Linguistic and Symbolic Properties of Sound Emission Verbs:: A Case Study of Birds and Its Theoretical Implications
Linguistic and Symbolic Properties of Sound Emission Verbs:: A Case Study of Birds and Its Theoretical Implications
Linguistic and Symbolic Properties of Sound Emission Verbs:: A Case Study of Birds and Its Theoretical Implications
Yoshiharu KUMAGAI
1. Introduction
This study aims to explicate some linguistic and sound-symbolic
properties of English verbs that serve to describe the sounds made by birds.
These verbs are analyzed in terms of their syllable structures, phonemic
characteristics, etymology, and morphology, to explicate the degrees of
sound-symbolic and conventional patterns within sound emission verbs in
English. The structure of the article is as follows. In section 2, some crucial
concepts and consequences of the studies of Kumagai (2015) and (2017) are
briefly described. Some formal and etymological properties of the verbs of
sounds made by birds are analyzed and summarized in section 3; then, the
relevance of the acoustic and perceptual properties of nuclear vowels to the
sound emitters’ size and other physical characteristics will be explored and
discussed. Finally, we will discuss the internal structure of the syllable and
propose that the nuclear vowel, which reflects the sound-symbolic property
of the emitter, may also motivate the choice of consonantal segments inside
the syllable.
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On the other hand, in the verbs that contain back vowels as a nucleus
(chortle, chuckle, and guffaw), the correspondence between the acoustic
properties of nuclear vowels and the physical traits of the sound emitters also
seems to hold in a consistent manner. Since back vowels are perceptually less
bright and acoustically lower in pitch than close-front and open-front vowels,
it was made clear in Kumagai (2015) that those verbs with back nuclear
vowels tend to be used to describe laughter by low-pitched, masculine sound
emitters.
The inherent perceptual property in each nuclear vowel is argued to
be related acoustically to the values of the formants from F2 and up (von
Bismarck, 1974). Carlson, et al. (1975) propose the order of brightness of
vowels based on the value of the second formant. Furthermore, Cutler, et al.
(1990, Figure 3, p. 479) utilize this scale to argue for the relationship between
male-female difference and the brightness of nuclear vowels in English first
names (such as Elizabeth and John). According to this idea, nuclear vowels
in verbs of laughter are ordered as in (1):
I argued in Kumagai (2015) that the scale illustrated in (1) reflects the
different types of laughter by different types of sound emitters. Namely, front
vowels are likely to signify the manner of laughter produced by females
and other emitters with small vocal tracts. On the other hand, mid and back
vowels tend to correspond to more masculine laughter.
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(2015) are all imitative in terms of etymology, the verbs of crying treated in
this article contain a few examples (i.e., sob, weep) that resist such a simple
characterization.
Overall, the findings in Kumagai (2017) indicate that it is difficult to
relate the brightness of nuclear vowels in verbs of crying to the size, age,
and gender of the emitters, in contrast to the research on verbs of laughter
by Kumagai (2015). The results imply that the traits of sound-symbolism are
not as easily or straightforwardly detectable in sound emission verbs as they
might appear to be.
2.3. Hypothesis
I suggested (Kumagai, 2017: 31) that sound-symbolism is harder to detect
in verbs of crying than in verbs of laughter because the former involve
more intricate and diverse emotional motivations (e.g., sadness, anger, ache,
complaint, etc.) and physical activities including shedding tears, emitting
sounds, and some others. By crying, people may be trying to bring about
change or be drawing the attention of interlocutors. Since animal sound
emissions are external stimuli to human ears, and since we tend to think that
human emotions are much more complex, verbs of animal sound emission
may exhibit a rather simple distribution or behavior, as do verbs of human
laughter. The following analysis will be based on this assumption. It is
hypothesized that if there are many distinct verbs to indicate sound emission
within a single animal sub-category (e.g., birds, as will be made clear in
section 3), individual verbs exist for distinguishing different kinds of sounds.
The kinds of verbs in question will be argued to correspond to the sound
emitters’ size and the frequency of the sound emitted. In other words, if there
are many types of sound emission verbs, they may express different types of
sounds by animals in each relevant category.
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Table 2 shows some concrete examples of individual verbs that are used to
describe the sounds made by animals:
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It is evident from Tables 1 and 2 that the category bird has the largest number
of sound emission verbs. Following the hypothesis presented in 2.3, we will
focus our attention on the verbs of sounds made by birds to see from various
perspectives how different verbs can refer to the birds’ sound emission.
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Many of the verbs listed above are monosyllabic (15/24). Many of the
disyllabic verbs listed above such as chatter, chitter, twitter, cackle, and
whistle involve a frequentative suffix -er or -le, which indicates the repetition
of activities denoted by each verb3. Thus, the initial syllable of these verbs
and most of the monosyllabic words other than caw, coo, and cuckoo have the
following syllable structure: [[Onset C(C)(C)] [Rhyme [Nucleus V(V)] [Coda C(C)]]].
Namely, it contains in its onset one to three consonants, and the rhyme, which
is made up of a nuclear vowel (either monophthong, diphthong, or long
vowel) and one or two consonants following it.
Therefore, the verbs of sounds made by birds are consistent with the
conventional codifying patterns of English. However, since the purpose
of this study is to detect symbolic characteristics behind the conventional
patterns of these verbs, we will discuss why there are as many distinct verbs
as there are.
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Table 4: Verbs of Sounds Made by Birds with Front Nuclear Vowels (12)
Verb Nuclear Likely Sound Acoustic, Perceptual, and Physical
Vowel Emitters Properties of Sound Emitters
cheep Close, young bird (LD) weak high noise (LD)
Front baby chicken (chick), small and often associated with baby
/i:/ sparrow (AC) bird (AC)
peep /i:/ young bird (LD) short high sound (LD)
baby chicken (chick) young and very small (AC)
or other small birds
(AC)
tweet /i:/ small bird (LD) short high sound (LD)
sparrows or other small bird, quite similar to chirp,
small birds (AC) can be associated with a baby bird
begging for food (AC)
chirrup /ɪ/ bird (LD) evidently formed from chirp, by
sparrow or other trilling the r, and developing an
small birds (AC) additional syllable, to indicate a
corresponding variation of sound
(OED)
can be associated with small birds,
and to a lesser extent with medium-
sized birds, very similar to chirp (AC)
chitter /ɪ/ bird (OED) a parallel form to chatter, expressing
small and medium- a more attenuated action of the same
sized birds (AC) kind, a short series of sharp thin
sounds (OED)
very similar to chatter - except that
chatter to me sounds as though it
might be a bit lower in tone, where
chitter is a bit higher (AC)
sing /ɪ/ bird (LD) high musical sounds (LD)
thrush, wren, robin, can be associated with somewhat
finch (AC) smaller birds (AC)
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The front vowels are likely to be perceived as bright sounds, which may
correspond to small birds. In fact, all the imitative verbs with the close, front
nuclear vowels (/i:/ and /ɪ/) are relevant to the sound emission made by young
and/or small birds, which are, due to the size of their vocal tracts, highly
likely to emit high sounds. Even the non-imitative verb sing that follows
these verbs in the table seems to correspond to small birds, according to the
description in the LD and the report by AC, although this may be merely an
accident. As the front vowel becomes open, as in cackle and quack, sound
emitters may gradually change to medium-sized birds. Still, the sounds made
by the birds seem to be high in frequency. These tendencies are parallel to
the relationship between the front nuclear vowels and the relative size of the
vocal tracts of the sound emitters in the verbs of human laughter (Kumagai,
2015: 32–35).
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Table 5: Verbs of Sounds Made by Birds with Central and Back Nuclear Vowels (12)
Verb Nuclear Likely Sound Acoustic, Perceptual, and Physical
Vowel Emitters Properties of Sound Emitters
caw Open, crow (LD) the loud sound made by some types
Back a crow, rook or raven of bird, especially crows (LD)
/ɑ:/ (AC) fairly large, aggressive and
territorial (AC)
gobble /ɑ:/ turkey (LD) a sound like a turkey (LD)
turkey (AC) associated with large birds (turkeys)
(AC)
honk /ɑ:/ goose (LD) a loud noise by a goose (LD)
goose (AC) associated with geese, so fairly
large-sized birds (AC)
squawk /ɑ:/ bird (LD) a loud sharp angry sound (LD)
goose, duck, owl associated with medium-sized
(AC) birds, but small and large birds also
squawk when they are threatened or
surprised (AC)
chirp Open-Mid, bird, insect (LD) short high sounds (LD)
Central sparrow or other associated with the sounds made by
/ɝ/ small birds, as well as small birds, and perhaps a bit with
crickets (AC) medium-size birds as well (AC)
warble Open-Mid, bird (LD) to sing with a high continuous but
Back warbler (AC) quickly changing sound (LD)
/ɔ:/ associated with small birds,
continuous singing with frequent
variation in notes (AC)
cluck Open-Mid, chicken (LD) a short low sound (LD)
Back chicken (hen) (AC) associated only with hens (AC)
/ʌ/
croak Close- frog, crow (LD) a deep low sound (LD)
Mid, Back frogs, but sometimes if used in reference to a large bird
/oʊ/ used in reference to such as a crow, to croak may well
crows (AC) be very similar to squawk - but
perhaps slightly lower pitched,
can be associated with surprise or
aggression (AC)
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It seems clear that the sound emitters of the vowels in Table 5 are mostly
medium-sized or large birds, and the acoustic/perceptual properties are
highly likely to correspond to low and loud sounds, in contrast to the sound
emitters in the verbs with front nuclear vowels, as illustrated in Table 4.
Another interesting point is that the vowels in Table 5 involve more long
vowels or diphthongs as their nuclei. Although the front vowels in Table 4
have only 3 long vowels out of 12 cases, the mid and back vowels in Table 5
contain as many as 8 long vowels and 2 diphthongs out of 12. This reminds
us of Marchand’s (1960: 316, 7.16) remark, who suggests, “the volume and
length of a sound are expressed by a lengthened vowel or diphthong.” This
characterization seems to be true for the sound emission verbs in Table 5,
which contains many examples of birds that emit louder and/or longer sounds
than the birds illustrated in Table 4.
The tendencies in Table 5 can be summarized as follows. The verbs with
a brighter nucleus (i.e., /ɑ:/) within Table 5 are likely to characterize loud
and aggressive sounds made by medium-sized or rather large birds. As the
nucleus becomes less bright (i.e., from open to close, back vowels), as in
/u:/, the verbs tend to refer to low, non-assertive, and long sounds made by
medium to large-sized birds. These tendencies seem to be parallel to the
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relationship between the back nuclear vowels and the relative size of the
vocal tracts of the sound emitters in verbs of human laughter, although close,
back vowels (/ʊ/ and /u:/), do not appear as the nucleus of verbs of human
laughter (Kumagai, 2015: 32–35).
One clear exception is chirp. Although its nuclear vowel is less bright than
/ɑ:/ (Cutler, et al., 1990: 479, Figure 3), this verb is in fact related to chirrup
in terms of etymology and meaning, as defined in the LD and the OED. Thus,
the phonological property of the nuclear vowel conflicts with its semantic
property. In addition, the verb warble does not symbolize medium-sized or
large birds, although this verb involves /ɑ:/ as its nucleus. According to the
LD, it is used to “sing with a high continuous but quickly changing sound.”
This fact might be due to its non-imitative origin, as was illustrated in Table
3.
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Let us discuss the verbs in Table 5, which allegedly describe the sounds of
larger and sometimes more aggressive birds. Out of 12 cases, 7 verbs involve
dorsal initial consonants /k/ or /g/ (caw, gobble, cluck, croak, crow, coo, and
cuckoo) and 2 verbs have the glottal fricative /h/ in their initial positions
(honk and hoot), although cluck, croak, and crow use either alveolar or
lateral approximants immediately before the nucleus. In the case of the non-
imitative word warble, the initial segment is occupied by /w/, which involves
both bi-labial and palatal articulations. Recall that the nuclear vowels in Table
5 are all mid to back, less bright vowels. Thus, with the exception of squawk4
and chirp, the initial consonants tend to be articulated in a rather backward
space, as if they are attracted by the following nucleus.
Next, let us focus our attention on the final segment of the stressed
syllable. For the verbs in Table 4, with front nuclear vowels, the rhyme
always involves a consonant in the coda (e.g., cheep, tweet, chit-ter, whis-tle,
chir-rup, trill, etc.), while the verbs in Table 5 contain 3 verbs that do not
involve any syllable-final consonant (caw, crow, and coo).
The final consonants in the initial stressed syllable in the verbs of Table 4
tend to involve voiceless segments, where 2 cases involve a bi-labial (cheep,
and peep) and 5 an alveolar (tweet, chit-ter, twit-ter, whis-tle, and chat-ter)
segment, indicating that the consonants are articulated in the front space, as in
the syllable-initial consonants. For the voiced final segments (chir-rup, trill,
and sing), two of them involve alveolar segments. Note, however, that the
verb sing is a non-imitative word. When the nucleus changes into the open
and less bright vowel, the final segments include the dorsal segments, as in
cack-le and quack.
On the other hand, the verbs in Table 5 contain 9 instances (out of 12)
that involve syllable-final consonants. Out of these 9, there are 7 instances
of voiceless final segments (honk, squawk, chirp, cluck, croak, cuck-oo
and hoot) and 2 instances of voiced consonants (gob-ble and war-ble). The
voiceless syllable-final consonants tend to involve dorsal segments (honk,
squawk, cluck, croak, and cuck-oo). 4 instances seem to resist the above-
mentioned tendency: gob-ble, chirp, hoot, and war-ble). However, the verb
chirp should be classified as belonging to the verbs of emission of smaller
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birds in terms not only of its etymology and its strong relation with chirrup
but also of the distribution of initial and final consonants. Recall that the verb
warble is a non-imitative word. If we exclude these two instances, only 2
instances (gobble and hoot) out of 7 remain unexplained.
Finally, let us compare the initial and final consonants. Both segments may
be identical (e.g., peep, tweet, twit-ter, cack-le, and quack for the verbs in
Table 4; cluck, croak, and cuck-oo for those in Table 5), or similar in terms
of the place of articulation (e.g., chir-rup, chit-ter, trill, and chat-ter for the
verbs in Table 4; honk and squawk for those in Table 5 (see note 4 for the
treatment of squawk)).
Thus, the segments in the syllable-initial and syllable-final positions of
the sound emission verbs may not be distributed in a completely arbitrary
manner. Although these consonantal segments themselves may not be
characterized as sound-symbolic, the nuclear vowel, which we could say
does reflect the sound emitter’s physical characteristics, seems to influence
or motivate the choice of its preceding and following segments.
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The property (i) is clearly sound-symbolic. The intrinsic acoustic nature (F2)
and its perceptual effect (brightness) of the nuclear vowel reflect arguably the
size and other related physical properties of the sound emitters. Furthermore,
this study proposes that some consistent characteristics can be detected in
the phonotactics of the stressed syllables, as generalized in (ii) to (iv). The
selection of the vowel is considered here to be crucial in determining the size
and other physical properties of birds. We can say that the sound-symbolic
traits of the vowel may influence or attract the choice of the preceding and
following consonants.
The tendency of the consonant to be voiceless may not be directly
relevant to the physical properties of the birds, because selection of voiceless
segments is extended to the majority of verbs. Rather, the choice of voiceless
segments seems more phonological; it may serve to highlight the sonority of
the nucleus. Considering the tendency exemplified in (iv), we may infer that
the choice of consonants may not be arbitrary; it may reflect a motivation to
codify the sound emission of (at least) animals in a consistent and classifiable
manner. In the sound emission verbs of birds, both the sound-symbolic
properties (i.e., the exploitation of a vowel’s intrinsic character and its
percolation to the neighboring segments) and the phonological properties
(i.e., conformation to the English syllable structure and highlighting the
sonority of the nucleus) seem to be competing against each other, where the
former properties are partly codified into the latter.
Notes
1 I thank Andrea Carlson for providing the following example involving scrawk.
However, the word was excluded from the present analysis since information on this
word is far from satisfactory:
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(i) Hundreds of little birds were blown into windows and adobe walls and killed,
and, trailed by the everpresent scrawking magpies pecking at its mangy tail, the
ugly yellow, snake-eating cat that both Seferino Pacheco and Joe Mondragon
had begun calling Cleofes after the legendary Cleofes Apodaca, had a field day
trotting from house to house, feasting on all the little dead birds with broken
necks. (https://findwords.info/term/scrawk)
2 In cackle, chatter, chitter, cuckoo, gobble, twitter and whistle, ambisyllabicity (i.e.,
the final consonant in the first syllable is acting also as the initial consonant in the
second syllable) is indicated by duplicating the relevant consonant at the beginning of
the second syllable.
3 According to the OED, the verb gobble, whose meaning is “to swallow hurriedly
in large mouthfuls, especially in a noisy fashion” is assumed to be made up of a
morpheme gob- and the frequentative suffix -le. The word in question in this article
(i.e., the sound made by a turkey) is homophonous with this and may in some way be
connected in meaning. In addition, the verb warble is considered as a non-imitative
word, and there is no evidence in the dictionaries consulted to show that it uses
the frequentative suffix -le. However, Marchand (1960: 315, 7.12) mentions that
the word-final segment /l/ in warble symbolizes the concept of “prolongation” or
“continuation.” This implies that even in non-imitative words some traits of sound
symbolism may be embedded within them.
4 See Giegerich (1992: 147ff.) who holds the view that we should take the second
segment /k/ as the initial element of the “core” syllable and regard the external
segment /s/ as appendix. His argument is motivated by the fact that the segment /s/ is
higher in sonority than the following one, which contradicts the definition of syllable
as a peak in sonority. If we take this position, the second segment /k/ is regarded as
the syllable-initial segment. This implies that even in squawk the choice of the “core”
syllabic initial dorsal segment /k/ may be attracted by the nucleus in terms of the place
of articulation.
Acknowledgements
I would like to thank Andrea Carlson of Aichi Prefectural University, for acting kindly
and patiently as an informant. Much of the information provided in this article is based
on her intuition. All the errors in this article are my own.
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英語における音放出動詞の音韻的及び象徴的特性
鳥の鳴き声を表す動詞の事例研究と理論的意味合い
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