Agriculture, Ecosystems and Environment 86 (2001) 1–21
Review
Landscape fate of nitrate fluxes and emissions in Central Europe
A critical review of concepts, data, and models for
transport and retention
Daniel Haag∗ , Martin Kaupenjohann
Institute of Soil Science and Land Evaluation (310), Hohenheim University, Emil-Wolff-Strasse 27, D-70599 Stuttgart, Germany
Received 13 December 1999; received in revised form 11 July 2000; accepted 29 August 2000
Abstract
Agroecosystems are leaky systems emitting nutrients like nitrate, which affect ecosystems on a range of scales. This paper
examines the fate of nitrate on the landscape level focussing on how landscape components either facilitate or impede N
translocation from the field to the stream (headwater). According to their role in landscape metabolism, two categories of
landscape components are distinguished, ecotones/retention compartments and conduits/corridors. Conduits such as macropores, preferential interflow-paths, drainage tiles and streams rapidly relocate nitrate to headwaters. Retention compartments
like the capillary fringe/saturated zone and riparian vegetation eliminate N through denitrification. The differential role of
compartments is illustrated with quantitative examples from the literature. On the landscape level retention potential for N
is spatially variable and quantitatively limited, while its realisation is uncertain. Notwithstanding, the literature indicates
that on a watershed basis the bulk of total N input is retained; thus the potential is discussed for the retention of nitrate
on different scales, i.e. the field, landscape, regional and global scale. The transitory retention of excess nitrate in soil and
subsoil solution, soil organic matter, groundwater and riparian vegetation may delay nitrate discharge to the aquatic system for
decades, contributing to the low emission factors on basin scale. The adverse effects arising from denitrification are discussed,
presenting data on the emission of nitrous oxide from the entirety of the different landscape compartments. It is concluded that
reliance on landscape metabolism and self-purification postpones the problem of global N overload and partially transfers it
to the atmosphere. An assessment scheme is presented which in the face of the unpredictability of ecosystem and landscape
behaviour is risk oriented (instead of impact oriented). The scheme uses a budget approach, which accounts for the critical
role of corridors and considers the scale and scope of N emissions. A conceptual framework for the remediation of N overload
is presented which rests on the realisation of cycling principles and zero-emission approaches on all scales of agricultural
production and which pleads for regional approaches that transcend sectoral boundaries and take account of overall regional
N fluxes. © 2001 Elsevier Science B.V. All rights reserved.
Keywords: Corridor; Central Europe; Landscape; Nitrate; N; Retention; Scale; Scope; Transport
∗ Corresponding author. Tel.: +49-711-4593636; fax: +49-711-4594071.
E-mail address:
[email protected] (D. Haag).
0167-8809/01/$ – see front matter © 2001 Elsevier Science B.V. All rights reserved.
PII: S 0 1 6 7 - 8 8 0 9 ( 0 0 ) 0 0 2 6 6 - 8
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D. Haag, M. Kaupenjohann / Agriculture, Ecosystems and Environment 86 (2001) 1–21
1. Introduction
Agricultural systems are ecosystems that are maintained in an immature state due to human intervention
(Odum, 1969). Control is largely external (Odum,
1984), manifested by frequent external inputs of nutrients and energy, which are large compared to internal
fluxes and cycling. As plants are regularly removed
from the system, plant and decomposer activity are
decoupled. Compared to natural ecosystems, agroecosystems are leaky systems with greater amounts
of nutrients flowing in and out (Hendrix et al.,
1992; Magdoff et al., 1997). The emitted substances
are dispersed in the environment by transformation
and transport processes. Transformation processes
break up molecules, augment the number of “small
molecules” (Addiscott, 1995) and thus increase entropy. Transport processes distribute substances along
gradients of potential energy in the environment of
agroecosystems.
Intensive N fertilisation and disrupted N cycles have
brought about the emission of considerable amounts
of N compounds. In terrestrial ecosystems N is mostly
translocated as nitrate, which is subject to mass flow
and leaching. Average nitrate leaching from terrestrial ecosystems in Central Europe is 15 kg ha−1 yr−1 :
N leaching is 15.9 kg ha−1 yr−1 in Germany (Werner,
1994), 15.0 kg ha−1 yr−1 in the watershed of Lake of
Constance, the second largest European lake (Prasuhn
et al., 1996), and 14.7 kg ha−1 yr−1 in the canton Bern
in Switzerland (Prasuhn and Braun, 1995).
The scope of N impacts ranges from adverse effects on (ground-)water quality over acidification and
eutrophication of aquatic ecosystems to loss of biological diversity, and to impacts on atmosphere and
climate, e.g., nitrous oxide as greenhouse gas (Lehn
et al., 1995; Vitousek et al., 1997a). Ecosystems on
a variety of scales are affected by N emissions. On
the local scale, groundwater quality and headwaters
are affected. On the regional scale, rivers and lakes
receive large N loads, roughly half of it deriving from
agriculture; e.g., in the European Union rivers receive
55% (Isermann and Isermann, 1997) and in Germany
44% (Werner, 1994) of total N input from agriculture.
Agricultural activities account for 64% of N input into
the Lake of Constance and to natural background concentration for only 36% (Prasuhn et al., 1996). Rivers
discharging into seas are a major conveyor of N. With
respect to N, the North Sea drainages are among the
most disturbed regions: Average net anthropogenic
N input into watersheds is 3900 kg km−2 yr−1 , 83%
of which derive from fertilisers. The resultant discharge to the sea is 1450 kg N km−2 yr−1 on average
(Howarth et al., 1996). This paper therefore focuses
on the fate of agricultural N in Central Europe.
2. Assessing N fluxes in agroecosystems
A variety of approaches has been developed to assess the N fluxes arising from agricultural production
and to evaluate potential impacts on the environment.
On the field scale, the risk of N loss is assessed
with index models, budget approaches and simulation
models. Index models characterise risks only qualitatively. Examples are DRASTIC (Aller et al., 1987)
and KUL (Eckert and Breitschuh, 1994; Kerschberger
and Eckert, 1994). Index methods such as DRASTIC
correlate only weakly with measured nitrate inputs
into the groundwater (Canter, 1997), hence they are
only suitable for the tentative screening of problem
areas. Budget approaches indicate site specific risk of
N loss and potential disequilibria (Bach, 1987; PARCOM, 1994; Wendland, 1994). Simulation models
for the N cycle represent processes of the N cycle at
point and field scale (de Willigen, 1991; de Willigen
and Neetson, 1985; Groot et al., 1991). They have
been applied to study the effect of certain agricultural
measures on emissions on field scale (e.g., Dijkstra
and Hack, 1995; Line et al., 1993; Rode et al., 1995).
However, the simulation of N dynamics and the assessment of output potentials neither address the path
nor the fate of nitrate emissions.
Recently, attempts are made to adapt life cycle
assessment procedures to agricultural production systems (Vito, 1998). Life cycle approaches assess the
impact of agricultural production systems on the environment in terms of effect potentials; they disregard
the spatial dimension and setting.
On a catchment scale, agricultural non-point-source
(Ag-NPS) models are employed. They usually are built
on field-scale models of losses that are aggregated at
the catchment scale. Ag-NPS models in conjunction
with GIS applications have been used to investigate
the relation between land use (i.e. land cover pattern
and land use proximity to stream channels) and N
D. Haag, M. Kaupenjohann / Agriculture, Ecosystems and Environment 86 (2001) 1–21
chemistry (Hunsaker and Levine, 1995; Tufford et al.,
1998) and to study the impact of best management
practices on water quality (Hession et al., 1989; Prato
and Shi, 1990; Tim and Jolly, 1994). Models are compared by Novotny (1986), Line et al. (1993), while
Loague et al. (1998) draw attention to the uncertainties intrinsic to this approach. Key limitations of
the Ag-NPS models are twofold (Merot and Durand,
1997). Firstly, they are distributed models resting
on the assumption that parameters for each individual cell are perfectly known and that the catchment
response is the aggregation of the functioning of the
cells. Secondly, the classical Ag-NPS models such as
ANSWERS or AGNPS do not explicitly take account
of retention zones like hedges or riparian vegetation,
overlooking processes which are essential for the
functioning of buffer zones.
The mentioned approaches only crudely address the
role of the landscape into which agricultural sites and
affected ecosystems are embedded and in which transport and retention of matter take place. Leached nitrate passes a number of compartments and landscape
elements prior to discharge to the aquatic system.
Having left the root zone, nitrate passes the vadose
zone (subsoil) and a capillary fringe, eventually reaching an aquifer. Often distinct aquifer storeys coexist,
in particular an unconfined shallow aquifer may be
underlain by (semi-)confined, deeper aquifers. Lateral
transport of nitrate takes place in interflow, drainage
tiles and aquifers. A riparian zone may be crossed prior
to discharge into a stream. The hydrological setting
and the resultant hydrological routing can be rather
complex, steering contact times and time lags between
in- and output and retention. Retention of nitrate is
either due to plant uptake or to denitrification. While
the first represents temporary storage in the system,
the latter leads to the elimination of N from the system.
The steering factors and conditions of denitrification
in laboratory and field have been discussed elsewhere
(Ferguson, 1994; Groffman et al., 1987). The different compartments function as “landscape organs”
(Rapport et al., 1998) contributing to a specific landscape metabolism. With the metabolism metaphor
the idea of the “self-purification” of both terrestrial
and aquatic systems is associated. Yet where in the
landscape retention actually takes place and whether
retention potentials can be sustained in the long run,
is not clear.
3
In the following landscape metabolism and its
potential elements are investigated. Based on the concepts of hierarchy theory, sustainability and landscape
diversity (Barrett, 1992), a conceptual framework is
developed for the distinction of interfaces and corridors. Interfaces or ecotones are landscape organs
attenuating matter fluxes and their impact on aquatic
media; corridors lead to the rapid translocation of
matter, increasing environmental risks. A review is
provided of the retention or transport potential of
the different compartments along the way from the
field to headwaters, which dominate water quality
downstream and which consequently should have
priority in water protection (Haycock et al., 1993).
The retention potential of landscapes is critically discussed and the wide scale and scope of nitrate losses
is highlighted. Finally, a risk assessment scheme and
concepts for remediation are sketched, taking account
of the unpredictability of ecosystem behaviour and
of the importance of balanced budgets and closed
nutrient cycles. It is concluded that sustainable agricultural management should avoid end-of-the-pipe
solutions (relying, e.g., on the retentive potential of
riparian vegetation), but employ scalar system approaches, in which natural cycling principles should
be the benchmark for best management.
3. Conceptualisation of nitrate transport and
retention
Landscapes are heterogeneous “patch-works”, in
which spatial pattern and processes interact (Turner,
1989) to produce domains in which either retention
or transport of matter dominates. The ensuing landscape elements operate as biogeochemical processors
of matter, governing matter fluxes and budgets on the
landscape level (Frede and Bach, 1995). Ecosystem
theory conceives landscape elements as components
of a nested, inclusive hierarchy with holons as the
basic units (Ahl and Allen, 1996; Allen and Hoekstra,
1992). Transfers and processes inside a holon are
more intensive than the connections between different holons, while process rates exhibit steep gradients
at the margins of holons (Müller, 1992). Holons are
delimited by boundaries which act as differentially
permeable membranes facilitating some ecological
flows but impeding others (Wiens et al., 1985).
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3.1. Retention elements
Boundaries are locations where the rates of ecological transfers tend to change abruptly; they increase
landscape resistance (Forman, 1995), and they are
important control points for material flux (Naiman
et al., 1988). Spatially they are expressed as transitional zones or ecotones (Hansen et al., 1988),
particularly at aquatic–terrestrial interfaces (Naiman,
1990). Ecotone width depends on the type of flux
under consideration, with physicochemical flows creating the widest ecotones (Gilbert et al., 1990). Retention in transition zones is due to storage in pools with
long turnover times, e.g., nutrient stocks in vegetation (Johnston, 1991) or the passive soil carbon pool
with turnover times of up to 1000 years (Parton et al.,
1988); retention also includes elimination and transfer
to the atmosphere (denitrification). Retention is largely
determined by retention time and area of contact. Accordingly, water retention time is the most critical factor for N removal in wetlands (Jansson et al., 1994a).
From a landscape health perspective interfaces are critical landscape organs (Rapport et al., 1998), regulating the flow of materials across landscapes and acting
as sinks in landscape transport (Tim and Jolly, 1994).
3.2. Corridors
Corridors are conduits connecting holons and
elements of larger scales (Allen and Hoekstra, 1992).
Corridors are expressed structurally as preferential
flow-paths on different spatial scales. They usually
are part of a hierarchical pattern of flow-paths. For example in funnel flow, water is gradually congregated
into preferential flow-paths and its movement can be
conceptualized as a network of tributaries merging
into rivers (Ju and Kung, 1997). Macropore networks
have been found to be continuous laterally (interflow)
and vertically (Mosley, 1982). Other examples for the
hierarchical pattern of corridors are linear forms of
erosion (Helming and Frielinghaus, 1998), and the
network of streams and rivers (Petts, 1994). Typical
corridors are illustrated schematically in Fig. 1.
In corridors matter translocation is rapid, so that residence time is shortened, retention zones are bypassed
and spatial distances are bridged. Substances are
“flushed through” corridors and internal processing of
matter entailing transformation, cycling and retention
is restricted (Fig. 2). Contact and interaction with corridor boundaries is limited. For example in soils there
is hardly any lateral interaction between corridor and
soil matrix in macropore or funnel flow (Ju and Kung,
1997). In the fluvial system of headwater catchments,
the physical and chemical processes are dominated
by longitudinal processes as well (Petts, 1994).
While holons, boundaries/interfaces and corridors
are conceived theoretically, spatially explicit compartments can be classified as retention, intermediary and
conduit compartments (Fig. 2), based on overall partitioning between transport and retention of matter.
Fig. 1. Corridors in an agricultural landscape. Corridors are doorways of the agricultural system, through which substances bypass on-site
and off-site retention zones and are conveyed directly and quickly to the aquatic system. Note the hierarchy of surface corridors, ranging
from rills to streams.
D. Haag, M. Kaupenjohann / Agriculture, Ecosystems and Environment 86 (2001) 1–21
5
Fig. 2. Classification of landscape elements and compartments. Ecotones and corridors are conceived conceptually. Compartments are explicit
sections of space, which are distinguished according to overall matter processing rate. Water flow follows gradients of potential energy.
Towards the lateral boundaries of the compartments process rates decline. Internal cycling (indicated by circular arrows) and residence
time (indicated by reciprocal of length) varies considerably. In conduits residence times are particularly low. The terms corridor/conduit
and ecotone/retention compartment will be used interchangeably in the text.
3.3. Focus on nitrate leaching to headwaters
Agricultural contaminants differ with respect to
their affinity to determine transport mechanisms.
Based upon their soil–solution-partitioning coefficient
they can be assigned preferential transport mechanisms (Fig. 3). Nitrate as a highly water-soluble substance is prone to leaching with mass flow. The Lake
of Constance study illustrates the dominance of leaching as transport mechanism. Leaching accounted for
79% of NPS, while run-off was a minor source (3%)
and erosion was relevant in the Alpine parts of the
watershed only (Prasuhn et al., 1996). Under certain
conditions, runoff plays a more prominent role, e.g.,
in some major estuaries, such as Delaware Bay and
Chesapeake Bay, NPS runoff from terrestrial ecosystems accounted for half or more of total N inputs
(Cronan et al., 1999). Yet as in Central Europe up to
80% of river water stems from groundwater (Hamm,
1991) and owing to the general relevance of leaching
this paper focuses on subsurface processes. A characteristic sequence of compartments nitrate traverses
on its way from the field to the stream is shown
in Fig. 4.
From a water quality perspective, protection of
headwaters should have priority (Haycock et al.,
1993), as on a catchment scale 60–70% of the water in
large rivers enters the system via first- to third-order
streams (Vought et al., 1994). According to Kirkby
(1978) even 90% of the flow of rivers comes from
headwaters, defined as first- and second-order streams.
Thus low-order streams contribute the highest percentage to the loading of rivers with nutrients and
pesticides (Bach et al., 1997). The approach of this
study, therefore stresses the loading of headwaters.
4. Retention in landscape compartments
The different compartments on the way from the
field to the headwater are highlighted (Fig. 4) and
their role in landscape N metabolism is illustrated
with experimental data from a variety of studies in
the following section.
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Fig. 3. Affinity of agricultural contaminants to different mechanisms of transport as a function of their soil–water partitioning coefficient.
For nitrate, leaching is the dominant transport process, while superficial transport in run-off water and with eroding soil is of minor
importance (adapted from Logan, 1993).
Fig. 4. Schematic of corridors and retention compartments. The sequence of compartments depends upon the specific hydrological setting
and is spatio-temporally variable.
D. Haag, M. Kaupenjohann / Agriculture, Ecosystems and Environment 86 (2001) 1–21
4.1. Soil and subsoil
Organic carbon is the key limiting factor for denitrification in subsoils, so that movement of carbon
from the soil surface is necessary to support denitrification (Rice and Rogers, 1993). Anaerobic conditions
are another precondition. Soil morphology, particularly the existence of stratified layers within the soil
profile, impeding water and solute movement may
contribute to the creation of conditions favourable for
denitrification (Zakosek and Zepp, 1993). Depending
upon soil type and agricultural land use denitrification losses ranged from 1 to 223 N kg ha−1 yr−1
in a number of field experiments (Wendland,
1992).
However, denitrification in subsoil and intermediate
vadose zone may be insignificant under certain conditions (Rice and Rogers, 1993; Zakosek and Zepp,
1993): For example unstratified coarse textured soils
either lack organic carbon or anaerobic conditions.
Fine textured soils may lack organic carbon; e.g., in
some loess subsoils denitrification has been shown
to be insignificant due to the lack of organic C and
thus played no role in the reduction of nitrate transfer
into the groundwater (Heyder, 1993). Under normal
field conditions subsoil denitrification potential and
its rate of recovery tend to be low (Zakosek and Zepp,
1993). Residence time of leachate in soil and underlying substrates varies from days (karst) to decades
(fine-textured, thick substrates without fissures), thus
N passage to aquifers may be retarded considerably
(Hölting et al., 1995).
4.2. Groundwater and aquifers
Groundwater and aquifers diverge with respect to
landscape position, chemical characteristics, permeability and vulnerability to agricultural inputs (Hölting
et al., 1995). Three aquifer types can be distinguished
(Davis and DeWiest, 1991; Hölting, 1980): Unconsolidated, porous aquifers (gravel, sand), consolidated
aquifers (cracks in solid rock) and karst aquifers
(fractures). Retention takes place in transition zones
(Gilbert et al., 1990), while fissures and fractures serve
as conduits. Depending upon permeability and biological/chemical characteristics, aquifers as a whole can
act as conduits (e.g., karst aquifers with wide fissures)
or as retention compartments (e.g., aquifers with
7
low permeability and high denitrification potentials).
Groundwater transport usually is slow compared to
superficial water flow and can retard discharge of
nitrate to streams for years or decades (see below).
4.2.1. Denitrification studies
Substantial denitrification has been observed in a
variety of aquifers (Hiscock et al., 1991; Korom, 1992;
Lowrance and Pionke, 1989; Mariotti, 1994; Rice
and Rogers, 1993; Spalding and Parrot, 1994), while
in other aquifers little or no denitrification activity
was observed (Hiscock et al., 1991; Lowrance, 1992;
Lowrance and Pionke, 1989; Mariotti, 1994; Rice and
Rogers, 1993). Actual and potential denitrification
depend on biological and chemical characteristics and
on hydrology (Mariotti, 1994). The key limiting factor of heterotrophic denitrification is organic carbon
availability, while populations of denitrifiers exist in
both shallow and deep aquifer systems (Hiscock et al.,
1991; Mariotti, 1994). Autotrophic denitrification,
requiring an inorganic source for oxidation, e.g.,
pyrite, is uncommon in groundwater (Hiscock et al.,
1991).
4.2.2. Shallow unconfined aquifers
Denitrification may be an important mechanism for
reducing nitrate within selected landscape positions,
especially in near proximity to the water table (Steinheimer et al., 1998), i.e. in the transition zone between
unsaturated and saturated zones. Correspondingly,
it appears to be of greatest significance in shallow
unconfined aquifers (Rice and Rogers, 1993), where
denitrification is considered an important mechanism
attenuating nitrate concentration (Lowrance and
Pionke, 1989; Montgomery et al., 1997). Within the
lower Rhine region in Germany nitrate reductions for
three shallow ground water catchments were 16, 63
and 70% of the nitrate reaching the aquifer (Obermann, 1982). In a superficial pleistocene aquifer,
dissolved carbon leached into groundwater yielded
maximum potential denitrification of 65 mg l−1 nitrate
(Leuchs, 1988).
4.2.3. Hydrological setting
The hydrological setting is crucial for denitrification particularly in shallow aquifers. In Central
Europe three typical constellations were found, showing the wide range of denitrification potential and
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stressing the relevance of organic carbon (Obermann,
1991). Firstly, consolidated aquifers with little soil
cover and high permeability in combination to high
nitrate inputs entailed correspondingly high nitrate
output; discharge of nitrate was only delayed. Secondly, unconsolidated aquifers with low amounts of
organic carbon in combination with limited nitrate
input led to partial elimination of nitrate. Thirdly,
unconsolidated aquifers with high amounts of organic carbon caused almost complete elimination
of nitrate.
4.3. Terrestrial–aquatic interfaces and riparian zones
There seems to be general agreement that the
land–water interface regulates water quality in agricultural watersheds (Dillaha et al., 1989), making
riparian buffers the most important factor controlling
entry of non-point source nitrate in surface water
(Gilliam et al., 1997). Thus buffer zones are attributed
an enormous potential for the control of water-based
pollution (Haycock et al., 1997). Riparian zones may
improve water quality due to sedimentation, plant
uptake, retention in soil and microbial processes
(Correll, 1997; Johnston, 1991; Vought et al., 1994).
Particularly denitrification, which ultimately exports
N from the system, is very common in wetland ecotones (Gilbert et al., 1990).
4.3.1. Field and laboratory studies
Denitrification losses from riparian forests in
Georgia and Maryland ranged from 61 to 89% of
N inputs, while retention ranged from 39 kg ha−1
(32 kg ha−1 due to denitrification and 7 kg ha−1 due to
net retention within the system) to 74 kg ha−1 (Johnston, 1991). In riparian zones of the river Garonne in
France, denitrification was so intensive that approximately 30 m of groundwater flow under a woodlot
were enough to remove the entire nitrate (Pinay et al.,
1990). A riparian zone located below and adjacent to
a field-sized watershed planted with soybeans eliminated up to 93% of groundwater nitrate (Line et al.,
1993). In a large number of studies riparian nitrate
removal exceeded 90% (Hill, 1996) and removals of
90% seem to be common. However, at least some
wetlands seem to retain little if any N. In a study of
five wetlands in Ontario, Devito et al. (1990) reported
net retention ranged from −12% to +4%. The overall
range of N retention in wetlands is around −30% to
+100% (Johnston, 1991), i.e. depending upon wetland, net release of nitrate and complete retention of
nitrate are possible.
Denitrification potentials have been studied in field
and laboratory. Mesocosm experiments yielded denitrification potentials of 29 and 171 kg ha−1 yr−1 for
similar sites (Addy et al., 1999) demonstrating the
influence of land use legacy. Under incubated laboratory conditions an average of 76 kg ha−1 yr−1 was
assessed, while soil amended in situ with N reached
values of 160 up to 1340 kg ha−1 yr−1 . However,
under unamended in situ conditions, average was
only 2 kg ha−1 yr−1 (Johnston, 1991) demonstrating
that actual denitrification in riparian zones is easily
overestimated.
4.3.2. Hydrological setting
A major factor for the realization of retention
potentials and the effectiveness of buffer zones is hydrological setting (Fig. 5) (Addiscott, 1997; Correll,
1997; Gilliam et al., 1997; Haycock et al., 1997).
It determines residence time, which is the single
most important variable for water quality improvement (Fennessy and Cronk, 1997). For example, in
a controlled situation at least 10 days of water retention was needed to remove N (Hillbricht-Ilkowska,
1995). Riparian forests of different hydrological positions thus vary in nutrient retention (Risser, 1990)
and buffer zones work well only under determined
hydrological conditions (Hill, 1996). Effective removal is restrained to riparian zones with permeable
surface soils and sediments that are underlain at a
depth of 1–4 m by an impermeable layer that produces shallow subsurface flow of groundwater across
the riparian area. Riparian zones connected to large
aquifers may be less effective as interaction with
vegetation and soils is restricted. To improve the
buffer function, water regime is to be managed aiming at increased residence time within the system
(Haycock et al., 1993).
4.3.3. Optimum width
There is no consensus regarding width of riparian
zones, except that minimum width is 10 m (Haycock
et al., 1993), while less than 5–10 m provide little
protection of aquatic resources (Castelle et al., 1994).
D. Haag, M. Kaupenjohann / Agriculture, Ecosystems and Environment 86 (2001) 1–21
9
Fig. 5. Schematic of vadose zone, aquifers and flow directions in a typical riparian zone in a humid climate (adapted from Lowrance and
Pionke (1989)). The hydrological setting determines whether leached nitrate is subject to riparian retention or bypasses it. Drainage tiles
and interflow are not depicted.
Nitrate reductions of 100% seem to be approached by
a width between 10 and 20 m (Vought et al., 1994) or
20 and 30 m (Fennessy and Cronk, 1997). Given the
complexity of the riparian setting, a useful retort to
the question of width is “how wide do you want it?”
(Haycock et al., 1997).
4.3.4. Sustainability of retention
Seasonal and long-term sustainability of riparian
buffers is controversial as well (Addiscott, 1997).
The seasonal sustainability of retention in riparian
zones may be maintained in summer by vegetation
uptake and during the dormant season by denitrification, as denitrification takes place as soon as the
soil temperature exceeds 4◦ C (Haycock et al., 1993).
Other authors, however, stress the seasonal variability
of retention, the role of extreme (e.g., storm) events
and the decoupling of peak emissions and maximum
of retention activity (Addiscott, 1997; Hill, 1996).
Long-term sustainability may be affected by declining
availability of organic carbon for denitrification and
decreasing uptake by old vegetation (Haycock et al.,
1993). Moreover there may be an upper limit for
the retention of agricultural loads. In wetlands only
amounts below 200 kg N ha−1 yr−1 could be removed
satisfactorily (>80%), while the long-term application
of higher loads resulted in removal of less than 40%
(Hillbricht-Ilkowska, 1995).
4.4. Aquatic–aquatic interfaces: hyporheic zone
and sediments
The hyporheic zone is an active ecotone between
the surface stream and groundwater. Connections are
bidirectional (Bencala, 1993); exchange of water, nutrients, and organic matter occur in response to variations in discharge and porosity (Boulton et al., 1998).
Particularly sediments act as sinks for nitrate that discharges to streams and rivers (Gilbert et al., 1990;
Pfenning and McMahon, 1996). Laboratory incubation suggests that nitrate is rapidly depleted below
the sediment–water interface (Hill, 1997). In the sediments of the river Dorn in Oxfordshire denitrification
accounted for 15% of nitrate entering under baseflow
conditions (Fennessy and Cronk, 1997). Estimates of
the magnitude of N removal during the summer season, when streams are frequently at base flow range
from <10% to 76% in a number of studies (Hill, 1997).
However, potential denitrification tends to be limited
by organic carbon and low temperatures; e.g., potential
denitrification measured at 4◦ C was 77% lower than at
22◦ C in lab experiments on Australian river sediments,
supposedly contributing to high nitrate concentration
in the river during winter (Pfenning and McMahon,
1996). In any case, overall in-stream denitrification
will be much less than in adjacent riparian wetlands
(Fennessy and Cronk, 1997).
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5. Transport in corridors
5.1. Preferential flow
Preferential flow takes place in macropores, fingers
and funnels (Ju and Kung, 1997; Jury and Flühler,
1992; Stagnitti et al., 1995). Preferential flow has
been observed under a variety of conditions, from
sandy to clayey soils. Biopores, e.g., well-connected
root channels of wheat (Triticum spp.), alfalfa (Medicago sativa L.) and corn (Zea mays L.) may induce
preferential flow (Li and Ghodrati, 1994). Preferential
flow is not predictable in advance from field analysis
(Bouma, 1992; Jury and Flühler, 1992). Rapid movement of nitrate along macropores has been observed
(Bouma, 1992). For example, in a heavy clay soil
rapid nitrate leaching via preferential flow through
mesopores and macropores was observed leading to
average nitrate concentrations of 70 mg l−1 and maximum concentrations of 136 mg l−1 in drain discharge
(Bronswijk et al., 1995). While gaps in the N balance
often are attributed to denitrification, bypass flow may
sometimes be a more important process (Dekker and
Bouma, 1984).
5.2. Interflow
Interflow has been observed as an important mechanism for the rapid transport of nitrate towards streams,
particularly under stormflow and snowmelt conditions
(Göttlicher-Göbel, 1987; Mosley, 1982; Peter, 1987).
In forested watersheds average subsurface flow velocities were as high as 0.3 cm s−1 , due to flow along
macropores and along layers at which permeability
changed abruptly. (Mosley, 1982). In small watersheds, nitrate peaked in streams due to interflow after
stormflow (Peter, 1987). At the beginning of the winter
leaching period, nitrate concentrations in the interflow
of a loess site peaked, while denitrification was low
(Steininger et al., 1997). Preferential flowpaths may
circumvent retention zones, as e.g., has been demonstrated for riparian zones in Britanny (Bidois, 1999).
nitrate, reducing the opportunity for denitrification to
take place (Fennessy and Cronk, 1997). In a number
of studies, nitrate concentrations have been observed
to range from 2 to 20 mg NO3 l−1 under mineral
soils (Hamm, 1991). Average annual nitrate N loss to
subsurface drains has been shown to range from 14
to 105 kg per annum, with most of the loss occurring
in the winter season (Kladikov et al., 1999). Drainage
tiles can contribute significantly to water pollution.
For example, around 60% of nitrate-N in surface waters in Illinois entered through drainage tiles (Kohl
et al., 1971). Flood events can lead to large export
of N in tiles; accordingly, a few days of high-flow
events led to most of the annual nitrate loss from a
tile-drained field (David et al., 1997). In many areas,
subsurface drains discharge into surface ditches or
streams (Kladikov et al., 1999). Thus large amounts
of N may reach streams through drainage tiles emptying directly into the channel without contact with
the riparian soil (Vought et al., 1994).
5.4. Surface flow
Superficial preferential flow minimizes contact
with the soil matrix and conveys nitrate rapidly and
directly into the aquatic system, overrunning retention compartments such as riparian vegetation (Bach
et al., 1994, 1997). Preferential flow-paths are part
of a hierarchical network (Fig. 1), consisting of intermittent elements such as rills, cultivation lines and
tracks, thalwegs and ephemeral gullies (Helming and
Frielinghaus, 1998) and of more permanent streamlets. Drainage lines and streamlets change position
and features constantly and despite their importance
as conduits removing substances quickly from the
field they are overlooked easily. For example a typical drainage line or streamlet in Central Germany
had a depth of only 3 cm and an average width of
63 cm, giving rise to an overall streamlet surface of
630 m2 km−2 (Bach et al., 1996). Once substances
enter preferential flowpaths, retention is minimized.
5.5. Streams
5.3. Drainage tiles
Drainage tiles inducing artificial interflow are
particularly rapid conduits. Artificial drainage speeds
the movement of water and contaminants such as
Streams are “bodies of water moving to a position of
lower energy” (Bren, 1993); they are highly dynamic
in time and space and are difficult to distinguish from
lesser forms like drainage lines or seeps. Uptake and
D. Haag, M. Kaupenjohann / Agriculture, Ecosystems and Environment 86 (2001) 1–21
denitrification in streams is limited; the bulk of denitrification probably takes place in aquatic ecotones (sediment) and not in the stream channel itself. In a small
Scandinavian reach of 7 km length retention was less
than 3% of total N transport in the stream (Jansson
et al., 1994b). In a Canadian basin denitrification was
less than 6% of the annual export of total N from the
basin, while macrophyte uptake accounted for 15%
(Hill, 1988). In two rivers in the USA, 7 and 35% of
the N load received from external sources was denitrified (Fennessy and Cronk, 1997). Annual mass balances indicate that nitrate-N removal ranges from 1
to 5% in many streams, although values of 20% were
also estimated (Hill, 1997).
6. Retention of nitrate on different spatial and
temporal scales
In a scalar approach to N fluxes and cycles, four levels can be distinguished (Fig. 6). Firstly, the field and
adjacent ecosystems. Secondly, a local level which is
restricted to low-order streams and ponds and their watershed. Thirdly, a regional level, which encompasses
rivers and lakes like the Rhine, the Danube or the Lake
of Constance and their respective basin. Fourthly, a
global level, which includes seas like the North, the
Fig. 6. Scalar approach to water quality, in which four levels are
distinguished: The field as the source system including adjacent
terrestrial ecosystems, the local level with streams of low-order
and occasional ponds, the regional level with rivers and lakes and
the global level with seas and the atmosphere.
11
Baltic and the Black Sea and the atmosphere as a sink
for gaseous emissions.
6.1. Local scale and limitations to retention
On local scale, the capacity of landscape metabolism
to retain or eliminate excess N depends upon the pattern and interaction of retention compartments and
corridors. Retention and elimination of leached nitrate has been demonstrated for many compartments,
but retention is variable, limited and unpredictable as
is illustrated for aquifers and for riparian zones.
In groundwater the availability of oxidizable material and residence time limit denitrification. Owing
to these constraints in groundwater only has a potential for removing up to 3 mg N l−1 can be assumed
under normal circumstances (Hiscock et al., 1991).
Moreover, organic carbon may be depleted at a higher
(unsustainable) rate than it is replenished: A number
of studies indicates that currently both autotrophic
and heterotrophic denitrification potentials are being
depleted, with the risk of a nitrate “breakthrough” in
the future (Borchers, 1993; Böttcher et al., 1990a,b;
Obermann, 1991).
Riparian zones have been attributed a particular
significance in water quality protection. However
heterogeneity in terms of soils, biogeochemistry and
water pathways (Merot and Durand, 1997) complicates the understanding of the mechanisms controlling
riparian zone functioning. Accordingly, results concerning actual retention capacities are controversial
(Steinmann, 1991) and both high and little or no denitrification have been observed in a number of studies
(Groffman and Gold, 1998). Some riparian zones may
even release N (Steinheimer et al., 1998). Variability
in nitrate removal among sites and within different
domains is high (Hill, 1996). Ground water nitrate removal rates may differ even among sites with similar
texture, drainage class and morphology (Addy et al.,
1999). Caution is required against ascribing specific
ground water removal rates to different riparian zones
and vegetation. Seasonal and long-term sustainability
of the system are also questionable. The restoration
of buffer zones with an optimum width of >10 m is
difficult to accomplish in densely cultivated agricultural landscapes like in Central Europe. Nevertheless,
some authors assume that approximately 50% of the
N that is leached is denitrified in riparian forests
12
D. Haag, M. Kaupenjohann / Agriculture, Ecosystems and Environment 86 (2001) 1–21
and groundwater (Groffman and Gold, 1998). Others
however claim that “scientists have frequently oversold the ability of wetlands to retain sediments and
nutrients” (Johnston, 1991) and that riparian zones
can only be a partial solution of a more comprehensive remediation policy (Bidois, 1999). Moreover, the
impact of nutrients on wetlands as ecosystems of their
own right requires more consideration. In summary,
the potential for retention of nitrate on the way from
the field to the stream is spatially and temporally
restricted and its realization is uncertain.
Corridors connect spatial elements and scales and
thus transcend space. Emissions to corridors generally increase environmental risks: Nitrate is rapidly
lost from the system of origin circumventing retention potentials and decoupling the N cycle spatially
and temporally; eventually emissions and their impact are aggregated on higher scales, where they
elude human control. While leading to the rapid
translocation of substances, flow in corridors is highly
unpredictable.
6.2. Overstrained landscape retention
Anthropogenic N input into terrestrial ecosystems
overstrains the capacity of landscapes to retain N. The
transfer of N from the atmosphere into the land-based
biological N cycle has at least doubled since preindustrial times (Vitousek et al., 1997a), i.e. human activity
adds at least as much N to terrestrial ecosystems as do
all natural sources combined (Vitousek et al., 1997b).
Large parts of this (global) overload are discharged
to the aquatic system. Movements of total dissolved
N into most of the temperate-zone rivers discharging
into the North Atlantic Ocean may have increased by
2–20-fold since preindustrial times, while for rivers in
the North Sea region, the N increase may have been
6–20-fold (Howarth et al., 1996). Nitrogen fertilizers
eventually end up in estuaries and continental shelves
(Kroeze and Seitzinger, 1998).
6.3. Regional scale and retention on basin scale
Although N load to the sea is high, the percentage
of total N input into watersheds which is actually discharged is remarkably small: Watersheds in Central
and Northern Europe, but also elsewhere discharge
only 20% of overall N input to the sea and retain up to
80% (Caraco and Cole, 1999; Howarth et al., 1996).
One reason may be denitrification and sedimentation
on the regional scale: denitrification in rivers and
particularly in riverine ecotones, like wetlands and
sediments (Vitousek et al., 1997a) may contribute to
N elimination. In-river processes account for losses
of around 10–20% of total N inputs (Howarth et al.,
1996), while values of 50% can be attained by heavily
polluted rivers like the Scheldt (Billen et al., 1985).
Retention in lakes and impoundments ranges from
20 to 80% (Howarth et al., 1996). Productive lakes
may remove 50% of total N input, with denitrification
accounting for one-third, while the rest is trapped in
sediments (Jansson et al., 1994a). Nitrogen budgets
on basin level indicate that, e.g., in the Rhine basin
85×106 kg of N are denitrified (the equivalent of 33%
of total input), while in the Elbe 75×106 kg (40% of
input) are denitrified (Werner, 1994).
6.4. Temporal scales and memory effects
On the local scale, retention may be due to denitrification, but temporary storage in soil (soil organic
matter), vegetation and groundwater contribute substantially to the transitory attenuation of nitrate overload. Long residence times in soil and groundwater
and the incorporation of N into vegetation and soil
organic matter are followed by subsequent, slow release. Apparently, there is a considerable memory
effect in ecosystems concerning past nutrient input.
In agroecosystems, fertilizer N is incorporated into
pools with slow turnover times, increasing N stocks.
The major part of leached N derives from the mineralization of organic matter rather than directly from
applied fertilizer, as has been shown by a number
of studies (Addiscott et al., 1991). For example, in
a Rothhamsted experiment nitrate leakage declined
to half its initial rate only after 41 years without fertilizer application (Addiscott et al., 1991). Similarly,
N released from riparian ecotones tends to originate
from within the system, while external nitrate input is
absorbed. Nitrogen overload and built-up of organic
N have led to the hypertrophication of agricultural
soils and landscapes, which may continue to release
nitrate for decades, even if nutrient inputs were
reduced drastically (Addiscott et al., 1991; Steininger
et al., 1997; Vagstad et al., 1997). Due to memory effects, buffer zones may also act as N-source long after
D. Haag, M. Kaupenjohann / Agriculture, Ecosystems and Environment 86 (2001) 1–21
the pollution of waterways has been abated (Gilbert
et al., 1990). Delay of N translocation in subsurface
environments may be considerable; e.g., residence
times in aquifers range from less than 1 year (karst)
to 103 years (plains of Northern Germany (Wendland,
1992)), though normally maximum residence time
in German aquifers is 25–40 years (Bouwer, 1995)
with an average of 20 years (Isermann and Isermann,
1997). It can be inferred that “system memory”, temporary storage and slow transport can delay the emission of excess N into the aquatic system for decades.
In the view of long-term sustainability, the transfer of
excess nutrients to transitory storage compartments
is no solution. While in conventional agriculture microeconomic time preferences and small-scale system
boundaries prevail, sustainable agriculture needs to
take account of large-scale and long-term effects
(Norton, 1995).
7. Scope of impacts
The environmental impact of nitrate depends on
the scalar level under consideration (Isermann, 1993):
On a local scale, N emissions may lead to the contamination of groundwater and to the eutrophication and acidification of dystrophic and headwater
ecosystems. Headwater streams and their ecotones
tend to be particularly sensitive to pollutant inputs
(Hamm, 1991). On a regional scale, rivers and lakes
are subject to eutrophication, though they often are
P limited rather than N limited. In sharp contrast to
the majority of temperate-zone lakes, where P is the
nutrient that limits primary productivity by algae and
other aquatic plants and controls eutrophication, these
processes are controlled by N inputs in the majority
of temperate-maritime ecosystems (Vitousek et al.,
1997a).
7.1. Nitrous oxide production
While denitrification may be beneficial for aquatic
ecosystems, the production of nitrous oxide due to
denitrification leads to problems on a global scale, as
nitrous oxide is both a very efficient greenhouse gas
(Houghton, 1994) and plays a role in stratospheric
ozone depletion (Crutzen, 1970). There is evidence for
the emission of nitrous oxide from the entirety of the
13
compartments discussed above (Dowdell et al., 1979;
Yoshinari, 1990). Nitrous oxide emissions from soils
vary (Freney, 1997). Depending upon fertilizer type
0.07–2.7% may evolve as N2 O (Eichner, 1990). On
the average 0.5−1.5% (McElroy and Woofsy, 1985)
or 1.25% (Bouwman, 1992) of applied N to agricultural soils may be emitted as N2 O. Subsoil production
of nitrous oxide is not known (Rice and Rogers,
1993). In contaminated aquifers, values of 3.4–7.8 kg
N2 O ha−1 yr−1 have been measured (Ronen et al.,
1988). Shallow aquifers are supposed to be more
likely sources of N2 O than confined aquifers (Rice
and Rogers, 1993). It is inferred that aquifers could
account for 5–10% of total global nitrous oxide source
(Rice and Rogers, 1993), i.e. 10–20% of biogenic N2 O
sources could originate from aquifers. Nitrous oxide production in riparian zone aquifers ranged from
0.026 to 3.7% of N input on Rhode Island (Jacinthe
et al., 1998) and 0.65–0.87% of the input in aquifers
in Maryland (Weller et al., 1994). Riparian vegetation
thus has a high potential to function as hotspot, inducing nitrous oxide production (Groffman and Gold,
1998), although in many cases riparian vegetation
may not emit more N2 O than cropland (Gilliam et al.,
1997). Rivers and lakes have been observed to emit
N2 O as well (Mariotti, 1994; McMahon and Dennehy,
1999). Overall nitrous oxide emissions from rivers, estuaries and continental shelves increase with increasing N loading from 0.3 to 3% or even 6% of denitrification rates; thus approximately 1% of total N input
into these systems may be emitted as N2 O (Kroeze
and Seitzinger, 1998). Evidently, the contamination
of the subsurface environment with nitrate has the potential for increasing the contribution to atmospheric
N2 O (Rice and Rogers, 1993). In fact, direct N2 O
emissions (2.1 Tg N) may equal indirect emissions
(2.1 Tg N) resulting from agricultural N input into the
atmosphere and aquatic systems (Mosier et al., 1998).
Thus a (nitrate) water quality problem may be traded
for an atmospheric problem (Isermann and Isermann,
1997).
In addition, the loss of nitrate from the field has to be
considered as the loss of a resource whose production
is linked to the consumption of energy (ca. 47 MJ kg−1
N fertilizer) and to the emission of atmospherically
active substances. On the average 2500 g CO2 , 10 g
N2 O and 1 g CH4 are emitted to produce 1 kg of N
fertilizer (Kaltschmitt, 1997).
14
D. Haag, M. Kaupenjohann / Agriculture, Ecosystems and Environment 86 (2001) 1–21
7.2. Scale and scope as evaluation criteria
For the evaluation of environmental impact, scale
and scope have been forwarded as criteria (Gleich,
1998; Scheringer, 1999). Scope may be defined as
the ratio of collateral to intended effects, with crop
uptake as the main intended effect of N fertilization. Scope increases with the length and complexity
of cause–effect chains. The scale of impact ranges
from local/reversible to global/irreversible. The
local–global dichotomy indicates to what extent impacts can be attributed to local actors (Norton, 1995;
Norton and Ulanowicz, 1992); “reversibility” indicates to what extent and with what ease impacts can
be subject to control and remediation. Due to decreasing reversibility and attributability, the larger the
scale and scope of emissions, the more problematical
they are. To disentangle the impact of agricultural
emissions hierarchical, scalar approaches may serve
as a heuristic tool (Ahl and Allen, 1996; O’Neill et al.,
1989; Wagenet, 1998) and as basis of evaluation.
8. Simulation and prediction of nitrate fate?
Simulation models have been forwarded as tools for
the prediction, management and evaluation of agricultural emissions, in particular nitrate. For the prediction of biogeochemical processes on compartment or
ecosystem level, no valid general models are available
(Hauhs et al., 1996; Oreskes et al., 1994). Variability
of the degrees of freedom and the self-modifying character of ecosystems (Kampis, 1991; Lange, 1998) invalidate system descriptions along larger time frames.
Accordingly the simulation of (micro-)biological processes, e.g., immobilization and denitrification offers
particular problems (de Willigen and Neetson, 1985;
Marchetti et al., 1997; Stockdale et al., 1997). Moreover, the interaction of scale and physical structure
is highly problematic as due to the spatial heterogeneity of ecosystems on all scales, spatial structure
is unknowable at any scales of real interest (Beven,
1996). As a consequence transport in conduits (e.g.,
preferential flow) is unpredictable (Bouma, 1992;
Jury and Flühler, 1992; Stagnitti et al., 1995), and upscaling of distributed models is problematic (Blöschl
and Sivapalan, 1995). Spatially transferable models
have to be calibrated and validated with data from
short-term sets, which do not represent the range of
natural phenomena (Konikow and Bredehoeft, 1992).
Accordingly, short-term extreme events may override
average conditions (Petersen et al., 1987), represented
by models. Thus an accurate quantitative prediction of
N dynamics and nitrate loss from agricultural systems
seems impossible (Jury and Flühler, 1992; Richter
and Benbi, 1996).
Transition zones present even more severe obstacles
to prediction. Variability and heterogeneity in terms
of soils, biogeochemistry and water pathways in ecotones are much greater than the additive properties of
adjacent resources (Merot and Durand, 1997; Naiman
et al., 1988). The non-linearity of retention processes,
the intricate physical structure and influence of memory effects (land use legacy) turn riparian zones into
singularities (Breckling, 1992), for which a quantitative prediction seems unattainable (Wagenet, 1998).
The connection of compartments and ecosystems on
the landscape level offers additional problems.
The linkage of fluxes between different compartments is generally not well understood; e.g., the
matter transfer between the unsaturated and the saturated zone (Del Re and Trevisan, 1995), and lateral
fluxes and the flux of substances between adjacent
ecosystems (Grunewald, 1996). Even in detailed, site
specific case studies, a mechanistic knowledge of
these interactions has not been obtained.
9. A framework for landscape risk assessment
In a framework for sustainable agriculture and in
the light of the precautionary principle (O’Riordan
and Jordan, 1995; Westra, 1997) system uncertainties as reflected in simulation models for ecosystems
need to be acknowledged (Haag and Kaupenjohann,
2000). The concomitant shift from impact-oriented
to risk-oriented approaches favours methods which
address environmental risks, capacities (Cartwright,
1994) and output potentials and which aim at the
identification of problem areas and risky management
options. As indicators of (un-)sustainable landscape
management budget approaches and simple output
potentials are suitable. To indicate the risk of nutrient
loss, water and nutrient budgets may be computed.
While the compilation of budgets contributes little to
the understanding of a system (Stockdale et al., 1997),
D. Haag, M. Kaupenjohann / Agriculture, Ecosystems and Environment 86 (2001) 1–21
budgets hint at disequilibria long before measurement
or other methods indicate elevated soil concentrations or matter loss with confidence (Baccini and von
Steiger, 1993). Output potentials for larger temporal
and spatial scales may be more reliable (Stockdale
et al., 1997), as larger areas like watersheds tend to
behave more determinate than smaller ones (Corre
et al., 1996; Groffman et al., 1987; Wagenet, 1998).
The budget approach, however, takes no account of
the spatial setting into which agricultural sites are
embedded. Budgets should thus be part of a larger
screening scheme, which could encompass the following categories of risk potentials:
(a) Site specific risk which is represented by simple,
physical factors and which is linked to the soil, topography and climate (see, e.g., Marks and Alexander,
1992; Gäth and Wohlrab, 1994; Hölting et al., 1995 for
Central Europe). For nitrate leaching the frequency of
soil water exchange as a function of water surplus and
texture class is a useful indicator (Gäth and Wohlrab,
1994).
(b) Agricultural activity risk is assessed with
budget approaches, indicating long-term risks and
providing hints at potential disequilibria (Baccini and
von Steiger, 1993; Isermann and Isermann, 1997;
Umweltbundesamt, 1997).
(c) Headwater contamination risk (local risk): The
spatial setting of an agricultural site and of agricultural
landscapes are to be accounted for. Corridors, their
proximity to agricultural sites and their propensity to
matter input deserve particular attention: Transport in
conduits tends to increase scale and scope as conduits usually form part of a hierarchical, unidirectional
networks. Cartographic approaches may indicate the
abundance and proximity of corridors and the abundance of retention compartments within a landscape
section. Quantitative measures for landscape pattern
(Gustafson, 1998) and GIS applications may facilitate
operationalisation.
(d) Regional and global scale risk is assessed qualitatively, based on the criteria of scale and scope and
quantitatively, based on life cycle assessment (Vito,
1998), which e.g., may indicate overall global warming potential due to N fertilization.
Such a screening approach evaluates risk potentials, while it leaves out of consideration actual matter
fluxes. The approach is thus restricted to the identification of key contributor and problem areas; it
15
may be followed by site specific process studies or
monitoring of environmental quality.
10. Remediation concepts
System approaches are advocated (Ikerd, 1993)
focussing on nutrient cycles (Hendrix et al., 1992;
Magdoff et al., 1997), which should be both tight
with regard to spatial and temporal scales and close
with regard to matter loss, ensuring a maximum of reversibility/controllability. The plot is the valve, where
losses ultimately occur, hence optimization of cycles
on the plot scale is imperative. As the plot is part of
a hierarchy of landuse and production systems, aside
with the plot level, the farm and the regional level
also call for optimized cycles.
Detachment of (quasi-industrial) dairy and livestock
production from the spatial extension of farmland
(Steinfeld et al., 1996) imposes major constraints on
cycling approaches: While plant production reaches a
N efficiency of 57%, overall agricultural N efficiency
is only 25%, as 85% of plant production, together
with imported feeds, are utilized in animal production
(Isermann and Isermann, 1998). With the carrying
capacity of agricultural land being overstrained, fields
and grassland frequently function as waste-dumps for
excess nutrients from livestock (Isermann and Isermann, 1997). As animal production dominates the
agricultural N cycle, it becomes a key driver as to N
overload.
A shift away from linear concepts, in which wastes
(like excretions in animal production or nitrate in
plant production) are considered, the norm should
lead to integrated systems targeting total throughput, i.e. systems making optimal use of inputs and
mimicking natural cycles. Such a concept of “zero
emission” has recently been developed for industry
(Mshigeni and Pauli, 1996); it could also be useful
for industrial agriculture.
The optimization of production systems on farm
and larger scales remains within the realm of sectoral
approaches. While in Central Europe fertilization accounts for 83% of total net anthropogenic N input
(Howarth et al., 1996), but agricultural production is
one subsystem in regional N metabolism. Regional
approaches which assess matter fluxes among and
matter budgets of different sectors (German Council
16
D. Haag, M. Kaupenjohann / Agriculture, Ecosystems and Environment 86 (2001) 1–21
of Environmental Advisors, 1996) are a way of addressing and tackling disequilibria on larger scales.
Tools for the assessment of regional metabolism (Baccini and Bader, 1996; Baccini and Brunner, 1991) and
quantitative examples, including N fluxes and budgets
on a regional level, have been developed recently for
Central Europe (Baccini and Bader, 1996; Brunner
and Baccini, 1992; Henseler et al., 1992). The identification of key contributors and key fluxes may guide
optimization on an integrated, regional level.
11. Conclusions
Different landscape elements exert control on the
flux and fate of excess nutrients such as nitrate. The
conceptual approach, which distinguishes retention
compartments and corridors and which provides for
the scalar assessment of risks induced by emissions
can be adapted to other agricultural inputs like pesticides. Retention of nitrate on the local scale, ranging
from the field to the stream, has been shown to be of
limited and/or of uncertain extent in many compartments on the way from the field to the stream. Storage
of N in vegetation, soil organic matter and groundwater may delay the emission of excess N for decades,
masking past and present N disequilibria and overloads. On the regional level, elimination in rivers and
lakes may contribute to the reduction of N discharge
to the sea. Notwithstanding, N discharge has experienced a manifold increase in comparison to preindustrial times, leading to the eutrophication of coastal
waters. Denitrification and the concomitant production of N2 O together with emissions arising from
fertilizer production may shift the issue of N overload
from a terrestrial–aquatic to an atmospheric problem.
Current agricultural practices and end-of-the-pipe
solutions (e.g., buffer zones) seem rather unsustainable in view of the unpredictability of matter fluxes,
of the uncertainties considering retention behaviour
of landscape elements, of the often limited, partly
non-renewable retention potentials, and of the only
temporary storage of N in landscapes. Instead of
short-term, small-scale considerations, an integrated
system approach should be pursued, which envisages tight and close cycles and the optimization of N
fluxes and budgets at site, farm and regional level. On
the latter, both the fluxes induced by the agricultural
production and the agricultural sector as a whole and
the fluxes arising from other human activities need to
be assessed and reconciled.
Acknowledgements
We are indebted to Gunda Matschonat, Florian
Diekmann, Robert Vandré and Jan Siemens for their
valuable suggestions on an earlier draft. We thank
Claudia Mai-Peter for assistance in the preparation
of the manuscript. This work was carried out in the
framework of the project “Sustainable production and
utilization of energy crops” supported by the German
Environmental Foundation (Deutsche Bundesstiftung
Umwelt).
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