Engineering Sustainability
Volume 166 Issue ES1
Photovoltaic and solar-assisted groundsource heat pump systems
Varney and Vahdati
ice | proceedings
Proceedings of the Institution of Civil Engineers
Engineering Sustainability 166 February 2013 Issue ES1
Pages 32–45 http://dx.doi.org/10.1680/ensu.11.00006
Paper 1100006
Received 15/02/2011
Accepted 26/09/2011
Published online 31/07/2012
Keywords: energy conservation/geotechnical engineering/
renewable energy
ICE Publishing: All rights reserved
Photovoltaic and solar-assisted
ground-source heat pump systems
Kevin E. Varney MSc, MBCS
Research student, University of Reading, Berkshire, UK
Maria M. Vahdati PhD, CEng, MIChemE
Lecturer, University of Reading, Berkshire, UK
This review investigates the performance of photovoltaic and solar-assisted ground-source heat pumps in which solar
heat is transferred to the ground to improve the coefficient of performance. A number of studies indicate that, for
systems with adequately sized ground heat exchangers, the effect on system efficiency is small: about 1%
improvement if the heat source is photovoltaic, a 1–2% decline if the source is solar thermal. With possible exceptions
for systems in which the ground heat exchanger is undersized, or natural recharge from ground water is insufficient,
solar thermal energy is better used for domestic hot water than to recharge ground heat. This appears particularly
true outside the heating season, as although much of the heat extracted from the ground can be replaced, it seems to
have little effect on the coefficient of performance. Any savings in electrical consumption that do result from an
improved coefficient can easily be outweighed by an inefficient control system for the circulation pumps.
1.
Introduction
This is a review of hybrid photovoltaic (PV) and solar-assisted
ground-source heat pump (GSHP) systems in which the heat
generated as a by-product of a PV panel, or from solar
collectors, could be used to improve the coefficient of
performance (COP) of a GSHP.
Mono- and polycrystalline silicon PV panels have negative
temperature coefficients, meaning their power output
decreases the hotter they get (the performance of amorphous
silicon PV cells is not so affected by temperature increases).
Typical temperature coefficients range from 0?3 to 0?5% per
degree Celsius for crystalline silicon cells. While PV generates
electricity with heat as a by-product, GSHPs consume
electricity to concentrate heat. Both technologies are applicable to buildings, but at higher latitudes, they are most
effective at different times of the year. PV is more productive
in spring and summer, while GSHPs would typically be used
for heating during autumn and winter. GSHPs extract heat
energy from the ground, which stays reasonably constant
throughout the year. However, too high a concentration of
GSHP systems, or too low a surface area of ground heat
exchangers could lead to a decline in COP as the ground
cools. Therefore, dumping excess heat from the solar panels
into the ground is conceivably a useful way of keeping up
ground temperature.
Solar-assisted GSHPs transfer heat to a brine solution partly
from the ground and partly from solar thermal means.
Excess heat produced during the sunnier parts of the year
could conceivably be used to recharge ground heat before the
start of the next heating season. PV-assisted GSHPs could
32
improve the performance of the PV cells by transferring heat
away from the PV cells. However, although cooling PV cells
should enable them to generate more electricity, while
increasing ground heat should reduce a GSHP’s electrical
consumption, these electrical savings would have to be
measured against the increased electrical consumption of the
circulation pumps.
2.
Reviewed PV and solar-assisted GSHP
systems
For an overview of the research studies reviewed herein, see
Table 1.
2.1
A simulation of a photovoltaic/thermal (PV/T)
assisted GSHP for space and water heating
The computer model of the system described by Bakker et al.
(2005) was the only one involving PV and GSHP technology in
which heat from the PV was transferred to the ground. The PV
cells were part of a combined PV/T panel used to heat domestic
hot water (DHW), as well as to provide electricity (as shown in
Figure 1). Only excess heat not required for DHW was
diverted to the ground. This was a system envisaged for a
house in the Netherlands.
The simulation indicated that the system was capable of
covering 100% of the home’s heat demand, including space
heating and hot water, and most of its net electricity demand.
Average long-term ground temperature was kept constant. A
cost comparison was made with a reference system, using
separate PV panels and solar collectors. The reference system
was 6% cheaper, but took up 32% more roof space.
Engineering Sustainability
Volume 166 Issue ES1
Photovoltaic and solar-assisted
ground-source heat pump
systems
Varney and Vahdati
Solar
Heat pump
technology source
Space
conditioning
Hot water
technology
Ground
recharge
The
Netherlands
PV/T panel
Ground
Under-floor
heating
Yes
Los Angeles
and Montreal
PV panels
Ground
Air heating
and cooling
House
Switzerland
Ground
House
France
Solar
collectors
Solar
collectors
Under-floor
heating
Under-floor
heating
Combined
PV/T and
GSHP
(a) electrical
heating
(b) desuperheater
(c) solar thermal
(d) heat pump
Solar thermal
and GSHP
Solar thermal
with electrical
back-up
Solar thermal
and GSHP
Study
Method
Building
Bakker et al.
(2005)
Computer House
model
Biaou and
Computer House
Bernier (2008) models
Pahud and
Lachal (2005)
Trillat-Berdal
et al. (2006a)
Equipped
building
Equipped
building
Kjellsson et al. Computer Family
(2010)
model
dwelling
Site
Sweden
Ground
Solar
collectors
Ground
Space
heating
No
Yes
Yes
Yes
Table 1. Summary of studies reviewed
2.2
Simulations of a zero net energy home
incorporating PV panels, GSHP and various
water-heating technologies
Biaou and Bernier (2008) created a series of computer models
of a zero net energy home, in which all the electricity consumed
by the GSHP for space heating, DHW and other household
electrical requirements was generated by rooftop PV panels (as
PVT panels
shown in Figure 2). The house was grid connected, so electrical
consumption could exceed production at times, provided the
deficit was made up. The models shared the same GSHP
system for space heating, but used different technologies for
DHW. The four subsystems were modelled at two locations:
Los Angeles and Montreal. Space cooling was a major
consideration in this study.
To grid
Storage
vessel
Cold
water
Heat pump
Floor
heating
Ground loop
heat exchangers
Figure 1. Schematic diagram of a PV/T-assisted GSHP for space
and water heating, reproduced from Bakker et al. (2005)
33
Engineering Sustainability
Volume 166 Issue ES1
Photovoltaic and solar-assisted
ground-source heat pump
systems
Varney and Vahdati
PV arrays
Inverter
Air
Lights
Air
Power
meters
Appliances DHW
Energy
distribution
Heat pump
Ground heat
exchanger
Figure 2. Schematic diagram of a zero net energy home
incorporating PV panels, a GSHP and water heating technology,
reproduced from Biaou and Bernier (2008)
Of the four DHW heating systems, solar heating was found to
require the least electricity at both locations. The heat pump
water heater used only slightly more electricity at the Los
Angeles site, where it assisted with space cooling. The
desuperheater option had the third highest electrical consumption, while the electrical water heater option resulted in greatest
electricity use.
2.3
An experimental solar-assisted GSHP home
heating system
Pahud and Lachal (2005) reported on a 2-year, collaborative
project between four academic institutions, which monitored a
solar-assisted GSHP installed at a house in Switzerland (as
shown in Figure 3). Solar thermal was used primarily for
DHW, but any excess heat was stored in the ground. The
system worked well over a period of 2 years and suffered no
drop in performance. It was discovered that solar heat injected
into the boreholes did not improve performance overall as the
34
extra energy consumed by the pumps was not compensated by
greater ground temperature. However, they thought it was a
useful way of stopping the solar collectors from overheating.
2.4
Geosol solar-assisted GSHP space and water
heating system
Trillat-Berdal et al. (2006a) introduced a solar-assisted GSHP
system, termed Geosol, for space heating and DHW (as shown
Figure 4). Solar thermal energy was again used primarily for
DHW, but excess heat was transferred to the borehole. This
too was an experimental system installed at a house, although
it was also modelled using TRNSys (transient system simulation program) software. A focus of this study was the control
system, which cut down electricity consumption in the
circulation pumps. They concluded that for installations
without ground water flow, solar thermal recharge was
potentially a useful method of maintaining ground temperatures from year to year.
Engineering Sustainability
Volume 166 Issue ES1
Photovoltaic and solar-assisted
ground-source heat pump
systems
Varney and Vahdati
Ambient
temperature
Hot water
store
V4
Hot water
Solar
collectors
V1
V2
7·8 m2
P1
V3
Store
stopper
Heat pump
D
Heating
D
P2
P3
Temperature gauge
CE
D
Heating: 14 kW
at B0W35
CE
Flow meter
Electricity meter
Circulation pump
Three-way valve
Boreholes
Immersed heat exchanger
3 80 m
Electrical resistance
Figure 3. Solar-assisted GSHP, reproduced from Pahud and Lachal
(2005)
2.5
Simulations of a GSHP with solar borehole
recharge or water heating
Kjellsson et al. (2010) used the computer modelling package
TRNSys to investigate a series of domestic space heating and
DHW systems incorporating a GSHP and solar collectors for a
family home in Sweden. The major focus in this study was how
best to use the heat from the solar collectors. Six systems were
considered initially, in which solar heat is
was well sized. They found that borehole recharge was more
effective for undersized boreholes, and thought that it could be
useful where the density of boreholes in an area was high.
Another conclusion was that it was easy to wipe out the
savings in electricity consumption by the inefficient use of the
extra circulation pumps required to transfer the brine around
the system.
3.
(a)
(b)
(c)
(d)
(e)
(f)
not included (this is the base case system, system 1)
sent to the borehole by way of the heat pump (system 2)
sent directly to the borehole avoiding the heat pump
(system 3)
used to heat DHW (system 4)
used to heat DHW in the summer but sent to the borehole
by way of the heat pump in winter (system 5)
transferred to a brine-filled buffer tank acting as a
thermal store for the heat pump (system 6).
Of these, systems 3 and 6 did not initially appear promising so
only the remaining four were investigated further. The best
performing system overall was found to be system 5 (as shown
in Figure 5). They concluded that storing thermal heat in the
ground during summer was not very effective if the borehole
Ground recharge
Many of the systems studied had some type of ground recharge.
Trillat-Berdal et al. (2006a) injected 2121 kWh of solar heat into
the ground over an 11-month period, equivalent to 34% of the
heat extracted over the same time. The solar collector area was
deliberately oversized for hot water requirements, so that excess
heat would be available. The improvement to the COP was only
evident in May when there was both heating demand and
significant amounts of solar heat available. Otherwise, the main
benefit was the restoration of the ground temperature by the
start of the next heating season. Ground temperatures were
measured at 5 and 45 m depth. After the GSHP was installed,
the 45 m ground temperature fell from 11?6 to 11?3 ˚C by June
the next year, but rose to 12˚C by the end of summer, thanks in
part to the heat injected back into the ground. It was suspected
that ground temperature was only this high close to the
35
Engineering Sustainability
Volume 166 Issue ES1
Solar
collector
Photovoltaic and solar-assisted
ground-source heat pump
systems
Varney and Vahdati
TSC1
THW0
P1
Combined
solar/electrial
hot water tank
T5
P3
Borehole
heat
exchanger
TBHE2
2
TGD5
2
TGD45
2
TGD85
Heat pump
T1
T3
T2
T4
P4
PRESSURE RELIEF
TANK No 2
P2
PRESSURE RELIEF
TANK No 1
TBHE1
Heating/cooling
floor
P5
Figure 4. Schematic diagram of the Geosol process, reproduced
from Trillat-Berdal et al. (2006a)
boreholes. Heat injection rates averaged 39?5 W/m, similar to
the rate of extraction.
Trillat-Berdal et al. (2006b) also predicted that over a 20-year
period ground temperature would fall by 1?2˚C for a system with
thermal recharge, compared to 3˚C for a system without. Over 10
years, ground temperature would fall by 2˚C without thermal
recharge. This drop in ground temperature would only equate to
a drop in COP of 10%. They observed that, in reality, many
ground heat exchange loops are oversized, so the drop in COP
would not be so high. If, however, the heat exchange loop is
undersized, there is a risk that the ground close to the borehole, or
the filling materials, might freeze. This could cause the ground to
expand, possibly damaging the ground heat exchanger. In
addition, ice does not provide good thermal contact. They
observed that, taking into account the energy taken by the pump,
it would not be worthwhile to inject heat to the ground for normal
family houses. However, for buildings such as large blocks of
flats, in which there are a large number of boreholes in reasonably
close proximity, ground recharge would be easier to justify.
Bakker et al. (2005) tested their computer model against low-,
medium- and high-quality ground types, and found that the type
of ground did not greatly affect the performance of their model.
However, the model they used to evaluate ground heat exchange
was limited in that it did not consider heat transfer by way of
ground water. They stated that for dense ground types such as
36
rock, clay and silt, the omission was justifiable, but that for more
porous soils, such as gravel and sand, the omission would lead to
an underestimate of the regenerative capacity of the ground of
between 5% for dense soils and 25% for porous soils. Ground
temperature fluctuations were simulated over a period of 10
years. At 10 m depth, temperatures ranged from about 15 to 5 ˚C
in close proximity to the heat exchanger pipes. At a distance of
2 m from the pipes, the fluctuations were much less, to within
0?5 ˚C of average. They reported that ground temperatures are
influenced up to 3 m horizontally and 5 m vertically from the
GSHP borehole. Bakker et al. (2005) found that heat recharge
from their PV/T panels would recharge 83% of ground heat
extracted, which would ensure, along with natural recharge, that
the ground temperature would not decrease over time.
Pahud and Lachal (2005) reported on a house equipped with a
GSHP and solar collectors. Solar heat not required for DHW was
injected into the ground. They found the improvement in the
COP of the GSHP in the following heating season was so slight
that the extra electrical consumption of the circulation pumps
exceeded the energy savings at the heat pump. The addition of
solar heat raised the temperature of the glycol solution to 20˚C,
but this only corresponded to a heat injection rate of 20 W/m,
only about half that reported by Trillat-Berdal et al. (2006a).
Kjellsson et al. (2010) examined four systems in detail. Two of
these stored thermal energy in the ground by way of a heat
Engineering Sustainability
Volume 166 Issue ES1
Photovoltaic and solar-assisted
ground-source heat pump
systems
Varney and Vahdati
Warm
water
Cold water
VXS
Po
Pv
VX2
VX1
Pb
E
V
Heating
system
K
D
Figure 5. Solar-assisted GSHP space and water heating system in
which solar heat may be directed towards DHW, the heat pump
evaporator or the borehole, reproduced from Kjellsson et al. (2010)
pump, one for the whole year round and the other only in
winter. They found that the most efficient was the system that
used solar heat for DHW in the summer, but to recharge the
borehole, or to raise the temperature of the evaporator during
the winter. They found that transferring solar heat to the
borehole in summer had little long-term effect on the COP of a
system. Natural recharge was sufficient, and the heat dissipated
too quickly to be used. In winter the heat collected by the solar
collectors was at lower temperature, and could be more
effectively used to recharge the borehole than to heat water.
Comparing the electrical consumption of the entire heating
systems, including auxiliary heating, ground recharge systems
seem to improve performance significantly where boreholes
were undersized. However, with adequately sized boreholes
total electrical consumption for all four systems was similar.
From these studies, it would appear that the benefit of ground
recharge in terms of improved GSHP performance is marginal.
Although ground recharge can be effective at replacing much
of the heat extracted during the heating season, it appeared not
to make a very great difference to the efficiency of the heating
system. Ground recharge would appear to be most beneficial
where the ground heat exchanger is too short, where natural
recharge from ground water is low, or where neighbouring
GSHPs impact the ground heat available. The cost of including
ground recharge in a system would have to be compared to the
cost of providing a longer ground heat exchanger. In cases
where available ground area is limited, the cost comparison
may be between a horizontal ground heat exchanger with
ground recharge, or a borehole system.
4.
Heat
Values relating to the heat extracted from the ground, and of
heat provided to the buildings are presented in Table 2.
A solar-assisted GSHP system, named Geosol, was measured
by Trillat-Berdal et al. (2006a) over the course of 12 months,
from October 2004 to September 2005. By May 2004, it had
37
Engineering Sustainability
Volume 166 Issue ES1
Authors
System
Trillat-Berdal
et al. (2006a)
Pahud and
Lachal
(2005)
Geosol process
Solar-assisted GSHP
space and DHW
heating system
Bakker et al. Low-quality soil
(2005)
Medium-quality soil
High-quality soil
Montreal
Biaou and
(space heating only)
Bernier
(2008)
GSHP with 100 m
Kjellsson
et al. (2010) borehole but no
solar collectors
GSHP with 100 m
borehole. All solar
heat recharges the
borehole by way
of the heat pump
GSHP with 100 m
borehole. All solar
heat used for DHW
GSHP with 100 m
borehole. Solar heat
used for DHW
in summer but borehole recharge in winter
Photovoltaic and solar-assisted
ground-source heat pump
systems
Varney and Vahdati
Solar area:
m2
Ground
recharge:
kWhth
Solar hot
water: kWhth
GSHP
output:
kWhth
GSHP
input:
kWhth
Roof
m2
Roof
m2
8527
6253
2121
177
1600
138
Period
COPHP
(av.)
12
12 months
3?75
7?8
4?1
30 400
23 550
4660
597
n/k
n/k
4?2
32 400
24 700
5620
721
n/k
n/k
0
12 months
(year 1)
12 months
(year 2)
1 year
1 year
1 year
6220 h
2?59
2?66
2?71
3?3
4451
4451
4451
11 340
2732
2778
2809
7904
2306
2306
2306
—
502
502
502
—
916
916
916
—
200
200
200
—
0
1 year
3?73
27 326
20 000
0
0
0
0
10
1 year
3?92
27 326
20 335
8855
886
0
0
10
1 year
3?70
24 667
18 000
0
0
600
60
10
1 year
3?79
24 750
18 220
1220
122
557
56
4?59
Table 2. Heat derived from heat pumps (figures in bold type have
been reproduced, those in italics were calculated from other
values, while those in plain type were measured from graphs)
extracted 5987 kWh of thermal energy from the ground in
838 h of operation. By the end of the 12-month period
6253 kWh of heat had been extracted. Over the same period
2121 kWh of heat was injected back in.
The heating system described by Pahud and Lachal (2005)
extracted approximately 24 000 kWh of thermal energy from
the ground per year, with an additional 150–300 kWh of heat
provided directly from the solar collectors. There seems to be a
discrepancy in the GSHP energy flows for year 1. Subtracting
the heat input from the heat output leaves a GSHP electrical
consumption about 7% smaller than is stated, which would
increase the COPHP from 4?1 to 4?4. The same calculation for
38
year 2 leads to an electrical consumption 1% smaller than
stated. There are also some slight discrepancies between tables,
of 50 kWh, for electrical consumption of the circulation
pumps. The heat inputs are larger than the other studies
involving houses. However, this house had 250 m2 of floor
space, compared to 180 m2 for the house studied by TrillatBerdal et al. (2006a), 156 m2 for the house modelled by Biaou
and Bernier (2008), and 132 m2 for the house modelled by
Bakker et al. (2005). The house was built in the 1980s.
Bakker et al. (2005) modelled their PV/T–GSHP system to
provide 100% of space heating and DHW demand. Space
heating requirements amounted to approximately 8?9 GJ
Engineering Sustainability
Volume 166 Issue ES1
Photovoltaic and solar-assisted
ground-source heat pump
systems
Varney and Vahdati
(2472 kWh). The DHW requirements amounted to approximately 10?3 GJ (2861 kWh), of which about 3?3 GJ (916 kWh)
was provided by the PV/T panels, while the remaining 7 GJ
(1944 kWh) was provided by the GSHP. The number of hours
the GSHP was in operation during the heating season was not
stated, although the duration of the heating season was given
as 28 May to 10 April, about 225 days.
The PV cells appear to be modelled on multi-crystalline silicon
technology. The 7?3 GJ (2028 kWh) generated annually by the
panels was enough to cover 96% of electricity consumption.
The electrical consumption was reduced by a further 0?8 GJ
(222 kWh) by the integration of a thermal collector onto the
PV panel, as although an extra circulation pump was required,
less electricity was required to heat DHW. Working backwards
from the quoted COP for medium ground thermal characteristics (see Figure 6), it seems that approximately 2028 kWh of
electricity was consumed by the GSHP, of which 931 kWh was
for space heating and 1097 kWh for DHW. The remainder of
the energy required for DHW was provided by the solar
collector part of the PV/T panels. 1?2 GJ (344 kWh) of
electricity was saved annually, while at the same time the
electrical yield of the PV/T panels was improved (by cooling
them). As annual consumption was about 7?6 GW
(2111 kWh), it would seem about 416 kWh was used for other
purposes. Presumably, this value relates to the electrical
consumption of other components of the heating system, such
as the electrical heater and circulation pumps.
Kjellsson et al. (2010) assumed a total annual heat demand of
29 400 kWh and stated that the GSHP would cover 85–95% of
demand. The building’s overall conductance was specified as
250 W/K. The results of the simulations were presented in a
series of graphs. However, it was difficult to extract which
proportions of the space heating and DHW demand were
satisfied by the GSHP, the solar collectors or by auxiliary
heating. A particular problem was the ground heat extraction
graph. Injected ground heat appears to have been subtracted
from heat extracted for two of the systems, but this seems
misleading as much of the injected heat would have dissipated
before it could be reused. In the mixed mode system it is very
difficult to disentangle the effect of borehole recharge from the
effect of the solar hot water system. Using values from the
graphs, it appears the solar collectors, if used exclusively for
DHW, could provide from 1650 to 2000 kWh of the annual
demand. Therefore it seems unlikely that the mixed mode
system, with only about 6% of the annual insolation to
recharge the borehole, could enable as much extra heat to be
extracted by the GSHP as is indicated.
Notwithstanding the greater size of the house measured by
Pahud and Lachal (2005), its heating demand seems large
compared to the other houses studied. For example the house
modelled by Bakker et al. (2005) required only 26% as much
heat per square metre of floor area. This would seem to
underline the importance of building to more energy-efficient
standards, although it may also reflect the difference between a
computer model and reality.
5.
6.
Domestic hot water
Biaou and Bernier (2008) examined four ways of providing
DHW, of which two employed heat pumps: the desuperheater
option and the heat pump water heater (HPWH). The
desuperheater takes some of the thermal energy from the
GSHP to heat water, while the HPWH is a separate air source
heat pump. During the heating season, a proportion of the
thermal energy going into the HPWH would originally have
been provided by the GSHP, but in hot weather this system has
the advantage of helping to cool the building. An important
point raised by Biaou and Bernier (2008) is that the
temperature of mains water will change from place to place,
and from month to month. Mains water temperature ranges
from 24 to 2 ˚C in Montreal, and from 25 to 17 ˚C in Los
Angeles. Therefore, it would require far more energy to heat
DHW in Montreal during the winter than Los Angeles during
the summer.
Photovoltaics and electricity
A comparison of the electricity produced and consumed by
each of the solar or PV-assisted heat pump systems is presented
in Table 3.
Biaou and Bernier’s (2008) eight computer models were each
designed to import zero net electricity. The lowest amount of
roof area was 29?30 m2, generating 8003 kWh of electricity
annually, for the system with solar water heating based in Los
Angeles. The largest area of PV was 73?20 m2, yielding
13 914 kWh, for a system with electrical water heating based
in Montreal. The PV material is mono-crystalline silicon.
The model designed by Bakker et al. (2005) was endowed with
25 m2 of hybrid PV/T panels for electricity and water heating.
Bakker et al. (2005) use the same GSHP for heating water and
for space heating. The water is heated to 55 ˚C, which is fine for
hot water, but too hot for an efficient space heating system.
Therefore the hot water is mixed with water returning from the
heating system, to bring it to a temperature of 30 ˚C, which is
appropriate for the heating system.
The family dwelling studied by Kjellsson et al. (2010) had a
DHW demand of 3400 kWh/year, which was about 12% of the
total heat demand. A GSHP was designed to supply 85–95% of
the total heat, but was backed up by auxiliary electric heaters.
It was observed that one benefit of using solar heat for DHW
was potentially to extend the life of the GSHP by avoiding
intermittent use. From the graphs it would seem up to
39
Authors
System
Bakker et al.
(2005)
Soil
conductivity
Biaou and
Bernier (2008)
Montreal
Los Angeles
Geosol
process
Solar + GSHP
Roof
Per m2
25
25
25
73?2
2027
2027
2027
14368
81?1
81?1
81?1
196?3
8133
65?9
12932
196?2
431
6205
56?1
11016
196?4
2147
453
7214
61?0
11974
196?3
2424
3638
264
6326
39?0
11364
291?4
0
2385
2547
188
5120
34?2
9943
290?1
3?36
0
2475
600
269
3344
29?3
8523
290?9
2?98
0
1689
1689
392
3770
29?3
8523
290?9
3?35
2274
—
—
271
2545
—
—
—
3?7
3?8
3?3
3?4
7390
7790
6479
6165
—
—
—
—
—
—
847
806
570
610
955
1066
8000
8400
8281
8037
—
—
—
—
—
—
—
—
—
—
—
—
3?3
3?4
6380
6235
—
—
287
296
808
749
7474
7281
—
—
—
—
—
—
COPsys (av.)
Heating
Cooling
DHW
Other
Total
2?07
2?11
2?16
1?92
955
929
912
3580
—
—
—
642
761
741
728
4605
437
441
416
428
2153
2111
2056
9255
2?21
3996
716
2940
481
2?90
3593
644
1537
2?49
3913
701
1?78
0
2?19
Low
Medium
High
DHW by
electric heater
DHW by
desuperheater
DHW by
solar collectors
DHW by
heat pump
DHW by
electric heater
DHW by
desuperheater
DHW by
solar collectors
DHW by
heat pump
Year 1
Year 2
No solar collectors
Solar heat recharges borehole by way
of the heat pump
Solar heat used for DHW
Solar heat used for DHW in summer
but borehole in winter
Table 3. Electricity consumption (figures in bold type have been
reproduced, those in italics were calculated from other values,
while those in plain type were measured from graphs)
Electricity supplied
by PV: kWh
Photovoltaic and solar-assisted
ground-source heat pump
systems
Varney and Vahdati
Trillat-Berdal
et al. (2006a)
Pahud and
Lachal (2005)
Kjellson et al.
(2010)
PV
area: m2
Engineering Sustainability
Volume 166 Issue ES1
40
Electricity consumption for space
conditioning and hot water: kWh
Engineering Sustainability
Volume 166 Issue ES1
8·5
Electrical yield and use: GJ
8·0
Photovoltaic and solar-assisted
ground-source heat pump
systems
Varney and Vahdati
Total electricity use
PV/T electrical yield
7·5
7·0
6·5
0·5
Bi
lt
D
e
Bi
lt
D
e
61
–1
97
0
Tr
y
19
10
re
ge
PV
n.
/T
,n
W
o
ith
re
ge
PV
n.
/T
,w
ith
re
ge
n.
W
ith
PV
/T
,n
o
o
N
Lo
w
-q
ua
lit
M
y
ed
so
iu
il
m
-q
ua
lit
y
so
H
il
ig
hqu
al
ity
so
il
0·0
Figure 6. PV/T yield for different soil properties, reproduced from
Bakker et al. (2005). De Bilt, the Netherlands, location of the Royal
Dutch Meteorological Institute (KNMI); Try, test reference year
2000 kWh of the DHW demand could be provided by means
of solar water heating.
The systems studied by Pahud and Lachal (2005) and TrillatBerdal et al. (2006a) use solar heat primarily to heat DHW with
only the excess going to recharge ground heat, while the system
modelled by Bakker et al. (2005) also heated DHW partly by a
PV/T solar panel. The system studied by Trillat-Berdal et al.
(2006a) only directed heat to the ground once water temperature
had reached 72 ˚C. Both systems had auxiliary electric heating
and neither used the GSHP to heat water. The assumption that
DHW is the best way to use heat from the solar collectors was
supported by the finding by Biaou and Bernier (2008) that
heating DHW with solar collectors was the most efficient of the
four DHW systems they modelled, as well as the modelling of
Kjellsson et al. (2010).
7.
Heat pump performance
Most of the reviewed studies report the power of heat pump
they have available, or which they are modelling (see Table 4).
Table 4 also lists the COP values for the heat pump systems.
Bakker et al. (2005) used the equation
.
COP~2:4551z0:0706Tevap
to calculate the COP of their system, where Tevap is in degrees
centigrade. The condenser temperature was fixed at 55 ˚C so only
the evaporator temperature had any bearing on the COP value.
They calculated that ground recharge improved COP by about
0?06.They admitted that the COPs used in their simulation were
rather low for a modern GSHP. They found that the COP varied
only slightly (,5%) depending on the thermal qualities of the
three types of ground that they simulated.
Authors
Year
Building
Requirement
Trillat-Berdal et al.
Bakker et al.
2006
2005
House
House
Biaou and Bernier
2008
House
Pahud and Lachal
Kjellsson et al.
2005
2010
House
Family
dwelling
Space heating
Space heating and
DHW
Space heating and
cooling
Space heating
Space heating and
DHW
Powerelec: kW
Borehole depth: m
15?8
—
3 6 80
2 6 35
8?75
14
7
COP
3?75
2?59 to 2?71
100
3–6
2 6 90
60–160
3?89 (average)
3?68–4?15
Table 4. Heat pumps
41
Engineering Sustainability
Volume 166 Issue ES1
Photovoltaic and solar-assisted
ground-source heat pump
systems
Varney and Vahdati
System: no solar collectors, short borehole
System: no solar collectors, adequate borehole
Borehole size
Coefficient of performance (COP)
Seasonal performance factor (SPF)
Total heat demand: kWh
Heat input to GSHP: kWh
Heat output by GSHP 5 Qin/(12(1/COP)):
kWh
Heat deficit according to COP calculation:
kWh
Electrical consumption of heat pump: kWh
Electrical consumption with auxiliary heating
but excluding circulation pumps: kWh
System electrical consumption: kWh
Heat output 5 SPF 6 electrical
consumption: kWh
Heat deficit according to SPF calculation:
kWh
Total electricity consumption with ohmic
heating (assuming previous figure excludes
auxiliary heating): kWh
Electricity consumption of circulation
pumps: kWh
100 m
3?75
0?75
29 400
8000
10 909
2 909
21 400
Coefficient of performance (COP)
Seasonal performance factor (SPF)
Total heat demand: kWh
Heat input to GSHP: kWh
Heat output by GSHP 5 Qin/(12(1/COP))
Heat deficit: kWh
Electrical consumption of heat pump: kWh
Electrical consumption excluding
circulation pumps: kWh
Calculated SPF excluding circulation
pumps: kWh
18 000
13 500
Table 6. Example of SPF anomaly for a system with an adequately
sized borehole
18 491
3?13
15 900
33 900
15 091
Table 5. Example of SPF, COP, electrical and heat anomalies of a
base sytem with a short borehole
Biaou and Bernier (2008) configured their computer simulations
to provide set requirements for space heating, cooling, DHW and
appliances for similar houses located in Los Angeles and
Montreal. However, dividing the space conditioning requirements by the electrical consumption of the GSHP leads to
different COP figures than are stated. For example, an average
COP of 3?9 is quoted for the GSHP space conditioning system for
the house in Montreal, which requires 11 340 kWh of heating and
2031 kWh of cooling in the summer. The electrical consumption
for space conditioning (for the alternative with electrical water
heating) is given as 4222 kWh, which would appear to equate to a
COP of 3?2. For the Los Angeles location, with no heating load
but a cooling load of 7600 kWh and electrical consumption of
2424 kWh for space conditioning, the COP would appear to
equate to 3?1 instead of the average value of 4?7 stated.
Kjellsson et al. (2010) calculated COPs for the four systems
they investigated. However, they appeared to consider the
seasonal performance factor (SPF) to be a more important
measure, as this included the electrical consumption for the
entire heating system, including the auxiliary heating and the
circulation pumps. This was a different definition of the SPF to
Pahud and Lachal (2005). The COP of the GSHP did not vary
very greatly with borehole depth for any of the systems, staying
42
29
20
27
2
7
9
3?73
3?30
400
000
326
074
326
400
in the region of 3?7 to 4?1, but this was because the auxiliary
heating system was used more often to prevent the ground
from over-cooling. The SPF, however, varied much more,
approaching unity at 60 m and levelling off at about 3?5 at
100 m depth. With shorter borehole depths, the simulation
showed that the SPF was considerably improved by the use of
thermal recharge.
However, their values for SPF seem incorrect. Table 5 outlines
some discrepancies in heat flows and electricity use for a system
with an undersized borehole. It was not very clear whether the
figure for system electrical consumption included auxiliary
heating. If it did then the system failed to provide two-thirds of
the heat demand, but if not then electrical consumption of the
circulation pumps seems to be implausibly high (assuming that
the auxiliary heating is ohmic, in which 1 kW of electricity
converts to 1 kW of heat).
Even for systems with adequately sized boreholes the SPF and
electrical consumption figures do not appear to be consistent
with the COP and extracted ground heat figures, as Table 6
indicates.
8.
Costs
Table 7 outlines the three studies that discussed the investment
costs of their systems. Bakker et al. (2005) itemised the costs of
their PV/T-assisted GSHP and compared it to the cost of a
similar system, optimised for cost, with separate PV panels and
solar collectors. The costs were fairly similar at around
J27 000, of which about J8000 were fixed costs common to
both systems. The system with the combined PV/T units was
about J1600 more expensive but took up less roof space.
Pahud and Lachal (2005), by contrast, reported the GSHP and
associated plumbing costs as more than the installation of the
Bakker
et al.
(2005)
132
Biaou and
Bernier
(2008)
156
Space conditioning demand:
kWhth
2472
13 371
Pahud and
Lachal
(2005)
250
30 000
2917
4605
3638
n/k
Heating system
Place
PV and solar-assisted The Netherlands
GSHP for space
heating and DHW,
incorporating ground
thermal recharge
Zero net energy home Los Angeles
equipped with GSHP,
for space heating and
cooling. PV panels
cover all domestic
electrical consumption.
Montreal
No ground thermal
recharge
Solar-assisted GSHP
Table 7. Investment costs: n/k, not known; 1USD 5 0.98 CHF
Switzerland
Design variant
Separate PV and
solar collectors
Combined
PV/T units
DHW by electric heater
DHW by desuperheater
DHW by
solar collectors
Los Angeles
DHW by HPWH
DHW by electric heater
DHW by desuperheater
DHW by
solar collectors
DHW by HPWH
GSHP only with no
solar assist
Solar thermal collectors
supply DHW
and ground recharge
GSHP + other
capital costs
PV panel
costs
Solar
collector
costs
J8080
J15 458
J8080
J19 750
n/k
n/k
n/k
$44 850
$39 330
$33 695
n/k
$33 695
n/k
n/k
n/k
$84 180
$75 785
$64 515
$6720
n/k
CHF 30 000
$70 150
0
0
CHF 45 600
0
CHF 2500
J2695
$3360
Photovoltaic and solar-assisted
ground-source heat pump
systems
Varney and Vahdati
7600
Hot water
demand:
kWhth
Engineering Sustainability
Volume 166 Issue ES1
Authors
Floor
space: m2
43
Engineering Sustainability
Volume 166 Issue ES1
Photovoltaic and solar-assisted
ground-source heat pump
systems
Varney and Vahdati
solar collectors and heat transfer system. Nevertheless, the cost
of this equipment would be very high for ground thermal
recharge alone. A large part of this cost was attributable to the
amount of on-site work and the use of non-standard parts,
which could be brought down. The primary purpose of the
solar collectors was to provide DHW, which in this system, the
GSHP did not provide. However, DHW demand was not
reported, nor was there an estimate of what a solar hot water
system would cost on its own.
(2010) remarked that ground thermal recharge could be helpful
in areas with a high density of GSHPs.
Biaou and Bernier (2008) provided cost data for the PV and
solar collector arrangements of their eight system scenarios,
but not the balance of costs for the GSHP, ground loop and
other components. The costs of the solar panels were expensive
when compared to the systems in the other studies, reflecting
the large areas of PV panels needed to become a zero net
energy home. Their least expensive scenario was a system that
used solar collectors to provide DHW.
9.
Discussion
Biaou and Bernier (2008) modelled four variants of a PVassisted GSHP system for hot water and space conditioning,
but did not examine transferring heat from PV panels. Their
space conditioning systems would still have transferred heat to
the ground, but only as a means of cooling the house. All the
other studies did investigate the potential for transferring
excess heat to the ground to improve the COP of the GSHP.
Pahud and Lachal (2005) concluded that the system efficiency
of the GSHP decreased slightly, because the improved COP did
not compensate for the additional electrical consumption of
the circulation pumps. Bakker et al. (2005) concluded that
there was a slight reduction in electrical consumption, but this
was a combined effect of an increased PV yield resulting from
cooling the panels, in addition to an improved GSHP COP.
Both the Pahud and Lachal (2005) and Bakker et al. (2005)
studies indicated that ground recharge had a very small effect
on the overall electrical consumption of a heating system.
Trillat-Berdal et al. (2006a) found that the injection of solar
heat into the ground was insufficient to improve the COP of
the GSHP during the majority of the heating season, although
they did consider it a way of helping the ground to recover heat
before the start of the next heating season, especially in places
where underground water flow was absent. Kjellsson et al.
(2010) found that, during winter, borehole recharge or
evaporator heating was potentially useful for systems with
undersized boreholes. For the rest of the year, solar energy was
better used for hot water.
All the reviewed GSHP pumps used vertical ground heat
exchangers in boreholes. It is possible that thermal recharge
could have more potential for use with horizontal ground heat
exchangers. Both Pahud and Lachal (2005) and Kjellsson et al.
44
The systems studied by Bakker et al. (2005), Pahud and Lachal
(2005) and Trillat-Berdal et al. (2006a) used solar energy
primarily for DHW before diverting heat to the ground. The
system studied by Bakker et al. (2005) used hybrid PV/T for
water heating and generating electricity. It seemed to be
assumed that this is the best way to use solar thermal energy,
and this would appear to be backed up by both the study by
Biaou and Bernier (2008) and that of Kjellsson et al. (2010).
Trillat-Berdal et al. (2006a) asserted the importance of
implementing a well-designed control system in order to make
best use of solar and ground thermal resources. This was
backed up by Kjellsson et al. (2010), who concluded that
running the circulation pumps whenever there was solar heat
available to recharge the borehole could lead to greater
electricity consumption.
Using solar thermal energy for DHW is more effective than
ground thermal recharge. However, for a roof covered with PV
panels, ground thermal recharge could be economically
justifiable. This is partly because the solar area is greater than
would be required for DHW in summer. In addition, the
temperature required for DHW is higher than is ideal for PV
panels. Many GSHP systems are required to provide both
space and water heating, so some of the plumbing costs
associated with solar hot water could be avoided. There appear
not to be many studies of systems incorporating heat transfer
from PV panels to GSHP ground loops.
Interestingly, the Schwedisches Wärmepumpencenter claims a
maximum COP of 7 for a solar-assisted GSHP produced by the
Swedish company Evi Heat (see www.swc-cottbus.de/produkte/erdwaermepumpen/evi-heat-split-sun). This high value
occurs when the temperature of the brine entering the heat
pump is at its maximum design temperature of 20 ˚C. An
average COP of 5?5 is claimed.
10. Conclusions
From the reviewed studies, it would seem that solar to ground
thermal recharge only has a slight effect on the performance of
a GSHP during the heating season. It would seem that solar
energy, from solar collectors, if not PV panels, would be more
profitably used for solar hot water. Solar ground recharge
would appear to be most beneficial for GSHP systems with
undersized ground loops, in locations with high densities of
GSHPs or locations with little ground water flow. In any solar
ground recharge system, the control system should be carefully
designed to prevent electrical consumption by the circulation
pumps from undermining any savings in the rest of the system.
Notwithstanding these conclusions, it is noted that there are
Engineering Sustainability
Volume 166 Issue ES1
Photovoltaic and solar-assisted
ground-source heat pump
systems
Varney and Vahdati
solar-assisted heat pumps on the market, at least one of which
quotes a high average COP.
Géothermique à Lugano. Office féréral de l’énergie (OFEN),
Switzerland.
Trillat-Berdal V, Souyri B and Fraisse G (2006a) Experimental
study of a ground-coupled heat pump combined with thermal
solar collectors. Energy and Buildings 38(12): 1477–1484.
Trillat-Berdal V, Achard G and Souyri B (2006b) Les systèmes
solaires combines avec des pompes à chaleur
géothermiques à échangeurs enterrés verticaux: étude de
l’injection d’énergie solaire dans le sol. Proceedings of
IBPSA France 2006, La Réunion, 2–3 November 2006.
Kjellsson E, Hellström G and Perers B (2010) Optimization of
systems with the combination of ground-source heat
pump and solar collectors in dwellings. Energy 35(6): 2667–
2673.
REFERENCES
Bakker M, Zondag HA, Elswijk MJ, Strootman KJ and Jong MJM
(2005) Performance and costs of a roof-sized PV/thermal
array combined with a ground coupled heat pump. Solar
Energy 78(2): 331–339.
Biaou A and Bernier M (2008) Achieving total domestic hot
water production with renewable energy. Building and
Environment 43(4): 651–660.
Pahud D and Lachal B (2005) Mesure des Performances
Thermiques d’une Pompe à Chaleur Couplée sur des Sondes
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