EcoHealth 7, 237–241, 2010
DOI: 10.1007/s10393-010-0326-x
Ó 2010 The Author(s). This article is published with open access at Springerlink.com
Original Contribution
Pathocenosis: A Holistic Approach to Disease Ecology
Jean-Paul Gonzalez,1,2,3 Micheline Guiserix,4 Frank Sauvage,4 Jean-Sébastien Guitton,5 Pierre Vidal,6
Nargès Bahi-Jaber,7 Hechmi Louzir,7 and Dominique Pontier4
1
International Centre for Scientific Researches, Franceville (CIRMF), BP 2105 Libreville, Gabon
French Ministry of Foreign and European Affairs, Paris, France
3
Department of Health and Societies, Institut de Recherche pour le Dévelopement, Marseille, France
4
UMR-CNRS 5558, Université de Lyon, Université Lyon 1, 43 Bd du 11 Novembre 1918, 69622 Villeurbanne Cedex, France
5
Office National de la Chasse et de la Faune Sauvage, Direction des Études et de la Recherche, 39 Bd Albert Einstein, CS 42355, 44323 Nantes Cedex 3,
France
6
Department of Anthropology, Paris X University and French Ministry of Foreign Affairs, 11340 Roquefeuil, France
7
Laboratoire d’Immunopathologie, Vaccinologie et Génétique Moléculaire, Institut Pasteur de Tunis, 13 Place Pasteur, 1002 Tunis-Belvédère, Tunisia
2
Abstract: The History of medicine describes the emergence and recognition of infectious diseases, and human
attempts to stem them. It also throws light on the role of changing environmental conditions on disease
emergence/re-emergence, establishment and, sometimes, disappearance. However, the dynamics of infectious
diseases is also influenced by the relationships between the community of interacting infectious agents present
at a given time in a given territory, a concept that Mirko Grmek, an historian of medicine, conceptualized with
the word ‘‘pathocenosis’’. The spatial and temporal evolution of diseases, when observed at the appropriate
scales, illustrates how a change in the pathocenosis, whether of ‘‘natural’’ or anthropic origin, can lead to the
emergence and spread of diseases.
Keywords: pathocenosis, emergence, infectious diseases
INTRODUCTION
The history of medicine gives the epidemiology of infectious diseases a unique perspective in time and space,
highlighting possible relationships between different diseases occurring in particular economic and social contexts.
In 1933, Charles Nicolle proposed a dynamic concept
of the ‘‘birth, life and death of infectious diseases’’ to
highlight the continuity and dynamics of what we could
call the pathogenic domain of a given host population, i.e.,
the disease combinations observed at a given time (Nicolle,
Published online: July 1, 2010
Correspondence to: Jean-Paul Gonzalez, e-mail:
[email protected]
1933). This approach focuses on the processes of disease
development and succession at the scale of the host population. Charles Nicolle (1919 in Blanc and Baltazard,
1944) also proposed the pioneering concept of ‘‘asymptomatic infection,’’ crucial for understanding the sudden
appearance (i.e., emergence) of certain diseases through
clinical signs in particular circumstances.
In 1969, Mirko Grmek proposed considering diseases of
a given host population as a whole, including their historical
and geographic dimensions. By analogy with ‘‘biocenosis,’’
which is the ecological concept of all living organisms that
coexist and interact within a defined territory, Grmek
defined pathocenosis as follows: ‘‘By pathocenosis, I mean
the qualitatively and quantitatively defined group of
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pathological states present in a given population at a given
time. The frequency and the distribution of each disease
depend not only on endogenous—infectivity, virulence,
route of infection, vector—and ecological factors—climate,
urbanization, promiscuity—but also on frequency and
distribution of all the other diseases within the same population’’ (Grmek, 1969). Thus, for the first time in the
history of medicine—beyond a nosological framework that
encloses diseases in a frozen disciplinary framework (e.g.,
respiratory diseases, arboviral diseases, sexually transmitted
diseases)—Grmek offered a temporal and spatial approach
to understand the dynamics of infectious diseases and their
interdependency. Grmek (1969, 1997) saw the health state
of a population as a complex dynamic phenomenon leading
to a wide range of epidemiological patterns subject to
environmental and human factors. Based on this concept of
‘‘pathocenosis,’’ Grmek examined the historical progression
of diseases across Europe during the past two millennia:
over time, plague succeeded leprosy and was successively
followed by syphilis, smallpox, cholera, tuberculosis, and,
most recently, the acquired immune deficiency syndrome
(AIDS). Even if such a succession can be coincidental, or if
appearance and disappearance of successive diseases may
have the same causes, these observations raise the question
of interactive causalities.
Following Mirko Grmek, we propose to revisit some
changes in pathocenosis in the light of the complex and
dynamic processes in which the infectious agents potentially interact, keeping in mind the importance of the
‘‘asymptomatic infections’’ highlighted by Charles Nicolle.
centuries. The massive human population declines due to
plague epidemics (estimated at about 40% during the Black
Death of 1347–1352 and 20% during the Great Plague of
1665–1666), from which Europe recovered only four centuries later, may be one cause of leprosy’s decline. The social
consequences of the Plague affected the fundamental modes
of transmission, as well as the distribution, of other pathogens associated with human population density (Weiss and
McMichael, 2004). Thus, the Black Death probably induced
strong competition for contemporary circulating pathogens,
such as the smallpox and measles viruses, which are likely to
have provoked outbreaks before the arrival of the bacterium
Yersinia pestis and were only able to reemerge in the 18th
century (Barquet and Domingo, 1997; Hopkins, 2002) once
the Plague had vanished from Europe. The European Plague
(1345–1750) also appears to have exerted major genetic
selective pressure, maybe explaining the high frequency of
the CCR5-D32 deletion (10%), a protective allele, in the
European population (Galvani and Slatkin, 2003; Duncan
et al., 2005). This selection would constitute a major legacy of
the Black Death and its resurgences, modulating the current
pathocenosis by protecting against AIDS, for example. Finally, plague is a typical example of the strong interaction
between human and animal pathocenoses. Indeed, human
plague outbreaks interact with pathogens of the black rat,
Rattus rattus, the carrier of Y. pestis. Serious plague outbreaks
are usually preceded by highly lethal disease outbreaks in
reservoir rodents, from plague or other diseases, which favor
transmission of infected fleas to humans (Keeling and Gilligan, 2000; Duplantier et al., 2005; Lowell et al., 2009).
CONCEPT OF PATHOCENOSIS IN THE LIGHT
THE HISTORY OF PLAGUE IN EUROPE
DEFINING INTERACTIONS BETWEEN DISEASES
AND INFECTIOUS AGENTS
OF
Revisiting disease history in the light of the pathocenotic
concept, i.e., taking account not only of the environmental
and social contexts but also of the presence of other diseases or infections in the host population, provides new
explanations for observed sequences of events. The history
of plague pandemics illustrates several aspects of disease
interdependency, not only through the direct effects of the
illness but also through the legacy of plague on the host
population several centuries later (certain precautions must
of course be taken, as medical knowledge was poor and
unreliable at the time of the epidemics).
Historically, the Black Death followed on the heels of the
peak in endemic leprosy, situated between the 12th and 14th
Coinfection by more than one pathogen seems to be more
common than infection by a single pathogen (Cox, 2001)
and appears to affect the immune response to these agents
(Graham et al., 2007). Cellular immune effectors (e.g., T
helper 1, T helper 2, T helper 17, and cytokines) show
complex mutual regulation, and this may affect the immune response to a second infectious agent. Witness the
deleterious impact of nematode infestation on host
immunity to infectious diseases such as malaria (Druilhe
et al., 2005), hepatitis B and C (Kamal and Khalifa, 2006;
Edwards et al., 2005) and AIDS, and even on the
effectiveness of some vaccines (Su et al., 2006). Direct
interactions between parasites have also been documented.
Pathocenosis and Ecology
One example is hepatitis Delta virus, which cannot synthesize its own envelope protein and is thus dependent on
coinfection by hepatitis B virus (Petney and Andrews,
1998). An ‘‘endopathocenosis’’ can exist within the individual host. In the digestive tract, the commensal bacterium Escherichia coli can produce an enterotoxin in certain
microenvironments (pH variations), thus weakening the
intestinal epithelium and facilitating massive invasion by
potentially enteropathogenic viruses, such as rotavirus,
picornavirus, and noroviruses (Lorrot and Vasseur, 2007).
Several types of relationships between diseases have been
identified since Grmek put forward his hypothesis in 1969:
Antagonism
One disease hinders the spread of another. For example,
significant anemia impedes thalassemia and plasmodial
infection (Veenemans et al., 2008); latent infection of mice by
herpes murine viruses confers resistance against Y. pestis
(Barton et al., 2007) or confers a partially immunological
protection against another antigenically related infectious
agent, as observed in flaviviruses. Indeed, antibodies against
dengue virus strongly protect against experimental yellow
fever virus infection (Brandiss et al., 1986), suggesting that
the reason yellow fever appears never to have occurred in Asia
maybe because of widespread immunity to dengue among
Asian populations living in endemic areas (Monath, 2007).
Synergy
One disease facilitates the introduction or development of
another disease, as illustrated by antibody-dependent
enhancement (ADE). According to this hypothesis, two
consecutive infections by different dengue serotypes could
favor dengue hemorrhagic fever (Kliks et al., 1988, 1989).
‘‘Opportunistic’’ microorganisms take advantage of a
weakened immune system that has been compromised by
AIDS or other causes, such as malnutrition, antibiotic
treatment, and cancer chemotherapy, eventually leading to
the emergence of other dominant clinical pictures (e.g.,
cryptococcosis, pneumocystosis, toxoplasmosis, and Kaposi’s sarcoma).
Independence
Two diseases have no influence on each other, and their
spread within the population of a given territory is independent.
PATHOCENOTIC IMBALANCE
EMERGENCE
AND
239
DISEASE
The pathocenosis can be stable (‘‘endemic’’ or in equilibrium) in a stable ecological situation where the density and
behaviors of the different components are not subject to
major changes. This equilibrium can be disturbed, however, leading to sharp variations in the frequencies of certain diseases and even to the emergence of new diseases in a
particular population or territory. Thus, a succession of
disturbances can lead to a dynamic sequence of pathocenoses, one health state giving way to a new one after a
period of upheaval.
Such perturbations include the introduction of infectious agents and environmental changes of ‘‘natural’’ or
human origin. For instance, Zinkernagel (2001) pointed
out that better hygiene has shifted the average age of
infection by certain pathogens; as a result, some diseases
that are benign in childhood have become more frequent in
adults, in whom they are generally more severe. The same
phenomenon is observed following mass vaccination
campaigns (e.g., measles). The arrival of a new infectious
agent can disclose the existence of a previously silent or
unnoticed agent through synergistic interaction. For
example, coinfection by childhood viruses (Epstein-Barr
virus [EBV], human herpesvirus type 6 [HHV6], or cytomegalovirus [CMV]) could be a prerequisite for visceral
leishmania onset following infection by Leishmania infantum (Louzir and Dellagi, 1999). Conversely, the emergence
of an infectious agent can lead to the demise of another;
although the mechanisms are controversial, tuberculosis
may have had a role in the decline in leprosy in Europe
during the 17th and 18th centuries (Lietman et al., 1997;
Donoghue et al., 2005). Likewise, in an antagonistic interaction, the disappearance of one disease can pave the way
for the reemergence of another (see the above-mentioned
assumed relationships between plague and smallpox or
measles). Any change in the circulation of these interacting
viruses would modify the conditions and frequency of
infection by the others and, thus, the epidemiology of the
diseases.
PATHOCENOSIS: A NEW PARADIGM
HUMAN MEDICINE
FOR
Currently, the emergence of an infectious disease is usually
addressed from a monodisciplinary (i.e., biomedical) point
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Jean-Paul Gonzalez et al.
of view in the search for a cause. Studies of disease
dynamics in vertebrate populations must take into consideration interactions with other components of the biocenosis and, more generally, the ecosystem (Pontier et al.,
2009). Likewise, it is essential to consider diseases as being
potentially dependent on each other and to take into account environmental factors capable of modulating disease
dynamics. The concept of pathocenosis is particularly
useful for understanding the current emergence of infectious diseases, as the underlying mechanisms include
interactions of infectious agents both with one another and
with the environment.
Given the complexity and diversity of possible situations, one must first identify the key elements needed to
provide a framework for studying pathocenosis and its
dynamics, and eventually predict and prevent disease
emergence. This framework could include the studies of: 1)
the mechanisms of disease emergence within an established
pathocenosis; 2) a typology of conditions leading to disease
emergence; and 3) the spatial and temporal scales at which
the pathocenosis can be understood. Grmek (1969) already
noted that detecting transitions from endemic to epidemic
states faces major but surmountable difficulties, and requires accurate diagnosis of all sick individuals in a population during a given period. The obstacles vary with
historical times, but they must be overcome and, in a
contemporary analysis, this requisite can be largely fulfilled.
The identified general mechanisms then can be used to
define the conditions of the greatest disease emergence risk
(Pontier et al., 2009). The main challenge in understanding
the succession of pathocenoses is finally to determine the
spatial scale at which the phenomena must be studied (e.g.,
at the level of the village or the continent). Two typical
examples are the hemorrhagic fevers of South America,
caused by arenaviruses, which cocirculate within their
natural hosts (rodents), and seasonal influenza pandemic.
Rodents are found throughout the continent, but the arenavirus remains confined to areas of a few hundred square
kilometers, and outbreak studies will generally focus on
individual villages. In contrast, the prevention of seasonal
flu pandemics requires, obviously, a global approach.
While most examples and references given in this
article refer to infectious diseases (due to viruses, bacteria,
parasites, and fungi), the pathocenosis also encompasses
chronic diseases (diabetes, cancer, allergies), degenerative
diseases (systemic diseases, cardiovascular diseases), and
other health disorders (mental illness, trauma). The
hygiene hypothesis is based on a similar approach, directly
linking the increased frequency of atopy and allergy to the
reduction in the incidence of several infections, especially
during childhood (Bach, 2005). The pathocenosis, as an
integrative concept, helps us to consider health status
holistically and in all its complexity, where the monodisciplinary approach prevents us from grasping the full
complexity of a phenomenon. Moreover, the clinical
expression of a given infection can vary with the characteristics of both the pathogen (genetically dependant virulence and infectivity) and the host (age, gender, genotype,
physiological state, other infections). A better understanding of the dynamics of infections and the importance of
asymptomatic infections thus requires all this information
to be taken into account.
CONCLUSION
The principal lesson of the pathocenotic concept is that
disease prevention requires a global, comprehensive, and
integrated approach. This important idea has been left
behind during almost 40 years since Grmek raised it in
1969, likely due to the lack of data and methods required to
test it. However, the recent methodological advances in
field and theoretical work have recently enabled us to
highlight many solid examples of diseases interactions.
These studies need to be continued, since they are the only
way to evaluate the importance of infections’ interactions
in epidemic patterns and disease emergence, and thus
confirm that pathocenosis is more than an elegant idea
proposed by a philosopher of science. This question is of
major importance because, in the latter case, this concept
should permit a revisiting of our knowledge about infectious diseases in an original manner, for better comprehension and more efficient control and prevention.
ACKNOWLEDGMENTS
Financial support has been provided by the French
National Agency for Research (ANR SEST ‘‘Pathocénoses
et émergence des maladies transmissibles: un concept unificateur mis à l’épreuve sur des pathologies exemplaires’’). We
thank our colleagues from the ANR Pathocenosis Team for
productive discussions, namely Philippe Barbazan, Afif
Bensalah, Koussay Dellagi, David Fouchet, Stéphane
Marchandeau, and Marc Souris.
Pathocenosis and Ecology
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