Cholangiocarcinoma: Adeel S. Khan,, Leigh Anne Dageforde
Cholangiocarcinoma: Adeel S. Khan,, Leigh Anne Dageforde
Cholangiocarcinoma: Adeel S. Khan,, Leigh Anne Dageforde
a, b
Adeel S. Khan, MD, MPH *, Leigh Anne Dageforde, MD, MPH
KEYWORDS
Cholangiocarcinoma (CCA) Perihilar cholangiocarcinoma (PHCCA) Klatskin tumor
Intrahepatic cholangiocarcinoma (IHCCA)
Extrahepatic cholangiocarcinoma (EHCCA)
KEY POINTS
Cholangiocarcinoma is a rare malignancy and accounts for only 2% of all malignancies.
Incidence is on the increase in the Western world.
Cholangiocarcinoma arises from the malignant growth of the epithelial lining of the bile
ducts and can be found all along the biliary tree. It can be classified into subtypes based
on location: intrahepatic (arising from the intrahepatic biliary tract in the hepatic paren-
chyma), perihilar (at the hilum of the liver involving the biliary confluence), and distal (extra-
hepatic, often in the head of the pancreas).
Despite differences in location of the cholangiocarcinoma, it is associated with a poor
prognosis with surgical resection offering the best chance of cure.
Margin status and locoregional lymph node metastases are the most important determi-
nants of postsurgical outcomes.
Liver transplantation is currently indicated for a select group of patients with unresectable
hilar cholangiocarcinoma in absence of locoregional lymph node spread and metastatic
disease in the setting of an institutional protocol involving neoadjuvant chemoradiation.
INTRODUCTION
Nature of the Problem
Cholangiocarcinomas (CCA) are rare tumors arising from the epithelium of the bile
ducts (BD) and can involve any part of the biliary tract.1 Anatomically, they can be
classified as intrahepatic (IH), arising in the IH BDs in the hepatic parenchyma, or
extrahepatic (EH). Extrahepatic cholangiocarcinoma (EHCCA) can further be cate-
gorized as perihilar (involving BD confluence in the liver hilum) or distal (mid or lower
half of the BD, often in the head of pancreas).1,2 Approximately 60% of CCA are peri-
hilar; 30% arise in the mid or distal BD, and 6% to 10% are IH.3 Historically, surgical
resection has been the only potentially curable option; however, management can
a
Section of Abdominal Transplant Surgery, Washington University St Louis, One Barnes-Jewish
Hospital Plaza, Suite 6107 Queeny Tower, St Louis, MO 63110, USA; b Division of Transplant
Surgery, Massachusetts General Hospital, 55 Fruit Street, White 511, Boston, MA 02114, USA
* Corresponding author.
E-mail address: [email protected]
Epidemiology
CCA is a rare tumor comprising only 3% of gastrointestinal malignancies and has an
annual incidence of 5000 new cases in the United States.1–3 Worldwide, intrahepatic
cholangiocarcinoma (IHCCA) is the second most common liver tumor behind hepato-
cellular carcinoma (HCC) and accounts for approximately 10% to 25% of all hepato-
biliary malignancies.1 CCA is far more prevalent in Asia, where in some parts the
incidence is as high as 113 per 100,000.1 In comparison, the incidence of CCA in
the West is much lower at 2.1 new cases per 100,000 population; however, reports
indicate a trend toward increasing rates in recent years.4,5 CCA affects men more
frequently than women with ratios of 1:1.2 to 1.5, rarely occurs before age of 40,
and typically presents in the seventh decade of life.1,2
Risk Factors
There are several well-described risk factors for CCA.
Choledochal cysts
Patients with choledochal cysts are at a 10- to 50-fold higher risk of developing CCA
(IHCCA and EHCCA).1,2,7 The lifetime incidence of CCA in these patients ranges from
6% to 30% and is thought to be secondary to reflux of pancreatic enzymes, bile stasis,
and increased concentration of intraductal bile acids in dilated ducts, which can lead
to malignant transformation in the cyst epithelial cells over time.1,7,8
Hepatolithiasis
Hepatolithiasis is an established risk factor for IHCCA with up to 10% of patients with
hepatolithiasis developing CCA in some parts of Asia.8,11 Postulated mechanisms of
Cholangiocarcinoma 3
Parasitic infections
Opisthorchis viverrini and Clonorchis sinensis are hepatobiliary flukes that have a well-
established association with CCA particularly in Southeast Asia where these infesta-
tions are common. Shin and colleagues12 demonstrated a population-attributable
risk of CCA in C sinensis endemic areas to be as high as 27.9% in men and 16% in
women. Parasitic infections are far less common in the West and are rarely encoun-
tered as a cause of CCA.1,2
As introduced above, CCA can develop anywhere along the BD system. The location
of the CCA impacts the presentation, diagnosis, treatment options, and prognosis.
CCA is a primary biliary cancer arising from a malignant transformation cholangio-
cyte rather than the hepatocytes, which form the more common liver cancer HCC with
malignant transformation.13 The molecular pathogenesis of CCA involves several
different signal transduction pathways. Recent data indicate some of these mutations
in genetic traits may be similar between CCA and HCC.14
Intrahepatic Cholangiocarcinoma
Gene mutations
Regarding specific mutations and IHCCA, the KRAS mutation is one of the most
frequently seen in CCA and is an oncogene shown to induce IHCCA in mouse
models.15 About 20% of IHCCA have a loss of function mutation of gene TP53, which
has been shown to be oncogenic.16 Most recently, mutations in isocitrate dehydroge-
nase (IDH1) and 2 (IDH2) have been appreciated in 10% to 23% of IHCCA.17 Although
mass-forming CCA is the most common IHCCA phenotype (85%), other phenotypes
include periductal IHCCA that grows along the BD and intraductal-growth IHCCA.18
The differences in these types can impact surgical management and clinical
outcomes.
Staging
Until 2011, there was not a uniform TNM staging for IHCCA. After the seventh edition
of American Joint Committee on Cancer (AJCC) TNM staging for IHCCA was devel-
oped. This 7th edition of AJCC TNM staging was found to be accurate and beneficial
in predicting outcomes for patients undergoing resection for IHCCA.19
Extrahepatic Cholangiocarcinoma
Perihilar cholangiocarcinoma
Perihilar cholangiocarcinoma (PHCCA) is the most common subtype of CCA and ac-
counts for approximately 60% of biliary tract malignancies.20 Although considerable
progress has been made in diagnosing and treating HCCA since the condition was
first described by Altemeier in 1957, it still remains a challenging problem with consid-
erable morbidity and mortality.20
4 Khan & Dageforde
Cause and associated gene mutations Most PHCCA cases occur spontaneously, and
although chronic inflammation and bile stasis have been implicated as common risk
factors, the precise cause remains unclear. Specific genetic mutations have been
linked with PHCCA and include K-ras, C-myc, p53, and Bcl-2. K-ras mutations in
particular have been reported in up to 60% of patients, are more frequently seen in
perihilar tumors greater than 3 cm and in patients with lymph node metastasis, and
are often associated with poor survival.21,22
Tumor subtypes Pathologically, EHCCA can be further classified into 3 distinct sub-
types: sclerosing (70%), nodular (20%), and papillary (5%–10%). Sclerosing and
nodular tumors are typically firm and commonly involve the hilum. These tumors, partic-
ularly sclerosing subtype, cause circumferential thickening of the BD with radial or lon-
gitudinal tumor spread and demonstrate an early involvement of the lymphatic plexus
around the BDs. These tumors are rarely confined to the BD and often demonstrate
direct extension into surrounding hepatic parenchyma at the time of diagnosis. For
this reason, successful resection of PHCCA almost always mandates an en bloc partial
hepatectomy. Papillary tumors on the other hand are typically located in the distal BD,
often have a well-defined stalk making them less likely to invade adjacent structures,
and are generally associated with a favorable prognosis after resection.21,23
Table 1
Modified Bismuth-Corlette classification for hilar cholangiocarcinoma
Type Definition
I Stricture below the main hepatic confluence
II Stricture confined to main hepatic confluence
IIIA Stricture extends into main right hepatic duct
IIIB Stricture extends into main left hepatic duct
IV Stricture extends into right and left hepatic ducts
Cholangiocarcinoma 5
Distal cholangiocarcinoma
DCCA is defined as a tumor arising from the common BD below the confluence of the
cystic duct and above the ampulla of Vater and constitutes approximately 20% to
40% of all diagnosed CCA. In the seventh edition of the AJCC staging manual pub-
lished in 2010, for the first time distal BD tumors were classified as a separate entity
and staged separately from IHCCA and PHCCA.1,2,4,5,27 This TNM staging system
considers tumor extent, lymph node spread, and presence of distant metastases
and is a useful prognostic tool.
CLINICAL PRESENTATION
Table 2 summarizes the common signs and symptoms associated with CCA.
IHCCA diagnosis is often incidental. When patients do present with symptoms, they
are usually symptoms such as fullness and rarely pain resulting from the size of the
liver mass. Oftentimes the patients have normal liver function. Patients with EHCCA
most often present with jaundice but can also have unintentional weight loss, general
malaise, and occasional right upper quadrant pain.29
Most patients (>90%) with EHCCA present with symptoms of obstructive jaundice
(jaundice, tea-colored urine, alcoholic stools, cholangitis, pruritis, and such). Jaundice
may not be apparent if only the right- or left-sided BDs are involved, but these patients
may still have other symptoms, such as vague abdominal pain, weight loss, and
anorexia.30 Patients with papillary tumors may present with intermittent episodes of
obstructive jaundice due to small pieces of tumor breaking off and causing obstruc-
tion. Clinical examination may be remarkable for jaundice, possible hepatomegaly,
or a palpable gallbladder if the obstruction is distal to cystic duct insertion. In addition,
some patients can be diagnosed based on abnormal liver function tests, particularly
alkaline phosphatase and serum bilirubin, both of which can be elevated with obstruc-
tive processes.20,21
DIAGNOSIS
Table 3 summarizes the commonly used diagnostic tests for IH and EHCCA.
Intrahepatic Cholangiocarcinoma
The first step in diagnosis of IHCCA includes high-quality abdominal imaging with
either liver protocol triple-phase computed tomography (CT) scan or MRI. On CT
Table 2
Signs and symptoms of intrahepatic and extrahepatic cholangiocarcinoma
Signs Symptoms
IHCCA Increased liver function tests Malaise
Mass found on screening Right upper-quadrant fullness
ultrasound in patients with Right upper-quadrant pain
underlying liver disease Failure to thrive/weight loss
Palpable liver edge or mass
in the right upper quadrant
Jaundice (rare in IHCCA)
EHCCA (PHCCA 1 DCCA) Jaundice Pruritus
Elevated liver function tests Unintentional weight loss
and alkaline phosphatase Clay-colored stools
Abdominal pain
6 Khan & Dageforde
Table 3
Commonly used diagnostic tests for intrahepatic and extrahepatic cholangiocarcinoma
Diagnosis
IHCCA Imaging: CT and/or MRI
Tumor markers: CA 19-9, AFP
Imaging Guided percutaneous biopsy
EHCCA-PHCCA Imaging: CT and/or MRI/MRCP
CT angiography often helpful to evaluate vessel involvement
MRCP to evaluate BD involvement
Tumor markers: CA 19-9
ERCP with biopsy and brushings
FISH
EHCCA-DCCA Imaging: pancreas protocol CT and/or MRI/MRCP
Tumor marker: CA 19-9
ERCP with biopsy and brushings
FISH
EUS to evaluate pancreas head for any possible mass more consistent with
pancreatic adenocarcinoma
MANAGEMENT OPTIONS
Intrahepatic Cholangiocarcinoma
Surgical management: resection
Surgical resection is the treatment of choice for IHCCA when possible, but unfortu-
nately, many patients present with late-stage, unresectable disease. Before surgical
resection, full assessment of the extent of disease is necessary to assure complete
resection of the IHCCA with sufficient functional liver remnant (FLR). Prognosis re-
mains poor for large tumors with lymphovascular invasion, nodal disease, or multicen-
tricity. If needed, patients can undergo pre-resection treatment to grow the remnant
liver. Details on volume assessment and FLR optimization are presented under the
section on PHCCA.
and in those who have received systemic chemotherapy. Tests like indocyanine green
clearance, galactose elimination test, lidocaine-monoethylglycinexylidide, test, and the
13
C-aminopyrine breath test are some of the available tests for functional assessment of
liver before resection.59
Strategies for optimization of the functional liver remnant: portal vein
embolization PVE is the most commonly used strategy for FLR volume optimization
in PHCCA patients with inadequate or borderline FLR. It has been shown in multiple
studies to be effective in inducing lobar hypertrophy with a low risk of complications
(<3%).20,23,60 Many patients with PHCCA have significant cholestasis and/or require
neoadjuvant chemotherapy for locally advanced disease, and therefore, a higher
FLR cutoff of 30% to 40% is used by most centers.20 Studies have shown median
FLR growth of 40% to 62% after a median of 34 to 37 days of PVE with 72% to
80% of patients able to undergo resection as originally planned.61,62 Abulkhir and col-
leagues63 reported results from a meta-analysis of 1088 patients undergoing PVE and
showed a markedly lower incidence of PHLF and death compared with series report-
ing outcomes after major hepatectomy in patients who did not undergo PVE. All pa-
tients had FLR volume increase, and 85% went on to have liver resection after PVE
with a PHLF incidence of 2.5% and a surgical mortality of 0.8%. Most of the contra-
lateral liver hypertrophy occurs within the first 3 to 4 weeks of PVE, and rates can be
slower in patients with underlying parenchymal disease and/or cirrhosis.58 If FLR after
PVE remains 20% or if the degree of hypertrophy is 5%, liver resection should be
considered high risk and may be contraindicated.64
Role of vascular resection En bloc resection of portal vein or hepatic artery may be
required during hepatectomy in order to obtain a negative surgical margin. Although
many centers have shown that a limited portal vein resection can be safely carried
out in select patients without any significant increase in postoperative morbidity or
mortality, experience with hepatic artery resection has not replicated the same suc-
cess.20,71 In select patients portal vein resection and reconstruction, with intention
of obtaining a margin negative resection, is indicated for short segment vein involve-
ment on the side of the future liver remnant. Hepatic artery involvement on the other
hand is considered a contraindication to resection in most centers around the
world.20,23,71
Adjuvant treatment Successful R0 resection provides the patient with the best
chance of cure. The role of adjuvant therapy after resection in the form of either sys-
temic chemotherapy or chemoradiation is not well defined, but there is clear evidence
to suggest that it should be offered to patients with margin-positive or node-positive
PHCCA. Kim and colleagues72 demonstrated that use of adjuvant chemoradiation
with capecitabine or 5-fluorouracil (5-FU) in 168 patients with resected CCA was asso-
ciated with prolonged 5-year overall survival when compared with resection alone
(36.5% vs 28.2%), and 5-year locoregional control was similarly increased in the che-
moradiation group (58.5% vs 44.4%). Similarly, Borghero and colleagues73 compared
outcomes in 42 patients with either R1 resection or locoregional nodal involvement
who received adjuvant chemoradiation with patients with negative resection margins
and regional lymph nodes and demonstrated both groups to have similar 5-year over-
all survival (36% vs 42%, respectively).74
Liver transplantation
For locally advanced IHCCA, LT has better outcomes than resection alone (5-year sur-
vival 33% vs 0% for resection), but transplant outcomes for late-stage tumors are
worse than transplant for comparable HCC.46,47 Outcomes for liver transplant for
IHCCA are mixed depending on the study and stage of the tumor. Early-stage IHCCA
(2 cm) has a better outcome following transplant that is consistent with outcomes
following transplant for HCC.44,47 One of the difficulties in comparing outcomes for pa-
tients undergoing LT for IHCCA is that many tumors are found retrospectively on
explant pathology, and also that patients receive varied amounts of neoadjuvant treat-
ment with either chemotherapy or liver-directed therapy. Table 4 summarizes post-
transplant outcomes from major studies reporting experience with LT for IHCCA.
There may be a benefit with HAIP placement in select patients ultimately leading to
resection, but overall prognosis of patients with unresectable IH CCA is very poor.52
Despite treatment with systemic chemotherapy, radiation therapy, and liver-directed
therapies, median overall survival is often less than 1 year for patients with unresect-
able disease.13
Box 1
Factors associated with recurrence and worse survival after resection for intrahepatic
cholangiocarcinoma
Table 4
Select reports of outcomes after transplantation for intrahepatic cholangiocarcinoma
5y
Number Recurrence Median Time to 1 y Survival Survival
Reference of Patients Rate (%) Recurrence (%) (%) (%)
Sapisochin et al,44 2014
All IHCCA 29 24.1 14.6 mo 79 45
Very Early Stage (single 8 0 100 73
tumor 2 cm)
Late Stage 21 36.4 71 34
Hong et al,98 2011 25 41 Not reported 52 (2 y) 32
Lee et al,47 2018
All IHCCA (included 44 36.4 Not reported 63.6 63.6
mixed IHCCA-HCC
tumors)
Early Stage 16 29.4 87.7 35.6
Late Stage 28 40.7 74.1 61.4
Lunsford et al,48 2018 6 50 7.6 mo 100 83.3
Hilar Cholangiocarcinoma
Resection
Median survival following resection is 11 to 38 months, and the 5-year survival gener-
ally ranges from 20% to 40%, with locoregional metastasis limiting long-term sur-
vival.26,30,56,71,88–92 Results from some of the largest-volume studies on PHCCA are
summarized in Table 5. One of the strongest determinants of survival is margin status,
and patients with positive BD margins have significantly worse survival compared with
patients with negative margins.29 Five-year survival among patients with R0 resection
is 27% to 45% compared with 0% to 23% for patients with R1/R2 resection.23,26,30,46
Even after margin-negative resections, recurrence rates range from 50% to 70%.26
Other factors associated with poor prognosis are regional lymph node metastases,
high-grade tumor, tumor depth, and tumor histology (nodular sclerosing vs papil-
lary).20,21,28,30 Prognosis without surgery is poor, with most patients living less than
a year from diagnosis.
Transplantation
A very small subset of patients with locally advanced unresectable PHCCA but
without lymph node or distant metastatic disease may be eligible for LT under insti-
tutional protocol using neoadjuvant chemoradiation. Outcomes in this small group of
highly selected individuals are promising with reported overall survival of 53% to
Table 5
Selected reports of outcomes after resection for perihilar cholangiocarcinoma
Table 6
Selected reports of postresection outcomes and poor prognostic factors for distal
cholangiocarcinoma
76% and disease-free survival of 60% to 65% at 5 years after LT.75,77,78 Posttrans-
plant outcomes are better in PSC patients compared with those with de novo
PHCCA.
Distal Cholangiocarcinoma
The median survival for patients who undergo resection for DCCA is approximately
2 years with a 5-year survival of 20% to 40% depending on extent of disease.80,93,94
Several studies have looked at prognostic factors for patients undergoing resection
for DCCA. Some of the commonly reported risk factors for cancer recurrence of poor
survival are positive resection margin (R1 or R2), positive lymph nodes, tumor
size >2 cm, and poorly differentiated tumors, perineural invasion, lymphovascular in-
vasion, pancreatic invasion, and depth of tumor invasion.80,93–98 Murakami and col-
leagues96 looked at their experience with resection margins and lymph node
involvement in resection specimens in 43 patients and reported significantly worse
5-year survival in patients with positive margins compared with negative margins
(8% vs 60%) and in patients with involved lymph nodes compared with patients
without lymph node involvement (18% vs 40%). Table 6 summarizes outcomes
and poor prognostic factors after resection for DCCA in several large studies. Me-
dian survival in patients with unresectable DCCA is poor with most patients living
less than a year after diagnosis.80
SUMMARY
CCA is the most common primary biliary malignancy and can arise in the IH or EH
biliary system. The prognosis is generally quite poor because many patients present
at an advanced stage where surgery is not an option. However, among patients
with resectable disease, surgery with negative margins offers the best chance of
cure. Margin status and locoregional lymph node metastases are the most important
determinants of postsurgical outcomes with increased risk of recurrence in patients
with positive BD margins or lymph node metastasis. A very small group of patients
16 Khan & Dageforde
with unresectable hilar CCA without spread to regional lymph nodes or distant sites
might benefit from LT when carried out under an institutional protocol involving neo-
adjuvant chemoradiation therapy.
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