A Potential Foundation for Emergent Space-Time∗
Kevin H. Knuth† and Newshaw Bahreyni
arXiv:1209.0881v3 [math-ph] 19 Dec 2014
Department of Physics, University at Albany (SUNY), Albany NY 12222, USA
(Dated: October 29, 2018)
We present a novel derivation of both the Minkowski metric and Lorentz transformations from the
consistent quantification of a causally-ordered set of events with respect to an embedded observer.
Unlike past derivations, which have relied on assumptions such as the existence of a 4-dimensional
manifold, symmetries of space-time, or the constant speed of light, we demonstrate that these now
familiar mathematics can be derived as the unique means to consistently quantify a network of
events. This suggests that space-time need not be physical, but instead the mathematics of space
and time emerges as the unique way in which an observer can consistently quantify events and their
relationships to one another. The result is a potential foundation for emergent space-time.
I.
INTRODUCTION
The unification of space and time into the concept of
space-time is the centerpiece of one of the greatest scientific revolutions of the last century [10][29]. The relationship between space and time as demonstrated by Einstein relied on two postulates: the principle of relativity
and the constancy of the speed of light [10]. The principle of relativity represents a requirement of consistency,
whereas the constancy of the speed of light represents
an experimentally-determined result. One might wonder
if it is at all possible to demonstrate the precise relationship between space and time through logical means
by requiring consistency in the spirit of Einstein along
with some other principle or principles more fundamental
than something that requires experimental observation,
such as the constant speed of light. A serious effort in
this direction was undertaken by Robb [34]. However,
since space-time has come to be thought of as something
that physically exists, it would not make any sense from
this view to derive its properties through purely logical
means. One would expect to need to know something
about space-time to recover its properties.
However, more recently, the idea that space-time is
neither physical nor fundamental has been growing [35].
The idea is that space and time may emerge from more
fundamental relations or phenomena. In one sense, this
idea is not necessarily new. In addition to the older ideas,
such as space as a container or space as a substance,
which have mostly dominated our perspectives of space,
is the view that space represents a relation between objects. This relational viewpoint, space as relation, which
was proposed by the 11th century Islamic philosopher AlGhazālī, by the 17th century philosopher and mathematician Leibniz, by Kant in the 18th century, and Poincare
in the 19th century has captured relatively little interest
since Newton proposed the concepts of absolute space
∗
†
This work was supported, in part, by a grant from the John
Templeton Foundation.
Also at Department of Informatics, University at Albany
(SUNY), Albany NY 12222, USA;
[email protected].
and time, which proved to have great predictive success.
We demonstrate that concepts of space and time, and
their precise relation to one another, can emerge as a
representation of relations among causally-related events.
While we take causality as a postulate, we have demonstrated in other work [22][23] that it is of benefit to push
back further and consider the idea that directed particleparticle interactions enable one to define a causal ordering among related events. The basic idea is that everything that is detected or measured is the direct result
of something influencing something else. We focus on
an intentionally simplistic, but fundamental, picture of
influence where we consider the process of influence to
connect and order the act of influencing and the act of
being influenced. We refer to each of these two acts with
the generic term event, so that the event associated with
the act of influencing causes the event associated with the
act of being influenced. This generic process of influence,
along with the notion of transitivity of such influence,
allows events to be partially-ordered. This results in a
mathematical structure referred to as a partially-ordered
set, or a poset for short, which is the same as a directed
acyclic graph (DAG). This mathematical structure simply encodes the causal relationships among events. In
this exploration, we will not be concerned with differentiating between distinct types of influence and their
corresponding events. That is, we consider only one type
of influence. Moreover, events can be coarse-grained so
that connectivity of the poset can change depending on
the magnification level. In this paper, the events discussed typically represent coarse-grained events as opposed to the fundamental microscopic events considered
in our other work [22][23], which has been shown to result
in Fermion physics and the Dirac equation.
Partially-ordered sets of events ordered by causal influence were introduced by Bombelli et al. [4] and called
causal sets or causets. Over the last twenty years, causal
sets have been championed by Sorkin [36][37] and employed in approaches to quantum gravity. As such,
they are typically endowed with, or embedded within,
a Minkowski geometry exhibiting Lorentz invariance [5].
We approach the problem from another direction entirely. We do not conceive of these events as having taken
2
place in some kind of space or time. Instead, we are focused on the concept that particles can interact with one
another and these interactions define events as well as
their causal order. As a result the poset of events is
taken to be the fundamental structure. Moreover, rather
than endowing it with additional properties, our goal is
simply to identify a consistent means by which events in
the poset can be quantified, where the process of quantification entails assigning numbers to elements, or sets
of elements, of posets, with the aim of numerically representing their relationships to one another. More precisely, the process of quantification consists of defining
order-preserving maps from the poset elements to real
numbers. Whereas assumptions or hypotheses regarding
the properties of events or relationships between events
have the potential to be right or wrong, consistent quantification can only be useful or not useful.
From our previous studies in quantifying lattices,
which are special cases of partially-ordered sets [30], we
have found that the lattice symmetries constrain quantification resulting in constraint equations representing
familiar sum and product rules [17][18][19][20][21][25],
which in the past have either been postulated or derived by other means. Most recently, we have demonstrated how the relations among quantum-mechanical experimental setups, which are described by two-terminal
series parallel (TTSP) graphs, sufficiently constrain the
pair-wise quantification of measurement sequences resulting in constraint equations, which amount to the complex
sum and product rules [14][13] of the Feynman path integral formulation of quantum mechanics [11]. The relevant insight is that the symmetries exhibited by an ordertheoretic structure impose constraints on any quantification scheme resulting in constraint equations that represent physical laws.
Here we consider a universe of causally-related events,
mediated by interactions, in which are embedded multiple observers each represented by a chain of events. We
demonstrate, through detailed proofs, that consistent relationships among a set of observers restricts any attempt
at consistent quantification to a class of quantification
schemes where observer-observer consistency results in
constraint equations that represent a discrete version of
the Minkowski metric and Lorentz transformations.
In the next section we introduce the concept of a distinguished chain, which can be used to represent an observer or an embedded agent. Quantification of events
and closed intervals along chains is established in Section III. In Section IV, these results are extended to
quantify poset events. In Section V, we discuss chaininduced structure in the poset and follow this with Section VI where we address quantification of intervals between events. There we demonstrate that consistent
quantification with respect to multiple chains exhibiting
a constant relationship with one another results in a metric analogous to the Minkowski metric and that transformation of the quantification with respect to one pair of
chains to quantification with respect to another pair of
chains results in a pair-transform, which is analogous to
the Bondi k-calculus formulation of Lorentz transformations [6]. In Section VII, we demonstrate how this results
in the mathematics of flat space-time. Finally, in Section VIII, we develop the concept of subspace projection,
which gives rise to the dot product. Collectively, these
results suggest that the concept of space-time geometry
emerges as the unique way for an embedded observer or
agent to consistently quantify a partially-ordered set of
events.
II.
EVENTS, CHAINS AND OBSERVERS
Influence is bounded by two events: the action of influencing and the reaction to being influenced. As such,
influence can be viewed as a binary ordering relation,
which relates pairs of events. That is, if event x influences event y, we write x ≤ y, and generically read ‘y
includes x’. The ordering relation is postulated to satisfy the following properties for elements x, y, and z:
For all x, x ≤ x
If x ≤ y and y ≤ x, then x = y
If x ≤ y and y ≤ z, then x ≤ z
(Reflexivity)
(Antisymmetry)
(Transitivity)
Taken together, these postulates result in a partiallyordered set, or poset, of events. Given any pair of events,
it is not always true that one event is influenced by the
other. In this case, we say that the events are incomparable and write x || z. Last, we note that x < y is
interpreted as x ≤ y where x 6= y.
Some posets, such as lattices, possess symmetries that
give rise to algebraic structures that can be used to guide
consistent quantification [17][20][25][14][13]. However,
this is not the case for posets in general, where often
the only structure present is the partial ordering itself.
Given that our present goal is to discover what minimal
structure is necessary to obtain useful constraints on the
consistent quantification of events, we propose to introduce additional structure simply by distinguishing a set
of events, such as a finite chain, and quantifying a subset
of the poset with respect to the distinguished set.
A chain is a subset of poset elements where for every
element x and y in the chain we have that either x ≤ y
or y ≤ x, so that the elements comprising the chain are
totally ordered. In other words, a chain consists of a
set of events which occur in succession. It is the mental
image of an observer with a clock taking note of the time
at which events are observed that leads us to refer to
the distinguished chain as an observer chain. However,
we stress that we are not directly assuming a notion of
time. Instead, we have a notion of succession, which
derives from the notion of causality since a set of binary
comparisons, such as x ≤ y and y ≤ z, enables one to
define a chain of successive events x < y < z. We will
demonstrate that the ordered events along a chain define
time.
3
In the following sections, we focus on mathematics and
introduce a consistent means by which one can quantify
elements on a chain, as well as the intervals between elements on a chain. By extending such quantification to
a subset of the poset of events, we obtain a set of mathematical relations that enable a quantitative description
of events in general.
III.
QUANTIFYING A CHAIN
We begin by considering the consistent quantification
of a finite chain of elements by assigning numbers to chain
elements as well as intervals of elements along the chain.
This will be accomplished by defining an order-preserving
map from elements of the chain to real numbers.
A.
Closed Intervals
Any pair of elements pi and pj on the chain P defines
a unique set of elements called a closed interval, denoted
[pi , pj ]P , such that
[pi , pj ]P := {p ∈ P|pi ≤ p ≤ pj }
= {pi , pi+1 , . . . , pj−1 , pj },
(1)
where the subscript P indicates that the elements of the
set belong to the chain P. Closed intervals can be quantified by defining an isotonic valuation φ, which is a functional that takes a closed interval IP to a real number
φ(IP ) such that φ(JP ) ≤ φ(IP ) if JP ⊆ IP .
Since general rules apply to specific cases, one can constrain the form of a general rule by considering special
cases. Consider joining two intervals that share a single
element, which can be written as a set union
[pi , pj ]P ∪ [pj , pk ]P = [pi , pk ]P .
φ(I) = φ(J) ⊎ φ(K)
(2)
By writing I = [pi , pk ]P , J = [pi , pj ]P , K = [pj , pk ]P , we
can rewrite the expression above as I = J ∪ K. Since the
(3)
where ⊎ represents an unknown function, to be determined, that takes the valuations assigned to the closed
intervals J and K to the valuation assigned to I = J ∪ K.
We can now consider joining a third closed interval, L = [pk , pm ]P sharing only the element pk with
K = [pj , pk ]P , and note that the joining process obeys
associativity so that the order in which closed intervals
are joined does not matter
(J ∪ K) ∪ L = J ∪ (K ∪ L).
Valuations
We quantify elements of a chain P by defining a functional vP , called an monotonic valuation, that takes each
element p of the chain P to a real number vP (p) such
that for every px , py ∈ P where px < py we have that
vP (px ) ≤ vP (py ). The potential equality in the valuation is intentional as it allows for coarse graining where
successive elements may be assigned the same number.
The valuation vP takes the N elements of the finite
chain P, p1 , p2 , . . . , pN , to a sequence of real numbers
vP (p1 ) ≤ vP (p2 ) ≤ . . . ≤ vP (pN ). To simplify the notation, we overload the symbol that labels an element,
such as p, by using it to also represent the valuation
vP (p) assigned to that element. It will be understood
from context whether the p refers to the element or its
real-valued valuation.
B.
interval I is related to both intervals J and K, consistent
quantification requires that the valuation quantifying I
must be some function of the valuations quantifying intervals J and K. This relation can be expressed as
(4)
By applying (3), we find that the function ⊎ must also
be associative
(φ(J) ⊎ φ(K)) ⊎ φ(L) = φ(J) ⊎ (φ(K) ⊎ φ(L)),
(5)
which is made more apparent by writing α = φ(J), β =
φ(K) and γ = φ(L) so that
(α ⊎ β) ⊎ γ = α ⊎ (β ⊎ γ).
(6)
Equation (6) is a functional equation for the function ⊎,
which is known as the associativity equation [1][2][25]. Its
general solution is
α ⊎ β = f −1 (f (α) + f (β))
(7)
where f is an arbitrary invertible function [1][2][25]. This
implies that the function ⊎ in (3) is some invertible
transform of additivity. That is, there exists an invertible
function f , which allows one to perform a regraduation of
the valuation φ to a more convenient valuation d = f ◦ φ
so that d(I) = f (φ(I)) and
d(I) = d(J) + d(K),
(8)
whenever I = J ∪ K and J ∩ K is a singleton set.[31] We
refer to this valuation d of closed intervals along a chain
as the length of the interval.
We now consider closed intervals such as
[a, c]P = [a, b]P ∪ [b, c]P .
(9)
Since the closed interval is defined by its endpoints, we
require its length to be a function s of the valuations
assigned to the endpoints of the closed interval:
d([a, b]P ) = s(a, b),
(10)
where the function s is to be determined, the a and b in
d([a, b]P ) represent the chain elements, and the a and b
in s(a, b) represent the valuations of the chain elements.
4
C
By applying (8) we have a functional equation for the
function s
Px= pU
s(a, c) = s(a, b) + s(b, c),
(11)
x
which has as its solution
s(a, c) = g(c) − g(a),
(12)
where g is an arbitrary function, since s(a, c) cannot depend on b.
Since g is an arbitrary function, we lose no generality
by taking it to be the identity, so that s(a, b) = b−a. The
result is that we have proved that we lose no generality
by taking the length of the interval to be the difference
of the valuations assigned to its endpoints
d([pj , pk ]P ) = vP (pk ) − vP (pj )
≡ pk − pj ,
P
Px = pU
x
x
Px = pL
B
P
P
x
Px = pL
(13)
P
which is the usual lattice distance function [3, p. 230].
It should be noted that we have not simply shown that
one can quantify intervals this way, we have shown that
one must quantify intervals this way in the sense that
any quantification scheme that one could use must be an
invertible transform of (13).
IV.
D
A
FIG. 1. Illustration of the four possible relationships between
a chain P and an element x ∈
/ P. Note that in (D) the
element x can be mapped to two elements on P using the
projection operators P and P so that P x = pL and P x = pU .
Poset elements exhibiting this relationship to the chain can be
quantified in two ways by inheriting the quantification vP (px )
and vP (px ) of the elements px and px .
QUANTIFICATION OF A POSET BY
CHAIN PROJECTION
In this section, we focus on mathematics and examine the quantification of a partially-ordered set by introducing a method which we call chain projection. We
limit ourselves to partially-ordered sets Π in which a finite chain P comprised of N distinct elements
p1 < p2 < . . . < pN ∈ Π
(14)
can be identified [32] and, using the results of Section III,
introduce a consistent method by which the chain can be
quantified. By introducing the notion of a projection
onto a chain, we extend the quantification of a chain to
a subset of the poset. Note that we will find that it is
not guaranteed that the entire poset can be quantified in
such a manner. While the result holds in general for all
such posets, this fact has important consequences for the
resulting physics of events and the mathematics of space
and time.
A.
Chain Projection Mapping
We consider the possible relationships between the
chain P and elements of the poset Π. Given an element
x ∈ Π and x ∈
/ P, one of the four following situations
(illustrated in Figure 1) holds:
A. P
and x are incomparable
pi || x ∀
1≤i≤N
B. x
includes elements of P
pi ≤ x ∀
1≤i≤L
pi || x ∀
L<i≤N
C. elements
of P include x
pi || x ∀ 1 ≤ i < U
pi ≥ x ∀ U ≤ i ≤ N
D. P
and x include one another
1≤i≤L
pi ≤ x ∀
pi || x ∀
L<i<U
p ≥x ∀
U ≤i≤N
i
We say that the poset element x can be projected onto a
chain P if there exists an element p ∈ P such that x ≤ p
(Cases C and D). If this is the case, then the forward
projection, or simply projection, of x onto the chain P
is given by the least event px on the chain P such that
x ≤ px where px := min{p ∈ P|x ≤ p}, which is indicated
by the index U above. Since the projection of an element
onto a chain, if it exists, is unique, we can define the
projection to be a functional P : x ∈ Π → px ∈ P where
the domain is {x|x ≤ pmax } where pmax is the greatest
element of the chain. By applying this functional to the
5
element x, we have px = P x. Note that the functional
is named after the chain. Similarly, one can define a
projection map Q onto another chain Q.
One can also consider the dual projection [33] or backward projection P where one identifies the greatest element px on the chain that is included by the poset element x. We can define a functional P that takes elements
x from the domain {x|pmin ≤ x}, where pmin is the least
element of the chain, to an element of the chain given by
px = P x := max{p ∈ P|p ≤ x}. This corresponds to the
element indexed by L above (Cases B and D).
The forward and backward projections, P and P take
poset elements in their respective domains to elements
on the chain P. We can define a functional called the
chain projection map that takes a poset element x in
the intersection of the domains of P and P and maps
it to an ordered pair of chain elements (Case D) given
by (P x, P x). The chain projection map provides information about the connectivity of a poset from the perspective of the observer chain. By composing the chain
projection map with the valuation map from chain elements to real numbers, the valuation can be extended
from the chain itself to poset elements that both forward
and backward project onto the chain. That is, a poset
element x that projects to (P x, P x) can be quantified
by the pair of real numbers (vP (P x), vP (P x)). Figure 2
illustrates quantification of a poset by chain projection.
Such quantification results in a set of chain-based coordinates that are dependent on the particular chain used
for quantification. Note that since an element x on the
chain P satisfies x = P x = P x, it is quantified by the
pair (vP (x), vP (x)). While the chain projection map does
not ensure that all elements in the partially-ordered set
will be quantified, we will find it to be extremely useful.
B.
Generalized Intervals
We extend the concept of a closed interval on an ordered chain to that of a generalized interval. A generalized interval, denoted [x, y], is identified by an ordered
pair of elements x, y ∈ Π, each of which is called an endpoint. Note that x and y may be elements of different
chains, and thus are either comparable or incomparable.
For this reason, the subscript referring to a chain has
been dropped from the notation. Henceforth we shall
refer to a generalized interval simply as an interval.
The remainder of the paper will focus on deriving a
quantification of intervals via chain projection. However, before we consider such quantification, we first explore the structure revealed by distinguishing an observer
chain.
V.
CHAIN-INDUCED STRUCTURE
Together, the act of distinguishing an observer chain
and the technique of chain projection effectively map a
( . , 3)
( . , 4)
7
( . , 3)
6
(7, 4)
(6, 5)
5
(6, 2)
4
(6, 3)
3
(4, 2)
(5, 1)
(6, . )
( .,.)
2
(3, 1)
(2, . )
1
P
FIG. 2. This figure illustrates the quantification of a poset
with respect to the chain P. The chain is quantified by an
isotonic valuation of successive integers. Poset elements, such
as x, are then quantified by pairs of the form (px , px ) representing the forward and backward projections onto the chain
P. Note that not all elements can be quantified by two numbers. Some elements, such as those quantified by (., 3) do not
forward project to the chain P. Others, such as (2, .) do not
possess a backward projection. Last, some elements, such as
the one quantified by (., .) are incomparable to all elements of
the chain and cannot be quantified by the chain P .
subset of poset elements, and hence intervals, onto chain
elements and closed intervals, respectively. This reveals
information about the connectivity of the poset of events
from the perspective of the distinguished chain by specifically indicating the relationship between the chain and
the poset elements in the quantified subset. As such, by
considering the poset along with the distinguished chain,
the chain projection mapping has the effect of inducing
structure in a poset which alone may lack any inherent
characteristic structure or symmetry.
In this section, we explore the structure induced by
such mappings in the case of multiple quantifying chains
where closed intervals along one quantifying chain project
to closed intervals along another quantifying chain. For
arbitrary chains in a general poset, one does not expect
there to be a relationship between such projections. However, in the special case where a set of multiple quantifying chains mutually agree in their quantification of one
another we show that there exists a unique consistent
pair-wise and scalar quantification of intervals. This sets
the stage for an observer-based geometry.
A.
Induced Subspaces
In this section we demonstrate how multiple chains
can induce a subspace within the poset. We begin by
introducing the concept of collinearity.
6
Case II
Case I
Case III
Px = PQx
Qx = QPx
Px = PQx
Qx = QPx
Qx = QPx
Px = PQx
x
x
x
Px = PQx
Px = PQx
Qx= QPx
Qx= QPx
Px = PQx
Qx= QPx
P
Q
P
Case IV
P
Q
Q
Case V
Q
P
Q
Px = PQx
P
Qx = QPx
Qx = QPx
Px = PQx
x
x
Px = PQx
Qx= QPx
Qx= QPx
P
Q
Px = PQx
P
Q
FIG. 3. An illustration of the five ways in which an element x can be collinear with its projections onto two distinct finite
chains. In this way, an element can be said to be either on one side or the other of, or between, a pair of chains. This introduces
the concept of directionality to the subspace generated by the coordinated chains P and Q.
Collinearity An element x that possesses both backward and forward projections onto two distinct finite
chains P and Q is said to be collinear with those projections iff each of its projections onto P can be found by
first projecting onto Q and then onto P, and vice versa.
There are five ways that this can be realized without
violating the partial order (illustrated in Figure 3):
P x = P Qx
P x = P Qx
Qx = QP x
Qx = Q P x
(Case I)
P x = P Qx
P x = P Qx
Qx = QP x
Qx = QP x
(Case II)
P x = P Qx
P x = P Qx
Qx = QP x
Qx = QP x
(Case III)
P x = P Qx
P x = P Qx
Qx = QP x
Qx = Q P x
(Case IV)
P x = P Qx
P x = P Qx
Qx = QP x
Qx = QP x
(Case V)
(15)
While these situations enable one to relate the element x
to its projections onto the chains, it is impossible to de-
scribe its relation to the finite portions of a chain between
backward and forward projections of x. Cases IV and V
highlight one of the complications that arises where the
chains perform a half-twist relative to x in the segment
between the projections. One could imagine that something like this could happen in Cases I-III as well since
the chains could undergo an integral number of full-twists
in the segments between the forward and backward projections of x. However, such behavior could only be defined by projecting elements other than x onto the chains.
Considering x alone, such possibilities are irrelevant.
Note that Cases I-III are invariant with respect to interchange of the forward and backward projections. In
other words the sub-poset defined by the chains and the
element x is dual to itself with respect to the ordering
relation. This leads us to the more refined concept of
proper collinearity, which enables us to consistently order the chains with respect to the forward and backward
projections of element x.
Proper Collinearity An element x that possesses both
backward and forward projections onto two distinct finite
chains P and Q is said to be properly collinear with its
projections onto P and Q iff it is collinear with its projections onto the two chains and those projections are
invariant with respect to reversing the ordering relation.
7
We can extend the concept of proper collinearity to
chains.
Proper Collinearity of Chains A finite chain X,
with least element xmin and greatest element xmax , is
said to be properly collinear with P and Q iff each element x ∈ X is properly collinear with its projections
onto P and Q, and these projections constitute a surjective map from X onto the finite subchains defined by the
closed intervals [P xmax , P xmin ]P and [Qxmax , Qxmin ]Q .
This leads to a geometric interpretation of the three relationships seen in Cases I-III above. To begin to understand this, the concept of proper collinearity enables one
to divide the poset into two equivalence classes based on
whether or not an element is properly collinear with the
chains P and Q. Elements that are properly collinear
with P and Q are said to reside in the subspace defined
by P and Q, denoted hPQi. This subspace can be further divided into three equivalence classes based on Cases
I-III. An element x exhibiting the relationship in Case I
is said to be situated on the P-side of its projections onto
the pair of chains P and Q, which is denoted by x|P|Q;
whereas an element x exhibiting the relationship in Case
III is said to be situated on the Q-side of of its projections onto the pair of chains P and Q, which is denoted
by P|Q|x. Last, an element x exhibiting the relationship
in Case II is said to be situated between its projections
onto P and Q, which is denoted by P|x|Q.
These relationships can be extended to any generalized
interval [a, b] resulting in nine cases, three cases where the
two elements are situated similarly
[a, b]|P|Q
P|Q|[a, b]
P|[a, b]|Q
[a, b] is on the P-side of P and Q
[a, b] is on the Q-side of P and Q
[a, b] is between P and Q
(16)
and six cases where the interval [a, b] straddles one or
more chains
a|P|b|Q b|P|a|Q
a|P|Q|b b|P|Q|a
P|a|Q|b P|b|Q|a.
(17)
In the case of properly collinear finite chains, X can
be said to be either on the P-side of P and Q as in
X|P|Q, or between P and Q as in P|X|Q, or on the
Q-side of P and Q as in P|Q|X. This introduces a way
in which some chains belonging to this subspace can be
ordered, which in turn induces bi-directionality. We now
have an induced ordering relation where given any triple
of distinct finite chains A, B, C obeying A|B|C, we can
write
A|B|C
⇒
A<B<C
or
C<B<A
(18)
where the directionality of the induced ordering relation
is arbitrary, and the symbol < in A < B represents
A ≤ B and A 6= B. Note that in this case the binary
Qx = QPx
Px = PQx
Px
Qx
PQx
QPx
x
x
PQx = Px
Qx= QPx
P
Q
PQx
QPx
Px
Qx
P
Q
FIG. 4. (Left) The element x is not only properly collinear
with, but also between, chains P and Q since P x = P Qx and
Qx = QP x. In this situation, quantification can be performed
by considering only forward projections, such as P x and Qx.
(Right) An example of an element x which is not collinear with
the chains P and Q. In this sense, the chains P and Q define
a subspace, which can include or exclude elements. Note that
the definition of the projection imposes the constraint that
P Qx ≤ P x, and similarly for the other pairs of projections.
ordering relation between pairs of chains is defined by
their relation to a third chain. Again, it is the introduction of an agent (the third chain) that enables one to
define an ordering relation between two chains. It is in
this sense that we say that the structure is induced by
the distinguished chain.
The act of identifying a distinguished chain results in
two distinct ordering relations: one along chains, and one
among properly collinear chains. For this reason, we say
that the induced subspace obtained by considering these
two ordering relations is 1+1 dimensional.
B.
Coordinated Chains
In this section, we consider posets that support a set of
properly collinear observer chains, which can be used to
quantify the poset via chain projection. Furthermore, we
consider chains that are coordinated so that they project
onto one another in a well-defined manner thus enabling
us to extend the chain-based coordinate system induced
by each chain to a coordinate system that is potentially
more global. This relationship is clarified by two definitions:
Compatibility Two chains P and Q are said to be compatible over the intervals [pmin , pmax ]P , [pmin , pmax ]P
and [q min , q max ]Q , [qmin , qmax ]Q iff the elements in
[pmin , pmax ]P forward project to the elements in
[qmin , qmax ]Q and the elements in [pmin , pmax ]P back
project to the elements in [q min , q max ]Q in such a way
that these projections are bijective.
Coordinated Two chains P and Q are said to be coordinated over the intervals [pmin , pmax ]P , [pmin , pmax ]P
8
Pmax = PQmax
QPmax = Qmax
Pmin = PQmin
QPmin = Qmin
Pmax
Qmax
Pmin
Qmin
P
Q
FIG. 5. An illustration of two chains coordinated over
the range given by [P min , P max ]P , [Pmin , Pmax ]P and
[Qmin , Qmax ]Q , [Qmin , Qmax ]Q . Any interval formed from
the indicated events in between the two chains can be quantified by the same pair whether it is obtained by forward and
backward projections onto P or Q, or by forward projections
onto both P and Q.
and [q min , q max ]Q , [qmin , qmax ]Q iff they are compatible
over those intervals, and if the length of a closed interval
on P is equal to the length of its image on Q and vice
versa.
Two coordinated chains quantify each others’ intervals
in an identical manner. Since, quantification of generalized intervals in the poset is performed by projecting
the generalized interval onto two closed intervals on a
distinguished chain, the fact that two coordinated chains
project to one another and agree on the quantification of
each others’ closed intervals implies that these two coordinated chains must agree on the quantification of any
generalized interval that projects into the coordinated
range.
The concept of coordinated chains is illustrated in Fig.
5. A pair of coordinated chains P and Q generates a
1+1 dimensional subspace, denoted by hPQi, which includes P, Q, and all elements collinear with P and Q.
In this situation, the pair of chains can be used to quantify elements between them (Case II) using only forward
projections, which is an advantage since in practical situations it represents information that can be obtained
from the chains themselves. This is because Case II of
the collinearity condition requires that P x = P Qx and
Qx = QP x so that vP (P y )− vP (P x ) = vQ (Qy )− vQ (Qx )
as required by the definition of coordinated chains.
VI.
QUANTIFICATION OF GENERALIZED
INTERVALS
A.
The Interval Pair
In this section we consider the consistent quantification
of intervals by a coordinated set of chains. We will focus
on situations where both elements defining the endpoints
of the interval both forward project and back project onto
each of the quantifying chains under consideration. Since
coordination is based on the projection of closed intervals
situated on one chain to closed intervals on another chain,
we begin by examining consistent quantification in that
special case.
Figure 6 considers a set of five mutually coordinated
chains: P, Q, R, S, and T, which collectively form a
1+1 dimensional subspace. These are labeled so that
the chains R, S, and T are situated between the pair
of chains P and Q, and the chain T is situated between
the pair of chains R and S, so that P|R|T|S|Q. We
consider two elements a, b ∈ T that form the closed interval [a, b]T . This closed interval both forward projects
and back projects onto each of the four other quantifying chains in the coordinated set. By mapping the elements a and b onto the other chains, we can obtain a
quantification of [a, b]T based on the following 4-tuples
of valuations:
(vP (P a),
(vR (Ra),
(vT (a),
(vS (Sa),
(vQ (Qa),
vP (P b),
vR (Rb),
vT (b),
vS (Sb),
vQ (Qb),
vP (P a),
vR (Ra),
vT (a),
vS (Sa),
vQ (Qa),
vP (P b))P
vR (Rb))R
vT (b))T
vS (Sb))S
vQ (Qb))Q ,
where T a = T a = a and T b = T b = b. The remainder of
this section is focused on examining relationships among
these 4-tuples.
Chain projection maps the interval [a, b]T to two
closed intervals on each of the four other chains, such
as [P a, P b]P and [P a, P b]P along the chain P. Since
we have shown that closed intervals on chains possess
a unique scalar measure called length (13) defined on
the chain itself, this enables us to quantify the interval [a, b]T with respect to the chain P by the pair of
lengths vP (P b) − vP (P a) and vP (P b) − vP (P a) corresponding to the two closed intervals [P a, P b]P and
[P a, P b]P on P onto which [a, b]T projects. This 4-tuple
(vP (P a), vP (P b), vP (P a), vP (P b))P can be quantifiedby
a pair of scalars vP (P b) − vP (P a), vP (P b) − vP (P a) P ,
which we call the interval pair.
Since the chains T and P are coordinated, we have
that the closed interval [a, b]T projects and back projects
to closed intervals of equal length on P, so that we can
define ∆p = vP (P b) − vP (P a) = vP (P b) − vP (P a).
This results in a quantification with respect to the chain
P consisting of an interval pair with equal components
(∆p, ∆p)P , which we refer to as a symmetric pair. Furthermore, the fact that each pair of chains is coordinated,
implies that ∆p = ∆r = ∆t = ∆s = ∆q, so that each
of the chains in the coordinated set quantifies the closed
interval with equal interval pairs.
The situation is not quite as straightforward for intervals in general. We begin by considering quantification
of a generalized interval with endpoints that are situated
within the 1+1 dimensional subspace defined by a set
of coordinated quantifying chains. Later, Section VI E,
9
pb
pb
qb
rb
pa
sb
tb=tb
b
ra
rb
pb
a
ta=ta
ra
qa
pa
qb
sa
qa
R
T
S
b
Q
sa
tb
ra
rb
sb
ta
a
pb
qa
sb
tb
sa
pa
P
qb
rb
sb
qb
ta
ra
sa
pa
qa
P
R
T
S
Q
FIG. 6. (a) An illustration of the consistent quantification of a closed interval [a, b]T on a chain that is a member of a coordinated
set of chains. The interval projects to a pair of intervals on each chain of the set. This enables one to quantify the interval with
either four values (4-tuple) or a pair of closed interval lengths, called an interval pair. Note that, in this case, the interval pair
consists of identical components. As discussed in Section VI D, this closed interval is characterized as a pure chain-like interval
by the other chains in the coordinated set. (b) A generalized interval also projects to a pair of intervals on each chain. However,
its relationship to the quantifying chain determines the way in which the interval pair is consistently computed. Because the
components of the interval pair have like sign, this generalized interval is classified as a chain-like interval (see discussion in
Section VI D).
which is focused on orthogonal subspaces, is motivated
by inconsistencies in quantification that arise when one
or more endpoints of the interval being quantified are
situated outside of this 1+1 dimensional subspace. This
results in a more general means of consistent quantification that is discussed in Section VIII.
Consider the quantification of a generalized interval by
a single chain such that they are both situated within the
same 1+1 dimensional subspace. There are two possible
cases to consider: (Case 1) the endpoints of the interval are both situated on the same side of the quantifying
chain, and (Case 2) the endpoints of the interval are situated on opposite sides of the quantifying chain. The
specific example of the quantification of a closed interval
situated on one of the chains of the coordinated set fully
constrains the solution in Case 1, so that the interval is
quantified by the chain P with the pair
vP (P b) − vP (P a), vP (P b) − vP (P a) P .
We require that quantification in Case 2 be consistent with the quantification obtained in Case 1. Consider the situation illustrated in Figures 6b and 7a and
b, where P|T|Q and P|a|T|Q and P|T|b|Q so that the
endpoints of the interval [a, b] are situated on the same
side of chains P and Q, but on opposite sides of T, which
we denote by a|T|b. Consistency of quantification by
chains of the coordinated set requires that quantification by the chain T be equivalent to the quantification
vP (P b) − vP (P a), vP (P b) − vP (P a) P by the chain P.
First consider the forward projections onto the chain P.
The situation P|a|T, which corresponds to Case II of
(15), implies that
P a = P T a.
Similarly, the element b satisfies Case III of (15), which
results in
P b = P T b.
We then have that
vP (P b) − vP (P a) = vP (P T b) − vP (P T a),
and by the coordination condition,
vP (P T b) − vP (P T a) = vT (T b) − vT (T a)
so that
vP (P b) − vP (P a) = vT (T b) − vT (T a).
Applying the same argument to the backward projections, we have that
vP (P b) − vP (P a) = vT (T b) − vT (T a),
so that in Case 2, one can quantify the interval
with the
pair vT (T b) − vT (T a), vT (T b) − vT (T a) .
The result is any generalized interval [a, b] situated
within a 1+1 dimensional subspace defined by a set of
coordinated chains can be consistently quantified by any
chain P in the coordinated set with the interval pair defined by
[a, b] = vP (P b) − vP (P a), vP (P b) − vP (P a) P (19)
P
10
pb
qa
rb
pa
sa
ta=tb
ra
ra a
pb
qa
rb
qb
pa
sb
sa
tb
b
sb
b
qb
ta
a
pa
ta=tb
rb
qb
sa
tb
pa
pb
qb
ta
rb
qa
sa
pb
P
R
T
S
Q
qa
P
R
T
S
Q
FIG. 7. (a) An illustration of the consistent quantification of a generalized interval [a, b] by chains in a coordinated set of chains
where the components of the interval pair are of opposite sign and equal in magnitude. With respect to the coordinated set
of chains, this interval is classified as a pure antichain-like interval. (b) In general, antichain-like intervals are characterized by
interval pairs where the components are of opposite sign.
when a|P|b or b|P|a, and by
[a, b]
P
= vP (P b) − vP (P a), vP (P b) − vP (P a) P (20)
when P|[a, b]. We can define
∆p = vP (P b) − vP (P a)
∆p = vP (P b) − vP (P a)
so that we can conveniently write the interval pair in the
case where the interval is on one side of the quantifying
chain as
[a, b] = ∆p, ∆p P .
(21)
observers, represented by chains P and Q, may be able
to access in a practical situation.
Last, this allows one to represent the length of a closed
interval along a chain in terms of forward projections onto
two coordinated observers. Consider a closed interval
[pj , pk ]P on the chain P of length ∆p. Since the chains
P and Q are coordinated, one can write the length of the
closed interval as
∆p + ∆q
d([pj , pk ]P ) ≡ ∆p =
,
(24)
2
which we will find to be important later on.
B.
Quantifying Coordinated Chains
P
In the case where the interval is situated between two
chains, such as when P|a|Q and P|b|Q, we can use the
fact that chains P and Q are coordinated to write
vQ (Qb) − vQ (Qa) = vP (P b) − vP (P a)
so that the interval pair is expressed only in terms of
forward projections. The interval pair obtained by quantifying with respect to two chains, denoted [a, b]
, is
PQ
given by
[a, b]
PQ
= vP (P b) − vP (P a), vQ (Qb) − vQ (Qa)) PQ
(22)
which is more conveniently written
[a, b]
PQ
= ∆p, ∆q
PQ
(23)
where ∆q = vQ (Qb) − vQ (Qa). This is useful since the
forward projections from a and b reflect information that
In Section V A we demonstrated that chains belonging
to a set of coordinated chains can be ordered according
to an ordering relation induced by chain projection, and
that this gives rise to the concept of a 1+1 dimensional
subspace. We can therefore think of an abstract chain of
coordinated chains, such as O < A < B < C < D illustrated in Figure 8, and consider quantifying the coordinated chains themselves as well as intervals of chains—
just as we have previously done for elements along a
chain.
An interval of coordinated chains can be defined as a
set of coordinated chains between and including a pair of
chains (endpoints) that belong to the coordinated set of
chains. For example, given the coordinated set of chains
O < A < B < C < D, the interval of coordinated chains
denoted by [[A, C]] is given by the set of chains {A, B, C}.
Two intervals of coordinated chains that share a single
common chain can be joined via set union
[[A, C]] = [[A, B]] ∪ [[B, C]],
(25)
11
α
β⊕γ
α
β⊕γ
γ
Δp’ = 3
α⊕β
Δq’ = -1
q’
p’
Δp = 2
α
β⊕γ
O
α⊕β
γ
A
B
α⊕β
C
D
Δq = -2
p
q
P
Q
γ
FIG. 8. We can quantify chains in a coordinated set of chains,
just as we did events along a chain. We can define an interval of chains as a set of chains between and including the
two chains acting as endpoints, and define the distance to
be a scalar quantity assigned to the interval. For example
[[A, C]] = {A, B, C}. The act of joining intervals of chains is
associative, which leads to associativity of the distance measure, and thus additivity of the combinations of distances in
(26).
which is analogous to joining closed intervals of events
along a chain. We can assign scalar valuations to chains
in the coordinated set, as well as to intervals of coordinated chains, which are themselves sets. The result
obtained in Section III B applies, which requires quantification of intervals of chains to be additive (up to an
invertible transform). So without loss of generality, we
have that
D([[A, C]]) = D([[A, B]]) + D([[B, C]]).
(26)
We refer to the valuation D([[A, B]]) as the distance between chains A and B. Similarly, as described in Section
III B for closed intervals of elements, additivity of D results in
D([[A, C]]) = X(C) − X(A),
(27)
where X(A) and X(C) are the scalar valuations, referred
to as position, assigned to the chains A and C.
Since quantification of the poset depends on the valuations assigned to the poset elements via chain projection,
we require the distance between two chains in a coordinated set of chains to be a function of the valuations assigned to the elements on the two chains themselves and
their projections onto one another. That is, we seek a distance assignment that is a function of the interval pair
associated with the generalized interval defined by two
elements, one on each of the two chains. Furthermore,
since there can be no preferred elements, we require that
the distance measure should not depend on which specific
elements were chosen. Thus given a pair of coordinated
chains P and Q and arbitrarily chosen elements p ∈ P
FIG. 9. The measure D (distance) quantifying the relationship between two coordinated chains is a function of an element on each chain, but cannot depend on which elements
were chosen. Intervals [p, q] and [p′ , q ′ ] are shown with distances D([[P, Q]]) given by (∆p − ∆q)/2 = (2 − (−2))/2 = 2
and (∆p′ − ∆q ′ )/2 = (3 − (−1))/2 = 2, respectively.
and q ∈ Q within the coordinated range, we consider the
interval [p, q] and require the distance between the chains
D([[P, Q]]) to be a function of the interval pair (∆p, ∆q)
where ∆p = p − P q and ∆q = Qp − q.
Associativity of joining intervals of coordinated chains
is related to associativity of the join of projected closed
intervals along a coordinated chain, as illustrated in Figure 8. Since this results in additivity of distances as well
as lengths of the projected intervals, this implies that
the distance D([[P, Q]]) must be a linear function of the
elements of the interval pair (∆p, ∆q)PQ
D([[P, Q]]) = a∆p + b∆q
(28)
for arbitrary p ∈ P and q ∈ Q. Since distance is additive, the distance between a chain and itself must be zero,
which implies that a + b = 0, so that a = −b. Furthermore, the elements used to compute a distance should
be arbitrary. We confirm that one obtains the same distance using different elements by considering p′ ∈ P and
q ′ ∈ Q so that
a∆p + b∆q = a∆p′ + b∆q ′
(29)
which can be rewritten as
a(p − P q) + b(Qp − q) = a(p′ − P q ′ ) + b(Qp′ − q ′ ) (30)
and rearranged to give
a(p − p′ ) + b(q ′ − q) = a(P q − P q ′ ) + b(Qp′ − Qp). (31)
Since the chains P and Q are coordinated, we have
that
p′ − p = Qp′ − Qp,
(32)
q ′ − q = P q ′ − P q.
(33)
and
12
Substituting these into the expression above, we have
that
a(p − p′ ) + b(q ′ − q) = a(q − q ′ ) + b(p′ − p).
(34)
As illustrated in Figure (9), this valuation is guaranteed
to give the same distance from chain P to chain Q given
any p ∈ P and q ∈ Q within the coordinated range.
Since p−p′ and q −q ′ are arbitrary, we have the condition
that a = −b so that
D([[P, Q]]) = C(∆p − ∆q),
(35)
where C is an arbitrary scale. Without loss of generality,
we can set C = 12 , which amounts to choosing units for
distance that are consistent with the units chosen for
length in (24). The resulting distance measure is
D([[P, Q]]) =
∆p − ∆q
.
2
(∆p, ∆q)PQ =
(36)
The Symmetric-Antisymmetric Decomposition
These relationships suggest a useful decomposition,
which we call the symmetric-antisymmetric decomposition, where an interval pair (∆p, ∆q) is decomposed into
the component-wise sum of a symmetric pair and an antisymmetric pair
∆p + ∆q ∆p + ∆q
∆p − ∆q ∆q − ∆p
+
.
,
,
2
2
2
2
PQ
PQ
In this decomposition, the symmetric component represents projected lengths (24) along the two coordinated
chains, and the antisymmetric component represents a
component of distance (36) between the elements with
respect to the subspace induced by the two coordinated
chains. We will examine this decomposition in more detail in Section VI F when we look at joining generalized
intervals.
D.
C.
Interval Classes
Given a 1+1 dimensional subspace induced by two coordinated chains P and Q, the interval pair ∆p, ∆q PQ
enables us to identify three equivalence classes of generalized intervals [a, b] situated within the 1+1 dimensional
subspace induced by P and Q based on whether the two
components of the pair are of like sign, opposite sign, or
whether one of them is zero.
Closed intervals along a chain coordinated with P and
Q are quantified by a symmetric pair, such as (∆p, ∆p),
where the components of the pair are both of like sign
and equal magnitude. Since these belong to the first class
where the pair components are of like sign, we say that
intervals in this equivalence class are chain-like (see Figures 6 and 10). While all closed intervals along chains
are chain-like, there exist generalized intervals with incomparable elements that do not form chains that are
chain-like in the sense that the components of the interval pair are of the same sign. Chain-like intervals quantified by a chain where each component of the interval
pair is of equal magnitude (as in the case of a closed interval quantified by the host chain) are referred to as pure
chain-like as in Figure 6a. However, it should be noted
that this latter classification is dependent on the rela-
(37)
tionship between the interval and the quantifying chain
as it is not true in general that an interval characterized
as pure chain-like by one chain will be characterized as
pure chain-like by another chain.
Similarly, generalized intervals which are quantified by
interval pairs with components of opposite sign are called
antichain-like (see Figures 7 and 10). All antichain-like
intervals are antichains where the endpoint elements are
incomparable (not causally related).In the case where the
components of the interval pair are equal in magnitude,
but opposite in sign, the interval is referred to as pure
antichain-like and the interval pair is said to be an antisymmetric pair (see Figure 7a). However, just as in the
case of a pure chain-like interval, classification as a pure
antichain-like interval is as dependent on the interval as
it is the quantifying chain.
Generalized intervals that project to the same element
on one of the two chains results in either ∆p = 0 or ∆q =
0. In such cases, one element of the generalized interval
projects to the other and then to one of the quantifying
chains. For this reason, we call such intervals projectionlike (see Figure 10).
For a set of properly collinear chains, one can show that
the elements of the interval pair for any interval cannot
change sign when quantified by another pair of chains
in the set. We demonstrate this by contradiction. Consider two properly collinear, but not coordinated, chains
X and Y and assume that there exists an interval [a, b]
that projects to the closed interval [Xa, Xb] on the chain
X and the closed interval [Y Xb, Y Xa] on the chain Y
where Xb > Xa and Y Xa ≥ Y Xb so that the projection
changes sign. Since the projection of a onto a chain X is
given by the least element of the chain X that includes
a, we have that Y Xa ≥ Y Xb > Xb > Xa > a so that
Y Xb (not Y Xa) is the projection of a onto Y. The re-
13
p2
p2
q1
q2
q1
q2
p1
q2
p2
2
p1
q1
2
2
1
1
p1
1
P
Q
P
Q
p2
q1
p2
p1
q2
p1
1
P
Q
q2
q1
2
2
1
P
Q
P
Q
FIG. 10. This figure illustrates three classes of relationships between two elements forming a generalized interval and the
observer chains. (Top Left) Antichain-like intervals have elements that project in opposite order to the two chains resulting
in a pair quantification with opposite signs. (Top Center) Projection-like intervals are characterized by the fact that the
two elements project to the same element on one of the observer chains so that one element of the quantifying pair is zero.
(Top Right) Chain-like intervals are defined by elements that project to the observer chains in the same order resulting in a
quantifying pair with like signs. Note that since the elements may be incomparable, chain-like intervals do not necessarily lie on
a chain. However, all closed intervals along chains are chain-like. (Bottom Left) A purely antichain-like interval is characterized
by a quantifying pair that is anti-symmetric as in (∆, −∆). (Bottom Right) A purely chain-like interval is quantified by a
symmetric pair as in (∆, ∆).
sult is that the closed interval [Xa, Xb] projects either
to [Y Xa, Y Xb] (same order) or to [Y Xb, Y Xb] (degenerate). In the case where the order is preserved, the elements of the interval pair have the same sign, and in the
degenerate case one of the elements is zero. The result
is that chain-like intervals can never be antichain-like intervals and vice versa, although either might be observed
to be projection-like.
E.
Orthogonal Subspaces
In the previous sections, we showed how a pair of coordinated chains induces a 1+1 dimensional subspace in
the poset. Elements and chains not included in a given
subspace may form subspaces of their own. We begin
by considering a particular example that motivates the
concept of orthogonal subspaces.
Consider a pair of coordinated chains P and Q, which
form a subspace hPQi, and a second pair of coordinated
chains R and S not in hPQi, which form a distinct subspace hRSi. Consider p ∈ P and q ∈ Q such that they
form a pure antichain-like generalized interval [p, q] with
respect to hPQi, which when quantified results in
[p, q]
PQ
= (∆, −∆)PQ
(38)
= (vP (p) − vP (P q), vQ (q) − vQ (Qp))PQ .
where the notation [p, q]
PQ
indicates that the general-
ized interval [p, q] is being quantified with respect to the
chains P and Q, which is also indicated by the subscript
on the resulting pair.
Now consider that p and q project to R and S so that
Rp = Rq and Sp = Sq resulting in a quantification of
[p, q] with respect to hRSi equal to
[p, q]
RS
= (vR (Rp) − vR (Rq), vS (Sp) − vS (Sq))RS
= (0, 0)RS .
(39)
This is illustrated in Figure 11A-C. Note also that the
situation is similar for the antichain-like interval [Rp, Sp]
in hSRi in that it is quantified by (0, 0)PQ with respect
to hPQi. In this case we say that the subspaces hPQi
and hSRi are orthogonal to one another.
Figure 11D illustrates the chains shown in 11(C) along
with an additional chain O, which has been added so that
14
F.
pair are of equal magnitude but opposite sign, p0 − pa =
qa − q0 , and the pair (pb − p0 , qb − q0 ) quantifying [0, b] is
defined to be symmetric so that the two components of
the pair are of equal sign and magnitude pb −p0 = qb −q0 .
These conditions are satisfied by
1
(pa + pb + qa − qb )
2
1
q0 = (pa − pb + qa + qb ).
2
p0 =
Joining Generalized Intervals
[p, r] = [p, o]
[a, c] = [a, b]
( )
( )
In Section III B, we introduced the concept of joining
closed intervals along a chain. Here we extend this concept to that of joining generalized intervals. Given two
generalized intervals that share a single common element,
that takes
such as [a, b] and [b, c], we can define a map
these two intervals to a third unique interval given by
concatenation
[b, c].
(40)
In the case where each of these intervals is situated
between a pair of coordinated chains P and Q in the
hPQi subspace, the interval [a, c] is quantified by the
pair (pc − pa , qc − qa )PQ , the interval [a, b] by the pair
(pb − pa , qb − qa )PQ , and the interval [b, c] by the pair
(pc − pb , qc − qb )PQ so that the resulting interval pairs
sum in a component-wise fashion in accordance with the
concatenation operation (40)
(pc − pa , qc − qa )PQ = (pc − pb , qc − qb )PQ
+ (pb − pa , qb − qa )PQ . (41)
[a, b] = [a, 0]
( )
This enables us to decompose intervals by introducing
an artificial event 0 implicitly defined by a pair of elements (p0 , q0 ), which represent the forward projection of
0 onto the pair of coordinated chains P and Q. Given
two events a and b situated between two coordinated
chains P and Q, we can quantify the interval with the
pair (pb − pa , qb − qa ). Consider a decomposition
[0, b]
(42)
where the pair (p0 −pa , q0 −qa ) quantifying [a, 0] is defined
to be antisymmetric so that the two components of the
(43)
(44)
The result is that any interval situated in the subspace
defined by two coordinated chains can be expressed in
terms of the join of a pure chain-like interval quantified
by a symmetric pair and a pure antichain-like interval
quantified by an antisymmetric pair (illustrated in Figure 12) in accordance with the symmetric-antisymmetric
decomposition (37)
One can also join intervals situated in distinct subspaces, although additivity of interval pairs does not
hold. For example, consider chains P, O, and R in the
situation illustrated in Figure 11D and assume that they
are pairwise coordinated. Given elements p ∈ P, o ∈ O,
and r ∈ R, we can construct intervals where
( )
it is properly collinear with both hPQi and hRSi. We
call this a geometric view where each chain is indicated
by a dark circle and they are positioned relative to one
another based on the betweenness relations P|O|Q and
R|O|S. The two independent 1+1 dimensional subspaces
when combined results in a 2+1 dimensional subspace
where the original ordering relation is supplemented with
two ordering relations induced by the two independent
properly collinear sets of chains. The geometric view
highlights the two induced dimensions while suppressing
the original dimension along the chains.
While Figure 11C illustrates a motivating example, the
general situation is more subtle. While an interval quantified by a pure antisymmetric pair with respect to the
chains P and Q is quantified by (0, 0) with respect to
the chains R and S, that very same interval will not be
quantified by (0, 0) with respect to the pair of chains R
and O or with respect to the pair of chains O and S.
In Section VIII, we derive a more advanced method of
projection of an interval onto a subspace that yields consistent results when quantified with respect to any pair
of chains in that subspace.
[o, r].
(45)
Quantifying [p, r] with respect to the coordinated pair
of chains P and R, we get the interval pair (pr − p, r −
rp )PR . Quantifying the other two intervals within their
respective subspaces, we obtain (po − p, o − op )PO and
(or − o, r − ro )OR , where
(pr − p, r − rp )PR 6=
(po − p, o − op )PO + (or − o, r − ro )OR .
(46)
Instead, we write
(pr − p, r − rp )PR ∼
(po − p, o − op )PO ⊕ (or − o, r − ro )OR
(47)
where p = pp , o = oo , r = rr , and the operator ⊕, which
is defined implicitly through the relation in (45), symbolically indicates a decomposition of the interval pair into
distinct subspaces.
G.
Scalar Quantification of Intervals
We explore scalar measures of intervals, which will
form the foundation for a metric. As described above,
closed intervals on a chain can be quantified by a scalar
length. To extend this concept of length to generalized
intervals, we begin by identifying the constraints imposed
on a scalar measure by the special case of a closed interval on one chain that forward projects and back projects
onto two closed intervals on a second chain.
Consider a special case where two chains S and P that
reside in the same 1+1D subspace are related such that
15
A
B
C
Qp
Pq
Qp
Rp = Rq
Sp = Sq
Rp = Rq
Sp = Sq
Pq
p
q
P
Q
D
q
q
p
R
S
p
Q
Rp = Rq
R
O
S
Sp = Sq
Q
R
S
P
P
FIG. 11. (A) A pure anti-symmetric generalized interval [p, q] in the subspace hPQi. (B) Projection of [p, q] onto RS is
quantified by the pair (0, 0)RS . (C) An illustration of the relationship between the two subspaces where pure antichain-like
intervals in hRSi are quantified by (0, 0)P Q with respect to hPQi and vice versa. (D) Illustrates the chains shown in (C) in
a geometric view where each chain is indicated by a dark circle and they are positioned relative to one another based on the
betweenness relations. The chain O has been added so that it is properly collinear with both hPQi and hRSi and situated
between the two chains in each pair.
A
pb
B
Δp
Δp
qb
Δs
b
qa
q0
p0
pa
Δs
NΔp
Δp
αΔp
NΔs
a
P
0
Δs
Q
( )
FIG. 12. This figure illustrates the symmetric-antisymmetric
decomposition in the context of joining generalized intervals. A generalized interval [a, b] is quantified by the pair
(∆p, ∆q) = (pb − pa , qb − qa ). This is equivalent to imagining
an event 0 defined by the projections (p0 , q0 ) onto P and Q
such that ∆t = pb −p0 = qb −q0 and ∆x = p0 −pa = −(qa −q0 )
so that [a, b] = [a, 0]
[0, b], where [a, 0] is an antichain-like
interval quantified by an antisymmetric pair (∆x, −∆x) and
[0, b] is a chain-like interval quantified by a symmetric pair
(∆t, ∆t).
N successive intervals each of length ∆s on the chain S
forward project onto N successive intervals each of length
∆p on P and back project onto N successive intervals
each of length ∆p as illustrated in Figure 13A. Note that
in the special case where ∆p = ∆p we have that the
chains are coordinated (up to scale) and that the lengths
of the closed intervals are consistent with ∆p = ∆p = ∆s.
NΔp
αΔs
Δs
I
βΔs
Δp
βΔp
P
S
P
S
FIG. 13. (A) N successive intervals each of length ∆s on the
chain S forward project onto N successive intervals each of
length ∆p on P and back project onto N successive intervals
each of length ∆p. (B) Projections of the chain-like interval
I onto two linearly-related chains S and P.
We refer to two such chains as being consistently-related
or, for reasons that will be made clear, linearly-related.
Since each of these chains consistently quantifies closed
intervals on the other, and the quantification of generalized intervals is performed by projecting onto these closed
16
intervals, it is reasonable to require that the two chains
consistently quantify all mutually quantifiable intervals.
That is, to obtain a unique scalar measure of an interval,
we require that all linearly-related chains assign the same
scalar (up to a common scale factor amounting to a choice
of units) to all intervals that they both can quantify.
Given a single closed interval on S with length ∆s, and
its quantification by P with the pair (∆p, ∆p)P , we aim
to identify a function σ, symmetric in its arguments, that
takes the pair (∆p, ∆p)P to a scalar ∆s such that
σ(∆p, ∆p) = ∆s.
(48)
The scalar measures assigned to closed intervals on each
of the two chains can be rescaled (change of units) and
still remain consistent with additivity under the combination operator ∪ joining closed intervals along the chain.
Rescaling by a positive real number α results in
σ(α∆p, α∆p) = α∆s,
= ασ(∆p, ∆p).
(49)
(50)
This functional equation for σ is of the general form
known as the homogeneity equation:
F (zx, zy) = z k F (x, y)
with k = 1 whose solution can be written as [1]
√
xy h( xy ) if xy 6= 0
ax
if x 6= 0, y = 0
F (x, y) =
by
if y 6= 0, x = 0
c
if y = 0, x = 0
(51)
Substituting the expression for ∆s above into (56), we
find after some simplification that
h
α ∆p
∆p α
h
=h
∆p
β
β ∆p
∆p
∆p
and v =
α
β
we have that
h(uv) = h(u)h(v).
(52)
By considering the special case where P and S are
coordinated so that an interval of length ∆s on the chain
S is quantified by P with the pair (∆s, ∆s)P , we find
that
∆s
) = ∆s,
∆s
However, we have already established a relationship between chains P and S where closed intervals on S project
to P. This amounts to setting α = β above so that
∆p
p
.
(57)
∆s = ∆p∆p h
∆p
so that, letting u =
where h( xy ) = h( xy ), since σ and hence F , are symmetric
in their arguments. There is a symmetry between x and
y, so that a = b. When ∆s = 0 we have that ∆p = ∆p =
0 so that σ(0, 0) = 0 giving c = 0. so that we can write
√
xy h( xy ) if xy 6= 0
ax
if x 6= 0, y = 0
(53)
σ(x, y) =
ay
if y 6= 0, x = 0
0
if y = 0, x = 0.
σ(∆s, ∆s) = ∆s h(
the pair (∆p, ∆p)P on P. If the interval I is quantified
by the pair (α∆s, β∆s)S with respect to S, then it is
quantified by the pair (α∆p, β∆p)P with respect to P.
Consistency requires that both chains assign the same
scalar to the interval so that
α∆s p
α∆p
p
(α∆s)(β∆s) h
= (α∆p)(β∆p) h
,
β∆s
β∆p
(55)
which can be simplified to
α p
α∆p
∆s h
= ∆p∆p h
.
(56)
β
β∆p
(54)
which implies that h(1) = 1.
Having obtained a general form for the scalar measure,
we consider the constraint imposed by a second special
case. Figure 13B illustrates a chain-like interval I that
projects onto two linearly-related finite chains S and P
such that they are all properly collinear so that P|S|I.
The closed interval of length ∆s on S is quantified by
(58)
Since h(1) = 1, we can write
u
=1
h
u
for non-zero u, which can be factored
1
h(u)h
= 1.
u
The function h is symmetric in the sense that h( uv ) =
h( uv ), which implies that h( u1 ) = h(u) and
h(u)h(u) = 1,
so that h(u) = 1 or h(u) = −1. Equation (57) above
gives an expression for ∆s, which rules out h(u) = −1,
so that h(u) = 1.
The result is that a chain-like interval quantified by
the pair (∆p, ∆p) can be quantified by a unique scalar
consistent among linearly-related chains given by
p
σ(∆p, ∆p) = ∆p∆p.
(59)
This special case constrains the functional form of this
scalar, so that antichain-like intervals must
√ be quantified
similarly, but with ∆p∆p ≤ 0, so that ∆p∆p is imaginary. This suggests some kind of orthogonal relationship
between pure chain-like intervals and pure antichain-like
intervals, which are characterized by symmetric interval
pairs and antisymmetric interval pairs, respectively. This
17
is further supported by the observation that, in the case
of coordinated chains where ∆p̄ = ∆q, the argument of
the square root, ∆p∆q, can be written as
∆p + ∆q 2 ∆p − ∆q 2
−
,
(60)
∆p∆q =
2
2
where the right-hand side of the equation above is a function of both the length along a chain (24) and the distance
between chains (36). However, it remains to be shown
that this is the only reasonable scalar quantification.
To obtain a real-valued scalar quantification, which is
some function g(∆p, ∆p), that applies to both chain-like
and antichain-like intervals, we require
that it be consis√
tent with the result σ(∆p, ∆p) = ∆p∆p so that
g(∆p, ∆p) = F (σ(∆p, ∆p)),
((∆x, −∆x) ⊕ (∆y, −∆y)) ⊕ (∆z, −∆z)
= (∆x, −∆x) ⊕ ((∆y, −∆y) ⊕ (∆z, −∆z)) (64)
where we have dropped the reference to the quantifying
chains in each frame. The corresponding scalar quantification is also associative
ˆ g(∆y, −∆y)) ⊕
ˆ g(∆z, −∆z)
(g(∆x, −∆x) ⊕
ˆ (g(∆y, −∆y) ⊕
ˆ g(∆z, −∆z)) (65)
= g(∆x, −∆x) ⊕
ˆ is a function to be determined that combines
where ⊕
the scalars of orthogonal intervals. By defining u =
g(∆x, −∆x), v = g(∆y, −∆y), and w = g(∆z, −∆z) we
can rewrite the equation above as
(66)
ˆ is the associativity equaThis functional equation for ⊕
tion, which is the very same functional equation (6) discussed in Section III B within the context of joining closed
intervals along a chain. The general solution (7) is given
by [1]
ˆ v = f (f −1 (u) + f −1 (v))
u⊕
= f −1 (g(∆t, ∆t)) + f −1 (g(∆x, −∆x))
(67)
where f is an arbitrary invertible function. This indicates
that there exists a convenient representation where the
(68)
and by applying (63) we have
f −1 (G((∆t)2 − (∆x)2 ))
= f −1 (g(∆t, ∆t)) + f −1 (g(∆x, −∆x)).
(69)
Since an interval quantified by the symmetric pair
(∆t, ∆t) is chain-like, we have that
g(∆t, ∆t) = G((∆t)2 ),
(70)
which allows us to write
f −1 (g(∆x, −∆x))
= f −1 (G((∆t)2 − (∆x)2 )) − f −1 (G((∆t)2 )).
(63)
where G is an unknown function to be determined.
We now rely on the fact that the joining of orthogonal
intervals is associative, as must be the relationship among
their interval pairs (47) so that
ˆ v) ⊕
ˆ w = u⊕
ˆ (v ⊕
ˆ w).
(u ⊕
f −1 (g(∆t + ∆x, ∆t − ∆x))
(61)
where F is an unknown function to be determined.
Consider the chain-like interval quantified by the pair
(∆t + ∆x, ∆t − ∆x) where ∆t > ∆x. We then have that
p
g(∆t + ∆x, ∆t − ∆x) = F ( (∆t + ∆x)(∆t − ∆x)),
(62)
which can be rewritten without loss of generality as
g(∆t + ∆x, ∆t − ∆x) = G((∆t)2 − (∆x)2 )
scalar measures of orthogonal intervals are additive, and
that we can adopt additivity without losing generality.
Pure chain-like intervals also enjoy associativity when
joined with pure antichain-like intervals so the above theorem applies to them as well. This implies that there
exists an additive scalar obtained by applying f −1 ◦ g to
the interval pair such that
(71)
Since the left-hand side can only depend on ∆x, we have
that f −1 ◦ G must be linear so that
f −1 (g(∆x, −∆x)) = −λ(∆x)2
(72)
f −1 (g(∆t, ∆t)) = λ(∆t)2
(73)
and
where λ is a constant which amounts to a freedom to
select units. For additivity in (68) to hold in general, we
find that the constant a = 0 in (53).
We can choose units consistent with those employed by
the chain so that λ = 1. The function f −1 ◦ g represents
a regraduated scalar quantification that is additive in the
case of joining orthogonal intervals
f −1 (g(∆p, ∆p)) = ∆p∆p,
(74)
which we rename with the composite symbol ∆s2
∆s2 (∆p, ∆p) = ∆p∆p
(75)
to indicate its relationship to the scalar length ∆s obtained in the case of closed intervals along the quantifying chain. In the case where the interval being quantified
is situated between two coordinated chains P and Q we
have that ∆q = ∆p and can write
∆s2 (∆p, ∆q) = ∆p∆q.
(76)
We call this scalar quantification of an interval, the interval scalar. It is additive when the intervals being joined
are orthogonal, and its square root (or square root of its
18
forward projects to a closed interval of length m on P′
and back projects to a closed interval of length n on P′
resulting in the pair (m, n)P′ . We write the pair transformation in terms of the function L that takes one interval
pair to another as
Δp’
Δp
I
LP→P′ (k, k)P = (m, n)P′ .
Δp
(78)
The interval I projects onto P resulting in the pair
(∆p, ∆p)P , and also onto P′ resulting in the pair
(∆p′ , ∆p′ )P′ so that
Δp’
m
LP→P′ (∆p, ∆p)P = (∆p′ , ∆p′ )P′ .
(79)
k
n
P’ P
FIG. 14. This figure illustrates how the pair quantification of
an interval I obtained using a chain P relates to the pair obtained by quantifying with respect to a linearly-related chain
P′ . The pair transformation can be written in terms of the
transformation of a closed interval of length k in P and its
pair quantification by chain P′ .
negation) is additive when the intervals being joined have
the same ratio of symmetric and antisymmetric components.
Applying these results to the symmetric-antisymmetric
decomposition (37)
(∆p, ∆q)PQ =
∆p + ∆q ∆p + ∆q
,
2
2
PQ
∆p − ∆q ∆q − ∆p
+
,
,
2
2
PQ
we verify that additivity of the interval scalar holds
∆p + ∆q 2 ∆p − ∆q 2
−
. (77)
∆s2 = ∆p∆q =
2
2
We refer to the resulting quadratic form on the righthand side of (77) as the Minkowski form, and stress that
∆s2 does not represent some quantity squared, but instead represents the product of two independent quantities ∆p and ∆q. This is the discrete version of the
Minkowski metric.
H.
Pair Transformations
Previously, we relied on linearly-related chains to constrain the form of the interval scalar. Here we consider
how the interval pair obtained by quantifying with respect to one chain transforms when quantified with respect to another linearly-related chain (Figure 14).
A closed interval on P with length k is quantified with
respect to P by the symmetric pair (k, k)P . This interval
We can write the lengths of the projected intervals in
terms of the length k of the closed interval so that ∆p =
αk, ∆p = βk, and ∆p′ = αm, ∆p′ = βn. The pair
transformation can then be written as
LP→P′ (αk, βk)P = (αm, βn)P′
(80)
indicating that the pair transformation is linear in each
argument, as expected since the chains are linearlyrelated. Constant terms in the linear transformation are
zero since intervals of zero length always project to intervals of zero length. Writing this linear transformation in
terms of functions of m and n, we find that in general
LP→P′ (x, y)P = (x f (m, n), y g(m, n))P′
(81)
where the functions f and g are to be determined.
The interval scalar associated
with the closed interval
√
allows us to write k = mn so that (78) becomes
√
√
LP→P′ (k, k)P = ( mn f (m, n), mn g(m, n))P′
(82)
= (m, n)P′ .
Equating components we find that
√
m = mn f (m, n)
(83)
and
n=
√
mn g(m, n)
(84)
so that
f (m, n) = g −1 (m, n) =
r
m
.
n
(85)
Note that the fact that f and g are inversely related preserves the interval scalar in such situations. In general,
the pair transformation from one quantifying chain to
another linearly-related chain is given by
LP→P′ (∆p, ∆p)P = (∆p′ , ∆p′ )P′
r
r
m
n
.
, ∆p
= ∆p
n
m P′
where m and n are determined from (78).
(86)
19
In the case of quantification by coordinated chains P
and Q, we can write the pair (∆p, ∆p)P as (∆p, ∆q)PQ
so that
(87)
LP→P′ (∆p, ∆q)PQ = (∆p′ , ∆q ′ )P′ Q′
r
r
m
n
.
, ∆q
= ∆p
n
m P′ Q′
The fundamental nature of the pair of projections is
manifest in the simplicity of this transformation. We
observe that this is related to the Bondi k-calculus [6]
formulation of the Lorentz transformations, as well as
Kauffman’s iterant algebra [16] which treats the transformation as a pair-wise multiplication.
Minkowski metric may always be employed by a chain to
quantify intervals, this does not mean that it is the most
convenient description. That is, if the time and space
components of a sequence of intervals have the same value
when quantified with respect to one chain, then, in general, it is not true that they will have the same value
when quantified by another chain. That is, one may always use this metric, but lengths and times observed to
be constant by one chain may vary with respect to a
second chain.
The time and space coordinates can be applied to the
pair transformation (87)
′
′
(∆p , ∆q ) = ∆p
VII.
THE SPACE-TIME PICTURE
In this section, we introduce a change of variables motivated by the identification of three distinct classes of
intervals induced by chain projection. We demonstrate
that this change of variables results in a metric analogous to the Minkowski metric and reveals that the pair
transformation is analogous to a Lorentz transformation
in an analogous space-time.
A.
The symmetric-antisymmetric decomposition suggests
a convenient change of variables:
∆p + ∆q
2
∆p − ∆q
∆x =
2
(88)
(89)
(90)
(91)
With this definition, any interval pair (∆p, ∆q) can be
written as
∆s = (∆p, ∆q) = (∆t, ∆t) + (∆x, −∆x),
(92)
where we refer to the two pairs on the right as the time
and space components, respectively. Similarly, the interval scalar can be written as
∆p∆q = ∆t2 − ∆x2
n
.
m
(94)
∆t′ + ∆x′ , ∆t′ − ∆x′ =
r
r
m
n
(∆t + ∆x)
, (∆t − ∆x)
,
n
m
′
∆t =
pm
∆x′ =
pm
n
n
pn
pm
+ m
n
∆t +
2p
pm
n
− m
n
∆t +
2
(95)
(93)
which is analogous to the Minkowski metric of flat spacetime.
There are a few important observations to make at
this point. First, the interval scalar originates from the
product of a pair of quantities and is not some fundamental quantity squared, as is suggested by the usual notation ∆s2 . Second, while this derivation suggests that the
pn
− m
∆x
2p
n
+ m
∆x.
2
(96)
(97)
By defining
β=
2
r
Changing variables from ∆p and ∆q to coordinates ∆t
and ∆x, mixes the pair resulting in a linear transformation
where
∆p = ∆t + ∆x
∆q = ∆t − ∆x.
m
, ∆q
n
which can be represented by a matrix multiplication.
Solving for ∆t′ and ∆x′ , we find that
Space-Time Coordinates
∆t =
r
m−n
,
m+n
(98)
we obtain a relation analogous to the Lorentz transformation in coordinate form
−β
1
∆t + p
∆x
∆t′ = p
2
1−β
1 − β2
−β
1
∆x′ = p
∆t + p
∆x,
2
1−β
1 − β2
(99)
(100)
1
1−β 2
which can be further simplified by defining γ = √
and writing the linear transformation as a matrix multiplication
∆t′
∆x′
γ −βγ
=
−βγ γ
∆t
.
∆x
(101)
These results suggest that time and space can be viewed
in terms of a uniquely consistent means of quantifying
intervals.
20
B.
and
Motion
The quantity
m−n
,
β=
m+n
(102)
introduced in the derivation above is the relevant quantity that relates two linearly-related chains that project
to one another in a constant fashion. Its dependence on
the antisymmetric component of the pair results in its antisymmetric behavior when the chains are interchanged.
That is, β is antisymmetric in the sense that if chain P
is related to chain R by β, then chain R relates to chain
P by −β. In the special case where m = n, we have
that β = 0. This situation represents two coordinated
chains, which in the space-time picture is analogous to
two observers at rest with respect to one another.
Moreover, this quantity has the extreme values of
β = ±1 which correspond to the cases where m = 0 and
n = 0 indicating that all elements of one chain project
onto the same element of the other resulting in an interval
scalar of zero. This is a degenerate situation in the sense
that one chain can quantify the other, but not vice versa.
Such intervals are classified as projection-like, which in
the space-time picture are analogous to light-like intervals. Since the interval scalar is invariant among linearlyrelated chains, we have that if β is extremal with respect
to one chain, then it must be extremal with respect to all
other linearly-related chains. This is analogous to the experimentally observed fact that the speed of light, which
is the maximum speed, is invariant for all inertial frames.
When comparing three or more chains that project to
one another in a constant fashion, the values of β describing the relationship between pairs of such chains are
related by the familiar velocity addition rule, which can
be derived from this point as a standard exercise.
It is important to keep in mind that β represents a relationship between chains in a partially-ordered set. There
is no motion in a partially-ordered set—only connectivity.
This suggests that physical motion can be interpreted in
terms of connectivity, or equivalently that motion is a
manifestation of interaction.
C.
(pr − p, r − rp )PR ∼
(po − p, o − op )PO ⊕ (or − o, r − ro )OR
(104)
where ∆a = po − p = −(o − op ), ∆b = or − o = −(r − ro ),
and ∆c = pr − p = −(r − rp ) so that we can write
(∆c, −∆c)PR ∼ (∆a, −∆a)PO ⊕ (∆b, −∆b)OR . (105)
Since the intervals A and B are orthogonal, the interval
scalars sum resulting in
∆c2 = ∆a2 + ∆b2 ,
(106)
which is the familiar Pythagorean theorem applied to
purely space-like intervals.
This enables one to quantify an interval with respect
to an extant set of orthogonal subspaces based on projections of that interval onto the chains in those subspaces thus defining a multidimensional coordinate system. This can be made more abstract by defining imaginary coordinate axes based on imagined, but consistent, projections. This is accomplished by introducing
an imaginary decomposition chain O where the projections of an interval onto this chain are parameterized by
a single parameter θ. As an example, consider an interval
[pa , rb ] defined by pa ∈ P and rb ∈ R. This interval is
quantified by the pair (pa − P rb , rb − Rpa )PR , which can
be decomposed into symmetric and antisymmetric pairs
(pa − P rb , rb − Rpa )PR =
(∆t, ∆t)PR + (∆r, −∆r)PR . (107)
We can then introduce the chain O where, introducing
.
the convenient dot-star notation where (∆t, ·) = (∆t, ∆t)
.
and (∆r, ∗) = (∆r, −∆r), we can write
(∆t, ·)PR + (∆r, ∗)PR ∼
(∆t, ·)PR ⊕ (∆r f (θ), ∗)PO ⊕ (∆r g(θ), ∗)OR
(108)
with the condition that f 2 (θ) + g 2 (θ) = 1 to preserve the
interval scalar. There are many such parameterizations
one could choose. For the purpose of illustration, we will
choose f (θ) = sin θ and g(θ) = cos θ so that
(∆t, ·)PR + (∆r, ∗)PR ∼
(∆t, ·)PR ⊕ (∆r sin θ, ∗)PO ⊕ (∆r cos θ, ∗)OR , (109)
Coordinates and the Pythagorean
Decomposition
and
Given the form of the interval scalar, and the fact that
it is additive for orthogonal intervals, we find that this
leads immediately to the Pythagorean theorem.
Consider the two orthogonal subspaces defined by the
coordinated chains P|O|Q and R|O|S as illustrated in
Figure 11. Consider three events p ∈ P, o ∈ O and
r ∈ R such that they define three pure antisymmetric
intervals A = [p, o], B = [o, r] , and C = [p, r] so that
[p, r] = [p, o] ⊎ [o, r]
(103)
∆t2 − ∆r2 = ∆t2 − ∆r2 sin2 θ − ∆r2 cos2 θ.
(110)
The antisymmetric pair (∆r sin θ, ∗) can be further decomposed by introducing an additional decomposition
chain Q′ along with an accompanying parameterization
φ, so that
(∆r sin θ, ∗)PO ∼
(∆r sin θ f (φ), ∗)PQ ⊕ (∆r sin θ g(φ), ∗)QO , (111)
21
where again f 2 (φ) + g 2 (φ) = 1. Choosing sin and cos as
before, and rearranging terms, results in the pair decomposition
normalize ΠPQ [x, y] by twice the distance from P to Q
resulting in
ΠhPQi [x, y] =
(∆t, ·)PR + (∆r, ∗)PR ∼ (∆t, ·)PR
⊕ (∆r sin θ cos φ, ∗)PQ
⊕ (∆r sin θ sin φ, ∗)QO
⊕ (∆r cos θ, ∗)OR , (112)
and the interval scalar
∆t2 − ∆r2 = ∆t2 − ∆r2 sin2 θ cos2 φ
− ∆r2 sin2 θ sin2 φ − ∆r2 cos2 θ, (113)
which is the familiar representation of the Minkowski
metric in spherical coordinates (r, θ, φ). A change of variables to z = r cos θ and ρ = r sin θ results in a representation of the metric in cylindrical coordinates, and a further
change to x = r sin θ cos φ and y = r sin θ sin φ results in
a representation of the metric in three-dimensional Cartesian coordinates
2
∆t − ∆r
VIII.
2
2
2
2
2
= ∆t − ∆x − ∆y − ∆z .
(114)
SUBSPACE PROJECTION
We have seen that intervals can only be consistently
quantified via chain projection if they are situated within
the subspace defined by the quantifying chains. Here
we introduce a more generally useful projection method
that results in consistent quantification of intervals by
chains in a subspace when using any pair of chains in a
coordinated set of chains defining a subspace.
Given an element x and a chain P, which is one of
several in a coordinated set of chains, one can compute
the distance between the element and the chain as an
antisymmetric combination of projections
d(x, P) =
(p − P x) − (P p − P x)
,
2
(115)
where p is an arbitrary element in P. Similarly, we define the projection of the interval [x, y] onto the subspace
hPQi in terms of the antisymmetric combination of the
squares of the four relevant distances
2
2
2
2
(116)
2
2
(117)
(d(y, P) − d(x, P) ) − (d(y, Q) − d(x, Q) )
which can be rewritten as
2
2
(d(y, P) − d(y, Q) ) − (d(x, P) − d(x, Q) ).
However, this quantity depends on the distance between
the chains P and Q, d(P, Q), defined in (36). Using
the Pythagorean theorem (106) one can show that to
obtain a consistent quantification of the interval by any
pair of coordinated chains within the subspace, we simply
(d(y, P)2 − d(y, Q)2 ) − (d(x, P)2 − d(x, Q)2 )
. (118)
2d(P, Q)
By combining the projections of the interval onto two
chains in this way, we have developed a more advanced
method of projection, which enables one to quantify any
generalized interval consistently with respect to a given
subspace. This method, which we call subspace projection, is the poset analogue of the inner product or dot
product. Moreover, it is important to note that it is
the antisymmetric combination of squared distances that
eliminates contingencies, such as which two chains in the
subspace are used to perform the quantification.
IX.
CONCLUSION
We have considered a simple picture of interactions
that focuses only on the fact that particles influence one
another. Events are defined as the boundaries of influence with one event representing the act of influencing
and the other event representing the corresponding reaction. The result is a partially-ordered set, or a poset, of
events.
Consistent quantification of ordered structures, such as
posets, by assigning n-tuples of numbers (real or natural)
to elements or sets of elements, such as intervals, leads to
faithful mathematical representations of that structure.
In cases where ordered sets (or related algebraic structures) possess symmetries, these symmetries will place
constraints on any proposed quantification scheme resulting in numeric constraint equations, which can be identified as laws [17]. This has been demonstrated previously
in the case of Boolean, and the more general distributive
lattices [20]. In the case of a Boolean lattice of logical
statements, the sum and product rules of probability theory emerge as constraint equations [25]. Similarly, consistent quantification using pairs of numbers applied to the
composition of measurement sequences is constrained by
the algebraic relations of combining measurements in series and in parallel. In this case, the symmetries of the algebraic relations result in constraint equations that have
been shown to be equivalent to Feynman’s sum and product rules for quantum mechanical amplitudes [14][13].
However, the fact that posets lack general symmetries
means that previously-developed symmetry-based methods of consistent quantification cannot be directly applied to posets in general. Here we have shown that
the identification of one or more distinguished chains
in a poset induces sufficient symmetry to impose useful
constraints on quantification and that these constraints
in the case of coordinated chains lead directly to the
mathematics of special relativity. Specifically, the interval scalar, which represents the unique quantification of
22
x
x
y
P
P’
Q’ Q
y
P
P’
Q’ Q
FIG. 15. This figure illustrates the subspace projection of an interval onto a pair of coordinated chains. It is a more advanced
projection method in the sense that it provides consistent quantification of the interval by any pair of chains in the coordinated
set of chains defining the subspace. The contingencies, such as which chains in the subspace are used for quantification, are
eliminated by the antisymmetric combination of terms.
intervals (up to a scale) represents the poset analogue
of the Minkowski metric. In addition, quantification of
an interval with respect to two linearly-related pairs of
chains results in two interval pairs that are related by
a pair transformation, which is shown to be equivalent
to a Lorentz transformation. This enables one to adopt
a space-time perspective, which focuses on the chainlike and antichain-like symmetries induced by the distinguished chain/s at the expense of the simplicity of the
mathematics inherent to the poset picture.
Derivation of the Lorentz transformations from causality and fundamental symmetries is not without precedent. Although most past approaches either assume a
Minkowski metric, or at the very least, the existence of
a space-time manifold endowed with a metric. Zeeman
[38] showed that representing causality as a partial ordering on a Minkowski space forces the Lorentz group.
Levy-LeBlond [26] produced another derivation that results in both the Lorentz transformation and the Galilean
transformation, which does not rely on the Minskowki
metric, but rather on the homogeneity and isotropy of
space and causality. Kauffman [16] takes this further by
considering the principle of relativity as invariance under
linear transformations and derives the Lorentz transformation, Galilean transformation, and rotation as special
cases. We had been aware of Kauffman’s results and the
fact that such symmetries result in linear transformations, but after completing our work we were impressed
by the similarities between his iterant coordinates and
our interval pair, both of which transform in accordance
with Bondi’s k-calculus [6]. The common element in each
of these approaches is the concept of radar time, which
manifests itself in our poset approach via chain projection. There has also been a great deal of work to derive space-time geometry (e.g. [15][27]). Of particular
note due to its similarity to the present effort is the work
by Ehlers, Pirani and Schild [9] who accomplish this by
considering properties of light signals along with the assumption of the existence of a space-time manifold. This
enables them to extend their results to general relativity
by deriving the properties of a curved space-time that is
assumed to exist.
After submission of an early version of this paper to the
arXiv [24], we were introduced to the work of D’Ariano
[7] who showed how the Lorentz transformations can be
derived, in principle, from event-counting performed by
an observer within a causal network implemented by a
quantum computer. This has since been worked out in
more detail, and most of the quantum mechanical framework has been abstracted away [8]. D’Ariano’s approach
is similar in spirit to ours in that causality plays a central
role, however it relies on a homogeneous causal network,
which is unphysical, and focuses on deriving the Lorentz
transformation rather than the Minkowski metric.
In contrast to previous approaches, the approach presented here provides additional insights. The antisymmetry of space arises from the antisymmetry of the projections of the antichain-like intervals. As such, antichainlike intervals can be further decomposed into the join
of orthogonal intervals via the Pythagorean theorem,
whereas chain-like intervals enjoy no such decomposition.
Another way to look at this is to consider that the distinguished chain, which represents a total order, gives rise
to one-dimensional time. Sets of multiple coordinated
chains induce a different kind of ordering relation, which
gives rise to spatial dimensions, which can be multiple in
number. Unfortunately, the symmetries introduced here
by a distinguished chain are insufficient to constrain the
number of spatial dimensions. This can be demonstrated
by construction. Consider N finite chains labeled by Ci
where 1 ≤ i ≤ N . Let each chain Ci consist of two events
xi < yi , where the index i indicates chain Ci to which
the element belongs. Let yi ≥ xj for all 1 ≤ i ≤ N and
1 ≤ j ≤ N so that yi includes each of the x events on
each of the N chains. By symmetry, the distance between
each pair of chains in the set of N chains is equal, and
thus is only possible in an (N − 1) dimensional space. So
the present approach admits one-dimensional time and
multi-dimensional space. Physics presumably enters by
dictating the allowed connectivity of such a poset, and
this is expected to introduce additional constraints that
may limit the number of spatial dimensions to three.
Some may note that the current approach fixes the signature of the Minkowski metric to be (+, −, −, −) rather
than the (−, +, +, +) more commonly employed in spacetime physics. If treated simply as a metric, the signature is arbitrary. However, here the signature arises from
the symmetry and antisymmetry of the chain-like and
23
antichain-like components of the interval pair. The fact
that these quantities have deeper significance does away
with any arbitrariness of the resulting signature. Moreover, the signature derived here agrees with the signature
associated with the decomposition of mass into energy
and momentum in particle physics. This is significant as
additional results suggest that these quantities are analogous to rates of interactions in the poset picture [22][23].
Another important insight is the fact that the quantity
β, which is the poset analogue of speed, is the relevant
quantity to describe two linearly-related pairs of chains.
In physics, speed has been demonstrated experimentally
to be a relevant quantity. Here it is recovered theoretically from the pair transformation and the identification
of symmetric pairs with time and antisymmetric pairs
with space. It is from this identification of β with speed
that we are led to the realization that there exists a finite
maximum speed given by β = ±1. This is exemplified by
projection-like intervals where the two events defining the
interval endpoints project to the same event on a quantifying chain. In addition, the linearity of the pair transformation ensures that the length of the projected interval
is always zero so that an interval representing motion at
the maximum speed in one frame represents motion at
the maximum speed in all linearly-related frames. As a
result, the constant speed of light is derived rather than
taken as given.
More importantly, in the poset picture one views motion in terms of connectivity, which implies that motion
is a manifestation of interaction. Particles don’t move in
this picture. Instead, they transition via discrete jumps
with every interaction [22][23]. This is a bit different from
the usual conception of interaction as force. It suggests
that the interactions we have quantified, which appear
to generate an emergent space-time, do not necessarily
cause forces, but at least in some cases enable motion.
Due to the intimate connection with space-time, one is
led to hypothesize that these interactions may represent
a fundamental process from which gravity arises as some
sort of side-effect, and as such one might be able to understand the equivalence between inertial and gravitational
masses. Such an idea would not be without precedent
since it has been suggested that crystal dislocations result in gravity-like behavior in the analogous space-time
experienced by an electron moving in graphene [28]. It is
possible that the theory presented here may have something to say about analogous space-time in special materials, such as graphene, by considering interactions between the electrons and the crystal lattice as defining a
local space-time.
The metric derived here is the Minkowski metric which
represents flat space-time. It is important to note that
the critical conditions in its derivation are the concepts of
coordinated chains and linearly-related chains. One does
not need to have a universe in which there are chains
that enjoy these relationships. Instead our consistency
requirement states that if there are such chains, then
they should agree on the scalar measure of the set of mu-
tually quantifiable intervals. It could very well be that
there are posets where strict coordination is not possible. Additional interactions that act differentially on the
coordinated chains will undoubtedly disrupt the coordination condition thus limiting the property of flatness to
shorter finite ranges along the chains. We hypothesize
that such disruption may be interpreted in terms of a
discrete version of curvature.
The discrete nature of interactions in this picture is
reminiscent of quantum mechanics (certainly quantum
electrodynamics). It would be interesting if the poset picture, in which space-time emerges, could equally support
quantum mechanics. If this were the case, it may provide
a foundation for quantum gravity. We have demonstrated
that a poset model of a free particle that influences its
neighbors, but is not influenced by others, reproduces
many aspects of Fermion physics [22][23]. Moreover, from
this poset picture, one can derive the Feynman chessboard model of a particle [12] that leads to the Dirac
equation in 1+1 dimensions [22][23]. We are currently
continuing these studies to determine how space-time
physics is related to quantum mechanics in this poset
picture.
Galileo wrote, “Measure that which is measurable and
make measurable that which is not so.” This is the
essence behind the concept of quantification. Fundamental symmetries can place strong constraints on a quantification scheme, and in some cases the resulting constraint equations are analogous to what we call laws. In
this sense, such laws truly represent an underlying order. By considering a minimalist picture of a physical
phenomenon that retains some subset of the fundamental symmetries, one can begin to explore which symmetries may be responsible for a given set of laws by deriving them through consistent quantification. As such, the
methodology applied here represents a novel approach to
fundamental, or foundational, physics.
X.
ACKNOWLEDGEMENTS
Kevin Knuth would like to thank Keith Earle, Ariel
Caticha, Seth Chaiken, Adom Giffin, Philip Goyal, Jeffrey Jewell, Carlos Rodrı́guez, Jeff Scargle, John Skilling
and Michael Way for many insightful discussions and
comments. He would also like to thank Rockne, Ann and
Emily Knuth for their faith and support, Henry Knuth
for suggesting that he ‘try using a J’, and Lucy Knuth
for decorating his notes. Newshaw Bahreyni would like
to thank Shahram Pourmand for his helpful discussions
and Mahshid Zahiri, Mohammad Bahreyni and Shima
Bahreyni for their continued support. The authors would
also like to thank Giacomo Mauro D’Ariano, Alessandro Tosini, Joshua Choinsky, Oleg Lunin, Margaret May,
Patrick O’Keefe, Matthew Sarker, Cristi Stoica, and
James Lyons Walsh for valuable comments that have improved the quality of this work.
24
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