The Adolescent Psychotherapy Q-set (APQ): a validation study
Ana Calderon, PhD , Celeste Schneider, PhD , Mary Target, Professor ,
Nick Midgley, PhD .
Department of Clinical, Educational, and Health Psychology,
University College London, London, UK.
Anna Freud National Centre for Children and Families, London, UK.
San Francisco Center for Psychoanalysis, San Francisco, California,
USA.
Ana Calderon is a Research Fellow at Evidence-Based Practice Unit
(EBPU) at Anna Freud National Centre for Children and Families.
Celeste Schneider is a Member and Faculty at the San Francisco Center
for Psychoanalysis and Faculty at the Psychoanalytic Institute of
Northern California
Mary Target is Professor of Psychoanalysis and Director of the MSc in
Theoretical Psychoanalytic Studies at University College London.
Nick Midgley is Director of the MSc in Developmental Psychology &
Clinical Practice, Academic Director of the PsychD Child and
Adolescent Psychotherapy, and Child and Adolescent Psychotherapist in
Family Support Services, at Anna Freud National Centre for Children
and Families
Contact information corresponding author:
12 Maresfield Gardens, London, NW3 5SU, UK,
[email protected]
Acknowledgements: This work was partly funded by the CONICYT
PAI/INDUSTRIA 79090016. The validation of the measure was
supported by many colleagues working on the IMPACT Study
1
(Goodyer, 2011), without whom this study could not have been
conducted.
Abstract
Objective: This article reports the validation of the Adolescent Psychotherapy Q-set (APQ), a newly
developed instrument, adapted from the well-established Psychotherapy Q-Set (PQS) and the Child
Psychotherapy Q-set (CPQ). The APQ aims to describe the psychotherapy process in the treatment of
adolescents in a form suitable for quantitative comparison and analysis.
Method: The validation was conducted with the ratings of seventy audio-recorded youth psychotherapy
sessions from a range of therapists, patients, and treatment stages, using two therapeutic approaches
(Short-Term Psychoanalytic Psychotherapy and Cognitive Behavioural Therapy). Data analysis included
intraclass correlation coefficients, Q-factor analysis, non-parametric mean differences, and Pearson
correlations.
Results: Results suggest that the APQ has good levels of interrater reliability, is able to identify differences
and similarities of two therapeutic approaches, and good convergent and discriminant validity with a
widely-used measure of therapist behaviours (the Comparative Psychotherapy Process Scale).
Conclusions: The APQ reported good levels of validity and reliability. It is hoped that it will contribute to
new ways of investigating the mechanisms of therapeutic change for those working with adolescents.
Introduction
Despite the significant progress that has been made in outcome
psychotherapy research, it is still not possible to provide a
comprehensive, evidence-based explanation for how or why treatments
produce change (Kazdin, 2007). One possible explanation for
psychotherapy research’s inability to identify consistent and strong
correlations between process dimensions and treatment outcome could be
2
that most studies have attempted to find simple and direct association
without considering other variables; for example, therapist activity
and transference interpretations alone have not been consistent
predictors of change, but have been able to predict change in
interaction with certain patient qualities (Jones, Cumming, &
Horowitz, 1988). Research supports a multiple factor view of
psychotherapy effects that includes independent roles in the
prediction of treatment outcome for patient, treatment, relationship,
and patient-therapist matching variables, as well as an interaction of
factors (Beutler et al., 2003).
It follows that traditional data analysis techniques that only
include a few variables in the analyses are likely to give an
incomplete picture of the process of psychotherapy.
It is clear that
more complex data analysis techniques (Beutler et al., 2003) and
different methodologies (Kazdin, 2000) are needed. One of those
methodologies is Q-methodology, which provides a holistic approach to
the phenomena under study, i.e. it does not start by examining a few
variables but explores how all the variables relate to each other by
using Q-factor analysis (Watts & Stenner, 2012). Q-methodology differs
from more traditional research in that it allows the discovery of
associations among various aspects of the therapeutic process, instead
of limiting the study to a particular dimension of presumed
theoretical importance for the therapy process (Jones et al., 1988).
The Psychotherapy Process Q-Set (PQS; Jones, 1985) was developed
to study process in psychotherapy of adults and has been used to
examine process predictors of what works for whom (Jones et al.,
1988), to track the treatment process over time (Jones, Parke, &
Pulos, 1992), to compare the therapy process in different types of
treatments (Jones & Pulos, 1993), to associate specific techniques
with outcome (Price & Jones, 1998), and to study the adherence of
different treatments to their theoretical orientations (Ablon & Jones,
1998). This has been achieved in a range of research designs: singlecase studies, naturalistic studies, and large randomized controlled
trials. The contributions to the adult psychotherapy process-outcome
research of the PQS have been of immense value (Smith-Hansen, Levy,
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Seybert, Erhardt, & Ablon, 2012), and excellent and detailed summaries
of the last 25 years of contributions of the PQS can be found in
Ablon, Levy, and Smith-Hansen (2011) and Smith-Hansen et al. (2012).
The Child Psychotherapy Q-Set (CPQ; Schneider & Jones, 2004), an
adaptation of the PQS for the study of child play therapy process, has
been used in similar ways to the PQS, i.e. in single-case and group
designs, in adherence studies, in linking psychotherapy process to
outcome, in clinical supervision, among others. The CPQ has been used,
for example, by Schneider, Pruetzel-Thomas, and Midgley (2009), to
study the differences and similarities between cognitive behavioural
therapy (CBT) and psychodynamic treatments finding that children
present themselves in similar ways in both CBT and psychodynamic
treatments, but that therapists use different techniques depending on
their theoretical background. Additionally it has been employed to
examine interaction structures in the therapy of children with
Asperger's Disorder (Goodman & Athey-Lloyd, 2011), and those with
emerging borderline personality disorder (Goodman, 2015); to explore
the distinct and overlapping features of CBT and psychodynamic therapy
with children (Goodman, Midgley, & Schneider, 2015), and to help
assess competence in the supervision of child therapy trainees
(Goodman, 2010).
The PQS and CPQ cover the psychotherapeutic process of adults
and children, respectively. In the interest of creating prototypes for
adolescent treatment Bambery, Porcerelli, and Ablon (2007) modified
the CPQ by changing the word ‘‘child" to ‘‘adolescent’’. As the
developmental stage and the therapeutic process with adolescents has
many distinct features (see for example Jacobson & Mufson, 2010;
Verduyn, Rogers, & Wood, 2009), there is a need to construct
instruments and adapt research designs specifically to this
population. Research into the treatment of adolescents should account
for issues that are unique to this age group, such as the emergence of
sexual interest, the development of self-identity, the search for
autonomy from parents, and the newly developed capacity for
perspective-taking and abstract and logical thinking (Tolan & Titus,
2011). Therefore there is a need for an adolescent-specific
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psychotherapy process measure, rather than using a child-specific
version with adolescents, as described by Bambery et al. (2007).
Furthermore, although a number of process measures exist, they
either focus on specific aspects of the therapeutic process, such as
therapeutic alliance (e.g. McLeod & Weisz, 2005) or therapist
techniques (Kronmüller et al., 2010; Weersing, Weisz, & Donenberg,
2002) or else they were developed for use with younger children in
therapy, where the medium of communication is usually more play-based
(Estrada & Russell, 1999; Kernberg, Chazan, & Normandin, 1998;
Schneider & Jones, 2004). Hence, there is a need for a measure
designed specifically for the psychotherapy process of adolescents
that can address the complexity of an entire session, and that allows
for comparisons between therapeutic modalities. The development and
validation of such an instrument is presented in this article.
Development of the APQ
Description of the APQ
The APQ is an adaptation of the PQS and the CPQ. Like those
instruments, the APQ is a Q-set composed of 100 items that describe
three aspects of a psychotherapeutic process: (1) the young person’s
feelings, experience, behaviour, and attitudes (e.g. item 8: ‘‘Young
person expresses feelings of vulnerability’’); (2) the therapist’s
attitudes and actions (e.g. item 33: ‘‘Therapist adopts a
psychoeducational stance’’); and (3) the nature of the interaction of
the dyad (e.g. item 38: ‘‘Therapist and young person demonstrate a
shared understanding when referring to events or feelings’’). In order
to ensure interrater reliability, a coding manual details instructions
for the rater and provides descriptions and examples for each of the
items.
Items describe psychotherapeutic processes in terms of
linguistic and behavioural cues, the absence or presence of which can
be observed in the clinical material with minimal inference. In
addition, items aim to describe psychotherapy processes avoiding
theoretical jargon. The unit of observation is the entire session, not
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just small segments. The method can be applied to verbatim
transcripts, audiotapes or videotapes of the entire treatment session.
The rating procedure is straightforward. After studying the
record of a psychotherapy session and the manual, raters order the 100
items into a row of nine categories. This can be done manually (using
printed cards), or online, using a specially designed website
(http://www.homepages.ucl.ac.uk/~ucjtaca/). At one end raters place
those items believed to be the most characteristic with reference to
the understanding of the material, while at the other end raters place
those items believed to be most uncharacteristic. The number of items
sorted into each pile ranges from 18 in the middle to five at the
extremes, and form a quasi-normal distribution.
It is important to highlight that despite sharing the
methodology and procedures of the PQS and CPQ, the APQ aims to capture
what is characteristic and unique to the psychotherapy process of an
adolescent aged 12 to 18.
Development iterations
The development of a Q-Set is an iterative process. An initial
draft of the APQ was constructed between 2008 and 2009. A report on
the early development of the APQ, face validity, and item coverage can
be found in Bychkova, Hillman, Midgley, and Schneider (2011). During
the following three years the APQ went through six iterations, which
included analysis of experts’ qualitative feedback, and the coding and
analysis of 27 psychotherapy sessions from different therapists, young
people, and therapeutic approaches (a detailed description of each of
the iteration analysis can be found in the author’s PhD thesis that
can be acceded upon request).
Six principles guided the process of selection and creation of
the APQ items in each of the iterations: (1) items had to be relevant
for the psychotherapeutic process of an adolescent patient; (2) items
had to be as theoretically neutral as possible (the wording of the
items should not be solely related to one therapeutic modality but to
a wide range of interventions, events, and processes that could be
observed in several treatment orientations); (3) items had to describe
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the therapeutic process without entailing a judgment as to whether
what the therapist did or said was ‘good’ practice or not; (4) items
had to describe a process rather than the content of the session; (5)
items had to be written in the most specific way possible, in order to
avoid a high level of inference from the raters in the rating
procedure; (6) the items that the APQ shared with the PQS and/or CPQ
had to be kept as similar as possible to the original item, unless
there was a need for revision, based on the previous five principles.
As aforementioned, the APQ’s items had to be relevant for the
psychotherapeutic process of an adolescent, aged 12-18. Some examples
of items that were created because they had been identified as
potentially significant elements of youth therapy in our review of the
literature on therapy with adolescents, and were not part of either
the PQS nor the CPQ, included: ‘‘Young person’s experience of his/her
body is discussed’’ (item 79), ‘‘Young person feels rejected or
abandoned’’ (item 41), and ‘‘Young person feels unfairly treated’’
(item 55). For the same reason, PQS and CPQ items that were kept
because of their relevance were: ‘‘Self-image is a focus of the
session’’ (item 35), and ‘‘Young person explores sexual feelings and
experiences’’ (item 11).
In the end of the development process, the APQ shared 45 items
with both the PQS and CPQ, 18 items only with the PQS, 4 items solely
with the CPQ, and had 33 unique items; 40 items attempted to capture
young person’s feelings, experience, behaviour, and attitudes; 30
items therapist’s attitudes and actions; and 30 items alluded to the
nature of the interaction of the dyad.
Method
The validation study for the APQ had three aims: (1) an
assessment of the level of consistency across independent raters; (2)
an assessment of the ability of the APQ to identify differences and
shared features of two different therapeutic approaches to working
with adolescents; and (3) convergent and discriminant validity with a
widely-used measure of therapist behaviours, the Comparative
7
Psychotherapy Process Scale (CPPS-ER; Hilsenroth, Blagys, Ackerman,
Bonge, & Blais, 2005).
All the audio-recorded psychotherapy sessions for the
development and validation of the APQ were provided by the IMPACT
study (Improving Mood with Psychoanalytic and Cognitive Therapies;
Goodyer et al., 2011). The IMPACT study is a multicentre randomized
controlled trial that provides three therapeutic interventions (ShortTerm Psychoanalytic Psychotherapy [STPP], Cognitive-Behavioural
Therapy [CBT], and Specialist Clinical Care [SCC]) to adolescents with
moderate to severe depression. Participants were recruited from
clinical referrals to Child and Adolescent Mental Health Services in
three UK regions. For more details about procedures followed to
recruit participants, eligibility and exclusion criteria please refer
to Goodyer et al. (2011).
Sample of recordings
Sample size
Data were analysed with Q-technique, which has important
consequences for calculating the appropriate sample size. The ideal
sample sizes for R and Q-factor analyses differ greatly. On the one
hand, recommended absolute sample sizes for R-factor analysis vary
from 100 to 1000, whilst participants to variable ratios vary from 3:1
to 20:1 (Mundfrom, Shaw, & Tian, 2005). On the other hand, in Q-factor
analysis recommendations state that a sample of 40 to 50 participants
is considered enough because it provides an adequate picture of the
subject under study (Stainton Rogers, 1995), or that the ratio of
participants to variables should be of 1:2 (Kline, 1994). This huge
variation of the final number of participants for Q and R factor
analysis is based on the difference in the structure of the data
matrices: in R variables are in the columns and participants in the
rows, whilst in Q variables are in the rows and participants in the
columns. Thus, the rule for R sample size that ‘‘p cannot exceed N’’
(Velicer & Fava, 1998, p. 247) coincides with Watts and Stenner’s
(2012) suggestion to have fewer participants than the number of items
in the Q-set.
8
In light of the above considerations, a total of 70 audiorecorded psychotherapy sessions were randomly sampled from the IMPACT
study. This was considered adequate for a 100-item Q-set because it
follows Q-recommendations for participants sample size.
Sampling strategy and sample selection.
In August 2013 the national IMPACT dataset had audio-recordings
for 80 STPP cases and 62 CBT cases . The first and last sessions were
excluded in both treatment arms because it was considered that it
would not be expected to see typical therapeutic process in the first
or last CBT or STPP sessions. Sessions in which the parent was present
were also excluded, as the APQ was not designed to capture the therapy
process in groups or family sessions. A random selection of cases for
CBT and STPP was conducted to reach the target of 70 recordings
explained above (35 from each therapeutic modality). All recordings
corresponded to different cases.
Characteristics of the sampled recordings.
Duration of recordings ranged from 22 to 94 minutes, with an
average of 48.04 minutes (SD = 12.52). Separated by treatment arm, CBT
recordings ranged from 26 to 94 minutes, and had an average length of
51.46 minutes (SD = 15.19). STPP recordings ranged from 22 to 54
minutes, with an average length of 44.63 minutes (SD = 7.96). Sessions
came from all stages of therapy.
Characteristics of participating clinicians.
Cases were treated by 45 different therapists (24 STPP and 21
CBT), eight (17.78%) of whom were men and 37 (82.22%) women. The
majority of the therapists treated only one patient (29 therapists or
SCC was not included in the sample of tapes because although it
involves a conversational approach just like STPP and CBT, it
regularly includes the young people’s parents and family member in
the sessions, so cannot be considered an individual therapy.
9
64.44%), followed by 12 therapists (26.67%) who treated two patients,
and three therapists (6.67%) who treated three patients. Only one
therapist treated five patients. Therapists followed the manuals
provided by IMPACT study for each therapeutic approach (Cregeen,
Hughes, Midgley, Rhode, & Rustin, In press; IMPACT study CBT Subgroup, 2010).
Characteristics of participating young people.
Patient age at baseline averaged 15.9 years (SD = 1.51), and
ranged from 11.8 to 17.9. Regarding gender, 21 (30%) were boys and 49
(70%) girls. All participants met criteria for Major Depressive
Disorder.
Among the cases sampled for the validation study, the number of
sessions attended ranged from 2 to 29, with a mean of 15.09 sessions
(SD = 7.73). Patients in CBT treatment received a minimum of two and a
maximum of 24 sessions, with a mean of 11.85 sessions (SD = 6.01). On
the other hand, young people in STPP treatment had a minimum of 6 and
a maximum of 29 sessions, with a mean of 18.55 sessions (SD = 7.95).
Measure
Comparative Psychotherapy Process Scale (CPPS)
The CPPS is a measure that was created to assess the degree to
which a therapist uses techniques of psychodynamic-interpersonal (PI)
and/or cognitive behaviour psychotherapy (CB) in an entire
psychotherapy session. It was developed by Hilsenroth et al. (2005)
based on two empirical reviews of the comparative psychotherapy
process literature in adults (Blagys & Hilsenroth, 2000, 2002). The
CPPS is composed of 20 items, 10 of which correspond to the PI scale
and 10 to the CB scale. Items are rated on a 7-point Likert scale
ranging from 0 (Not at all characteristic) to 6 (Extremely
characteristic), and there are no reversed items. Although the CPPS
was developed for use in studies of adult psychotherapy, it is
currently being used to assess treatment adherence in the large
randomized controlled trial of youth psychotherapy from which these
recordings were sampled (IMPACT, see Goodyer et al., 2011). As no
10
similar measure developed specifically for adolescents was available,
it was selected as an appropriate measure for assessing convergent
validity with the therapist technique elements of the APQ.
The psychometric properties of the CPPS have been well
established in psychotherapy with adults (R. E. Goldman, Hilsenroth,
Owen, & Gold, 2013; Hilsenroth, 2007). Internal consistency of both
scales has been good to excellent: Cronbach’s α of .82 to .92 for the
PI scale and .75 to .94 for the CB scale (R. E. Goldman et al., 2013;
Hilsenroth et al., 2005). Interrater reliability has also been between
good (ICC between .60 and .74) and excellent (ICC ≥ .75) across
multiple studies (G. A. Goldman & Gregory, 2009; R. E. Goldman et al.,
2013; Hilsenroth et al., 2005; Stein, Pesale, Slavin, & Hilsenroth,
2010).
Internal consistency of the CB and PI scales in this study was
excellent with a Cronbach’s α of .91 for the CB scale and .87 for the
PI scale. Agreement between raters was examined using the two-way
random absolute agreement intra-class correlation (ICC). The mean ICC
was .78, and a total of 49 sessions (70%) had an excellent ICC , 14
sessions (20%) had a good agreement, four sessions (5.7%) had a fair
agreement, and three sessions (4.3%) had poor agreement. In order to
ensure the best possible ratings for this study, and following a
similar procedure to G. A. Goldman and Gregory (2009), a third rater
was asked to independently rate the seven sessions with ICCs lower
than .60. Then, the two ratings that agreed best were combined.
Training of raters
A total of seven research assistants were trained in the use of
the CPPS over the course of four months. During the training, a total
of 12 sessions were coded, three of which were IMPACT sessions. All
ICC level interpretations were based on Fleiss (1981): excellent
agreement (ICC ≥ .75); good agreement (ICC between .60 and .74),
fair agreement (ICC between .40 and .59), and poor agreement (ICC
< .40).
11
raters achieved a sufficient interrater reliability to code on their
own (i.e., ICC of .70 or above). Raters completed the ratings over the
course of a nine-month period, with ongoing monitoring and feedback to
avoid rater drift.
A total of six child and adolescent psychotherapists were
trained in the use of the APQ over the course of two months. During
the training a total of 10 sessions were coded, all of which were
IMPACT sessions. The six raters achieved a sufficient interrater
reliability to code on their own (i.e., ICC of .70 or above). Raters
completed the ratings over the course of a nine-month period, with
ongoing monitoring and feedback to avoid rater drift.
Procedure and Data Analysis
In order to assess the level of consistency across independent
raters, a total of 33 audio-recorded sessions (47 percent of the total
sample of recordings) were double-coded by one of the article’s
authors (Author’s initials) and a total of six trained child and
adolescent psychotherapists. The author rated all the 33 sessions with
the APQ, three raters coded seven CBT recordings (20 percent out of
the total CBT sample), and five raters coded 26 STPP recordings (74
percent out of the total STPP sample). The latter percentage was
higher because the STPP sessions were coded with the APQ for another
independent study and, hence, there were more ratings available to
compare.
ICCs were calculated for each session with pairs of ratings
using the two-way random consistency model (Shrout & Fleiss, 1979).
The ICC for each of the APQ items was not calculated because it was
considered not appropriate for this measure for two reasons. Firstly,
because of the forced distribution 50 items are always placed in the
middle piles of the distribution (i.e. piles 4, 5 or 6); and low
variation of scores might distort ICCs (Lahey, Downey, & Saal, 1983).
Secondly, it is not expected that raters will place the items in
exactly the same pile as other raters but rather that there should be
a consistency in what was considered characteristic, uncharacteristic,
or neutral in the sessions. It is more relevant to this measure to
12
calculate which items have the biggest discrepancies. Hence,
differences for each item in each pair of sessions’ ratings was
calculated and were summed (the total CBT comparisons were 7, and
total STPP comparisons were 42 because some sessions had three
ratings).
In order to assess the convergent and discriminant validity of
the APQ with the CPPS, a Q-factor analysis was firstly conducted,
which is a data reduction technique that groups sessions instead of
variables. The 70 complete Q-sorts were analysed with a Centroid
Factor Analysis and varimax rotation. The resulting groups of sessions
(Q-factors) were used to explore the APQ’s convergent and discriminant
validity.
As all the sessions had two CPPS ratings, the first step was to
calculate a composite score for each session. Next, the CPPS ratings
in the groups created with the Q-factor analysis reported in the
previous chapter were examined with Wilcoxon signed-rank tests for the
within groups effects, and with Kruskal-Wallis tests for the between
group effects (with Mann-Whitney tests for post-hoc tests). Nonparametric tests were used to examine the differences in the PI and CB
scores within and between Q-groups because scores were not normally
distributed and the small sample size of some of the factors. In cases
like this, when normality cannot be assumed, non-parametric tests are
recommended (Field, 2009). Bonferroni correction was applied when
appropriate in order to control for the familywise error due to
multiple significance testing.
Then, in order to examine whether the therapists’ techniques
observed in the CPPS scales in the Q-factors were also captured by the
APQ, Pearson correlation coefficients were calculated between the
factor loadings of the 60 sessions that had significant loadings in
the Q-factor analysis and the composite raw scores on the two CPPS
scales. If the APQ is a valid instrument, factors composed of
therapists using principally psychodynamic techniques should correlate
positively and highly with the PI scale (convergent validity), and
negatively and highly with the CB scale (discriminant validity). And
vice versa, factors composed of therapists using principally
13
cognitive-behavioural techniques should correlate positively and
highly with the CB scale (convergent validity), and negatively and
highly with the PI scale (discriminant validity).
Q-factor analysis was conducted using the software PQMethod,
version 2.33 (Schmolck, 2002), which provides optimal support for
entering and factor-analysing Q-sort data having been purpose-built
for this kind of analysis (Watts & Stenner, 2012). SPSS version 22
(IBM SPSS Statistics, Hampshire, UK) was used for the correlations.
Ethical Considerations
Ethical approval was granted as part of the ethics for the
overall IMPACT study (Goodyer et al., 2011). Confidentiality of the
material was ensured by several means: sessions were anonymized; all
recordings were encrypted using TrueCrypt®
(http://www.truecrypt.org/); raters had access to only the sessions
they were coding; no rater belonged to a service in which either
therapist or young person was known; and there was no personal contact
with either therapists or young people.
Results
Interrater reliability
Interrater reliability of the APQ ratings was good, with a mean
ICC of .73 for the CBT sessions (ranging from .65 to .81), and a mean
ICC of .72 for the STPP sessions (ranging from .44 to .88). Out of the
26 STPP sessions, eight sessions or 24 percent were in the excellent
range, 17 sessions or 52 percent were in the good range, one session
was in the fair agreement range, and none was in the poor agreement
range. In relation to the seven CBT sessions, three were in the
excellent range, four were in the good range, and no session was
either in the fair agreement or the poor agreement range.
Q-factor analysis, first step to assess therapist’s techniques and
convergent and discriminant validity.
In order to assess the ability of the APQ to identify
differences and shared features of two different therapeutic
14
approaches to working with adolescents and to assess the APQ’s
convergent and discriminant validity with the CPPS, the first step was
to conduct a Q-factor with the APQ codings of the 70 sessions.
Using Watt and Stenner’s (2012) criteria, a four factor model
was used. The four factors accounted for 49.98% of the variance, which
is higher than the 35-40% that is considered as a sound solution in
factor analysis (Watts & Stenner, 2012).
The next step was to identify the Q-sorts that had significant
loadings on each factor. This resulted in a total of 60 sessions: 19
sessions flagged for Factor 1, 25 for Factor 2, 10 for Factor 3, and 6
for Factor 4. Z-scores based on factor estimates were, then,
calculated for each factor (Watts & Stenner, 2012).
Table 1 presents the most and least characteristic items of each
Factor (items that in the factor array of each factor were in pile
1,2,8, or 9). Although all the items have Z scores in all the factors,
only the most and least characteristic items are presented in the
table in order to make it easier to read.
Factor 1 had an EV of 10.57, accounted for 15.1% of the
variance, and had an excellent internal consistency (Cronbach’s α =
.93). It was composed of 17 STPP and two CBT sessions. The sessions in
this factor were characterised by therapists who were not directly
reassuring (-1.26) , but focused the discussion on the therapy
relationship (1.32), made links to situations in young people’s past
(0.61), and paid attention to young people’s feelings about breaks and
interruptions of the therapy process (0.71).
Factor 2 had an EV of 14.4, accounted for 20.57% of the
variance, and had an excellent internal consistency (Cronbach’s α =
.96). It included 25 sessions: 23 CBT and two STPP. Therapists in
these sessions actively structured the sessions and asked questions
(1.83; 2.01), expressed their opinion either implicitly or explicitly
(-2.15), shared their emotions with the young person (0.93), and
offered explicit advice and guidance (0.96). Also, therapists in this
Indicates the Z-score for specific item(s).
15
group of sessions provided psycho-education (1.34), actively
encouraged the young people to reflect on their symptoms (1.44), and
discussed specific activities or tasks for the young people to attempt
outside of session, which mostly included homework (1.31).
Factor 3 had an EV of 5.91, accounted for 8.44% of the variance,
and had a good internal consistency (Cronbach’s α = .86). It was
composed of 10 sessions: 5 CBT and 5 STPP. In this factor, therapists
actively structured the sessions (1.75), asked for more information or
elaboration (2.33), provided psychoeducation (1), reflected on
symptoms (0.95), and discussed specific tasks for the young person to
conduct outside the session (0.74). One important therapists’ activity
was the rephrasing of young people’s communication (1.33).
Finally, Factor 4 had an EV of 4.11, accounted for 5.87% of the
variance, and had a good internal consistency (Cronbach’s α = .72).
Six STPP sessions were exemplary of this factor. The therapists in
this factor employed techniques that are associated to the
psychoanalytic model of work more frequently than in any of the other
factors: they focused in the therapy relationship, connected it to
other relationships, paid attention to breaks and interruptions in
therapy, and drew attention to young people’s non-verbal behaviour
(2.2; 0.84; 2.7; 0.7). In addition, they actively avoided techniques
that are associated with a CBT model: they did not focus the
discussion on the goals of the therapy (-0.8), refrained from
providing explicit advice and guidance (-1.24), did not encourage the
young person to behave differently with others (-0.73), and instead of
adopting a psycho-educational stance these therapists explored the
young people’s concerns about their symptoms (-1.04). Also, therapists
actively challenged young people’s views (0.94; 1.39; 1.42) and drew
attention to what young people considered as unacceptable feelings
(1.57).
Therapist’s techniques by Q-groups
Within-groups
Results showed that in Factor 1, which was composed of 89% of
STPP sessions, therapists used significantly more PI techniques (Mdn =
16
2.65) than CB techniques (Mdn = 0.4), T = -190, p < .001, r = -.62
(see Table 2). The opposite was true for the second factor, which was
composed by 92% of CBT sessions: therapists used significantly more CB
techniques (Mdn = 2.55) than PI techniques (Mdn = 1.3), T = 279.5, p =
.002, r = -.45. In the third factor, in which there was an equal
amount of CBT and STPP sessions, therapists did not use techniques
from one modality significantly more than techniques associated with
the other (CB Mdn = 1.4 and PI Mdn = 2, T = -32.5, p = .61, r = -.11).
Finally, the fourth factor, which was composed of only STPP sessions,
failed to be significant after the Bonferonni correction. However,
descriptively, therapists did use more PI than CB techniques (CB Mdn =
0.57 and PI Mdn = 2.65, T = -21, p = .028, r = -.64).
Between-groups
There was a significant difference in the CB subscale scores in
the four groups (H(3) = 37.41, p < .001). Mann-Whitney tests were used
to follow up this finding. A Bonferroni correction was applied and so
all effects are reported at a .008 significance level (.05/6 = .008).
CB scores were significantly higher in the factor composed mostly of
CBT sessions (Factor 2) compared to the two factors with most STPP
sessions (with Factor 1 U = 4, p < .001, r = -.59, and with the Factor
4 U = 0, p < .001, r = -.48). Scores in the CB scale failed to be
significant after the Bonferroni correction between Factor 2 and
Factor 3 (U = 62.5, p = .022, r = -.27), and were not significant for
the rest of the comparisons.
In addition, there was a significant difference in the PI scores
in the four groups (H(3) = 17.545, p = .001). Again, Mann-Whitney
tests were used and the same Bonferroni correction was applied because
of multiple testing. The only significant difference after Bonferroni
correction in the PI scores was between the factor composed mostly of
STPP sessions (Factor 1) and the factor composed mostly of CBT
sessions (Factor 2; U = 81, p < .001, r = -.40). Differences in the PI
scale between the two factors with mostly STPP sessions (Factor 1 and
Factor 4) failed to be significant after Bonferroni correction (U =
17
27.5, p = .017, r = -.30). The rest of the comparisons were not
significant.
Convergent and discriminant validity of APQ with therapists’
techniques.
The four Q-factors were also used to assess the convergent and
discriminant validity of APQ with therapists’ techniques. As results
in Table 2 show, the two factors in which STPP sessions had higher
factor loadings (Factor 1 and Factor 4) were positively and
significantly correlated with the PI scale on the CPPS, whilst they
were negatively and significantly correlated with the CB scale. In
addition, the opposite was true for the factor where CBT sessions had
higher factor loadings (Factor 2): it was positively and significantly
correlated with the CB scale, and negatively and significantly
correlated with the PI scale. Finally, the factor that was composed of
roughly the same number of STPP and CBT sessions (Factor 3) presented
low and non-significant correlations with both the PI and CB subscales on the CPPS.
Discussion
The results of these studies provide empirical support for the
psychometric properties of the APQ. Inter-rater reliability was
achieved when the APQ was applied to rating the process of
psychotherapy of a young person. Additionally, the results
demonstrated the capacity of the APQ to capture and differentiate
between the techniques used by CBT and STPP therapists.
Overall, APQ ratings presented good levels of interrater
agreement (i.e. ICCs of .70 and above) and only one session had a low
agreement between the author’s ratings (author’s initials) and the
other two raters (despite those two raters having a good level of
agreement between them). After re-listening the session it was noticed
that it included a young person who was silent and wanted to play or
draw instead of talking. It is possible, then, that the APQ works best
in sessions where the young person communicates with words instead of
playing or drawing, and it might be worth considering the use of the
18
CPQ when the sessions are more play-based, independently of the
chronological age of the young person.
With the aim of exploring whether therapist’s techniques varied
across the four Q-groups, the CPPS subscales were analysed in the four
Q-groups with non-parametric tests. The sessions in Factor 1 (composed
mostly of STPP sessions) used significantly more PI than CB
techniques, and the sessions in the Factor 2 (composed mostly of CBT
sessions) used significantly more CB than PI techniques. In addition,
in the between-group analyses Factor 1 and Factor 2 differed
significantly in both scales. These results coincide with the APQ
factor description made of the therapists’ techniques in Factor 1 and
Factor 2 (i.e. that in Factor 1 therapists used mostly STPP
techniques, and in Factor 2 therapists used mostly CBT techniques).
They also indicate that the APQ was able to identify the same trend
that was distinguished by the CPPS analyses, providing evidence of the
APQ’s ability to identify and differentiate between the techniques
that therapists use in different therapeutic modalities. In future
research, when IMPACT outcome data becomes available, it would be
interesting to link these results to outcome. One previous study
(Owen, Hilsenroth, & Rodolfa, 2013) found that therapies that had high
levels of PI scores and low levels of CB scores in the CPPS and a good
working relationship were related to high levels of post-session
gains; whilst, therapies that had high levels of CB scores and low
levels of PI scores in the CPPS and good working relationships were
not associated with post-session gains.
Interestingly, in Factor 3 therapists did not significantly use
any set of modality-specific techniques more than the other. Based on
the APQ item configuration, however, Factor 3 appeared to have active
therapists who used techniques associated with CBT (such as the
provision of psychoeducation), irrespective of the therapists’
original theoretical orientation. Descriptive statistics of the CPPS
showed that CB scores were indeed lower than PI scores, but at the
same time both scores were very low implying that therapists did not
frequently employ either set of techniques during the sessions (both
means were lower than 1.8). This might be highlighting an important
19
distinction between the CPPS and the APQ. In the CPPS scores represent
the average amount of techniques used in the treatment (Owen et al.,
2013); whilst in the APQ items’ ratings are related to the different
techniques used and their relevance for the entire session. Hence, for
example, if the therapist only provided psychoeducation on one
occasion the CPPS final score would be low, while the same could have
a higher rating in the APQ if that psychoeducation had an impact on
the development of the session. Consequently, these results might be
reflecting a methodological difference in the instruments rather than
a contradiction.
In addition, the between-group analysis showed that there was a
significant difference in the amount of CB techniques that therapists
used in Factor 2 and Factor 4. Thus, although the CB scores might have
been raised because of the therapists’ levels of activity (their
active confrontation), this did not imply that these STPP therapists
were using the same amount of CB techniques as the therapists in
Factor 2. Again, regarding the APQ’s ability to capture and
differentiate the therapists’ techniques, these results might be
indicating that the APQ is not only able to differentiate between CBT
and STPP techniques in the larger groups of sessions, but also more
subtle and complex variations of therapists’ techniques. The APQ’s
convergent and discriminant validity were further examined by
correlating the factor loadings of the sessions that loaded
significantly on any of the resulting factors (n = 60) with the
sessions’ mean scores in another well-validated measures (CPPS,
examining the convergent validity of the APQ as a measure of therapist
technique).
Results supported the APQ’s convergent and discriminant validity
as the factors in which STPP sessions had the higher loadings (Factor
1 and Factor 4) had a significant and positive correlation with the PI
CPPS scale, and a significant and negative correlation with the CB
CPPS scale. In the same line, Factor 2 (in which CBT sessions had the
highest factor loadings), had a significant positive correlation with
the CB CPPS scale and a significant negative correlation with the PI
CPPS scale. This indicates that in the group of sessions where
20
therapists employed PI techniques and less frequently CB techniques
(Factor 1 and Factor 4), the APQ also presented a configuration of
items in which STPP techniques were more characteristic and CBT
techniques less characteristic; whilst the opposite was true for
Factor 2.
Further evidence of the APQ’s convergent and discriminant
validity was provided by the correlations with Factor 3. Neither the
PI nor the CB CPPS scales correlated significantly with the factor
loadings of this factor, and CPPS descriptive statistics showed that
scores in both scales were very low, implying that therapists did not
frequently employ either set of techniques during these sessions.
In summary, results provided support to the APQ’s good levels of
interrater reliability, showed convergent and discriminant validity
with a well-validated instrument that measures and differentiates
therapists’ techniques in psychodynamic and cognitive-behavioural
therapies (the CPPS).
Limitations
Despite the promising results of these studies, there were
several limitations that need to be mentioned. Firstly, the APQ is
composed of many constructs that are roughly grouped in three
categories, and the convergent and discriminant validity of the APQ
was only examined regarding the therapists’ techniques. Furthermore,
the APQ includes items that may not be as relevant for the techniques
used in this sample, but could potentially be relevant for other
therapeutic approaches (e.g. Interpersonal Therapy for Adolescents,
IPT-A; Mufson et al., 2004). Thus, as the APQ is a complex instrument
with many different interrelated constructs, not all of them could be
validated in these studies.
In addition, although measures were taken to attain raters’
blindness to the sessions’ therapeutic approach, true blindness was
not possible to achieve as most of the sessions of the two therapeutic
approaches presented the distinctive features of their respective
manuals that made them easy to recognize even within the first few
minutes of the session. For example, most of CBT sessions started with
21
a therapist establishing an agenda and most of the STPP sessions
started with a relatively silent therapist who allowed the young
person to take the lead of the session. Unfortunately, this might be
an inherent bias both in the ratings of these studies and in the
general approach because no more measures could have been taken to
ensure blindness. However, this limitation is not unique to the APQ or
to the other psychotherapy Q-sets, and there is no reason to believe
that the study of the psychotherapy process with the APQ is more
biased than with other instruments that are coded after listening to
the whole session.
A further limitation is that these studies were carried out
using audio-tapes of only two therapeutic approaches (CBT and STPP)
involving adolescents all of whom had been diagnosed with Major
Depressive Disorder. Hence, future research will be needed to test
whether results are generalizable to other therapeutic approaches
and/or young people with other diagnoses.
Unfortunately, IMPACT outcome data was not available to be
analysed and, hence, questions such as which Q-factors were associated
with better outcome could not be explored. Future research will need
to continue this task as the link between process and outcome is
process research’s ultimate aim.
Final remarks
Although the APQ training and rating process are time consuming,
the APQ presents many advantages. Its main contribution is that it
provides a language and a rating procedure for describing entire
sessions of an adolescent in clinically relevant terms that is
suitable for quantitative analysis. Other advantages of the APQ are
shared with the PQS and CPQ. The analysis of the entire hour has the
advantage of allowing the raters to assess the gradual unfolding
meaning of events (Jones, Ghannam, Nigg, & Dyer, 1993). Also, like the
PQS and CPQ, it can be used in different forms of treatments,
including those like psychodynamic psychotherapy that have resisted
empirical investigation due to their complexity (Bambery et al.,
2007). Another advantage is that the APQ is applicable to both
22
nomothetic research designs (where groups of sessions are compared)
and idiographic research designs (where one case is studied) (Jones,
Hall, & Parke, 1991). Its fixed distribution reduces the risk of
having halo effect, as ensures multiple discriminations among items
(Jones, Krupnick, & Krieg, 1987). Last but not least, unlike other
existing measures the APQ is multidimensional, which means that
measures a variety of constructs such as therapeutic alliance,
therapist’s techniques and young person’s feelings.
In the study presented, the APQ demonstrated that it could be
used to make comparisons between and within treatments. It has also
been shown that the APQ can be useful for distinguishing process
variables present in the psychotherapy sessions and, by linking those
with outcome, it will make it possible to identify which elements are
most responsible for the success or failure of the therapies studied.
Thus, the APQ has great potential to contribute to current debates in
psychotherapy research, and to fill a crucial gap in the study of the
psychotherapeutic process with adolescents.
23
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