Philosophical Studies (2006) 131:25 60
DOI 10.1007/s11098-005-5983-1
Ó Springer 2006
J.L. DOWELL
THE PHYSICAL: EMPIRICAL, NOT METAPHYSICAL1
ABSTRACT. Intuitively, physicalism is the thesis that there’s nothing Ôover
and above’ the physical. Going beyond this intuitive formulation requires an
account of what it is for a property, kind, relation, or object to be a physical
one. Here I defend an unfamiliar implementation of the familiar strategy of
defining physical properties, etc. as those posited by the complete and ideal
physical theory. That implementation ties being a physical theory to being a
theory with the hallmarks of scientific theories and then identifies physical
theories among the scientific ones by their characteristic subject matter,
roughly, the world’s relatively fundamental elements. I then argue that, fully
fleshed out, such an account is able to satisfy an array of constraints on any
account of the physical, as well as avoid a number of prima facie objections,
without imposing Wilson’s No Fundamental Mentality Constraint.
1.
INTRODUCTION
Intuitively, physicalism is the thesis that there’s nothing ‘over
and above’ the physical. There are two questions that must
be answered if we are to go beyond this intuitive formulation.
First, what is it for nothing to be over and above the physical?
There have been several recent and promising attempts to answer this question.2 What we lack is a careful answer to the
second question, namely, what’s involved in nothing’s being
over and above the physical?3 Answering this second question
requires an account of what makes an entity, property, or
relation a physical one. Here I hope to outline just such a
plausible account, one that, I’ll argue, figures in a formulation of physicalism more plausible than rival accounts.
The trick here is to say what ‘the physical’ in ‘nothing’s
over and above physical’ comes to in such a way that it
avoids what has come to be known as ‘Hempel’s dilemma’.4
Briefly, that dilemma begins with the supposition that there
26
J.L. DOWELL
are two strategies for defining the physical, one that takes the
physical to be the posits of current physics, the other which
takes it to be the posits of ideal physics. The dilemma arises
because if physicalism is the thesis that there’s nothing over
and above the posits of current physics, then physicalism is
very likely false, but if it is the thesis that there’s nothing
over and above the posits of ideal physics, then physicalism
lacks determinate content. A satisfactory formulation of
physicalism must avoid both horns of this dilemma. More
broadly, I’ll argue that it must involve, at minimum, defining
physicalism such that:
(a)
It isn’t obviously false (or trivially true). (‘‘Obviously
false’’ covers the first horn of Hempel’s dilemma.)
(b) It’s contingent and a posteriori.
(c) Its explanatory aspirations are metaphysical, not nomic.
(d) It possesses ‘sufficiently determinate’ content. (This is
the second horn of Hempel’s dilemma.)
(e) The content of the notion of the physical must retain
sufficient overlap with our pretheoretical notion as it figures in our intuitive formulation of physicalism.
My strategy here is to begin in Section 2 with a more
detailed discussion of what satisfying these constraints
involves. Then, in Section 3, I distinguish different strategies
for defining ‘‘the physical’’ in physicalism so as to meet these
constraints and argue against all such strategies save the one
defended here.
In Section 4, I outline the position that I’ll defend. That
position is an unfamiliar implementation of a familiar strategy, one that identifies the physical with the posits of our
complete, ideal physical theory. A fully fleshed-out version of
a formulation in terms ideal physics must go on to identify
what makes a physical theory physical. I’ll argue that the best
method for fleshing out such a view begins by tying being a
physical theory to being a theory with the hallmarks of scientific theories and then identifies physical theories among the
scientific ones by their characteristic subject matter, roughly,
THE PHYSICAL: EMPIRICAL, NOT METAPHYSICAL
27
the world’s relatively fundamental elements.5 The result is a
formulation of physicalism according to which there’s nothing over and above the posits of our ideal and complete scientific theory of the world’s relatively fundamental elements.
This formulation has the advantage of building into the thesis
of physicalism the very features that make it so plausible,
namely, that its ontological commitments are tied to the posits of theories that are confirmed in accordance with our best
methods for justifying our beliefs about the natural world.
That’s one of the present view’s great advantages. For
some, one of its disadvantages will be a consequence of that
view that is already apparent from this early formulation.
There’s nothing in the very idea of a posit of our complete
and ideal scientific theory of our world’s relatively fundamental elements that rules out that some mental properties are
among those posits. That means that, on the present view, it
is not a priori that no mental property is among the basic
physical ones. For some, this consequence will mean that the
present view is bought at too high a cost.6
In Section 5, I defend this formulation of physicalism
against several objections, including this one, and in Section
6, I assess the extent to which that formulation satisfies the
constraints outlined in Section 2. But there’s a short answer
to the objection concerning the epistemic possibility of basic
physical properties that are mental that I’ll mention up front.
The target of the present account and of its rivals is an explanation of what it is for a property, for example, to be a physical one. To say, as the objection does, that there’s nothing
that could count as it’s turning out that some mental property is among the basic physical ones is to give a substantive,
a priori answer to the question ‘what does it take for a property to be a basic, physical one?’ Far from being obvious,
such an account requires defense with an identification of the
components of our concepts of the mental and the basic
physical that generates the alleged a priori incompatibility. (It
also requires defense of the claim that there are interesting,
shared, a priori truths and so to rebut Stalnaker’s arguments
28
J.L. DOWELL
that there aren’t.7) The present account, in contrast, holds
that if no actual mental property is among the basic physical
ones, as seems overwhelmingly likely, that’s a matter to be
settled a posteriori. Without substantive argumentation settling in favor of the claim that the incompatibility is a priori,
the present objection begs the question against the present
account, which holds that it is not. (That’s the short answer.
A more careful response is given in Section 5.)
Before beginning, there are two final warnings. First,
what’s defended here is the sketch of an account of the physical. There are details left out that would be good to have
more to say about than I do. (For example, it would be good
to have more to say about what makes an element fundamental than one than I do, or more generally to have more to say
about the subject matter distinctive of physical theories.) But,
I’ll argue, the sketch of the account is filled in here in sufficient detail to make its advantages over the alternatives clear.
Second, the target here is an account of ‘the physical’. So,
I’m officially agnostic about what the ‘nothing over and
above’ relation turns out to be. However, throughout the
paper I treat ‘is or is constituted by’8 as a favored placeholder.
2.
SOME CONSTRAINTS ON A PROPER FORMULATION
OF THE THESIS OF PHYSICALISM
An account of the physical and the resulting formulation of
physicalism should be such that it meets the following five
constraints:
1.
2.
The Genuine Question Constraint: However one formulates physicalism, it should not come out trivially true or
clearly false. Whatever that thesis amounts to, there
seems to be a genuine question as to whether it’s true.
The Contingency and A posteriority Constraint: A formulation of the thesis must make physicalism come out contingent and a posteriori. First, physicalism is a contingent
truth, if it is a truth. This means that physicalism could
have been false, i.e. there are counterfactual worlds in
THE PHYSICAL: EMPIRICAL, NOT METAPHYSICAL
29
which physicalism is false, for example, counterfactual
worlds in which there are miracle-performing angels.9
Moreover, if physicalism is true, our knowledge of its
truth is a posteriori. This is to say that there are ways the
world could turn out to be such that physicalism is false.
For example, if there are miracle-performing angels, then
physicalism is false. So there are worlds considered as
actual in which physicalism is false.10 For short, call this
‘the a posteriority constraint’.11
3. The Content Constraint: A formulation should give the
thesis sufficiently determinate content.12 Given that a formulation should have a way of making it plausible that
physicalism on that formulation satisfies the a posteriority
constraint, possessing ‘sufficiently’ determinate content
requires at least minimally that we can identify some
ways the world could turn out or could have turned out
such that physicalism on that formulation is false. This
amounts to being able to identify what would count as
falsifying physicalism both counterfactually and actually.
But also, given the role of explanatory reductions in the
debates over physicalism’s truth, it’s at least desirable that
a formulation of that thesis has the sort of content that
would allow us to say something about what an explanatory reduction13 has to be like in order to be a distinctively physicalist reduction. To see this, recall how some
of these debates go. If physicalism is true, then it should
be clear how it is that every actual property is nothing
over and above the physical ones. Since dualists despair
of an explanation of how it is that some instantiated
properties, e.g. the phenomenal ones, are physical, they
believe that physicalism is false. Vindicating physicalism
about the phenomenal then requires at minimum an
explanation of what an explanatory reduction of the contested properties to some physical ones would be like. For
such an explanation to be genuinely vindicating, however,
it had better be clear why the described reduction would
count as a physicalist one. The satisfaction of this second
part of the content constraint would guarantee that the
30
J.L. DOWELL
needed account of what makes a reduction a physicalist
one falls out of the formulation of physicalism itself.
4. The Explanatory Constraint: The explanatory aspirations
of physicalism are metaphysical, not nomic. The metaphysical explanation of one set of truths by another is an
explanation that holds that the former are made true by
what makes the latter true.14 Metaphysical explanations
in this sense contrast with nomic ones. A nomic explanation explains why certain truths are true by citing their
causes. The reason for requiring metaphysical explanation
is that a formulation that allows that the physical merely
nomically explains everything would not get the extension
of ‘physicalist theory’ right. It is perfectly open to a dualist, for example, to hold that there are nomic correlations
between the physical and the non-physical (such a view
would be a form of emergentist dualism).15 In general,
there’s no reason to think that just because an effect’s
cause is a physical one, that effect is physical as well. This
condition on an adequate formulation of the thesis of
physicalism is connected to the a posteriority constraint.
The failure of the physical to metaphysically explain
everything would be one way for physicalism to turn out
to be false.16 So the thesis of physicalism includes the thesis that the physical facts explain in virtue of what the
non-physical truths are what they are.
5. The Conceptual Continuity Constraint: When physicalists
claim that there is nothing over and above the physical,
they do not intend for ‘the physical’ to be understood in
an entirely new, stipulated sense, but to bear significant
continuity with our pretheoretical notion. One way of
understanding what is at issue between different accounts
of the physical, e.g. between Wilson’s account and the
present account, is over how best to understand what is
central in that pretheoretical notion for the purposes of
formulating the thesis of physicalism.
There are, of course, much-discussed disagreements about
the best method for discovering the content of our pretheo-
THE PHYSICAL: EMPIRICAL, NOT METAPHYSICAL
31
retical notions.17 Here is not the place to try to resolve those
disagreements. Instead, I’ll merely describe the method I
favor and hope that its attractions are relatively clear. (For
fuller defenses of that method, see Dowell, manuscript.) On
the method I favor, consideration of our intuitions about
hypothetical ways the world might turn out to be provides
defeasible evidence for and against accounts of the content of
the concepts in play in those intuitions. To illustrate: Suppose
we discovered that we have a widely shared intuition that if
the well-confirmed physical theory of our world were to turn
out to posit something that lacked mass, that would be its
turning out that being physical does not require having mass.
On the view I favor, that armchair intuition would provide
defeasible evidence that our concept of the physical has two
features. The first is that our concept is such that being
physical does not require having mass. The second is that the
content of our concept is tied to what our well-confirmed
physical theory tells us there is.
When it does turn out that our well-confirmed physics does
posit forces and particles lacking mass and we continue to
count such forces and particles as physical, we’re given
empirical confirmation of our armchair hypothesis about the
content of our concept of the physical, namely, that indeed,
being physical does not require having mass. (So on the
method I favor, the confirmation of an armchair hypothesis
about the content of our concepts is an a posteriori matter.)
This case, and, as I’ll argue below, others like it, support the
central claim defended here, that our concept of the physical
is tied to the posits of our best physical theory.
3.
STRATEGIES FOR UNDERSTANDING THE PHYSICAL
There are a variety of strategies for identifying which features
of the content of our pretheoretical concept of the physical
are relevant for formulating the thesis of physicalism. A helpful way of thinking about this variety distinguishes between
strategies that are direct and those that are indirect. A direct
32
J.L. DOWELL
strategy gives an explanation of what it is for a property,
entity, etc. to be a physical one. In contrast, an indirect
strategy begins by explaining the physical in general in terms
of physical x, for some x, and then explains what it is for
something to be a physical x without using the notion of the
physical.18 One part of the overall method deployed here
decides between the various strategies by measuring them
against our intuitions about what we would say were certain
scenarios to turn out to be the actual one. These intuitions allow us to develop our best hypothesis about the content of
our concept of the physical. Ideal confirmation of that
hypothesis requires more knowledge of what the actual world
is like than we at present have and, in the consideration of
certain scenarios, could have, given our cognitive limitations.
But careful consideration of our intuitions about the
scenarios considered provides some of the best evidence for
deciding between the rival conceptual hypotheses under
consideration in this section.
Below I distinguish between three different types of indirect
strategy for giving an account of the content of our concept
of the physical. But consider first direct strategies. A direct
strategy aims to explain our notion of the physical by directly
giving an account of what an item (e.g. property) must be
like in order to count as physical.19 We might consider this
strategy by considering each on a list of its particular implementations, but there is good reason to think independently
of assessing the merits of particular implementations that no
particular implementation is likely to be successful.
To see this, first consider a particular proposal. Following
the old mechanistic picture, we might have said that for an
entity to be physical it must be impenetrable and its interactions determinate, among other things.20 Suppose one formulated the thesis of physicalism by relying on such an
understanding. Then we would say that everything that exists
is or is constituted by what is impenetrable and interacts
deterministically. What to say, then, when modern physics
contradicts this thesis? Certainly, we must conclude that
THE PHYSICAL: EMPIRICAL, NOT METAPHYSICAL
33
physicalism, on this formulation, is false. Significantly, however, we do not describe this as a scenario in which physics
discovered that there are non-physical kinds. Rather, we
think of this scenario as showing us something about what
being physical comes to, namely, that it does not require,
e.g., deterministic interactions.
More generally, for any set of features F1,...,Fn in terms of
which one proposes to directly define the physical, one can
always imagine a scenario in which it turns out that physics
discovers some property or kind that lacks any of the features F1,...,Fn. Such scenarios, though, aren’t ones in which
physics falsifies physicalism, but in which physics discovers
some new physical property or kind. Even if some direct definition were to get the actual extension of ‘the physical’ right,
what consideration of these scenarios shows is that such a
definition would not identify what makes that extension the
extension of ‘the physical’. The role of physics in this argument suggests that to do that one needs to add that that
extension is co-extensive with the set of kinds, properties, etc.
that makes our completed physics of the actual world come
out true. Our intuitions about cases in which physics falsifies
some proposed direct definition of ‘the physical’ suggest that
the explanation for this co-extensiveness is that our very notion of the physical is tied to our notion of being the sort of
thing posited by physics, as the above example illustrates.
So direct strategies seem unable to capture what underlies
our notion of the physical. Two indirect strategies are also
unpromising. The first is to formulate physicalism in terms of
what Daniel Stoljar calls the ‘object-conception’ of physical
properties. According to that conception, physical properties
are those that characterize the intrinsic nature of our paradigmatically physical objects.21 For this understanding to be
complete, it requires a supplementary account of ‘paradigmatically physical object’ that does not itself rely on the
notion of the physical. Suppose, as Stoljar proposes, an adequate supplementation may consist in simply listing the relevant objects. Let the members of that list be kinds of objects
34
J.L. DOWELL
O1,...,On. The resulting formulation of physicalism says that
the physical properties are those that characterize the intrinsic
nature of objects of kind O1,...,On and those are the only
properties to be found in the actual world.
One problem with this account of the physical is that it
makes an a posteriori truth into an a priori one, namely, that
all and only physical properties are instantiated in the objects
of kinds O1,...,On. To see this, consider two scenarios. On the
first scenario, we discover that objects of kind O1 have miraculous powers. On the present view, since whatever properties
those objects have are physical, this would not be its turning
out that physicalism is false, this would be its turning out that
having miraculous powers is a physical property. But having
such powers seems to be a non-physical property if anything is.
So to define ‘physical property’ as whatever intrinsic properties
our paradigms of physical objects possess does not get the
extension of ‘physical property’ right, unless, of course, it turns
out that all and only those properties are physical, but then we
can’t use this idea to capture what that would be like.
On the second scenario, physics tells us that there are some
properties that aren’t to be found on the list of intrinsic properties of objects of kind O1,...,On. Perhaps we included only
medium-sized physical objects among our paradigms and
thereby left off dark matter. (Dark matter passes through,
but does not help make up such objects.) Does the existence
of the property of being dark matter show that not every
property is physical? Surely not. Being dark matter is a physical property if anything is. If physics discovers properties
other than those that characterize the objects on our list, that
shows not that there are some non-physical properties, but
that we’ve left some physical properties off the list. In general, if physics discovers some property that is not a property
of our paradigmatically physical objects, that’s not physics
discovering that physicalism is false. That’s physics discovering the existence of a new physical property.
It might be objected here that being dark matter is ‘sufficiently like’ the properties that would be captured by pointing
THE PHYSICAL: EMPIRICAL, NOT METAPHYSICAL
35
to the properties of our paradigms such that it would still
count as physical on the object-conception.22 But in what
respects is it ‘sufficiently alike’? We can’t say ‘sufficiently alike
in being physical’ since ‘being physical’ is what we’re trying
to explain. If we say ‘sufficiently alike in being posited by our
ideal physical theory’, then this indirect strategy isn’t really a
strategy that defines the notion of a physical property by
appeal to the notion of a physical object and defines those,
but rather an indirect strategy that understands ‘physical
property’ in terms of their role in physical explanations.
Finally, if we say ‘sufficiently alike’ in having those features
in virtue of which the intrinsic properties of such objects are
physical, then the strategy is in fact not an indirect, but a direct one and the above objection against direct strategies
again applies.
According to a second indirect strategy, physical properties, kinds, etc. are those properties and kinds posited by our
current physical theory.23 Unlike the indirect strategy just discussed, this strategy for identifying the physical fails for a
very simple reason: defining the physical and so physicalism
in terms of what our current physics says makes physicalism
very likely false. Physicalism defined in terms of current physics would say that there’s nothing over and above the posits
of current physics. One need only induct over the history of
physics to see that our current physics must be both far from
complete (and so that its posits don’t include all physical
properties, kinds, etc.) and not entirely true (and so that
among its posits are non-instantiated properties and kinds).
Imagine now future physics’ discovery of some new kind K.
Is K physical or not? On the present account, the answer is
‘‘no’’. So the discovery of K is physics’ discovery of the
falsity of physicalism.
Consideration of this case shows two things. First, it makes
the point made above, that this formulation of physicalism
makes physicalism very likely false, and so such a formulation fails to satisfy the genuine question constraint. Since, as
discussed in Section 2, there seems to be a genuine question
36
J.L. DOWELL
as to whether physicalism is true, this violation of the genuine
question constraint warrants the rejection of this formulation.
But, second, that in the consideration of this proposal and
the above two proposals, our intuitions about what counts as
physical follows what future physics posits strongly suggests
that our conception of the physical is tied to not just what
physics posits, but what ideal physics posits. That’s because
our intuitions about what counts as physical is tied to what
future physics posits only when we imagine that future physics as ideally well-confirmed and complete.
These intuitions, in turn, show that the most plausible
hypothesis about the content of our concept of the physical
ties it to the posits of ideal physics. On the present account,
confirmation of that hypothesis awaits the further development of our physical theories and so this armchair hypothesis
requires empirical confirmation, not a priori reasoning, for its
full defense. But absent such empirical confirmation of one of
these conceptual hypotheses over the others, we must settle
for our best hypothesis. Our consideration of intuitions in
actual and hypothetical cases about what physics posits
shows us that our best hypothesis about the content of our
concept of the physical ties being physical to being the posit
of our ideally well confirmed physical theory.
4.
DEFINING THE PHYSICAL IN TERMS OF THE HALLMARKS
OF PHYSICAL THEORIES
The present strategy for formulating physicalism while satisfying the five constraints comes in three stages. At the first
stage, physical properties, kinds, etc. are identified as those
posited by our complete, ideal physical theory. The initial
objection against this strategy is that so identifying physical
properties deprives the resulting formulation of physicalism
of sufficiently determinate content and so that formulation
fails to satisfy the content constraint.24 On the present
understanding, satisfying the content constraint requires identifying some ways the world could have been and ways the
world could turn out to be such that physicalism is false. So
THE PHYSICAL: EMPIRICAL, NOT METAPHYSICAL
37
satisfying that constraint requires identifying what would
count as falsifying physicalism both actually and counterfactually. On the initial objection to ideal physics accounts of
the physical, since we don’t now know what the completed
physics will posit, we also don’t know what won’t be among
those posits. Since we don’t know what won’t be among
those posits, we’re unable to identify what would count as
falsifying physicalism either actually or counterfactually.
On a standard way of going beyond the first stage of a
formulation in terms of ideal physics, that objection sticks.
On this standard view, one completes the partial account by
further defining ‘complete physical theory’ as the theory that
will be ultimately developed by those who work in those academic departments called, in English, ‘physics departments’.
(Note the importance of the use-mention distinction in allowing this view to count as an explanation of the notion of the
physical.) Using this explanation, the thesis of physicalism
then becomes the thesis that everything is or is constituted by
whatever is posited by the theory ultimately developed in
what we call ‘physics departments’.
Such a formulation clearly fails the content constraint. For
who knows what future people we’ll call ‘physicists’ will study?
Given that we have no idea what will be a posit of that theory,
we also have no idea what won’t. And given that we have no
idea what won’t be a posit of the theory ultimately developed
by physicists, we’re unable to identify what would count as
falsifying physicalism on the resulting formulation.
To sharpen the objection, suppose that future physicists,
perhaps in a series of tragic lab accidents, will go off their
collective rockers and take to channeling the dead. This possible scenario highlights just how unconstrained the notion of
‘whatever future people we’ll call ‘physicists’ will study’ really
is. Thus, consideration of this scenario illustrates just how
indeterminate the indeterminacy of the content of the present
formulation really is.
It also suggests that this formulation does not really
capture what we think, intuitively at least, our notion of the
38
J.L. DOWELL
physical really comes to. For on the explanation of the
physical presently under consideration, if it turns out that
future physicists will develop their off-their-rocker theory by
conducting séances, then physical properties are just those
posited by that theory. Physicalism would then hold that
everything that exists is or is constituted by such posits.
But this explanation doesn’t get the extension of ‘physical
property’ right, nor does this formulation capture the idea
behind our intuitive formulation of physicalism.
The account defended here avoids these difficulties by, at
the second stage, not defining Ôideal physical theoryÕ in terms
of whatever theory future physicists will ultimately develop,
but rather in terms of a theory that has the hallmarks of a
scientific theory and has the subject matter distinctive of
physics.25 At this stage we first define ‘scientific theory’ as
any theory that has certain features, including at least the
following four hallmarks of a scientific theory. (I suppose
that someone might fuss here about whether these are really
hallmarks of scientific theories. But I think that for someone
without a philosophical ax to grind, these should really be
pretty uncontroversial.)
1.
The inclusion of a set of explanatory hypotheses from
which empirically testable implications can be derived.
(The explanations these hypotheses provide may be either
metaphysical or nomic.)
An example of such a metaphysical explanation is the thesis
that heat just is mean molecular motion. An example of a
nomic explanation is the law of gravity.
2.
Confirmation by the obtaining of a number and variety
of the test-implications of its explanatory hypotheses.
The thesis about heat implies a tracking claim, namely, the
claim that there is heat at location l1 and time t1 iff there is
mean molecular motion at l1 and t1. And it follows from the
law of gravity that massive objects will be attracted to one
another with a degree of force that is proportional to the mass
THE PHYSICAL: EMPIRICAL, NOT METAPHYSICAL
39
of each object and inversely proportional to the distance between them. Given each of these implications, one can test each
hypothesis in the usual way, i.e. by the observation of instances
of the general implication, (that is to say, instances that conform to the tracking claim and predicted force, respectively.)
3.
4.
The provision of a unified explanation of a variety of
empirical generalizations. The theory as a whole provides
a unified explanation of the empirical generalizations that
are among its testable implications. Again, the tracking
claim and generalization about the degree of attraction
between massive objects are examples of generalizations
that must be explained in a unified way.
Additional empirical support by its fit with what is antecedently known and independently observable.26
A theory with #4 fits with and hence receives independent
support from other well-confirmed theories and observations.
Then we define ‘physical theory’ as a scientific theory of
the world’s relatively fundamental elements. Finally, we define ‘the complete and ideal physical theory’ as the complete
and ideal scientific theory of the world’s relatively fundamental elements. (‘Complete’ here characterizes the scope of the
theory. A physical theory is complete just in case every property, etc. that can be integrated into its scope has been so
integrated. ‘Ideal’ here characterizes the theory’s grounds. A
theory is ideal when it is fully well-confirmed.)
Before getting to the formulation of physicalism that
results from this account of the physical, it’s worth noting a
few of the latter’s features. Its constraints on counting as a
basic physical property are pretty strong. To count as basic
and physical, a property must be well-integrated into the
most complete and unified explanation possible for the relatively most basic occupants of space-time. To be so integrated, its behavior must be highly regular. So it is not
enough, on the present account, that a property’s instantiations are merely compatible with events explained by the
ideal and complete physical theory. It must be well-integrated
into its overall pattern of explanation.
40
J.L. DOWELL
At the third stage, physicalism itself is formulated in terms
of this notion of the basically physical. What the resulting
formulation says is that everything is or is constituted by the
posits of the ideal scientific theory of the world’s relatively
fundamental elements.
A central advantage of this formulation is that it ties the
content of physicalism to the very features that make it so
plausible by tying ontological commitment in the first instance to the posits of a theory confirmed in accordance with
our best methods for justifying our empirical beliefs.
5. ASSESSING SCIENCE-BASED PHYSICALISM
5.1.
Objections and Replies
5.1.1. Objection 1: The Triviality Objection
This account of the physical includes too much; it doesn’t get
the extension of ‘the physical’ right. After all, what would
count as falsifying its companion formulation of physicalism?
Couldn’t just about anything be a fundamental element
accounted for by a well-confirmed scientific theory, e.g. miracle-performing angels? But angels aren’t physical. If there are
angels, then physicalism is false. But it wouldn’t be false on
this account. So this account doesn’t get the extension of
‘physical property’ right by treating the property of being an
angel as a physical property. And this failure to get the extension right means that physicalism in the present sense wouldn’t
be falsified in cases in which it clearly is, violating at least the
spirit of a posteriority constraint and failing to satisfy the content constraint by making the formulation’s content trivial.27
Reply to the Triviality Objection
While there are versions of the ideal physics formulation of
physicalism that do render its content trivial, the present view
isn’t one of them. To see this, notice first that if we think
about what really makes us think that the existence of angels
falsifies physicalism, we’ll realize that it is because we think
that it’s highly unlikely that our ideal physical theory (in the
THE PHYSICAL: EMPIRICAL, NOT METAPHYSICAL
41
present sense) will take the property of being an angel or being
a miracle, as a posit. And that’s at least in part because our
notions of an angel and of a miracle are such that their nature
is incompatible with the kind of prediction and unified explanation that’s available for the posits of physical theories. A
miracle-performing angel is an entity whose acts are by definition incapable in principle of being fit into a pattern of explanation characteristic of scientific theories. So if angels were to
figure in our ideal physical theory (in the reserved sense
above), it would have to be in some mundane sense of ‘angel’.
They would have to be angels stripped of their miraculous
powers and governed by the same laws everything else is.
Perhaps the very idea of a mundane angel is incoherent.
There are two possibilities here. Either the very idea of an angel is the idea of an entity with miraculous powers or there is
something to the idea of an angel that remains after its miraculous powers have been stripped away. If the former is true,
then there is nothing that counts as an ideal physical theory
having an angel as a posit. If the latter is true, then it’s unclear why we should say that the discovery of mundane angels
would be it’s turning out that physicalism is false. In order to
be the sort of entity compatible with the science-based
account of the physical, mundane angels would have to be
subject to the same laws and integrated into the same unified
pattern of explanation as everything else. But it’s unclear why
we shouldn’t be happy to call such things physical, unless
we’re confusing mundane angels with miraculous ones, but
then we should correct our confusion. If they are physical,
then mundane angels are compatible with the truth of physicalism both intuitively and on the present account. Moreover,
miraculous ones aren’t physical on the present account and so
angels fit into that account in just the way they should.
The important point is that on the present account anything whose existence and behavior can neither itself be
explained and predicted nor figure in explanations and predictions is incapable of being integrated into the complete
and ideal physical theory in the present sense and so is
42
J.L. DOWELL
non-physical and its existence falsifies physicalism. Given this,
the content of physicalism in the present, science-based sense
is both determinate and falsifiable and so that content is not
trivial and does not make the extension of ‘physical property’
overly generous.28 This falsifiability, moreover, makes
physicalism come out a posteriori on the present account, just
as the a posteriority constraint requires.
5.1.2.
Objection 2: The No Fundamental Mentality Objection
(or Downward Incorporation Part I)
In Section 2 it was noted that a dualist could hold that there
are nomic connections between the physical and the nonphysical. But if we tie being physical to ideal physical theory,
won’t all nomic connections be encompassed within that theory? And won’t they all then count as connections between
the physical? There’s nothing in this view that would prevent
physics from incorporating any fundamental property that
figures in a law into its scope. In particular, there’s nothing in
principle that rules out that our ideal and complete physical
theory will incorporate mental properties within its scope.
Since any fundamental property, including fundamental, mental properties, can be incorporated into the scope of the basically physical in this way, the present account fails to
preserve the contrast between physicalism, on the one hand,
and emergentism, epiphenomenalism, and substance dualism,
on the other.29 Any scenario in which it turns out that there
are fundamentally mental properties is a scenario in which
physicalism is false. So it is a constraint on the adequacy of
any characterization of the physical that no fundamentally
physical property could be mental. The present account fails
to meet this constraint.
Reply to the No Fundamental Mentality Objection
First, recall that physicalism is a thesis with metaphysically
explanatory aspirations. The aim here has been to identify a
primary sense of ‘physical’ in which to understand the thesis
that the physical metaphysically explains everything. What’s
metaphysically explained by the physical in that primary sense
THE PHYSICAL: EMPIRICAL, NOT METAPHYSICAL
43
is secondarily physical. There are two possible scenarios to
consider here that are important to keep distinct. On one
scenario, there is some set of properties, e.g. the phenomenal
ones, that are not metaphysically explained by anything else
more fundamental. Nor, in that scenario, do those properties
help to metaphysically explain anything else less fundamental.30 In this scenario, physicalism’s distinctively metaphysical
explanation is absent
such properties neither metaphysically
explain nor are metaphysically explained by anything else. So,
on the present formulation, such a scenario would be one in
which physicalism is false. (Such a scenario would be one in
which either emergentism, epiphenomenalism, or substance
dualism turns out to be true, depending upon what else is true.)
The second, very different possible scenario here is one in
which it turns out that some set of properties one might
expect a standard physicalist theory to hold are to be metaphysically explained by what’s primarily physical, e.g.
phenomenal properties, are among the posits of ideal physics
and are themselves metaphysically explanatory. That view
does come out as physicalist on the present formulation. As
noted above, some will hold that this consequence of the
present view constitutes a reductio. Let’s try to see what the
crux of the issue is here and what the reasonable options are.
The crux of the issue, it seems to me, is whether or not we
want to say that it is a priori that no mental property is a
basic, physical one. The alternative, that it is a posteriori that
none are, requires that we identify a way the world could
turn out to be such that some mental property is a basic,
physical one. One might contest31 this account of what is
required to defend the in principle incompatibility of fundamental physicality and mentality. So it’s worth saying a few
words in its defense.
First, a claim c is held a priori in the sense used here just in
case there is no way the world could turn out to be such that
c is false. To be held a posteriori requires holding that there
is some way, however extremely unlikely, the world could
turn out to be such that c is false. Suppose one were to hold,
with objector #2, that no characterization of the physical that
44
J.L. DOWELL
allows for the compatibility of fundamental physicality and
mentality in any described scenario could be adequate. Following Jessica Wilson, call this the ‘no fundamental mentality’ or NFM constraint.32 To impose the constraint is to hold
that there is no way the world could turn out to be such that
both physicalism is true and there is a fundamentally mental
property. But to hold that is just to hold that there is no way
the world could turn out to be such that a fundamentally
physical property is also mental.
These notions can be clarified and an important distinction
drawn using Wilson’s example of an acid. Wilson tells us that
at one point in the history of science, chemists accepted
(A) All acids contain oxygen.
But was this treated by chemists as an a priori or an a
posteriori truth about acids? The test would be whether there
was a way the world could turn out to be that chemists were
willing to count as it’s turning out that something both failed
to contain oxygen, yet counted as an acid. Suppose (also following Wilson’s account of the history) that there was a
point in time in which chemists held that there couldn’t be an
acid that failed to contain oxygen.
What to say, then, with the discovery of what came to be
called ‘hydrochloric acid’, a substance now recognized as an
acid and which fails to contain oxygen? We could say that
‘‘acid’’ changed its meaning slightly so as to include in its
extension certain oxygenless substances such as hydrochloric
acid. But another possibility is that the original chemists were
wrong in thinking that they held A a priori. It turned out
that there was a way the world could turn out to be that was
by their lights such that there were oxygenless acids; indeed,
the actual world is one such way. The correct way to describe
this scenario is as one in which what chemists thought was
impossible, that something should both be an acid and fail to
contain oxygen, is possible.
The important distinction that the acid example illustrates,
then, is just this distinction between believing that one holds a
THE PHYSICAL: EMPIRICAL, NOT METAPHYSICAL
45
claim a priori (or a posteriori) and holding it a priori (or a posteriori). A diagnosis of the intuition behind the NFM constraint is that its treats the incompatibility between
fundamental physicality and mentality as a priori, when it is in
fact a posteriori.
So the price of holding that the incompatibility of fundamental physicality and mentality is a posteriori is holding that
there is a way the world could turn out to be such that they
aren’t incompatible. For this to be a reasonable alternative to
holding that the incompatibility is a priori, one should identify
a scenario plausibly described as one in which some mental
property is a basic physical one. On the present account, it is a
posteriori that no mental property is a basic physical property,
so it is required to identify a scenario plausibly describable as
one in which it turns out that some mental property is both
basic and physical. The second of the scenarios mentioned
above, in which the ideal and complete physics integrates fundamental mental properties into its unified pattern of explanation, is just that scenario. To reject the present view on these
grounds, then, requires an argument showing that there is
some unobvious a priori incompatibility in our concepts of the
mental and the basically physical. (Note that one might here
be pessimistic about whether or not any claim is a priori in just
this sense. Since it’s a feature of the present ideal physics
account that the incompatibility is a posteriori, such pessimism
is fully compatible with its truth. However, such pessimism is
not compatible with the imposition of the NFM constraint.)
But without an argument establishing the a priori incompatibility of the fundamentally physical and the mental, it is
not an objection to the present account that mental properties
could turn out to be among the basic, physical ones. That’s
just the price of saying that it’s a posteriori that they’re not.
5.1.3.
Objection 3: Melnyk’s Objection (or Downward
Incorporation II)
There’s a third scenario in which emergentism comes out true
that the present account will incorrectly count as physicalist.
46
J.L. DOWELL
Suppose one holds that being a cell is a property that emerges from a certain complex configuration of fundamentally
physical particulars. Suppose further that on this view, being
a cell is itself a fundamental property that metaphysically
explains the pattern of instantiation of still higher level properties (such as being an organism). This view exhibits the sort
of metaphysical explanation of the non-fundamental by the
fundamental characteristic of physicalism on the present formulation. So the ideal physics formulation defended here
turns this emergentist view into a physicalist one.
Reply to Melnyk
Whether this intuitively emergentist view about cells
comes out as physicalist on the present account depends
upon whether being a cell is a property that might be incorporated into our ideal, well-integrated scientific theory of
the relatively fundamental. The chances of this, however, are
effectively zero. We can all agree that being a cell is a property had by all and only cells. But once we agree to this,
it’s clear why the above view could not be physicalist on the
present account. It could not because we don’t need to
await the arrival of ideal physics to know already that any
property that can only be had by entities with the relatively
high degree of complexity exhibited by a cell is not going to
be part of the highly integrated pattern of explanation characteristic of our science of the relatively fundamental. There
just aren’t going to be laws and relations, to take two cases,
between cells and quarks or cells and any other relatively
fundamental particle of the level of complexity we can now
expect of the particles ideal physics will posit. So, even if
being a cell turns out to be a fundamental property, we
know enough to know that it won’t be a physical one, at
least not according to the present account. Thus, this view
comes out as emergentist on the present account.
Similar considerations also rule out that the properties of
being in certain mental states, namely, those associated with
propositional attitudes, such as wanting and believing, could
turn out to be fundamental physical properties on this
THE PHYSICAL: EMPIRICAL, NOT METAPHYSICAL
47
account. Recall that the present constraints on counting as a
basic physical property are pretty strong. To count as basic
and physical, a property must be well-integrated into the most
complete and unified explanation possible for the relatively
most basic occupants of space-time. To be so integrated, its
behavior must be highly regular. So it is not enough, on the
present account, that a property’s instantiations are merely
compatible with events explained by the ideal and complete
physical theory. It must be well-integrated into its overall
pattern of explanation. We already know that having attitudes
such as wantings and believings are properties of highly
complex organisms whose behavior is irregular (perhaps disappointingly so). So we already know enough to know that
such properties, while perhaps physical, won’t come out as
fundamental and physical on the present account.
An added bonus: Considerations such as these also rule out
that the cases Wilson must worry about to avoid the charge of
unsystematicity also plague the present account.33 If the NFM
constraint is required to avoid compatibility with emergentism,
won’t we also need to add a ‘no fundamental morality’ and
‘no fundamental aesthetic properties’ constraint? What would
make fundamental moral and aesthetic properties non-physical
on the present account is their inability to figure in the highly
integrated pattern of explanation of the relatively fundamental
characteristic of well-confirmed physical theories.
5.1.4. Objection 4: The Objection from Historical Contrasts
To allow that some mental property could turn out to be
among the basic physical ones is to accept an account of
physicalism that is no ancestor to the historical materialists.
The materialists held that the mental is constituted out of
matter, which they regarded as fundamentally non-mental.
Any adequate formulation of the thesis of physicalism must
make clear how it is recognizably an ancestor of that view.
To allow that some mental property might turn out to be
physical is to give up too much that was central to historical
materialism.34
48
J.L. DOWELL
Reply to the Objection from Historical Contrasts
As Crane and Mellor say,
Materialism was a metaphysical doctrine: it attempted to limit physics a
priori by requiring matter to be solid, inert, impenetrable and conserved,
and to interact deterministically and only on contact. But as it subsequently developed, physics has shown this conception of matter to be
wrong in almost every respect.
What to say about this state of affairs? One option is to
simply give up on materialism and its explanatory ambitions.
Another is to say that there was something to the explanatory ambitions of materialism worth preserving; we just need
a better understanding of the material with which to do the
explaining. That physicalists have taken the latter route,
revising their notion of the nature of the material world in
light of the discoveries of physics, shows us something about
the physicalist conception of the physical. It shows that that
conception is tied to what physics tells us there is. That we’re
inclined to give up the materialist conception of matter without giving up on physicalism shows us that it would be
wrong to think of the materialist conception of matter as
providing a substantive a priori account of our notion of the
physical. This shows rather that the materialist conception is
best understood as an a posteriori hypothesis about what
physical stuff is like.
Interestingly, Crane and Mellor don’t mention non-mentality as a feature of matter, according to the materialists. But
suppose it is. It needs to be shown that the materialists
thought of non-mentality as part of an a priori account of
matter, as opposed to an a posteriori hypothesis about what
matter is like. If they thought the latter, then there is no difference on this point between the historical materialists and
physicalists on the present account. So continuity between the
historical materialists and physicalism in the present sense is
preserved.
Moreover, that the features of matter we’re willing to
give up are tied to what physics tells us there is shows that
THE PHYSICAL: EMPIRICAL, NOT METAPHYSICAL
49
it is part of our idea of the physical that it is whatever the
true physics tells us there is. Here we have no mere
hypothesis about the content of our concept of the physical, we have some empirical confirmation of that hypothesis in the form of our actual reactions to the discoveries of
physics.
5.1.5.
Objection 5: Wilson’s Objection from the Mind-Body
Problem
Formulating the mind body problem as it has exercised so
many generations of philosophers requires a characterization
of body, or the physical, such that it remains obscure how
mentality could come about as a result of physical goings on.
Such a characterization of the physical requires the imposition of the NRM constraint.35
Reply to the Objection from the Mind-Body Problem
The mind body problem, Wilson rightly notes, concerns
‘‘how to make sense of the relationship between mind and
body, given that these seem so different, on the one hand,
and yet are so obviously intimately ontologically (and causally) related, on the other.’’36 Is there a way to state this
problem without imposing the NFM constraint? Sure there is.
Descartes’ substance dualism was motivated in part by the
observation that mental and corporeal substances seem prima
facie to have incompatible properties, for example, on Descartes’ characterization, the former is indivisible, while the later is divisible.37 The issue is: how to fit mental properties
into a world made up only of fundamentally physical properties, entities, etc. and complexes made up only of such? If one
imposes the NFM constraint, one will say that there is only
one way for mental properties to fit into a world in which
physicalism is true, namely, by bearing the favored ‘nothing
over and above’ relation to properties that are fundamentally
physical and non-mental. If one doesn’t impose that constraint, there will be two ways for mental properties to fit in a
physicalist world, namely, the just mentioned way and by
being fundamentally physical. How mental properties could
50
J.L. DOWELL
be nothing over and above the physical is still just as puzzling, especially if we think of the puzzle as arising on Descartes’ assumptions about what characterizes the mental.
5.1.6. Objection 6: No Uninstantiated Physical Properties
The notion of ‘physical property’ is not generous enough. It
shrinks the notion of ‘physical property’ down to the class of the
instantiated ones. But what about phlogiston? Surely it’s a physical property even though it’s not a posit of our ideal physical
theory of the actual world. (Let’s suppose.) A property needn’t
be instantiated to be physical.38 The aim here is to give an account of what makes a property or kind a physical one and
there’s nothing in the very notion of a physical property that
limits them to the properties instantiated in the actual world.
Reply to the No Uninstantiated Physical Properties Objection
We should remember that we’re here interested in the notion of a physical property as it figures in the best formulation of physicalism. Intuitively, physicalism says that all of
the actual properties (and kinds, etc.) are physical. It is a
contingent thesis about the actual world (and perhaps about
those worlds physically identical to our own). Given this, it’s
proper that the notion of the physical as it figures in a formulation of physicalism is tied to those properties actually
instantiated. This isn’t to deny that there are other, merely
possible, physical properties. It’s just that possible physical
properties aren’t among those that physicalism is formulated
in terms of, it being a thesis about the actual world and all.
Having said that, we might distinguish between two ways
of formulating physicalism along the lines proposed here. Let
Wa=the actual world and Wi=some possible world,
Pa) Physicalism is true at Wa iff everything at Wa is either a posit or is
constituted out of the posits of the ideal physical theory of Wa’s relatively
most fundamental level.
Pi) Physicalism is true at Wi iff everything at Wi is either a posit or is
constituted out of the posits of the ideal physical theory of Wi’s relatively
most fundamental level.
THE PHYSICAL: EMPIRICAL, NOT METAPHYSICAL
51
Of course, Pa is an instance of Pi, taking Wi=Wa. It seems
to me that the debate about the truth of physicalism is a debate about its truth at Wa, so Pa is here the most relevant
formulation. But we can acknowledge that there is some Wi
in which phlogiston is a physical property in the sense suggested by Pi, i.e. in the sense of either being a posit or being
constituted out of the posits of the ideal physics of Pi.
Indeed, I’d argue that insofar as we seem to want to hold
that there are uninstantiated physical properties, it’s because
we think that there’s some world Wi that’s not Wa in which
there are properties not instantiated at Wa that are physical
in the Pi sense, i.e. by being a posit of the ideal physical theory of Wi. (Of course there is a even broader class of worlds
with uninstantiated-in-Wa physical properties in which physicalism is false, but those properties also count as physical at
that world in the present sense. The worlds in which physicalism is true are merely a subset of the worlds with such properties.)
5.1.7.
Objection 7: Objection from the Rejection of Scientific
Realism
Doesn’t this view presuppose the truth of scientific realism?
What then about van Fraassen’s arguments that show that
we needn’t interpret our best confirmed physical theory as
positing some one determinate set of properties? If those
arguments are correct, then we can’t understand physical
properties as those that are the posits of ideal physics, since
there is no such single set of posits.
Reply to the Rejection of Scientific Realism
(a) Any understanding of ‘physical property’ that relies on
physics is going to interpret physical theories realistically.39
So this objection doesn’t pose a special problem for the present view in particular. (b) In any case, the present view is
does not presuppose the truth of scientific realism. That’s because a realist interpretation of physical theories is here used
as a tool for adequately formulating the thesis of physicalism;
it’s not taken as a philosophical position in itself. On the
52
J.L. DOWELL
present formulation, physicalism includes an ontological commitment to whatever would make the Ramsey sentence40 of
ideal physics come out true. This means that physicalism in
the present sense presupposes a realist interpretation of ideal
physics. It then adds to realism a ‘that’s all’ clause it’s that
stuff and nothing more.41 The present view is that that’s the
thesis we should accept if we’re to be physicalists. Van Fraassen’s arguments most fundamentally target the question of
what we have good reason to believe, in particular, whether
we have good reason to believe that there are such entitites,
let alone only such entities. This translates into the present
context as the question as to whether physicalism is true and
that’s a separate matter.
5.2.
Assessment
Does the present science-based explanation of the physical
allow for a formulation of physicalism that escapes Hempel’s
dilemma? Recall that satisfaction of the genuine question
constraint would guarantee that a formulation avoids the first
horn of Hempel’s dilemma, while satisfaction of the content
constraint guarantees that it avoids the second horn. This
means that any formulation that satisfies all of the present
constraints ipso facto avoids Hempel’s dilemma. So, the real
question is: Does the present view satisfy all of our constraints?
Recall that the present view says:
(Pa) Physicalism is true at Wa iff everything at Wa is either a posit or is
constituted out of the posits of our ideal scientific theory of the world’s
relatively most fundamental elements
where being a scientific theory is tied to being a theory with
the hallmarks of scientific theories.
1.
The Genuine Question Constraint: Pa makes physicalism
not obviously false, the way the ‘actual physics’ version
does.42 It’s an open question whether everything at Wa is
or is constituted by the posits of our ideal scientific theory of Wa’s relatively most fundamental elements.
THE PHYSICAL: EMPIRICAL, NOT METAPHYSICAL
53
Moreover, by ruling out the existence of some properties,
physicalism in the science-based sense isn’t trivially true.
2. The Contingency and A Posteriority Constraint: This view
says what it would be for physicalism to turn out to be
false, and so makes physicalism an a posteriori truth, if it
is a truth. Again, as noted in reply 1 above, if there turn
out to be miraculous angels, for example, then physicalism is false. The discovery that the actual world doesn’t
contain entities with miraculous powers and, more generally, that there are no properties not capturable in the net
of our best scientific theory of the world’s relatively most
fundamental elements is the empirical discovery of physicalism’s truth. Moreover, physicalism comes out as contingent on this view. Physicalism is false in counterfactual
worlds that contain at least one entity, property, etc. that
is not metaphysically explainable in terms of the posits of
the ideal physical theory of the actual world. So counterfactual worlds containing miracle-performing angels are
worlds in which physicalism is false.
3. The Content Constraint: Meeting the content constraint
requires that a formulation possess ‘sufficiently’ determinate content. On the present way of fleshing out what this
constraint amounts to, a formulation possesses ‘sufficiently’ determinate content if (i) we can identify some
ways the world could turn out and could have turned out
such that physicalism is false and (ii) we can say something about what an explanatory reduction has to be like
in order to be a distinctively physicalist reduction. That
the present formulation satisfies the a posteriority constraint guarantees that it satisfies (i) of the content constraint. (i) really just amounts to the requirement that we
make transparent how it is that a formulation is both
contingent and a posteriori. Thus, that this part of the
content constraint is satisfied by the present account
follows from its satisfaction of the second constraint.
As for the second part of the content constraint, the
present formulation allows one to say something about
what an explanatory reduction has to be like in order to
54
J.L. DOWELL
be compatible with the truth of physicalism. An explanatory reduction is physicalist just in case its reduction base
contains only posits of the ideally well-confirmed physical
theory of the actual world. Admittedly, in one sense this
is not to say as much about what the reduction base of
an explanatory reduction must be like to be a physicalist
one since we don’t now know exactly what that ideal theory will posit. But it does give ‘physical’ some determinate
content since some entities and properties are clearly
incompatible with Pa, e.g. miraculous angels in the above
example. So Pa does rule out some entities as falling within the extension of ‘the physical’ and thus gives ‘physicalism’ more content than made apparent by discussions of
the second horn of Hempel’s dilemma.
4. The Explanatory Constraint: The ‘...is...or is constituted
out of....’ clause of Pa builds the metaphysically explanatory pretensions characteristic of physicalism into that
formulation.
5. The Conceptual Continuity Constraint: The method used
here for selecting, among the proposed hypotheses, the
one that most plausibly captures the content of our concept of the physical as it figures in the thesis of physicalism relies upon the discovery of our intuitions about how
to describe a variety of actual and hypothetical ways the
world might turn out (or did turn out) to be. Consideration of the variety of scenarios discussed in Section 3, as
well as in the objections and replies, strongly suggests
that our concept is closely tied what our ideal and complete physical theory tells us there is. The present account
is developed with precisely this central feature of our
concept in mind.
6.
CONCLUSION
The debates about physicalism’s truth suffer from the lack of
a clear formulation as to what, exactly, the thesis of physicalism is. The most glaring gap in the literature on the proper
THE PHYSICAL: EMPIRICAL, NOT METAPHYSICAL
55
formulation of that thesis is in identifying a plausible answer
to the question: ‘what is it for a property, kind, or entity to
be a physical one?’ This paper began by identifying five constraints any answer to that question must meet in order to be
plausible. The view defended here begins by identifying the
physical properties as those posited by our ideal physical theory. Then it explains what makes a theory a physical one in
terms of four of the hallmarks of scientific theories43 and the
subject matter characteristic of physical theories.
Physicalism then comes out as the thesis that everything at
Wa is or is constituted by the posits of our ideal physical theory (in that sense) of Wa. The defense of this formulation
here consists in its ability to satisfy all of the constraints on a
plausible formulation and its building into the formulation
what makes physicalism so plausible, by tying physicalism’s
ontological commitments to our best methods for justifying
our beliefs about the natural world.
The primary challenge to such ideal-physics characterizations of the physical comes from the intuition that if there are
fundamental mental properties, then physicalism is false, together with the claim that nothing rules out in principle that
ideal physics will posit fundamental mental properties. The
reply here comes in two parts. The first part is a deflationary
diagnosis of the intuition’s source. What gives rise to our
intuition that fundamental physical properties couldn’t be
mental is just that it would be incredible that our ideal and
complete physics should posit them. But incredible is not the
same as epistemically impossible. For a claim to be held a
posteriori in the sense used here, there must be some way the
world could turn out to be such that that claim turns out to
be false. So for the incompatibility of the fundamentally
physical and the mental to be a posteriori in this sense, there
must be some way the world could turn out to be such that
the two are in fact compatible. And if there is any way the
world might turn out to be such that the two are compatible,
it is surely if it turns out that ideal and complete physics
takes mental properties as posits.
56
J.L. DOWELL
One could hold, as Wilson does, that there is no way the
world could turn out to be such that the two are compatible
and so that an adequate formulation of physicalism requires
a ‘‘no fundamental mentality’’ clause. But that is to hold that
the incompatibility is a priori in the present sense and so requires some reason to think that it is indeed a priori. Identifying a way the world could turn out to be such that,
incredibly, the two are indeed compatible is just the price of
saying that it’s a posteriori that they’re not. And for those
skeptical of a priori truths or the a priority of this truth in
particular, that’s a price worth paying.
NOTES
1
Many thanks to Dave Chalmers, Jamie Dreier, Sean Foran, Barbara
Montero, Dave Sobel, and especially Jessica Wilson for helpful comments
on earlier drafts of this paper. Thanks also to the audience participants in
the discussion following a talk version of this paper delivered at the
Bowling Green State University conference on physicalism in April 2005.
2
See, for example, Horgan (1993), Jackson (1998), Wilson (2005),
Witmer (2001), Melnyk (2003), and Melnyk, this volume.
3
For this helpful way of distinguishing these issues, see Stoljar (2001a).
4
Melnyk (1997). Some seem to read Hempel’s dilemma as a dilemma
about whether we have good reason to believe that physicalism is true (as
Melnyk does), whereas I read the dilemma as one about the very content
of the thesis, in particular, the content of the notion of the physical it
relies upon.
5
For a nice discussion of this account of the subject matter of physics,
see Wilson, this volume.
6
See, for example, Wilson, this volume, Levine (2001), Spurgett and
Papineau (1999), Montero (1999), and Crook and Gillett (2001).
7
See Stalnaker (2003).
8
I’m thinking of constitution much in the way that Kim thinks of realization in his (1997).
9
Some might wonder about what the existence of miracle-performing
angels comes to and so are uncertain about whether their existence would
make physicalism false either actually or counterfactually. I’ll have more
to say about the case of miracle-performing angels below that should
make clear how their existence would falsify physicalism.
10
Although these possible worlds formulations of what it is for a truth
to be contingent and what it is for it to be a posteriori involve existential
quantification, they are nonetheless to be read so as to be neutral about
THE PHYSICAL: EMPIRICAL, NOT METAPHYSICAL
57
the metaphysical status of such worlds. Here I follow Frank Jackson. See
his (1998) pp. 10 11.
11
Jeffrey Poland also accepts this constraint. See his (1994) pp.
225 226.
12
Poland also accepts a content constraint. See his (1994) p. 123.
13
An explanatory reduction is a reduction in which what it is to be an
instance of the kind or property, etc. picked out by the expression on left
hand side of the connective ‘‘...is or is constituted by...’’ is explained by
its being or being constituted by what’s picked out on the right hand side.
An example is the putative reduction: pain is C-fibers firing. In this way,
explanatory reductions show how some set of non-basic truths (here the
pain truths) are made true by what makes some set of basic truths true
(here the truths about the firing of C-fibers).
14
By ‘‘a truth’’ here I mean a true sentence, perhaps in an idealized language. The difference, then, between basic and non-basic truths when they
share a truth-maker is a difference in vocabulary. Basic truths are truths
expressed in the basic vocabulary (plus connectives) alone.
15
For a further discussion of the metaphysically explanatory pretensions
of physicalism, see Witmer (2001) pp. 57 58 & 70 71.
16
Here the idea is that constitution or identity would do as they would
support genuinely metaphysical explanations of what the higher-level
properties would consist in.
17
See Melnyk (2001), Jackson (1998), and Chalmers and Jackson
(2001).
18
Dividing up strategies into those that are direct and indirect may be
somewhat artificial. It should primarily be thought of as a useful way of
surveying the available options.
19
For one such view, see Moore (1993).
20
For a brief discussion of a mechanistic understanding of the physical,
see Crane and. Mellor (1990). Poland also considers a direct proposal
such as this (though he calls it an ‘‘a priori’’ proposal) in his (1994)
p. 330.
21
Stoljar (2001b). For another expression of this view by one of its
advocates, see Jackson (1998) p. 7.
22
This strategy is like a second Jackson (1998) proposal that takes
physical properties to be those that are ‘‘sufficiently like’’ those posited by
current physics. See (p. 7)
23
Melnyk (1997). Although the considerations here constitute an objection to appealing to current physics to explain the physical, they do not
pose a straightforward problem for Melnyk’s position, given that he is
answering the different question ‘‘why physicalism?’’. See also footnote 4.
24
See, for example, Crook and Gillett’s (2001) complaint against
Poland’s (1994) formulation. The way Crook and Gillett develop this
objection gives it a clear tie to what I’m calling ‘‘the content constraint’’.
58
J.L. DOWELL
On their view, tying the physical to the posits of future physics deprives
physicalism of content in the sense of failing to identify what would count
as falsifying it. See Crook and Gillett (2001) p. 345.
25
For an alternative account of this second stage, see Poland (1994). In
his (1994), Poland characterizes physics as concerned with giving a complete account of all occupants of space-time. So long as it is possible for
there to be properties or objects that fail to be occupants of space-time,
such an account will be able to satisfy the Genuine Question, A Posteriority, and Content Constraints. But it won’t satisfy the Conceptual Continuity Constraint. If it turns out that there are occupants of space-time that
possess miraculous powers, physicalism in our intuitive sense will be false.
But it won’t on Poland’s (1994) account.
26
All four of these features are standardly treated as hallmarks of scientific theories in the literature in the philosophy of science. See, for example, Boyd (1983, 1985). See also Hempel (1965, 1966). There may be
additional hallmarks I’m overlooking. This is to be a plausible sketch of
an account. Additions can be made to its core. That this is an adequate
core of a empirical account is all I’m defending.
27
This objection echoes an objection David Chalmers makes against a
position he calls ‘‘type-F physicalism’’. For his discussion of that view
and his objection against it, see his (2002): 257 258. It also echoes Seth
Crook and Gillett’s (2001) objection against Poland’s (1994) account of
the content of physicalism, an account that also gives ideal physics a
defining role.
28
So, in response to Chalmers’ objection to the type-F view we should
ask: Why do we think its turning out that quarks are conscious is its turning out that physicalism is false? The answer, I think, is that because we
think it incredible that our ideal physical theory should say so. But if our
ideal theory did, I don’t see on what grounds we should deny that the
properties in virtue of which quarks are conscious are physical properties.
29
This is a version of the downward incorporation objection discussed
by both Crook and Gillett (2001) and Poland (1994). Andrew Melnyk
also raised an objection of this sort in discussion and Jessica Wilson discusses such an objection in section 2.4.3 ‘‘Theoretical Associations: The
Proposed Solutions to the Mind Body Problem’’ of her paper, ‘‘On
Characterizing the Physical’’, this volume.
30
This is just Chalmers’ (1996) view.
31
See, for example, Wilson, this volume, section 2.3.
32
Wilson, this volume.
33
See her paper, this volume, section 2.1.
34
Jessica Wilson and Barbara Montero have both raised this objection
in conversation. For Wilson’s discussion of this objection, see section
2.4.1 of her paper in this volume.
35
See Wilson, this volume, section 2.3.2.
THE PHYSICAL: EMPIRICAL, NOT METAPHYSICAL
59
36
This quote is from Wilson, this volume, section 2.3.2.
Descartes (1979) p. 53.
38
This objection was first posed to me by Philip Pettit in conversation.
39
For example Melnyk (1997), Poland (1994), and Wilson, this volume.
40
For a discussion of the use of Ramsey sentences to define terms in
terms of their role in a theory, see Lewis (1970).
41
This part of the present formulation follows Frank Jackson. See his
(1998).
42
Melnyk (1997).
43
Again, there may be more hallmarks, but scientific theories have at
least these four.
37
REFERENCES
Boyd, R. (1983): ÔOn the Current Status of the Issue of Scientific RealismÕ,
Erkenntnis 17, 135 6169.
Boyd, R. (1985): ‘Lex Orandi est Lex Credendi’, in P.M. Churchland and C.A.
Hooker (eds.), Images of Science, Chicago: University of Chicago Press.
Chalmers, D. (1996): ‘The Conscious Mind: In Search of a Fundamental
Theory’, Oxford: Oxford University Press.
Chalmers, D. (2002): ‘Consciousness and its Place in Nature’, in D.
Chalmers (ed.), Philosophy of Mind: Classical and Contemporary Readings,
New York: Oxford.
Chalmers, D. and Jackson, F. (2001): ÔConceptual Analysis and Reductive
ExplanationÕ, Philosophical Review 110, 315 360.
Crane, T. and Mellor, D.H. (1990): ‘There is No Question of Physicalism’,
Mind 99, 185 206.
Crook, S. and Gillett, C. (2001): ÔWhy Physics Alone Cannot Define the
‘Physical’Õ, Canadian Journal of Philosophy 31, 333 360.
Descartes, R. (1979): Meditations on First Philosophy. Donald Cress, trans,
Indianapolis: Hackett.
Dowell, J. (manuscript): Serious Metaphysics and the Vindication of
Reductions. http://www.bgsu.edu/departments/phil/faculty/dowell/dowell.html.
Hempel, C. (1965): ‘Aspects of Scientific Explanation’, in Aspects of
Scientific Explanation and Other Essays in the Philosophy of Science,
New York: the Free Press.
Hempel, C. (1966): Philosophy of Science, Edgewood Cliffs: Prentice-Hall.
Horgan, T. (1993): ÔFrom Supervenience to Superdupervenience: Meeting
the Demands of a Material WorldÕ, Mind 102, 555 586.
Jackson, F. (1998): From Metaphysics to Ethics: A Defence of Conceptual
Analysis, Oxford: Clarendon Press.
Kim, J. (1997): ÔThe Mind Body Problems: Taking Stock After Forty
YearsÕ, Nous Supplement 11, 185 207.
60
J.L. DOWELL
Levine, J. (2001): Purple Haze: The Puzzle of Consciousness, Oxford: Oxford
University Press.
Lewis, D. (1970): ÔHow to Define Theoretical TermsÕ, Journal of Philosophy
67, 427 446.
Melnyk, A. (1997): ÔHow to Keep the ‘Physical’ in PhysicalismÕ, Journal of
Philosophy 94, 622 637.
Melnyk, A. (2001): ‘Physicalism Unfalsified: Chalmers’s Inconclusive
Conceivability Argument’, in C. Gillett and B. Loewer (eds.), Physicalism
and its Discontents, Cambridge: Cambridge University Press.
Melnyk, A. (2003): A Physicalist Manifesto, Cambridge: Cambridge
University Press.
Melnyk, A. ‘Realization and the Formulation of Physicalism’, This volume.
Montero, B. (1999): ÔThe Body ProblemÕ, Nous 33, 183 200.
Moore, G.E. (1993): Principia Ethica, Cambridge: Cambridge University
Press.
Poland, J. (1994): Physicalism: the Philosophical Foundations, Oxford:
Clarendon Press.
Spurgett, D. and Papineau, D. (1999): ÔA Note on the Completeness of
‘Physics’Õ, Analysis 59, 25 29.
Stalnaker, R. (2003): ‘On Considering a World as Actual’, in Ways a World
Might Be, Oxford: Clarendon Press.
Stoljar, D. (2001a): ‘Physicalism’, in Edward N. Zalta (ed.), The Stanford
Encyclopedia of Philosophy.
Stoljar, D. (2001b): ÔTwo Conceptions of the PhysicalÕ, Philosophy and
Phenomenological Research 62, 253 281.
Wilson, J. (2005): ÔSupervenience-based Formulations of PhysicalismÕ, Nous
29, 426 459.
Wilson, J. (this volume): ÔOn Characterizing the PhysicalÕ, Philosophical
Studies.
Witmer, G. (2001): ‘Sufficiency Claims and Physicalism: A Formulation’, in
C. Gillett and B. Loewer (eds.), Physicalism and its Discontents,
Cambridge: Cambridge University Press.
Department of Philosophy
Bowling Green State University
Bowling Green, OH 43403-0216
USA
E-mail:
[email protected]