Long-term breeding phenology shift in royal penguins
Mark A. Hindell1 , Corey J. A. Bradshaw2,3 , Barry W. Brook2 , Damien A. Fordham2 , Knowles Kerry4 ,
Cindy Hull5,∗ & Clive R. McMahon1,6
1
Institute for Marine and Antarctic Studies, University of Tasmania, Private Bag 129, Hobart, Tasmania 7001, Australia
The Environment Institute and School of Earth and Environmental Sciences, The University of Adelaide, Adelaide, South Australia 5005, Australia
3
South Australian Research and Development Institute, P.O. Box 120, Henley Beach, South Australia 5022, Australia
4
Australian Antarctic Division, 203 Channel Highway, Kingston, Tasmania, 7050, Australia
5
Department of Zoology, University of Tasmania, Private Bag 05, Hobart, Tasmania 7001, Australia
6
Research Institute for the Environment and Livelihoods, Charles Darwin University, Darwin, Northern Territory, 0909, Australia
2
Keywords
Antarctica, egg laying date, global warming,
reproduction, seabirds.
Correspondence
Mark A. Hindell, Institute for Marine and
Antarctic Studies, University of Tasmania,
Private Bag 129, Hobart, Tasmania 7001,
Australia.
Tel: +61 3 6226 2645;
Fax: +61 3 6226 2973;
E-mail:
[email protected]
The study was funded by an Australian
Antarctic Science Grants Scheme grant (2748)
awarded to C. J. A. B., B. W. B., C. R. M., and
M. A. H.
Received: 11 January 2012; Revised: 19 April
2012; Accepted: 23 April 2012
Ecology and Evolution 2012; 2(7):
1563–1571
doi: 10.1002/ece3.281
Abstract
The Earth’s climate is undergoing rapid warming, unprecedented in recent times,
which is driving shifts in the distribution and phenology of many plants and animals. Quantifying changes in breeding phenology is important for understanding
how populations respond to these changes. While data on shifts in phenology are
common for Northern Hemisphere species (especially birds), there is a dearth of
evidence from the Southern Hemisphere, and even fewer data available from the
marine environment. Surface air temperatures at Macquarie Island have increased
by 0.62◦ C during the 30-year study period (0.21◦ C decade−1 ) and royal penguins
(Eudyptes schlegeli) commenced egg laying on average three days earlier in the
1990s than during the 1960s. This contrasts with other studies of Southern Ocean
seabirds; five of nine species are now breeding on average 2.1 days later than during
the 1950s. Despite the different direction of these trends, they can be explained by a
single underlying mechanism: resource availability. There was a negative relationship between the Southern Annular Mode (SAM) and median laying date of royal
penguins, such that low-productivity (low SAM) years delayed laying date. This accords with the observations of other seabird species from the Antarctic, where later
laying dates were associated with lower sea ice and lower spring productivity. The
unifying factor underpinning phenological trends in eastern Antarctica is therefore
resource availability; as food becomes scarcer, birds breed later. These changes are
not uniform across the region, however, with resource increases in the subantarctic
and decreases in eastern Antarctica.
Current address: Hydro Tasmania, 4 Elizabeth
Street, Hobart Tasmania 7001.
∗
Introduction
The Earth’s biota is beginning to respond to a rapidly changing climate (Parmesan 2006; Traill et al. 2010), and there is
evidence that marine systems are particularly sensitive to this
change (Richardson and Poloczanska 2008). An early indication of climate-induced changes in an ecosystem is altered
phenology of its constituent biota. This refers to changes in
the sequence and timing of key events in a species’ annual
cycle. Many plants and animals have already demonstrated
an advance (i.e., occurring earlier in the year) in phenology over the last century in response to a warming climate,
such as the timing of spring flowering, development rate,
emergence, first reproduction, and migration (Hughes 2000;
Walther et al. 2002; Parmesan and Yohe 2003; Dunn 2004).
However, determining the mechanisms driving phenological
shifts, such as habitat availability or food resources, is not
straightforward because these can be complex and multifactorial (Parmesan 2006).
Many of the documented changes in phenology are from
Northern Hemisphere terrestrial systems, with relatively little evidence from Southern Hemisphere or marine systems
(Richardson and Poloczanska 2008). The Southern Ocean
in particular has received little attention despite its wide
c 2012 The Authors. Published by Blackwell Publishing Ltd. This is an open access article under the terms of the Creative
Commons Attribution Non Commercial License, which permits use, distribution and reproduction in any medium, provided
the original work is properly cited and is not used for commercial purposes.
1563
M. A. Hindell et al.
Phenology in Antarctic Seabirds
Table 1. Summary of the rates of change (β) in four breeding phenology parameters: laying date—LD, hatching date—HD, ringing date—RD, and
date of first eggs—FE, reported in seabirds. Ringing date is a proxy for arrival and laying dates (Frederiksen et al. 2004).
Species
Change rate β (days year−1 )
Phenology parameter
Span
Latitude
References
Southern Hemisphere
Eudyptula minor
Eudyptes schlegeli
Aptenodytes forsteri
Pygoscelis adeliae
Daption capense
Pagodroma nivea
Stercorarius maccormicki
Pygoscelis adeliae
Mean
0.040
−0.108
n.s.
0.086
0.078
n.s.
−0.072
0.259
0.047
LD
LD
LD
LD
LD
LD
LD
HD
1968–1998
1964–1999
1950–2005
1950–2005
1950–2005
1950–2005
1950–2005
1995–2005
−38◦ 28′
−54◦ 36′
−66◦ 70′
−66◦ 70′
−66◦ 70′
−66◦ 70′
−66◦ 70′
−74◦ 20′
3
9
1
1
1
1
1
7
Northern Hemisphere
Rissa tridactyla (St Paul)
Rissa tridactyla (St George)
Rissa brevirostris (St Paul)
Rissa brevirostris (St George)
Uria lomvia (St Paul)
Phalacrocorax aristotelis
Uria aalge
Rissa tridactyla
Ptychoramphus aleuticus
Fratercula cirrhat
Alle alle
Rissa tridactyla
Mean
−0.646
−0.578
−0.883
−0.792
0.468
−0.230
0.280
0.500
1.455
−0.790
−0.100
0.000
−0.110
HD
HD
HD
HD
HD
RD
LD
FE
HD
HD
HD
HD
1975–2005
1975–2005
1975–2005
1975–2005
1975–2005
1969–2002
1982–2002
1981–2002
1996–2006
1975–2002
1963–2008
1963–2008
57◦
57◦
57◦
57◦
57◦
56◦ 11′
56◦ 11′
56◦ 11′
50◦ 52′
50◦ 35′
77◦ 00′
77◦ 00′
2
2
2
2
2
4
4
4
6
5
8
8
References: 1 = Barbraud and Weimerskirch (2006); 2 = Byrd et al. (2008); 3 = Chambers (2004a,b); 4 = Frederiksen et al. (2004); 5 = Gjerdrum
et al. (2003); 6 = Hipfner (2008); 7 = Pezzo et al. (2007); 8 = Moe et al. (2009); 9 = this study.
variation in warming trends and large influence on the
world’s climate (Forcada and Trathan 2009; Mayewski et al.
2009). Unlike the Arctic, permanent human habitation in the
Southern Ocean has only occurred in the last 50 years, and
even that has been restricted to a small number of scientific
bases. This means that the long-term studies needed to detect phenological changes are uncommon (McMahon and
Burton 2005; Barbraud and Weimerskirch 2006; Richardson
and Poloczanska 2008). Consequently, there are few studies
documenting phenological changes in seabirds in this region,
in stark contrast to the plethora of studies from the Northern
Hemisphere (Miller-Rushing et al. 2008 and papers therein).
A meta-analysis by Barbraud and Weimerskirch (2006) found
that 44% of nine Antarctic seabird species were breeding later
in response to shifts in climate. (The others show no significant change.) This is at odds with observations in the Northern Hemisphere, where arrival and laying date generally occur earlier (Table 1). While it is often difficult to attribute a
causal mechanism to phenological changes in the far south,
there is some evidence that lowered resource availability arising from changes in winter sea ice extent could be driving
the change (Barbraud and Weimerskirch 2001; Rotella et al.
2009).
1564
Given the abundant physical evidence for climate shifts in
the Antarctic (Mayewski et al. 2009), it is likely that phenological shifts in subantarctic seabirds foraging in the Southern
Ocean will mirror those few studies examining such effects
in Antarctic species (McMahon and Burton 2005; Barbraud
and Weimerskirch 2006; Richardson and Poloczanska 2008).
Seabirds are sensitive indicators of change in marine ecosystems because they integrate the effects of climate forcing on lower trophic levels in ways that are relatively easy
to quantify: for example, via changes in breeding times.
Within the subantarctic avifauna, macaroni penguins (Eudyptes chrysolophus) and their congeners, royal penguins (E.
schlegeli), are particularly well suited to such an investigation
because they are abundant and an important consumer of
Southern Ocean euphausids, fish, and squid (Goldsworthy
et al. 2001) and they also display highly synchronous breeding. Royal penguins are endemic to Macquarie Island, where
there are approximately 850,000 breeding pairs (Copson and
Rounsevell 1987). The population has been studied during
two periods since the establishment of a scientific base in
1948; over several years in the 1960s and again during the
1990s. The thirty-year gap between these studies offers an
invaluable opportunity to quantify phenological changes in a
c 2012 The Authors. Published by Blackwell Publishing Ltd.
M. A. Hindell et al.
subantarctic seabird and how the species might be responding
to environmental changes.
Based on previous work on seabirds, our a priori expectation was that there is a relationship between climate and
breeding times mediated by food availability (Barbraud and
Weimerskirch 2006; Forcada and Trathan 2009). Our aim was
therefore to extend the observations of phenological shifts
in the Southern Ocean, drawing on a previously untapped
historical data resource. We used a three-stage approach to
addressing this broader question by (1) establishing the presence any long-term climate trends at Macquarie Island using air temperature records, (2) then assessing the trends in
egg laying dates of royal penguins at Macquarie Island, and
(3) exploring possible mechanisms that might explain the
phenological changes.
Materials and Methods
Trends in air temperature at Macquarie
Island: 1948–2007
The first step in such a phenological study is to ascertain
that there has been a detectable change in a climate variable over the course of the study. In the absence of longterm sea surface temperature records from the Southern
Ocean, which are only available since the late 1970s, we assessed the regional trends in climate using daily maximum
ground-level air temperatures collected at Macquarie Island
since the establishment of the scientific base there in 1948
(www.bom.gov.au/climate). Air temperatures, particularly
on small oceanic islands, are closely related to surrounding
ocean temperatures (Mayewski et al. 2009). It should be noted
Phenology in Antarctic Seabirds
however, that although air temperature and sea temperature
are related, there is no clear mechanistic link between air temperature and timing of breeding. The data were expressed as
average annual values. While using an annual average can
obscure underlying seasonal trends, it is sufficient to detect
long-term trends.
Trends in laying date
Information on median egg laying date was available from
Macquarie Island based on two separate studies in the 1960s
and the 1990s. The 1960s data were collected as part of a
larger banding study investigating the demographics of royal
penguins (Carrick 1972), and involved daily checks of individually flipper-banded nesting penguins within the Bauer
Bay colony (Fig. 1). The study was conducted from 1955 to
1970, but there were only sufficient data to quantify laying
dates in seven of those years (1964–1969). The date of egg
laying for each pair was taken as the first day in which an
egg was reported as present. The data from the 1990s were
collected as part of a study of the breeding biology of royal
penguins at the Sandy Bay colony on the east coast of the
island (Hull and Wilson 1996). This study went from 1993 to
1997, with 50 nests monitored daily in each year. The nests
were distributed along three transects equally spaced along
the length of the colony. All birds were flipper-banded after
pair formation. Again, the date of egg laying for each pair was
taken as the first day in which an egg was reported present.
We calculated median date of egg laying of the first egg (the
A egg; royal penguins lay two eggs and always reject the first
[Carrick 1972] for each year from the records of individual
nests.
Figure 1. Map of the East Antarctic Southern Ocean showing bathymetry and the major oceanographic features. Inset: Macquarie Island, indicating
the location of the colonies examined (Bauer Bay [1960s] and Sandy Bay [1990s]).
c 2012 The Authors. Published by Blackwell Publishing Ltd.
1565
M. A. Hindell et al.
Phenology in Antarctic Seabirds
Mechanisms that may explain the
phenological changes
At other islands, the closely related macaroni penguin’s foraging is concentrated around oceanic frontal zones and determined by the distribution of prey within those zones
(Thiebot et al. 2011). This is, in turn, determined by the
biophysical characteristics of the water column (Sokolov
and Rintoul 2002), themselves being influenced by climatic events (Carleton and Carpenter 1990; Ledley and
Huang 1997; Turner 2004). There are no direct measures
of the distribution and abundance of royal penguin prey
species over the time scales required for this study. Rather,
we used the Southern Annular Mode (SAM) as a broadscale proxy for Southern Ocean productivity. The SAM is a
large-scale alteration of atmospheric mass between the mid
and high latitudes (Baldwin and Thompson 2009), and is
characterized by pressure anomalies of one sign centered
in the Antarctic (∼65◦ S) and anomalies of the opposite
sign centered over about 40◦ S. We use the SAM index calculated from sea-level pressure (SLP) anomalies south of
20◦ S (http://jisao.washington.edu/data/aao/slp/#analyses).
The SAM is a reasonable proxy for large-scale biological productivity, with higher productivity in years of higher SAM
index (Shinsuke et al. 2003; Lefebvre et al. 2004; Ainley
and Blight 2008; Yuan and Li 2008; Forcada and Trathan
2009). Variability in large-scale climate indices (e.g., El Niño
Southern Oscillation) have been linked to variation in foraging performances in other predators, such as elephant seals
(Mirounga leonina), king penguins (Aptenodytes patagonicus), and blue petrels (Halobaena caerulea) (Guinet et al.
1998; Bradshaw et al. 2004; Cotte et al. 2007).
We assessed the relationship between SAM and median
laying date by comparing a general linear model (GLM) of
laying date∼sea level SAM to a null (intercept only) model
GLM (laying date∼1). The comparison was based on the
ratio of weighted Bayes Information Criteria (wBICc ) of the
two models.
Results
Trends in air temperature: 1948–2007
Air-temperature data were collected for 60 years at Macquarie
Island, from 1948 to 2007 (Fig. 2). The data were collected at
the meteorological station on the Isthmus, approximately
10 km north of the penguin colonies used in this study.
During that time, there was an increase in the annual mean
daily maximum, so that a GLM describing a change in
temperature over time (% deviance explained = 20.2) was
998 times more likely than the intercept-only GLM describing no change in temperature over time (based on
the ratio of weights, i.e., wBICc annual mean maximum
temperature∼year/wBICc Null). Temperature increased at an
1566
average rate of 0.019 ± 0.003◦ C year−1 : from 6.22◦ C (modeled values) in 1948 to 6.85◦ C in 2007 (mean total increase
of 0.62◦ C). The mean annual temperature during the first
six-year phase of the study was 6.1◦ C compared to 6.5◦ C in
the second phase between 1993 and 1997 (Fig. 2).
Laying dates
On average, 75 nests were monitored each year during the
1960s, compared to 50 during the 1990s. The median laying
dates in the 1960s ranged from 21 to 25 October (overall
median = 23 October), while those from the 1990s ranged
from 19 to 22 October (overall median = 20 October). This
represents a decrease in laying date over 34 years of 3.5 days
(Fig. 3). A GLM describing the change in laying date between
the 1960s and the 1990s (% deviance explained = 57.1) was
14.7 times more likely than the intercept-only GLM describing no change in laying date. The mean rate of change in egg
laying date over 34 years was –0.108 days year−1 (i.e., a shift
of 10.8 days earlier per century; Fig. 2).
Oceanic conditions and laying date
Median laying date was strongly influenced by the SAM.
The GLM relating laying date to SAM (% deviance
explained = 72.7) was 332.3 times more likely than
the intercept-only GLM describing no relationship with
SAM (wBICc median laying date∼SAM = 0.997, wBICc
Null = 0.003, delta BIC = 11.89). This relationship was negative, with a slope of –0.026 (SE = 0.0054) days per unit of
SAM (Fig. 4).
Discussion
We established that there was a long-term climate trend at
Macquarie Island. The maximum air temperature over the
40 years increased by 0.62◦ C, although the mean annual rate
(0.01◦ C year−1 ) was lower than the 0.02◦ C year−1 increase
reported globally (Hansen et al. 2006). Our calculated temperature trends at Macquarie Island are also lower than those
reported for Macquarie between 1949–1986 (0.026◦ C year−1 ;
Fig. 2) by Adamson et al. 1988. This is due to the longer time
series used in our study that incorporated several years of
relatively cool temperatures in the 2000s. Rates of warming
across the globe vary considerably both spatially and temporally (Hansen et al. 2006; Monaghan and Bromwich 2008),
with even similar-latitude subantarctic islands showing different rates (e.g., Marion Island is warming at a mean of
0.028◦ C year−1 ) (le Roux and McGeoch 2008).
Concurrent with this, there was a clear advance in the
median laying date of royal penguins at Macquarie Island, so that in the 1990s penguins were laying on average
3.5 days earlier than in the 1960s. Of the eight Southern Ocean
seabirds for which phenological trends have been investigated
(including our study), four now breed later than they did
c 2012 The Authors. Published by Blackwell Publishing Ltd.
M. A. Hindell et al.
Phenology in Antarctic Seabirds
Figure 2. Mean daily maximum air temperature recorded each year between 1948 and 2007 at Macquarie Island. Data expressed relative to the
overall mean over that period (6.54◦ C), with periods above that value shaded and those below in white. Also indicated is the line of best fit from the
regression of year against the annual mean. The dotted line is the trend calculated for the period 1948–1986 (slope = 0.026, R2 = 0.46) (Adamson
et al. 1988). Shaded rectangles represent periods during which laying data were collected.
during the 1950s and 1960s (Table 1). Three penguin species
(Adelie, Gentoo, Chinstrap) bred earlier on the Antarctic
Peninsula (Lynch et al. 2009), a region with very different
patterns of climate change (Vaughan et al. 2003). The trend
in eastern Antarctica is in contrast to studies of seabirds in the
Northern Hemisphere where the nature of the phenological
shift is more variable, both in terms of direction (earlier versus
later breeding) and the rate of change. How a species responds
to climate change depends on the complex interplay between
its life-history characteristics, its habitat requirements, and
the physical environment (Forcada and Trathan 2009), so it
is not surprising that species respond and potentially adapt
to warming trends differently across the globe.
Our study used two different breeding colonies on opposite sides of the island, and this may be a confounding
factor when interpreting the changes in laying dates. There
are both on-shore and off-shore factors that could influence
the phenology at different colonies. With respect to on-shore
c 2012 The Authors. Published by Blackwell Publishing Ltd.
factors, we argue that timing of breeding will be proximally
caused by their date of arrival back on the island, not the local
conditions that they find when they get there. For example,
although the west coast is more exposed, it is difficult to think
of a mechanism by which this will influence the laying date. It
will always be more exposed, so the birds will have to deal with
those local conditions at some time. With respect to off-shore
factors, the penguins are likely to be foraging south of the island in association with the Antarctic Polar Front during the
winter prelaying period, based on the foraging behavior of
the congeneric Macaroni penguins at other islands (Barlow
and Croxall 2002; Bost et al. 2009). Birds from both colonies
will therefore have similar distances to travel between their
foraging and breeding areas. Further, intra island comparisons of Macaroni penguins at Heard Island have found that
birds from colonies at opposite ends of the island (also with
different local conditions) use similar foraging grounds
(Hindell et al. 2011). This is quite a different situation to
1567
Phenology in Antarctic Seabirds
Figure 3. Median laying dates (day of the year) for each of the 11 years
for which data were available. The numbers adjacent to each point are
the number of nests monitored in that year. Dotted line is line of best
fit from a least-squares regression of laying date against year (laying
date = 508.51 − 0.108 × year).
Figure 4. The relationship between median laying dates (day of the
year) and the Sea Level Southern Annular Mode (SAM) of that year. The
central line represents the predicted laying date, and the dashed lines
are the 95% confidence interval of that prediction.
other species, such as Adelie Penguins, where intra island differences in laying dates are due to the need for birds to walk
over sea-ice to reach their colonies that are different distances
from the ice edge (Ballard et al. 2010). It is therefore unlikely
that the location of the colonies in our study influences arrival and laying dates. Finally, our finding of a correlation
1568
M. A. Hindell et al.
between the SAM and timing of breeding suggests that the
drivers for arrival at the colony are large spatial scale factors.
In this context, it is immaterial what side of Macquarie Island
the penguins are breeding on.
Royal penguins bred earlier in years when the SAM was
relatively high, which equates to higher productivity and
more abundant food in the Southern Ocean at that time
(Sarmiento et al. 2004). Penguins need to attain a threshold
body condition before being able to produce eggs (Norman
et al. 1992), so egg laying date is probably tightly linked to
foraging success beforehand. In general, food abundance and
quality drive the timing of bird reproduction (Both and Visser
2005), but interpreting these observations is not straightforward because changes in breeding dates can have different underlying causes (Carey 2009). For example, little auks
(Alle alle) in Svalbard breed earlier in response to increasing
air temperatures (Moe et al. 2009). While this is the same
general pattern we found for royal penguins, auks breed
earlier due to early snow melt (clearing) in their breeding
colonies and not because of climate-driven variation in food
availability.
The SAM has been in a long-term positive phase since at
least the 1970s (Marshall 2003), making it difficult to disentangle causation from correlation for the change in breeding times of royal penguins. However, phenological changes
in other high-Antarctic species have also been related changing food availability (Barbraud and Weimerskirch 2006), in
those cases mediated by the extent of winter sea ice (Loeb
et al. 1997; Nicol et al. 2000). Clutch initiation date of Adelie
penguins is also negatively correlated with SAM (Emmerson
and Southwell 2011). The fact that these other studies have
linked changes in phenology to food availability supports our
finding that changes in royal penguin breeding timetables are
linked to the birds’ resource base.
There is now considerable evidence that seabird breeding behavior and performance (e.g., Frederiksen et al. 2004;
Gaston et al. 2005; Durant et al. 2006) is driven predominantly by food availability, such that resource-plenty years
tend to result in earlier laying and hatching (Suddaby and Ratcliffe 1997; Abraham and Sydeman 2004; Møller et al. 2006;
Ramos et al. 2006; Monticelli et al. 2007). There is also some
evidence from lower latitude regions that years with warmer
sea-surface temperatures (equating to higher resource availability) correspond to an early start of the breeding season in
little penguins (Eudyptula minor) (Chambers 2004b; Cullen
et al. 2009).
The demographic consequences of a 3.5-day change in laying dates are unclear. In many Northern Hemisphere systems,
changing arrival dates are desynchronizing the peaks in chick
production and prey availability (Dickey et al. 2008; Thackeray et al. 2010), and this has the potential to reduce juvenile
survival and population growth rate. In the Southern Ocean,
there is as yet no evidence for this type of mismatch. However,
c 2012 The Authors. Published by Blackwell Publishing Ltd.
M. A. Hindell et al.
in the case of reduced food availability leading to later laying,
it is likely that resource-poor years will be further reflected in
either longer periods of chick care and or reduced breeding
success, which would have demographic consequences such
as altering age structure and reducing population growth rate
(Møller et al. 2006; Lescroel et al. 2009).
The long-term datasets needed to investigate phenology
changes in long-lived and wide-ranging species are rare, and
even rarer in the Antarctic due to the lack of permanent human presence and remoteness. To assess the biological consequences of climate change, it is not sufficient to demonstrate phenological changes in relation to a shift in a climatic
parameter such as temperature. Our study provides new insights into how changes in the environment affect seabirds
in the Southern Ocean and demonstrates that in the Southern Ocean, disparate regional patterns in phenology (i.e.,
later and earlier laying dates) arise from the same proximate
cause—food availability.
Acknowledgments
We thank G. Williamson and S. Williamson for data entry and database management. The study was funded by
an Australian Antarctic Science Grants Scheme grant (2748)
awarded to C. J. A. B., B. W. B., C. R. M., and M. A. H.
The study was only possible due to the dedicated work of a
large number of CSIRO, Australian Antarctic Division, and
University of Tasmania field personnel. The late D. Murray was responsible for rescuing the original data collected
by R. Carrick from the bowels of the Australian Antarctic
Division.
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