1.
The meanings of transnational environmental law
Veerle Heyvaert and Leslie-Anne Duvic-Paoli
1
INTRODUCTION
Human pressures on the environment increase continuously and thresholds critical to the
stability of the life-support functions of the planet have been, or are on the verge of being,
exceeded.1 In this context, environmental lawyers have started to reflect on how inadequate
legal systems have contributed to global environmental crises while, at the same, nurturing the
hope that new legal forms will provide solutions to the sustainability challenges we are facing.
As a relatively new field of law, environmental law is still maturing, which means that it
remains faced with significant methodological questions and is prone to existential anxieties.2
In addition to trying to make sense of itself as an established yet still somewhat fluid legal
discipline, environmental law must operate in a context of significant legal transformation
arising from the need to respond to an increasingly complex society, which brings about significant intellectual as well as practical challenges for the legal field. Certainly, the nature of
environmental challenges profoundly disturbs existing legal institutions.3 As a result, the traditional foundations of ‘law’ have found themselves challenged by new modes and structures of
governance, acting in synergy, but also sometimes in opposition, with existing structures.4 The
relativization of boundaries has led to the emergence of a variety of theoretical frameworks
seeking to explain these phenomena.5
Amongst them, transnational law has developed into a discipline which offers a theoretical
framework able to identify and explain the normative complexities arising from intensifying
cross-border activities. Such promise has attracted a number of scholars and educators, eager
to better understand processes that their own field of enquiry – ranging from commercial law
1
United Nations Environment Programme, Global Environmental Outlook 6: Summary for
Policy-Makers (Cambridge University Press 2019).
2
E. Fisher, B. Lange, E. Scotford and C. Carlarne, ‘Maturity and Methodology: Starting a Debate
about Environmental Law Scholarship’ (2009) 21 Journal of Environmental Law 213, 228–31;
A. Philippopoulos-Mihalopoulos and V. Brooks (eds), Research Methods in Environmental Law:
A Handbook (Edward Elgar 2017); O. Pedersen, Perspectives on Environmental Law Scholarship:
Essays on Purpose, Shape and Direction (Cambridge University Press 2018).
3
Illustrated in the context of climate change by, e.g., E. Fisher, E. Scotford and E. Barritt, ‘The
Legally Disruptive Nature of Climate Change’ (2017) 80(2) Modern Law Review 173; and D. Kysar,
‘What Climate Change Can Do about Tort Law’ (2011) 41(1) Environmental Law 1.
4
R. Lee and E. Stokes, ‘Environmental Governance: Reconnecting the Global and Local’ (2009)
36(1) Journal of Law and Society 1.
5
E.g., E. Melissaris, Ubiquitous Law (Routledge 2009); J. Pauwelyn, R. Wessel and J.
Wouters, Informal International Lawmaking (Oxford University Press 2012); V. Heyvaert, ‘The
Transnationalization of Law: Rethinking Law through Transnational Environmental Regulation’ (2017)
6 Transnational Environmental Law 205.
2
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The meanings of transnational environmental law 3
to public international law – failed to fully account for.6 The governance of environmental
impacts is no exception: transnational means of regulation fill a gap left by conventional
modes of governance by acknowledging multilevel and multi-actor responses, recognizing the
value of alternatives to ‘hard law’ and encouraging regime-crossing solutions.
As the promise of transnational law has started to attract wider scholarly attention, its foundational core has diversified considerably, with varying assumptions regarding the meaning
of the field underpinning the work of transnational legal scholars. As a result, transnational
law is faced with conceptual challenges relative to its definition and scope. First, transnational
law is not the only field of scholarly enquiry that seeks to explain similar phenomena. Among
others, theories such as global law,7 world law,8 law and globalization,9 or legal pluralism10
have developed parallel research agendas. The presence of alternative, partially competitive
framings serves transnational environmental law as a source of inspiration and ongoing
introspection, as well as a trigger for the occasional bout of self-doubt. Secondly, definitions
given to transnational law vary from broad to narrow, ranging from any type of trans-border
legal relations11 to a more restricted understanding, which qualifies as transnational law only
those normative communications which are expressed and enforced by actors other than the
state.12 As a result, how transnational law interacts with other traditional bodies of law, such
as international or comparative law, remains debated. Thirdly and relatedly, legal transnationalism challenges the classical dichotomy between law and non-law and hence is often
described in various terms to reflect its complex relation to normativity, including ‘law’,
but also ‘regulation’,13 ‘governance’14,‘process’15 or ‘legal order’.16 Whether these different
denominations reflect a different reality, or understanding, of legal relations, also remains an
unsettled question.
The environmental sphere is not alien to the conceptual uncertainties present in the field of
transnational law. While transnational environmental law has certainly consolidated in recent
years, scholars tend to rely on different understandings about the meaning, and characteristics,
of transnationalism in environmental law. This chapter maps these meanings into three broad
6
P. Zumbansen, ‘Transnational Law’ in J. Smits (ed.), Elgar Encyclopedia of Comparative Law
(Edward Elgar 2006) 738.
7
See e.g., R. Domingo, The New Global Law (Cambridge University Press 2010); G. Ziccardi
Capaldo, The Pillars of Global Law (Routledge 2016).
8
H. Berman, ‘World Law’ (1995) 18 Fordham International Law Journal 1617.
9
P. Schiff Berman, ‘From International Law to Law and Globalization’ (2005) 43 Columbia Journal
of Transnational Law 485.
10
See e.g., F.G. Snyder, ‘Governing Economic Globalization: Global Legal Pluralism and European
Law’ (1999) 5 European Law Journal 334; P. Schiff Berman, ‘Global Legal Pluralism’ (2007) 80
Southern California Law Review 1155; R. Michaels, ‘Global Legal Pluralism’ (2009) 5 Annual Review
of Law and Social Sciences 243.
11
P. Jessup, Transnational Law (Yale University Press 1956); H. Koh, ‘Transnational Legal
Process’ (1996) 75 Nebraska Law Review 181; G. Shaffer and C. Coye, ‘From International Law to
Jessup’s Transnational Law, from Transnational Law to Transnational Legal Orders’ UC Irvine School
of Law Research Paper No. 2017-02. Available at SSRN, https://ssrn.com/abstract=2895159.
12
Such as, for instance, focusing only on the role of non-state actors in legal relations.
13
Heyvaert (n 5).
14
N. Rajkovic, ‘“Global Law” and Governmentality: Reconceptualizing the “Rule of Law” as Rule
“through” Law’ (2010) 18 European Journal of International Relations 29.
15
Koh (n 11).
16
T. Halliday and G. Shaffer, Transnational Legal Orders (Cambridge University Press 2015).
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Research handbook on transnational environmental law
categories, as discourse, methodology, and field of practice. The reasons why the study of
environmental law, specifically, often attracts a transnational perspective are then presented.
On this basis, the chapter culminates in a mapping of transnational environmental legal scholarship with the view to explaining the scope and structure of the Handbook. A brief synthesis
of each contribution concludes the piece.
2
ITERATIONS OF TRANSNATIONAL LAW: AS DISCOURSE,
METHODOLOGY, AND FIELD OF PRACTICE
Transnational law is the expression of a desire to challenge and transcend the mainstream
organization of law, which imposes a rigid, binary division of law into either national law or
international law. The organization into national and international law is implicitly accepted
in the discipline of law and deeply influences, even determines, every aspect of legal education, scholarship and practice. It should be remembered, however, that this near-axiomatic
representation of law as divided into two exhaustive and mutually exclusive domains is
overwhelmingly a product of the past two centuries. It was not nearly as dominant in the
pre-Enlightenment era, during which lawyers more readily engaged with thriving bodies of,
for instance, canon law and customary commercial law (lex mercatoria), neither of which
was jurisdictionally organized with reference to statehood and geographical borders.17
Transnational law, therefore, while reaching for the post-national, equally taps into much older
experiences and traditions of law.
Yet, although the organization of law into a national and an international sphere may be
less immutable than its present-day ubiquity suggests, the fact remains that it is dominant in
today’s legal order. As such, it channels legal academic inquiry inexorably towards the state
as the primary source of law and as the ultimate arbiter of what constitutes the public and the
private sphere in law. Arguably, if at first glance counter-intuitively, the prevalence of mainstream conceptualizations of law into the binary and jointly exhaustive zones of ‘national’
and ‘international’ law is nowhere better exemplified than in the concept of ‘European Union
law’. EU law cannot be adequately qualified as either national or international law, yet other
than the occasional reference to ‘regional law’, a term which has never really caught on in any
significant way, we lack even the vocabulary to categorize legal regimes that do not conform
to either the national or international model. Hence, EU law typically remains just that, EU
law, a sui generis oddity to be circumnavigated in an otherwise dualistic legal landscape.
In the term ‘transnational law’ resonates both a concern for and a protest against this exclusionary mapping of state (or national) and international law. Transnational law draws attention
to the extent to which this binary framing suppresses the relevance of decentred normative
practices and processes, and of non-state actors, in the production and consolidation of law.
This is the case regardless of whether we adopt a broad, Jessupian definition of transnational
law as ‘all law which regulates actions or events that transcend national frontiers’,18 or define
17
A.C. Cutler, Private Power and Global Authority. Transnational Merchant Law in the Global
Political Economy (Cambridge University Press 2003); C. Reid Jr and J. Witte Jr, ‘In the Steps of
Gratian: Writing the History of Canon Law in the 1990s’ (1999) 48 Emory Law Journal 647, 650.
18
Jessup (n 11).
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The meanings of transnational environmental law 5
transnational law more narrowly as law authored by non-state authorities and unconstrained
by jurisdictional boundaries.19
From this vantage point, transnational law presents itself in the first place as a discourse. It
communicates an alternative conceptualization of law, which focuses less on form and is less
beholden to the institutional trappings of law than the binary, national/international law model.
Instead, attention is shifted towards the more dynamic aspects of law: its construction, its functions, and its impact. Its departure from formalism is both a source of liberation and of existential challenge. As a discourse, transnational law at the very least needs to be able to explain
its preoccupation with the dynamic, transformative aspects of lawmaking and implementation.
Moreover, whenever transnational law involves the identification of a body of ‘non-traditional’
norms as constitutive of law, this opens the discourse to the formidable challenge of finding
an alternative way of being; of generating and justifying the validity of different benchmarks,
criteria or procedures that enable the identification of law and draw new boundaries between
what is law and what is not. As a result, the identification of the transnational is not merely
a descriptive act, but also a prescriptive one.20 The transnational perspective thus constitutes
a provocative challenge to theorizing law.21 In particular, it is often looked to as an answer, or
an alternative, to the absence of ‘hard’ rules and command-and-control mechanisms in transboundary relations, filling in an ever-more prominent legal accountability gap.
For others, the distinctiveness of transnational law lies not so much in its discursive contribution as in its potential for methodological innovation. Transnational law as methodology
denotes a field of study and practice that seeks to understand law – whether non-traditional or
in all its state-rooted, binary glory – by tracing, untangling and analysing the complex, multipartite, and transboundary exchanges that result in the establishment of new legal norms and
the disappearance of others.22 Transnational law as methodology, too, is in part a response to
frustration with mainstream understandings of law. In particular, it challenges the widespread
practice among legal professionals and scholars of taking the ‘law on the books’ as the starting
point for analysis and critique. Instead, transnational law as methodology envisages law within
its societal context and emphasizes that the diachronic and transformational process during
which a norm becomes law is far more distinctive of law as a discipline than the particular
content of the end product. Correspondingly, the challenges of transnational law as methodology in the first place relate to the development of reliable process-tracing strategies, which
must be capable of tackling the difficult task of distinguishing causation from correlation and
which must deliver an analytical toolkit that enables researchers to identify key transitioning
points on the pathway to law. Importantly, this requires the acquisition of methodological skills
beyond those that are part of the ‘standard set’ of practices and protocols imparted during legal
education and training. In particular, it fuels a demand for empirical and quantitative skills
which are more widespread among researchers working in other fields of the social sciences,
such as political science and social policy, but may strike fear – or at least spark a twinge of
nervousness – among the generally more data processing-averse ranks of legal scholars. At the
19
R. Cotterrell, ‘What Is Transnational Law’ (2012) 37 Law & Social Inquiry 500.
E. Fisher, ‘The Rise of Transnational Environmental Law and the Expertise of Environmental
Lawyers’ (2012) 1 Transnational Environmental Law 43, 47.
21
Zumbansen (n 6) 739.
22
P. Zumbansen, ‘Defining the Space of Transnational Law: Legal Theory, Global Governance, and
Legal Pluralism’ (2012) 21(2) Transnational Law and Contemporary Problems 305.
20
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Research handbook on transnational environmental law
same time, this growing need for an expanded methodological toolkit underlines the vital role
of interdisciplinary communication for the maturation of transnational law. By the same token,
the focus on lawmaking as a process, rather than an exclusive engagement with the legal norm
as a fait accompli, demands a heightened versatility of legal researchers, who should be able
to shift easily between different levels of governance as well as different stages of lawmaking,
interpretation, application, contestation and reform.
Finally, transnational law may assume a more substantive guise and be taken to refer to
a distinctive field of practice; a discrete set of norms that govern transnational spheres of
interaction. In this third iteration, the transnational character of law is primarily associated
with the transcendental capacity of norms – however state-based and localized in origin –
which generates new, transnational variants of legal standards and principles. Transnational
law as a field of practice builds on transnational discourse and methodology since, rather
than focusing on those transboundary provisions that are the product of international negotiation and treaty making, it centres attention on those laws and legal interpretations that are
the product of informal influence and exchange. As legislative, judicial and administrative
communication courses through transnational governance networks, from the Organisation for
Economic Co-operation and Development (OECD) to the European Union Forum of Judges
for the Environment (EUFJE),23 opportunities multiply to develop and consolidate a shared
understanding of law, which projects its influence back to both the state and the international
level. A key challenge for transnational law as substance involves managing the risk of
researcher bias in the distillation of such shared, transcendental and therefore transnational
understandings of law. Moreover, if there exists a substantive body of transnational law, then
the difficult, politically combustible question of its relation to national and international law
must be addressed: what kind of status, what collection of immunities and vulnerabilities,
should the ‘transnational’ label convey? This is particularly difficult given that, contrary to
the claims other legal orders tend to make for themselves, transnational law does not present
as a unitary system but rather as an amalgam of norms, processes and actors with normative
effects. It also has to ask the question whether it constitutes a legal order or a body of law and
reflect on the differences that it could make.
3
BRINGING IN THE ENVIRONMENT
Whether represented primarily as a discourse, a methodology, or a field of practice, transnational law cuts across legal disciplines, from commercial arbitration to disability law.24
However, as the discipline matures, it has become apparent that the domain of environmental
law lends itself particularly well to transnational inquiries and delivers a fertile basis for
the further development of transnational legal theory. Conversely, transnational discourse
23
See Chapter 5 by T. Markus and O. Dilling and Chapter 18 by G. Ganguly in this book.
See, e.g., P. Zumbansen, ‘Piercing the Legal Veil: Commercial Arbitration and Transnational
Law’ (2002) 8 European Law Journal 400; K. Soldatic and S. Grech, ‘Transnationalising Disability
Studies: Rights, Justice and Impairment’ (2014) 34 Disability Studies Quarterly, DOI: doi:10.18061/dsq
.v34i2.4249; S. Bisom-Rapp, ‘Exceeding Our Boundaries: Transnational Employment Law Practice and
the Export of American Lawyering Styles to the Global Worksite’ (2004) 25 Comparative Labor Law
and Policy Journal 257.
24
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The meanings of transnational environmental law 7
and methodologies, as well as the availability of an emerging body of transnational norms
and principles, constitute exceptionally powerful lenses through which to study and access
a deeper understanding of the relationship between law and environmental protection.
The affinity between environmental law and transnational law can be explained by a range
of factors. Most obviously, the subject matter of environmental law is as inconsiderate of
jurisdictional boundaries as transnational law itself. Greenhouse gas emissions in China, the
United States and Peru contribute to rising sea levels in Vanuatu; persistent organic pollutants
in pesticide residues deposited on African soil wash up on Arctic shores; decades of sulphur
and nitrogen emissions from the United Kingdom, Germany, Poland and the North Sea have
caused acidification and reduced water quality in Norway, and every day the Yangtze, Indus
and Nile rivers transport countless tons of discarded plastics towards the world’s oceans. In
the light of the transboundary scope of the most pressing environmental risks for which legal
and regulatory responses are sought, the state does not present itself as the best-suited medium
through which to forge appropriate solutions. As a result, conventional legal framings,
constructed on the premise of statehood and based on a domestic–international divide, find
themselves ill at ease to explain and regulate phenomena that operate irrespective of borders,
leaving space for other scholarly approaches such as transnational law.25
A second point of affinity between environmental and transnational law is that neither
is comfortably categorized as a branch of either public or private law. Without calling into
question its by now uncontested standing as a distinctive legal discipline, it is well known that
the origins of environmental law can be traced back to a variety of public and private legal
fields, including but not limited to administrative law, torts, constitutional, and criminal law.
Transnational law, too, straddles the public/private divide. Indeed, as argued in greater detail
elsewhere, the adoption of a transnational perspective challenges the continued relevance of
the public/private distinction as an organizational model.26
Finally, although it manifests in different ways, both fields could be considered united by
a concern about the responsiveness of law to social change. Within the context of both transnational and environmental law, pressing questions are being raised about law’s ability to understand and engage with a simultaneously globalizing and fragmenting life world, which ability
arguably constitutes a vital prerequisite for its potential to effectuate change.27 The mounting
expectations for law to serve as an engine for social change,28 as opposed to a stabilizer of
interpersonal exchanges and power relations, are well documented in the environmental
legal literature and, particularly, the climate change literature of the past few decades.29 The
desperate need for more effective responses to the environmental calamities that threaten the
well-being and even the survival of present and future generations, coupled with the evident
25
But also including, for instance, ‘global law’. See e.g., R. Percival, ‘Global Law and the
Environment’ (2011) 86 Washington Law Review 579.
26
V. Heyvaert, Transnational Environmental Regulation and Governance. Purpose, Strategies and
Principles (Cambridge University Press 2019) 182–214.
27
See A. Kotsakis, ‘Change and Subjectivity in International Environmental Law: The Micro-Politics
of the Transformation of Biodiversity into Genetic Gold’ (2014) 3 Transnational Environmental Law
127.
28
P. Zumbansen, ‘Defining the Space of Transnational Law: Legal Theory, Global Governance, and
Legal Pluralism’ (2012) 21(2) Transnational Law and Contemporary Problems 305, 306.
29
See V. Heyvaert, ‘Governing Climate Change: Towards a New Paradigm for Risk Regulation’
(2011) 47 Modern Law Review 817.
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failure of over half a century of domestic and international environmental law to prevent
them, fuel a search for alternative approaches to law which might at least create a possibility
of delivering better environmental outcomes. Transnational approaches are at the forefront of
this development. Their contribution is likely to become increasingly important to fill the gap
left when governments disengage with environmental protection objectives (both domestically
and internationally),30 leaving space for non-state actors to step in as subsidiary regulators.
The factors discussed underline the depth of the connection between environmental law
and transnational law in terms of their shared transboundary perspective, their hybrid status as
neither assuredly a public nor private legal domain, and their shared preoccupation with law
as a dynamic rather than a stabilizing social force. Yet significant questions remain regarding
the relationship that transnational environmental law entertains with transnational law. Is
transnational environmental law to be regarded as a sub-discipline of transnational law, in
which case its meanings could be derived directly from those given to transnational law? Or
does the specificity of transnational environmental law render such a transposition difficult or
undesirable?31 Alternatively, transnational environmental law could be cast as a sub-discipline
of environmental law, which would result in a different ordering of research questions for
the field.32 Overall, these dilemmas appear as new editions of familiar conceptual difficulties
running through the environmental law discipline, which relate to an abiding preoccupation
with its relative autonomy and relation to other fields of law.33
4
MAPPING THE FIELD OF TRANSNATIONAL
ENVIRONMENTAL LAW
The aim of this Research Handbook is to deliver an informed account of the fast-developing
field of study and practice at the intersection of transnational and environmental law. As
a scholarly discipline, transnational environmental law is a burgeoning enterprise, as attested
by the veritable explosion of literature on the subject. This is most prominently reflected in
the 2012 launch of Transnational Environmental Law (TEL), a journal dedicated explicitly to
the study of the transnational dimension of environmental law and governance.34 In the past
eight years, TEL has seen its reach expand significantly, publishing scholarship from across
the globe and increasing its distribution from two to three issues per year. Obviously, transnational environmental legal scholarship is not confined within the covers of TEL itself, as other
key environmental law outlets including the Journal of Environmental Law, RECIEL, the
Asia Pacific Journal of Environmental Law, leading US environmental law reviews, McGill
30
T. Etty, V. Heyvaert and others, ‘Transnational Environmental Law on the Threshold of the Trump
Era’ (2017) 6(1) Transnational Environmental Law 1; T. Etty, V. Heyvaert and others, ‘New Challenges
for Transnational Environmental Law: Brexit and Beyond’ (2018) 7(1) Transnational Environmental
Law 1.
31
See Fisher (n 21), who considers TEL as distinct from transnational law in other legal areas, in
particular in relation to the expertise it requires from scholars.
32
Ibid 52.
33
T. Aagaard, ‘Environmental Law as a Legal Field: An Inquiry in Legal Taxonomy’ (2010) 95
Cornell Law Review 221.
34
Both editors of this Handbook are affiliated with TEL as, respectively, Editor-in-Chief and
Assistant Editor.
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The meanings of transnational environmental law 9
International Journal of Sustainable Development Law and Policy and generalist law journals
also publish a healthy flow of contributions with a distinctly transnational environmental
perspective.35 This body of work is complemented by an impressive stream of monographs
and edited volumes on transnational environmental legal subjects, as documented in the (now
annual) ‘Highlights of Recent Book Publications’ in the back pages of TEL.
It is inevitably challenging to distil dominant themes from a rapidly growing body of work
in a discipline that is still finding its voice, but certain features have already become apparent.
The most obvious point to make is that transnational environmental law is a broad church
under the auspices of which a collection of research interests and strategies converge. Some
publications present the transnational dimension of their work as primarily reflected in a commitment to deepen and expand international and comparative environmental legal inquiries
beyond conventional boundaries. This may involve, for example, shifting the focus of attention from the formally binding provisions of international environmental law towards the
teeming mass of institutional arrangements and informal rules which anchor, interpret, extend,
moderate or modify the typically brief and opaque official legal provisions.36 Alternatively, the
transnational perspective may refer to an interest in the impact of international environmental
agreements not within but beyond the jurisdictions of the signatory states, as non-member
states deploy them as models, reference points against which to measure or assert the legitimacy of domestic legal initiatives.37 Other transnational studies display a similar preoccupation with the informal transboundary influence of law, but are chiefly interested in analysing
and understanding this dynamic in a judicial setting and examine whether and to what extent
courts in environmental disputes take their cue from novel argumentation attempted or validated in foreign judgments.38
In addition to the many and varied inquiries into the informal transboundary reach of
environmental law, a vibrant body of work engages with transnational environmental law
in its guise of an alternative to primarily international (but also regional and even national)
environmental law. This line of scholarship displays a pronounced interest in the contribution
of non-state actors to environmental law, a contribution that goes beyond facilitation and is
instead constitutive in nature. Works in this vein include investigations into the expanding
universe of private and hybrid environmental regulation,39 as well as the promulgation by
35
To give a handful of examples, see N. Affolder, ‘Transnational Conservation Contracts’ (2012)
25 Leiden Journal of International Law 443; Y. Naiki, ‘Trade and Bioenergy: Explaining and Assessing
the Regime Complex for Sustainable Bioenergy’ (2016) 27(1) European Journal of International Law
129; O. Dilling and T. Markus, ‘The Transnationalisation of Environmental Law’ (2018) 30 Journal
of Environmental Law 179; D. Matthews, ‘From Global to Anthropocenic Assemblages: ReThinking
Territory, Authority and Rights in the New Climatic Regime’ (2019) 82 Modern Law Review 665.
36
E.g., M.E. Recio, ‘Transnational REDD+ Rule Making: The Regulatory Landscape for REDD+
Implementation in Latin America’ (2018) 7(2) Transnational Environmental Law 277.
37
E.g., U. Etemire, ‘Public Access to Environmental Information: A Comparative Analysis of
Nigerian Legislation with International Best Practice’ (2014) 3 Transnational Environmental Law 148;
S. Whittaker, ‘The Right of Access to Environmental Information and Legal Transplant Theory: Lessons
from London and Beijing’ (2017) 6 Transnational Environmental Law 509.
38
E.g., A.-J. Saiger, ‘Domestic Courts and the Paris Agreement’s Climate Goals: The Need for
a Comparative Approach’ (2020) 9 Transnational Environmental Law 37.
39
J. Green, Rethinking Private Authority. Agents and Entrepreneurs in Global Environmental
Governance (Princeton University Press 2014); Heyvaert (n 26) 37–49; E. Meidinger, ‘Beyond
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Research handbook on transnational environmental law
non-state actors of global environmental principles,40 and into the deployment of alternative
legal structures, such as transnational contracts, to bypass the machinery of international law.41
Others yet associate the transnational dimension of their work with a research strategy that
seeks to both discover synergies and problematize gaps and inconsistencies between different
environmental legal regimes, or between environmental law and other legal disciplines with
a pronounced transboundary dimension, such as trade, investment, competition and IT law.42
This brief discussion offers but a glimpse of the abundance and variety of writing on
transnational environmental law. For the purpose of organization, however, it is important
to devise categories that are at the same time sufficiently flexible to welcome the richness of
the literature, and sufficiently instructive to generate a sense of coherence between different
inquiries and, importantly, a solid indication of the boundaries of transnational environmental
law. To this end, this Research Handbook organizes the field into five broad categories of
inquiries. The first consists of general theoretical and methodological discussions, which
contribute towards the articulation of a philosophy, a mature research agenda and an analytical
toolkit for transnational environmental law. The second category groups together works that
focus on the emergence and evolution of transnational environmental governance and its
impact on environmental law. Part III examines distinctive mechanisms and consequences of
the transnationalization of environmental governance. Fourth are studies that focus on the role
of non-state actors in environmental lawmaking, and a fifth category groups together those
inquiries that are interested in regime-crossing phenomena, including both jurisdictional and
disciplinary crossings.
Alternative modes of organization are possible, but in our view the five categories proposed
in this Handbook offer readers a helpful, sufficiently differentiated yet parsimonious map to
the field. As an added benefit, it is possible to discern a decent degree of correlation between
the organization of the Handbook and the three accounts of transnational law as discourse,
methodology and field of practice. Environmental governance studies tend to understand
transnationalization of environmental law as a process of problematization, contestation and
reconceptualization of legal conventions.43 Many of the questions that propel governance
Westphalia: Competitive Legalization in Emerging Transnational Regulatory Systems’ in C. Brűtsch and
D. Lehmkuhl (eds), Law and Legalization in Transnational Relations (Routledge 2007) 121.
40
E.g., D. Ong, ‘From “International” to “Transnational” Environmental Law? A Legal Assessment
of the Contribution of the “Equator Principles” to International Environmental Law’ (2010) 79 Nordic
Journal of International Law 35; J. Spier, ‘The Principles on Climate Obligations of Enterprises: An
Attempt to Give Teeth to the Universally Adopted View that We Must Keep Global Warming Below an
Increase of Two Degrees Celsius’ (2018) 23 Uniform Law Review 318.
41
B. Cashore, ‘Legitimacy and the Privatization of Environmental Governance: How Non-State
Market-Driven (NSMD) Governance Systems Gain Rule-Making Authority’ (2002) 15 Governance 503;
N. Affolder, ‘Looking for Law in Unusual Places: Cross-Border Diffusion of Environmental Norms’
(2018) 7 Transnational Environmental Law 425.
42
E.g., I. Offor, ‘Animals and the Impact of Trade Law and Policy: A Global Animal Law
Question’ (2020) 9(2) Transnational Environmental Law 239; K. Tienhaara, ‘Regulatory Chill in
a Warming World: The Threat to Climate Policy Posed by Investor–State Dispute Settlement’ (2018)
7 Transnational Environmental Law 229; L. Rubini and I. Jegou, ‘Who’ll Stop the Rain? Allocating
Emissions Allowances for Free: Environmental Policy, Economics, and WTO Subsidy Law’ (2012)
1 Transnational Environmental Law 325; C. Lajaunie, B. Schafer and P. Mazzega, ‘Big Data Enters
Environmental Law’ (2019) 8 Transnational Environmental Law 523.
43
Heyvaert (n 5).
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studies are essentialist in nature, seeking to determine the key attributes and consequences
of contemporary environmental regulation, reflecting on the conditions and discursive significance of labelling measures as legal or part of ‘soft law’, and on the legitimacy of transnational governance institutions. Investigations that focus on the role of non-state actors, in
turn, tend to have an interactionist framing in that attention is directed towards the provisions
and processes that enable, shape and curtail their engagement with environmental law. This
shows affinity with the representation of transnationalization as the process of embedding
non-state environmental norms within national or international law, which is reflective of the
methodological take on transnational law. As to the fifth and final category, the very notion of
regime-crossing is predicated on the identification of converging or shared understandings of
environmental rules and standards. We have indications that a norm has traversed a boundary
precisely because of its materialization elsewhere. Studies in regime-crossing therefore direct
the attention towards transnationalization as the transformation of normative content and the
establishment of new fields of practice. In sum, this Research Handbook seeks to display
a variety of perspectives on transnational environmental law while, at the same time, providing
a conceptual map.
5
OVERVIEW OF CONTRIBUTIONS
Following on from this introduction, Part I of the Research Handbook offers contributions that
aim to explain and fortify attempts to theorize transnational environmental law. It comprises
three chapters written by, respectively, Kati Kulovesi; Natasha Affolder; and Elisa Morgera,
Louisa Parks and Mika Schroeder.
In ‘Exploring transnational legal orders: using transnational environmental law to strengthen
the global regulation of black carbon for the benefit of the Arctic region’, Kati Kulovesi
introduces the theme of regime and jurisdictional complexity, which arguably constitutes the
seminal research challenge of transnational environmental law as a field of legal scholarship.
She illustrates this by means of a practical example in the field of pollution control law,
namely, the regulation of short-lived climate pollutants. The idea of mitigating black carbon
emissions to reduce Arctic warming has been subjected to growing policy attention in recent
years. Kulovesi’s chapter analyses opportunities to strengthen the global regulation of black
carbon for the benefit of the Arctic region. In doing so, it draws on the growing body of
literature on transnational environmental law and explores the benefits of using transnational
environmental law as an analytical framework instead of the more traditional and narrow
focus on formal international law. Based on this, the chapter argues that the transnational
environmental law perspective reveals a much more active regulatory landscape, and leads to
a more nuanced understanding of the opportunities to control global black carbon emissions
affecting the Arctic.
Natasha Affolder’s chapter, in turn, tackles the major task confronted by transnational
environmental law as a legal discipline of developing productive research agendas in a context
of pronounced uncertainty. In ‘An unknown past, an unequal present, and an uncertain future:
transnational environmental law through three research challenges’, Affolder seeks to bring
into focus three broad research challenges facing transnational environmental law – the eponymous unknown past, unequal present, and uncertain future. Transnational law theory invites
scholars to stand at a distance from current orthodoxies and to contemplate environmental law
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Research handbook on transnational environmental law
and its practice from new vantage points. The study of transnational environmental law thus
prompts new ways of thinking about where to look for environmental law and its foundational
influences. New research agendas emerge organically from such shifts of gaze. Affolder
asserts that, by identifying future research agendas, we can illuminate both the diversity of
sites of past and present lawmaking and the plurality of ideas that shape concepts of the ‘environment’ and ‘environmentalisms’. These new imaginative spaces are central to understanding
law’s roles in a global context – the roads taken and so far not taken.
The concluding instalment of Part I focuses on the ‘Methodological challenges of transnational environmental law’. Elisa Morgera, Louisa Parks and Mika Schroeder’s chapter
discusses the growing need for law students and researchers to acquire specific skills to understand complex and increasingly prominent transnational phenomena in environmental law.
They focus on three inter-related methodological challenges. One is the use and further development of comparative legal methods for the study of transnational environmental law. The
second is the reliance on empirical legal research for the study of transnational environmental
law. The chapter assesses progress in empirical environmental legal research and the degree
to which it engages with transnational issues, and transnational environmental issues specifically. The final challenge is effectively conducting collaborative and interdisciplinary work.
Discussion on this issue includes questions around research ethics and funding needed to
advance collaborative and inter- and transdisciplinary research on transnational environmental
law. In conclusion, Morgera, Parks and Schroeder identify questions for further research and
key issues to be addressed through embedded peer learning and peer review in postgraduate
education and in collaborations between researchers and other stakeholders.
Part II of the Research Handbook shines a light on the manifold legal questions and
challenges that arise in the wake of the proliferation of transnational environmental governance. Contributions in this part of the book, by Till Markus and Olaf Dilling; Jerneja Penca;
Aleksandra Čavoški; Suzanne Kingston; and Josephine van Zeben, respectively, tackle core
themes of regulation and governance studies, ranging from the identification and categorization of transnational environmental governance regimes, to regulatory instrument choice,
compliance, and the legality and legitimacy of transnational environmental governance.
Chapter 5, ‘“Interglobalsuprasubandtransialidocious”: mapping and disentangling transnational environmental governance’ by Till Markus and Olaf Dilling, is designed to help the
readers plot their course through the varied, ever-expanding and often confusing thicket of
environmental regulatory and governance regimes. It provides a broad typology and a corresponding diagram of existing and emerging transnational governance phenomena, which are
then explored in greater detail. The article emphasizes that transnational governance mechanisms can best be understood when considered from the perspective of more traditional and
formal modes of government and law in which they are embedded and from which they have
developed varying degrees of independence.
Jerneja Penca’s contribution on ‘Regulatory instruments of transnational environmental
governance’ continues the examination of the essential characteristics of transnational environmental governance through a review of the variety of governance instruments, methods and
tools. In Chapter 6, Penca discusses the research on transnational environmental regulatory
instrumentalization, presenting both traditional attempts by scholars to classify regulatory
instruments and more recent approaches that have replaced binary divisions. The chapter
argues for the need to examine individual instruments in the broader context of polycentric
environmental regimes as well as governance structures and processes. According to Penca, an
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The meanings of transnational environmental law 13
awareness of the values and concerns about social justice, which underpin various regulatory
attempts, is just as integral to the study of transnational environmental regulation as is the
focus on compliance, enforcement and effectiveness aspects.
Compliance, enforcement and effectiveness are, precisely, the key themes addressed in
‘Transnational environmental regulation and evolving approaches to compliance’. In Chapter
7, Aleksandra Čavoški documents an evolution in both thinking about and the practice of
transnational environmental regulatory enforcement, from traditional enforcement approaches
in transnational environmental law to a more effective use of management strategies to bolster
compliance. To that end, Čavoški examines the deployment of these strategies in highly
institutionalized legal orders as well as in looser transnational networks. This chapter further
argues that management-based approaches to compliance are strengthened when we adopt an
action-oriented understanding of compliance.
In Chapter 8, Suzanne Kingston turns her attention to the reception of transnational environmental governance within the judiciary. ‘Transnational environmental governance before
the courts’ examines how international and transnational judicial bodies have sought to meet
the challenges arising from operating in and needing to respond to a non-traditional regulatory
context. Kingston does so by means of a three-pronged focus on courts and private norm
creation; courts and private enforcement of environmental law; and courts and transnational
diffusion of sources. She concludes that, while others have argued that transnationalization
puts the role of courts in jeopardy, the judiciary generates significant added value as a transnational environmental actor in its own right. Public adjudication remains key as an impetus for
broader societal transformation and debate.
Whereas Chapter 8 concentrates primarily on the judicial construction of the legality of
transnational environmental governance, Josephine van Zeben’s contribution engages with
the question of legitimacy of transnational environmental governance, for which legality
serves as a fundamental – yet not exclusive – benchmark. In ‘Facing the legitimacy challenge:
law as a disciplining force for transnational environmental governance’, van Zeben reminds
us that transnational environmental governance has developed in part as a response to the
perceived lack of legitimacy of existing national and international regulatory systems. As the
geographical scope of environmental impacts seldom overlaps with jurisdictional boundaries,
non-state actors have increasingly created systems of governance that exist in parallel with the
state-based forms of organization. This has created increased opportunity for voice and participation but also raises questions of legitimacy. Chapter 9 considers the role of law as a vehicle
for legitimacy in transnational environmental governance, both in its own right and in relation
to other sources of legitimacy. Particular attention is paid to the increasingly polycentric nature
of transnational environmental governance and how this interacts with established understandings of the role of law in governance systems.
Part III of the Research Handbook moves the discussion forward by examining distinctive
mechanisms and consequences of the transnationalization of environmental governance,
namely: environmental constitutionalization, discussed by Louis Kotzé; the multiplication of
environmental regime interlinkages, explored by Jonathan Verschuuren; and the scope for the
emergence and maturing of transnational, or even global, environmental legal values, analysed
by Emily Barritt.
Part III starts off with Louis Kotzé’s chapter on ‘The transnationalization of environmental
constitutionalism’. After reminding the reader of the considerable potential of environmental
protection through its constitutional incorporation, Kotzé presents environmental constitution-
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alization as a process with an inherently transnational, rather than a purely domestic, dimension. Chapter 10 interrogates the transnationalization of environmental constitutionalism by
exploring the notion of constitutional environmental protection; identifying the context and
processes that give rise to the transnationalization of environmental constitutionalism; and
reflecting on some of the manifestations of transnational environmental constitutionalism.
In Chapter 11, Jonathan Verschuuren examines one of the inevitable consequences of the
expansion of transnational environmental governance, namely, the opportunities and rapidly
growing need for regime interlinkages. ‘Regime interlinkages: examining the connections
between transnational climate change and biodiversity law’ uncovers the complexity of the
interactions between these two key areas of transnational environmental policy. Across the
globe, biodiversity has been declining at an alarming rate for several decades, mainly due to
habitat loss, pollution and alien invasive species. Global climate change adds further significant threats to already vulnerable species of wild flora and fauna. At the same time, biodiversity plays an essential role in climate change mitigation and adaptation. Healthy forests and
other forms of vegetation, soils and oceans are indispensable in any climate change mitigation
policy for their carbon uptake. The crossroads of biodiversity law and climate change law
therefore provides an excellent case study to research regime interactions – with a potential for
disruptive impacts – and the growing need for transnational legal and regulatory orchestration
in an era of globalized and systemic environmental risks. Encouragingly, Verschuuren’s work
shows that current climate law and biodiversity law regimes at the international and the EU
level are increasingly working together. Progress, however, is terribly slow and there are still
areas where neither regime speaks to the other or the regimes are in conflict. Faster and more
intense forms of inter-regime collaborations and interactions are needed.
Last but by no means least, Emily Barritt’s contribution takes up the gauntlet thrown by
Penca to look beyond questions of compliance and to consider transnational environmental
governance as a vehicle for the delivery of environmental and social justice. In Chapter 12,
‘Global values, transnational expression: from Aarhus to Escazú’, Barritt seizes on the adoption of regional agreements on environmental procedural rights as an opportunity to examine
the distinctive nature of transnational environmental values, which are characterized simultaneously by appeals to universality as well as pronounced degrees of differentiation. She argues
that, even though it reflects key principles of international environmental law (transparency,
participation, and democracy), the Aarhus Convention has failed to attract adherents beyond
its own regional sphere. Instead, it has provided a theme, for transnational variation, incorporated in the 2018 Escazú Convention. The chapter examines how international values of environmental law find transnational expression in these sibling regional agreements, highlighting
and explaining the ways in which these two instruments differ. It also considers the scope for
the development of other regional instruments. Finally, Barritt reflects on the ways in which
transnational environmental law, as expressed in regional agreements, allows for different
legal cultures to elaborate on core values of international environmental law.
Part IV of the Research Handbook is dedicated to exploring the contributions of a selection
of non-state actors to the development and interpretation of transnational environmental law.
Jolene Lin tackles the role of subnational actors in the development of transnational environmental law, focusing particularly on their potential to contribute to climate change law. Lisa
Benjamin, in turn, addresses the position of corporate actors in transnational environmental
law, a position which is both brimming with potential and beset with challenges for the development of effective legal responses. Finally, Benjamin Richardson casts light on a cohort of
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actors which are increasingly prominent in transnational legal and governance proceedings,
yet rarely subjected to a sustained analysis, namely, artists.
In ‘The role of subnational actors in transnational climate change law’, Jolene Lin takes
the proliferation of activity by cities and other subnational actors in the climate change space
as a point of departure to study the growing involvement of subnational entities in transnational environmental lawmaking. Their activities take on a transnational dimension when,
for example, subnational governments participate in cross-border networks to develop and
implement norms, practices and voluntary standards. Subnational governments have also
become involved in litigation. Indeed, some subnational governments pursue litigation to seek
progress on climate change action where national governments and businesses are perceived
as insufficiently proactive. Chapter 13 explores the role of subnational entities – cities, states,
and regions – in developing and implementing transnational climate change law. It advances
the argument that the participation of subnational actors in transnational legal processes invites
us to re-examine theories of international lawmaking that posit the state as the only legally
relevant actor in international affairs.
Chapter 14, ‘The responsibilities of corporations: new directions in environmental litigation’ by Lisa Benjamin, starts with an acknowledgement of the overwhelmingly negative
impact corporations traditionally have had on environmental quality, while at the same time
recognizing their potential for positive contributions. However, carbon major corporations
in particular have been slow to transition, and transnational environmental law has been
largely ineffective to date in fixing these entities with legal obligations. Other transnational
efforts have also had limited effect. Benjamin argues that litigation can open up avenues for
the introduction of functional equivalents to good governance expectations, including human
rights-based arguments against multinational enterprises such as carbon major corporations.
The investigation by the Commission on Human Rights of the Philippines against 47 carbon
majors is taken as an analytical point of departure and it serves as an expository exercise to
highlight the damaging role these entities continue to play in the context of climate change.
Situated in a developing country which was devastated by Typhoon Haiyan, it highlights the
devastating impacts of climate change on the climate vulnerable.
The final chapter in this grouping is ‘Art and activism in transnational environmental
governance’ by Benjamin Richardson. He asserts that global environmental governance has
important aesthetic dimensions, which tend to be overlooked in our preoccupation with the
scientific, economic or ethical dimensions of environmental policy and governance. Yet
environmental aesthetics are vital in shaping people’s emotional empathy for nature, and
building a ‘sense of place’ or cultural connection to landscapes. The arts can help to mediate
how people understand the environment, particularly in light of the changing aesthetics of the
Anthropocene. In recent years, artists from many parts of the world have emerged as an important new stakeholder in the green activist space, using visual and performance arts, and music,
to critique prevailing environmental practices, such as those associated with the fossil fuels
economy, and to use art as means for advocating political and legal changes to respond to these
problems. Chapter 15 evaluates the goals, methods and influence of green activist art, such as
that used by the Extinction Rebellion movement, in transnational environmental governance.
The fifth part of the Research Handbook comprises studies in border-crossing, which focus
on transboundary environmental impacts and regime interactions. An Hertogen revisits the
tension between state sovereignty and the transboundary reach of both environmental harm
and environmental protection in a transnational context. In the following chapter, Sébastien
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Jodoin, Ling Chen and Carolina Gueiros explore the concept of flexibility as an alternative
framing for transboundary environmental regime interactions. Geetanjali Ganguly explores
the scope and potential of transnational judicialization, whereas Robert Percival reflects on the
lessons, if any, to be drawn from large-scale transboundary environmental litigation. Finally,
Ole Pedersen and Shawkat Alam examine the ever-intensifying interactions between the fields
of environmental law and human rights, and environmental law and trade law, respectively.
‘Sovereignty, unilateralism, and the transboundary reach of environmental protection’,
by An Hertogen, reminds us that the exercise of jurisdiction beyond the territory of the state
is often challenged as unilateralism which infringes upon the sovereignty of other states.
However, Hertogen draws our attention to a second, overlooked, version of unilateralism,
which occurs when states, acting within their territory, cause environmental harm to other
states or to areas beyond states’ jurisdiction. Although such activities raise no issues under
traditional understandings of territorial jurisdiction, they can affect how another state exercises its sovereignty. After outlining the tension between sovereignty and unilateralism in the
context of the environment, Chapter 16 explores how international law practice and scholarship have tried to overcome this challenge through multilateral initiatives, but also through
more nuanced understandings of territorial jurisdiction and sovereignty.
In Chapter 17, Sébastien Jodoin, Ling Chen and Carolina Gueiros focus on flexibility as
a potential response to the impasse between sovereignty and the transboundary nature of environmental impacts. ‘Vice or virtue? Flexibility in transnational environmental law’ outlines
the origins, concept, and manifestations of flexibility in transnational environmental law,
examining the ways in which it has been recognized in multilateral, bilateral, and private forms
of transnational environmental governance. Jodoin, Ling and Gueiros show that, on the one
hand, flexibility can be seen as a practice that enhances the legitimacy and compliance pull of
transnational environmental governance and provides opportunities for forms of experimentation, learning, reflexivity, and adjustment that are necessary for actors to grapple with the
complexity, uncertainty, and changing nature of contemporary environmental problems. On
the other hand, flexibility can be seen as undermining the predictability, certainty, and binding
character of transnational environmental law, engendering the fragmentation of transnational
legal norms and practices, generating inefficiencies, and ultimately helping to preserve
unsustainable practices and patterns of behaviour. Next, the chapter assesses flexibility in
the context of the transnational legal process for REDD+. In doing so, the authors consider
the complex interactions between the development and implementation of legal norms and
practices across the transnational, national, and local levels as well as between public and
private forms of governance and the extent to which they have enhanced or undermined the
effectiveness of REDD+.
Geetanjali Ganguly’s contribution on ‘Judicial transnationalization’ shifts the focus from
regime interactions in the regulatory sphere towards the judiciary. With the growth of litigation around issues such as climate change in recent years, courts and judges have stepped up
their engagement with environmental problems through the formation of transnational judicial
networks and alliances, with a view to knowledge sharing and enhanced coordination. Chapter
18 examines judicial exchanges and argues that they contribute to the transnationalization
of environmental law and regulation. By considering judicial networking on environmental
issues such as water justice and examples of high profile climate litigation from around the
world, Ganguly contends that national courts are co-producing a new and emergent body of
transnational environmental jurisprudence and soft law. These judicially fostered transdisci-
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The meanings of transnational environmental law 17
plinary knowledge practices and the resulting cosmopolitan jurisprudence signify a shift away
from a purely statist conception of environmental governance towards the transnationalization
of environmental regulation and law writ large in recent years.
Robert Percival’s chapter, in turn, highlights a different, and highly problematic, dimension
of the relation between environmental litigation and transboundary impacts. ‘Transboundary
litigation: what can we learn from Chevron–Ecuador?’ revisits one of the most challenging
and frustrating cases in the history of environmental law. Despite decades of litigation, residents of the Oriente region of Ecuador have been unable to force remediation of, or compensation for, massive pollution from oil development in the 1970s. Chapter 19 tracks the myriad
twists and turns of the litigation, which was repeatedly tainted by allegations of bad faith on
both sides, and which resulted in a US court blocking enforcement of a Peruvian court award
for damages and courts in Argentina, Brazil and Canada holding that Chevron’s subsidiaries
in their countries are not responsible for the parent corporation’s debts. As Percival argues, the
lessons from the case are complex but, at the very least, the case illustrates how difficult it is to
hold multinational corporations accountable for environmental harm in developing countries.
In Chapter 20, ‘Human rights in a changing environment’, Ole Pedersen examines the
discourse between human rights and environmental law through the prism of case law and
jurisprudence from human rights tribunals (primarily the European Court of Human Rights),
showing that a strong driver behind the emergence of the human rights and environmental
law discourse is the transnationalization of environmental standards. This transnationalization of domestic, supranational and international environmental law standards has, in certain
jurisdictions, given rise to the emergence of concrete environmental human rights obligations
which in turn translate into specific human rights standards. This emergence, however, raises
questions in relation to the expertise of human rights bodies, the tendency for human rights
discourse to ‘crowd out’ other assumptions, and the contested and contingent nature of environmental risks and problems.
In the final chapter of this book, Shawkat Alam addresses the regime interactions between
the disciplines of environmental and international trade law. Chapter 21, ‘Intersections
between climate change and the WTO’, departs from the abiding goal within the international community to balance economic growth with sustainable development. The World
Trade Organization, the General Agreement on Tariffs and Trade and other multilateral trade
agreements play a central role in maintaining a system of open international trade to ensure
that states do not unjustifiably discriminate between foreign and locally produced goods and
services, while still maintaining this balance. Yet the achievement of this goal of balanced
growth is now confronted with intensified challenges where paradigms of free trade conflict
with climate change policies. Chapter 21 examines the varying challenges arising from the
intersection of climate change policy and international trade law. In doing so, it explores how
climate change action can operationalize concepts that are inherent in both international trade
and environmental law, namely, common but differentiated responsibilities and special and
differentiated treatment to illustrate that the two distinct legal regimes share the same path
towards achieving sustainable development.
The Research Handbook concludes with closing remarks by the editors which highlight the
overarching messages of both inspiration and caution which emanate from the contributions to
this book, and indicate directions for future research.
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