and behavior are affected by AAS use.
Most reported are increased irritability, greater drive to
train, and several (minor) mood disturbances. Serious
psychiatric problems may occur only in a few AAS users
and is associated with abuse of higher doses of AAS
administration. The most pronounced alterations are
increased aggression and hostility, mood disturbances
(e.g., mania, psychosis, depression) and criminal behavior,
including assault and homicide. Athletes in cosmetic
sports are dissatisfied with their body and expose
a narcissistic personality that may trigger starting AAS
abuse. Moreover, AAS dependence and withdrawal effects
are seen in a substantial number of AAS abusers.
Other
In case reports, a large number of side effects have been
associated with AAS abuse in athletes, including disturbance of glucose metabolism and thyroid function,
occurrence of acne vulgaris and fulminans, sebaceous
glands alterations, reduction of immune function, myocardial infarction, suicidal efforts, musculoskeletal injuries,
bladder and prostate dysfunction. Furthermore, the formation of tumors (e.g., renal cell carcinoma, Wilm’s tumor)
has been ascribed to AAS abuse in athletes. However, such
reports have to be interpreted with some reservations.
Diagnostics
The use of AAS in sports is prohibited by doping regulations of the national and international sports federations.
Since 1976, laboratory techniques to detect AAS are available. For decades, AAS are the most detected substances in
doping controls in sports. In athletes, urine samples are
obtained for analysis of doping substances, including AAS,
by specialized laboratories that are accredited by the International Olympic Committee. Athletes who test positive
on AAS will be punished by the sports federations.
References
1.
2.
3.
4.
5.
6.
Casavant MJ, Blake K et al (2007) Consequences of use of anabolic
androgenic steroids. Pediatr Clin North Am 54(4):677–690, x
Friedl K (2000) Effect of anabolic steroid use on body composition
and physical performance. In: Yesalis C (ed) Anabolic steroids in
sport and exercise, vol 2. Human Kinetics, Champaign, pp 139–174
Hall RC, Hall RC (2005) Abuse of supraphysiologic doses of anabolic
steroids. South Med J 98(5):550–555
Hartgens F, Kuipers H (2004) Effects of androgenic-anabolic steroids
in athletes. Sports Med 34(8):513–554
Kutscher EC, Lund BC et al (2002) Anabolic steroids: a review for the
clinician. Sports Med 32(5):285–296
Van Amsterdam J, Opperhuizen A, Hartgens F (2010) Adverse health
effects of anabolic androgenic steroids. Reg Pharmacol Toxicol
57:117–123
Anaerobic Metabolism
Anaerobic Activity
Anaerobic activity is a more intense form of muscular
activity, where the cardiorespiratory system is unable to
supply sufficient oxygen to meet metabolic demand, and
there is a significant accumulation of lactate. Anaerobic
activity is fuelled only by carbohydrate, and is rapidly
fatiguing.
Anaerobic Energy Expenditure
Cellular energy demands that are met by anaerobic metabolism: glycolysis/glycogenolysis and stored ATP/CP.
Anaerobic Glycolysis
The catabolism of glucose or glycogen to lactic acid.
Anaerobic Metabolism
JAMES R. MCDONALD, L. BRUCE GLADDEN
Department of Kinesiology, Auburn University, Auburn,
AL, USA
Synonyms
Fermentation; Glycolysis; Phosphagen system
Definition
“▶ Anaerobic metabolism” is the production of adenosine
triphosphate (ATP) through energy pathways that do not
require oxygen. From early in the twentieth century,
anaerobic metabolism implied pathways of energy metabolism that were activated due to a lack of O2 (dysoxia) [1].
However, it is now clear that the more common condition
for faster rates of anaerobic ATP production is simply
increased exercise intensity. In other words, neither
a complete absence of O2 (anoxia) nor a relative lack of
O2 (hypoxia) is a prerequisite for the recruitment of
anaerobic pathways, and in fact, these pathways are routinely stimulated, both at the onset of exercise in the
transition from rest to mild-to-moderate activity and
during high-intensity exercise as more Type II muscle
fibers are recruited [2].
A
Basic Mechanisms
What are the anaerobic reactions? The starting point is
ATP hydrolysis:
ATPþH2 O >>>>>>>>> ADP þ Pi þ Energy
where ADP is adenosine diphosphate and Pi is inorganic
phosphate. ATP is of course the universal supplier of
energy, the “energy currency” of the cell, i.e., the chemical
form that is required for most energy-requiring processes
in the body. Foods are ingested and metabolized with
a significant portion of the energy release being captured
in the form of ATP. In exercise metabolism, the major
energy-requiring processes in skeletal muscle are
(1) crossbridge cycling to produce force and movement
with the catalytic enzyme being myosin ATPase, (2) resequestration of Ca2+ into the sarcoplasmic reticulum
powered by Ca2+-ATPase, and (3) restoration of the membrane potential via the Na+-K+-ATPase pump [4].
Although ATP is the required energy form, it is stored
only in small quantities within the skeletal muscle [3, 5],
only enough for a few seconds (s) of all-out sprinting.
Thus, ATP must be replenished rapidly during exercise, or
muscle contraction will stop. The pathways to replenish
ATP typically keep levels at 70% or more of the resting
concentration, and rarely if ever does the ATP concentration decline below 50% of the resting value [2].
Despite these relatively small changes in ATP concentration, cellular stores of ATP are considered part of the
“immediate” anaerobic system because they are the first
energy source used at the onset of exercise. These stores are
replenished by (1) other components of the ▶ immediate
energy system, (2) the glycolytic system, and (3) the
oxidative system. All of these systems are stimulated at
the onset of exercise, but the immediate and glycolytic
systems have much, much faster response times. The
major reaction of the immediate system involves
phosphocreatine (PC):
PC þ ADP <<<<<>>>>> ATP þ C ðcreatineÞ
This reaction is catalyzed by creatine kinase and is so
rapid and effective at resupplying ATP that it took nearly 35
years from the identification of ATP and PC until Cain and
Davies in 1962 directly demonstrated (by poisoning the
creatine kinase reaction) that ATP was the required energy
form for muscle contractions [1]. Energy from the ATP and
PC stores is delivered, as the name of the system implies,
immediately with the start of exercise/muscle contraction.
Experimental evidence shows that PC concentration
declines by several mM in the first 10 s of heavy exercise
with a continued rapid decline to approximately 30 s when
PC is below 50% of its resting value, and continues to be
69
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Anaerobic Metabolism
depleted by as much as 80% or more as exercise is
prolonged. The creatine kinase reaction reverses when
there is an abundance of ATP as occurs in recovery [4].
Also part of the immediate energy system and triggered by intense exercise is the reaction catalyzed by
adenylate kinase, sometimes referred to as myokinase in
skeletal muscle:
End Exercise
Glycolytic
1.5
Oxidative
1
•
ADP þ ADP <<<<<>>>>> ATP þ AMP
Immediate
2
VO2 (L • min-1)
70
This reaction provides another route for replenishment of ATP, and reduces the concentration of ADP.
This is arguably important for maintaining a higher
ATP/ADP ratio which helps to maintain a high energy of
hydrolysis for ATP breakdown [4]. While the immediate
system appears to become fully active within the first 1–2 s
after the onset of exercise, ▶ glycolysis, the second anaerobic system, is hypothesized to reach its maximum rate
within about 7 s after exercise onset and then become the
predominant system for ATP production as all-out exercise continues beyond 10 s [2]. Glycolysis continues to be
the major producer of ATP until the aerobic system,
▶ oxidative phosphorylation, takes precedence in
activities of longer duration. This has been generally considered to occur at 120 s of exercise but newer evidence has
led to a downward revision to approximately 75 s [2].
Glycolysis, the second major anaerobic energy system,
begins with glucose or glycogen and then through a series
of enzymatic steps, produces two molecules of ATP and
two molecules of pyruvate. Pyruvate is rapidly converted
to lactate in a reaction catalyzed by lactate dehydrogenase
(LDH), the enzyme having the highest activity of any
enzyme in the glycolytic pathway. Due to this high activity,
the LDH reaction is near-equilibrium, a condition in
which the reaction is heavily in the direction of lactate
such that lactate concentration is typically 10–200 times
greater than pyruvate concentration [2]. Accordingly, lactate can correctly be considered the normal end product of
glycolysis, regardless of whether or not lactate is increasing
in concentration. At exercise intensities below 100% of
_ 2max ), most of the lactate is
maximal O2 uptake (VO
reconverted to pyruvate in locations near mitochondria
where the pyruvate enters the mitochondrial matrix to be
fully oxidized through the pyruvate dehydrogenase reaction and the reactions of the Krebs cycle.
The starting fuels for glycolysis are either glucose or
glycogen (via glycogenolysis), but during intense exercise,
glycogen becomes the sole fuel source. This is fortuitous
given that the net ATP gain from glycogen to lactate is 3 as
compared to only 2 ATP when glucose is the fuel.
_ 2 ) response
Figure 1 illustrates the oxygen uptake (VO
to a submaximal exercise task and clearly shows that all
0.5
EPOC
Rest
0
0
Begin Exercise
4
8
12
16
20
Time (min)
_ 2 for 6 min of submaximal
Anaerobic Metabolism. Fig. 1 VO
exercise followed by 15 min of recovery. Oxidative metabolism
_ 2 on-kinetics curve.
is indicated by the area under the VO
Glycolytic metabolism is indicated by the stippled area. The
clear area above the glycolytic area, bounded by the steady
state VO2 (min 4–6) at the top and the start of exercise on the
left, is the immediate energy system contribution (primarily PC
breakdown). The sum of the glycolytic and immediate areas is
the O2 deficit. In recovery (which begins at min 6), the VO2
above the pre-exercise resting baseline is the O2 debt, or EPOC
(excess postexercise oxygen consumption). See text for
additional discussion
three of the energy systems are activated at exercise onset,
but that the oxidative system is slowest to reach its full
_ 2 on-kinetics describe the oxiexpression (2–3 min). VO
dative response and also reveal that there is an ▶ O2 deficit
in terms of energy equivalents in the early phase of exercise. The oxidative energy equivalents for this deficit are
provided by the rapidly activated immediate (primarily
_ 2
PC) and glycolytic energy systems. In recovery, the VO
remains elevated above the pre-exercise level for
a considerable period of time, producing what is known
as an ▶ O2 debt or ▶ EPOC (excess postexercise O2 consumption). There is a general relationship between the
EPOC and O2 deficit mainly because the PC that is broken
down at exercise onset is resynthesized early in recovery at
an added energy cost above the pre-exercise baseline.
However, the contribution of lactate removal to the
EPOC is variable, and typically small because most of the
lactate accumulated during early exercise is oxidized as
a fuel during recovery, a process that does not require extra
O2 consumption [2]. Much of the EPOC (other than that
due to PC resynthesis) is caused by elevated cardiovascular
Anaerobic Power, Test of
and respiratory activity, elevated hormones (particularly
epinephrine), elevated body temperature, and fatty acid
recycling with an additional small amount for refilling
blood and muscle O2 stores.
Rapid accumulation of lactate in muscle and blood
with an accompanying decrease in pH is the hallmark of
accelerated glycolysis. At normal body pH values (6.4–7.4)
both pyruvic acid and lactic acid are nearly completely
dissociated into a proton (H+) and a pyruvate or lactate
anion, respectively. Lactate movement across cell
membranes is facilitated by a family of carrier proteins
called monocarboxylate transporters (MCTs) of which
MCT1, MCT2, and MCT4 appear to be the major
isoforms [1, 2]. Currently, there is overwhelming evidence
that lactate is not simply a dead-end waste product, but
is instead a highly mobile fuel that circulates through the
body from lactate-producing tissues to lactate-utilizing
tissues [1, 2]. Resting and mild to moderately exercising
muscles (particularly oxidative muscle fibers), the heart,
and the brain can use lactate as a fuel. The liver and kidney
are primary sites for lactate uptake and conversion to
glucose (gluconeogenesis). This distribution of lactate
and its utilization by most tissues of the body is known
as the ▶ cell-to-cell lactate shuttle, a concept that
was formulated by George Brooks at the University of
California, Berkeley [2].
A
mainly on the glycolytic system and thus create high
lactate levels include running and swimming events
between 30 s and 2 min. Training usually relies on
high-intensity efforts of the same length or slightly
longer than the target event with shorter recovery
periods. Recovery between intense exercises as in interval training ranges from twice the exercise time, a 1:2
ratio, to half the time it took to complete the exercise,
a 1:0.5 ratio.
References
1.
2.
3.
4.
5.
Brooks GA, Gladden LB (2003) The metabolic systems: anaerobic
metabolism (glycolytic and phosphagen). In: Tipton CM (ed)
Exercise physiology: people and ideas. Oxford University Press,
New York, pp 322–360
Gladden LB (2003) Lactate metabolism during exercise. In:
Poortmans JR (ed) Principles of exercise biochemistry, 3rd edn.
Karger, Basel, pp 322–360
Gollnick PD (1973) Biochemical adaptations to exercise: anaerobic
metabolism. Exerc Sport Sci Rev 1:1–44
Houston ME (2006) Biochemistry primer for exercise science.
Human Kinetics, Champaign
Kraemer WJ (1994) General adaptations to resistance and endurance
training programs. In: Baechle TR (ed) Essentials of strength training
and conditioning. Human Kinetics, Champaign, pp 127–150
Anaerobic Power, Test of
Exercise Interventions
The anaerobic systems are involved at the onset of all types
of exercise, but are especially prevalent in high-intensity
exercise. Therefore, these systems are relevant in short bursts
of speed and power that are typically found in sports like
football, weightlifting, gymnastics, and basketball, as well as
in sprinting, track, swimming, and cycling. Exercises for
training the phosphagen and glycolytic systems are generally
intense, of short duration, and involve more time in
recovery than in the exercise itself [5].
PC concentration in muscles can be elevated by exercise training and creatine supplementation. Exercises to
improve this system focus on repeated short sprint activity
(e.g., 10 s) with comparatively much longer recovery
intervals. “Creatine loading” to elevate resting PC levels
elicits improvement in exercise performance in shortduration events and faster gains in muscle mass and
strength with resistance training [4]. However, results
with highly trained athletes, in particular elite sprint
athletes, are sparse and less clear, failing to show clear
improvements in performance with creatine loading.
Training the glycolytic system focuses on improving
the body’s ability to buffer or tolerate high lactate levels
and the accompanying acidosis [5]. Events that rely
OMRI INBAR
Department of Life Sciences, Zinman College Wingate
Institute, Netania, Israel
Synonyms
Short-term power testing
Definition
Anaerobic power testing is the evaluation of the human
capacity to perform short-term work at the highest possible rate. Relevant work durations range from a few seconds to about 1 min.
Description
Historical Perspective
Quantification of anaerobic power and fitness did not
start taking place until the mid-1960s – nearly a quarter
of a century since aerobic power testing began. Despite its
role as a major component of physical performance capacity, anaerobic fitness testing is still rarely included in
standard fitness evaluations.
71
A
72
A
Anaerobic Power, Test of
Anaerobic Metabolism
Higher organisms use anaerobic metabolism for two primary reasons: (a) to bridge temporary gaps between the
slow-responding aerobic metabolism and the immediate
energy demands at the onset of physical activity and (b) to
supplement aerobic metabolism in attaining short-term
power output exceeding that which can be attained by
aerobic metabolism alone.
There are two distinct kinds of anaerobic energy
sources: (a) Phospholytic energy, derived from tapping
existing phosphagen (ATP & PCr) stores. While its
response to exercise demands and the rate of its release
(power) are extremely high, the total energy available from
phospholysis is greatly limited by phosphagen stores’ size.
(b) Glycolytic energy, which produces new ATP and replenishes phosphagen stores via glycolysis. The energy available from this source depends on exercise mode and
intensity and on hydrogen ion accumulation, but is
many times greater than phospholytic energy. Maximal
glycolytic power output is intermediate between maximal
aerobic power and peak phospholytic power outputs.
Functional Attributes of Anaerobic Power
By its very nature, anaerobic power production is largely
independent of circulation and oxygen supply and, therefore, is mostly determined by the metabolic and functional
(e.g., neuro-motor control, motor-unit composition)
characteristics of the involved muscles. That is, unlike
aerobic power, which to a large extent depends on central
cardiopulmonary factors, anaerobic power is a local/
peripheral phenomenon. This would mean, for example,
that training the anaerobic power of a given muscle or
muscle group cannot be expected to affect other muscles.
While aerobic power is directly related to oxygen consumption, there is no comparable variable by which the
anaerobic component of a given exercise can be teased out
from the overall power output. Thus, anaerobic power
must be evaluated by physical exercise that is sufficiently
short so as to limit aerobic contribution and ensure anaerobic dominance of the test.
General Considerations in Anaerobic Testing
General anaerobic fitness. Being muscle-specific, anaerobic
performance capacity cannot be whole-body tested. However, in the general untrained or non-specifically trained
population, there is a good correlation between the anaerobic fitness of major muscle groups (e.g., legs) and the rest
of the body’s musculature. General anaerobic fitness, therefore, is typically tested in leg exercise (mainly cycling).
Upper-/lower-body specificity. When lower-body (leg)
ergometry is impossible (e.g., in paraplegics, leg
amputees), or when specific training is involved (e.g.,
kayaking vs. cycling, or swimming vs. running), upperbody (arm) ergometry can be performed to best represent
the individual’s anaerobic fitness.
Specificity of test modality. Anaerobic training effects
are specific not only to the involved muscle group but to
the specific nature and modality of training. Thus, compared to a runner, a cyclist is expected to have a priori
advantage in cycle ergometry although nearly identical
muscle groups are involved.
Test duration. Determines the proportional contribution
of aerobic vs. anaerobic metabolism to the measured work
and power output and the relative involvement of anaerobic
endurance in the overall performance. Thus, the longer the
test, the higher the aerobic contribution and the involvement
of anaerobic endurance (enduring increasing acidosis).
Phospholytic power. Can only be estimated by 5–10-s
all-out exertions or from the initial segments of like durations in longer all-out exertions.
Glycolytic power. Fully activated only several seconds
into a strenuous exertion, it has a longer effective span
than phospholytic power. It is therefore best estimated by
maximal exertions of 20–40 s. Shorter durations would be
too phospholytic while longer ones too aerobic.
Anaerobic capacity. The kinetics of the phospholytic,
glycolytic, and aerobic metabolic pathways do not allow
for a single exertion to provide a work- or power-output
value representative of the whole-body capacity for anaerobic energy production. This is reflected by the highest
attainable lactate concentration, typically following
2–4 min of maximal whole-body (e.g., rowing, crosscountry skiing) or lower-body (e.g., running, cycling)
exercise. Lactate, however, is only a rough indicator since
lactate is unevenly distributed among the various body
compartments and is already actively metabolized during
the exertion. The accepted, more valid measure of anaerobic capacity is the maximal oxygen debt (excess postexercise oxygen consumption) following such an exertion.
It should be re-emphasized that in athletes a meaningful
test must involve their specific mode of exercise.
Subject population. Anaerobic testing is extremely
intense and for reasons of both safety and relevance it
should not be administered to the old, the frail, or the
cardiovascularly impaired.
Application
Various tests have been used since the mid-1960s for
evaluating anaerobic fitness. Some of the most common
and significant are described in Table 1.
The nature of anaerobic fitness dictates that no single test
can provide the best possible evaluation of all its components.
Anaerobic Power, Test of
A
Anaerobic Power, Test of. Table 1 Comparison of common laboratory tests of anaerobic fitness
Test
Ergometer
Duration Measures
Motorized
treadmill test
(MTT)
Treadmill
80–120 s Anaerobic r = 0.76–0.84
capacity
Low (high aerobic
contribution)
Nonmotorized
treadmill test
(NMT)
Passive, nonmotorized
treadmill
30 s
Isokinetic
monoarticular test
(IMT)
Isokinetic
30 s
dynamometer
Wingate
anaerobic
test (WAnT)
Cycleergometer
30 s
Reliability
Validity
A
Comments
GP, PP
r = 0.82 – PP,
0.88 – GP
Aerobic contribution not
known
GP, PP, FI
No data
r = 0.94 for GP. Low r’s for PP, Expensive
FI, and sprinting capacity
equipment
GP, PP, FI
r = 0.87–0.98
Non-standardized
computation of
power
Isokinetic contractions are
atypical of normal exercise
tasks
Difficult to modify for
children
High with many anaerobictype performances and
physiologic measures
Most validated and
researched test
Simple to perform
Applicable to both
lower and upper
extremities
Forcevelocity
cycling test
(FVT)
Cycleergometer
Isokinetic
cycling test
Cycleergometer
Accumulated Cycleoxygen
ergometer or
deficit test
treadmill
(AOD)
4–6
sprints,
5–10 s
each
Mainly PP
6s
PP only
2–4 min
11.9% testNo data
retest CV for PP
3.5% for
adolescents
Time consuming
(40–60 min)
5.4% test-retest Isokinetic contractions are
CV for GP
atypical of normal exercise
tasks
Time consuming
Anaerobic 0.95–0.98
capacity
interclass
correlations for
time to
exhaustion
Low correlations with WAnT,
but good correspondence
with several anaerobic field
performances
Motivation is likely
compromised with
duration
Expensive
equipment
Time consuming
(lengthy pretests to
establish VO2-power
relationships)
Exercise mode
specific
Assumed linearity of
VO2-power
relationship below
and above AnT
PP phopholytic/peak power, GP glycolytic power, FI fatigue index (WAnT), CV coefficient of variation, AnT anaerobic threshold
Particular needs may be met by different tests. Also, anaerobic
tests were typically developed on healthy and active young
adult populations. Extending the use of such tests to children
and other atypical populations may be unwarranted.
Since the mid-1970s, the Wingate Anaerobic Test
(WAnT) has been the most researched, validated, reliability-verified, and widely used test on varied populations,
and it evaluates three distinct anaerobic fitness
73
components [1, 2]. The WAnT is the universally accepted
test of choice and will be described in the following
sections.
The WAnT
Ergometers. While electromagnetically braked cycleergometers have been a boon to general ergometry, their
loading characteristics in WAnT ergometry have not yet
74
A
Anaerobic Power, Test of
been reconciled with those of their mechanically braked
counterparts. Only the latter will be referred to here. Upperbody ergometry is facilitated by modified cycle-ergometers or
dedicated arm-ergometers with identical test protocols [1].
Setup. Seat height is individually adjusted according to
accepted standards, with toe-clips or the equivalent used
for securing feet to pedals. A forward leaning posture is
attained by proper handlebar adjustments. In arm
ergometry the crank axis of rotation should be set at
shoulder height. In both leg and arm ergometry, both
ergometers and subjects must be secured in a way that
prevents undue motion during the test.
Resistance load. Determined according to body mass
and composition, age, and fitness level, as recommended
in Table 2.
Warm-up. Five to ten minutes of mild to moderate
intensity pedalling interspersed in its latter part by three
4- to 7-s all-out sprints against the gradually applied test
load; a rest period of 2–3 min follows.
Load application.
(a) Upon the start command, the subject accelerates the
unloaded flywheel, as fast as possible, against its inertial resistance.
(b) Following ~3 s, as pedal revolution rate starts to
plateau the predetermined load is applied.
(c) The actual test begins (monitoring of time and pedal
revolutions). The subject continues to pedal, as fast as
possible (no pacing), for the entire 30-s duration of
the test. Verbal encouragement is continuously given
to facilitate maximal effort.
Results. Figure 1 illustrates a typical WAnT output and
its three derived variables:
(a) Mean Power (MP). Mean power output throughout
the test’s 30-s duration. It is the WAnT’s primary
variable (for which the test was optimized) and largely
represents glycolytic power. It is calculated as:
MPðWattÞ ¼ MLoad g D n30 =30
where MLoad = resistance (friction) load mass (kg)
Anaerobic Power, Test of. Table 2 Recommended resistance loading
Units:
Children
1
● J·kg BW·rev
1a
● g·kg 1BW (Fleisch)
● g·kg 1BW (Monark)
Leg ergometry
Pre-pubescent
♂
♀
Arm ergometry
♂
♀
Pubescent
Adolescents and young adults (up to 30 year)
3.92
4.41
4.90
40
45
50
66.7
75
83.3
3.92
4.41
4.70
40
45
48
66.7
75
80
2.65
2.94
3.43
27
30
35
45
50
58.3
2.65
2.65
2.65
27
27
27
45
45
45
“Reference” subject
Lean to normal weight, sedentary to mildly active
Age adjustment
Reduce resistance by 5% for every 10 years beyond 30
% Fat adjustment
Reduce resistance by 10% for every 10% rise in fat percentage above 15%
Fitness adjustment (anaerobic fitness)
- Reduce resistance by up to 10% for particularly unfit subjects
- Raise resistance by 10% for active, anaerobically fit subjects
- Raise resistance by 20% for elite anaerobically trained subjects
Electromagnetically braked WAnT ergometers set their own resistance and are not adjustable
Universal loading unit, independent of specific design of the particular mechanically braked ergometer
a
Anaerobic Power, Test of
A
75
A
Pmax (PP)
Power
Fatigue
Pmin
Mean Power (MP) = Area under the curve
Fatigue Index (FI) = (Pmax – Pmin)/Pmax x 100
0
5
10
15
Time, s
20
25
30
Anaerobic Power, Test of. Fig. 1 WAnT schematics
g = 9.81 m/s2 (gravitational acceleration)
D = flywheel circumference (m) [6 and 10 m for
Monark and Fleisch, resp.]
n30 = 30-s pedal revolutions count
(b) Peak Power (PP). The mean of the highest 5-s power
output (typically, the first 5 s). Largely represents
phospholytic power.
PPðWattÞ ¼ MLoad g D nmax =5
where nmax = highest 5-s pedal revolutions count
(c) Fatigue Index (FI). The percentage drop in power
output from PP to Pmin (see Fig. 1). FI is typically
low in endurance-athletes and high in power-athletes.
Recommended Resistance Loading
Maximal power is the largest attainable product of force
(resistance) and velocity (/ pedal RPM). Since the two
components are conversely interrelated, maximal power
occurs at the mid-portions of their attainable ranges. Optimal load, therefore, is one that enables maximal power
output in most cases of a given subject population. Compared with the normal stature and fitness, subjects of higher
relative muscle mass or fitness require higher loads while
overweight or under-fit subjects require reduced loads [1, 3].
The WAnT is optimized to maximize MP. Table 2 provides the recommended loads for standard child and adult
populations of both sexes with adjustments for body composition, age, and fitness level.
The use of optimal braking torque based on total body
mass assumes that people have a similar relationship
between muscle mass and total body mass. While this
may be true for the general healthy population, it will be
untrue for people with marked obesity, malnourished,
muscle atrophy, muscle dystrophy, etc. Further research
is required to assess the optimal resistance for such groups.
Limitations/Special Considerations [4]
While the WAnT has been widely used and is the test of
choice since the early 1980s, variability in application has
affected the universality of results. This must be accounted
for in comparing data from different sources or using
performance norms (see below). This variability stems
from the following:
1. Use of ergometers of different designs, resistance characteristics, and consequent results. Most notable is the
use of mechanically braked cycle-ergometers (on
which the WAnT was developed and validated) as
well as electromagnetically braked ergometers.
2. Use of different application protocols. Most notable
are differences in the timing of load application (test
onset) and warm-up characteristics.
3. Use of non-optimal loading.
76
A
Anaerobic Threshold
Anaerobic Power, Test of. Table 3 Predictive equations for typical PP/kg and MP/kg during the WAnT
Limb
Gender
Variable
Leg ergometry
♂
MP/kg
♀
Arm ergometry
♂
4.378 + 0.263 age – 0.005 age2
N
R2
180
0.884
45
0.650
2
PP/kg
4.738 + 0.349 age – 0.006 age
MP/kg
4.476 + 0.099 age – 0.002 age2
PP/kg
2.568 + 0.453 age – 0.008 age2
2
MP/kg
1.07 + 0.613 age – 0.016 age
PP/kg
0.44 + 0.864 age – 0.023 age2
0.846
0.972
130
0.994
0.997
No sufficient data are available for females’ arms and for the fatigue index
4. Use of a single crank length (170 mm) for adults and
children of all sizes.
5. Non-standardized saddle height.
6. Use of different algorithms for WAnT data derivation
(e.g., Monark and Lode use different algorithms, both
deviating from the original).
7. Computerization and high-resolution revolution
counting have increased data accuracy and reliability
(PP and FI in particular).
8. WAnT’s original algorithm did not account for kinetic
energy gained in acceleration, prior to load application, resulting in somewhat inflated power values – PP
in particular. Some later algorithms (e.g., Monark and
Lode) have corrected this.
Norms
Norms are essential for the evaluation and the establishment of performance criteria. The following normative
formulae are the result of a judicious compilation of
published data from several sources. Based on these results,
stepwise regression analysis was performed to create predictive equations and to determine the accuracy with which
peak and mean power, for a standard 30-s WAnT, could be
predicted (see Table 3). It should be emphasized, however,
that the database is limited in size, particularly in some
categories (mainly in females). This, in conjunction with
the limitations listed above, places the predicted norms in
a tentative rather than authoritative category. Also, children’s performance data during maturation is best evaluated relative to maturational rather than chronological
age. The former, however, is often unavailable and the
norms are consequently age based [2, 5].
Nonetheless, the use of such simple predictive equations allow the calculation of normal values for females
and males and for arm and leg WAnT performance of
a wide range of ages, for comparison of data to published
norms.
References
1.
2.
3.
4.
5.
Inbar O, Bar-Or O, Skinner JS (1996) The Wingate anaerobic test.
Human Kinetics, Champaign
Maud PJ, Schultz BB (1989) Norms for the Wingate anaerobic test
with comparison to another similar test. Res Q Exerc Sport 60:144–151
Dotan R, Bar-Or O (1983) Load optimization for the Wingate
anaerobic test. Eur J Appl Physiol 51:409–417
Dotan R (2006) The Wingate anaerobic test’s past and future and the
compatibility of mechanically versus electro-magnetically braked
cycle-ergometers. Eur J Appl Physiol 98:113–116
Inbar O, Bar-Or O (1986) Anaerobic characteristics in male children
and adolescents. Med Sci Sports Exerc 18:264–269
Anaerobic Threshold
KARLMAN WASSERMAN
Respiratory and Critical Care Physiology and Medicine,
David Geffen School of Medicine, University of California
at Los Angeles, Los Angeles Biomedical Research Institute,
Harbor-UCLA Medical Center, Torrance, CA, USA
Synonyms
Individual anaerobic threshold (IAT); Lactate threshold;
Lactic acidosis threshold
Definition
The anaerobic threshold (AT) is the exercise O2 uptake
(V_ o2 ) below which work is sustained totally aerobically,
without an increase in arterial blood lactate, and that level
of exercise above which ▶ anaerobic glycolysis supplements ▶ aerobic glycolysis, lactate accumulates, lactic acidosis develops, and the lactate/pyruvate ratio increases
(the Pasteur effect).
Below the AT, the transport of O2 to the muscles
is sufficient to regenerate the adenosine triphosphate
(ATP) to power the muscles, aerobically (mitochondrial
Anaerobic Threshold
respiration). Above the AT, the muscle capillary PO2 falls to
a critically low level, so that if exercise level increases,
anaerobic glycolysis increases, and lactate accumulates in
the systemic circulation (Fig. 1) [1]. The AT could be
determined by measuring the threshold of arterial lactate
increase, bicarbonate decrease, or the onset of increased
CO2 output from HCO3 buffering of lactic acid (gas
exchange) [2, 3].
Description
The AT was developed as a measure of cardiovascular
function, i.e., the maximal rate at which the circulation
is able to supply O2 for sustaining a given form of exercise,
aerobically. Above the AT, anaerobic glycolysis and lactate
accumulation are added to the aerobic bioenergetic
sources of ATP during exercise [4].
Differences Between Aerobic and
Anaerobic Glycolysis
Glucose (glycogen) is the primary substrate which
undergoes catabolism to regenerate ATP for exercise
A
(Fig. 2) [6]. There is an oxidative step in glycolysis in
which coenzyme nicotinamide adenine dinucleotide
(NAD+) accepts two protons, converting it to the reduced
form (NADH + H+). To continue the breakdown of glucose to pyruvate, and subsequent decarboxylation to combine with co-enzyme-A for acetate’s entry into the
mitochondrial tricarboxylic acid cycle and electron transport chain complex, the reduced cytosolic NADH + H+
must be reoxidized back to NAD+. For this, NADH + H+
must be reoxidized either by the mitochondrial membrane
shuttle, aerobically (Fig. 2, pathway A) or, anaerobically
by pyruvate (Fig. 2, pathway B). Pathway A consists
of dihydroxy acetone phosphate which reoxidizes
NADH + H+ back to NAD+. The resulting saturated
molecule is glycerol phosphate, which is apparently readily
permeable to the outer mitochondrial membrane. In the
mitochondria, glycerol phosphate is reoxidized by flavine
adenine dinucleotide (FAD). The reduced FADH + H+ is
reoxidized back to FAD by the electron transport
chain, with the production of two ATP [6]. If the O2
supply to the mitochondria were insufficient to reoxidize
14
12
LAC (mEq/L)
:Heart disease n=5
:Sedentary n=4
:Active n=20
10
8
6
4
2
Vo2 (L/min)
0
0.0
0.5
1.0
1.5
2.0
2.5
3.0
3.5
4.0
4.5
Anaerobic Threshold. Fig. 1 Pattern of increase in arterial lactate in active and sedentary healthy subjects and patients with
_ 2 ) during exercise. Arterial lactate (LAC) concentration rises from approximately
heart disease as a function of oxygen uptake (Vo
the same resting value to peak concentration at maximal exercise in each of the three groups. The fitter the subject for aerobic
_ 2 before lactate starts to increase above resting levels. (Modified from [1])
work, the higher the Vo
77
A
A
Anaerobic Threshold
BLOOD
Qm·CaO2
O2
O2
O2
O2
O2
Qm·CvO2
O2
CO2
O2
GLYCOGEN
GLUCOSE
CYTOSOL
EMBDEN-MEYERHOF
PATHWAY
NAD+
3 ATP
NADH + H+
A = Aerobic glycolysis
B = Anaerobic glycolysis
ALANINE
A
PYRUVATE
B
LACTATE
FFA
PROTON
“SHUTTLE”
PYRUVATE
DEHYDROGENASE
MITOCHONDRIAL
“MEMBRANE”
CO2
FAD
MITOCHONDRION
78
FADH2
CO2
ACETYLCOA
NAD+
NADH + H+
TCA
CO2
ATP
ATP
ATP
ATP
ELECTRON
TRANSPORT
½ O2
H2O
FAD
FADH2
Anaerobic Threshold. Fig. 2 The major biochemical pathways for production of ATP. The transfer of H+ and electrons to O2 by
the mitochondrial electron transport chain and the “shuttle” of protons from the cytosol to the mitochondrion (Pathway A) are
the essential components of aerobic glycolysis. This allows the efficient use of carbohydrate substrate in regenerating ATP to
replace that consumed by muscle contraction. Also illustrated is the important O2 flow from the blood to the mitochondrion,
without which the aerobic energy generating mechanisms within the mitochondrion would come to a halt. At the sites of
inadequate O2 flow to mitochondria, Pathway B serves to reoxidize NADH + H+ to NAD+ with a net increase in lactic acid
production (lactate accumulation). Lactate will increase relative to pyruvate as NADH + H+/NAD+ increases in the cytosol [5]
the mitochondrial membrane proton shuttle (glycerol-3
phosphate) back to its unsaturated form (dihydroxy acetone phosphate), pyruvate reoxidizes cytosolic NADH +
H+ back to NAD+. By accepting the two protons, pyruvate
becomes lactate.
Lactate accumulation is an end reaction of anaerobiosis. It is reversed back to pyruvate when sufficient O2 is
available to normalize the cytosolic redox state (NADH +
H+/NAD+) [1, 7]. As the cytosolic redox state moves to the
reduced state, anaerobic glycolysis accelerates, and the
arterial lactate/pyruvate ratio increases (Fig. 3) [7]. The
increased lactate/pyruvate ratio reverses at the start of
recovery from exercise [7].
Lactate Accumulates During Exercise at
_ 2
a Threshold Vo
Careful repeated studies of arterial lactate relative to
increasing V_ o2 reveal that lactate concentration increases
Anaerobic Threshold
1.0
1.0
0.0
−
log [La−]
[La ]
−0.5
0.0
−
[Pyr ]
−1.0
0.0
−1.0
−1.0
0.0
1.0
log VO2
Anaerobic Threshold. Fig. 3 Arterial log lactate [La–], log pyruvate [Pyr–], and log lactate/pyruvate (L/P) ratio plotted against log
_ 2 and pyruvate-Vo
_ 2 relationships allows easy detection of the lactate and pyruvate
_ 2 . The log-log transform of the lactate-Vo
Vo
_ 2 than the lactate inflection point. Because the pre-threshold
inflection points. The pyruvate inflection point is at a higher Vo
pyruvate slope is the same as the lactate slope, the L/P ratio does not increase until after the lactate inflection point [7]
at a threshold V_ o2 [7, 8]. It does not increase as
a continuum or exponential function [8], as some authors
had speculated. The ▶ lactate threshold increases with
fitness and decreases with cardiovascular diseases affecting
O2 transport [1].
Lactate accumulates during exercise as an anion, its
negative charge being balanced by H+. Thus it requires
buffering to maintain arterial H+ homeostasis and avoid
physiologically important changes in arterial blood pH.
This is done by bicarbonate (HCO3 ), a ▶ volatile buffer.
See equation below:
pHa ¼ pK1 þ ½Naþ HCO3 =½H2 CO3
¼ pK2 þ½Naþ Lac =½Hþ Lac
¼ pK3 þ½Naþ Org =Hþ Org
Na+Org represents all salts of weak acids capable of
serving as acid buffers and are converted to acids
(H+Org ) when buffering. These nonvolatile buffers can
be activated to buffer H+ only when the pHa changes,
sufficiently. However, pH changes of the aqueous fluids
of the body are defended, first and foremost, by the
HCO3 buffer. Theoretically and experimentally, HCO3
is the first buffer used to regulate cell and blood H+
because the resulting acid, H2CO3, dissociates into CO2
and H2O. The CO2 is eliminated by the lungs, while the
H2O is neutral. As long as HCO3 buffer is available,
nonvolatile buffers could not serve as H+ buffers because
the H+ concentration increases little. To buffer H+, the
nonvolatile buffer would need to be exposed to
a significantly reduced pH and be quantitatively significant relative to HCO3 .
79
A
L /P
log [Pyr− ]
log L /P
1.5
0.5
A
Buffering of the Accumulating Lactate
Lactate is the end product of anaerobic glycolysis. Its pK
equals 3.8. Therefore, over 99% of the lactate increase
during exercise is dissociated, functioning as an anion,
its negative charge balanced by H+ at the pH of blood
and cell water. The H2CO3 generated during acid buffering
dissociates into CO2 and H2O. The CO2 is eliminated by
the lungs, leaving behind neutral water. Thus the lungs
regulate H+ of metabolic as well as respiratory origin.
Bicarbonate and Lactate Thresholds
Bicarbonate decrease approximates lactate increase,
millimol for millimol, after the first minute of exercise
[3, 9, 10]. Figure 4 shows the simultaneous arterial lactate
and HCO3 concentrations as related to time, while
cycling at three different work intensities [10]. Figure 5
shows that virtually all of the lactic acid buffering is
by HCO3 , although the 1:1 relationship is displaced
from the origin by about 0.5–1.0 millimol [9]. Beaver
et al. showed that both the increase in lactate and decrease
in bicarbonate have V_ o2 thresholds [3]. HCO3 decrease
is delayed relative to lactate increase by about
0.5 millimol [3]. This delay in HCO3 decrease relative to
lactate increase was consistent in three studies in which the
stoichiometry of the buffering was determined [3, 9, 10].
The buffer of the lactic acid accumulated during the
first minute of exercise is also HCO3 . However, it is new
bicarbonate formed during exercise with the alkalinization of muscle after the start of exercise [11]. It corresponds to the splitting of phosphocreatine. The
phosphocreatine is an anion, which on splitting becomes
A
Anaerobic Threshold
12
[La-] (mEq./L)
10
Very Heavy
8
6
Heavy
4
2
Moderate
Moderate
24
[HCO -3] (mEq./L)
80
22
Heavy
20
18
16
very Heavy
14
5
10
15
20
30
25
TIME (min)
35
40
45
50
Anaerobic Threshold. Fig. 4 Arterial lactate increase and bicarbonate decrease with time for moderate, heavy, and very heavy
exercise intensities for a normal subject. Bicarbonate changes in opposite direction to lactate and in a quantitatively similar
manner. While the target exercise duration was 50 min for each work rate, the endurance time was reduced, the greater the
lactate increase [5]
a neutral molecule (zwitter ion). This results in an excess
of muscle cell cations (K+), which is seen in the muscle
venous blood as early as 5 s after the start of exercise (5 s
sampling). The new anion balancing the K+ is HCO3 ,
generated from aerobic metabolism. Within the first
minute of exercise, K+ and HCO3 appear to increase in
the muscle venous blood, stoichiometrically [11] with
a transient increase in pH. In summary, all of the buffering
of the increased lactate concentration during exercise
could be accounted for by HCO3 buffer, taking into
account the HCO3 formed during exercise.
The Critical Capillary PO2
In studies on normal male subjects in whom femoral vein
(FV) lactate was measured simultaneous with FV PO2,
Stringer et al. [12] found that lactate did not increase
until the end-capillary (FV) PO2 of the exercising muscle
reached a minimum value (approximately 20 mmHg).
The FV PO2 remained constant, at its minimum value
from the AT to peak V_ o2 , despite increasing work rate.
While FV PO2 did not decrease further above the lactate
threshold, oxyhemoglobin saturation continued to
decrease [12]. The decrease in oxyhemoglobin saturation,
without a decrease in FV PO2, could be accounted for by
the rightward shift in the oxyhemoglobin dissociation
curve caused by the acidification of the capillary blood
(Bohr effect) [13].
Koike et al. [14] studied the critical capillary (femoral
venous, FV) PO2 during leg cycling exercise in ten patients
with cardiovascular disease. Like the study of Stringer et al.
on normal subjects, the FV lactate did not increase until
the FV PO2 decreased to its minimal value, i.e., the critical
capillary PO2. The gas exchange AToccurred soon after the
critical capillary PO2 was reached. Thereafter, the FV PO2
during increasing work rate either remained constant
(five patients) or reversed direction and increased (five
Anaerobic Threshold
Heavy
Very Heavy
Y = .998 (x) − 0.483
r = .904
Y = .951 (x) − 0.989
r = .968
a
A
A
b
Std HCO3- Decrease (mEq/L)
16
12
8
4
0
−2
−2
0
4
8
12
16
−2 0
4
8
12
16
Lactate Increase (mEq/L)
Anaerobic Threshold. Fig. 5 Arterial standard (Std) HCO3– decrease as function of lactate increase from resting values for heavy
and very heavy work intensities. The decrease in Std HCO3– is delayed by about 1 min, allowing lactate to increase by about ½ to
1 millimol/l of arterial blood plasma before HCO3– decreases from rest (see regression equations in figure). Changes are
approximately equal and opposite (heavy, n = 181: slope = 0.998 (CI 0.92–1.06), intercept = 0.48 (CI 0.71 to 0.26); very heavy,
n = 141: slope = 0.951 (CI 0.92–0.98), intercept = 0.99 (CI –1.12 to 0.78)) [9]
patients). However, FV PO2 did not decrease further,
despite increasing work rate and FV lactate [14].
Does the Anaerobic Threshold Demarcate
the O2 Flow Insensitive and Sensitive Zones
of Exercise Work Rate?
The mechanisms and patterns of lactate increase during
exercise were studied in humans, particularly as related
to the O2 supply–O2 demand relationships during exercise
[15]. Altering O2 transport was found to affect lactate
increase and the AT [16]. Koike et al. [17] measured the
effect of reducing blood O2 content without changing
arterial PO2, by adding low concentrations of carbon
monoxide to the inspired air. In this study, carboxyhemoglobin was increased to the 10% and 20% levels in
each subject. Peak V_ o2 and AT decreased by approximately the same percent as the reduced O2 content of
the blood. Additionally, V_ o2 was not affected below the
subjects measured AT, demonstrating its insensitivity to
blood O2 content. In contrast, the V_ o2 progressively
decreased as work rate increased above the AT. The more
reduced the arterial blood O2 content, the greater the
reduction in V_ o2 . Thus V_ o2 is sensitive to O2 transport
above the AT.
81
Clinical Use/Application
Gas Exchange Methods for Measuring the
Anaerobic (Lactate) Threshold
The use of gas exchange to measure the AT evolved over
the past 45 years, as added factors affecting exercise gas
exchange were learned. Today and for the past 25 years, we
rely primarily on the V-slope method for measuring the
AT [2]. The lactic acid increase above the AT is immediately buffered by HCO3 , releasing quantitatively, 22.3 ml
of CO2 for every millimol of lactic acid accumulating
(Avogadro’s number) [18]. The following is a brief overview of how gas exchange measurements evolved to measure the AT (lactate or ▶ lactic acidosis threshold) by gas
exchange.
The Increase in Respiratory Exchange
Ratio (R)
The 1964 approach was to detect the increase in CO2
output (V_ CO2 ) from HCO3 buffering of accumulating
lactic acid [4]. This was attempted by measuring the
increase in the ratio V_ CO2 /V_ o2 or respiratory exchange
ratio (R), breath by breath [4]. The hypothesis was that
the rate of CO2 output would increase by 22.3 ml,
82
A
Anaerobic Threshold
quantitatively, for each millimol of lactate accumulating.
This approach proved insensitive because the R generally
increased during exercise without a lactic acidosis. The
increase in R below the AT resulted from muscle substrate
being heavily in favor of carbohydrate (glycogen) [19]
compared to the energy substrate used by the body as
a whole. Therefore, R usually increased during exercise
even without developing a lactic acidosis.
become >1.0. The rate of buffer CO2 produced depends
on the rate of lactate accumulating, not the lactate
concentration itself. Thus the increase in work rate should
be sufficiently rapid to easily visualize the steepening of
the V_ CO2 versus V_ o2 slope (about 12 min or less from rest
to peak V_ o2 ). The V_ o2 at the intercept of the two slopes
(below and above the steepening of CO2 output is the AT)
correlates with the lactate and HCO3- thresholds [2, 3].
The Ventilatory Equivalent Method
The Shortcut for Measuring the AT by the
V-Slope Method
This approach, described in 1973, took advantage of the
disparity between the proportional increase in V_ E relative
to V_ CO2 , at the onset of the buffering of the exercise lactic
acidosis and the faster increase in V_ E relative to V_ o2 [20].
At the AT, V_ E/V_ o2 increased due to the stimulus of
the extra CO2 released during HCO3 buffering, while
V_ E/V_ co2 remained constant,(V_ E increasing proportionally to V_ co2 ). Thus PETO2 increased at the AT while
PETCO2 remained constant for several minutes before it
decreased in response to the acid drive [20]. The delay
between the increase in V_ E/V_ CO2 relative to the increase in
V_ E/V_ o2 is referred to as the isocapnic buffering period,
because PaCO2 and PETCO2 remained constant during
this interval. While this method was an improvement
over the detection of an increase in R, particularly in
normal subjects, it had limitations in some patient groups.
It depended on the absence of physiological constraints on
breathing, such as that due to severe airflow limitation or
chest wall restriction (e.g., obesity).
The V-Slope Method for Measuring the
Anaerobic Threshold
Recognizing the shortcomings of the earlier methods,
Beaver et al. [2] developed a method for detecting the AT
that depended only on the detection of the onset of the
buffering of the lactic acidosis. This is an obligatory
physical-chemical reaction that does not depend on the
sensitivity of ventilatory chemoreceptors and the ventilatory response to the acid drive. Thus, it overcame the
shortcomings of the prior methods. This method is called
the V-slope method because it measures the volume of
muscle CO2 produced as a function of the simultaneous
volume of muscle O2 consumed on equal axes [2]. During
exercise below the AT, V_ CO2 increases at about the same
rate as, or slightly less than, the increase in V_ o2 because the
muscle substrate is almost totally carbohydrate (respiratory quotient = 1.0). However, as soon as HCO3 in the
cell starts to buffer the increase in lactic acid, V_ CO2
increases relative to V_ o2 . The rate of V_ CO2 increase must
be 22.3 ml/mmol lactate buffered by HCO3 . This causes
the slope of V_ CO2 versus V_ o2 to abruptly increase and
Measuring the AT by the V-slope principle does not require
complex calculations. A clear plastic 45o right triangle
suffices to line up on the points of V_ CO2 vs V_ o2 below
the AT. The points falling, systematically, along the edge or
slightly below the 45o slope of the triangle indicate the rate
of CO2 molecules produced relative to the number of O2
molecules consumed. (Hyperventilation with respect to
CO2 does not occur until later, if it occurs.) At some
point on this plot, the slope abruptly steepens, becoming
>1.0 (>45o). The V_ o2 at the intercept of the two slopes
can be read from a perpendicular line to the X-axis. This is
the AT. The V-slope method depends only on the physical
chemistry of buffering.
The development of the V-slope method makes it
possible to measure the AT in all normal subjects and
almost all patients, regardless of the pathophysiology.
The exceptions might be in patients with severe physical
limitations, preventing the patient from reaching their AT,
and patients with severe peripheral arterial disease so that
the AT cannot be visualized by V-slope. However, this
clinical problem can be quantified by other gas exchange
methods during exercise.
Physiological Significance and Clinical
Applications of the AT
A number of important physiological responses to exercise
are altered above the AT [21]. Many of these have been
described [5]. Among them are accelerated conversion of
muscle glycogen to lactate, metabolic acidosis, increased
ventilatory compensation for the metabolic acidosis,
reduced exercise endurance, slowed V_ o2 kinetics during
step increase in work rate, increased CO2 output relative to
V_ o2 , hemoconcentration above the AT, and facilitation of
oxyhemoglobin dissociation by the blood acidification
(Bohr effect). Some of these are detrimental and some
are beneficial in the performance of exercise. In the case
of the latter, the maximal O2 extraction and peak V_ o2
would be reduced without the lactic acidosis [12].
Clinically, the AT is reduced when there is impaired O2
delivery to the muscles during exercise. The AT correlates
Angiogenesis
with peak V_ o2 in heart failure patients [22]. In applications in which a reliable peak V_ o2 cannot be obtained, the
AT might replace it [23]. The AT measurement has proven
to be of great value in defining the pathophysiology of
exercise intolerance and its application in the differential
diagnosis of physiological impairments that reduce exercise tolerance [24]. In addition, since it can be measured,
noninvasively, the extent of its application has yet to be
defined.
References
1. Wasserman K (1994) Coupling of external to cellular respiration
during exercise: the wisdom of the body revisited. Am J Physiol
266:E519–E539
2. Beaver WL, Wasserman K, Whipp BJ (1986) A new method for
detecting the anaerobic threshold by gas exchange. J Appl Physiol
60:2020–2027
3. Beaver WL, Wasserman K, Whipp BJ (1986) Bicarbonate buffering of
lactic acid generated during exercise. J Appl Physiol 60:472–478
4. Wasserman K, McIlroy MB (1964) Detecting the threshold of anaerobic metabolism in cardiac patients during exercise. Am J Cardiol
14:844–852
5. Wasserman K, Hansen J, Sue DY, Stringer WW, Whipp BJ (2005) Chapter 2. Physiology of exercise. In: Wasserman K et al (eds)
Principles of exercise testing and interpretation. 4th edn. Lippincott,
Williams and Wilkins, Philadelphia
6. McGilvery RW (1983) The oxidation of glucose. In: McGilvery RW
(ed) Biochemistry: a functional approach. Saunders, Philadelphia
7. Wasserman K, Beaver WL, Davis JA, Pu J-Z, Heber D, Whipp BJ
(1985) Lactate, pyruvate, and lactate-to-pyruvate ratio during exercise and recovery. J Appl Physiol 59:935–940
8. Wasserman K, Beaver WL, Whipp BJ (1990) Gas exchange theory and
the lactic acidosis (anaerobic) threshold. Circulation 81(Suppl II):
II-14–II-30
9. Stringer W, Casaburi R, Wasserman K (1992) Acid-base regulation
during exercise and recovery in man. J Appl Physiol 72:954–961
10. Wasserman K, VanKessel A, Burton GB (1967) Interaction of physiological mechanisms during exercise. J Appl Physiol 22:71–85
11. Wasserman K, Stringer W, Casaburi R, Zhang YY (1997) Mechanism
of the exercise hyperkalemia: an alternate hypothesis. J Appl Physiol
83:631–643
12. Stringer W, Wasserman K, Casaburi R, Porszasz J, Maehara K, French W
(1994) Lactic acidosis as a facilitator of oxyhemoglobin dissociation
during exercise. J Appl Physiol 76:1462–1467
13. Wasserman K (1999) Critical capillary PO2 and the role of lactate
production in oxyhemoglobin dissociation during exercise. Adv Exp
Med Biol 471:321–333
14. Koike A, Wasserman K, Taniguichi K, Hiroe M, Marumo F (1994)
Critical capillary oxygen partial pressure and lactate threshold in
patients with cardiovascular disease. J Am Coll Cardiol 23:1644–1650
15. Wasserman K, Beaver WL, Whipp BJ (1986) Mechanisms and patterns of blood lactate increase during exercise in man. Med Sci Sports
Exerc 18(3):344–352
16. Wasserman K, Koike A (1992) Is the anaerobic threshold truly anaerobic? Chest 101:211–218
17. Koike A, Weiler-Ravell D, McKenzie DK, Zanconato S, Wasserman K
(1990) Evidence that the metabolic acidosis threshold is the anaerobic threshold. J Appl Physiol 68:2521–2526
A
18. Zhang YY, Sietsema KE, Sullivan S, Wasserman K (1994) A method
for estimating bicarbonate buffering of lactic acid during constant
work rate exercise. Eur J Appl Physiol 69:309–315
19. Beaver WL, Wasserman K (1991) Muscle RQ and lactate accumulation from analysis of the VCO2-VO2 relationship during exercise.
Clin J Sport Med 1(2):27–34
20. Wasserman K, Whipp BJ, Koyal S, Beaver WL (1973) Anaerobic
threshold and respiratory gas exchange during exercise. J Appl
Physiol 35:236–243
21. Wasserman K (1987) Determinants and detection of anaerobic
threshold and consequences of exercise above it. Circulation
81(Suppl VI):VI-29–VI-39
22. Wasserman K, Sun X-G, Hansen J (2007) Effect of biventricular
pacing on the exercise pathophysiology of heart failure. Chest
132:250–261
23. Older P, Hall A, Hader R (1999) Cardiopulmonary exercise testing as
a screening test for perioperative management of major surgery in
the elderly. Chest 116:355–362
24. Wasserman K (1997) Diagnosing cardiovascular and lung pathophysiology from exercise gas exchange. Chest 112:1091–1101
Androgen
A class of hormone that stimulates or controls the development and maintenance of male characteristics and associated with anabolic activity.
Cross-References
▶ Anabolic Steroids
Angiogenesis
THOMAS GUSTAFSSON, ERIC RULLMAN, ANNA STRÖMBERG
Department of Laboratory medicine, Karolinska
Institutet, Stockholm, Sweden
Synonyms
Capillarization; Neovascularization; Vessel growth
Definition
Postnatal vessel growth naturally occurs in the female reproductive system, in wound healing, and in skeletal muscle in
response to exercise. Postnatal vessel growth has been
assumed to occur as a functional modification of existing
arteries such as the growth of preexisting vessels into functional collateral arteries (arteriogenesis) or the formation of
new capillaries from an already established capillary network
(angiogenesis) [5] (Fig. 1). Arteriogenesis in response to
increased muscle activity has been reported in animal
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Angiogenesis
Angiogenesis
Vasculogenesis
Arteriogenesis
Bridging
Sprouting
Intussusception
In situ EPC differentiation
Collateral artery formation
Angiogenesis. Fig. 1 A summary of the different mechanisms of vessel formation. Angiogenesis – proliferation of existing
endothelial cells to form new capillary networks. Vasculogenesis – in situ differentiation of endothelial progenitor cells to form
new endothelial cells. Arteriogenesis – remodeling of arterioles into collateral arteries
models, but only a few reports of arteriogenesis in
response to exercise exist from healthy humans. Until
recently, any increase in capillarity in human or animal
skeletal muscle in response to exercise was assumed to
reflect vessel growth due to angiogenesis [1, 4]. However,
in 1997 the Isner laboratory reported that human peripheral blood contained CD34+/VEGFR2+ cells that contributed to angiogenesis in vivo, and questioned the view
that blood vessel formation in adults depended solely on
angiogenesis [6] (Fig. 1). These cells were termed EPCs
(endothelial progenitor cells), and after this original publication lot of research has been performed to characterize
these cells and explore their functionality in various experimental models. Their mode of action is to circulate the
blood stream and migrate into tissues of active vessel
growth where they mature in situ to endothelial cells,
a process termed vasculogenesis, similar to how the vascular network is formed in embryos.
Basic Mechanisms
The British surgeon John Hunter used the term “angiogenesis” in 1787 to describe blood vessels growing in the
reindeer antler, and in 1935, Arthur Tremain Hertig
described angiogenesis in the placenta of pregnant monkeys. It is now accepted that there are at least two different
types of angiogenesis: true sprouting of capillaries from
preexisting vessels, and nonsprouting angiogenesis or
intussusceptive growth [5]. True sprouting angiogenesis,
the major type of growth, is a complex process involving
many cell types, signaling pathways, growth factors, and
receptors. It is initiated by the activation of endothelial
cells and vasodilatation of the parent vessel, followed by an
increase in vascular permeability. The basement membrane and the extracellular matrix are degraded, releasing
numerous growth factors and allowing endothelial cells to
migrate to sites where new capillaries are needed.
Nonsprouting angiogenesis is also observed in skeletal
muscle and is called luminal division, longitudinal splitting or bridging. An important advantage of intussusceptive capillary growth is that it permits rapid expansion of
the capillary network and thus enlarges the endothelial
surface for metabolic exchange.
Folkman’s 1971 hypothesis that tumor growth is dependent on angiogenesis [5] stimulated intensive research on
the basic mechanisms underlying angiogenesis. Regardless
of the type of angiogenesis, it is now believed that the
process is mediated by diffusible angiogenic factors
through an increased synthesis or release from intracellular or extracellular storage pools. In 1996, Hanahan and
Folkman introduced the term “angiogenic switch” to
describe how this occurs. Angiogenesis may be induced
by an increase in angiogenic regulators or a decrease in
angiostatic regulators [5]. The development of in vivo
bioassays, in vitro analytic techniques, and murine transgenic models has allowed the identification and characterization of more than 30 angiogenic and inhibitory
factors that directly or indirectly affect angiogenesis. Of
these, vascular endothelial growth factor-A (VEGF-A) is
one of the major regulators of angiogenesis [5]. Angiogenesis is a multistep process that includes integration of
different signaling pathways such as VEGF-A and the
angiopoietins Ang-1 and Ang-2. [3]. Conditions that
increase the expression of Ang-2 or the levels of VEGF-A
enhance the angiogenic process through Ang-2-induced
endothelial destabilization. This in turn facilitates
the effects of VEGF-A on endothelial activation [3].
Other mechanisms are needed to complete the complex
multistep angiogenic process. Remodeling the extracellular
Angiogenesis
matrix, inflammation, and coagulation all clearly influence
vascular growth in adults [4, 5].
Regarding vasculogenesis, the number of EPCs in the
circulation is normally low but is increased when there is
enhanced neovascularization and vessel repair. VEGF-A
and stromal cell derived factor -1 (SDF-1) are important
in guiding EPCs to regions of vessel growth (homing), and
their expression is increased in tissues that have activated
vessel formation. To enter the tissue from the circulation
the EPCs need to traverse the endothelium, which is
performed through binding to endothelial adhesion molecules. SDF-1 and VEGF induce the activation of Akt,
which in turn enhances the expression of intercellular
adhesion molecule 1 (ICAM-1) on endothelial cells.
Other adhesion molecules important for EPC homing
are the E- and P-selectins and vascular adhesion molecule 1
(VCAM-1) [6].
Exercise Intervention
Historical Review
Vanotti and Magiday (1934) first described increased capillarity following muscle activity alone, and with voluntary
endurance exercise training in rat and guinea pig muscles.
More recent studies confirm that electrical muscle stimulation and exercise training induce increased capillarity in
skeletal muscle in various animal species. The first human
studies demonstrating an increase in capillarity in
response to increased physical activity were published in
the mid-1970s, and by the early 1980s, the cessation of
exercise training was shown to induce a rapid regression in
capillarity [1].
Biological Significance
Increasing the number of capillaries in skeletal muscle
improves oxygen uptake and utilization by increasing the
surface area available for diffusion, decreasing the diffusion distance, and increasing the transit time for the
exchange of oxygen, substrates, and waste products.
Many of the metabolic pathways linked to levels of risk
factors such as glucose and fatty acids, and lipoprotein
turnover in humans, are controlled by the surface membranes of vascular endothelial cells in skeletal muscle [1].
Recent findings suggest that capillary formation, including utilization of EPCs, is crucial for the skeletal
remodeling process.
Regulatory Mechanisms
Both animal and human experiments have contributed to
the understanding of exercise-induced changes in
A
angiogenic growth factors, with ex vivo studies adding to
the analysis of the underlying mechanisms [1, 4]. The
increase in VEGF-A expression observed in exercised skeletal muscle together with the inhibition of exerciseinduced angiogenesis by gene deletion, VEGF-receptor
inhibition, and trap models suggests that VEGF-A has
a dominant role. However, the first characterized angiogenic factor, FGF-2, has consistently been shown to
remain unchanged with exercise. The observations that
VEGF-A mRNA levels increase transiently following acute
exercise, whereas basal VEGF-A protein levels increase
over a 5-week training program, suggest that protein
translation must occur during the VEGF mRNA peak
associated with each bout of exercise [2]. The
angiopoietins are modulated during repetitive exercise
bouts, producing a higher Ang-2/Ang-1 ratio that exerts
a permissive effect on angiogenesis in both humans and
rats [2]. In subjects in whom skeletal muscle has adapted
to exercise training, the change in the Ang-2/Ang-1 ratio is
reversed. This suggests that increased Ang-1 reflects
a maturation of the capillary system during a later phase
of the adaptation process [2].
Hypoxia, metabolic stress, and mechanical stretch
appear to lead to sprouting angiogenesis, whereas shear
stress appears to cause nonsprouting angiogenesis.
A common feature in such situations is an increased
expression of VEGF-A. Therefore, VEGF-A is crucial in
both sprouting and nonsprouting angiogenesis [1, 4]. The
regulation of VEGF-A by shear stress is clearly associated
with nitric oxide production and the upregulation of endothelial nitric oxide synthase activity in endothelial cells.
Several components of the hypoxia inducible factor 1
(HIF-1, the major transcription factor of hypoxic activation
of cellular VEGF-A transcription) pathway are activated in
response to a single bout of exercise in healthy human
skeletal muscle. However, the mechanism responsible for
the increase in VEGF-A in skeletal muscle fibers must be
more complex than simply the activation of HIF-1. Numerous other factors and signaling pathways stimulated by
exercise are known to activate the VEGF-A gene transcriptionally, for example 5’AMP-activated protein kinase
(AMPK), adenosine, and peroxisome proliferator-activated
receptor-coactivator (PGC-1) [1, 4]. In addition to the
exercise-induced changes in gene expression, more rapid
changes that may participate in the angiogenic response
occur. For example, microdialysate obtained from skeletal
muscle immediately following exercise stimulates endothelial cell proliferation and contains VEGF-A protein.
During the initial phase of exercise, release of VEGF-A
from the muscle is also observed. These changes occur
long before any changes in gene transcription could result
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Angiotensin Converting Enzyme
in protein synthesis and therefore support a release of
VEGF-A from preexistent pools. Proteolysis of the extracellular membrane by proteases is a key event in sprouting
angiogenesis and in addition to the degradation of membrane barriers, these enzymes can release bound growth
factors through degradation of extra cellular matrix or
binding proteins [4]. Another mechanism involved in
the increase in available biofactors during bouts of exercise
may thus be the activation of extracellular proteases in
skeletal muscle tissue. Exercise-induced capillary growth
probably results from the integrated activation of multiple
systems and involves both nonsprouting and sprouting
angiogenesis as well as vasculogenesis.
The levels of EPCs and recruiting stimulatory factors
for circulating EPCs increase following exercise, and in
animal models factors involved in homing and maturation
processes increase in areas of neovascularization [6]. Thus,
it is not possible to exclude vasculogenesis from this process. However, more information is required to establish
whether homing and maturation processes are activated in
the muscles of healthy individuals during exercise,
although the processes that have been suggested to be
involved in homing of EPCs to peripheral tissues are
similar to those demonstrated to be of importance for
rolling and homing of leukocytes. Since these mechanisms
have been demonstrated to become activated by exercise,
it indirectly proves the involvement of vasculogenesis in
exercise-induced capillary growth.
Summary
Exercise-induced angiogenesis results from the integrated
responses of multiple systems and involves both
nonsprouting and sprouting angiogenesis. VEGF-A
increases in exercising muscle and appears to be a key
factor in exercise-induced capillary growth. More studies
are needed before vasculogenesis can be added as
a mechanism of exercise-induced capillary growth.
References
1.
2.
3.
4.
Gustafsson T, Kraus WE (2001) Exercise-induced angiogenesisrelated growth and transcription factors in skeletal muscle, and
their modification in muscle pathology. Front Biosci 6:D75–D89
Gustafsson T, Rundqvist H, Norrbom J, Rullman E, Jansson E,
Sundberg CJ (2007) The influence of physical training on the
angiopoietin and VEGF-A systems in human skeletal muscle.
J Appl Physiol 103:1012–1020
Holash J, Maisonpierre PC, Compton D, Boland P, Alexander CR,
Zagzag D, Yancopoulos GD, and Wiegand SJ (1999) Vessel cooption,
regression, and growth in tumors mediated by angiopoietins and
VEGF. Science 284:1994–1998
Prior BM, Yang HT, Terjung RL (2004) What makes vessels grow with
exercise training? J Appl Physiol 97:1119–1128
5.
6.
Risau W (1997) Mechanisms of angiogenesis. Nature 386:671–674
Wahl P, Bloch W, Schmidt A (2007) Exercise has a positive effect on
endothelial progenitor cells, which could be necessary for vascular
adaptation processes. Int J Sports Med 28:374–380
Angiotensin Converting Enzyme
Angiotensin converting enzyme (ACE) converts angiotensin I into angiotensin II. The angiotensin-converting
enzyme inactivates bradykinin, a powerful vasodilator.
Angiotensin I
A decapeptide with no biological activity, cleaved from
precursor angiotensinogen by renin. It is converted by
ACE into angiotensin II, a potent vasoconstrictor, after
the removal of two amino acids at the C-terminal.
Angiotensin II
An octapeptide produced from angiotensin I after the
removal of two amino acids at the C-terminal by ACE.
Angiotensin II causes contraction of the arteriolar and
renal vascular smooth muscle. In addition, angiotensin II
stimulates the release of aldosterone from the adrenal zona
glomerulosa, which in turn increases salt and water
retention.
Angiotensinogen
An a2-globulin produced by the liver and secreted into
blood circulation. Angiotensinogen is the inactive precursor of angiotensin I and II.
Anion
An ion which carries a negative ( ) charge and migrates
toward electrodes with a positive polarity (anode) when
a current is applied.
Aortic Coarctation
Ankle/Brachial Index
The ratio of the ankle systolic blood pressure to the brachial systolic blood pressure.
▶ Peripheral Arterial Disease
Anoxia
▶ Hypoxia, Focus Hypoxic Hypoxia
Antigen
Usually a molecule foreign to the body but can be any
molecule capable of being recognized by an antibody or
T cell receptor.
A
Antioxidant Enzymes
Enzymes that are powerful scavengers of free radicals
and other oxidants. In general, the oxidant is the substrate of the enzyme. In some cases, the presence of cosubstrates (such as GSH) is essential for the activity of
the enzyme.
Antioxidants
Any substance that can inhibit the oxidation of other compounds. There are enzymatic antioxidants (e.g., superoxide
dismutate, catalase) and non-enzymatic antioxidans (e.g.,
glutathione). There are also a variety of dietary antioxidants
and these include vitamin E and vitamin C and lipoic acid
and lycopene.
Antiretroviral Medication
Antihypertensive Effects of
Exercise
Drugs used to treat retroviral infections (e.g., HIV) by
interfering with specific steps in the life cycle of the virus.
▶ Hypertension
Anxiolytic
Antihypertensive Medications
Drugs taken to lower blood pressure that include a and b
blockers, angiotensin converting enzyme inhibitors, calcium channel blockers, diuretics, and vasodilators among
others.
Anti-inflammatory Activation
Anti-inflammatory activation is a macrophage inflammatory state characterized by the decrease of the secretion of
many effectors and the release of high amount of IL-10. It
can be triggered in vitro by IL-10 and/or glucocorticoids.
Anti-inflammatory macrophages are associated with the
resolution of inflammation and tissue repair.
Exercise may have an anxiolytic effect – the anxiety level is
reduced.
Cross-References
▶ Depression
▶ Psychiatric/Psychological Disorders
Aortic Coarctation
A stenosis of the proximal descending aorta usually at, or
beyond, the site of the duct, which may vary in anatomy,
physiology, and clinical presentation. It may present with
discrete or long-segment stenosis, sometimes associated
with hypoplasia of the aortic arch and bicuspid aortic
valve.
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AP-1
AP-1
Activator protein-1 (AP-1) is usually a heterodimer composed of proteins belonging to the c-Fos, c-Jun, ATF, and
JDP families. As a transcription factor, it regulates gene
expression in response to a variety of stimuli, including
inflammation via cytokines, growth factors, stress, and
bacterial and viral infections. AP-1 in turn controls
a number of cellular processes including differentiation,
proliferation, and apoptosis.
Apelin
Apelin is a recently identified adipokine that has been
reported to have a host of salutary effects on skeletal
muscle and systemic carbohydrate and lipid metabolism.
Apelin deficiency is associated with glucose intolerance,
whereas the restoration of apelin concentrations reverses
this condition. These effects may be caused in part by
apelin’s ability to increase muscle mitochondrial content
and improve fat oxidation.
Apnea–Hypopnea Index
The primary measure of sleep-disordered breathing severity calculated as the number of apneas and hypopneas per
hour of sleep; commonly abbreviated AHI.
Apoproteins
Are specific proteins that populate and dictate the action
and function of lipoproteins. Examples include
apoprotein A1, B100, B48, C1-3, E, a, and others.
Apoptosis
AMIE J. DIRKS-NAYLOR
School of Pharmacy, Wingate University, Wingate, NC,
USA
Synonyms
Cell suicide; Programmed cell death
Definition
Apoptosis, programmed cell death, is a form of cell
death that has an essential role in development, health,
and disease [1]. Apoptosis plays a fundamental role in
regulating cell number during developmental and postdevelopmental stages of the mammalian lifespan. For
example, in the development of the central nervous system
(CNS) half of the neurons produced during neurogenesis
die via apoptosis before CNS maturation. In the mature
adult, apoptosis is responsible for the death and shedding of
cells in the epidermis and gastrointestinal tract. Apoptosis is
also responsible for ridding the body of damaged or
infected cells that may be harmful to the organism. Cells
containing damaged DNA or dysfunctional mitochondria
or cells infected with bacteria or viruses may die via apoptosis. Inadequate or excessive apoptosis contributes to
pathophysiological conditions. For example, inadequate
apoptosis is a vital mechanism of cancer development and
progression. Excessive apoptosis has been implicated in the
progression of many age-related diseases such as
Alzheimer’s, Parkinson’s, and cardiovascular disease (e.g.,
atherosclerosis and diabetes mellitus). Furthermore, apoptosis has been implicated as an important mechanism in
the loss of skeletal muscle mass and function with age.
Exercise training has been shown to cause adaptations in
apoptotic signaling making skeletal muscle more resistant
to apoptotic stimuli [1]. Apoptotic signaling and the adaptations exerted by exercise training will be discussed.
Basic Mechanisms
Apoptosis is executed via specific signaling pathways that
lead to distinct morphologic characteristics such as cell
shrinkage, membrane blebbing, nuclear condensation,
DNA fragmentation into ▶ mono- and oligo-nucleosomes,
and phosphatidylserine translocation to the outer leaflet
of the plasma membrane. Apoptosis is mediated by
activation of a variety of cysteine proteases, known as
caspases. Inactivated caspases, called ▶ procaspases,
become activated by proteolytic cleavage. Initiation of
apoptosis involves activation of a ▶ caspase cascade in
which initiator caspases (e.g., caspase-8, caspase-9) first
become activated and then cleave and activate effector
caspases (e.g., caspase-3, caspase-7). The effector caspases
carry out the proteolytic events that result in cellular
breakdown and demise. There are 14 known mammalian
caspases (i.e., caspase-1 through caspase-14), in which
most participate in the apoptotic process depending on
the stimulus and respective signaling pathway activated.
The two major pathways extensively described include
the intrinsic and extrinsic apoptotic signaling pathways
(see Fig. 1).
A
Apoptosis
TNF-α
A
TRAF2
TRADD
TRADD
TRAF2
TNFR1
Bak
Bax
Bcl-XL
cFLIP
cIAP-1/2
TRAF2 TRADD
RIP1
tBid
AIF
EndoG
Cyto c
Caspase-8
Smac/Diablo
Omi/HtrA2
Cyto c
dATP
FADD
TRAF2
TRADD
NF-κB
FADD
Bcl-2
Mitochondrion
ARC
RIP1
Cell survival
Apaf-1
Procaspase-9 Procaspase-9
XIAP
Procaspase-8
89
Procaspase-8
Large-scale DNA
fragmentation
Caspase-3
Caspase-9
Apoptosis
Apoptosis. Fig. 1 Simplified scheme of intrinsic and extrinsic apoptotic signaling pathways. Arrows indicate a stimulatory effect
while blunt lines indicate an inhibitory effect
Mitochondria play a central role in the induction of
apoptosis via the intrinsic pathway [2, 3]. Upon apoptotic
stimulation, mitochondria can release cytochrome c into
the cytosol, which forms a complex, the ▶ apoptosome,
with procaspase-9, apoptotic protease activating factor 1
(Apaf-1), and dATP. Once the apoptosome is formed,
procaspase-9 molecules can cleave and activate each
other. Caspase-9 can then cleave and activate effector
caspases such as procaspase-3, which leads to the typical
morphological features of apoptosis. This process is highly
regulated [2, 3]. First, cytochrome c release from the
mitochondria is regulated. The B-cell lymphoma/leukemia-2 (Bcl-2) family of proteins was the first described to
affect the release of cytochrome c. This family consists of
a number of proteins, some of which are anti-apoptotic
and others are pro-apoptotic. For example, Bcl-2 and Bcl2 related gene, long isoform (Bcl-XL) protect against cytochrome c release and are therefore anti-apoptotic, while
Bcl-2 associated x protein (Bax), Bcl-2 antagonist killer 1
(Bak), and Bcl-2 interacting domain death agonist (Bid)
favor cytochrome c release and are therefore proapoptotic. The ratio and interaction of the Bcl-2 family
of anti-apoptotic and pro-apoptotic proteins determines
the fate of cytochrome c release from mitochondria. Often
the Bcl-2/Bax ratio is used as an indicator of apoptotic
potential where a high ratio protects against apoptosis and
a low ratio favors apoptosis. Apoptosis repressor with
caspase-associated recruitment domain (ARC) is another
protein that regulates cytochrome c release. Upon stimulation, ARC translocates from the cytosol to the mitochondrial membrane and prevents cytochrome c release.
Recent data show that ARC may prevent apoptosis by
binding to Bax and interfering with its activation, which
would ultimately protect against cytochrome c release.
Another level of regulation involves the inhibition of
caspase-9 and caspase-3 by the inhibitor of apoptosis
90
A
Apoptosis
protein (IAP) family member X-linked IAP (XIAP). XIAP
binds the activated caspases and inhibits the enzyme activity. Mitochondria can release additional proteins, along
with cytochrome c, to relieve the inhibition exerted by the
XIAP allowing apoptosis to occur. These proteins include
Smac/Diablo and Omi/HtrA2. Mitochondria can also
release apoptosis inducing factor (AIF) and endonuclease
G (EndoG), which translocate to the nucleus to induce
chromatin condensation and large-scale DNA fragmentation in a caspase-independent manner.
The extrinsic pathway is mediated via the activation of
membrane receptors, such as tumor necrosis factor receptor 1 (TNFR1) [4]. When activated by its ligand, tumor
necrosis factor-alpha (TNF-a), TNFR1 can actually activate an apoptotic or an anti-apoptotic signal depending
on the conditions. TNF-a binding leads to the formation
of a complex on the cytosolic domain of TNFR1, which
includes TNF receptor associated death domain
(TRADD), TNF receptor associated factor-2 (TRAF2),
and receptor interacting protein-1 (RIP1). Formation of
this complex can lead to the activation of nuclear factorkappa B (NF-кB) resulting in an anti-apoptotic response.
However, under conditions where NF-кB is suppressed,
the TRADD-TRAF2-RIP1 complex translocates to the
cytosol and recruits fas-associated death domain
(FADD) and procaspase-8 [4]. Once caspase-8 is activated, it can then activate caspase-3. Caspase-8 can also
cleave Bid forming the truncated Bid (tBid), which leads
to the activation of the mitochondrial-mediated signaling
pathway via the activation of Bax and/or Bak. Activation
of the mitochondrial-mediated pathway may be
a mechanism for amplification of the apoptotic signal or
it may actually be a required event for the induction of
receptor-mediated apoptosis. The latter is true in cell types
that require the release of Smac/Diablo and/or Omi/
HtrA2 from the mitochondria in order to relieve the
inhibition of caspase-3 by the XIAP. Cellular FADD-like
interleukin-1 beta converting enzyme inhibitory protein
(cFLIP) and cellular IAP1 and IAP2 (cIAP1/2) has been
shown to inhibit activation of caspase-8.
In summary, apoptosis has an essential role in health
and homeostasis as well as contributing to the pathogenesis of a variety of diseases. Apoptosis is mediated via
intrinsic and/or extrinsic signaling pathways, which are
both highly regulated. The intrinsic pathway involves
release of cytochrome c from the mitochondria, formation
of the apoptosome, and activation of procaspase-9. The
extrinsic pathway involves activation of membrane receptors, such as TNFR1, which often leads to the activation of
procaspase-8. Caspase-9 and caspase-8 can both activate
procaspase-3, which results in cellular demise and the
associated morphological characteristics such as cell
shrinkage, DNA fragmentation into mono- and oligonucleosomes, membrane blebbing, and formation of apoptotic bodies.
Exercise Intervention
Exercise training results in many beneficial adaptations,
including adaptations in apoptotic signaling leading to
a potentially greater resistance to apoptosis [1]. Several
studies have shown that the rate of apoptosis decreases in
response to exercise training or chronic electrical stimulation (CES). For example, mono- and oligo-nucleosomal
DNA fragmentation, a common marker of apoptosis, has
been observed to slightly decrease in soleus muscle of
young animals as a result of exercise training. Further, in
apoptotic prone white gastrocnemius and extensor
digitorum longus aged animals, exercise training can
return DNA fragmentation to that matching youthful
levels. During muscle disuse DNA fragmentation significantly increases. Yet, a brief 5–10 min bout of exercise
three times per day substantially attenuates disuse atrophy-induced DNA fragmentation. Exercise training can
modulate apoptosis in skeletal muscle, perhaps to
a greater degree in skeletal muscle predisposed to apoptosis (i.e., aged and disused skeletal muscle), by altering
mitochondrial-mediated and/or receptor-mediated apoptotic signaling.
Exercise training and/or CES appears to cause several
adaptations in the intrinsic signaling pathway involving
mitochondria [1]. First, exercise training causes adaptations in the Bcl-2 family proteins that may resemble an
increase in the Bcl-2/Bax ratio, which would likely increase
the resistance for cytochrome c release and formation of
the apoptosome. For example, exercise training has been
found to significantly increase Bcl-2 mRNA and protein
and significantly decrease Bax mRNA in rat soleus muscle.
The potential of exercise training to modulate Bcl-2 and
Bax may not be as profound in young skeletal muscle as in
old. Indeed, while 3 months of exercise training had no
effect on Bcl-2 or Bax protein levels in young rat white
gastrocnemius and rat soleus, the same stimulus restored
Bcl-2 and Bax protein levels in aged rat white gastrocnemius and soleus to young expression levels. These data
suggest that exercise training has the potential to reinstate
a youthful anti-apoptotic potential in both fast and slow
skeletal muscle. Secondly, in addition to potentially
improving the Bcl-2/Bax ratio in apoptotic prone skeletal
muscle, exercise training modulates ARC. ARC protein
expression in the rat soleus is increased by exercise training
or daily electrical stimulation of the rat tibialis anterior. By
modulating the Bcl-2/Bax ratio and/or increasing ARC
Apoptosis
expression exercise training and/or CES limits mitochondrial cytochrome c release. For example, mitochondrial
cytochrome c release has been shown to decrease in
response to electrical stimulation. Intermyofibrillar mitochondria isolated from rat tibialis anterior muscle electrically stimulated daily results in a decrease in cytochrome c
release under basal conditions and an attenuated release
when subjected to a maximal reactive oxygen stimulus.
Thirdly, Apaf-1 expression has been shown to be affected
by exercise training. It was shown that 2 months of exercise
training decreased Apaf-1 protein expression.
Furthermore, exercise training can increase the resistance to mitochondrion-mediated apoptosis by increasing
the expression of XIAP thus, limiting the activity of
caspase-3 and -9 [1]. One month of treadmill training
increases XIAP protein expression in young rat soleus
muscle, producing a negative correlation between XIAP
protein expression and apoptotic DNA fragmentation.
This correlative relationship suggests an important mechanism for the anti-apoptotic benefit of exercise training.
Lastly, adaptations may occur in apoptosis involving
AIF and EndoG [1]. As previously discussed, mitochondrial release of AIF and EndoG induce chromatin condensation and large-scale DNA fragmentation in a caspaseindependent manner. Daily exercise training does not alter
cytosolic levels of AIF or EndoG in the rat extensor
digitorum longus or soleus or human skeletal muscle.
However, intermyofibrillar mitochondria isolated from
rat tibialis anterior following daily electrical stimulation
decreases AIF release under basal conditions and attenuates AIF release when subjected to a maximal reactive
oxygen stimulus. These observations suggest that AIF
and EndoG adaptations to exercise training may be muscle
specific or exercise training and electrical stimulation produce differential adaptations.
In summary, exercise training and/or CES appears to
cause adaptations in mitochondrial-mediated signaling
that increase the resistance to apoptosis. Adaptations
may include an increase in the Bcl-2/Bax ratio, increased
expression of ARC and XIAP, and decreased expression of
Apaf-1.
Exercise training also appears to modulate aspects of
the extrinsic pathway involving TNFR1; however, very few
studies have been published [1]. Aging and disease states
such as chronic heart failure are associated with elevated
plasma levels of TNF-a. Exercise training has been utilized
as a possible means of altering plasma TNF-a levels.
Acutely, plasma levels of TNF-a can dramatically rise
and subsequently return to baseline in response to strenuous exercise. However, exercise training has been
observed to significantly lower plasma TNF-a levels in
A
many patients with heart failure. Further, individuals
self-reporting a high level of physical activity have lower
plasma TNF-a levels than sedentary individuals. Thus,
basal plasma TNF-a levels vary with age, disease state,
and chronic physical activity levels, perhaps predisposing
individuals with high plasma TNF-a levels to apoptosis.
Skeletal muscle TNFR1 expression levels and plasma
levels of soluble TNFR1 (sTNFR1) are altered by age and
exercise [1]. Aging increases TNFR1 in old rat extensor
digitorum longus but not rat soleus. The increased TNFR1
expression in aged rat extensor digitorum longus may
result in the preferential sarcopenia of this fast muscle
compared to the slow rat soleus. Exercise training restores
TNFR1 expression to youthful levels in the aged rat extensor digitorum longus. sTNFR1 may function as a TNF-a
inhibitor or carrier, the plasma level of which is considered
to be an important marker of TNF-a. Indeed, 4 months of
combined strength and endurance exercise training can
significantly decrease the plasma level of sTNFR1 in
patients with heart failure. While strength training alone
does not alter plasma sTNFR1 levels in old subjects,
a significant negative correlation exists between strength
gain and pretraining levels of sTNFR1 suggesting that
subjects with low sTNFR1 levels may experience greater
strength gains. Thus, sTNFR1 levels are modifiable by
exercise and may predict how beneficial exercise training
will be.
The effects of chronic exercise training on the expression of adaptor molecules involved in TNFR1 signaling,
such as TRADD, TRAF2, RIP1, and FADD have not been
studied. However, exercise training has been shown to affect
caspase-8 and -3 activation [1]. In the aged rat fast muscle,
extensor digitorum longus, cleaved caspase-8 and -3 levels
are elevated but not in the slow rat soleus muscle. However, increasing the activity level of old rat extensor
digitorum longus restores cleaved caspase-8 and -3 levels
to levels found in young rat extensor digitorum longus.
In summary, exercise training has a plethora of beneficial effects in skeletal muscle including the ability to
enhance resistance against apoptosis. It appears that exercise training induces protective adaptations in regulatory
proteins in both the mitochondrial- and receptormediated signaling pathways. Exercise training may lead
to an increase in the Bcl-2/Bax ratio and ARC expression,
which may explain the decrease in cytochrome c release in
exercise-trained muscle. Expression of Apaf-1 decreases
and XIAP expression increases with exercise training,
both adaptations afford skeletal muscle protection from
apoptosis. Exercise training also may lead to a decrease in
expression of TNFR1 and plasma levels of TNF-a. The
content of activated caspase-8 and -3 are also decreased.
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Apoptosome
Collectively, the data indicate that exercise training leads
to a multitude of adaptations within skeletal muscle that
decrease the apoptotic potential making skeletal muscle
more resistant to cell death.
References
1.
2.
3.
4.
Dirks-Naylor AJ, Shanely RA (2009) Apoptosis in aging muscle and
modulation by exercise, caloric restriction, and muscle disuse.
In: Magalhães J, Ascensão A (eds) Muscle plasticity – advances in
physiological and biochemical research. The Research Signpost,
Kerala
Green DR (2000) Apoptotic pathways: paper wraps stone blunts
scissors. Cell 102:1–4
Kroemer G, Galluzzi L, Brenner C (2007) Mitochondrial membrane
permeabilization in cell death. Physiol Rev 87:99–163
Micheau O, Tschopp J (2003) Induction of TNF receptor 1-mediated
apoptosis via two sequential signaling complexes. Cell 114:181–190
Apoptosome
A multi-protein complex comprised of cytochrome c,
Apaf-1, dATP/ATP, and procaspase-9.
Arranged in Parallel
This is a mechanical term indicating the arrangement for
which it is true that forces exerted by two or more element
must be added to obtain the total force. Note that if the
elements can change in length the displacements cannot be
added to obtain the total displacement (example, sarcomeres in parallel within a muscle fiber).
Arranged in Series
This is a mechanical term indicating that forces exerted on
or by one element must also be borne by other element(s)
with which it is arranged in series (equal force). If the
elements can change in length, the displacements can be
added to obtain the total displacement (example, sarcomeres in series within a muscle fiber).
Arterial Blood Gases
▶ Gas Exchange, Alveolar
Arterial Hypertension
Some clinical studies clearly have demonstrated that
intervention affecting known atherosclerotic risk factor,
especially arterial hypertension, improves endothelial
function and reduces atherosclerotic risk. In particular,
the united Kingdome Prospective Diabetes Study
(UKPDS) demonstrated that a 12% reduction in cardiovascular events can be expected from a 10 mmHg reduction in systolic blood pressure. In total a tight control of
blood pressure reduced both diabetes-related morbidity
and mortality with a reduction of macrovascular and
microvascular complications. Of note, the Hypertension
Optimal Treatment (HOT) trial, demonstrated a 67%
risk reduction in cardiovascular mortality during
a period of 4 years, only when the diastolic blood pressure was reduced to <80 mmHg in patients with diabetes. It is also important to consider the result of the Heart
Outcomes Prevention Evaluation (HOPE) Study, which
demonstrated that despite almost equivalent levels of
blood pressure, patients with diabetes treated with an
angiotensin-converting
enzyme
inhibitor
had
a significant reduction in the combined primary
outcome (MI, stroke, cardiovascular death, total mortality, and revascularization) by 25–30%. In patients with
diabetes mellitus type 1 and type 2, administration of
ACE-inhibitors has been shown to enhance NOmediated endothelial function immediately after application, with further improvement evident after 4 weeks
of therapy. Intensive treatment of hypertension in
patients with newly diagnosed diabetes during an 8year period, which decreased systolic and diastolic
blood pressure by 10 and 5 mmHg, respectively, significantly reduced both the absolute risk of stroke and the
combined end point of diabetes-related death, death
from vascular causes, and death from renal causes by
5%. The HOT, which treated elevations in diastolic
blood pressure for an average of 3.7 years, reported
similar reductions in the risk of composite end points
for macrovascular disease in subgroup analyses of
patients with type 2 diabetes.
Cross-References
▶ Hypertension, Training
Arterial PCO2
▶ Gas Exchange, Alveolar
Arteriosclerosis
Arterial PO2
▶ Gas Exchange, Alveolar
Arteriosclerosis
RALF KINSCHERF
Head of the Department of Anatomy and Cell Biology,
Philipps-University of Marburg, Marburg, Germany
Synonyms
Atherosclerosis
Definition
Arteriosclerosis (from the Greek arterio, i.e., artery, and
sclerosis, i.e., hardening) refers to an acampsia of arteries.
Therefore, the term arteriosclerosis describes any hardening, calcification, or loss of elasticity of middle or large
arteries caused by subendothelial lipid deposits and
immigration of leukocytes, especially ▶ monocytes,
▶ macrophages (MF), and lymphocytes, as well as
a proliferation of smooth muscle cells.
Basic Mechanisms
Arteriosclerosis is a systemic, arterial, inflammatory disease [1], which starts with the childhood and increases
with age. Hallmark of the disease is a chronic, proceeding degeneration of the arteries, including progressive
alterations of the vessel wall, especially the intima.
In symptomatical situations, arteriosclerosis can be
obvious like coronary heart disease, myocardial infarction,
peripheral arterial occlusion disease, or stroke. The clinical
consequences of arteriosclerosis, especially cardiovascular
diseases, are still the main cause of morbidity and
mortality in the Western world. Several risk factors for the
development of arteriosclerotic lesions are known like age,
gender, diabetes, dyslipidemia, hypertension, hyperhomocysteinemia, overweight, sedentary lifestyle, smoking, and/
or stress. Additionally, arteriosclerosis is characterized by
a complex multifactorial pathophysiology, including several
pro-arteriosclerotic factors and cells, like adhesion molecules, cholesterol, cytokines, fat, growth factors, collagen,
lipoproteins, endothelial cells, monocytes, MF, smooth
muscle cells, and thrombocytes. This makes it hard to define
a simple hypothesis for the complex pathogenetic processes
of arteriosclerosis. However, inflammation in the vessel
wall is suggested to play a major role in the initiation,
A
development, progression and the final steps of arteriosclerosis, i.e., plaque/lesion destabilization and eventually
plaque rupture and stroke. During the growth of an arteriosclerotic plaque, inflammatory cells (i.e., monocyte-derived
MF, T-lymphocytes) are localized in the vessel wall, which is
mainly preceded by a dysfunction of endothelial cells, producing adhesion molecules that interact with inflammatory
cells. MF secrete various cytokines, chemokines and growth
factors that activate the proliferation of smooth muscle cells
and induce the plaque progression, and finally the development of clinically relevant vulnerable plaques. Clinical
cardiologists actually realize that coronary arteriosclerosis
consists of two pathophysiological different syndromes,
meaning stable and unstable plaques/lesions.
The initiation, development, and progression of arteriosclerotic plaques are multifactorial, complex processes,
which progress over a long period of time and in which
several factors are mainly involved. About five major steps
seem to be of significant relevance.
Initial Step: Endothelial Dysfunction,
Attachment, and Rolling of Leukocytes on
the Endothelium
Figure 1a shows a “normal” artery under physiological
conditions, which does not have any arteriosclerotic
plaques, i.e., the lumen (Lu) has no signs of stenosis.
These arteries consist of an endothelium (E; endothelial
cells), media (M; smooth muscle cells and more or less
elastic fibers), and adventitia (Ad; connective tissue with
vasa vasorum). Increased production of reactive oxygen
species [partly due to enhanced activity of NAD(P)H
oxidases] named oxidative stress, but also infection,
genetic factors, high blood pressure, poor diet, and/or
smoking are suggested to be responsible for the dysfunction of the endothelium, which leads to deposition of
native ▶ low-density lipoproteins (LDL) or oxidatively/
enzymatically modified LDL (mLDL), inducing an
increased expression of adhesion molecules. In this context, the selectin family of adhesion molecules are
accountable for attachment and rolling of leukocytes
(mainly monocytes), because of facilitated interactions
between the sialylated carbohydrate portion of E- and
P-selectin, which are expressed on endothelial cells and
the carbohydrate structures on leukocytes.
Step 2: Firm Adhesion and the
Transmigration of Leukocytes [Monocytes,
T-Cells] into the Subendothelial Space
During this step, (inflammatory), leukocytes are directly in
contact with/adhere to endothelial cells, mediated by adhesion molecules like intercellular adhesion molecule-1
93
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a
Arteriosclerosis
b
c
Arteriosclerosis. Fig. 1 (a) “Normal” artery (thoracic aorta) of a rabbit fed with standard chow (under physiological conditions);
(b) arteriosclerotic artery (thoracic aorta) with an intermediate plaque of a cholesterol-fed rabbit; (c) arteriosclerotic artery
(thoracic aorta) with a fibrous plaque of a cholesterol-fed rabbit: Ad adventitia, E endothelium, Fc fibrous cap, Fo foam cells,
M media, Lu lumen, Nc necrotic core, Pl plaque
(ICAM-1) and vascular adhesion molecule-1 (VCAM-1),
increasing the exposure to chemokines like interleukins
(IL), e.g., IL-1, IL-6, and IL-18. These are essential for
activation of integrins on the cell surface of leukocytes,
which induce their transendothelial migration into the
subendothelial space. Several studies have demonstrated
an association between circulating pro-inflammatory molecules like IL-1, IL-6, tumor necrosis factor-a, C-reactive
protein (CRP) or soluble adhesion molecules (sICAM-1,
sVCAM-1), and future cardiovascular events in patients
with coronary heart disease, but also in healthy individuals.
Step 3: From Fatty Streak to Intermediate
Lesion
After transendothelial migration, leukocytes/MF (or even
smooth muscle cells of the media) may modify deposited
LDL to yield mLDL. Additionally, mLDL from the bloodstream may be localized in the subendothelial space.
mLDL and transmigrated MF (e.g., by the secretion of
chemokines) attract more and more MF, which results in
the development of “fatty streak” consisting of a few MF,
which may re-migrate to the bloodstream meaning that
“fatty streaks” seem to be reversible up to a distinct degree.
However, if “fatty streaks” do not disappear, they grow up
to intermediated lesions due to the attraction of numerous
leukocytes, which transmigrate into the subendothelial
space. Figure 1b depicts an arteriosclerotic, intermediate
lesion of the thoracic aorta of a cholesterol-fed rabbit. This
arteriosclerotic plaque/lesion mainly consists of more or
less lipid laden MF.
Step 4: From Intermediate Lesion to
Atheroma and Fibrous Plaque
MF, which are localized in the subendothelial space, internalize mLDL by scavenger receptors, which are not
downregulated. This leads to an intracellular accumulation
of cholesterol and to the creation of “▶ foam cells,” which
finally may result in cell death (apoptosis/necrosis) of the
foam cells. When foam cells die, their contents are
released. This attracts the next MF from the bloodstream
and generates a necrotic lipid core in the depth of an
arteriosclerotic plaque. Additionally, smooth muscle cells
migrate from the media overgrowing the foam cells to
build a ▶ fibrous cap. Figure 1c shows an arteriosclerotic,
atheromatous/fibrous lesion of the thoracic aorta of
a cholesterol-fed rabbit. This lesion is characterized by
foam cells (Fo; lipid laden MF), a fibrous cap (Fc; consisting
of fibrous connective tissue and migrated smooth muscle
cells from the media) and a necrotic lipid core (Nlc). Proliferation and apoptosis of MF are important events controlling destabilization, inflammatory response, and plaque
vulnerability. Rupture-prone plaques are called “vulnerable
plaques.” A plaque destabilization by activation of matrixmetalloproteinases affecting the fibrous cap thickness may
convert a chronic process into an acute disorder with clinical
complication like acute coronary syndrome, coronary heart
disease, myocardial infarction, or stroke.
Step 5: From a Fibrous Plaque to
a Complicated Lesion/Rupture
Increased accumulation of foam cells, extracellular debris,
necrotic lipid core in addition with a decrease in fibrous
cap thickness by activation of matrix metalloproteinases
enhances the risk for plaque rupture and thrombus formation. Plaque rupture with atheromatous debris and
distal embolization is the major pathogenetic mechanism
responsible for myocardial infarction and stroke. However, it is suggested that the plaque composition rather
than lesion burden seems to be the determinant factor
producing rupture and subsequent thrombosis.
An infarct prognosis concerning cardiovascular risk
can be individually calculated online according to the
Arthritis
PROCAM (Prospective Cardiovascular Münster) study
[2], the ESC Euro SCORE [3] or the Framingham
study [4]. Additionally, an individual risk calculation for
stroke can be performed according to the Framingham
study by the d’Agostini-Score [5].
A
Arteriovenous Oxygen Difference
The difference between the oxygen content of the arterial
and mixed venous blood.
Exercise Intervention
Regular, long-term aerobic exercise even with low/moderate
intensity (e.g., walking) has substantial inhibitory impact on
development and progression of arteriosclerotic lesions and,
thus, reduces the mortality from cardiovascular disease, but
also all-cause mortality. In this context, it has been shown
that men who participated in some form of regular moderate physical activity revealed direct vasoprotective effects,
i.e., they had about 30% lower risk of mortality and
a significantly diminished incidence of stroke. Long-term
physical activity decreases the pro-arteriosclerotic activity of
endothelial as well as peripheral blood mononuclear cells.
The exercise-induced vasoprotective action seems to be due
to a significant improvement of endothelial function (e.g.,
by enhancing NO bioavailability) and diminishing oxidative
stress. However, regular aerobic exercise has beneficial
(vasoprotective) effects such as induced suppression of
inflammatory cytokines like interleukins or tumor-necrosis
factor-alpha (TNF-alpha) and thereby offers protection
against TNF-alpha-induced insulin resistance. Thus, regular
physical activity results in increased insulin sensitivity,
decreased fat content/obesity, as well as an attenuation of
hyperlipidemia, but also enhances longevity by mechanisms
independent of these risk factors.
Vasoprotective, aerobic physical exercise sport is
suggested, like:
● Walking (>20 min/day)
● Cycling, ball games, jogging, skating, swimming, team
sport, etc.
● Gym (low weight and many repeats [n = 20; 3 n])
References
1.
2.
3.
4.
5.
Ross R (1999) Atherosclerosis - an inflammatory disease. New Engl
J Med 340:115–126
PROCAM (Prospective Cardiovascular Münster)-Study (2002)
http://www.medical-tribune.ch/deutsch/fortbildung/kardiologie/
procam.php. Accessed 12 Sep 2011
Kardiovaskuläre Risikoberechnung nach dem ESC Euro SCORE
(2003) http://www.bnk.de/transfer/euro.htm. Accessed 12 Sep 2011
Kardiovaskuläre Risikoberechnung nach der Framingham-Studie
(2004) http://www.bnk.de/transfer/framingham.htm. Accessed 12
Sep 2011
Risikoberechnung für Schlanganfall nach der Framingham-Studie
(d’Agostini-Score) (2004) http://www.bnk.de/transfer/stroke.htm.
Accessed 12 Sep 2011
Arthritis
DAVID L. SCOTT
Department of Rheumatology, King’s College Hospital,
Kings College London School of Medicine Weston
Education Centre, London, UK
Synonyms
Arthrosis; Arthropathy; Inflammatory joint disease;
Synovitis
Definition
Arthritis means inflammation of the joints. It spans
a number of disorders. The commonest form of arthritis
is osteoarthritis, which is primarily an example of joint
failure. Its prevalence increases with age, and it is an inevitable consequence of longevity. Most other forms of arthritis have a more inflammatory drive. Classically, this is
immune-driven inflammation; the best example of such
inflammation is rheumatoid arthritis. It can also be due
to crystal deposition; the best example of this is gout. Some
forms of inflammatory arthritis involve only one or two
joints; a good example of this is psoriatic arthritis. Connective tissue disorders that range from systemic lupus
erythematosus to myositis are often accompanied by arthritis, though this is not usually their most prominent feature.
Characteristics
Arthritis results in joint inflammation. This is characterized by pain, swelling, tenderness, and stiffness. Acute
arthritis can be associated with redness of the joints and
may also give systemic features of inflammation with
marked fatigue.
The features of arthritis vary depending on the cause.
Osteoarthritis mainly causes pain and bony swelling of the
joints; the stiffness of osteoarthritis is most marked after
exercise. Rheumatoid arthritis more often results in joint
swelling, which is symmetrical and involves the small
joints of the hands. The stiffness of rheumatoid arthritis
is most marked in the morning.
The distribution of arthritis is typical for the different
types. Osteoarthritis involves large joints such as the knee
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Arthritis
Arthritis. Table 1 Summary of main forms of arthritis
Type
Subgroup
Comment
Osteoarthritis
Generalized
Common, occurs in later life, generalized form shows female preponderance
Individual joints
(e.g., knee)
Rheumatoid
arthritis
Seronegative
arthritis
Common, occurs at all ages, female preponderance
Psoriatic arthritis
Ankylosing spondylitis
Uncommon, occurs at all ages, some forms like ankylosing spondylitis show
male preponderance
Reactive arthritis
Colitic arthritis
Crystal arthritis
Gout
Pyrophosphate crystal
deposition disease
Connective
tissue diseases
Systemic lupus
erythematosus
Common, occurs at all ages, gout shows male preponderance, pyrophosphate
disease linked to osteoarthritis
Uncommon, arthritis usually minor component, female preponderance
Vasculitis
Scleroderma
Myositis
Infections
Viral arthritis
Septic arthritis
Relatively uncommon, viral arthritis usually mild, septic arthritis usually severe
and seen in immunocompromised patients
or hip together with the base of the thumb and the distal
interphalangeal joints. Rheumatoid arthritis involves the
small joints of the hands and feet in a symmetrical distribution. Gout involves one or two joints – classically the
first metatarsal joint (base of the big toe) and is severe and
short lived if correctly treated. The main forms of arthritis
are shown in the table (Table 1).
Clinical Relevance
Arthritis results in pain and reduced function. Inflammation also results in pain and disability. As a
consequence, inflammatory arthritis is more disabling
than osteoarthritis. Persisting inflammatory arthritis also
results in joint damage. As a consequence of pain and
inflammation, and in the later stages of disease as a result
of joint damage, mobility is lost and fitness declines.
Arthritis is common. Some degree of osteoarthritis is
inevitable in the elderly and up to 30% of the over 65
have clinically relevant osteoarthritis. Inflammatory arthritis, which is mainly rheumatoid arthritis, is less common –
involving up to 1% of adults – but it causes more disability.
Gout is also common. Other forms of arthritis, such as
psoriatic arthritis, are seen less frequently.
Arthritis has a complex relationship to sport and
activity. Joint damage is linked to the development of
osteoarthritis in later life. Therefore some sports increase
the eventual likelihood of developing osteoarthritis.
A good example is football; the knees are prone to be
damaged while playing, and there is an increased risk of
developing osteoarthritis. On the other hand, exercise also
prevents obesity, and maintaining musculoskeletal fitness
and avoiding obesity both reduce the chance of developing
arthritis. As a consequence, overall, the benefits of sport
and exercise outweigh the risks of developing osteoarthritis. Inflammatory arthritis such as rheumatoid arthritis
has no specific relationship to sport and exercise.
Therapeutical Consequences
Drug Therapy
The treatment of arthritis involves extensive medical care,
based on optimizing drug treatment. The treatments span
using analgesics to reduce pain, anti-inflammatory drugs
to reduce the symptoms of joint inflammation, diseasemodifying drugs (DMARDs) to suppress immunemediated inflammation, biologic treatment to suppress
immune-mediated inflammation, and a number of specific treatments such as allopurinol for gout.
Although dietary modification is popular with
patients, there is limited evidence that it is effective.
Arthritis
Glucosamine is widely used as a dietary supplement to
treat osteoarthritis but is not usually considered to be
effective. There is some evidence that certain dietary supplements can occasionally be useful in rheumatic diseases.
An example is the use of creatine supplements in patients
with myositis, which is one of the connective tissue
diseases; when used in conjunction with physical exercise,
these improve muscle power.
Drugs in arthritis are involved in a range of different
metabolic pathways. The main ones are as follows:
● Analgesics: These mainly act through central receptors
for opiates. Examples are codeine-based analgesics.
Paracetamol, which is the dominant mild analgesic,
has a different mechanism of action, and most
probably affects central cyclooxygenase pathways.
● Anti-inflammatory drugs: These mainly act through
inhibiting cyclooxygenase pathways, though there are
multiple other metabolic effects. They affect both central and peripheral cyclooxygenase metabolism and so
reduce both pain and inflammation.
● Steroids: these bind to cell receptors and reduce
inflammation and also change glucose metabolism.
● DMARDs: There is a wide range of DMARDs, and they
act in many different ways. They are considered as
a group because they suppress joint inflammation, but
otherwise they are a diverse group of unrelated drugs.
● Biologics: New molecular approaches have greatly
changed the treatment of arthritis. Different biologics
target specific molecules involved in inflammation.
The most widely used group, inhibitors of tumor
necrosis factor, specifically inhibit this cytokine and
therefore reduce inflammation.
● Allopurinol: This is an enzyme inhibitor that stops the
synthesis of uric acid, and therefore means that uric
acid crystals, the basis of gout, cannot be deposited.
Almost all patients with arthritis need to take drug
therapy from time to time. Most patients benefit from
analgesics to treat pain. Anti-inflammatory drugs also
reduce pain and they are widely used; caution is needed
to balance their side effects with any benefits. They are best
used for short periods rather than giving them for long
periods.
Patients with rheumatoid arthritis and other forms of
inflammatory arthritis usually need not only analgesics
and anti-inflammatory drugs but also take DMARDs
and biologics. The aim is to suppress joint inflammation.
There has been a marked change in the last few years with
more intensive treatment used to suppress inflammation,
often involving combinations of DMARDs and early use
of biologics.
A
Gout is treated using anti-inflammatory drugs in the
acute phase. Persisting gout needs treating with allopurinol.
Steroids are also effective and widely used to treat
arthritis. They can be given by local injection; for example,
they can be injected into an inflamed knee. They can also
be given by intramuscular injection or by mouth. They
should only be used for short periods of time.
Although patients need to take effective drugs, all the
treatments used have significant risks of adverse effects.
Anti-inflammatory drugs are linked to gastric ulcers and
cardiac infarctions. DMARDs can result in bone marrow
depression, and biologics increase the risk of infections.
Steroids are particularly prone to cause side effects such as
osteoporosis, diabetes, and cardiac disease. All these treatments therefore need to be used with caution.
Exercise Intervention
Historically, patients with arthritis were encouraged to rest;
bed rest decreased the pain and inflammation of active
arthritis. The Spa approach characterized the historical
treatment of arthritis with a focus on rest. As
a consequence of rest, patients became deconditioned and
unfit and their arthritis was in the long-term worsened.
The situation has now changed and patients with
arthritis are encouraged to exercise and keep fit. The
balance of evidence now strongly favors recommending
exercise for all people with arthritis [1–4].
Two forms of exercise are used in arthritis. The first,
and probably the most important, is general exercises to
increase fitness. An example is to encourage patients to
walk regularly. The second is specific exercises to improve
strength; a good example is quadriceps strengthening in
patients with osteoarthritis of the knee. Both of these
approaches are effective and improve symptoms and
reduce disability. The evidence to prefer one over the
other is incomplete. However, not all patients are able to
undertake aerobic exercise and vice versa. Therefore in
clinical practice, it is important to have a choice of effective options available. Exercise in water, which has its
historical background in hydrotherapy, is particularly
effective in arthritis as the water provides support for
active joints while allowing exercise to uninvolved areas.
Strength training has been studied in detail in knee
osteoarthritis [1], and it improves a wide range of attributes. These include pain, disability, strength, and walking
abilities. A summary of recent trials is shown in the figure
(Fig. 1).
There is equally compelling evidence in rheumatoid
arthritis [2]. A number of research studies have shown that
exercise therapy, including aerobic or strengthening exercises, when used in conjunction with conventional drug
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Arthritis
Walking endurance/time/speed
Range of motion
Muscle Strength
Self-reported disability
Stiffness
Self-reported pain
0
5
10
Number of Studies
Improvement
15
20
Studies
Arthritis. Fig. 1 Main outcomes in trials of exercise in arthritis. Numbers of studies and those reporting positive results are shown
for different outcomes [1]
therapy, reduces pain and improves the quality of life in
patients with rheumatoid arthritis. A key question is
whether exercise worsens joint pain and inflammation in
rheumatoid arthritis; the balance of evidence from many
studies is that it does not do so.
Given the extent of the information in favor of exercise
helping patients with arthritis, it is unfortunate that there
remains significant resistance from patients and clinicians
in implementing exercise programs. There are a number of
limitations. These include lack of interest from patients,
a relative unwillingness of specialists to recommend exercise for patients, and difficulties in meeting the costs of the
programs for both patients and clinical staff undertaking
these programs.
Measurements
There are many different assessments of muscle function
and the impact of exercise in arthritis. One important
measurement is quadriceps motor function; this can
be assessed clinically or by more rigorous approaches such
as using a strain gauge system. It is possible to calculate
maximum voluntary contractions using such an approach.
A related issue is proprioceptive acuity, which indicates the patient’s joint position sense. Measurement tools
such as electrogoniometer are useful in this context.
As muscle function should improve performance, it is
important to gain some understanding of patients’ relative
performance over time. One approach to this is the objective measure of the “aggregate functional performance
time,” which records the time taken to undertake four
common activities of daily living. These comprise walking
50 ft on level ground, rising from a chair and walking 50 ft,
and ascending and descending a flight of stairs. Shorter
performance times indicate improved function.
The end result of muscle weakness can be captured by
assessing disability. Conventionally patient-reported disability is measured. The most widely used method is the
Health Assessment Questionnaire (HAQ), which records
disability over a 0–3 scale. Higher HAQ scores indicate
greater disability.
A number of more technical approaches are sometimes used. One example is measuring high-energy phosphate metabolites including ATP in the muscles before
and after exercise; this can be achieved using phosphate
magnetic resonance imaging. It is a highly specialized
research method. Another example is the use of gait analysis to understand the mechanical issues underlying problems with performance in patients with arthritis; this
tends to focus more on foot problems, but is useful to
understand how patients are functioning.
Asthma Bronchiale
References
1.
2.
3.
4.
Lange AK, Vanwanseele B, Fiatarone Singh MA (2008) Strength
training for treatment of osteoarthritis of the knee: a systematic
review. Arthritis Rheum 59:1488–1494
Oldfield V, Felson DT (2008) Exercise therapy and orthotic devices in
rheumatoid arthritis: evidence-based review. Curr Opin Rheumatol
20:353–359
van den Berg MH, van der Giesen FJ, van Zeben D, van Groenendael
JH, Seys PE, Vliet Vlieland TP (2008) Implementation of a physical
activity intervention for people with rheumatoid arthritis: a case
study. Musculoskeletal Care 6:69–85
Bearne LM, Scott DL, Hurley MV (2002) Exercise can reverse quadriceps sensorimotor dysfunction that is associated with rheumatoid
arthritis without exacerbating disease activity. Rheumatology
41:157–166
Arthropathy
▶ Arthritis
Arthrosis
▶ Arthritis
Asthma Bronchiale
ANDRÉ MOREIRA, LUÍS DELGADO
Department of Immunology, and Immuno-allergology
division, Faculty of Medicine, Hospital São João, E.P.E.,
University of Porto, Porto, Portugal
Synonyms
Asthma; Bronchial asthma; Exercise-induced asthma
Definition
▶ Asthma has a significant genetic component, but since its
pathogenesis is not clear, much of its definition is descriptive: “. . .a chronic inflammatory disorder of the airways in
which many cells and cellular elements play a role. The chronic
inflammation is associated with airway hyperresponsiveness
that leads to recurrent episodes of wheezing, breathlessness,
chest tightness, and coughing, particularly at night or in the
early morning. These episodes are usually associated with
widespread, but variable, airflow obstruction within the lung
A
that is often reversible either spontaneously or with
treatment. . .” in the Global Initiative for Asthma (GINA)
Workshop Report 2009 available at: www.ginasthma.org.
The pattern of inflammation in allergic asthma is characterized by T helper (Th) 2 inflammatory phenotype with
a predominance of Th2 cytokines – such as interleukin-4
(IL-4), IL-5, IL-9, and IL-13. The allergic inflammation is
characterized by increased IgE concentrations, mast-cell
degranulation, and eosinophil-mediated inflammation.
In 2008, the PRACTALL initiative endorsed by the
European Academy of Allergy and Clinical Immunology
and the American Academy of Allergy, Asthma and
Immunology, defined ▶ exercise-induced asthma (EIA)
as lower airway obstruction and symptoms of cough,
wheezing, or dyspnea induced by exercise in patients
with underlying asthma [1]. The same clinical presentation in individuals without asthma was defined as
▶ exercise-induced bronchoconstriction. These definitions are however limited by the heterogeneity in asthma
expression. In fact, multiple asthma phenotypes exhibiting
differences in clinical response to treatment exist and
assessment should be multidimensional, including variability in clinical, physiologic, and pathologic parameters.
Two different clinical endotypes of asthma in athletes,
reflecting different underlying mechanisms, have been
recently suggested by Tari Haahtela et al. The pattern of
“classical asthma” characterized by early onset childhood
asthma, methacholine responsiveness, atopy and signs of
eosinophilic airway inflammation; and another distinct
phenotype with onset of symptoms during sports career,
bronchial responsiveness to eucapnic hyperventilation
test, and a variable association with atopic markers and
eosinophilic airway inflammation [2, 3].
From the clinical point of view, the main physiological
feature of asthma is intermittent and reversible airway
obstruction, while the dominant pathological feature is
airway inflammation sometimes associated with airway
structural changes. Airway responsiveness is the tendency
for airways to constrict under the influence of
nonsensitizing physical stimuli such as cold air and exercise,
chemical substances such as methacholine, or sensitizing
agents such as allergens. Airway hyperresponsiveness can be
defined as an abnormal increase in the degree to which the
airways constrict upon exposure to these stimuli.
Pathogenesis
A consistent body of evidence has shown that Olympic level
athletes have an increased risk for asthma and allergy,
especially those who take part in endurance sports,
such as swimming or running, and in winter sports.
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Asthma Bronchiale
The pathogenesis of EI-bronchoconstriction is likely multifactorial and is not completely understood. Classical postulated mechanisms behind exercise-induced asthma
include the osmotic, or airway-drying, hypothesis [4]. As
water is evaporated from the airway surface liquid, it
becomes hyperosmolar and provides an osmotic stimulus
for water to move from any cell nearby, resulting in cell
shrinkage and release of inflammatory mediators that cause
airway smooth muscle contraction. However, a proof of
concept of this hypothesis would require that all athletes
would develop bronchoconstriction at a certain point. This
does not happen, suggesting the EIB explanatory model in
athletes will probably include the interplay between environmental training factors including allergens and ambient
conditions such as temperature, humidity, and air quality;
and athlete’s personal risk factors such as genetic and
neuroimmunoendocrine determinants.
Genetic
susceptibility
to
exercise-induced
bronchoespasm has been linked with the gene for the
aqueous water channel aquaporin. Airway hydration during exercise is mainly dependent on the water movement,
following the osmotic force generated by sodium and
chloride, through aquaporin channels expressed within
the apical membrane of epithelial cells. It has been
suggested that functional polymorphisms of the
aquaporin gene may contribute to a phenotype where
hyperhidrosis, sialorrhea, and excessive tearing are traits
that may predict resistance of airways to nonspecific stimulus. However, it is also possible that mechanisms affecting both water and ion movement are commonly affected
by nervous system dysfunction.
Intensive training can have effects on autonomic regulation promoting the vagal predominance, thus regulating contractions and relaxations of the airway smooth
muscle. The increased parasympathetic activity could act
as a compensatory response to the sympathetic stimulation associated with frequent and intense training. This
could induce not only the resting bradycardia typical of
athletes, but also an increase in bronchomotor tone and,
in turn, an increased susceptibility to the development of
asthma. A dysfunctional neuroendocrine–immune
interface may then play a role in the pathogenesis of
exercise-induced bronchoconstriction, mainly due to
release and action of neuropeptides from primary sensory
nerve terminals, in the so-called neurogenic inflammation
pathway. This is also clinically supported by a positive
effect of inhaled anticholinergic drugs in some athletes.
Exercise Response
Exercise is a powerful trigger of bronchoconstriction and
symptoms in asthmatic patients and may result in
avoidance of physical activity resulting in detrimental
consequences to their physical and social well-being. Diagnosis demands the synthesis of medical history with
respiratory symptoms, physical examination, and appropriate laboratory or field tests. Methods and thresholds to
document exercise-induced bronchoconstriction may be
different for recreational or competitive athletes, particularly in regulated sports. For recreational exercisers, free
running for children or a simple 10 min jog for adults may
be adequate to document exercise-induced bronchoconstriction (10% drop in lung function measured by
forced expiratory volume in the first second of forced
vital capacity -FEV1). For others, the exercise challenge
should elicit 90% of maximal heart rate or 40–60% of
maximal ventilation during 6–8 min of exercise on a treadmill or stationary bicycle. For competitive athletes, precise
criteria for diagnosing asthma have been set (Table 1).
Drugs effective in the treatment of asthma are likely to
be effective in the treatment of EI-asthma or EI-bronchoconstriction. Inhaled b2-adrenoceptor agonists are most
Asthma Bronchiale. Table 1 Criteria set by the World
Anti-Doping Agency to document asthma in athletes in 2011.
www.wada-ama.org/. . ./WADA_Medical_info_Asthma_V3_
EN.0.pdf
A rise in FEV1 to bronchodilator 12% of the baseline or
predicted FEV1 and exceeds 200 ml
A fall in FEV1 10% from baseline in response to exercise or
eucapnic voluntary hyperpnea
A fall in FEV1 15% from baseline after inhaling 22.5 ml of
4.5 g% NaCl or 635 mg of mannitol
A fall in FEV1 20% from baseline in response to
methacholine PC20 4 mg/ml, or PD20 400 mg
(cumulative dose) or 200 mg (noncumulative dose) in
those not taking inhaled corticosteroids (ICS), and PC20
16 mg/ml or PD20 1,600 mg (cumulative dose) or 800 mg
(noncumulative dose) in those taking ICS for at least
1 month
Note: In the case of an athlete with known but well-controlled asthma,
recording a negative result to the bronchial provocation test(s), but
still seeking approval for the use of inhaled b2-agonist(s), the following
documentation must be included in the submitted medical file: consultations with their physician for treatment of asthma, hospital emergency department visits, or admissions for acute exacerbations of
asthma or treatment with oral corticosteroids. Additional information
that may assist includes: the age of onset of asthma; detailed description of the asthma symptoms, both day and night; trigger factors;
medication use; past history of atopic disorders and/or childhood
asthma; and physical examination, together with results of skin prick
tests or RASTs to document the presence of allergic hypersensitivity.
Negative bronchial provocation and allergy test results also must be
included with the submission to the National Anti-Doping Agency
Asthma Bronchiale
effective in reversing EI-asthma/bronchoconstriction and
are also used for prevention. The effectiveness of inhaled
short-acting b-agonists such as salbutamol or terbutaline
against EI-asthma/bronchoconstriction is optimal 20 min
after inhalation and wane within a few hours. Long-acting
b2-agonists, such as formoterol and salmeterol, protect for
up to 12 h after a single inhalation. However, only
formoterol acts as fast as quick-acting beta agonists; therefore, formoterol but not salmeterol, should be chosen to
reverse EI-asthma/bronchoconstriction. Inhaled b2agonists may mask worsening airway inflammation, and
should never be used regularly without an inhaled
glucocorticoid.
Regular treatments with inhaled ▶ glucocorticoids
and/or ▶ leukotriene pathway antagonists control underlying asthma and reduce EI-asthma/bronchoconstriction.
Zileuton is a leukotriene synthesis inhibitor, and
montelukast, zafirlukast, and pranlukast are cysLT
receptor-1 antagonists. H1-antihistamines have minimal
effects on EI-asthma/bronchoconstriction, whereas
cromones administered before exercise mildly reduce
EI-bronchoconstriction. In difficult to control EIasthma/bronchoconstriction, combining inhaled glucocorticoids, oral leukotriene antagonists, and/or inhaled
b2-agonists may be beneficial.
Optimal control of underlying asthma minimizes airway narrowing during exercise. Worsening EI-asthma may
be a sign of inadequate control of underlying asthma, and
“step up” therapy should be considered. On the other
hand, allergic rhinitis is also a very common disease
among athletes, and may negatively impact athletic performance; its early recognition, diagnosis, and treatment
are crucial for improving nasal function and reduce
the risk of asthma during exercise and competition. Certain medications for athletes with asthma and rhinitis who
participate in regulated competitions are not allowed and
physicians, athletes, and coaches should be aware of the
updated regulatory aspects of asthma treatment (Table 2).
A few notes should be taken on the effects of exercise as
a non-pharmacological treatment of asthmatic patients.
At the current knowledge, evidence-based prescription of
physical activity in asthma seems to be restricted to
improvements in the physical fitness of the subjects. It is
recommended that children and adolescents participate in
at least 60 min of moderate intensity physical activity most
days of the week and preferably daily (Report of the
Dietary Guidelines Advisory Committee Dietary Guidelines for Americans, 2010). Engagement in physical activity promotes the child normal psychosocial development,
neuromuscular coordination, and self-esteem. Changing
from sedentary behaviors such as television viewing and
A
Asthma Bronchiale. Table 2 Drugs regulated for asthma
treatment during training and competition by the World AntiDoping Agency in 2011
Beta agonists
All beta-2 agonists are prohibited except salbutamol
(maximum 1,600 mg over 24 h) and salmeterol when taken
by inhalation in accordance with the manufacturers’
recommended therapeutic regime. Formoterol and
terbutaline require a Therapeutic Use Exemption (TUE) with
medical evidence of asthma. Reason why use of salbutamol
and salmeterol is not suitable must be provided
The presence of salbutamol in urine in excess of 1,000 ng/ml
is presumed not to be an intended therapeutic use of the
substance and will be considered as an Adverse Analytical
Finding unless the Athlete proves, through a controlled
pharmacokinetic study, that the abnormal result was the
consequence of the use of a therapeutic dose (maximum
1,600 mg over 24 h) of inhaled salbutamol
Glucocorticorticosteroid
Inhaled glucocorticosteroids (GCS) are permitted. All
glucocorticosteroids are prohibited when administered by
oral, intravenous, intramuscular, or rectal routes
computer games to moderate intensity physical activity
has been associated with enhanced overall health and
prevention of chronic diseases. In asthmatics, exercise
training may reduce the perception of breathlessness
through strengthening of respiratory muscle and decrease
the likelihood of exercise-induced symptoms by lowering
the ventilation rate during exercise.
Currently, the GINA Guidelines do not include
recommendations for exercise as part of the treatment
for patients with asthma. Exercise is a powerful trigger
for asthma symptoms. For this reason, caretakers may be
reluctant to allow their asthmatic children to engage in
sports practice, fearing an exacerbation of the disease.
Every child with asthma should be questioned about
exercise performance, tolerance, and symptoms, but
there is no reason to discourage asthmatic children with
a controlled disease to exercise [5].
References
1.
2.
3.
Schwartz LB et al (2008) Exercise-induced hypersensitivity
syndromes in recreational and competitive athletes: a PRACTALL
consensus report (what the general practitioner should know about
sports and allergy). Allergy 63(8):953–961
Haahtela T, Malmberg P, Moreira A (2008) Mechanisms of asthma in
Olympic athletes–practical implications. Allergy 63(6):685–694
Lotvall J et al (2011) Asthma endotypes: a new approach to classification of disease entities within the asthma syndrome. J Allergy Clin
Immunol 127(2):355–360
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5.
Atherosclerosis
Carlsen KH et al (2008) Exercise-induced asthma, respiratory and
allergic disorders in elite athletes: epidemiology, mechanisms and
diagnosis: part I of the report from the Joint Task Force of the
European Respiratory Society (ERS) and the European Academy of
Allergy and Clinical Immunology (EAACI) in cooperation with
GA2LEN. Allergy 63(4):387–403
Moreira A et al (2008) Physical training does not increase allergic
inflammation in asthmatic children. Eur Respir J 32(6):1570–1575
Atherosclerosis
▶ Arteriosclerosis
▶ Coronary Heart Disease
Athlete
One who participates in an organized team or individual
sport that requires regular competition against others as
a central component, places a high premium on excellence
and achievement, and requires some form of systematic
(and usually intense) training.
Athlete’s Diet
RICHARD B. KREIDER, Y. PETER JUNG
Exercise & Sport Nutrition Lab, Department of Health and
Kinesiology, Texas A & M University, College Station, TX,
USA
Synonyms
Food regimes for active individuals; Macronutrient and
micronutrient needs of athletes; Major nutrient requirements of sportsperson; Training table
Definition
The athlete’s diet is a well-designed diet that meets energy
intake, macronutrient, and micronutrient needs and incorporates proper timing of nutrients in order to optimize
performance, recovery, and/or training adaptations [1–3].
The athlete’s diet is the foundation upon which a sound
performance enhancement training program can be developed. Research has clearly shown that not ingesting
a sufficient amount of calories and/or enough of the right
type of macronutrients may impede an athlete’s training
adaptations while athletes who consume a balanced diet
that meets energy needs can augment physiological training
adaptations. Moreover, maintaining an energy-deficient diet
during training may lead to loss of muscle mass and
strength, increased susceptibility to illness, and increased
prevalence of ▶ overreaching and/or ▶ overtraining.
Incorporating good dietary practices as part of a training
program is one way to help optimize training adaptations
and prevent overtraining.
Description
Energy Demands. Athletes need to consume enough
calories to offset daily energy demands [1]. Individuals
who participate in a general fitness program (e.g., exercising 30–40 min per day, three times per week) can typically
meet nutritional needs following a normal diet
(e.g., 1,800–2,400 kcals/day or about 25–35 kcals/kg/day
for a 50–80 kg individual) because their caloric demands
from exercise are not too great (e.g., 200–400 kcals/
session). However, athletes involved in moderate levels of
intense training (e.g., 2–3 h per day of intense exercise
performed 5–6 times per week) or high volume intense
training (e.g., 3–6 h per day of intense training in 1–2
workouts for 5–6 days per week) may expend 600–1,200
kcals or more per hour during exercise. For this reason,
their caloric needs may approach 50–80 kcals/kg/day
(2,500–8,000 kcals/day for a 50–100 kg athlete). For elite
athletes, energy expenditure during heavy training and/or
competition may reach as high as 12,000 kcals/day
(150–200 kcals/kg/day for a 60–80 kg athlete). Additionally, caloric needs for large athletes (i.e., 100–150 kg) may
range between 6,000–12,000 kcals/day depending on the
volume and intensity of different training phases.
Although some argue that athletes can meet caloric
needs simply by consuming a well-balanced diet, it is often
very difficult for larger athletes and/or athletes engaged in
high volume/intense training to be able to eat enough food
in order to meet caloric needs. Maintaining an energydeficient diet during training often leads to significant
weight loss (including muscle mass), illness, onset of
physical and psychological symptoms of overtraining,
and reductions in performance [1, 4]. Nutritional analyses
of athlete’s diets have revealed that many are susceptible to
maintaining negative energy intakes during training. Consequently, it is important for professionals working with
athletes to ensure that athletes are well fed and consume
enough calories to offset the increased energy demands of
training, and maintain body weight. Although this sounds
relatively simple, intense training often suppresses appetite and/or alters hunger patterns so that many athletes do
not feel like eating. Further, travel and training schedules
Athlete’s Diet
may limit food availability and/or the types of food athletes are accustomed to eating. This means that care
should be taken to plan meal times in concert with training, as well as to make sure athletes have sufficient availability of nutrient-dense foods throughout the day for
snacking between meals (e.g., drinks, fruit, carbohydrate/
protein energy bars, etc.) [4].
Carbohydrate. In addition to meeting energy needs,
athletes need to consume the proper amounts of carbohydrate (CHO), protein (PRO), and fat in their diet [1, 2].
Individuals engaged in a general fitness program can typically meet macronutrient needs by consuming a normal
diet (i.e., 45–55% CHO [3–5 g/kg/day], 10–15% PRO
[0.8–1.0 g/kg/day], and 25–35% fat [0.5–1.5 g/kg/day])
[1]. However, athletes involved in moderate and high
volume training need greater amounts of carbohydrate
and protein in their diet to meet macronutrient needs. In
terms of carbohydrate needs, athletes involved in moderate amounts of intense training (e.g., 2–3 h per day of
intense exercise performed 5–6 times per week) typically
need to consume a diet consisting of 55–65% carbohydrate (i.e., 5–8 g/kg/day or 250–1,200 g/day for 50–150 kg
athletes) in order to maintain liver and muscle glycogen
stores. However, resistance-trained or power athletes may
only need about 40–45% carbohydrate in their diet in
order to maintain a sufficient amount of muscle and
liver glycogen during training [1, 2]. Athletes involved
in high volume intense training (e.g., 3–6 h per day of
intense training in 1–2 workouts for 5–6 days per week)
may need to consume 8–10 g/day of carbohydrate
(i.e., 400–1,500 g/day for 50–150 kg athletes) in order to
maintain muscle glycogen levels. Preferably, the majority
of dietary carbohydrate should come from complex
carbohydrates with a low to moderate glycemic index
(e.g., whole grains, vegetables, fruit, etc.).
Protein. For people involved in a general fitness program, protein needs can generally be met by ingesting
0.8–1.0 g/kg/day of protein. Older individuals may benefit
from a higher protein intake (e.g., 1.0–1.2 g/kg/day of
protein) in order to help prevent ▶ sarcopenia. It is
recommended that athletes involved in moderate amounts
of intense training consume 1–1.5 g/kg/day of protein
(50–225 g/day for a 50–150 kg athlete) while athletes
involved in high volume intense training consume
1.5–2.0 g/kg/day of protein (75–300 g/day for a
50–150 kg athlete) [2]. Protein needs when living or training at altitude may be as high as 2.2 g/kg/day [2]. Although
smaller athletes typically can ingest this amount of protein
in their normal diet, larger athletes often have difficulty
consuming this much dietary protein. Additionally,
a number of athletic populations have been reported to
A
be susceptible to protein malnutrition (e.g., runners,
cyclists, swimmers, triathletes, gymnasts, dancers, skaters,
wrestlers, boxers, etc.). Therefore, care should be taken to
ensure that athletes consume a sufficient amount of quality protein in their diet in order to maintain nitrogen
balance (e.g., 1.5–2 g/kg/day).
Fat. The dietary recommendations of fat intake for
athletes are similar to or slightly greater than those
recommended for nonathletes in order to promote health.
Generally, it is recommended that athletes consume
a moderate amount of fat (approximately 30% of their
daily caloric intake). For athletes attempting to decrease
body fat, however, it has been recommended that they
consume 0.5–1 g/kg/day of fat. Strategies to help athletes
manage dietary fat intake include teaching them which
foods contain various types of fat so that they can make
better food choices and how to count fat grams.
Vitamins. Vitamins are essential organic compounds
that serve to regulate metabolic processes, energy synthesis, neurological processes, and prevent destruction
of cells. Although research has demonstrated that specific
vitamins may possess some health benefit (e.g., Vitamin E,
niacin, folic acid, vitamin C, etc.), few have been reported
to directly provide ergogenic value for athletes. However,
some vitamins may help athletes tolerate training to
a greater degree by reducing oxidative damage
(Vitamin E, C) and/or help to maintain a healthy immune
system during heavy training (Vitamin C). Since dietary
analyses of athletes have found deficiencies in caloric and
vitamin intake, sports nutritionists’ often recommend that
athletes consume a low-dose daily multivitamin and/or
a vitamin enriched post-workout carbohydrate/protein
supplement during periods of heavy training [1].
Minerals. Minerals are essential inorganic elements
necessary for a host of metabolic processes. Minerals
serve as structure for tissue, important components of
enzymes and hormones, and regulators of metabolic and
neural control. Some athletes have been found to have
deficiencies in some mineral intakes. Dietary supplementation of minerals in deficient athletes has generally been
found to improve exercise capacity. Calcium supplementation with Vitamin D has been recommended for athletes
susceptible to premature osteoporosis. Iron supplementation in athletes prone to iron deficiencies and/or anemia
has been reported to improve exercise capacity. Sodium
phosphate loading has been reported to increase maximal
oxygen uptake, anaerobic threshold, and improve endurance exercise capacity by 8–10%. Increasing dietary availability of salt (sodium chloride) during the initial days of
exercise training in hot and humid environments has also
been reported to help maintain fluid balance and prevent
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Athlete’s Heart
dehydration. Finally, zinc supplementation during training has been reported to decrease exercise-induced
changes in immune function. Consequently, in contrast
to vitamins, there appear to be several minerals that may
enhance exercise capacity and/or training adaptations for
athletes under certain conditions [1].
Water. Water remains one of the most important
nutrients for athletes. Exercise performance can be significantly impaired when 2% or more of body weight is lost
through sweat. Weight loss of more than 4% of body
weight during exercise may lead to heat illness, heat
exhaustion, heat stroke, and possibly death. For this reason, it is critical that athletes consume a sufficient amount
of water and/or glucose-electrolyte solution (GES) during
exercise in order to maintain hydration status. Generally,
athletes need to ingest 0.5–1 L/h of fluid per hour of
exercise in order to prevent dehydration. This requires
frequent ingestion of 6–8 oz of cold water and/or a GES
sports drink every 5–15 min during exercise.
Nutrient Timing. In addition to these general nutritional guidelines, ▶ nutrient timing has also been reported
to play a role in optimizing performance and training adaptations [3]. Pre-exercise meals should be consumed about
4–6 h before exercise. It is also advisable to ingest a carbohydrate and protein snack 30–60 min prior to exercise
(e.g., 30–50 g of carbohydrate and 5–10 g protein). This
serves to increase carbohydrate availability toward the end of
an intense exercise bout and provide amino acids to help
decrease exercise-induced catabolism of protein. When
exercise lasts more than 1 h, athletes should ingest GES
sport drinks in order to maintain blood glucose levels, help
prevent dehydration, and reduce the immunosuppressive
effects of intense exercise. Following intense exercise, athletes
should consume carbohydrate and protein (e.g., 1 g/kg of
carbohydrate and 0.5 g/kg of protein) within 30 min after
exercise as well as consume a high carbohydrate meal within
2 h following exercise. This nutritional strategy has been
found to accelerate glycogen resynthesis as well as promote
a more anabolic hormonal profile that may hasten recovery.
Finally, for 2–3 days prior to competition, athletes should
taper training by 30–50% and consume 200–300 g/day of
extra carbohydrate in their diet. This ▶ carbohydrate
loading technique has been shown to supersaturate
carbohydrate stores prior to competition and improve
endurance exercise capacity.
Clinical Use/Application
Athletes engaged in intense training need to consume
enough calories, macronutrients, and micronutrients to
meet energy needs. Athletes who maintain energy-deficient
diets and/or do not consume enough carbohydrate,
protein, vitamins, and/or minerals to meet nutritional
needs may experience a lack of positive training adaptations and poor performance leading to overtraining.
References
1.
2.
3.
4.
Kreider RB et al (2010) ISSN exercise and sport nutrition review:
research and recommendations. J Int Soc Sports Nutr 7:7
Campbell B et al (2007) International Society of Sports Nutrition
position stand: protein and exercise. J Int Soc Sports Nutr 4:8
Kerksick C et al (2008) International Society of Sports Nutrition
position stand: nutrient timing. J Int Soc Sports Nutr 5:17
Kreider RB (2001) Nutritional considerations of overtraining. In:
Stout JR, Antonio J (eds) Sport supplements: a complete guide
to physique and athletic enhancement. Lippincott, Williams and
Wilkins, Baltimore, pp 199–208
Athlete’s Heart
WILFRIED KINDERMANN
Institute of Sports and Preventive Medicine, University of
Saarland, Saarbrücken, Germany
Synonyms
Athletic heart syndrome; Marathoners’ heart
Definition
The Finish physician Henschen described enlarged hearts in
cross-country skiers in 1899 by means of percussion. He
concluded that prolonged exercise training causes both
dilatation and hypertrophy of the heart. Henschen referred
to this enlargement induced by endurance training as athlete’s heart. The nature of the athlete’s heart has been
controversially discussed for many decades. According to
the Frank–Starling Law, it was assumed that the enlargement of the heart reflected a pathological state. Based on
electrocardiographic and X-ray examinations in a number
of highly trained athletes, Reindell from Freiburg, however,
realized as early as in the first half of the twentieth century
that the enlarged heart caused by sports reflects
a physiological hypertrophy. Numerous detailed studies of
elite athletes, using newer methods, confirmed that the
athlete’s heart is a physiological adaptation to chronic
endurance exercise. The muscle mass of the heart increases
and all heart cavities are enlarged, resulting in an eccentric
hypertrophy. These changes have, since then, been well
known as physiological cardiac remodeling [1, 4].
Mechanisms
Endurance exercise requires an increased cardiac output for
extended periods of time. The resulting volume load is the
Athlete’s Heart
15
14
HV (ml/kg)
13
12
11
10
9
60
LV-EDD (mm)
58
56
54
52
50
48
IVS PW (mm)
12
11
10
9
8
END
(83)
TEAM
(230)
STR
(31)
OTH
(17)
Athlete’s Heart. Fig. 1 Mean values and standard deviation
of heart volume (HV), left ventricular end-diastolic diameter
(LV-EDD) and wall thicknesses (IVS interventricular septum, PW
posterior wall) in endurance athletes (END), team sports
(TEAM), strength athletes (STR), and other types of sports
(OTH, e.g., bowling, dancing, golf, shooting)
crucial mechanism for the development of eccentric hypertrophy. This is similar to pathological volume-overloaded
hearts such as aortic regurgitation although only the left
ventricle is primarily enlarged in this case. By contrast, the
athlete’s heart is a balanced enlarged heart. Provided that
duration and intensity of exercise are adequate, endurance
training results in similar changes of left and right ventricle
with regard to mass, volume, and function [4]. In particular,
dimensions of heart cavities as well as wall thicknesses
increase. The concomitant increase in wall thickness
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maintains normal myocardial wall stress. Otherwise, the
only increase in end-diastolic dimension would raise the
wall stress according to the Law of Laplace. Furthermore,
systolic and diastolic functions of left ventricle are not
affected. Because of the heightened vagal tone, the ejection
fraction may be in the lower normal range in some athletes,
but will always return to normal during exercise. Several, but
not all studies, evaluating transmitral flow by Doppler echocardiography, even demonstrated supranormal diastolic
function of the athlete’s heart. Finally, the enlarged heart of
endurance athletes shows normal left ventricular filling pressures at rest and during exercise.
The increased blood pressure, especially during static
exercise, is discussed as a further mechanism to develop
changes of the heart. Concentric left ventricular hypertrophy, resembling the pattern of pathological pressureoverloaded hearts, was described in strength-trained
athletes. It is assumed that the clearly increased afterload
during mainly static exercise results in increased wall
thickness without changes in end-diastolic ventricular
dimensions. This type of an athlete’s heart, however, is
not generally accepted. Methodological pitfalls and in
particular the influence of drugs such as anabolic steroids
possibly misused have to be taken into account. Anabolic
steroids can develop concentric hypertrophy of the left
ventricle and are mostly, but not always, associated with
an impaired diastolic function. If comparing the influence
of different sports on left ventricle, the ratio between enddiastolic wall thickness and internal ventricular diameter
was only significantly increased in body builders using
anabolic steroids. All other athletes including anabolicfree strength-trained showed no concentric hypertrophy
(Fig. 1). As a result of existing data, a specific influence of
strength training is rather unlikely [5].
Exercise Response
An enlargement of the heart following sport is less
common than generally assumed. Regular and intensive
endurance training over the years for example, at least 5 h
per week, is necessary. On the other hand, there are
considerable individual differences with respect to a
sports-related enlargement of the heart which are probably caused genetically. Even a running training of 100 km
or more per week does not necessarily induce an enlarged
heart. Accordingly, there is only a loose relationship
between heart size or various echocardiographic parameters (e.g., left ventricular muscle mass, left ventricular
end-diastolic diameter) and performance. Therefore, in
the diagnosis of endurance performance, the knowledge
of heart size cannot replace other physiological measures
such as maximal oxygen uptake [1].
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Athlete’s Heart
The heart size in athletes can be determined by
echocardiography. The end-diastolic left ventricular
volume, obtained from the modified Simpson rule, highly
correlates with the radiologically determined total heart
volume, which is usually expressed relative to body
weight. The normal values in untrained healthy males
and females are 10–12 (gray zone to 13) and 9–11 (gray
zone to 12) ml/kg. There are no gender differences with
regard to the percentage enlargement of the heart through
training. The largest body weight-related heart volumes
amount to approximately 20 (males) and 19 (females)
ml/kg and are found in long-distance runners [1].
If expressed in absolute terms, however, the most enlarged
athlete’s hearts were found in endurance-trained or
combined endurance- and strength-trained athletes with
high body weight, e.g., rowing, cycling, swimming, and
triathlon. Values of about 1,300 ml or more are possible.
Accordingly, left ventricular end-diastolic diameter and
wall thickness are also the greatest in endurance-trained
athletes [3]. In team sports, especially soccer players, athletes may have slightly enlarged heart dimensions. Athletes
hardly performing endurance training have no enlarged
hearts, for example, types of sports such as athletics
(sprinting, jumping, throwing, decathlon), gymnastics,
alpine skiing, and weight lifting (Fig. 1). Children and
adolescents are also likely to develop the same cardiocirculatory adaptations to endurance training, including
moderate heart enlargement. Furthermore, if older persons perform regular dynamic training of a certain duration and intensity, they can also develop enlarged hearts.
From a technical point of view, the athlete’s heart
works with a larger swept volume and a reduced frequency. The dimensional changes lead to a significant
increase in stroke volume and decrease in heart rate at
rest and during exercise. Since the maximal heart rate
remains largely unchanged, a high maximal cardiac output is achieved. The submaximal cardiac output, however,
shows no relevant difference between trained and
untrained heart [1].
The left ventricular hypertrophy can already decrease
after a short period of detraining [3]. After long-term
deconditioning, the regression of athlete’s heart can be
complete. The left ventricular dilatation, however, is
frequently only partially reversible [1]. In some cases, the
dimensions remain markedly enlarged (end-diastolic
diameter 60 mm). In contrast, the wall thickness shows
complete normalization. In addition to genetic influences,
remaining physical activity and a usually increased body
weight have to be considered causally. A relatively low
training volume after the end of sporting career seems to
be sufficient for a persistent moderate enlargement. There
is no evidence that former elite athletes with athlete’s heart
die prematurely. On the contrary, it was shown that the life
expectancy of former endurance athletes is even higher
than those of inactive subjects.
Athlete’s heart is commonly associated with electrocardiographic (ECG) alterations [1, 3]. The most common
changes are rhythm and conduction abnormalities (except
intraventricular), increased QRS voltages, incomplete
right bundle branch block, early repolarization patterns,
and deep Q-waves. These alterations are mostly physiological and due to lower intrinsic heart rate, increased
vagal tone, and cardiac remodeling. The ECG changes
in female athletes are rarer. Rhythm and conduction
abnormalities disappear during physical exercise because
of decreased parasympathetic and increased sympathetic
activity. Arrhythmias like frequent premature beats and
nonsustained ventricular tachycardias may be part of the
athletic heart syndrome. Nevertheless, pathological causes
should be excluded. T-wave inversion, reported between
2% and 4% and mostly located in precordial leads, may be
training related; however, further cardiac diagnosis is
required. ECG abnormalities including T-wave inversions
are more commonly present in black compared with white
athletes.
Diagnostics
The differential diagnosis between physiological athlete’s
heart and pathological conditions may be difficult in some
athletes. Cardiovascular diseases such as hypertrophic cardiomyopathy, dilated cardiomyopathy, arrhythmogenic
right ventricular cardiomyopathy, hypertension, and
valvular heart diseases induce changes mimicking certain
morphological adaptations of the athlete’s heart [2]. The
knowledge of upper limits of cardiac dimensions helps
to exclude pathological changes (Table 1). The diastolic
dimensions of the left ventricle characterizing the
Athlete’s Heart. Table 1 Upper limits of echocardiographic
criteria of the athlete’s heart (exceptional individual values in
brackets)
Men
Women
Heart volume (ml/kg)
20
19
Heart weight (g/kg)
7.5
7
LV muscle mass (g/m)
170
135
LV-EDD (mm)
63 (67)
60 (63)
Wall thickness (mm)
13 (15)
12
Left atrial dimension (mm)
45 (50)
43 (46)
LV left ventricular, EDD end-diastolic diameter
Athletic Amenorrhea
hypertrophy may be substantially increased in some athletes. Approximately 15% have an end-diastolic diameter
of 60 mm or greater, and 2% show wall thicknesses of
between 13 and 15 mm [3]. Combined strength- and
endurance-trained athletes with great body dimensions
like rowers or canoeists commonly show greater morphological adaptations than others because of isotonic and
isometric training of both the arms and legs. Values of up
to 67 mm for end-diastolic diameter and up to 15 mm for
wall thickness are from such athletes [3]. Black athletes
exhibit a greater left ventricular wall thickness and more
frequently exceed the normal limit of 12 mm than white
athletes.
The left atrium is enlarged in about 20% of the athletes
and is part of the physiological remodeling. Two percent
show a marked dilatation of 45 mm or greater (Table 1).
There is a close association between the enlargement of the
left ventricle and the size of the left atrium. Despite left
atrial enlargement, atrial fibrillation is not more common
in young athletes than in the general population.
Left ventricular wall thicknesses of 13 mm or more are
suspect for pathological hypertrophy if the size of the left
ventricle is normal or even rather small. The most important differential diagnosis is the presence of hypertrophic
cardiomyopathy, the most common cause for sudden
cardiac death in young athletes [2]. In contrast to athlete’s
heart, the diastolic function is mostly restricted, the left
atrium can be marked enlarged, the wall thickness does
not decrease after cessation of training, and the ECG often
shows distinct changes.
A further clinical scenario is the differentiation
between athlete’s heart and dilated cardiomyopathy [2].
Diagnostic doubtful cases are athletes with an enddiastolic diameter of 60 mm and low-normal systolic
function, e.g., ejection fraction of 50–55%. The systolic
left ventricular function of the athlete’s heart, however, is
always normalized during exercise. Moreover, the ergometric performance is always increased in physiologically
enlarged hearts.
Endurance training in athletes with aortic or mitral
regurgitation can induce marked enlargement of left
ventricle. Due to the combined volume load by training
and valvular regurgitation, it is often difficult to evaluate
the severity of regurgitation based on left ventricle
dimensions. Mild valvular regurgitation per se does not
influence the ventricle size. Therefore, if the left ventricular end-diastolic diameter of highly trained athletes with
known valvular regurgitation is 60 mm, a significant
regurgitation should be taken into account. In this case,
consequences would result for the eligibility in competitive sports [2].
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Cross-References
▶ Cardiac Hypertrophy, Physiological
References
1.
2.
3.
4.
5.
Kindermann W (2007) Physiologische Anpassungen des HerzKreilauf-Systems an körperliche Belastung. In: Kindermann W,
Dickhuth HH, Nieß A, Röcker K, Urhausen A (eds) Sportkardiologie.
Steinkopff, Darmstadt, pp S1–S20
Maron BJ, Zipes DP (2005) 36th Bethesda conference: eligibility
recommendations for competitive athletes with cardiovascular
abnormalities. J Am Coll Cardiol 45:2–64
Pelliccia A, Maron BJ, Spataro A, Proschan MA, Spirito P (1991) The
upper limit of physiologic cardiac hypertrophy in highly trained elite
athletes. N Engl J Med 324:295–301
Scharhag J, Schneider G, Urhausen A, Rochette V, Kramann B,
Kindermann W (2002) Right and left ventricular mass and function
in male endurance athletes and untrained individuals determined by
magnetic resonance imaging. J Am Coll Cardiol 40:1856–1863
Urhausen A, Kindermann W (1999) Sports-specific adaptations and
differentiation of the athlete’s heart. Sports Med 28:237–244
Athletic Amenorrhea
MARY JANE DE SOUZA, REBECCA J. TOOMBS
Women’s Health and Exercise Laboratory, Noll
Laboratory, Department of Kinesiology, Penn State
University, University Park, PA, USA
Synonyms
Amenorrhea; Exercise-associated functional hypothalamic amenorrhea; Exercise-associated menstrual disorder; Female athlete triad-associated amenorrhea
Definition
Amenorrhea is the most serious menstrual disturbance
observed in physically active women and athletes [1].
There are two classifications of amenorrhea, primary and
secondary. ▶ Primary amenorrhea is defined as the failure
to achieve menarche by age 15 in the presence of normal
development of secondary sex characteristics [1]. The
definition of ▶ secondary amenorrhea in the exercise literature has varied but should be defined conservatively as
no menses for 90 days or 3 months, or less than five
menses in 12 months. It is important to define amenorrhea conservatively (no menses for 90 days) versus liberally (no menses for 12 months) since serious clinical
sequelae result from the presence of this disorder, particularly, low bone mass.
In athletes, the amenorrhea is termed as functional
hypothalamic amenorrhea since the origin of the disorder
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Athletic Amenorrhea
150
10
125
E1G
9
PdG
8
7
100
6
75
5
4
50
3
2
25
Pregnanediol glucuronide (μg/ml)
A
Estrone-1-glucuronide (ng/ml)
108
1
0
0
1
3
5
7
9
11
13
15
17
19
21
23
25
27
Day of Cycle
Athletic Amenorrhea. Fig. 1 Representative profile of estrogen and progesterone excretion in urine samples collected daily for
28 days in an amenorrheic athlete. E1G Estrone-1-glucuronide, PdG Pregnanediol glucuronide
resides in the hypothalamus [2, 3]. ▶ Functional hypothalamic amenorrhea in athletes is classically characterized by
decreased gonadotropin-releasing hormone pulsatility
and decreased pulsatility of the gonadotropins, particularly luteinizing hormone, in the face of chronic
hypoestrogenism. The pituitary gland exhibits normal or
exaggerated responsiveness to perturbation by gonadotropin-releasing hormone. Amenorrhea, whether primary or
secondary, is associated with chronically suppressed levels
of the ovarian steroids, estrogen and progesterone [2].
Figure 1 provides an example of a profile of estrogen and
progesterone excretion in urine samples (urinary estrone
and pregnanediol glucuronides) collected daily for 28 days
in an amenorrheic athlete.
Mechanisms
In 1980, Dr. Michelle Warren first published the hypothesis that a long-term “energy drain” was associated with
the reproductive suppression and amenorrhea observed in
exercising women. Since then, this concept has been
refined and the etiology of amenorrhea is predominately
thought to be secondary to low energy availability [3].
▶ Low energy availability means that the volume of energy
an exercising woman has available is not enough to adequately support all of her physiological functions and
results in her body making metabolic shifts to preserve
the most important functions that are needed to sustain
life and, as such, suppresses other less essential functions
to conserve fuel, like reproductive function [2, 3]. Thus, in
exercising women, the amenorrhea is attributable to low
energy availability where inadequate caloric intake combined with high energy expenditure causes an overall
energy deficit. The energy deficit, in turn, stimulates compensatory metabolic shifts that cause weight loss and
energy conservation, translating effects that result in
hypothalamic suppression of ovarian function and amenorrhea [2, 3]. Mechanistically, when energy intake is inadequate to meet energetic demands, the body repartitions
energy away from reproduction and growth and toward
other more essential energy-consuming processes such as
thermoregulation, cell maintenance, and locomotion. The
primary metabolic shifts that are associated with energy
conservation in amenorrheic athletes include a decrease in
resting energy expenditure (REE), and suppression of
triiodothyronine (TT3), insulin-like growth factor-1
(IGF-1), and leptin concentrations and elevated ghrelin
and cortisol concentrations [4]. Short-term and prospective training studies have provided convincing evidence of
the effects of low energy availability on metabolic hormones and luteinizing hormone (LH) pulsatility [5–7].
Short-term manipulations of both dietary intake and
energy expenditure at energy availability levels of mild,
moderate, and severe levels of energy restriction (10, 20, or
30 kcal/kg LBM/d, respectively) for 4–5 days have consistently demonstrated suppressed peripheral concentrations
of metabolic hormones, including TT3, IGF-1, insulin,
leptin, and decreased LH pulsatility [5]. Interestingly, the
effects observed occurred in a dose–response manner with
the most dramatic effects noted at the severe level of
energy restriction.
Athletic Amenorrhea
Cause and effect relationships of low energy availability to actual menstrual function have been provided by the
prospective training studies in monkeys [6, 7]. In these
exercise training studies, amenorrhea was induced in
monkeys during exercise training for a few months in an
environment of inadequate energy availability, and the
onset of the amenorrhea was directly related to the volume
of calories restricted during the exercise training.
Refeeding the amenorrheic monkeys by increasing their
food intake without any moderation of their daily exercise
training was associated with resumption of menses in the
previously amenorrheic monkeys [6, 7]. It is of great
interest that there was a dose-dependent relationship of
the volume of energy intake and the resumption of ovulatory cycles in the amenorrheic monkeys such that the
monkeys that ate the most calories recovered ovulatory
function in the shortest period of time. Commensurate
with the resumption of menses, total TT3, a key marker of
metabolic status, was significantly related to both the
induction and reversal of amenorrhea. The short-term
and prospective studies provide evidence that the suppression of reproductive function is linked with low energy
availability when there is inadequate caloric intake in the
face of increased exercise energy expenditure.
Exercise Response/Consequences
In the United States, the passage of Title IX in 1972 during
the Richard Nixon administration dramatically increased
opportunities for girls and women to engage in physical
activity and sport. Research during the subsequent 3–4
decades has focused on the unique effects of many aspects
of exercise on girls and women’s health, particularly the
impact of exercise on the menstrual cycle. One of the
earliest reports of menstrual disorders in athletic women
was published in 1962. In that report, a high prevalence of
menstrual disorders was observed in athletes compared to
nonathletes. Since that report, a plethora of studies have
been published that confirm a high prevalence of the most
serious menstrual disturbance, amenorrhea, in a wide
variety of athletes, particularly those athletes involved in
lean build sports like gymnastics, ballet, cross-country
running, and figure skating [2, 3]. However, amenorrhea
has been observed in virtually all sporting women, including women who participate in recreational physical activity [2, 3].
Amenorrhea is one of the most serious clinical problems observed in physically active women and athletes
since amenorrhea plays a causative role in low bone mass
observed in many female athletes [3, 8]. Inadequate energy
intake precedes the clinical sequelae of amenorrhea and
low bone mass. Inadequate energy intake in physically
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active women and athletes is typically associated with
internal and external pressures to maintain a low body
weight, and translates into disordered eating behaviors
that include a high drive for thinness and dietary cognitive
restraint [3, 4]. A syndrome of disordered eating, amenorrhea, and low bone mass was defined in 1997 by the
American College of Sports Medicine as the Female Athlete Triad [3]. Helpful information for athletes, coaches,
and parents is available from the Female Athlete Triad
Coalition at http://www.femaleathletetriad.org.
Amenorrhea in athletes is associated with several bone
health problems including stress fractures, loss of bone
mass, the failure to achieve peak bone mass, and ▶ osteoporosis [3, 8]. Typically, bone mineral density (BMD) in
amenorrheic athletes is 2–6% lower at the spine, hip, and
total body when compared to athletes that are regularly
menstruating [8]. Moreover, amenorrheic athletes have
significantly lower lumbar spine and hip BMD Z-scores
than age-matched sedentary women. In amenorrheic athletes, the prevalence of ▶ osteopenia is estimated to range
from 1.4% to 50%, and the prevalence of osteoporosis is
lower. Stress fractures are also 2–4 times more common in
athletes with amenorrhea than athletes who are menstruating [3]. Three-dimensional imaging of bone in amenorrheic athletes also reveals a more definitive picture of the
bone health of athletes. Indeed, trabecular BMD and bone
strength are lower among athletes with amenorrheaassociated bone loss.
Guidelines published for premenopausal women by
the International Society for Clinical Densitometry are
used as the reference criterion to diagnose low BMD or
osteoporosis in athletes. These criteria utilize a Z-score of
2.0 or lower to diagnose low BMD, and when
a secondary risk factor is also present, such as
hypogonadism or nutritional deficiency, a diagnosis of
osteoporosis may be applied.
Chronic hypoestrogenism has typically been assumed
to be the primary cause of bone loss in amenorrheic
athletes. However, the effects of food restriction and
energy deficiency on BMD represent an estrogenindependent mechanism for bone loss secondary to metabolic-related hormonal perturbations which include
suppressed IGF-1 and leptin [8]. IGF-1 and leptin are
important metabolic hormones that play a key role in
optimizing bone formation. Figure 2 displays the mechanism by which high energy expenditure coupled with low
energy intake result in bone loss among exercising, amenorrheic women.
Thus, the mechanism underlying low bone mass in
amenorrheic athletes is twofold, and includes both hormonal and nutritional components [8]. Bone is an active
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Athletic Amenorrhea
Athletic Amenorrhea. Fig. 2 Mechanism by which bone loss occurs in exercising, amenorrheic women. High energy
expenditure coupled with low energy intake results in hormonal and metabolic alterations that contribute to the uncoupling of
bone turnover and subsequent bone loss. TT3 Triiodothyronine, IGF-1 Insulin-like growth factor-1 (From [9] Reproduced with
permission)
tissue, undergoing cycles of resorption and formation. In
the face of both an estrogen and energy deficiency, an
uncoupling of bone turnover occurs, creating an unfavorable environment of increased bone resorption and
decreased bone formation, ultimately resulting in low
bone mass [8]. The nutritional etiology of amenorrhea
warrants emphasis, and treatment strategies should be
focused on improving nutritional status in these physically
active women and athletes. The best treatment approach is
increased food intake and weight restoration, which are
likely the best strategies for both resumption of menses
and improved bone health [2, 3, 8].
Diagnostics
Due to the multiple causes of amenorrhea and its presence in many disease states, the diagnosis of functional
hypothalamic amenorrhea is one of exclusion [1, 3]. The
diagnosis of amenorrhea in athletes requires a thorough
physical exam, review of the patient’s medical history,
and appropriate laboratory tests to rule out other
underlying pathologies. Risk factors associated with
functional hypothalamic amenorrhea include psychological stress, weight loss, and excessive exercise when
coupled with inadequate nutrition [3]. In light of these
risk factors, information regarding dietary habits, weight
fluctuations, regular exercise regimen, and possible social
or work-related stressors should be obtained during
the physical exam [3]. When diagnosing amenorrhea,
a pregnancy test should first be performed to exclude
pregnancy as a cause. Subsequently, diagnostic tests of
prolactin, thyroid hormones, follicle-stimulating hormone, and luteinizing hormone should be conducted
to determine if the menstrual dysfunction is a result of
endocrine pathologies such as (1) pituitary tumors,
(2) adrenal diseases, (3) thyroid dysfunction, (4) polycystic ovarian syndrome (PCOS), (5) ovarian tumors,
(6) gonadotropin mutations, (7) premature ovarian failure, and (8) hypothalamic causes [1, 9]. Hyperprolactinemia, as evidenced by high levels of prolactin, may
indicate the presence of a prolactinoma in the pituitary,
Atrophy
and abnormal levels of thyroid-stimulating hormone or
thyroxine may indicate thyroid diseases such as hyper- or
hypothyroidism. Elevated follicle-stimulating hormone
(FSH) levels are indicative of premature ovarian failure;
whereas, an abnormally high LH/FSH ratio is often
observed among women with PCOS [1, 3]. If physical
symptoms of hyperandrogenism (hirsutism, acne, androgenic alopecia) are observed during the physical exam,
serum androgens should also be assessed [9]. In the case
of functional hypothalamic amenorrhea, prolactin, thyroid hormones, and androgens will be in the normal
range; however, gonadotropins (LH and FSH) may be
low or normal [1]. Low levels of estradiol may also be
used to corroborate hypothalamic causes of amenorrhea
[3]. For a detailed algorithm describing the steps involved
in identifying the cause and diagnosing amenorrhea,
please refer to the following book chapter referenced
here [9].
A
[Atot]
The total concentration of weak acid (and bases) in
solution.
ATP
Major energy and signaling molecule in living cells.
Cross-References
▶ Adenosine Triphosphate
Atrial fibrillation
References
1.
2.
3.
4.
5.
6.
7.
8.
9.
ASRM Practice Committee (2008) Current evaluation of amenorrhea. Fertil Steril 90(Suppl 1):S219–S225
De Souza MJ, Williams NI (2004) Physiological aspects and clinical
sequelae of energy deficiency and hypoestrogenism in exercising
women. Hum Reprod Update 10(5):433–448
Nattiv A et al (2007) American College of Sports Medicine position
stand. The female athlete triad. Med Sci Sports Exerc
39(10):1867–1882
De Souza MJ et al (2007) Severity of energy-related menstrual disturbances increases in proportion to indices of energy conservation
in exercising women. Fertil Steril 88(4):971–975
Loucks AB, Thuma JR (2003) Luteinizing hormone pulsatility is
disrupted at a threshold of energy availability in regularly menstruating women. J Clin Endocrinol Metab 88(1):297–311
Williams NI et al (2001) Longitudinal changes in reproductive hormones and menstrual cyclicity in cynomolgus monkeys during strenuous exercise training: abrupt transition to exercise-induced
amenorrhea. Endocrinology 142(6):2381–2389
Williams NI et al (2001) Evidence for a causal role of low energy
availability in the induction of menstrual cycle disturbances
during strenuous exercise training. J Clin Endocrinol Metab
86(11):5184–5193
De Souza MJ, Williams NI (2005) Beyond hypoestrogenism in amenorrheic athletes: energy deficiency as a contributing factor for bone
loss. Curr Sports Med Rep 4(1):38–44
De Souza MJ, Toombs RJ (2010) Amenorrhea associated with the
female athlete triad: etiology, diagnosis and treatment. In: Santoro
NF, Neal-Perry G (eds) Amenorrhea: a case-based, clinical guide.
Springer, New York, pp 101–125
Athletic Heart Syndrome
▶ Athlete’s Heart
It’s an irregular and often rapid heart rate that commonly
causes poor blood flow to the body. During atrial fibrillation the heart’s upper chambers (the atria) fibrillate, to be
more precise they beat chaotically and irregularly, out of
coordination with the two lower chambers of the heart
(the ventricles). The blood is not pumped efficiently to the
rest of the body which may cause shortness of breath,
weakness and heart palpitation.
Atrioventricular Node
A localized area of the heart electrically connecting the
atria to the ventricles which serves to delay the electrical
signal to allow the cardiac atria to contract before the
ventricles. The atria act as a primer pump for the larger
ventricles.
Atrophy
The decrease in the size of an organ (e.g., muscle). This
decrease is achieved by a decrease in the size of the cells by
decreasing (i.e., cross sectional area) the components (e.g.,
contractile proteins) of the cell. In reference to skeletal
muscle, a reduction in muscle or wasting of skeletal muscle which can result from disuse, aging, malnutrition, or
disease such as muscular dystrophy.
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Automatic Implantable Cardioverter Defibrillator (AICD)
Automatic Implantable
Cardioverter Defibrillator (AICD)
▶ Implantable Cardioverter Defibrillator
Autophagy
A process where damaged cellular constituents, including
organelles, are targeted for elimination through an energydependent process.
Axon
The axon is an anatomical component of the neuron that
transmits an action potential to other neurons, or to
muscle fibers.