Alex J. Novikoff
Peter Abelard and Disputation: A Reexamination
Abstract: This paper examines Abelard’s engagement with disputation (disputatio) from the vantage point of twelfth-century scholasticism. Eschewing the well-worn details of Abelard’s personal life
and philosophical positions, analysis is instead focused on two parallel dimensions of his career: the manner in which he attempted
to face-off with his adversaries through public debate and his underlying theory of disputation. It is argued that Abelard’s theory
is to be found not in his theological or logical works, but in his
polemical letters and his ethical dialogue, the Collationes, which together offer a coherent hermeneutical strategy for discerning truth.
Abelard’s contribution to the art of disputation needs to be assessed in light of his broader involvement in the scholastic method
and contemporary Jewish-Christian relations.
Keywords: disputatio, dialectic, rhetoric, Jewish-Christian relations, dialogue genre, polemic
eter Abelard (c. 1079–1142) stands at the fruitful intersection of two related phenomena in the medieval history of
P
the rhetorical arts: the early development of the scholastic
method and a renewed interest in the language arts of the trivium
(grammar, rhetoric, and dialectic). No stranger to academic scrutiny,
Abelard’s fame has long served as a port of entry into the robust
dynamics of medieval intellectual life. The controversy he attracted
because of his theological and nominalist positions, the peripatetic
career that he led as a private master in northern France, and the vivid
details of his forbidden affair with his pupil Heloise have sustained
his reputation from medieval to modern times as the leading logician,
Rhetorica, Vol. XXXII, Issue 4, pp. 323–347, ISSN 0734-8584, electronic ISSN 15338541. ©2014 by The International Society for the History of Rhetoric. All rights reserved. Please direct all requests for permission to photocopy or reproduce article
content through the University of California Press’s Rights and Permissions website,
at http://www.ucpressjournals.com/reprintInfo.asp. DOI: 10.1525/RH.2014.32.4.323.
324
RHETORICA
teacher, and paramour of the twelfth century, to say nothing of his putative co-authorship of the controversial Epistola duorum amantium.1
These areas of Abelardian studies assured, it is his role as disputant—
often relegated to a means to an end rather than treated as a formal
development in the rhetorical arts—which I wish to single out for
reexamination. Disputation was for Abelard not a mere byproduct of
his controversial career, but a formal and constructive element of his
approach to logic and theology in an emerging scholastic environment that placed increasing emphasis on persuasive argumentation
and the art of delivery. A close inspection of Abelard’s engagement
with literary dialogue and classroom disputation informs us more
about the practical applications of medieval disputatio than has traditionally been recognized and, when viewed against a twelfth-century
backdrop, can help uncover the critical process by which the oral performance of debate laid the groundwork for future developments in
the rhetorical arts (including the ars praedicandi) and became a central
feature of western intellectual discourse.
Abelard’s very reputation as a master dialectician poses an initial challenge. Of the many adjectives that can be, and have been,
imputed to him, “disputatious” would seem especially apt. His own
declarations in the beginning of his autobiographical Historia calamitatum invite the epithet: “I began traveling across several provinces
disputing, like a true peripatetic philosopher, wherever I heard that
the study of my chosen art most flourished.”2 Trading the court of
1
The starting points in this vast corpus of scholarship include M. T. Clanchy,
Abelard: A Medieval Life (Oxford: Blackwell, 1997); John Marenbon, The Philosophy
of Peter Abelard (Cambridge: Cambridge University Press, 1997); Constant J. Mews,
Abelard and Heloise, Great Medieval Thinkers (Oxford: Oxford University Press, 2005);
Jean Jolivet, La théologie d’Abélard (Paris: Editions du Cerf, 1997); Jolivet, Arts du
langage et théologie chez Abélard (Paris: J. Vrin, 1982); and the various essays contained
in The Cambridge Companion to Abelard, ed. Jeffrey E. Brower and Kevin Guilfoy
(Cambridge: Cambridge University Press, 2004). An informed discussion of Abelard
and his censors forms the backbone of an eloquent and animated study by Peter
Godman, The Silent Masters: Latin Literature and its Censors in the High Middle Ages
(Princeton: Princeton University Press, 2000). A succinct and highly informed précis
of an otherwise considerable corpus of Abelardian scholarship is provided in the
introduction to Jan M. Ziolkowsi’s recent translation of several lesser studied “nonpersonal” letters cited below: Ziolkowski, Letters of Peter Abelard: Beyond the Personal
(Washington, D.C.: Catholic University of America Press, 2008), xiii-lii. For the latest
installment in the debate over the authenticity of the “lost love letters,” see Constant
J. Mews, “Discussing Love: The Epistolae duorum amantium and Abelard’s Sic et Non,”
Journal of Medieval Latin, vol. 19 (2009): 130–147.
2
Historia calamitatum, ed. Jacques Monfrin (Paris: J. Vrin, 1959), 64: “Proinde
diversas disputando perambulans provincias, ubicunque hujus artis vigere studium
Peter Abelard and Disputation
325
Mars for the bosom of Minerva, he tells us in one of his most memorable turn of phrases, he relinquished the weapons and trophies
of war in order to do battle in disputation (conflictus pretuli disputationum).3 That Abelard was argumentative, short-tempered, and even
bellicose toward his intellectual rivals is a characterization that few
question and one that even Abelard would unlikely have contested.4
Still, the literalness of his disputatious career should not be given
over entirely to the figurative image of a brilliant but cantankerous
scholar who perpetually challenged authority and ran afoul of the
law. The consequences of his actions and the sheer forcefulness of
his personality have too often masked our appreciation of his particular contribution to the argumentative and rhetorical functions
of the scholastic method. As a leading interpreter of Abelard has
commented, “the superfluity of images, claims, and counterclaims
generated by Abelard’s eagerness to engage in public debates makes
it difficult to determine the underlying threads behind Abelard’s diverse output.”5 By eschewing his professional triumphs and personal
misfortunes in favor of broader developments in scholastic discourse
and Jewish-Christian relations, this paper brings into focus a central
feature of Abelard’s legacy that is often assumed but rarely subjected
to critical examination.6
audieram, peripateticorum emulator factus sum.” Translation mine. For a slightly
different rendition, see The Letters of Abelard and Heloise, trans. Betty Radice, revised
by Michael Clanchy (New York: Penguin, 2003), 3.
3
Historia calamitatum, ed. Monfrin, 63–64.
4
The violent and feudal side of Abelard’s writings is expertly exposed by
Andrew Taylor, “A Second Ajax: Peter Abelard and the Violence of Dialectic,” in
David Townsend and Andrew Taylor, eds., The Tongues of the Fathers: Gender and
Ideology in Twelfth-Century Latin (Philadelphia: University of Pennsylvania Press,
1998), 14–34.
5
Mews, Abelard and Heloise, 12.
6
Pioneering studies of the scholastic method include Martin Grabmann, Die
Geschichte der Scholastischen Methode, 2 vols. (Freiburg im Breisgau: Herder, 1909–
11); and M.-D. Chenu, “Un essai sur la méthode théologique du douzième siècle,”
Revue des sciences philosophiques et théologiques, 24 (1935): 258–67; M.-D. Chenu, Toward
Understanding Saint Thomas, trans. A.-M. Landry and D. Hughes (Chicago: Henry
Regent Company, 1964), esp. part 1. For recent discussions of Abelard’s rhetoric, see
the essays by Constant J. Mews, Karin Margareta Fredborg, and Peter von Moos
in Constant J. Mews, Cary J. Nederman, and Rodney M. Thompson, eds., Rhetoric
and Renewal in the Latin West, 1100–1540: Essays in Honor of John O. Ward (Turnhout:
Brepols, 2003). For a recent assessment of Jewish-Christian relations in the age of
Abelard by a leading authority in the field, see Anna Sapir Abulafia, “Continuity
and Change in Twelfth-Century Christian-Jewish Relations,” in Thomas F. X. Noble
and John Van Engen, eds., European Transformations: The Long Twelfth Century (Notre
Dame, IN: University of Notre Dame Press, 2012), 314–37.
326
RHETORICA
Abelard intersects with twelfth-century dialogue and disputation in both obvious and less apparent ways. He has long been heralded as a pioneer of the so-called scholastic method that pitted
opposing arguments or conflicting statements against one another,
pro and contra.7 For this it is common to point to his Sic et non where
he famously placed 158 opposing and seemingly incompatible statements from scriptural and patristic authorities side by side, much
to the consternation of ecclesiastical authorities such as Bernard of
Clairvaux who accused him of heresy.8 It is in the preface to this
work that Abelard articulates his famous dictum that “by doubting we come to question, and by questioning we arrive at truth,”
a phrase that is sometimes misattributed as an expression of theological uncertainty or skepticism.9 More likely, the conflicting texts
were presented in a systematic fashion in order to stimulate reflection and debate on the points at issue. Abelard is also the author of
a celebrated dialogue, the Collationes (c. 1132), which is sometimes
misleadingly called the Dialogue between a Christian, a Philosopher, and
Jew. While the rhetorical merits of the work have not gone unnoticed (it in fact consists of two dialogues set in a dream, the first
between the Philosopher and a Jew and the second between that
same Philosopher and the Christian), the Collationes has traditionally
been examined in either the context of his ethical writings or in the
context of Jewish-Christian relations, both areas in which Abelard
made original contributions.10 This enigmatic dialogue, as we shall
7
Martin Grabmann called Anselm the “father of the Scholastics” but considered
Abelard a key innovator in the Scholastic approach of harmonizing reason and faith.
See Grabmann, Geschichte, 1:258.
8
Cf. Anthony Kenny, A New History of Western Philosophy. Volume 2: Medieval
Philosophy (Oxford: Oxford University Press, 2005), 47: “In the heyday of medieval
universities, a favourite teaching method was the disputation. . . Abelard’s Sic et Non
is the ancestor of these medieval disputations.”
9
Cf. Sabina Flanagan, Doubt in an Age of Faith: Uncertainty in the Long Twelfth Century (Turnhout: Brepols, 2008). The underlying interpretive principles of the prologue
are more satisfactorily explained by Cornelia Rizek-Pfister, “Die hermeneutischen
Prinzipien in Abaelards Sic et non,” Freiburger Zeitschrift für Philosophie und Theologie
47 (2000): 484–501.
10
Peter Abelard: Collationes, ed. John Marenbon and Giovanni Orlandi, Oxford
Medieval Texts (Oxford: Oxford University Press, 2001), with further bibliographic
orientation in the introduction by the editors. On the literary scope and autobiographical hermeneutics of the medieval dream, see Steven F. Kruger, Dreaming in the Middle
Ages (Cambridge: Cambridge University Press, 1992); and Jean-Claude Schmitt, The
Conversion of Herman the Jew: Autobiography, History, and Fiction in the Twelfth Century,
trans. Alex J. Novikoff (Philadelphia: University of Pennsylvania Press, 2010), who
discusses Abelard in chap. 3.
Peter Abelard and Disputation
327
see, is nevertheless fully consistent with his overall hermeneutical
strategy, for as he says in the preface, “no debate is so frivolous that
it does not teach us something,” and the virtue of disputatio is a recurrent theme as the dialogue progresses from theological to ethical
considerations.11 A second dialogue is Abelard’s short Soliloquium in
which he presents an imaginary conversation between his two selves,
“Peter” and “Abelard.”12 Unlike Augustine’s Soliloquia, on which it
is loosely modeled, Abelard does not offer an examination of his
selfhood but instead presents a theoretical dialogue on the love of
wisdom and the meaning of the name of Christ.13 In both works an
even exchange between the participants is imagined in order to yield
a deeper truth. The Sic et non, the Collationes, and the Soliloquium
all reflect Abelard’s propensity for philosophical debate and critical
inquiry, but the crux of Abelard’s contribution to the emerging art
of disputation neither begins nor ends with these celebrated works.14
Abelard did not begin the scholastic practice of disputation, which
was already thriving in the days of Lanfranc and Anselm, but he
did reorient it in significant ways.15 To better appreciate Abelard’s
role in this field it is necessary to take stock of his other writings
as well, to consider his always deliberate choice of language, and to
situate his writings and vocabulary in the wider intellectual context
of his contemporaries who also grappled with this emerging art of
disputation. This context will in turn reveal Abelard’s contribution
to the rhetorical and performative beginnings of the ars praedicandi.
It is well known that Abelard thought very highly of his intellectual abilities, but it is especially his ability to out-perform his
11
Collationes, ed. Marenbon and Orlandi, 6–7: “. . .nullam adeo friuolam esse
disputationem arbitror, ut non aliquod habeat documentum.” All translations from
this work are after Marenbon.
12
Charles Burnett, “Peter Abelard Soliloquium: A Critical Edition,” Studi Medievali, 25 (1984): 857–94, at 885–94.
13
The resemblance to the Collationes concerns the importance given to philosophy. In the Collationes the character of the Philosopher scores points against both
the Jew and the Christian and in the Soliloquium the character “Peter” says that pagan
philosophers expounded the whole sum of faith in the Trinity more thoroughly than
the prophets.
14
Martin Grabmann for instance only considered the Sic et Non as an example of
the scholastic method. “Disputatio” is treated, but in a strictly theological context,
by Jean Jolivet, Arts du langage, cited in n. 1 above, 306–20.
15
On the early development of disputation, see Alex J. Novikoff, “Anselm,
Dialogue, and the Rise of Scholastic Disputation,” Speculum 86, 2 (2011): 387–418,
to which may now be added the complementary discussion by Eileen C. Sweeney,
Anselm of Canterbury and the Desire for the Word (Washington, D.C.: Catholic University
of America Press, 2012), chap. 7.
328
RHETORICA
opponents in classroom and public disputation that he chooses to
emphasize in his moralizing autobiography. When forced to leave
Paris early in his career because of one master’s jealousy, Abelard
set up a school in Melun where he built his fame as a teacher of
dialectic: “Consequently my self-confidence rose still higher, and I
hurried to transfer my school to Corbeil, a town closer to Paris,
so that I could assault him through more frequent encounters in
disputation.”16 Disputation served Abelard as an instrument of revenge, but it could also serve him as he went on the offensive. When
he famously contested his teacher William of Champeaux on the
question of universals some years later, it was “in the course of our
debates” (inter cetera disputationum nostrarum) that he was able to
force William to modify his position, thus humiliating him and destroying his reputation.17 This belligerent display of dialectical skills
contributed to his notoriety and would prove to be a pattern in his
career. A later disagreement with another former teacher, Roscelin
of Compiègne, over the nature of the Trinity, and specifically over
an early version of Abelard’s theological treatise, the Theologia summi
boni (c. 1118), led to a condemnation at the Council of Soissons in
1121, the first of two ecclesiastical condemnations in his troubled career. Roscelin did not live to see his former student turned opponent
condemned and his book burnt, but in the years leading up to the
council Abelard attempted to settle the matter in the manner he knew
best: through public disputation. Sometime prior to the Council of
Soissons Abelard sent a letter to the Bishop Gilbert and the clergy
of Paris requesting that a public debate be organized in front of witnesses, the intent of which, presumably, was to secure victory and
inflict another humiliation in a verbal contest.18 This time the ploy
did not work out in Abelard’s favor, since Gilbert considered the
dispute too serious a matter for his diocese and remitted it to the
16
Historia calamitatum, ed. Monfrin, 64–65: “Hinc factum est ut de me amplius
ipse presumens ad castrum Corbolii, quod Parisiace urbi vicinius est, quamtotius
scolas nostras transferrem, ut inde videlicit crebriores disputationis assultus nostra
daret importunitas.”
17
Historia calamitatum, ed. Monfrin, 64–65.
18
The most recent edition with commentary of the letter (no. XIV) is by Edmé
Renno Smits, Peter Abelard. Letters IX-XIV. An Edition with an Introduction (Groningen:
Rijksuniversiteit, 1983), 279–80. See pp. 180–202 for a discussion of the authenticity
and dating of the letter. Letter Fourteen, as it is more familiarly known, is extant in
one manuscript from the second half of the thirteenth century: Paris, Bibliothèque
nationale de France, MS lat. 2923. It has recently been given its first translation into
English by Jan M. Ziolkowski, Letters of Peter Abelard, 194–96, who follows Smits and
Mews in offering 1120 as the most plausible date of the letter.
Peter Abelard and Disputation
329
papal legate, who promptly put Abelard, and Abelard alone, on trial
at Soissons.19
If Abelard was so predisposed to debating his teachers, it must
follow that this is how he conducted himself in his classroom. The
first part of his teaching career (c. 1102–17) was almost exclusively devoted to the study of logic, when he was a private master successively
at Melun, Corbeil, and Mount Sainte Geneviève, and culminating in
his appointment as master of the cathedral school of Notre Dame
in Paris. The content of his lectures during these early years is preserved in his detailed logical works as well as in some unattributed
twelfth-century commentaries on the Old Logic that likewise seem
to preserve the records of Abelard’s teachings.20 Four logical treatises
survive whose attribution to Abelard is certain: the Logica ingredientibus, the Dialectica (a lengthy textbook that scholars now date to
c. 1116–18), the Tractatus de intellectibus, and the Logica nostrorum petitioni.21 The opening line of the fourth of these works announces
its pedagogical purpose clearly: “At the request of my fellows (nostrorum petitioni socii) I have undertaken the labor of writing logic,
and in accord with their wishes I shall expound what I have taught
about logic.”22 The logic that Abelard was concerned with is what
we would today classify as ontology or philosophical semantics. In
what is presumed to be the first of these four works, the “Logic for
Beginners,” Abelard defines the subject as the art of judging and
discriminating between valid and invalid arguments or inferences.
The ancient theory of topics, as transmitted by Boethius’ De topicis
differentiis, had been concerned with finding rhetorically convincing
rather than irrefutable arguments. Abelard wishes to use the theory
to explore the conditions for logically valid reasoning in all its forms.
19
Clanchy, Abelard, cited in n. 1 above, 296.
The finding, transcribing, editing and appraising of these twelfth-century
logical commentaries owes a great deal to the work of Yukio Iwakuma, even if not all
of his attributions have been followed. For a recent revisiting of his earlier work, see
Yukio Iwakuma, “Vocales Revisited,” in Tetsuro Shimizu and Charles Burnett, eds.,
The Word in Medieval Logic, Theology and Psychology (Turnhout: Brepols, 2009), 81–171.
21
The chronology of these writings is a matter of considerable scholarly dispute.
To complicate matters, there are important portions missing and the transmission
of these texts (whether they are multi-layered or not) is far from clear. Still, there
is little reason to doubt that they preserve the substance of a master’s lectures and
discussions, even if they have reached us in a perhaps slightly edited fashion. See
the discussion by Marenbon, The Philosophy of Peter Abelard, cited in n. 1 above, 43–44.
22
The text, also known as the Glossulae, is edited in B. Geyer, ed., Peter Abaelards
philosophische Schriften, Beiträge zur Geschichte der Philosophie und Theologie des
Mittelalters, vol. 21 (Münster: Aschendorff, 1933), 505–588, here at 505.
20
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RHETORICA
He does not restrict inferences to syllogisms, but instead is interested in a more general notion of consequence, a problem grounded
in his reading of Boethius. The fundamental problem for Abelard is
identifying the conditions under which one proposition follows from
another.
The Dialectica offers the lengthiest and most complete treatment
of logical consequences. The novelty of his arguments has been
much analyzed before. Interspersed within the work are numerous
polemical references to the statements of his contemporaries that
would seem to derive from the argumentative and oral form of his
classroom disputations. Here, for instance, is an attack on his former
teacher William of Champeaux on infinitizing expressions:
It is customary to ask why Aristotle did not mention infinite expressions here, since such expressions are often formed. . . Some hold that
Aristotle is concerned here only to demonstrate the formation of simple
assertions. Others will in no way concede that an expression may be
infinitized, with whom, I recall (memini), master V. agreed. And indeed
he denied this not so much with respect to sense as with respect to the
nature of the construction. You will find his weak and false account of
the conjunction of words in his Glossulis super periermenias.23
Many passages of the Dialectica evoke the statements, the beliefs,
and the positions of others who spoke (dicebat), or whom Abelard
heard or remembered (memini).24 They hearken back to the debates of
his student days while simultaneously suggesting an oral delivery
in the form of questions and answers characteristic of a teacher’s
disputation. Throughout the treatise, a position held by one disputant
is shown, through a series of formal steps, to entail an obviously false
conclusion. The characterization of the Dialectica as a “textbook” thus
belies the fact that this was in fact, like his Historia calamitatum, a
very polemical work. The prologue to the fourth and final book of
Petrus Abaelardus: Dialectica, ed. L. M. de Rijk, 2nd ed. (Assen: Van Gorcum), 141:
“De orationibus inde infinitis quare hoc loco Aristoteles mentionem non fecerit, solet
quaeri. . . Alii itaque Aristotelem simplici enuntiationis constitutionem demonstrasse
hoc loco volunt, alii vero nullomodo orationem infinitari concedunt, quibus, memini,
magister V. assentiebat; nec quidem id tam secundum sententiam negabat quam secundum constructionis naturam; cuius quidem invalidam de coniunctione dictionum
calumniam in Glossulis eius super Periermenias invenies.”
24
Cf. Dialectica, ed. de Rijk, 123: “Sed ad haec, memini, Magister noster V. opponere solet: ‘si, inquit, verbum propriam significationem inhaerere dicat, verum
autem sit eam inhaerere, profecto ispum verum dicit ac sensum propositionis perficit’. Verum ipse verbis deceptus erat ac prave id ceperat verbum dicere rem suam
inhaerere, ut ‘currit’ cursum, quod dicebamus.
23
Peter Abelard and Disputation
331
the Dialectica is, among other things, an explicit defense against “the
malicious new charge concerning my writing on logic which has
been made against me by those who are envious of me.”25 Abelard
is not only making a clear reference to his earlier logical works, he
is also introducing the very accusation that will become central to
his later autobiography. Dialectic and rhetoric, in other words, were
bilateral weapons in Abelard’s progression from classroom pedagogy
to literary polemic.
There are other reasons to suspect that the Dialectica preserves his
classrooms debates, or at any rate his notes on the content of these
debates. For example there are inconsistencies in the arrangement
of material. At one point Abelard makes reference to a position
mentioned above (ut supra meminimus) where there has in fact been
no allusion to this position before then.26 At another point he makes
reference to indirect and direct contraries as if the distinction had been
explained, which it is not until later.27 And on at least one occasion
Abelard refers back to his earliest “introduction” on logic as an
“altercation” (altercatione), again underlying the oral and disputative
delivery of his teachings.28
There is still the question of what Abelard’s classroom looked
and sounded like. The Dialectica and his other logical commentaries
preserve his own formal logic by means of enumerating the positions
that he sought to defeat, but they do not give much sense of how his
disputations may have unfolded in the classroom. The most explicit
evocation of the give-and-take of Abelard’s classroom is given not
in his own work, but in the little-known Vita prima Gosvini (c. 1173)
that vividly describes how the young St. Goswin of Anchin (d. 1166)
disputed with Abelard during his teaching days at Mount Sainte
Geneviève (c. 1110). A fellow monk who knew Goswin personally
wrote down this hagiographical Vita, and it recounts how Goswin
studied grammar and dialectic in his native Douai, moved to Paris to
attend the classes of several erudite scholars (quamplures eruditissimi),
and then returned to his native city where, disillusioned by the
academic lifestyle, he converted to the monastic life. The description
25
Dialectica, ed. de Rijk, 469.
See Dialectica, ed. de Rijk, 374 and 377.
27
See Dialectica, ed. de Rijk, 379. Marenbon, The Philosophy of Peter Abelard, 44
n. 32, notes the slip.
28
Dialectica, 232: “. . . in illa altercatione de loco et argumentatione monstrauimus
quam ad simplicem dialecticorum institutionem conscripsimus.” See Christopher J.
Martin, “A Note on the Attribution of the Literal Glosses to in Paris, BnF, lat. 13368
to Peter Abelard,” in Arts du langague et de théologie, ed. Rosier-Catach, 608.
26
332
RHETORICA
of Paris in the age of Abelard reads like a formal rebuttal to the
Dialectica:
At that time Peter Abelard, having gathered around him many students,
was leading a public school [i.e. open to other religious orders] in the
cloister of Sainte Geneviève. His knowledge was well tested and his
eloquence sublime, but he was the inventor of strange and unheard of
things and asserted entirely novel claims, and in order to establish his
own theories he set out to disprove what others had proved. Thus he
came to be hated by those of saner mind, and just as he turned his hand
against everyone, so everyone took up arms against him. He said what
no one had before him presumed to say and everyone was amazed at
him. So when the absurdity of his inventions came to the notice of those
who were involved in teaching in Paris, they were first stunned, then
gripped with a great zeal to confute his falsities, and began to ask one
another who among them would undertake the business of disputing
him (ex eis aduersus eum disputandi negotium subiturus).29
The fact that the account stresses both the novelty of Abelard’s teachings and the need for him to be dismantled through disputation
makes it all the more tantalizing that Goswin’s biographer is giving us a deliberate counter-thesis to Abelard’s autobiography. On
account of his talent and readiness for the task, Goswin is chosen by
his companions to take up the challenge of formally disputing with
Abelard. First, however, he receives advice from Master Jocelin, the
future bishop of Soissons, who opposes the idea of a confrontation.
He tells Goswin that Abelard is “not a debater but a sophist” (disputatorem non esse, sed cauillatorem) and that he “acts more like a jester
than a doctor.”30 The terminology calls attention to the farcical ele-
29
Beati Gosvini vita. . .Aquicinctensis monasterii abbatis septimi, a duobus diversis ejusdem coenobii monachis separatim exarata; e veteribus ms. nunc primum edita, ed. Richard
Gibbons (Douai, 1620), bk. 1.4, 12–13: “Tunc temporis magister Petrus Abailardus,
multis sibi scholaribus aggregatis in claustro S. Genouefae schola publica utebatur:
qui probatae quidem scientiae, sublimis eloquentiae, sed inauditarum erat inuentor
et assertor nouitatum; et suas quaerens statuere sententias, erat aliarum probatarum
improbatur. Vnde in odium uenerat eorum qui sanius sapiebant; et sicut manus eius
contra omnes, sic omnium contra eum armabantur. Dicebat quod nullus antea praesumpserat, ut omnes illum mirarentur. Cum igitur inaduentionum eius absurditas in
notitiam peruenisset eorum qui Parisiis doctrinae causa morabantur, primo stupore,
deinde zelo quodam ducti confutandae falsitatis, coeperunt inter se quaerere quis
esset ex eis aduersus eum disputandi negotium subiturus; indignum esse dumtaxat
apud tot sapientes huiusmodi naeniarum dictorem non habere contradictorem, taliter
oblatrantem baculo non arceri ueritatis; plura adinuenturum, et liberius declamaturum, si infaustis coeptis redargutor defuisset.”
30
Beati Gosvini, ed. Gibbons, 13.
Peter Abelard and Disputation
333
ment of scholastic debate, while simultaneously distinguishing the
rhetoric of performance from the substance of a debate. If an anonymous logical commentary from the early twelfth century does reflect
Abelard’s classroom discussions, as some scholars believe, then the
vernacular jokes and vulgar language of its examples would confirm
his reputation for classroom frivolity.31 Despite his appreciation for
Master Jocelin’s advice, Goswin sets out in youthful exuberance to
Abelard’s school, taking several of his companions with him. It is
what happens next that is most revealing:
Upon arriving at the place of combat, in other words the entryway
to his [Abelard’s] school, he found him lecturing and inculcating his
novelties to his students. As soon as he was there he began to speak,
and he [Abelard] gave him scornful looks. A warrior from his youth,
and seeing that the newcomer was just starting to grow a beard, he
disdained him in his heart, no less than the Philistine did David. He
[Goswin] was indeed of fair and handsome appearance, though of
moderate height and weight. But the egotist was forced to respond
to his pressing assailant: ‘Keep quiet and be careful not to disturb the
course of my lesson (lectionis)’. But he had not come there to be quiet
and so he fiercely persisted. Meanwhile his adversary, holding him in
disdain, paid no attention to the words that were being uttered, judging
it undignified that so great a professor should answer to such a puny
youth. But he was judging him on appearance, finding him contemptible
on account of his age, and he did not take notice of the perceptive
intelligence of his heart. But his disciples knew this young man well,
and, so that he would not fail to give an answer, told him that he
[Goswin] was a sharp debater supported by great learning (disputatorem
31
The text in question is from a manuscript preserved in Munich, Bayerische
Staatsbibliothek, Clm 14779, with significant portions transcribed by Yukio Iwakuma,
“Pierre Abélard et Guillaume de Champeaux dans les premières années du XIIe siècle:
une étude préliminaire,” in Joël Biard, ed., Langage, sciences, philosophie au XIIe siècle.
Actes de la table ronde internationale des 25–26 mars 1998 (Paris: Vrin, 1999), 92–123.
Cf. fols. 53v-55v (here translated from the transcription by Iwakuma at 95): “THE
ONE RATHER. I have said that in both one is more likely to occur, but nevertheless
that one does not occur determinately, because it may be impeded by chance or by
utrumlibet. Here he indicates that there is a division such as the following: there are
utrumlibets which are equally likely to result in affirmation and negation, such as ‘she
will fuck’, ‘she will not fuck’, others which are more likely to turn out one way rather
than another, such as ‘she will rub you down’, ‘she will not rub you down’, which is
more likely to turn out one way, that is to rub, because she is from Chartres. Likewise,
chances are equally likely to turn out either way, such as ‘Peter will close the door’, ‘P.
will not close the door’: more likely to turn out one way, such as ‘P. will fall into the
toilet’, ‘P. will not fall into the toilet’, which is more likely to turn out one way, that is
to fall ‘into the toilet’ because he is small, though his patience is great.”
334
RHETORICA
acutum et multum ei scientae suffragari), and that it was not dishonorable
to take on the business of disputing someone like him, whereas it was
most dishonorable to continue refusing. “So let him speak up,” said
[Abelard], “if he has something to say.” Speaking his mind, he [Goswin]
asserted propositions so competently that they exuded neither levity
nor garrulous verbosity, and on account of their depth they drew the
attention of all who were listening: the one assumed, the other affirmed,
the former unable to respond to the affirmations of the latter. As those
games of sophistry were shut off by the one who knew nothing of these
cunning tricks, he [Abelard] was finally forced to admit that he was not
in accord with reason.32
The Life of Goswin offers not only a rebuttal of Abelard’s self-image,
but a revealing glimpse into the confrontational and improvisatorial
character of early twelfth-century teaching. It is important to note that
the content of the disputation is never actually given. But this too is in
a sense revealing, for evidently the substance of the debate was less
important than the public performance of the classroom encounter.
The fact that Goswin got the better of Abelard is more important
than what they actually discussed. Not surprisingly, the Life goes on
to stress Goswin’s turn away from the vainglories of the academic
classroom and toward the solitude of monastic life, where among
32
Beati Gosvini, ed. Gibbons, 15–17: “Cum uenisset igitur ad locum certaminis
(1 Sm 17, 22), id est scholam eius introisset, reperit eum legentem, et scholaribus
suis suas inculcantem nouitates. Statim autem ut loqui orsus est qui aduenerat, ille
toruos in eum deflexit obtutus; et cum se sciret uirum ab adolescentia bellatorem
(1 Sm 17, 33), illum autem uideret pubescere incipientem, despexit eum (1 Sm 17,
42) in corde suo, forte non multo minus quam Dauid sanctum spurius Philistaeus
(1 Sm 17, 4; 17, 23). Erat enim albus quidem et decorus aspect (cf. 1 Sm 17, 42), sed
exilis corpulentiae et staturae non sublimis. Cumque superbus ille ad respondendum
cogeretur, et impugnans eum uehementer immineret: “Vide, inquit, ut sileas, et
caue ne perturbes meae series lectionis.” Ille qui non ad silendum uenerat, acriter
insistebat, cum aduersarius e contra eum habens despectui, non attenderet ad sermons
oris eius, indignum iudicans a doctore tanto tantillo iuueni responderi. Iudicabat
secundum faciem, quae pro aetate sibi contemptibilis apparebat; sed cor perspicaciter
intellegens non attendebat. Cum autem ei diceretur a scholasticis suis, qui iuuenculum
satis nouerant, ut non omitteret respondere, esse illum disputatorem acutum et
multum ei scientiae suffragari, non esse indecens cum eiusmodi subire negotium
disputandi, indecentissimum esse talem ulteris aspernari: “Dicat, inquit, si quid habet
as dicendum.” Ille, dicendi nacta facultate, es his unde mouebatur propositionem
facit adeo competentem, ut nullatenus leuem et garrulam redoleret uerbositatem,
sed audientiam omnium sua mercaretur grauitate. Assumente illo, et affirmante isto,
et affirmationibus eius illo penitus non ualente refragari; cum diuertendi ei penitus
suffragia clauderentur ab isto qui non ignorabat eius astutias, tandem conuictus est
asseruisse se quod non esset consentaneum rationi.”
Peter Abelard and Disputation
335
the illustrious personalities that he shared company with were two
popes and Bernard of Clairvaux. In an epitaph that combines female
and male biblical figures, Goswin’s accomplishments are compared
to those of Martha, Mary, Leah, Rachel, Jacob, Moses, and Phineas.33
Abelard’s most serious battle was with the Cistercian reformer
Bernard of Clairvaux (1090–1153) and his powerful entourage, most
notably William of St. Thierry. The numerous events and points of
contention that punctuated Abelard’s increasingly hostile relationship with the church have been told many times before.34 What needs
emphasis is the manner in which disputation literally, and literarily,
entered into the conflict. Sometime in 1140 William of St. Thierry
contacted Bernard in order to solicit his aid in reprimanding Abelard
for asserting what he believed to be doctrinal errors. As an abbot in
Rheims and a former cathedral school student, William would have
long been aware of Abelard and his teachings. It has even been suggested that William and Abelard met while students at Laon, but this
cannot be confirmed.35 In any event it was following his conversion to
the Cistercian “Order” around 1134 or 1135 that William first became
preoccupied with Abelard’s teachings, and particularly his disputatious method of handling Scripture.36 His course of action was to
compose a treatise detailing the heresies of which Abelard was guilty.
The result was the Disputatio adversus Petrum Abaelardum—the title is
significant. It was sent to both the bishop of Chartres and Bernard
of Clairvaux. Accompanying the Disputatio was a letter requesting
that action be taken against Abelard and copies of two of Abelard’s
book, his Theologia and his Liber sententiarum, the records of his teachings. While William was above all concerned with the theological and
doctrinal positions that Abelard was allegedly disseminating to his
captive audiences, it is also clear that he was disturbed by Abelard’s
33
Historia Monasterii Aquicinctini, ed. G. Waitz, MGH Scriptores XIV (Hannover:
Magna Germaniae Historiae, 1883), 590.
34
An exhaustive bibliography of the scholarship pertaining to the struggle between Abelard and Bernard is given by Constant J. Mews, “The Council of Sens
(1141): Abelard, Bernard, and the Fear of Social Upheaval,” Speculum 77, 2 (2002):
343, n. 2. But see also Pietro Zerbi, “Philosophi” e Logici”: Un ventennio di incontri
e scontri: Soissons, Sens, Cluny (1121–1141) (Rome: Nella sede dell’Istituto, Palazzo
Borromini, 2002).
35
Jean Marie Déchanet, “L’amitié d’Abélard et de Guillaume de Saint Thierry,”
Revue d’Histoire Ecclesiastique 35 (1939): 761–74.
36
The independent existence of the Cistercian Order in Bernard’s time needs to
be used cautiously in light of the revisionist history offered by Constance Hoffman
Berman, The Cistercian Evolution: The Invention of a Religious Order in Twelfth-Century
Europe (Philadelphia: University of Pennsylvania Press, 2000).
336
RHETORICA
method of shamelessly questioning authorities and pointing out existing contradictions among them, a method perhaps exemplified
by his Sic et non, to which William also makes reference.37 “Truly
that man,” William wrote of Abelard, “loves to question everything,
wants to dispute everything, divine as well as secular.”38 Not to be
ignored is William’s own strategy to controvert Abelard. In composing his Disputatio William adopts the very method of argument and
counter-argument, thus giving Abelard, mutatis mutandis, a taste
of his own medicine. Offending passages from Abelard’s writings
are quoted and followed by opposing passages from Scripture and
church authorities. This, of course, is precisely the method used by
Abelard in his Sic et non, and, judging from Abelard’s surviving
Sententiae, it seems reasonable to assume that this was also the pedagogical method recorded in his Liber sententiarum.39 This is no novel
observation, but it must be integrated within the wider culture of debate that develops in the twelfth century. It is a method typical of the
day and it was widely practiced among the glossators (or commentators) of Roman law. In addition to Gratian (c. 1140), who applied
hermeneutic principles in the task of reconciling the contradictions
in his Decretum (or Concordia discordantium canonum), the canonist
Ivo of Chartres also addressed the problem of contradictions in the
prologue to his own Decretum (c. 1090’s).40
If William thought it clever to use Abelard’s disputational method
against him, he was not alone. Thomas of Morigny, also a former
friend of Abelard, lists fourteen heresies supposedly perpetrated by
Abelard in his own Capitula haeresum XIV, which includes quotations
from the same works cited by William of St. Thierry.41 Like William,
37
William mentions the Sic et non in one of his letters to Bernard. See Clanchy,
Abelard, cited in n. 1 above, 100–01.
38
Disputatio adversus Petrum Abaelardum, Patrologia Latina 180, cols. 249–250: “Ipse
vero de omnibus amat putare, qui de omnibus vult disputare, de divinis aeque ac
de saecularibus.”
39
Some of Abelard’s Sentences do survive. See Constant J. Mews, “The Sententie
of Peter Abelard,” Recherches de théologie ancienne et médiévale 53 (1986): 159–84.
40
On the connection between Gratian and Abelard, see David Luscombe, The
School of Peter Abelard (Cambridge: Cambridge University Press, 1969), chap. 9. The
dating of Gratian’s Decretum and knowledge of Roman Law in Bologna has been
heavily revised following the conclusions of Anders Winroth, The Making of Gratian’s
Decretum (Cambridge: Cambridge University Press, 2000), who distinguishes between
Gratian I (c. 1140) and Gratian II (c. 1150–55).
41
The authorship of this work has been contested. The attribution to Thomas
of Morigny is made by Constant Mews, “The Lists of Heresies Imputed to Peter
Abelard,” Revue bénédictine 95 (1985): 73–110.
Peter Abelard and Disputation
337
Thomas also eschews the straight format of the treatise and proceeds by supplying counter-arguments to the statements of Abelard.
Whether Bernard commissioned the work from Thomas after having received William’s Disputatio and copies of Abelard’s books or
whether Thomas wrote his list independently remains uncertain.
What is known is that Bernard drew heavily from both these works
in drafting his own letter to the papal curia condemning Abelard.
Yet another work attacking Abelard, probably also by Thomas of
Morigny, can be included among the polemical tracts that use the
title and procedures of scholastic disputation. Written within a year
after the trial of Sens (1141), this Disputatio catholicorum patrum adversus dogmata Petri Abaelardi took aim at Abelard’s own post-council
Apologia and the third version of his theological treatise, the Theologia scholarium.42 Here Thomas, if he was indeed the author, was
less interested in reviewing Abelard’s doctrinal and methodological
errors. He sought instead to show through argument and counter
argument that Abelard’s Apologia was an unconvincing attempt to
demonstrate his orthodoxy and that (most damningly of all) he had
treated the attributes of God not catholically but philosophically (non
tam catholice quam philosophice). Here again, like William of St Thierry
before him, Thomas of Morigny is employing the same strategy of
quoting Abelard’s sources against him, the same literary formula of
composing a “disputatio,” and the same essential commitment to
integrating the tools of rhetoric and dialectic. These anti-Abelardian
disputations are decidedly not original in their conception or execution; they are noteworthy precisely because they represent the
pervasive use of scholastic disputatio even among those who seek to
limit its use. As such they remind us that it is the improper application
of disputation that is being objected to rather than the employment
of dialectical reasoning itself.
Bernard of Clairvaux was the central figure in the literary and ecclesiastical campaign against Abelard, particularly during the second
half of Abelard’s career. Although Bernard had known of Abelard
for some time, his correspondence and subsequent meetings with
William of St. Thierry seem to mark the turning point in his efforts
42
The Disputatio is printed in Patrologia Latina 180, cols. 283–328, but misattributed
to William of St. Thierry, whose own Disputatio adversum Petrum Abaelardum it follows.
It has more recently been edited by Nicholas M. Haring, “Thomas von Morigny.
Disputatio catholicorum partum dogmata Petri Abaelardi,” Studi Medievali 3rd ser. 22
(1981): 299–376. It is also discussed by Mews, “The Council of Sens (1141),” 367–368
and passim.
338
RHETORICA
to silence Abelard.43 What is more, the ensuing controversy which
led to Abelard’s condemnation at Sens in 1141 had apparently as
much to do with Abelard’s overall approach to knowledge of faith,
an approach that placed logic and disputation at its center, as with
the doctrinal mistakes Abelard was accused of committing and his
apparent diminution of divine power.44 Bernard’s first step was to
alert the archbishop of Sens and the bishop of Paris in the hope that
an order would be issued preventing Abelard from teaching. Neither
official, however, was willing to intervene in the matter. Bernard then
wrote a long and now famous letter-treatise (Ep. 189) to the papal curia detailing Abelard’s errors, but this proved scarcely more effective
since Abelard’s supporters, Bernard soon found out, included members of the papal curia itself.45 True to form, and in a nearly exact
repetition of the earlier incident at Soissons in 1121, it was Abelard
who escalated the affair by writing to Rome in the hope of setting
up a public disputation, in Abelard’s mind the ideal opportunity
for the two adversaries to confront one another and one in which
Abelard must surely, and no doubt correctly, have seen himself as
the clear favorite.46 There were good reasons for Abelard to play to
the masses. The students he had won over in the intervening years
(and they were many) would surely have produced for him a solid
base of support. The desire for the encounter to be a public event
is repeated in a letter addressed “to his most beloved comrades” that
Abelard circulated in the run-up to Sens and in which he requests
43
John Marenbon, Philosophy of Peter Abelard, 27, believes it “most probable that
there had been covert dislike, if not open hostility, for some years.” For the opposite
view, less likely but not to be ruled out, see Edward F. Little, “Relations between
St Bernard and Abelard before 1139,” in M. Pennington, ed., St. Bernard of Clairvaux
(Kalamazoo, MI: Cistercian Publications, 1977), 155–168. See also, Godman, Silent
Masters, passim.
44
The most detailed case for a dating of 1141 (and not 1140 or 1139) for this
council is made by Mews, “The Council of Sens (1141).”
45
A remarkable instance of this is in 1144 when Pope Celestine II left his copies
of Abelard’s Theologia and Sic et Non to his church of Città di Castello. Celestine’s
predecessor, Innocent II, had in the wake of the Council of Sens (1141) ordered
Abelard’s “erroneous book” burned wherever they were found and Celestine was
previously a senior cardinal in Rome. See Luscombe, School of Peter Abelard, 22 n. 1.
46
Here I disagree slightly with Mews, “The Council of Sens (1141),” who says,
“Bernard was a powerful speaker who could easily outclass Abelard in public
oratory” (371). Bernard was indeed an accomplished orator to the masses, but Abelard
was the sharper debater and debate is what he was hoping for. See also Wim Verbaal,
“Sens: une victoire d’écrivain. Les deux visages du process d’Abelard,” in Jean Jolivet
and Henri Habrias eds., Pierre Abélard: Colloque International de Nantes (Rennes: Presses
Universitaires de Rennes, 2003), 77–89, at 88.
Peter Abelard and Disputation
339
their presence at the eventual encounter.47 It is hard to know from this
letter alone what exactly Abelard expected from this occasion, for his
earlier attempt to produce a similar encounter failed. Nevertheless,
the desire for his students and friends to be present suggests some
level of active participation from the crowd and the public nature
of this would-be debate anticipates the performance elements of the
quodlibetical debates that are indeed the outgrowth of this scholastic
environment.48 Indeed, it was a chief complaint of the bishops of
France in their letter to Pope Innocent II that “throughout France, in
cities, villages and castles, the doctrine of the Trinity is being debated
not only by scholars and within the schools, but casually (triviatim),
by everyone.”49
Bernard declined to go up against Abelard in such a setting,
positioning sacred truth as the antithesis of bellicose, public argumentation. “I refused,” Bernard explains in another letter to Pope
Innocent, “because I am but a child in this sort of warfare and he is a
man habituated to it from his youth, and because I believed it an unworthy deed to bring faith into the arena of controversy, resting as it
does on sure and immutable truth.”50 Bernard knew, or knew well of,
Abelard’s debating abilities, and he was ready to admit that he was
not up to the task of disputing with the leading master in Paris, who
was also several years his senior. Bernard was also making explicit
for the first time his position that disputation represents an inappropriate method of instruction in the study of Christian doctrine.
On this point there is no reason to believe that Bernard’s discom-
47
This is counted as “Letter Fifteen” among his correspondence, preserved in
a single manuscript, Heidelberg, Universitätsbibliothek, Codex Heidelbergensis 71,
fols. 14v-15v and edited twice, most recently by Raymond Klibansky, “Peter Abailard
and Bernard of Clairvaux. A Letter by Abailard,” Medieval and Renaissance Studies
5 (1961): 1–27, at 6–7. It has recently been translated by Ziolkowski, Letters of Peter
Abelard, cited in n. 1 above, 108–110.
48
On the performative nature of scholastic university disputations, particularly
the quodlibetical disputations, see Jody Enders, Rhetoric and the Origins of Medieval
Drama (Ithaca: Cornell University Press, 1992), 89–96; and Enders, “The Theater of
Scholastic Erudition,” Comparative Drama (1992): 341–63. The performance of university and especially extra-university disputations is closely analyzed in my recent
book: Alex J. Novikoff, The Medieval Culture of Disputation: Pedagogy, Practice, and
Performance (Philadelphia: University of Pennsylvania Press, 2013).
49
Patrologia Latina 182, col. 540: “Itaque, cum per totam fere Gallium in civitatibus,
vicis, et castellis, a scholaribus, non solum intra scholas, sed etiam triviatim. nec a
litteratis aut provectis tantum, sed a pueris et simplicibus, aut certe stultis, de sancta
Trinitate, quae Deus est, disputaretur. . .”
50
Sancti Bernardi Opera, ed. Jean Leclercq and Henri-Marie Rochais (Rome: Editiones Cistercienses, 1977), vol. VIII, Epistola 189, 14.
340
RHETORICA
fort began with the controversy over Abelard, or ended with the
latter’s condemnation at Sens. Jacques de Vitry (c. 1160–1240) in one
of his sermons to scholars tells a story about Bernard’s shock upon
hearing his first scholastic disputation in Paris.51 This shock need not
necessarily suggest the radical dichotomy between scholastic and
monastic circles that is often used to differentiate the two men and
their circles. Suspicious intrigue might be more exact, for in one of his
early treatises, De gradibus humilitatis et superbiae (Steps of Humility and
Pride) (c. 1125), Bernard had actually attempted to proceed using the
fashionable disputation of scholastic reasoning, and the result was
hardly successful. Bernard did not pause to verify the quotation on
which he based his argument. “I tried to prove the whole sequence of
disputation from the basis of a false quotation,” he later explained,
surely with some embarrassment.52 Realizing his error, Bernard wrote
a Retractatio that was to be placed in front of the work in all future
copies. This failed attempt to construct an argument along scholastic
lines may well have been in the back of Bernard’s mind when he
preempted the debate by delivering his objections to the bishops the
night before, in addition to his resistance to debating matters of faith
on principle. The encounter therefore never took place and at Sens
in May of 1141 Abelard was condemned to silence all the same.53
Abelard’s career was punctuated with successful and unconsummated attempts at public disputation, but did Abelard himself have a
coherent stance on the purpose of disputing beyond playing to his
agonistic strengths? In the prefaces to the Sic et non and the Collationes
Abelard clearly indicates that there is great value in questioning and
debating because it allows us to perceive a greater truth. But whose
truth? The Sic et non famously leaves the contradictions unresolved
and, because Abelard never renders the verdict he promises in the
preface, the Collationes has also been characterized as unfinished or
unresolved.54 The clearest expression of Abelard’s opinions on the
51
Cited in Ferruolo, The Origins of the University: The Schools of Paris and their
Critics (Stanford: Stanford University Press, 1985), 49 n. 6.
52
The Steps of Humility, ed. and trans. George Bosworth Burch (Cambridge:
Harvard University Press, 1940), 118. See also G. R. Evans, The Mind of Bernard of
Clairvaux (Oxford: Clarendon Press, 1983), 86–97, where she discusses this passage.
53
For an analysis of Bernard’s nineteen charges against Abelard and the council
itself, see E. T. Little, “Bernard and Abelard at the Council of Sens,” in Bernard of Clairvaux: Studies Presented to Dom Jean Leclerq (Washington, DC: Cistercian Publications,
1973), 55–71.
54
Cf. Collationes, ed. Marnebon and Orlandi, lxxxvi; Constant J. Mews, “Peter
Abelard and the Enigma of Dialogue,” in John C. Laursen and Cary J. Nederman, eds.,
Peter Abelard and Disputation
341
value of open debate can be found not in his attempts to secure a
one-on-one encounter with Bernard or his lengthy treatise on dialectic
(Dialectica), but in one of the most polemical treatises that emanated
from his characteristically poisonous quill.55 Coyly addressed “to an
ignoramus in Dialectic”—little imagination is required to guess at
the unidentified recipient(s)—the letter (Ep. 13) offers a passionate
defense of logical disputation and a blistering attack against such a
person who could be so ignorant as to misunderstand its true aims.
Dated by most scholars to between 1130 and 1132, the broadside
would seem to anticipate his reentry into academic life in Paris (c.
1132) after a hiatus of over ten years.56 For perhaps just that reason,
it offers the single most penetrating glimpse into Abelard’s distinct
theory of disputation. “Certain teachers of our own time, since they
cannot attain the capacity of dialectical reasoning, curse it in such a
way that they reckon all its teachings to be sophisms and deceptions
rather than consider them to be forms of reason.”57 The accusation
Abelard alludes to is familiar, encountered in the writings of numerous contemporaries. Abelard aims to show not only that the art of
dialectic is not contrary to sacred Scripture, but also that it is in fact
explicitly endorsed by the Church Fathers. First among his auctoritates is Augustine, and he quotes from both De ordine (2.13) and De
doctrina Christiana (2.31) on the utility of disputation and particularly
its ability to delve into and resolve the various questions that arise
from the study of Scripture.58 The distinction between dialectic and
sophistry, Abelard maintains, is that the former consists of the truth
of reasoning while the latter consists of the appearance of such truth.
Beyond the Persecuting Society: Religious Toleration before the Enlightenmnet (Philadelphia:
University of Pennsylvania Press, 1998), 45.
55
Ontology and philosophical semantics occupy the bulk of Abelard’s Dialectica.
For an overview of this aspect of Abelard’s logic, see Christopher J. Martin, “Logic,”
in The Cambridge Companion to Abelard, cited in n. 1 above, 159–199.
56
Edmé Smits dates the letter to around 1130 while Jean Jolivet dates it to around
1132 (Jolivet, Arts du langage, 269–72). The lack of an explicit recipient and the fact
that no copy survives from before its 1616 editio princeps makes it very difficult to date
with any certainty, but the authenticity of the letter itself has not been challenged.
57
The Latin text cited here is from Peter Abelard. Letters IX-XIV, ed. Smits,
271: “Sic et quidam huius temporis doctores cum dialecticarum rationum virtutem
attingere non possint, ita eam execrantur ut cuncta eius dogmata putent sophismata
et deceptiones potius quam rationes arbitrentur.” For a more recent edition of the
letter, see Jean Jolivet, Abélard, ou la philosophie dans le langage. Présentation, choix de
textes, bibliographie (Fribourg: Éditions universitaires, 1994), 150–56. Translation here
is after Ziolkowski, Letters of Peter Abelard, 179–87, here at 179.
58
These are favorite citations of Abelard, and he uses them in the three versions
of his Theologia as well as in his Collationes.
342
RHETORICA
Second among his auctoritates is “the very prince of the Peripatetics,” Aristotle himself. Abelard invokes the Sophistical Refutations as
a treatise on the art of dialectic, but he is unable to cite from the text
itself, most probably because the text was not yet available to him in
its entirety and his knowledge of its content was still secondhand.59
Further citations from Augustine and Jerome center upon the necessity to combat falsehoods and heresy, for “the doctors of the Church
themselves also remind us to train in disputations (in disputationibus
exercere) against this plague.”60 Maintaining that a training in dialectic offers much more than mere academic exercise for sharpening
the mind, and that it possesses true value for the diligent faithful,
Abelard draws a remarkable conclusion:
For we are not equipped to rebut the attacks of heretics or of any infidels
whatsoever, unless we are able to unravel their disputations and to
rebut their sophisms with true reasoning...when we have refuted those
sophists in this disputation, we will display ourselves as dialecticians,
and we will be truer disciples of Christ.61
Again resorting to offense as his best defense, Abelard essentially
reverses the accusations that disputation and sophistry are useless
deceptions indistinguishable from one another by maintaining the
unique value of disputation for achieving nothing less than true
Christian knowledge. This statement pushes significantly further
his general claims about the superiority of dialectic made in the
prologue to the fourth tract of his Dialectica, where he had asserted
that, “Dialectic, to which all judgment of truth and falsehood is
59
The study and translation of Aristotelian texts in the twelfth century is best
surveyed by Bernard G. Dod, “Aristoteles latinus,” in Norman Kretzmann, Anthony
Kenny, and Jan Pinborg, eds., The Cambridge History of Later Medieval Philosophy
(Cambridge: Cambridge University Press, 1988), 45–79, although a number of points
relating to knowledge of Aristotle’s Old Logic have been modified since. Among those
modifications, see especially John Marenbon, “Medieval Latin Commentaries and
Glosses on Aristotelian Logical Texts, Before c. 1150 A.D.,” in C. Burnett, ed., Glosses
and Commentaries on Aristotelian Logical Texts: The Syriac, Arabic and Medieval Latin
Traditions (London: Warburg Institute, 1993), 77–127, published with “Supplement to
the Working Catalogue and Supplementary Bibliography,” in his Aristotelian Logic,
Platonism, and the Context of Early Medieval Philosophy in the West (Ashgate: Variorum,
2000), 128–140.
60
Letters IX-XIV, ed. Smits, 274; Ziolkowski, Letters of Peter Abelard, 183.
61
Letters IX-XIV, ed. Smits, 274: “Non enim haereticorum uel quorumlibit infidelium infestationes refellere sufficimus, nisi disputationes eorum dissoluere possimus et eorum sophismata ueris refellere rationibus. . .”; Ziolkowski, Letters of Peter
Abelard, 183.
Peter Abelard and Disputation
343
subject, holds the leadership of all philosophy and the governance
of all teaching.”62 Moreover, Abelard appears to be advancing an
idea not heard since late antiquity, namely that disputation has a
value in promoting orthodox belief against heretics and infidels.
“To come to the point,” Abelard says with more than a hint of
aggravation, “who would not know the art of disputation (artem
disputandi), by which term it is established that dialecticians as well
as sophists are known without distinction.”63 Both the utility and the
definable scope of disputation are to Abelard self-evident and, no
less importantly, disputation is an art (he uses the words ars and
scientia interchangeably).
Several things are striking in Abelard’s tendentious yet shrewdly
constructed letter to an ignoramus in dialectic. While he articulates
the merits of dialectic in his longer opus Dialectica, and quotes Augustine on the value of disputation in his theological works, the
apologetic and indeed argumentative tenor of the letter reminds us
that it is method as much as content that he so wishes to defend. In
referencing but not quoting from Aristotle’s New Logic when searching for authorities to rely upon, Abelard shows himself to be on the
cusp of a new chapter in the intellectual and cultural history of disputation, for the texts that are not yet available to him will in fact
be widely used by the following generation of schoolmen (like John
of Salisbury and Peter the Chanter) for whom disputation will need
less defending but more defining. The missionary purpose that he
cites in the letter for mastering disputation may serve him rhetorically in his epistolary counteroffensive, but it also anticipates the
Dominican use of disputation in the thirteenth century when mendicant preachers went from town to town disputing openly with
heretics and made disputation a formal component of their training
exercises.64 The connection between this emerging art of disputation and the more famous rhetorical arts should not be missed. The
62
Dialectica, ed. L. M. De Rijk, 470: “Haec autem est dialectica, cui quidem omnis
veritatis seu falsitatis discretio ita subiecta est, ut omnis philosophiae principatum dux
universae doctrinae atque regimen possideat.” For further discussion, see Constant
J. Mews, “Peter Abelard on Dialectic, Rhetoric, and the Principles of Argument,”
in Constant J. Mews, Cary J. Nederman, and Rodney M. Thompson, eds., Rhetoric
and Renewal in the Latin West 1100–1540: Essays in Honour of John O. Ward (Turnhout:
Brepols, 2003), 37–53, at 43.
63
Letters IX-XIV, ed. Smits, 274. Ziolkowski, Letters of Peter Abelard, 184.
64
On the role of disputation in Dominican education, see M. Michèle Mulchahey,
“First the Bow is Bent in Study”: Dominican Education Before 1350 (Toronto: Pontifical
Institute of Mediaeval Studies, 1998), 167–75. For a lively account of Dominican
preaching activities in the south of France, see Christine Caldwell Ames, Righteous
344
RHETORICA
ars praedicandi that was later fueled by new translations of Aristotle’s New Logic, exploited by mendicant preachers, and eventually
systematized by university masters and perceptive manuals in the
thirteenth century builds directly upon a preexisting scholastic environment of discourse that Abelard not only employed, but fashioned
into a coherent intellectual program.65
If Abelard is primarily concerned with defending the merits of
disputation on theological grounds with recourse to patristic authorities, he is also attuned to its distinct relevance on another topic of great
currency in the early twelfth century: the Jewish question.66 While often overlooked by scholars interested in Abelard’s ideas about the
Jews, the final paragraphs of his letter clearly orient disputation in
the direction of the Jewish-Christian controversy:
To come to the point, who could not know that even the Lord Jesus Christ
himself refuted the Jews in repeated disputations (crebris disputationibus)
and crushed their slanders in writing as well as in reasoning (tam scripto
quam ratione), that he increased the faith very much not only by the
power of miracles but also by the strength of words? . . .Since, however,
miraculous signs have now run short, one means of combat remains to
Persecution: Inquisition, Dominicans, and Christianity in the Middle Ages (Philadelphia:
University of Pennsylvania Press, 2009).
65
For an overview of the ars praedicandi and the medieval rhetorical arts, see James
J. Murphy, Rhetoric in the Middle Ages: A History of Rhetorical Theory from St. Augustine
to the Renaissance (Berkeley: University of California Press, 1974), 269–355. For the
rhetorical and performative dimensions of scholastic disputation, see Novikoff, The
Medieval Culture of Disputation, cited in n. 48 above, with a focus on the university
environment in chap. 5.
66
Abelard’s ideas about Jews and Judaism have the subject of scholarly interest
for some time. Important investigations include Hans Liebeschütz, “The significance
of Judaism in Abelard’s Dialogus,” Journal of Jewish Studies 12 (1961): 1–18; Aryeh
Graboı̈s, “Un chapitre de tolérance intellectuelle dans la societé occidentale au XIIe
siècle: le ‘Dialogus’ de Pierre Abélard et le ‘Kuzari’ d’Yehuda Halevi,” in René Louis
and Jean Jolivet, eds., Pierre Abélard—Pierre le Vénérable, Les courants philosophiques,
littéraires et artistiques en Occident au milieu du XIIe siècle (Paris: Editions du Centre
national de la recherche scientifique, 1975), 641–52; Anna Sapir Abulafia, “Intentio
Recta an Erronea? Peter Abelard’s views on Judaism and the Jews,” in Bat-Sheva
Albert, Yvonne Friedman, and Simon Schwarzfuchs, eds., Medieval Studies in Honor of
Avrom Saltman (Ramat-Gan: Bar-Ilan University Press, 1995), 13–30; Peter von Moos,
“Les Collationes d’Abélard et la ‘question juive’ au XIIe siècle,” Journal des Savants
(1999): 449–89; Jeremy Cohen, Living Letters of the Law: Ideas of the Jew in Medieval
Christianity (Berkeley: University of California Press, 1999), 275–89; and Constant
Mews, “Abelard and Heloise on Jews and Hebraica Veritas,” in Michael Frassetto, ed.,
Christian Attitudes Toward the Jews in the Middle Ages: A Casebook (London: Routledge,
2007), 83–108.
Peter Abelard and Disputation
345
us against any people who contradict us: that we may overcome with
words, because we cannot do so through deeds. . .67
It may be more than coincidence that the date of this letter
(c. 1131) is roughly contemporary with his Collationes (now placed
between 1127 and 1132).68 Both give careful consideration to the
Jewish-Christian debate and both underscore the fact that in the
twelfth century it was precisely that: a debate between two parties,
not merely an abstract theological issue. It is worth emphasizing
that numerous Jewish-Christian dialogues exist from the twelfth
century, many under the rubric of a disputatio.69 The reasons for this
are plain: what population could be more directly implicated by the
dialogical and disputational format of logical argumentation than
the very neighboring communities who likewise profess adherence
to God’s law, are themselves the living letters of that law (to use
Augustine’s words), and yet refuse to accept the very premise of
Christian doctrine?70 Since Jesus himself disputed with Jews and
miraculous signs now are few, Abelard concludes, it is fully consistent
that this same classroom exercise that probes for deeper truth be
applied to the Jews.71
The wholesale merits of disputation for Abelard, therefore, are
three: it promotes a greater understanding of Scripture and of the
67
Letters IX–XIV, ed. Smits, 276: “ Quis denique ipsum etiam Dominum Iesum
Christum crebris disputationibus Iudaeos ignoret conuicisse et tam scripto quam
ratione calumnias eorum repressisse, non solum potentia miraculorum, verum virtute verborum fidem plurimum astruxisse?... Cum autem miraculorum iam signa
defecerint, una nobis contra quoslibet contradicentes supersit pugna, ut quod factis
non possumus, verbis conuincamus, praesertim cum apud discretos vim maiorem
rationes quam miracula teneant, quae utrum illusio diabolica faciat, ambigi facile
potest.” Translation after Ziolkowski, Letters of Peter Abelard, 186.
68
On the date of the Collationes, see the introduction by Marenbon and Orlandi:
Peter Abelard: Collationes, xxvii-xxxii.
69
For a good summary of the genre with generous citations from the sources
themselves, see Gilbert Dahan, The Christian Polemic Against the Jews in the Middle
Ages, trans. Jody Gladding (Notre Dame: University of Notre Dame Press, 2006), esp.
53–69.
70
Cf. Cohen, Living Letters of the Law, who discusses this Augustinian precept
at length in chap. 1.
71
Gerald of Wales in his Journey Through Wales tells a story of Peter Abelard
disputing with a Jew in the presence of King Philip I of France, asking the Jew to
explain why it appears that lightning never seems to land on synagogues. Apocryphal
or not, and the setting does seems suspicious, it is interesting to note that Gerald’s only
mention of Abelard is disputing against Jews. Itinerarium Kambriae, ed. J. F. Dimock
(London, 1868), vol. 6, 95–96; Gerald of Wales, The Journey Through Wales and The
Description of Wales, trans. Lewis Thorpe (New York: Penguin, 1978), 153.
346
RHETORICA
Christian faith as warranted by the Fathers; it equips one for rebuttals
against heretics and infidels; and, because miraculous signs can
no longer be counted upon, it serves as an essential weapon in
debating with contemporary Jews, the Christian dialogical “other”
par excellence. This final point can be further refined in light of
the Collationes, which echoes the spirit of the letter. The letter to an
ignoramus in dialectic provides a theoretical basis for disputing with
Jews that the Collationes as a literary fiction evocatively upholds.
The virtue of disputation above and beyond the presentation of
authorities is explicitly made by the Christian in his collatio with
the Philosopher, and with language that anticipates the university
curriculum: “Debate, both about texts and about views, makes itself
a part of every discipline, and in every clash of disputation (in
quolibet disputationis conflictu) truth established by reasoning is more
solid than the display of authority.”72 The idea that disputation will
serve different ends depending on their contexts is underscored in
the second dialogue of the Collationes, where the Christian says to
the Philosopher that they must conduct their dispute differently
from the way he and his fellow Christian colleagues would dispute
together.73 If the tenor of the conversation with the Jew is polite and
compassionate at points, this does not prevent the Jew from being
wrong and ultimately out-performed in debate. The Christian and
the Philosopher of the Collationes both agree that there is nothing to
be gained by squabbling in a childish and uncivil shouting match.
“From time to time, it is permissible to grant what is false for the sake
of going on with the arguments.”74 Throughout the opus, Abelard
returns to the form and function of disputation, matching theory
with practice in the literary form of a dialogue.
Several related conclusions emerge from a reexamination of
Abelard’s involvement with disputation. First, he consistently projected disputation onto his intellectual battles. By this we do not
simply mean that he belligerently fought to assert his interpretations
over others; he memorializes his clashes with his former teachers
in the context of classroom debates and he twice strove to set up
public disputations with Bernard of Clairvaux, positioning his sic to
Bernard’s non. Second, Abelard’s originality in regards to medieval
disputatio and the scholastic method needs to be restated. He was
neither the originator of scholastic disputations nor a promoter of
72
Collationes, ed. Marenbon and Orlandi, 96–97.
Collationes, ed. Marenbon and Orlandi, 98–99.
74
Collationes, ed. Marenbon and Orlandi, 114–15.
73
Peter Abelard and Disputation
347
modern skepticism. To the contrary, Abelard thrived and failed in an
age of widespread disputes, was himself the target of at least two
literary disputationes, and had a firm sense that disputation could
powerfully effect a Christian’s grasp of the truth and an unbeliever’s
grasp of Christianity. As such, Abelard articulates the essence of his
agenda in places where we perhaps least expect it: not in the preface
to his Sic et non, which relates more properly to the contemporary
notion of discordant harmonies, nor in his treatise Dialectica, though
it contains glimpses into his classroom, but in his letter to an ignoramus in dialectic and in his Collationes, which offer theoretical and
practical applications of the techniques for disputation respectively.
To be sure, the Collationes is ultimately concerned with ethical matters
(notably how to achieve the highest good), but this is only arrived at
following a shrewd orchestration of the “art” or “discipline” of disputation in which all sides can be heard and evaluated. The absence
of a final conclusion may arise from the fact that it was intended to
be completed at a later date, as its recent editors suggest, but it may
equally have been intended that way so as to emphasize the principle
that arguments (rather than conclusions) promote true knowledge.
Finally, Abelard’s engagement with non-believers can be further refined. Abelard clearly views disputation as a valuable weapon when
confronting infidels, heretics, and Jews for it can serve polemically
and persuasively in unraveling religious falsehood. This is fully consistent with his chief authority for promoting its virtues, Augustine,
who famously triumphed in both his anti-heretical disputations and
in his authorship of spiritual dialogues. Abelard seems to have seen
himself as a new Augustine: master rhetorician and dialectician, unrivaled disputant in the academic arena, dutiful expositor of Christian
theology, and champion of a philosophical Christianity in the face
of heretics, unconverted Jews, and unlettered ignoramuses.