Bernhard 2016
Bernhard 2016
Bernhard 2016
PII: S0149-7634(16)30341-4
DOI: http://dx.doi.org/doi:10.1016/j.neubiorev.2016.12.019
Reference: NBR 2694
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Please cite this article as: Bernhard, Anka, Martinelli, Anne, Ackermann, Katharina,
Saure, Daniel, Freitag, Christine M., Association of trauma, Posttraumatic Stress
Disorder and Conduct Disorder: a systematic review and meta-analysis.Neuroscience
and Biobehavioral Reviews http://dx.doi.org/10.1016/j.neubiorev.2016.12.019
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Association of trauma, Posttraumatic Stress Disorder and Conduct Disorder: a systematic
Bernhard, Ankaa,*, Martinelli, Annea, Ackermann, Katharinaa, Saure, Danielb, & Freitag, Christine M.a
a
Department of Child and Adolescent Psychiatry, Psychosomatics and Psychotherapy, University
Hospital Frankfurt, Goethe University, Deutschordenstraße 50, 60528 Frankfurt am Main, Germany
b
Institute of Medical Biometry and Informatics (IMBI), University Hospital Heidelberg, Im
_________
*Corresponding author at: Department of Child and Adolescent Psychiatry, Psychosomatics and
(Anka Bernhard)
1
Highlights
2
Abstract
Posttraumatic Stress Disorder and Conduct Disorder: a systematic review and meta-analysis.
Objective: To summarize findings of previous studies on the prevalence of trauma and Posttraumatic
Method: We conducted a systematic review and meta-analysis following the PRISMA guidelines.
Ebsco and PubMed databases were searched from January 1980 until April 2016, employing relevant
keywords.
Results: Nine studies from western industrialized countries met inclusion criteria. Data of four clinical
studies in children and adolescents was aggregated by meta-analysis, resulting in a lifetime PTSD
prevalence of 11% (95% CI: 7-17%) in CD, with higher rates in females than males. Similar
Conclusions: Studies on the association of trauma, PTSD and CD are scarce. Still, an increased rate of
PTSD in CD, especially in females, was observed. The high rate of PTSD in CD may be due to shared
risk factors; furthermore, CD might increase the risk for comorbid PTSD due to CD inherent risk
taking behavior. To study pathways of risk, especially longitudinal studies are necessary.
Key Words Conduct Disorder ◦ Trauma ◦ Posttraumatic Stress Disorder ◦ Prevalence ◦ Gender
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Table of contents
1. Introduction ................................................................................................................................... 5
1.1. Conduct Disorder .................................................................................................................... 5
1.2. Traumatic events and PTSD .................................................................................................... 5
1.3. Gender differences .................................................................................................................. 7
1.4. Aims ........................................................................................................................................ 7
2. Methods .......................................................................................................................................... 8
2.1. Literature search ...................................................................................................................... 8
2.2. Data extraction and meta-analysis ........................................................................................... 8
3. Results............................................................................................................................................. 9
3.1. Prevalence of trauma in CD .................................................................................................... 9
3.2. Gender differences of trauma in CD ..................................................................................... 10
3.3. Prevalence of PTSD in CD .................................................................................................... 11
3.4. Gender differences of PTSD in CD ....................................................................................... 12
3.5. Chronological order of trauma, PTSD and CD ..................................................................... 13
4. Discussion ..................................................................................................................................... 14
4.1. Prevalence of trauma in CD including gender differences .................................................... 15
4.2. Prevalence of PTSD in CD including gender differences ..................................................... 16
4.3. Models of comorbidity .......................................................................................................... 17
4.3.1. Possible shared risk factors for PTSD and CD .................................................................. 17
4.3.2. Possible correlated disorder specific risk factors for PTSD and CD ................................. 20
4.3.3. One disorder as risk factor for the other disorder .............................................................. 21
4.3.4. Summary of risk factors and possible developmental pathways ....................................... 22
4.4 Conclusions ........................................................................................................................... 23
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1. Introduction
Conduct Disorder (CD) refers to aggressive, anti-social and rule-breaking behavior in children
and adolescents (American Psychiatric Association, 2013). It consists of repetitive and persistent
behaviors which lead to violation of elementary rights of others and age-related societal norms.
Behavioral patterns of CD can be grouped into four areas: aggression towards people and animals,
destruction of property, deceitfulness or theft and serious violation of rules. CD is one of the most
frequent diagnosis and reasons for referral to Child and Adolescent Mental Health Services and has a
highly negative impact for the affected individuals, their families, teachers and society (Scott et al.,
2001). Persistence rates of CD are high, with 50% to 80% of boys meeting criteria for CD also three to
four years later (Lahey et al., 2002). An increased rate of antisocial personality disorder also has been
found in adulthood (Loeber et al., 2000). European and North American studies reported a prevalence
of CD of 1-3% in girls and 2-5% in boys, with rates increasing during puberty (Maughan et al., 2004).
Furthermore, over the last decades an increasing prevalence of CD has been reported in Western
industrialized countries (Collishaw et al., 2004) and especially rates for girls have increased over
CD shows a high rate of psychiatric comorbid disorders and has been associated with different
psychosocial risk factors. For example, internalizing disorders such as anxiety disorders, have been
described as a common comorbidity of CD with prevalence rates varying between 13-69% (Angold et
al., 1999; Ollendick et al., 1999). Studies with delinquent adolescents indicate a high rate of
comorbidity between CD, trauma exposure and Posttraumatic Stress Disorder (PTSD; Allwood et al.,
2008; Krischer and Sevecke, 2008; Nock et al., 2007; Steiner et al., 1997). In studies in incarcerated
adolescents, up to 70% reported a history of trauma exposure, and 37-65% showed comorbid PTSD
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confronted with one or more events which involved actual or threatened death, serious injury or a
threat to the physical integrity of self or others; and 2) the individual‘s response involved intense fear,
helplessness or horror. After trauma exposure, PTSD development is possible with symptoms of
persistent re-experiencing or avoidance of trauma-related stimuli and increased arousal for at least a
month. Reported prevalence rates of trauma and PTSD in Western industrialized countries have been
In different European and US-American studies, lifetime trauma prevalence in children and
adolescents varied between 23%-92% (Breslau et al., 1991; Copeland et al., 2007; Essau et al., 1999;
Lipschitz et al., 2000). In adults, also a broad range of lifetime trauma exposure with 22-90% has been
reported (Johnson et al., 2009; Perkonigg et al., 2000). Thus, the majority of the population experience
at least one traumatic event (defined according to DSM-IV TR criteria) in their life (Breslau et al.,
1998; Stein et al., 1997). Lifetime prevalence for PTSD differed between 0.5%-9% in children and
adolescents (Copeland et al., 2007; Cuffe et al., 1998; Elklit, 2002; Essau et al., 1999; Giaconia et al.,
1995), and approximately 6% of adolescents exposed to any kind of trauma subsequently fulfilled
criteria of PTSD (Essau et al., 1999). In adults, 10-20% of the trauma exposed individuals developed a
PTSD (Hidalgo and Davidson, 2000). Lifetime PTSD prevalence in population based studies in adults
ranged between 0.5-9% in Western community samples (American Psychiatric Association, 2013;
Kessler et al., 1995; Kessler et al., 2005), while in high risk populations lifetime PTSD prevalence was
considerably higher, e.g. 58% in police or fire services personal (Kessler et al., 1995).
The divergent results regarding PTSD and especially trauma prevalence may be explained by
several reasons (Resch and Brunner, 2004; Simons and Herpertz-Dahlmann, 2008): 1) Sample related
differences: Some samples were small, included pre-specified individuals, or studied prevalence of
PTSD only for specific trauma types such as the experience of a natural disaster (Foa et al., 2001). 2)
Methodological differences: contrasting methods were used to assess trauma and PTSD such as
reports). 3) Sometimes a clear definition of trauma was missing (Nader, 2008), especially it often
remained unclear whether both trauma-criteria according to DSM-III-R/-IV (TR) were verified.
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1.3. Gender differences
Previous studies reported a higher trauma prevalence in boys than in girls, especially for
experiencing assaultive violence, serious injuries or accidents (Breslau et al., 2006), which is in line
with findings in adults reporting for males a much as twice higher likelihood to experience trauma
than females (Breslau et al., 1998; Stein et al., 1997). In contrast, both in children and adolescents as
well as adults, several studies reported higher PTSD prevalence with an up to twice as higher risk and
more severe and longer remaining PTSD symptoms in females than males with PTSD prevalence
ranging between 0.1-6% for males and 0.7-12% for females (Breslau et al., 1991; Dixon et al., 2005;
Copeland et al., 2007; Cuffe et al., 1998; Elklit, 2002; Giaconia et al., 1995, Kessler et al., 1995).
Besides possible underlying biological risk factors, higher PTSD prevalence in females than males has
been explained by the fact that women are more often exposed to more severe trauma such as sexual
abuse or rape (Ehlers, 2000). These so-called man-made traumata show a particularly strong
association with PTSD prevalence, duration and severity compared to non-interpersonal traumata such
as natural or technical disasters (Charuvastra and Cloitre, 2009; Kessler et al., 2005; Schepker, 1997).
Sexual assault has been reported as the strongest predictor for PTSD development (Frans et al., 2005),
with about 50% of sexually abused children, adolescents and adults developing PTSD (Giaconia et al.,
1995; Johnson et al., 2009; Kessler et al., 1995). As females experience more often man-made-
traumata such as sexual abuse and rape, they are thereby more vulnerable than males to develop PTSD
(Kerig et al., 2009; Lipschitz et al., 1999). Given these results, gender differences may also be found
studying the prevalence of trauma and PTSD in children and adolescents with CD.
1.4. Aims
with a chronic course into adulthood. A high prevalence of trauma and PTSD in delinquent
adolescents has been reported in previous studies. By this review based on a systematic literature
search and complemented by meta-analysis, we aim at studying the prevalence of trauma and PTSD in
children and adolescents with CD or in adults with a history of CD, also analyzing gender related
differences. We expect an increased prevalence of trauma and PTSD in individuals with CD compared
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to individuals without CD and a higher PTSD prevalence in females with CD compared to males with
CD. In addition, we aim at comparing the kind of trauma observed in individuals with and without
CD, and to explore information on the longitudinal course as well as possible shared risk factors for
2. Methods
The systematic literature review and meta-analysis was conducted following the PRISMA
guidelines (Moher et al., 2009). The search strategy, inclusion and exclusion criteria as well as data to
be extracted were defined in advance. A systematic literature search was conducted in the electronic
databases Ebsco (PsycInfo, PsycArticles, PsycIndex) and PubMed using the relevant terms ―trauma
and Conduct Disorder”, ―Posttraumatic Stress Disorder and Conduct Disorder”, and “PTSD and
Conduct Disorder”. The search was first done in November 2015 for studies published after January
1980, and was updated in April 2016 for the time period since November 2015 without any restriction
and filters. After duplicates were removed, all remaining articles were checked in a first (title, abstract)
and second (whole article) screening. Studies were included if they 1) sampled human participants (all
age groups); 2) reported information about the prevalence and/or comorbidity of trauma and/or PTSD
and CD according to DSM-III, DSM-III-R, DSM-IV or DSM-IV-TR criteria. Studies were excluded if
they (1) assessed conduct problems, delinquent behavior, antisocial personality disorder without
fulfilling CD diagnosis; (2) did not implement DSM-III, DSM-III-R, DSM-IV or DSM-IV-TR criteria
for trauma exposure, PTSD or CD diagnosis; (3) were intervention or single case studies or (4) used
the word ―conduct‖ without relation to CD or ―trauma‖ without relation to trauma exposure and/or
For meta-analysis, data were extracted by age, gender, population, and diagnostic methods.
Only comparable studies according to these aspects were included in the meta-analyses. Pooled
estimates of event rates with corresponding 95% confidence intervals were calculated on the base of
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the Freeman-Tukey double arcsine transformation (Freeman and Tukey, 1950; Miller, 1978) within a
random effects model framework. Statistical heterogeneity of combined study results was assessed by
the I2 statistic. The results were visualized by forest plots of event rates. For statistical analysis the
statistical software R (The R Foundation for Statistical Computing) with the ‗meta‘ package
3. Results
By all searches 951 articles were found. After removing duplicates, remaining articles were
checked in a first (N=524 articles) and second screening (N=76 articles) for information regarding
prevalence (including gender differences) and comorbidity of trauma and/or PTSD with CD (see
Figure 1). According to the above mentioned inclusion criteria, nine cross-sectional, population based
or clinical studies in children and adolescents with CD or in adults with a history of CD were found,
all from Western industrialized societies (see Table 1). Of these (see Table 2), four studies reported
information about the prevalence of trauma and CD (two in children and adolescents, two in adults).
One study in adults also mentioned gender differences. Six studies reported information about PTSD
prevalence in CD (four in children and adolescents, two in adults), of which three studies in children
In children and adolescents, two studies reported data about the prevalence of trauma in CD,
one clinical study in girls and boys with CD aged 10-17 years, and one study on a high-risk population
of adolescents aged 12-23 years. Both studies did not include a comparison group of healthy controls.
In the clinical sample, 56% of children and adolescents with CD reported having experienced at least
one traumatic event such as physical or sexual abuse, vehicle accident, or being witness of death,
suicide or abuse of a loved one (Reebye et al., 2000). In the study on high-risk adolescents living in
residential care, 21% (95% CI: 16.0-26.3) of the children exposed to maltreatment (witness of
violence, victim of physical violence, victim of familial physical violence, victim of sexual abuse)
fulfilled CD criteria within the last three months while only 16% (95% CI: 9.5-23.7) of those without
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maltreatment showed CD (OR [odds ratio] 2.0, p=.049; Greger et al., 2015). Especially exposure to
community violence, both as victims (OR 3.8, p<.001) and witnesses (OR 2.2, p=.018), increased the
odds for CD (Greger et al., 2015). Due to high study heterogeneity no meta-analytic aggregation of
both studies was possible (Reebye et al., 2000 & Greger et al., 2015: I²=97.2%, tau²=.07, p<.0001).
In adults, two studies reported data on the prevalence of trauma in adults with a history of CD,
a large population-based study (Afifi et al., 2011) and a study on war veterans (Koenen et al., 2002).
Of the adults in the population based study, 93% with a history of CD reported lifetime trauma
experience (such as war-related trauma, physical or sexual abuse, unexpected death of a close person
or life-threatening accident) compared to 85% without CD. Adjusted for sociodemographic variables,
adults with a lifetime diagnosis of CD were 2.7 times more likely to report having experienced a
lifetime traumatic event compared to individuals without CD (AOR [adjusted Odds Ratio for age,
marital status, income, ethnicity, education, sex] 2.7; 95% CI: 2.0-3.6, p<.001; Afifi et al., 2011).
Lifetime trauma prevalence in females with a history of CD was higher than in females without CD
(96% vs. 84%; AOR 5.1, 95% CI: 3.0-8.6, p<.001; Afifi et al., 2011). Males with CD similarly had a
higher trauma prevalence than males without CD (92% vs. 85%; AOR 2.3, 95% CI: 1.6-3.2, p<.001).
In both, males and females all types of childhood maltreatment (such as physical or sexual abuse)
were strongly associated with higher odds of lifetime CD (AOR 2.3 - 4.4 for males, 3.7 - 4.7 for
females). The strongest association of lifetime trauma for both males and females with CD was found
for assaultive violence (e.g. physically attacked, threatened with a weapon, rape; (AOR ranges of 2.7 -
4.3, range of 95% CI: 2.3 - 7.5 for males; AOR ranges 2.0 - 4.8, range of 95% CI: 1.2 - 6.6 for
females). In adult war veterans with a history of CD in childhood, 53% had experienced lifetime
trauma exposure, which was higher than in adult war veterans without history of CD (38%; OR 1.4,
95% CI: 1.3-1.5, p<.05; Koenen et al., 2002). Again, both studies were heterogeneous, so no meta-
analysis was possible (Afifi et al., 2011& Koenen et al., 2002: I²=98.8%, tau²=.01, p<.0001).
None of the two included studies in children and adolescents reported summary lifetime
prevalence of trauma by gender. Specific trauma events were compared in the clinical study: Girls
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with CD reported more often being victims of sexual assault than boys with CD (47% vs. 0%). In
contrast, boys with CD reported more frequently having been involved in car accidents (35% vs. 0%),
near fatal falls from a cliff, tree, or vehicle (20% vs. 7%), or physical assaults (10% vs. 0%; Reebye et
al., 2000). In the population based study on adults, females with CD had a higher overall trauma
prevalence than males (96% vs. 92%) and were 2.2 times (AOR) more likely to report trauma
experience than males with CD (95% CI: 1.3 - 4.2, p<0.01; Afifi et al., 2011). In addition, the kind of
lifetime traumata differed between females and males with a history of CD. Especially, exposure to
sexual assault or rape after the age of 18 was most strongly associated with gender (AOR 16.9 females
versus males with CD; 95% CI: 6.0-47.8, p < .001). In contrast, adult females with a history of CD
reported less frequently than males with CD having been in a life-threatening accident (AOR 0.4, 95%
CI: 0.3-0.6, p<.001), physically attacked by somebody other than their partner (AOR 0.4, 95% CI: 0.3-
0.6, p<.001), threatened with a weapon (AOR 0.5, 95% CI: 0.3 - 0.7, p<.001), or having seen a person
badly injured, killed or dead (AOR 0.6, 95% CI: 0.4-0.8, p<.001; Afifi et al., 2011).
Four clinical studies assessed PTSD and CD prevalence in children and adolescents. Reported
rates varied between 7 to 16% for lifetime prevalence (Burket and Myers, 1995; Connor et al., 2007;
Ilomäki et al., 2012) and 17% for current PTSD prevalence in CD (Reebye et al., 2000). No control
data were assessed. Data were aggregated by meta-analysis (see Figure 2; heterogeneity index
I²=42.9%, tau²=.003, p=.15), resulting in a lifetime PTSD prevalence in children and adolescents with
CD of 11% (32/298 individuals, 95% CI: 7-17%). Excluding the study from Reebye et al. (2000)
which reported current prevalence, an estimated PTSD prevalence of 9% (21/233 individuals, 95% CI:
5-13%) in children and adolescents with CD results. One study compared lifetime PTSD prevalence in
adolescent-onset CD (childhood onset 5% vs. adolescent onset 31%, p=.03; Connor et al., 2007). The
majority of adolescents with CD developed PTSD symptoms after exposition to numerous traumata
(72.3% reported two or more traumata; Ilomäki et al., 2012). A high degree of exposure to multiple
traumata in high-risk adolescents increased the odds of psychiatric disorders in general, and especially
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for CD (OR 9.8; 95% CI: 2.1-45.4, p=.003) (Greger et al., 2015) compared to those without any
experience of trauma.
In adults with a history of CD two studies reported lifetime PTSD prevalence compared to
individuals without CD. In a population based study 11% of adults with a lifetime diagnosis of CD
met lifetime PTSD criteria which was higher than in individuals without CD (6%; AOR 2.2, 95% CI:
1.8-2.7, p<.001; Afifi et al., 2011). Both, males and females with a history of CD had a higher PTSD
prevalence than males or females without CD (males: 8% vs. 4%, AOR 2.2, 95% CI: 1.7-3.0, p < .001;
females: 20% vs. 8%, AOR 2.2, 95% CI: 1.6-2.9, p < .001). In a high risk study with war veterans
64% of individuals with a past CD met lifetime PTSD criteria which was higher than in veterans
without pre-existing CD (50%; OR 1.3, 95% CI: 1.2-1.4, p<.05) (Koenen et al., 2002). Due to
be calculated (Afifi et al., 2011 & Koenen et al., 2002: I²=98.8%, tau²=.01, p<.0001).
Three clinical studies assessed gender differences in children and adolescents. Lifetime PTSD
prevalence showed a range of 13-27% in females with CD and of 3-7% in males with CD (Burket and
Myers, 1995; Ilomäki et al., 2012). Current PTSD prevalence was 28% in girls with CD and 10% in
boys with CD (Reebye et al., 2000). These three studies were included in a meta-analysis (see Figure
2) for an estimate of female (heterogeneity index I²=37.7%, tau²=.006, p=.20) and male (heterogeneity
index I²=14.7%, tau²=.001, p=.31) lifetime PTSD prevalence in CD. Results from meta-analysis
showed a significant gender difference in the PTSD prevalence in children and adolescents with CD
with an estimated PTSD prevalence in females with CD of 20% (18/98 individuals, 95% CI: 10-32%)
and of 5% (8/93 individuals, 95% CI: 2-10%) in males with CD (p<.01). Re-analysis of the data
excluding the study of Reebye et al. (2000) reporting current prevalence, an estimated PTSD
prevalence of 16% for females (11/73 individuals, 95% CI: 7-28%) and 4% of males (4/107
individuals, 95% CI: 1-8%) with CD resulted, which again showed a significant gender difference
(p<.01). One study also compared PTSD single symptom severity assessed by a 5-point Likert scale
(Reebye et al., 2000). The mean severity of all current PTSD symptoms was significantly higher in
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females with CD (mean 4.06, SD 0.5) than in males with CD (mean 3.28, SD 0.55, p<.05). In adults,
lifetime PTSD prevalence in females with a history of CD also was higher than in males with a history
of CD (20% vs. 8%, OR 2.5, 95% CI: 1.7-3.8, p<.001; Afifi et al., 2011).
To date, no longitudinal studies assessed the chronological order of trauma, PTSD and CD,
giving insight in possible causal comorbidity models. Only a few cross-sectional studies
retrospectively reported the age of onset of first symptoms of CD and PTSD, but did not report on the
age of traumatic events separately. In boys and girls with CD the majority of participants
retrospectively reported the onset of CD symptoms to be earlier than the first PTSD symptoms
(Reebye et al., 2000). PTSD symptoms occurred approximately two years after the onset of CD in
individuals with both, current CD and PTSD. This time difference was descriptively higher for girls
(mean 2.4 years, SD 5.4) than for boys (mean 1.3 years, SD 1.3). Similar, in the population based
study, the majority of adults (72.9%) diagnosed with both CD and PTSD reported retrospectively an
earlier age of onset of CD than PTSD (Afifi et al., 2011). The mean age of onset of CD symptoms was
12.5 years, SE=0.01 (females mean 13.0 years, males mean 12.3 years, SD not reported; p<.05) while
the mean age of onset of PTSD symptoms was 28.7 years, SE=0.00 (females mean 28.9 years, males
Further, three studies in adult war veterans compared several risk factors for trauma and/or
PTSD development, including pre-war CD. History of CD next to substance abuse was the most
significant risk factor for trauma exposure in the category pre-exposure psychopathology (OR 1.3,
95% CI: 1.2 - 1.4, p<.05; Koenen et al., 2002). In another study, next to psychosocial risk factors such
as lack of family and social support, childhood CD was the most significant pre-war predictor of
PTSD (R =.39, p<.001) with a significant positive correlation between levels of CD behaviors and
PTSD symptom severity (summary score of DSM-III-R PTSD symptoms rated from 1 (absent) to 3
(threshold); Dikel et al., 2005). Similarly, in a third study pre-war CD compared to non-CD was
associated with higher mean war related PTSD symptoms (Mdiff =7.4, 95% CI: 3.9-10.9, p<.001;
summary score of DSM-III-R symptoms rated by a 5-point Likert scale), controlled for possible
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confounding factors, such as war zone stress, education, employment, age of military entry, current
4. Discussion
The present systematic review aimed at studying the prevalence of trauma and/or PTSD in
children and adolescents with CD or in adults with a history of CD, considering gender related
differences. All detected studies were cross-sectional; no longitudinal studies have been published to
date. Further, for children and adolescents no case-control or population based studies were found.
Due to lack of comparability of several studies (different age groups: children and adolescents vs.
adults; different gender: including only males vs. including both sexes; studied populations: clinical
study vs. high risk population vs. population based study), meta-analysis was possible only with
regard to PTSD prevalence in children and adolescents with CD, including gender differences. Due to
the small number of studies, the presence of publication bias could not be explored by funnel plots.
Human subjects across all ages were included. This makes results harder to compare, but helps to
generate ideas for future work in this field of research. Another limitation is that due to the few
population-based studies, the reported prevalence of trauma and PTSD in CD in children and
adolescents only stems from clinical samples or high-risk populations which are not representative for
the general population. Also in this age group, no case-control studies have been performed to
compare the prevalence of trauma and/or PTSD in individuals with and without CD, or compared to
other clinical samples. Still, important information about risk-factors and comorbidities in individuals
with CD can be gained from these studies. Finally, developmental pathways between trauma, PTSD
and CD cannot be properly assessed by cross-sectional studies. Thus, this review cannot answer
questions of causality between trauma exposure and the development of PTSD and CD. However, new
research questions about the interaction of trauma exposure and CD and PTSD development can be
Despite these limitations, results of this systematic review indicate a slightly higher prevalence
of trauma exposure and a higher lifetime prevalence of PTSD in CD compared to individuals without
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CD, with higher rates in females than in males living in Western industrialized societies. These aspects
will be discussed in more detail below, followed by an elaboration of possible models of comorbidity.
Only two studies in children and adolescents with CD assessed trauma prevalence, but did not
include control individuals without CD. Also, one study reported lifetime, the other three months‘
prevalence data (Greger et al., 2015; Reebye et al., 2000). As trauma prevalence varies strongly by
studied samples, diagnostic methods and trauma definition (see introduction) study results can hardly
and the societal environment of the studied population likely will influence trauma prevalence. For
example, in a German population based study on individuals aged 14-24 years 18% of females and
26% of males reported having experienced at least one traumatic event at some point in their life
(Perkonigg et al., 2000), while in an US-American national comorbidity survey on a comparable group
(15-24 years) 51% of females and 61% of males reported lifetime trauma exposure (Kessler et al.,
1995). These differences might be due to diverse environmental characteristics of the studied
populations, such as a lower likelihood of natural disasters, more restrictive laws concerning carrying
weapons and lower crime rates in Germany compared to the USA (Perkonigg et al., 2000). No
population based studies in children and adolescents on trauma prevalence are available from Canada
and Norway which may be compared to the clinical samples in boys and girls with CD from these
countries (Greger et al., 2015; Reebye et al., 2000). Clearly, case-control studies are needed to
systematically examine trauma prevalence using the same methods and criteria. Here, the results from
the two studies in adults may help to give first answers to this question as they indicate a slightly
higher risk of trauma exposure in individuals with a history of CD compared to individuals without
CD (Afifi et al., 2011; Koenen et al., 2002). Still, trauma prevalence also was high (85%) in
individuals without CD in the population based study from the USA (Afifi et al., 2011). This study
also reported a slightly higher trauma prevalence in females than in males with a history of CD (Afifi
et al., 2011), which was in contrast to males and females without CD who showed exactly the same
rate of trauma exposure. Results of previous studies in males and females without a psychiatric
disorder are divergent, ranging from similar lifetime trauma rates to a higher trauma exposure in males
15
than females (Breslau et al., 2006; Breslau et al., 1998; Stein et al., 2000; Stein et al., 1997). Thus, the
increased rate of lifetime trauma exposure in adult females with a history of CD compared to males
Furthermore, the included studies show clear differences in the amount and kind of
experienced traumata in CD compared to those without CD, again with gender specific findings.
Children, adolescents and adults with CD experienced more often multiple traumata and also more
specific trauma types such as assaultive violence, rape or exposure to community violence (Afifi et al.,
2011; Greger et al., 2015; Ilomäki et al., 2012; Reebye et al., 2000). It has been suggested that the
exposure to specific kinds of traumata may be influenced by CD related behavioral patterns. For
example, individuals with CD often have challenging social relationships and might thus be at higher
risk to experience interpersonal traumata (Afifi et al., 2011; Greger et al., 2015). Moreover, these
severe, man made traumata have been especially related to a higher risk of PTSD (Brewin et al., 2000;
Frans et al., 2005; Perkonigg et al., 2000; Charuvastra and Cloitre, 2009; Kessler et al., 2005;
Schepker, 1997). The observed gender differences in types of traumatic events were similar in
children, adolescents and adults: females with CD reported more often sexual violence and trauma in
intimate relationships, while males with CD experienced more frequently life-threatening accidents,
physical violence, witnessing the death or suicide of a loved one or trauma in distant relationships
Meta-analytic aggregation of the data of four clinical samples resulted in a lifetime PTSD
prevalence of 11% (95% CI: 7-17%) in children and adolescents with CD. Although Reebye et al.
(2000) reported data on current PTSD prevalence, they found the highest rates of all respective studies
in children and adolescents with CD, indicating that lifetime PTSD prevalence might have been even
higher in his sample. Exactly the same lifetime PTSD prevalence (11%) was also observed in adults
with a history of CD (Afifi et al., 2011). In contrast to the studies on children and adolescents, control
groups were included in the studies on adults, which support the notion of increased lifetime PTSD
prevalence in CD (Afifi et al., 2011; Koenen et al., 2002). Previous population based studies in
16
Western industrialized societies found a lifetime PTSD prevalence in children and adolescents of 2%-
9% (Elklit, 2002; Essau et al., 1999; Giaconia et al., 1995). Thus, it is likely that future case-control or
population based studies in children and adolescents also will observe an increased lifetime prevalence
of PTSD in CD. Females with CD showed a particularly high lifetime prevalence of PTSD, which was
exactly comparable for children, adolescents and adults (20%; Afifi et al., 2011; Burket & Myers,
1995; Ilomäki et al., 2012; Reebye et al., 2000). Several previous studies reported a higher lifetime
PTSD prevalence in females than males (Dixon et al., 2005; Giaconia et al., 1995), which was also
observed – albeit with lower rates – in individuals without CD in the population based study in adults
(Afifi et al., 2011). Thus, female gender seems to be a specific risk factor to develop PTSD in CD. As
there has been an increasing prevalence of CD especially in girls over recent years (Costello et al.,
2006), it is important to consider that these girls may be at higher risk for trauma exposure and PTSD.
The underlying gender specific mechanisms need to be established by longitudinal studies; they may
be related to the higher rate and specific trauma types observed in females with CD (see above), but
also to genetic background, neuroendocrinological or gender specific environmental risk factors and
psychiatric comorbidities.
Given the increased lifetime prevalence of PTSD in CD, especially in females, possible
underlying models of comorbidity need to be discussed. This may fuel the design of future cross-
sectional or longitudinal studies powered to test specific hypotheses. In general, co-occurrence of two
psychiatric disorders may be explained by chance. For PTSD and CD, this hypothesis cannot be
finally excluded by this review, because of the lack of controlled or population based studies in
children and adolescents which replicate the findings in adults. Still, findings in adults clearly indicate
a higher rate of lifetime PTSD in CD. Therefore, the following models of comorbidity of CD and
PTSD are discussed below: First, the two disorders may be alternate manifestations of the same
underlying risk factors. Second, disorder specific risk factors may be correlated, or, third, the presence
of one disorder may increase the risk for the other disorder.
17
Shared risk factors may influence the co-occurrence of PTSD and CD. These shared risk
factors may be genetic, psychosocial or biologically based environmental risk factors. Population
based twin studies have indicated shared genetic risk factors for internalizing and externalizing
symptoms in children and adolescents (Rhee et al., 2015), which also may underlie the co-occurrence
of PTSD and CD. A study in male US-American adult twins reported a high co-variation of PTSD
with latent externalizing as well as internalizing dimensions (Wolf et al., 2010). Heritability of
aggressive behavior and conduct problems has been estimated at 50-60% (Porsch et al., 2016; Waltes
et al., 2015). PTSD showed a heritability of 30-40% (Almli et al., 2014), with a higher heritability of
around 70% in adult females in one study (Sartor et al., 2012). No twin studies on shared genetic or
environmental risk factors of PTSD and CD have been published to date, so no final conclusions with
regard to overlapping heritability of both disorders can be drawn. Molecular genetic studies have
implicated genetic variants in the serotonergic, dopaminergic, and the stress hormone systems in both
disorders (Castro-Vale et al., 2016; Gressier et al., 2013; Li et al., 2016; Waltes et al., 2015). Again, no
studies have been performed to directly study possible shared molecular genetic risk factors of both
disorders.
Some of the environmental risk factors, which also interact with the individual genetic
background, may also be shared between both disorders. Maternal smoking during pregnancy (MSP)
is a well established risk factor for female and male offspring conduct disorder problems (Gaysina et
al., 2013; Palmer et al., 2016). A recent study has also implicated MSP as a strong risk factor for
PTSD (Biederman et al., 2014). MSP has been related to high arousal and excitability as well as
lethargy and reduced attention in neonates (Barros et al., 2011), low executive attention in six-months-
old (Wiebe et al., 2014) and six-years-old children (Fitzpatrick et al., 2014). In three-years-old
children, MSP reduced motivational self-regulation and increased delay aversion, especially in boys
was observed (Wiebe et al., 2015). In ten-year-old MSP exposed children, high impulsive behavior
and low classroom engagement was reported by teachers (Fitzpatrick et al., 2014). These impairments
in motivation, executive function and behavior may predispose MSP exposed children to PTSD and
CD, likely via increased risk for CD and subsequent PTSD (see 4.3.3).
18
Low socioeconomic status, low family income/education as well as poverty has also been
found as risk factors for both disorders (Burke et al., 2002; Davidson et al., 1991; Murray and
Farrington, 2010; Perkonigg et al., 2000). Further, for both disorders, frequent exposure to early
adverse life events has been reported. Early and chronic child maltreatment, abuse and neglect, which
are currently often summarized under ―early life stress‖ (ELS) show a strong longitudinal association
with disruptive behavior patterns related to CD (Fergusson et al., 1996; Jaffee et al., 2005; Kilpatrick
and Saunders, 1999). Childhood maltreatment has also been related to substance abuse, aggressive and
delinquent behavior in adolescence, and an increased likelihood of CD (Beeghly and Cicchetti, 1994;
Burgess et al., 1987). As the exposure to ELS also increases the risk for PTSD development (Boney-
McCoy and Finkelhor, 1995; Brewin et al., 2000; Kilpatrick et al., 2003; Meyers et al., 2015), ELS
Epigenetic studies indicate a particular responsivity of the serotonergic and the HPA-axis
system to environmental factors (Jawahar et al., 2015). In addition, the immune system also has been
shown to be involved into the long-term sequelae of ELS (Nemeroff, 2016). Epigenetic studies on CD
and aggressive behavior have observed methylation changes of serotonergic, HPA axis related and
immune system related genes in adult females and males with a history of chronic physical aggression
(Guillemin et al., 2014; Provençal et al., 2014). Also, lower glucocorticoid receptor gene (NR3C1)
methylation levels have been found in young adults with a history of CD (Heinrich et al., 2015). In
PTSD, epigenetic modification has been predominantly reported for immune system related genes,
whereas differential methylation of serotonergic and HPA axis related genes modified the risk of
subsequent PTSD development in trauma exposed individuals (Zannas et al., 2015). A possible
overlap of epigenetic mechanisms related to ELS in CD or PTSD has not yet been studied.
Biomarker, in addition to genetic and epigenetic, studies have also indicated the important role
of the HPA axis in both disorders. Reduced basal and reactive cortisol levels in children and
adolescents with CD compared to individuals without CD have been reported (Cappadocia et al.,
2009; Pajer et al., 2001; Popma et al., 2007). In a longitudinal study, maltreated children showed less
prosocial, but more disruptive and aggressive behavior, which was associated with lower morning
cortisol levels one year later (Alink et al., 2012). This hypocorticolism has also been found in
19
individuals with PTSD (Ehlert et al., 2001; Heim et al., 2000). ELS has been related to lower morning
cortisol levels in children placed into foster care before age 3 years old (Puetz et al., 2016). Reduced
cortisol reactivity was observed in internationally adopted children, when they were adopted early in
life (Gunnar et al., 2009). Other studies have reported differential alteration of basal cortisol after
different forms of ELS with hypo- and hypercortisolism observed in adolescents with a history of
ELS (Essex et al., 2011). In addition, attenuated stress response has been observed especially in
female offspring of mothers exposed to a severe environmental trauma (Yong Ping et al., 2015). The
exact role of prenatal stress exposition and child ELS exposition, their influence on HPA axis activity
during development, and the differential relation to comorbidity of CD and PTSD including sex
4.3.2. Possible correlated disorder specific risk factors for PTSD and CD
Disruptive and antisocial behavior has been shown to accumulate in families, including
parents and siblings of both genders, and a familial history of antisocial and aggressive behavior has
been reported as a specific risk factor for CD in children (Burke et al., 2002; Frick et al., 1992).
Further, parental antisocial behavior is associated with poor parenting, less parental supervision, cold
parental attitude and more parental conflicts, which increase risk of antisocial behavior and CD in
offspring, but also may be related to higher trauma exposure leading to PTSD in offspring of antisocial
parents (Burke et al., 2002; Medley and Sachs-Ericsson, 2009; Murray and Farrington, 2010). A
strong association has been found for physically aggressive parental punishment and oppositional
behavior in children (Stormshak et al., 2016). Severe, extremely harsh, physically punitive and abusive
parenting behaviors have been shown as a strong risk factors for CD in children (Deater-Deckard and
Dodge, 1997; Burke et al., 2002), though most research has been done in boys. Thus, parental
antisocial behavior, which is genetically and environmentally related to offspring CD, may also
expose children to more ELS thereby increasing the likelihood of PTSD development via the above
also is associated with maternal smoking and alcohol consumption during pregnancy (Sengupta et al.,
2015), of which smoking has been shown to increase risk for both, CD and PTSD (see 4.3.1).
Moderate maternal alcohol consumption during pregnancy has also been related to childhood-onset
20
persistent conduct problems in 13 year old children (Murray et al., 2016), and a recent meta-analysis
has found a strong association of fetal alcohol spectrum disorder with conduct disorder (Popova et al.,
2016). The role of alcohol consumption during pregnancy on offspring PTSD has not yet been studied.
More longitudinal studies with hypothesis driven data analysis testing different possible pathways of
risk are needed to disentangle parental psychopathology, parenting style and associated factors such as
maternal smoking or alcohol consumption during pregnancy and ELS in the development of comorbid
CD and PTSD considering sex differences as well as underlying neurobiological, epigenetic and
genetic influences.
With regard to the hypothesis that one disorder may increase the likelihood for co-occurrence
of the other disorder, several authors suggested that CD may be a risk factor for subsequent trauma
exposure and PTSD. First findings from retrospective studies in children and adolescents as well as
adults suggest an earlier age of onset of CD than of PTSD (Afifi et al., 2011; Reebye et al., 2000).
Also, in studies on adult war veterans pre-war CD was one of the strongest risk factors for trauma
exposure and PTSD development (Dikel et al., 2005; Dillard et al., 2007; Koenen et al., 2002).
Though these findings may be influenced by recall-bias, no studies have been found reporting PTSD
as a risk factor for CD or reporting PTSD onset prior to CD. This is in line with other studies
indicating a higher risk of exposure to adverse life events following CD onset (Breslau et al., 2006).
Because of the associated aggressive, risky, careless, and delinquent behavior in individuals
with CD, they may be more vulnerable to engage in severe and man-made traumatic situations and
thus at high risk to develop PTSD (Afifi et al., 2011; Breslau et al., 2006; Connor et al., 2007; Fu et
al., 2007; Greger et al., 2015; Ilomäki et al., 2012; Koenen et al., 2005; Reebye et al., 2000).
Especially individuals with CD and high callous-unemotional traits have been characterized by risk-
taking and fearless behavior (Frick and Dickens, 2006; Viding, 2012), which may make them more
vulnerable for trauma experience and PTSD development. The positive association of PTSD and CD
may also be mediated by CD associated increased aggression, hostility, and attenuated arousal in
individuals exposed to MSP or ELS. Decreased arousal levels have been related to high antisocial
21
behavior, suggesting that individuals with low arousal show more delinquent, violent and antisocial
behavior as they do not fear negative consequences of their actions (Raine, 1993). Further, individuals
with decreased arousal might seek more stimulating activities and show more antisocial and risky
behavior to increase their arousal up to an optimal level („sensation- seeking- theory―; Zuckerman,
1979). As a consequence, impulsivity, sensation seeking and risk-taking behavior in individuals with
CD could expose them to further, multiple and perhaps even more severe trauma, thereby increasing
the likelihood of PTSD in later life (Afifi et al., 2011; Ilomäki et al., 2012). In addition, when feeling
threatened, individuals with CD are more likely to act-out or to become angry or oppositional,
characteristics that could make them more vulnerable to experience traumata and subsequent PTSD
(Koenen et al., 2002). In line with this reasoning, it has been shown that peri- or posttraumatic factors
such as trauma severity, lack of social support and additional life events have a higher impact on
PTSD development than pre-traumatic factors such as low education, young age, female gender or a
history of psychiatric disorders (Brewin et al., 2000). Especially cognitive, emotional and
physiological reactions during trauma exposure seem to be relevant for PTSD development (Ehlers et
al., 1998). As CD has been related to cognitive deficits, limited emotion regulation and an impaired
ability to cope with the stress, these characteristics also may predispose individuals with CD to PTSD
Taken all these findings together, combined developmental risk pathways are suggested for
individuals with comorbid CD and PTSD (see Figure 3): CD associated severity and kind of trauma
exposure (man made; gender specific) seem to be directly related to PTSD onset. Genetic and prenatal
biological environmental risk factors, such as MSP, and ELS induce a strong vulnerability for CD and
PTSD development, mediated by lasting changes of HPA-axis, epigenetic mechanisms and other
neurobiological, cognitive and emotional sequelae. The experience of severe traumata with subsequent
PTSD onset may be mediated by pre-existing CD and its related behavioral patterns such as risk-
taking, carelessness and sensation seeking. In addition, CD individuals may be more likely to develop
PTSD due to impaired emotion regulation, cognitive deficits and altered cortisol release in stress
situations. Still, the exact mechanisms and longitudinal pathways of CD and PTSD comorbidity need
22
to be studied by additional longitudinal studies with sophisticated designs to disentangle shared,
correlated disorder specific and disorder induced risk factors in males and females, as well as studying
4.4 Conclusions
This work is unique as it is the first systematic review complemented by meta-analyses on the
prevalence of trauma and PTSD in CD. Results indicate an increased rate of lifetime trauma exposure
in adult females compared to males with a history of CD, the exposure to multiple, disorder and
gender specific traumata in CD, and an increased lifetime PTSD prevalence in CD, particularly in
female children, adolescents and adults. Additional, population based, clinical case-control and
longitudinal studies especially in children and adolescents are strongly needed to replicate prevalence
findings and reported risk factors as basis for the development of targeted hypotheses on bio-
Conflicts of interest
Financial support
This research was supported by the EU, FP7 grant no. 602407 (FemNAT-CD).
23
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Figure1. Flow diagram for identifying studies on the prevalence and comorbidity of trauma, PTSD and
CD
Figure 2. Meta-analyses of the prevalence of PTSD in children and adolescents with CD
Figure 3. Possible developmental pathways of CD, trauma and PTSD
31
Table 1. Summary of included studies after systematic literature research
First Year Cou Surve Desi Popula N Age Sex IQ Assessment of
Author ntr y g tion (Mean) trauma/PTSD and
y Years n CD (diagnostic
criteria)
Children /
Adolescents
Bur 1995 USA -2 CST CS_C 25 14- M 14, F 11 93.6 DICA-R-A (DSM-
ket D 17 III-R)
2
Co 2007 USA 1996- CST CS_C 53 4-17 M 47, F 6 - K-SADS-E (DSM-
nno 2005 D IV)
r
Gre 2015 Nor 2011- CST HRP 335(CD 12- M 139, F -2 CAPA (DSM-IV)
ger wa 2014 64) 23 196
y
Ilo 2012 Finla 2001- CST CS_C 155 12- M 92, F 63 -2 K-SADS-PL
mä nd 2006 D 17 (DSM-IV)
ki
Re 2000 Cana -2 CST CS_C 65 10- M 40, F 25 90.42 DICA-R (DSM-III-
eby da D 17 R)
e
Adults
Afi 2011 USA 2004- CST PBS 33175 >=2 M 13595, -2 AUDADIS-IV
fi 2005 (CD 0 F 19580 (DSM-IV)
1478) (CD M
969, F
509)
Di 2005 USA -2 CST VC 160 65- M -2 SCID (DSM-III-R)
kel 86
Dil 2007 USA 1993- CST VC 591 49- M -2 CIDI/ MS-PTSD
lar 1994 77 (DSM-III-R)
d
Ko 2002 USA 1992 CST VC 6744 36- M -2 DIS-R-III (DSM-
ene 55 III)
n1
AUDADIS-IV (DSM-IV)=Alcohol Use Disorder and Associated Disabilities Interview Schedule-DSM-IV
Version (Ruan et al., 2008), CAPA (DSM-IV)=Child and Adolescent Psychiatric Assessment (Angold et al.,
1995), CIDI (DSM-III-R)=Composite International Diagnostic Interview (World Health Organization, 1994)
modified for the National Comorbidity Study by the University of Michigan (Kessler et al., 1994),
CS_CD=Clinical cases with CD, CST=Cross-sectional trial, DICA-R (DSM-III)=The Diagnostic Interview for
Children and Adolescents-Revised Adolescent Version (Reich, Shayka, & Taibleson, 1991), DICA-R-A (DSM-
III-R)=Diagnostic Interview for Children and Adolescents, Adolescent Version (Herjanic et al. 1977; revised
January 1990), DIS-R-III (DSM-III)=Mental Health Diagnostic Interview Schedule Version III-revised (Robins
et al., 1988), F=Female, HRP=high-risk population of adolescents in residential care units, K-SADS-E (DSM-
IV)=Schedule for Affective Disorders and Schizophrenia for School-age Children. Epidemiologic version-5 for
lifetime diagnoses (Orvaschel, 1995), K-SADS-PL (DSM-IV)=Finnish version of Schedule for Affective
Disorder and Schizophrenia for School-Age Children Present and Lifetime, M=Male, MS-PTSD (DSM-III-
R)=Mississippi Scale for Combat-Related Posttraumatic Stress Disorder (Keane, Caddell, & Taylor, 1988),
PBS= Population based study, SCID (DSM-III-R)=Structured Clinical Interview for DSM-III-R (SCID) Non-
32
Patient Version Modified for the Vietnam Veterans Readjustment Study (Spitzer & Williams, 1987) and the
SCID Non-Patient Edition (Spitzer, Williams, Gibbon, & First, 1990), VC=war veteran cases.
-1There are two additional publications from Koenen et al. (2005) and Fu et al. (2007)
presenting similar results from the same study sample.
-2Respective information not reported in publication.
33
Table 2. Summary of included studies presenting prevalence of trauma and/or PTSD with CD, N (%)
First Author Females Males Total
(Year) Without With CD Without With CD Without With CD
CD CD CD
Trau PT Trau PT Trau PT Trau PT Trau PT Trau PTS
ma SD ma SD ma SD ma SD ma SD ma D
Children /
Adolescents
– Clinical
Cases with CD
Burket -1 -1 -1 3 -1 -1 -1 1 -1 -1 -1 4
L
(1995), N=25 (27 (7) (16)
)L L
1 1 1 1 1 1 1 1 1 1 1
Connor - - - - - - - - - - - 6
(2007), N = 53 (11)
L
1 1 1 1 1 1 1 1 1
Ilomäki - - - 8 - - - 3 - - - 11
(2012), N=155 (13 (3)L (7)L
)L
Reebye -1 -1 -1 7 -1 -1 -1 4 -1 -1 -2 11
(2000), N = 65 (28 (10 (56) (17)
)C )C L C
– High risk
population
Greger -1 -1 -1 -1 -1 -1 -1 -1 -1 -1 -2 -1
(2015), (21)
P
N = 335 (CD
= 64)
Adults
– Population
based study
Afifi (2011), 164 168 486 105 1162 581 902 93 2802 226 1388 198
N = 33175 05 4 (96) (20 2 (92) (8)L 7 5 (93)
(CD = 1478) (8)L L
)L (85) (4)L L
(85) (6)L L
(11)
L L L
(84)
L
– Study with
war veterans
Koenen -1 -1 -1 -1 -2 -2 -2 -2 -1 -1 -1 -1
(2002), N = (38) (50 (53) (64
6477 )* )*
C
=Current prevalence. L =Lifetime prevalence. P =Point prevalence in last 3 months. -1 =Not assessed. -2
=Assessed, but not reported. * =PTSD prevalence after trauma exposure.
34
Figure1. Flow diagram for identifying studies on the prevalence and comorbidity of trauma, PTSD and CD
(Posttraumatic Stress Disorder and Conduct (Posttraumatic Stress Disorder and Conduct
Disorder: Disorder:
n =144) n =205)
(PTSD and Conduct Disorder: (PTSD and Conduct Disorder:
n =132) n =179)
(n =384) (n =567)
(n = 76)
Full-text-screening: Articles excluded because
- no DSM-criteria for CD, trauma and/or PTSD
fulfilled
- intervention or single case studies
(n = 67)
with CD (meta-analysis)
(n = 4)