Ecological Approach: James Gibson'S
Ecological Approach: James Gibson'S
Ecological Approach: James Gibson'S
JAMES J. GIBSON'S
ECOLOGICAL APPROACH
PERCEIVING WHAT EXISTS
WILLIAM M . MACE
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directly perceived required (among other things) reformulating the concept of the stimulus (no small task), reformulating the assumed ontology
of the environment (completely unprecedented), reformulating what a
"sense" could be, rejecting the concepts of "space" and "time" and reorganizing what could count as "memory." This is demonstrably not a
simple tweaking of other systems but it is startling to consider how often
it is read that way. Commentators often present Gibson as someone who
asserts that perception of the environment is direct (correct) without an
appreciation for the full context required both to explain the claim and
to support it. It is common to read him as if he shares most of the presuppositions and analyses with other perceptual psychologists save for a few.
For example, it is common to ignore his critique of the concept of the
"stimulus" (Gibson 1960) and to regard his alternative concepts like
'invariant' and 'information' as incidental preferences for different words
that really mean the same things as 'stimulus' despite Gibson's arguments
that 'stimulus' is used in vague and contradictory ways. Gibson denied
that space and time were meaningful concepts and has given good reasons. These conclusions are largely overlooked even as people use the
parts of his work they think they understand. The ambition of Gibson's
ideas can be regarded as exhilarating or quixotic, but it is important to
appreciate that an environmental philosopher signing on to examine Gibson's ideas will be drawn back to the core problems of epistemology.
Gibson thought of himself as an experimental psychologist building
his ideas on a solid empirical foundation. Experiments always were
important to him. Nevertheless he was mindful of relevant philosophy.
Being an experimental psychologist, aware of and open to contributions
from philosophy, was consistent with his pedigree-William James via
E. B. Holt. His teacher at Princeton in the mid 1920s was E. B. Holt, who
was in turn the student of William James (Heft 2001). Holt, known as one
of the "New Realists" in the early 20th century, worked both as an experimental psychologist and as a philosopher. In his book on consciousness
(Holt 1914). he stressed that consciousness was not "in the head" and
that the objects of cognitive activity were essential to understanding cognitive activity.
Through Holt, Gibson absorbed much of James's "radical empiricism." I say through Holt because James's essays on radical empiricism
seem t o set the stage for Gibson's ideas very well, but there is little evi-
dence that Gibson studied this aspect of James. The James that Gibson
studied with intensity and admiration was the Principles of Psychology
(James 1890), especially James's treatment of the stream of consciousness.
Gibson appropriated the imagery of a stream for perceiving, arguing that
perceiving was continuous and uninterrupted from birth to death, an
activity that could vary in detail and intensity, but never go to zero. As
with James, when considering flow and discreteness, Gibson gave the priority to flow. He stressed that discreteness precipitates out of flow; flow
does not build up from discreteness.
DEFINING THE SUBJECT MATTER
James Gibson's ecological approach to visual perception (1950,
1966, 1979) is an account of how an animal perceives its environment.
The emphasis of that sentence should be on the word environment. Many
psychologists and neuroscientists could honestly write the same sentence
without subscribing t o what Gibson believed because they would emphasize the word how, giving lip service at best t o the word environment.
Most commonly, perception is studied as experience, whether of the environment or not. According to the received views, while some experiences
might be of the environment, they need not be to qualify as perception.
Perception of the environment would be a subset of a broader class of
perceptual experiences.
As formulated by Gibson, however, perception is an achievement. It
is a success word (Ryle 1949; Shaw, Turvey, and Mace 1982) reserved
only for cases of perception of the environment. The phrase 'perception
of the environment,' for Gibson, is almost redundant (I say 'almost'
because the self is also perceived and it would seem confusing to refer to
the self as part of the environment, even though it is specified in the same
ways-e.g., optically for vision). Shaw, Turvey, and Mace (1982) have
added that perception, as treated in ecological psychology is not propositional. It is not like a belief, which may be true or false. We (Shaw, Turvey,
and Mace 1982) argued that perceiving is a state of affairs. To perceive a
place to sit is comparable to sitting on a sitting place. We have said, following Hintikka (1975). that the object of intention and the object of
reference are the same. This is not to say that perception is ever perfect or
complete. Perception in the interest of actions can be more or less adequate. It cannot be true or false. This is a lot for philosophers to chew on.
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JA
We think the ecological position is pragmatic, and that what even though
we argued that perception is not propositional, that this does not disqualify it from being relevant to epistemology. We'll see these properties in
Gibson's definition of perception quoted at the end of this section.
The challenging task taken on by ecological psychology is t o develop
an understanding of awareness of the environment a t its best, its most stable; the kind of apprehension that is the "bottom line" of experience.
Even if illusions and misperceptions give us pause about what we can
trust, the perceptual theorist must explain our best perceptual access to
the world as well as the errors. For example, consider how illusions typically are discussed. An observer is asked to make a judgment about size,
the straightness of a line, the lightness of a surface, the weight of an
object, or any number of other properties. Then that judgment is evaluated in light of the "true" state of affairs. The illusion is "wrong." But how
is the "true" state of affairs ascertained? How is "true" size, straightness,
weight, or lightness determined? The same "sense" that is fooled in some
limiting situation, say vision in visual illusions, also may be used to determine the clarified, "real" state of affairs under conditions of full viewing
opportunity. That is the kind of case Gibson ultimately addressed. If the
stick in water looks bent, we take it out of the water to show that the
stick "really" is not bent. But the straightness we're sure of, that is contrasted with the bent look at the water line, is still judged visually.
Suppose we have two lines of equal length with arrow heads on either
end, those on one line facing in and those on the other facing out. This is
the well-known Muller-Lyer illusion. One line now looks longer than the
other and the argument from illusion leads some people to conclude that
vision should not be trusted. However, if we want to show the "real"
length of a line, we measure it. The match between lines on a ruler and
the line being measured is established through vision just as much as the
illusion was. Without a visual (or other perceptual) basis for determining
the "true" state of affairs, an illusion could not be defined. Our criteria1
measurement is often established by vision just as much as the illusion
itself. With weight, we look at the output of the scales we use for weighing. Nevertheless, people often proceed as if the subject matter of visual
perception is better represented by the appearance of the stick in the
water rather than the stick out of the water; or by the Miiller-Lyer lines
rather than by the sight of the lines as visually compared to marks on a
ruler. It's all vision. I like to say that our goal, as ecological psychologists,
is to study the perception of the methods section of a research report,
rather than the introduction or results sections. I say this because in
research papers, it is in the methods section where materials and circumstances are supposed t o be described "objectively," so that other
researchers can establish the same conditions. It is in the methods section
where researchers say how long the lines are, how bright the lights are,
how much the weights b'actually" weigh, where the materials are placed,
who the participants are, how many of them there are at a time, and so
forth, How does the experimenter know these things? Largely through
vision. If not through vision, then through some other perceptual systems
or combination of them. This is the world we take for granted. Gibson's
goal, I take it, was to understand this situation. By what means do people
get to a "bottom line" about their circumstances?
Gibson's approach was not the result of a simple preference or even
a philosophical argument. It developed from experimental findings and
frequent revisions to accommodate those findings. An important possibility that gradually dawned on Gibson was that an adequate theory could
not be confined to psychology or even neuroscience. In the most mature
account of his position (1979). Gibson outlined a comprehensive position
that included (1)a theory of what there is to be perceived, that is, an
ontology, (2) a theory of the information for perceiving, and (3) a theory
of the activity of detecting that information. Gibson realized that a comprehensive theory of perceiving the environment required commensurate
treatments of each of these components. The theory of the environment,
the theory of information for that environment, and the theory of detecting information had to fit together. Ecological psychology could not stand
alone, but required that the theorist identify the relevant physics and biology as well. That is, even though physics and biology are crucial, Gibson
recognized that physics developed to realize the goals of physicists and
biology developed for the purposes of biologists do not automatically
yield the physics and biology appropriate to the psychology. Physics and
biology themselves come in multiple levels and do not require that one
level be fixed as more real than others. A sheet of brass is just as real,
physically, as a copper atom, and tissues and organs in animals are just as
real as cells. It is instructive to examine the number of hypothesized psychological processes whose purpose amounts to converting one kind of
WILLIAM M. MACE
description into another. If, for example, one were to describe light at the
eye in terms of photons, and an experience as the experience of environmental surfaces, there might be a temptation to ask how psychological
and physiological processes converted photons to the experience of surfaces. Alternatively, if one found that arrangements of photons could
carry patterns specific to surfaces to begin with, just as surfaces can be
said to be made of atoms and molecules, then the levels of patterning
could be recognized as alternative descriptions of light, The task of neurophysiology and psychology could then be to discover the patterns
relevant to perception and then to understand how these relevant patterns
could be appreciated. No psychological process would need to be imagined for the purpose of converting one level of description into another.
Gibson came to realize that building an ecological psychology required
coordinated attention to selecting (and sometimes developing) appropriate biology and physics as well.
To summarize essential features mentioned thus far in the paper and
to set the stage for further presentation of Gibson's ideas, I offer his last
definition of perception in the next paragraph. Gibson wrote and rewrote
very carefully. Each word was deliberately chosen and each phrase refers
to a topic that Gibson elaborated in multiple nonredundant publications.
This definition comes at the end of, and is a succinct summary of, years
of investigation. The reader should note the centrality of Gibson's use of
the word 'surface.' This is crucial to his ontology, and his ontology is crucial to his epistemology. A surface, for Gibson, is a real, material surface
in the world. We can see it as such, we can experience it directly, because
a real surface is optically (for vision) distinct from non-real alternatives.
In a number of places, including his 1979 book, he lists important characteristics of surfaces and distinguishes these from abstract concepts,
images, and representations (to list a few contrasting concepts). A surface
reflects light. Think about it. An abstract triangle or circle does not reflect
light. An image on the retina or in the brain does not reflect light. It is a
longstanding puzzle of vision to wonder how animals can tell the difference between reflected light and radiant light when it's all the same at the
eyeball. Establishing conditions for seeing surfaces implies one is making
the distinction between reflected and radiant light. Surfaces have characteristic texture. The texture of the material consists of patterns within
patterns that are revealed as one gets closer. Getting very close to a paint-
ing does not reveal the texture of a depicted scene, but of the canvas or
whatever material was painted on. Very close scrutiny of a museum painting is the province of the art restoration expert and the structure revealed
by scrutiny is one distinction between a real surface and an image or representation. Keeping in mind the fundamental role of real surfaces,
connected throughout the environment, for Gibson, I move to the promised quotation.
"To perceive is to be aware of the surfaces of the environment and of
oneself in it. The interchange between hidden and unhidden surfaces is
essential to this awareness. These are existing surfaces; they are specified
at some points of observation. Perceiving gets wider and finer and longer
and richer and fuller as the observer explores the environment. The full
awareness of surfaces includes their layout, their substances, their events
and their affordances. Note how this definition includes within perception a part of memory, expectation, knowledge, and meaning-some part
but not all of those mental processes in each case" (Gibson 1979,255).
What is essential at the beginning of this definition is Gibson's identification of a coherent topic-the detection of existing surfaces-and
distinguishing this from the study of the appreciation of surfaces that do
not exist. Existing surfaces can come into view by changing the place of
observation, That is, if they exist, they can reflect light and be visible from
some point of view. If they do come into view or go out of view, they do
so in the characteristic way specific to changes of viewpoint. Those
changes do not indicate any change in the existence of a surface. Other
changes do affect surface existence-evaporation, disintegration, melting,
and burning, for example (Gibson, Kaplan, Reynolds, and Wheeler 1969).
Note again that the topic of study here is the existence of surfaces based
on the differing behavior of optical information structured in a real environment by real surfaces. How many psychologists have presumed to
grapple with existence?
Surfaces are not all that are seen, of course. The second clause says
that one is aware of oneself in the environment. Gibson stressed that this
too was a matter of optical specification, not "stored knowledge." The
view of each eye is bounded by eye sockets, nose, and facial features.
Much of the remainder of the body is visible as well. The perspective view
on an arrangement of surfaces, beginning with the earth stretching to the
horizon, is specified, and part of what there is to be seen. That's what he
Direct perception is what one gets from seeing Niagara Falls, say, as
distinguished from seeing a picture of it. . . Direct perception is the
activity of getting information from the ambient array of light. . .This
is quite different from the supposed activity of getting information
from the inputs of the optic nerves, whatever they may prove to be.
(Gibson 1979,147)
The contrast here is to the picture. We can see the difference between
pictures and the parts of the world they are pictures of-thus the "real"
Niagara Falls and the picture of Niagara Falls. Wherein lie the differences? If one supposes that vision begins with the retinal image and the
retinal image is basically a picture, then one has obscured the distinction
between environmental entities (first-hand) and pictures of them (secondhand), or the distinction between the optic array and a retinal image. If
one were to insist that the retinal image is the basis for vision, and that it
is pictorial, but that it also is the case that the picture of the "real" Niagara Falls is different from the picture of Niagara Falls, the original
problem, how a "real" environmental entity is distinguished from a picture of it, reemerges.
Seen as a topic, one could view Gibson's solutions t o be one among
many; and that competitors would offer alternative theories of direct perception. When construed as a process, "direct perception" is taken as the
theory itself and not a topic. I do not deny that Gibson's approach is
direct theory of process, just as both sympathetic and unsympathetic
commentators say it is, but I also suspect that Gibson's solutions would
be better appreciated if the problem they addressed were acknowledged.
At the moment, I cannot think of anyone other than Gibson who has
embraced the topic of direct perception and offered alternative testable
accounts. Workers in "virtual reality," especially video games, are likely to
come the closest to appreciating the need to distinguish between the
"real" world and pictured worlds. The appeal of virtual reality is a strong
indication that people know full well that there is a difference between
"reality" and its surrogates. The prominent philosopher of perception,
Fred Dretske (1994), has misinterpreted Gibson's program as one solely
about process and not about objects. This was unfortunate because
Dretske formulated the option of considering direct perception to be
about the objects of perception rather neatly, but then asserted that this
was not what Gibson was writing about. In light of the above quotation
WILLIAM M . MACE
207
from Gibson, and the material around it in the same chapter, it is hard to
grasp how one could miss his point.
For the philosophers that Gibson addressed in 1967, the key step in
the analysis of optical patterns for Gibson was the 'invariant.' He pointed
out that when there is change in a pattern, not everything changes. As one
sees varying perspective on a solid surface, textures and other internal
adjacencies remain the same. Gibson argued that there were more than
enough such invariants to account for the perception of unchanging features of the world amid the standard systematic changes such as change
of viewpoint in locomotion or change of illumination as the sun's position changes relative to the earth. Detecting invariants, he argued, not
only provided a basis for experiencing a world that existed apart from us,
but made possible a public world, a world that could be experienced in
common. That is, two people cannot be in the same place a t the same
time, but over time, they can occupy enough positions to extract the same
invariants. Establishing a basis for public knowledge is another emphasis
of Gibson's work. Not only does he establish a basis for public knowledge, but presses the reality of the extended surface of the earth and the
sky as example "objects." The surface of the earth, as a perceptual object,
is not an example one usually encounters in psychology and philosophy.
Yet it provides a very concrete theoretical anchor for an extended consideration of public knowledge, the shared environment. Gibson's system, as
a fundamental basis for perception, for epistemology, is about this shared
world. His system is not about an abstraction, not about a category, but
about this individual, specific world. In the next section, I shall say a bit
more about this, but do not forget that it is a short step from appreciating his focus on a reality that everyone can share to considerations of the
qualities (for good or ill) of that shared environment.
INTERIOR PERCEPTION
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ETHICS
WILLIAM M . MACE
tions brought into view are seen to preexist and those that go out of view
are seen to continue to exist. The revealing and concealing of texture at
the boundaries of the eye are seen to be the result of a change in the point
of view. In this way, surfaces, beginning with the largest one, the ground,
are revealed as unitary across many successive, overlapping, views. This
earth-sky enclosure is a fundamental perceptual "object" but hardly what
leaps to mind as an association to the word "object." However far one
travels, the earth-sky shell remains fixed as an invariant framework for a
person's entire life (before space travel). Everything else goes on within
that shell. At this outer limit, we spend our entire lives exploring features
of this single connected surface, if we focus on the ground half. Lewis and
Clark took in more of it than Immanuel Kant did. Gibson's insight meant
that one could experience the connectedness of an expended but existing
surface without seeing all of it at once-because the persistence and connectedness of the surface over time can be based on invariants extracted
over time. Change of pattern over time, recall, does not necessarily change
every aspect of a pattern. Again, invariance forms the basis for the (direct)
perception of an extended, shared environment. Environmental philosophers should find this a useful basis for examining the consequences of
this formulation for problems of interest to them. By bringing the epistemological focus to the individual environment that we share with others
on earth Gibson provides a basis for connecting to the concerns of anyone else focusing on the utilization of this common environment.
MUTUALITY
Throughout his writing, Gibson emphasized the reciprocity of animal
and environment. The physical world as such is not an environment. It
can be an environment for a given animal. An animal cannot exist apart
from its environment. Each implies the other. Real perceiving is embodied. The eye sockets-nose-head-body
that one sees are here. The
horizon is there. We saw that the perception of self was included in Gibson's definition of perceiving. I have just emphasized the fundamental
earth-sky interior as something to be perceived, especially the extended
surface of the earth. The perception of the persisting, connected, earthsky, is plausibly connected to the perception of a persisting self. The
continuity of self over a lifetime is supported by the continuity of the
earth-sky framework. The reciprocities still hold. When one looks at the
way to separate nonchanging structure from changing structure. I emphasize invariants earlier, but the concept of invariant is defined relative to
relevant variation. Gibson's reliance on flow imagery in his theorizing,
influenced by James, is an important contrast to most other theorists.
Gregory, as noted, is as good a representative of traditional assumptions
as any other. J. Hochberg (1982) is another. Each very clearly sees perception built up from discrete sources. Hochberg places great store in "the
single glance." For Gibson, the flow is primary and stable entities emerge
within the flow, as eddies or whirlpools emerge in the flow of a stream.
Gibson declared,
The act of picking up information, moreover, is a continuous act, an
activity that is ceaseless and unbroken. The sea of energy in which we
live flows and changes without sharp breaks. Even the tiny fraction of
this energy that affects the receptors in the eyes, ears, nose, mouth, and
skin is a flux, not a sequence. The exploring, orienting, and adjusting
of these organs sink to a minimum during sleep but do not stop dead.
Hence, perceiving is a stream, and William James's description of the
stream of consciousness (James 1890, Ch. 9) applies to it. Discrete percepts, like discrete ideas, are "as mythical as the Jack of Spades.
(Gibson 1979,240)
Ironically, to trust physics to provide biology and psychology with
immutable entities that biology and psychology have to work with can be
viewed as a source of cutting psychology off from physics, disconnecting
it from a coherent science and making psychology a standalone, modular,
discipline, a "special" science. Alternatively, as I mentioned earlier, some
of us have argued (Shaw, Turvey, and Mace 1982) that psychology,
physics, and biology can be parts of the same system of scientific laws,
and therefore of a piece with the rest of science, if Gibson's strategy is
adopted, Then, and only then, can information and its detection be transparent and specific to its sources, Gibson talked about needing a new
optics, an ecological optics. Shaw and his colleagues have generalized that
to ecological physics. All this means is that the "physical" environment
can be cut up at many levels and in many ways, each of which serves its
own purposes and no one of which is more fundamental than the others.
Thus, "surfaces that can support locomotion by elephants" are just as real
as hydrogen atoms or photons and far more relevant to the tasks of elephant perceiving.
Some writers have described the ecological view as maintaining that
WILLIAM M . MACE
the "physical world" is what is perceived. If so, the "physical" entities perceived are rather strange because they come with a definite point of view
(e.g., the occluding edge, its special case in the horizon, and affordances).
We argue that they are objective and real, but the incorporation of a point
of view is contrary to the physicist's impulse to transcend perspectives, to
express truths that are perspective free.
Let us now return to Gibson's definition of perception. It focuses
partly on the awareness of existing surfaces, including very large,
extended surfaces-surfaces that are much too large to take in with a single glance-up to the largest surface, the surface of the earth (both land
and water), which is too large to take in during a single lifetime. It nevertheless, in Gibson's approach, is a single, connected entity that can be
perceived as such. It never can be perceived completely, of course, but one
learns more about its layout, substances, events, and affordances through
exploration. Perceiving becomes "wider and finer and longer and richer
and fuller" as one explores.
Reflect, then, on the end of Gibson's definition of perception. "Note
how this definition includes within perception a part of memory, expectation, knowledge, and meaning-some part but not all of those mental
processes in each case." If one can explore a surface over time, an instance
of extracting invariance over time, to reveal something separated out
from time, it is a most noteworthy. It means that the thing revealed, the
extended surface, is not subject to the same temporal units as the expioration process. Gibson stressed that changes of existence (like the creation
or destruction of a surface) are different from changes of what is in or out
of sight without a change in existence. If texture comes into sight by "disocclusion," a change in which the surface is seen to come into view rather
than existence, then, as Gibson said, the surface is seen to "preexist."
Likewise, the parts of surfaces that go out of view in occlusion are not
seen to be destroyed, but to continue to exist. If one accepts that invariance over time can be detected, then many traditional psychological
categories do look quite different. We realize that what we have thought
of as the division of "processes" into perception, memory, cognition, and
so on, are indeed enmeshed in a host of assumptions. It is easy to think
about perception as referring to the present and memory to the past. But
when the information revealed over time is about persistence, such as a
persisting surface, the categories threaten to become less categorical.
Browne, J. 2002. Charles Darwin: The Power of Place. Princeton: Princeton University Press.
Dretske, F. 1994. "Meaningful Perception." In Visual Cognition: An Invitation to
Cognitive Science (pp. 331-352), edited by S. Kosslyn and D. Osherson. Cambridge: MIT Press.
Gibson, J. J. 1950. The Perception of the Visual World. Boston: Houghton Mifflin.
. 1959. "Perception as a Function of Stimulation." In Psychology: A Study
of a Science, I (pp. 456-Sol), edited by S. Koch. New York: McGraw-Hill.
. 1960. "The Concept of the Stimulus in Psychology." American Psychologist (16):694-703.
. 1962. "Observations on Active Touch." Psychological Review (69):477491.
. 1966. The Senses Considered as Perceptual Systems. Boston: Houghton
Mifflin.
WILLIAM M . MACE
NOTES ON CONTRIBUTORS
Tim Adamson in Assistant Professor in the Department of Philosophy
and Religion at Iowa Wesleyan College and Adjunct Professor of Religion
at the University of Iowa. He is author of several articles dealing with the
role of embodiment and metaphor in human cognition, the links between
phenomenology and cognitive science, and Kant's notion of Reflective
Judgment as a model for contemporary approaches to cognition. E-mail:
[email protected]
Jim Cheney (aka Shagbark Hickory) is Professor Emeritus at the University of Wisconsin- Waukesha, and currently visiting flora with Zenlite. H e
has been a Rockefeller Foundation Visiting Humanities Fellow with the
Native Philosophy Project a t Lakehead University in Thunder Bay,
Ontario, and the inaugural Visiting Scholar of Ecophilosophy and Earth
Education a t Murdoch University in Western Australia. E-mail:
[email protected]
I r i s h Glazebrook is Associate Professor of Philosophy at Dalhousie University in Nova Scoria. Her research interests are in environmental
philosophy, philosophy of science and technology, feminism, and Heidegger. Her recent book, Eco-Logic: Erotics of Nature, is in progress. E-mail:
[email protected]
William M. Mace is Chair and Professor of Psychology at Trinity College
in Hartford, Connecticut. H e is a founding director of the International
Society for Ecological Psychology (ISEP), performs the executive functions of the Society, and is editor of the journal, Ecological Psychology.
He has held visiting positions a t Cornell University and the University of
Texas a t Austin, and has a continuing affiliation with the Center for the
Mark Rowlands is Professor of Mental and Moral Philosophy at the University of Hertfordshire, and has written a number of academic books
and articles on philosophy and ethics. Currently he is writing for the general reader on philosophy and popular culture. He has had numerous
media appearances. Two recent publications are The Philosopher a t the
End of the Universe (2003) and Everything I Know I Learned from TV
(2004).E-mail: [email protected]
Baird Callicott
Claudia Card
Chris Cuomo
Deane curtin
Kevin DeLuca
Frederick Ferrk
Greta Gaard
Trish Glazebrook
Christine Harold
Dale Jamieson
Andrew Light
Holmes Rolston I11
Catriona Mortimer-Sandilands
Gary Varner
Steven Vogel
Anthony Weston
Clark Wolf