Spinoza, a Democrat or a Republican?
By Charles RAMOND
Paris 8 Vincennes Saint-Denis University
Department of Philosophy, LLCP Laboratory
Introduction. Country Names: the Names.
Is Spinoza a “Democrat” or a “Republican”? Although at first sight
anachronistic, this question can be justified with the fact that Spinoza, by
making constant use of the term “republic” and paying homage to
Machiavelli1, is considered a “republican” by a certain number of theorists of
political philosophy2, while in the meantime having been acknowledged in
1TP
5/7 [= Tractatus Politicus (Political Treatise), chapter 5, paragraph 7]; see
SAINT VICTOR and BRANTHÔME, Histoire de la République en France, p. 77 and
following ; cf. ROUSSEAU : « Le Prince de Machiavel est le livre des républicains »
(Contrat Social III 6, p. 409). The complete references of the works cited in the notes are
given below in the Bibliography.
2For example Blandine KRIEGEL, in Philosophie de la République, and also in
Spinoza, L’autre voie; Christophe MIQUEU in Spinoza, Locke et l’idée de Citoyenneté –
1
the history of philosophy as a prophet of “democracy” – his last work (The
Political Treatise) culminating with an evocation of democracy as an
“absolute regime” <imperium absolutum>3 which would accomplish and
complete politics in that it would best correspond to “human nature”4.
Contemporary history, whatever its convulsions, has given reason to the
Spinozist prophecy (later reaffirmed by Tocqueville) since democracy,
always desired although always decried, has continued to spread
everywhere in the surface of the Earth over the last centuries.
This double Spinozist determination (“Democrat” and “Republican”)
can invite us (such will be the proposal of the present study) to take up for
itself, on a precise and elaborate philosophical example, the question of the
relations between these two notions. Today, most countries name or entitle
themselves as “republics”. This fact deserves to be taken into consideration,
because these names (in their “complete form”) stem from thorough
reflections which in turn have culminated in the historical syntheses of
proclamations and claims of belonging. Therefore, the “ordinary language”
method of analysis, which consists in taking into account as much as
necessary the linguistic uses (“what do we say when?”), finds here its full
legitimacy.5
There are approximately 196 states in 2021. Of this number, 158
(over 80%) refer to themselves as “Republics”. Then we find, by decreasing
number, 17 “Kingdoms”6, 16 States which simply carry their name without
Une génération républicaine à l’aube des Lumières; Jacques de SAINT VICTOR and
Thomas BRANTHÔME in Histoire de la République en France, p. 103 sq. On the other
hand, it is true though that one does not find a mentioning of Spinoza in L’idée de
République of Juliette GRANGE, and only one brief mention (as a “democrat” rather than
as a “republican”) in Les théories de la république of Serge AUDIER (p. 25).
3TP 11/1: “I come, finally, to the third, and completely absolute state, which we call
Democratic.”
4See § III below, and in particular notes 36 to 38.
5The present study, in some ways, therefore follows on from our 24 Études de
philosophie du langage ordinaire (to be published in Limoges: Lambert-Lucas, 2021).
6“Kingdoms” of Saudi Arabia, Bhutan, Spain, Bahrain, Belgium, Cambodia,
Denmark, United of Great Britain and Northern Ireland, Hashemite of Jordan, Lesotho,
Morocco, Norway, Sweden, Thailand, Netherlands, Swaziland, Tonga.
2
further qualification7, then 13 States calling themselves “State”8, 4
“Federation”9, 3 “Commonwealth”10, 3 “Principality”11, 1 “Grand Duchy”12, 1
“Holy See”13, 1 “Sultanate”14 and 1 “Union”15.
Although the vast majority of states give themselves the name or title
of “Republic”, none of them designates itself primarily as “democracy”, which
in fact and in practice indicates the instinctive and universal perception of a
strong categorical difference between the two terms, and not at all of their
equivalence, not even of their proximity in usage. This categorical distinction
seems to be coupled with a hierarchy, insofar as the term “democracy”
appears in the names of certain States only in the form of the adjective
“democratic”, as if “democracy” were a sub-category or species of “republic”:
“Democratic People’s Republic of Algeria”, “Democratic Republic of the
Congo”, “Democratic People’s Republic of Korea”, “Federal Democratic
Republic of Ethiopia”, “Democratic People’s Republic of Laos”, and a few
others.
Undoubtedly the claim of the “democratic” status of certain “republics”
has a function of display and compensation for an absent reality: one can
think of Algeria, China, North Korea, or Vietnam, similar to the old “East
Germany” which called itself “German Democratic Republic” by antiphrasis
in the eyes of Western democrats. Nevertheless, the presence of the term
“democratic” in the official name of a country indicated and always indicates
a reference, an aspiration, a horizon. “Democracy” is moreover a matter of
7Antigua
and Barbuda, Belize, Canada, Grenada, Hungary, Cook Islands,
Solomon Islands, Jamaica, Barbados, Mongolia, New Zealand, Romania, Saint Lucia,
Saint Vincent and the Grenadines, Tuvalu, Ukraine.
8“States” of Kuwait, Qatar, Independent State of Papua New Guinea, Independent
State of Samoa, Japan, Plurinational State of Bolivia, Federated States of Micronesia,
United States of America, United Mexican States.
9“Federations” of Malaysia, Russia, Saint Kitts and Nevis, United Arab Emirates.
10“Commonwealths” of Dominica, Bahamas, Australia.
11“Principalities” of Andorra, Monaco, Lichtenstein.
12“Grand Duchy” of Luxembourg.
13“Holy See”, or “Vatican State”.
14“Sultanate” of Oman.
15“Union” of the Comoros.
3
degrees rather than nature in the various “republics” of the world today –
even assuming that there is a reliable scale for measuring these “degrees of
democracy”. Yet, we do not know of a “Republic” which proclaims itself “antidemocratic” or “non-democratic”, even when they indicate in their name their
state religion (for example the “Islamic Republics” of Afghanistan, Iran,
Mauritania and Pakistan), or other characters they wish to distinguish16.
Ultimately, in usage, “democracy” never appears as a subspecies of
“republic”, since that would suppose that there are two kinds of “republics”,
the “democratic republics” and the “non-democratic republics”, which is not
the case.
I. The Theological-Political Treatise: a Treatise of “the” Republic.
In Spinoza, the term “republic” is used as in most of the names of
countries that we have just mentioned, that is to say in a neutral way, very
close to the etymology “public thing”. “Republic” for Spinoza designates not
only any form of state or political power, but more broadly all form of human
association. The subtitle and preface of the Theological-Political Treatise
(published in 1670) clearly indicate this versatility or neutrality in Spinoza’s
use of the term “republic”. In fact, the subtitle of the work specifies that it will
be a question of showing “that the republic can grant freedom of
philosophizing without harming its peace <reipublicae pax> or piety, and
cannot deny it without destroying its peace and piety”17. Spinoza does not
specify here what he means by “republic”. One could suppose that he
designates by this term a “republican” regime (as opposed to a despotic
16In
alphabetical order of the adjectives specifying the nature of the “republics”:
“Syrian Arab Republic”, “Bolivarian Republic of Venezuela”, “Cooperative Republic of
Guyana”, “Democratic Republic of Congo / Sao Tome and Principe / East Timor”, “Federal
Democratic Republic of Ethiopia / Nepal”, “Democratic People’s Republic of Algeria /
Korea”, “Democratic Socialist Republic of Sri Lanka”, “Federal Republic of Germany /
Nigeria / Somalia”, “Federation of Brazil”, “Islamic Republic of Afghanistan / Iran /
Mauritania / Pakistan”, “Eastern Republic of Uruguay”, “People’s Republic of Bangladesh
/ China / Laos”, “Socialist Republic of Viet -Nam”, “United Republic of Tanzania”,
“Republic of the Union of Burma”.
17Highlights by CR in all the cases unless otherwise stated.
4
regime), and more precisely the “republic of Holland”, since he addresses
the entire work to this “republic”, in thanking her for having made it possible
and thereby offering empirical proof of the validity of the theses he defends
there, namely that “freedom of thought” can be granted “without damage to
the republic”.18 Reading the Theological-Political Treatise, however, leaves
no doubt as to the fact that Spinoza uses the term “republic” in it in a much
broader sense than that of “republic of Holland in the 17th century”. Despite
his opening and concluding statements on his “submission” to the Sovereign
of his homeland, Spinoza had indeed shown some mistrust during the
publication of the Theological-Political Treatise. He had published the book
without the author’s name, with a false indication of location (Hamburg
instead of Amsterdam). The “prudence” which served as his motto19 had
decidedly made him guess what scandal his book was going to cause
throughout Europe, and he could definitely not be sure that the freedom of
thought was already sufficiently present in the Republic of Holland for it to be
tolerated there. Moreover, he had written and published it in Latin, refusing
a Dutch translation. Holland cannot therefore be considered as the unique
model of the republic, much less as its paragon, in the Theological-Political
Treatise.
In fact, the term “republic” throughout the book refers to much more
than just the republic of Holland. Chapters 17 and 18, for example, deal with
the “republic of the Hebrews” <respublica hebraeorum>, from the history of
which Spinoza intends to draw general lessons in matters of politics
<dogmata politica>. But the term “republic” in the expression “republic of the
18See
the end of the Preface and the last lines of chp. 20, also the last lines of the
book, which practically retake the same text. See also, in TTP 20, 351-352 [= Tractatus
Thelogico-Politicus (Theological-Political Treatise), chapter 20, page 351-352 ], the
homage to the “city of Amsterdam” <urbs Amstelodamum>, this “most flourishing
republic” <haec florentissima respublica>, and “most outstanding” <praestantissima>, in
which “all men live in the greatest harmony”; and in TP 8/3: “The Republic of Hollanders
<hollandorum respublica> on the other hand takes its name from a whole province, with
the result that the subjects of this state enjoy a greater liberty”.
19Spinoza’s motto was indeed “Caute”: “with caution”. Jean-Claude MILNER, at
the beginning of his book Le sage trompeur, offers a fine and in-depth analysis of this
motto.
5
Hebrews” does not refer to anything that we would call today “republic”, nor
even to what was called by that name in Spinoza’s time. This is an extremely
vague and general meaning, equivalent to “state”. The French translators of
the Theological-Political Treatise translate respublica sometimes by
“République”, sometimes by “État”20; and Spinoza himself sometimes
considers the two terms respublica and imperium to be synonymous, since
he happens to redouble one by the other as if they were equivalent.21
Although he designates it by the generic term of “republic”, Spinoza
considers, in chapter 17 of the Theological-Political Treatise, that the State
of the Hebrews under Moses had been “rightly” called the “kingdom of
God”.22 A few lines later, Spinoza believes that we could legitimately also call
this state “theocracy”, “since its citizens were not subject to any law other
than that revealed by God”23. He subsequently shows that this was only an
appearance, and that in fact this State, this “republic of the Hebrews”, had
been instituted “like a democracy”, by an equal renunciation of each one of
his right which had left everyone, “by this covenant”, “completely equal”.24
Spinoza therefore suggests, in these few lines, a possible justification for his
recourse to the term “republic” to designate this “kingdom of God” instituted
4 128 25-28, Curley: “But what these means are, and what principle of living
this end requires, and how the foundations of the best republic and the principle of living
among men follow from this <quomodo hunc optimae reipublicae fundamenta
sequantur>, these matters all pertain to a universal Ethics”; Moreau / Lagrée: “ce que
sont ces moyens, quelle est la règle de vie exigée par cette fin, comment s’ensuivent les
fondements de l’État le meilleur, et quelle est la règle de vie entre les hommes, cela
concerne l’éthique universelle”. In chapter 5, the 12 occurrences of the Latin respublica
are rendered in french sometimes by “république”, sometimes by “État”; the same goes
for the 2 occurrences of chp. 14.
21See for example TTP 16 288-289: “But in a Republic, and a state <at in republica
et imperio> where the supreme law is the well- being of the whole people, not that of the
ruler, someone who obeys the supreme power in everything should not be called a slave,
useless to himself, but a subject”.
22TTP 17 302 7-8 <Imperium hebraeorum [...] regnum Dei jure vocabatur>.
23TTP 17 302 18 <Et hac de causa hoc imperium theocratia vocari potuit>.
24TTP 17 303 24: “The Hebrews didn’t transfer their right to anyone else, but
everyone surrendered his right equally, as in a Democracy <ut in democratia>, and they
cried out in one voice “whatever God says” (without any explicit mediator) ‘we will do’. It
follows that everyone remained completely equal by this covenant”.
20TTP
6
in the manner of a “democracy”. Continuing his account of the history of the
Hebrews, Spinoza, however, closes this barely open door. After the direct
encounter with the voice of God, the Hebrews, “terrified and frightened”
<peterriti et attoniti >, had in fact transferred their right no longer to God but
to Moses, thus becoming “the supreme judge” <supremus judex> of their
state. Thereafter, Moses, explains Spinoza, ruled with such authority that the
only name that actually suited the state of the Hebrews was “theocracy”.25
Spinoza therefore calls “the republic of the Hebrews” a state which he himself
judges, after analysis, to be theocratic in its essence. This is to say if the
political content of the term “republic” matters little to him.26 The history of
France still prompts French people today to consider the term “republic” as
exclusive of that of “monarchy”. However, Spinoza did not hesitate to call a
“republic”, that related to the Hebrews, the pure theocracy of Moses.
The use in the singular of the term “republic”, starting from the subtitle
of the Theological-Political Treatise (“the peace of the republic” <pax
respublicae>), goes well with the Spinozist intention of drawing universal,
even timeless lessons, from the history of certain nations.27 What holds for
the “republic of the Hebrews” (that is, for a theocracy) will hold in his eyes for
“the republic” in general. If there were no homogeneity of the notion of
“republic”, Spinoza could not draw lessons from the history of the “republic
of the Hebrews” for “the republic” in general, that is to say for any form of
political human association. And if a theocracy can be a form of “the
republic”, so will a monarchy. At the end of chapter 18 of the TheologicalPolitical Treatise, Spinoza declares that one should not follow the example
17 304 [41]: “Moses [...] left the state to be administered by his successors
in such a way that it couldn’t be called either popular, or aristocratic, or monarchic, but
Theocratic” <ut nec populare nec aristocraticum nec monarchicum, sed theocraticum
vocari potuerit>. Passage repeated verbatim in TTP 17 308 28-29.
26When Spinoza, in TTP 17 319 31-32, envisages the possibility that “the republic”
could have been “constituted in accordance with [God’s] first intention”, he designates, by
the expression “the republic”, “the State of the Hebrews”. Likewise, in TTP 18 323-31-32,
when he states that his “intention” was not “to treat a Republic in detail”, he also speaks
of the “republic of the Hebrews”.
27TTP, chp. 18, title: “Certain Political doctrines are inferred from the Republic and
history of the Hebrews” <Ex hebraeorum republica et historiis quaedam dogmata politica
concluduntur>.
25TTP
7
of the Romans and the English, who overthrew “kings”: because most often,
we see it, a tyrant comes to replace the overthrown king. Rather, the aim of
politics must be to “retain the form of any state, whatever it is”28 – even when
it is a monarchy. This conservatism is the political version of “the striving
<conatus> to persevere in one’s being <in suo esse perseverare>”29 which
forms the basis of Spinozist anthropology and its ontology, and which will
find its full development in the Political Treatise. Therefore, there will
undoubtedly be a preference of Spinoza for “democracy” understood as one
of the possible forms of the “republic” or of the “state” – but certainly not for
a “republican” regime in the sense of “non-monarchical”.
II. The Political Treatise: Multitude, Primitive Democracy, Natural
Republic.
The reading of the Political Treatise confirms these conclusions. The
term “republic” appears from the first paragraph of the book, in the singular
and in the most general way possible. Spinoza recognizes at the outset that
there are “no men less able to govern the republic <regendae reipublicae>
than the theorists or the philosophers”.30 The term “republic” does not here
designate any form of power or government in particular. “Politics” in general
is considered by Spinoza to be the art of “governing the republic”, or “a
republic”, that is, any republic. This very broad use of the term is found
throughout the entire book. In chapter 2/17, Spinoza thus considers
“democracy”, “aristocracy” and “monarchy” as the three possible options for
distributing the “charge of the republic” <reipublicae cura> over everybody,
a few, or just one. The term “republic”, here as elsewhere, is used by Spinoza
in the singular, as designating an invariant background under the variety of
18 331 12-13: “The form of each state must necessarily be retained and […]
it cannot be changed without a danger that the whole state will be ruined” <uniuscujusque
imperii forma necessario retinenda est absque periculo totalis ipsius ruinae mutari
potest>.
29Ethics III 6 sq.
30TP 1/1.
28TTP
8
political regimes. Monarchy, aristocracy and democracy are then only
quantitative variations on the same republican theme.
Spinoza does not distinguish “republic” and “city”, thus conforming to
their ordinary usage. It is said that there are “citizens” in a “republic”, as in a
“city”. But there is no such thing as a specific term for the inhabitants of a
“republic”. We do not say “a republician”, who could have been forged as an
“academician” is from “academy / academic”, nor “a republicist” who could
have been formed in the image of “publicist”. In the absence of a noun
denoting a member of a “republic”, the adjective “republican” nowadays
denotes a certain way of thinking or behaving. This way it is very close to the
adjective “citizen”: to have a “citizen behavior” or a “republican behavior” or
a “republican attitude” are synonymous expressions, additional indication of
the proximity of the terms “republic” and “city” (in Greek “polis”, hence
“political”, a vague and generic term just as much as “republic”). Just as
Spinoza happens, as we have seen, to redouble “republic” by “State”
(respublica by imperium)31, so it happens to him to redouble “republic” by
“City”32. It has become customary to capitalize both “City” and “Republic”, to
underline the generic dimension of these terms responsible for designating
(most often indifferently) any “city” or “republic”. It is therefore legitimate, as
Christophe Miqueu suggests, to move freely from the notion of “republic” to
that of “citizen”, and to consider that each of the two implies the other.33
31See
n. 21 above.
8/3: “The Patricians are commonly citizens of one city, which is the capital of
the whole state, so that the Commonwealth or Republic <civitas sive respublica> takes
its name from that city, as the Roman republic once did, and as the Venetian, Genoese,
etc. do now”.
33Christophe MIQUEU, Spinoza, Locke et l’idée de citoyenneté – Une génération
républicaine à l’aube des Lumières [Spinoza, Locke and the Idea of Citizenship – A
Republican Generation at the Dawn of the Enlightenment], Paris: Classiques Garnier,
2012. The “citizenship” of the title is made explicit by the “republican generation” of the
subtitle. Miqueu goes so far as to suggest translating, in Spinoza’s work, civitas by
“republic” (and not, as is usually done, by “city” – a “traditional” choice according to the
author), and explains this (p. 316 n. 4) by the fact that according to him “there is no major
difference in meaning between the two words” – which we also maintain here. This
overload of republicanism obviously goes in the direction of the author’s general thesis,
at the cost, however, of a certain forcing (because the two terms exist in Spinoza) which
32TP
9
The term “republic” is so generic in Spinoza that he comes to
designate “primitive democracy”, this first state of society imagined by
Spinoza immediately after the state of nature. Spinoza indeed thinks, unlike
many political theorists, and contrary to common sense, that democracy is
the “most natural” of political regimes. We would spontaneously think that
democracy or the regime of equal rights is the furthest of the regimes, and
not the closest, to the state of nature, since only the law of the strongest
seems to reign in the state of nature. Yet Spinoza is constant on the “natural”
and original dimension of democracy, due to several arguments, the first of
which is very unexpected and paradoxical. Spinoza indeed asserts, contrary
to the most spontaneous and generally accepted opinion, that democratic
regimes are even more hereditary than aristocratic regimes.34 This argument
is unexpected to the extent that it has troubled the commentators of Spinoza
themselves. We spontaneously think that aristocracy is linked to heredity
(therefore to nature) while democracy is the place of merits and could
therefore in this respect to some extent be freed from natural constraints. Yet
Spinoza thinks the opposite:35 he (rightly) associates aristocracy with the
notion of “choice”, and democracy rather with “heredity” and the universality
of law. The accuracy of this analysis is striking. French citizenship, for
example, is hereditary, and is not the object of a choice either on the part of
the citizens concerned or of any other citizen or group of citizens. Democratic
citizenship then turns out to be a sort of fatality, which one acquires by birth,
or by “fortune” as Spinoza says, for example when one is born in a country
like France which practices the law of the soil.
obliges him to “slightly modify” the existing translations which render civitas by “city”
(cf. p. 378, 384, 392, 486, 491, 503), so that the reader who does not have the Latin text
may believe that Spinoza speaks only of “Republic” even when he sometimes speaks of
“City”. And if we see “citizen” everywhere, why not instead translate respublica,
everywhere, by “City”? But there is no substantive which is to “city” what “republicanism”
is to “republic” (no “citizenism” in ordinary usage), which turned out to be annoying for a
thesis which intended to emphasize the importance of the “republicanism” of Spinoza and
Locke.
34TP 8/1.
35Spinoza in fact reaffirms in TP 11/1 this thesis of a democracy distinguished from
aristocracy by its more fundamentally “hereditary” character.
10
This naturalistic dimension of democracy is extended by Spinoza to
the “republic” itself in several passages of the Theological-Political
Treatise36, the Correspondence37, and the Political Treatise. Spinoza
imagines the first human organizations there as kinds of nomadic tribes,
paradoxically egalitarian and democratic: “When a multitude <quaedam
multitudo>, seeking a new place to live, found it and cultivated it, the whole
multitude retained an equal right to command. No one willingly gives the rule
to another.”38 He then imagines a gradual degradation of this primitive
egalitarian democracy, which step by step transforms it into an aristocracy
and then into a monarchy. The terms “citizen” and “republic” immediately
appear where we previously only had a “multitude”: “While the number of the
immigrants grows daily, the number of citizens <numerus civium> is for many
reasons diminished. Indeed, often clans die out; some are excluded because
of crimes; and many neglect Public Affairs <rempublicam negligunt>
because of a difficulty in their domestic affairs. In the meantime, the more
powerful desire nothing more than to reign alone. So gradually the rule is
reduced to a few, and finally, because of factions, to one”.39 So, in Spinoza’s
writing, the most basic and the most original of political organizations
immediately takes the name of “republic”.
16 289 15-21: “With this I think I have shown sufficiently clearly what the
foundations of the democratic state <imperium democraticum> are. I preferred to treat it
before all others, because it seemed the most natural state <quia maxime naturale
videbatur>, and the one which approached most nearly the freedom nature concedes to
everyone. In it no one so transfers his natural right to another that in the future there is no
consultation with him. Instead he transfers it to the greater part of the whole Society, of
which he makes one part. In this way everyone remains equal, as they were before, in
the state of nature ». Same thesis in TTP 17 303 23-31.
37Spinoza, Letter 50 to Jarig Jelles, June 2, 1674. Spinoza explains the difference
between Hobbes and himself as regards politics: This difference, he writes, “consists in
that I always preserve natural Right <naturale jus> unimpaired, and I maintain that in each
State the Supreme Magistrate has no more right over its subjects than it has greater
power over them. This is always the case in the state of Nature <in statu naturali>”. What
might seem a pure definition of “the law of the strongest” is in Spinoza’s eyes the very
definition of the law of democratic states, which are in fact more powerful in his eyes than
any other form of state.
38TP 8/12.
39TP 8/12.
36TTP
11
This natural aspect of the republic is finally underlined in a passage
of the last chapter of the Theological-Political Treatise, where Spinoza
compares the loyalty that we must show to the “republic” and that that we
must show towards God: “the loyalty <fides> of each person to the Republic,
like his loyalty toward God” <erga Rempublicam, sicuti erga Deum>, Spinoza
writes, “can be known only from his works, from his loving-kindness toward
his neighbor” <ex charitate erga proximum>.40 The formula “erga
Rempublicam, sicuti erga Deum” is very striking. The philosopher who
enunciates Deus sive Natura, that is, the equivalence of “God” and “nature”,
could not more clearly express the naturalness of the republic.
III. Fifty Shades of Republicanism.
In Spinoza, the “republic” is thus only the first – still formless – form
of the “multitude”, before the respective democratic, aristocratic, and
monarchical specifications. However, and even if the ordinary use of the term
“republic” is also very plastic and vague, the feeling of a specificity of the
“republic” remains present, even if it is difficult to define it.41 The initial
argument could, moreover, be turned around: if most of the countries of the
world wished to take the name of “republic” themselves, would it not be
40TTP
20 348 5-7.
evidenced by the famous article by Régis DEBRAY « République ou
Démocratie » (1992). This article, first published in 1989 in Le Nouvel Observateur,
questioned republicanism on the occasion of the commemoration of the bicentenary of
the French Revolution. Debray sought to clarify, with great brio and accuracy, the vague
feeling according to which, like the two great parties which structure the politics of the
United States, to be “republican” is something other than to be “democratic” – but what
exactly? This developed and rich text contains remarkable formulas (“Democracy, shall
we say, is what remains of a Republic when the Enlightenment is extinguished” – p. 18)
and at least one deep intuition with which we are in full agreement (“The Republic is
interior or is not: it requires a personal ethics. In Democracy, the exterior may suffice: we
only require laws” – p. 26), even if it is for us – with Spinoza – one of the main arguments
to defend democracy and its immanent legalism against the remains of moralism and
transcendence always present, with the sacrosanct “interiority”, in the idea of the
Republic, and even if generally speaking we do not put “republic” and “democracy” as
symmetrical as Debray does.
41As
12
because there is nevertheless something specifically attractive in this term,
in this political construction?
Several authors have attempted to characterize the “republic”
positively in relation to other forms of political organization. But these
descriptions, especially when confronted and interrelated with each other,
paradoxically suffer from an excess of richness, and sometimes of subtlety,
which leads again and always to the idea that the notion of “republic” is so
welcoming and protean that it becomes impossible to specify it. In her
Philosophy of the Republic of 1998, Blandine Kriegel thus identifies several
layers under the notion: the “republic” would envelop an ancient,
philosophical and religious source, then several types of superimposed
“rights”, sometimes intertwined and confused: the “right of the state”, “human
rights”, “citizen’s rights”, and “people’s rights”. Moreover, Blandine Kriegel
grants a very special place, in this description, to the philosophy of Spinoza,
which represents in his eyes an “other way”42 of modernity, that of the
“republic” against that of subjectivity and the “empire”.
In Theories of the republic (2004, then 2015), Serge Audier ignites a
firework of republican conceptions, none of which has exactly the color and
nuance of the others. To the ancient republicanisms of Aristotle, Cicero,
Polybius, succeed the republicanisms of the Renaissance, in Florence with
Machiavelli; then those of Venice, Bodin, Althusius; then the
“commonwealth” of Harrington, the “conflicting republicanism” of Sidney, the
“liberalism” of Montesquieu, the “contractualism” of Rousseau, the “Girondin”
model of Condorcet (a republicanism stemming rather from the “Radical
Enlightenment”) which would oppose the “Jacobin” model of the
Robespierrists (a republicanism rather from Rousseau), the “cosmopolitical”
republicanism of Kant, the “egalitarian” republicanism of Babeuf, the “liberal
and decentralizing” republicanism of Carrel, the “paradoxical” republicanism
of Tocqueville (best known for being indeed a theorist of “democracy”), the
“eclectic” republicanism of Vacherot, the “spiritualist” republicanism of Jules
Simon, the “republican solidarism” of Léon Bourgeois and Célestin Bouglé,
42To
use the title of his work published in 2018 by Éditions du Cerf. We will return
to Blandine KRIEGEL’s interpretation in the conclusion of this study.
13
the “republican socialism” of Jaurès, the “democratic republicanism” of
Mendès-France, the “American” republicanism and the “French”
republicanism distinguished by Hannah Arendt… As it should be, the final
bouquet in Technicolor is American, with cherished admiration mainly
towards the “neo-republicanism” of Pocock, the “instrumental” republicanism
of Skinner, the “communitarian” republicanism of Sandel, the “liberal”
republicanism of Rawls, the republicanism of the “spheres of justice” of
Walzer, the “multiculturalist” republicanism of Taylor, the “deliberative”
republicanism of Fishkin, the “associative” republicanism of Robert Putnam
and the “participatory” republicanism of Barber… Recognizing the
“multifaceted” side of republicanism, Audier concludes his work by
attempting a synthesis of the main conceptual distinctions which he believes
structure “republicanism”. Thus, it would be necessary to distinguish
between (1) a “consensualist”, sometimes “authoritarian” republicanism, and
a “pluralist and conflictual” republicanism; (2) a “democratic” republicanism
and an “oligarchic and authoritarian” republicanism; (3) a “social”
republicanism and a “socially conservative” republicanism; (4) an
“individualist-ownerist” republicanism and a “post-ownerist” republicanism;
(5) a “national – sometimes nationalist” republicanism and a “cosmopolitan”
republicanism; and finally (6) a “productivist” republicanism and an
“ecological” republicanism, that the author proposes to name “ecorepublicanism”, through which republicanism would of course be a way of
the future ... The specialists of “republicanism” can rub their hands: nothing
human is foreign to them.
From the first page of their grandiose Histoire de la république en
France, des origines à la Ve république (2018), Jacques de Saint Victor and
Thomas Branthôme take into account the possibility that by dint of having
passed through abused metamorphoses, the term “republic” could well be
“an empty word”, “worn to the rope”. The authors therefore do not seek so
much to determine a “philosophy of the republic” (in the manner of Blandine
Kriegel) or an “idea of the republic” (in the manner of Juliette Grange), or to
synthesize the “theories of the republic “(in the manner of Serge Audier), as
to propose a “history of the republic in France”, taking into account by
definition the variations and the self-designations of the successive actors of
14
french political life, who have not for horizon a global or essentializing
coherence. However, the authors do not escape, in their preface, the task of
defining, at least minimally, this “republic” which is their object. But
immediately, and even though the historical point of view is not entirely
abandoned, the protean character, almost elusive by dint of variety, of the
notion reappears. Is the “republic” a “French singularity”, is it “exclusive” of
the monarchy, or can we make a genealogy of it that goes back well before
the end of the 18th century (p. 7)? On this fundamental point, discussions
remain intensive.43 The authors come to an attempt at a “typology” of
“republican sensibilities” only after multiple warnings on the “delicate” side of
an approach requiring “caution” in the face of constantly evolving
“sensitivities” if it does not want to lead to “simplifications” or “confusions” (78). The four “republican sensibilities” finally identified, richly illustrated and
convincing, are “liberal sensibility”, “Jacobin sensibility”, “plebeian
sensibility”, and “conservative sensibility”. It should be remembered that
what is at stake is a history of the republic “in France”. But these four French
“republican sensibilities” already cover an extremely broad, complex, and
rich definitional field. If we added to it the other “republican sensibilities” that
one can imagine existing in other countries, one would find this profusion,
this swarming of republican forms and sensibilities, which seem again and
always to discourage the possibility of forming a clear idea and distinct, or
adequate, of the republic.
GRANGE argues, for example, in L’idée de république that the Republic
essentially comes from the French Revolution: “The republic does indeed date from
September 21, 1792”, it is essentially anti-monarchical and “specifically French” (48). The
lowercase “r” to “republic” underlines the definitional dimension of the statement: there is
no “republic” until after this date. “The short-lived English Republic of Cromwell” will be
“left out”, as will the “Republic of Venice”, its “potentates” and its “oligarchy” (47-48).
Blandine KRIEGEL, strangely ignored by Juliette GRANGE (a single note p. 170), on the
contrary supports with very strong arguments, in Philosophie de la République, the idea
of a republican constant throughout our history. This is the overall position of the authors
that we discuss in this text.
43Juliette
15
IV. The Republic and the “Common Good”.
The only characterization of the “republic” which is found in all the
works which attempt to define or characterize it dates back to Aristotle. The
Philosopher distinguishes, in Politics, the constitutions “which have as their
goal the common interest” from those which “on the contrary” “have in view
only the personal interest of the leaders”. The first would be “republican”, the
second “despotic”.44 The “republic” would thus be the form of power which
has in view not only the “public thing”, but the “common good”, or “the general
interest”. Two other global characterizations and everywhere present derive
from this main characterization: the republic would be a power where “law”
and “morality” reign.45 Reading Spinoza, however, helps us to understand
that none of these three main characterizations can be retained.
We must recognize that Spinoza himself evokes, from two different
angles, this distinction between a power which concerns “all” citizens, and a
44Aristotle,
Politics III 6, 1279 a 16-21.
GRANGE, in L’idée de république, takes up the Aristotelian distinction
(28), sees in “the idea of public interest” and in that of “legitimate laws” the “only
characteristics” of the republic (29), considers that “the affirmation of the Law [...] as
expressing the common Good” (italics and capital letters of the A.) “unites all the uses of
the word ‘republic’” (29-30), grants to “republican institutions” the capacity to “moralize”
the government (37), relies on the “moral” conception of the “Kantian republic” (66-67),
calls for republican “virtue” (184), to which she associates the “public Good”, the “modern
ideal of justice”, and, with Balibar, “the triumph of the good principle over the bad” (255).
Blandine KRIEGEL, in Philosophie de la République, also quotes Aristotle (31-32), and
closely associates the notion of “republic”, in all its aspects, with that of “political law” or
“the rule of law”, while she masterfully reinterprets Aristotelian “despotism” as the modern
temptation of “empire”. Serge AUDIER, in Les théories de la République, quotes Aristotle
(8), recalls the Machiavellian thesis of the “superiority of the republics” which “aim at the
common good”, the Rousseauist distinction between “government of the law” and
“government of the men” (34), the presence of the themes of the “common good” and of
the “ethics” in Pocock (78), and specifies that “the equality of all citizens before the law”
is part of the “republican ideals” (92). The limits and the difficulties of relating
republicanism to the Aristotelian position of a virtuous man concerned with the “common
good” are underlined in the conclusion of the work (107), but this is to immediately evoke
a history of republicanism “to do” (108) – therefore not yet done –, and throw oneself into
the infinite conceptual fragmentation that we have noted above, which already does not
seem to have convinced Christophe MIQUEU for whom, in Spinoza, Locke et l’idée de
45Juliette
16
power which concerns only a part of them. To characterize the republic, he
in fact repeatedly uses the expression “whole body of the state” <integrum
imperii corpus>46, which means that the republic has to do with “all” of its
citizens, and not only with part of them. Moreover, Spinoza distinguishes the
power which is exercised for the benefit of the one who exercises it from the
power which is exercised for the benefit of the one who undergoes it, which
allows him to distinguish the three figures of “the slave”, of the “son” and of
the “subject”: “a slave <servus>”, writes Spinoza, “is someone who is bound
to obey the commands of a master, which are concerned only with the
advantage of the person issuing the command; a son <filius> is someone
who does what is advantageous for himself, in accordance with a parent’s
command; and a subject <subditus>, finally, is someone who does what is
advantageous for the collective body – and hence, also for himself – in
accordance with the command of the supreme power”.47 Spinoza therefore
seems to renew here, roughly, the Aristotelian distinction.
This famous text is, however, an exception to the main theses of
Spinozist politics. The Theological-Political Treatise, in fact, is a treatise on
salvation through obedience.48 This deep, paradoxical and skeptical thesis
is put forward by Spinoza to deliver the Republic from the seditions fomented
by priests of all kinds. What is more, according to him, it is the unique
message of the Scriptures: the ignorant will be saved by obedience to the
true rule of life, which makes it possible not to despair of humanity. Because
if very few can understand, all can obey.49 From this point of view,
distinguishing between degrees of obedience, or obediences that are
qualitatively distinct by the effects they produce turns out to be impossible,
and above all illogical. The title of chapter 19 of the Theological-Political
citoyenneté, the “search for the common good”, “today as yesterday”, is “the alpha and
omega of republican citizenship” (522).
46TP 4/2 525 9. Spinoza uses this same expression in TP 3/1 517 19 to define the
“city” <civitas>: this is normal, since, as we have seen, the terms civitas and respublica
are quasi-equivalents at Spinoza.
47TTP 16 289 10-14.
48As Alexandre MATHERON magnificently brought to light in Le Christ et le salut
des ignorants chez Spinoza, Paris: Aubier-Montaigne, 1971.
49TTP 15 281-282.
17
Treatise is particularly significant in this regard. In it Spinoza sums up the
thesis of the whole work by declaring that “the outward worship of religion
must be in accord with the peace of the republic, if we want to obey God
righteously” <si recte Deo obtemperare velimus>. Spinoza shows here the
knot of consent and obedience. No one can be completely forced to obey. A
citizen, a subject, but also a slave and even a child may prefer to die than to
obey. Spinoza himself often repeats that the transfer of natural law can never
be total.50 So, there is always consent in obedience, just as there is always
obedience in consent. They are not separate realities. And insofar as politics
is in itself the locus of the knot of consent and obedience, it is futile to try to
distinguish there between actions performed freely and actions performed
without freedom. In a democracy in particular, everyone is both subject and
object of the law, the one who makes it freely and the one who obeys it.
This same knot is found between egoistic action and altruistic action,
or, to use the Aristotelian distinction found in all the theories of the “republic”,
between action performed in the name of the “common good” or “general
interest” and action done in the name of a personal or selfish interest. This
distinction may well be satisfactory, even flattering for the mind, however it
remains strange that in the absence of a single convincing example in the
immensity of human actions we continue to take it up for centuries as if it
went without saying. Who doesn’t know that altruism is the best investment,
the best strategy in a selfish world? What political power does not claim to
act in the “public good” or “general interest”? We will say: some lie. Yes, but
which ones? The communist regimes claimed higher and stronger than all
the others to act according to the general interest (it was even their raison
d’être), while their critics denounced the privileges of the “nomenklatura” and
the daily terror. The most liberal regimes, too, claim to act in the name of the
“common good” or “general interest”, even if they are based on quite other
psychological and economic principles. The theory of the “invisible hand” and
of financial markets is justified by the idea that the addition of selfishness will
bring general prosperity. The facts have not always proved them wrong, even
if we can denounce many flaws in these regimes. The difficulty here is
50See
for example TP 3/8.
18
structural: no one can claim to know “the general interest”, any more than
the “just” and “unjust”. Are nuclear power plants of general interest? Some
think so, others do not. Is the construction of motorways of general interest?
Yes, for some, no for others. Without even looking for self-serving objectives,
on the one hand for EDF, on the other hand for the now private motorway
companies, we simply do not know what is this “general interest” that is
invoked everywhere. On each subject, the conflict and the uncertainties
return: retirement by funding or by pay-as-you-go? Do we go for public or
private schools? Do we go for the construction or not of airports, dams, and
wind turbines? Are we for intensive agriculture or not? Are we for large
distribution or not? Are we for Amazon or not? Are we for State sale of drugs,
lottery, alcohol, or not? Are we for housing subsidies or not? Are we for
subsidies to art or not?... In any case, the discourse of “general interest” or
“common good” can legitimately be held in favor of each of the opposing
positions. And we must avow that even the kings of the past centuries, and
often even the worst of despots and tyrants, cared for the good of their
country, it would be absurd to deny it. Wasn’t Napoleon acting in the “general
interest” of France? And Robespierre – wasn’t he as well? In fact, waging a
war isn’t part of the “general interest” of a country? Both warmongers and
pacifists will invoke “the general interest”. The more we seek, the less we
find to illustrate this distinction, which therefore appears to be hollow and
inoperative to analysis, and on which consequently we cannot rely to
distinguish “republics” from other forms of power.
Spinoza’s philosophy helps us perceive the vanity of such
distinctions. Politics is much more, according to him, the place of a kind of
“physics”, of a result of power struggles, than that of a morality, or a display
of intentions. Power can only be obtained by fulfilling a number of conditions,
one of which is the display of “concern for the common good”. The latter will
therefore necessarily be present in any political regime whatsoever, and not
just in a “republic”. Conversely, certain behaviors are incompatible with
power, regardless of the intentions and discourses displayed. Spinoza insists
on this with particular force in the Political Treatise: “it’s as impossible for one
who holds political authority (or those who do so) to run, drunken or naked,
through the streets with prostitutes, to play the actor, to openly violate or
19
disdain the laws he himself has made, and at the same time to preserve his
authority, as it is to both be and not be at the same time”.51 All politics are
subject to a paradoxical logic, according to which one must pay attention to
the “general interest” as long as one wishes to remain in power52 – a
conclusion which one may find cynical, or Machiavellian, but that has never
been refuted.
Conclusions. The Majority or the Law: Republican Justifications
and Democratic Preferences.
Whatever the rational and argumentative dimension of his whole
philosophy, Spinoza can in no way be considered as a theorist of the
“justification” of political action by reference to “values” that could reach an
“enlightened” or “moral” conscience”, or by the “law”, or even the
“constitution” of the Republic. Spinoza is thus republican in a vague sense,
but democratic in a very radical sense. In fact, it completely submits the just
and the unjust (like the pious and the impious) to the legal and the illegal,
that is to say, morality (just like religion) to politics, to the exteriority of
accounts and behaviors rather than to the interiority of beliefs and intentions:
“justice depends only on the decree of the supreme powers. So no one can
be just unless he lives according to the decrees received from them”.53 In the
immanence of the accounts, nothing can override the preferences of the
people.54 The real name of politics in Spinoza, as in Rancière, is thus
“democracy” much more than “republic”. To oppose republican “values” or
“constitutions” to the democratic preferences of the people would be to bring
51TP
4/4.
7/4 (repeated in 8/24): “Everyone is most strongly disposed by his affects to
seek his personal advantage, judges those laws most equitable which are necessary to
preserve and advance his own interest, and defends another person’s cause just to the
extent that he believes it makes his own situation more stable”. Selfishness and altruism
are inseparable, although everyone would like to be able to separate them clearly.
53TTP 20 347 1-3.
54We therefore fully share the judgment of Didier MINEUR, in Le pouvoir de la
majorité (267 n. 12) according to which the question of whether politics is a matter (or not)
of “addition of preferences” is a “fundamental” question.
52TP
20
theology back into politics, when Spinoza’s first and constant effort was to
separate them.
With regard to this, we find in Spinoza something of the skepticism
characteristic of the Pascalian attitude towards the laws. The ignorant obey
the law because they believe it to be good; the half-skilled resist the law when
they believe it to be bad; scientists (or sages) obey the law even though they
know (or because they know) that it is neither good nor bad, but only
necessary. These three conceptual characters do not designate distinct
individuals. They coexist and struggle in each of us, depending on the
occasion and the moment. The ignorant and the semi-skilled, in each of us,
are still in the theological-political, because they regulate their obedience or
their disobedience to the law on their appreciation of the law as “good” or
“bad”, “fair” or “unfair”. They are still Republicans. Only the clever in us (or
the sage, to use the Spinozist term), who obeys the law without subjecting it
to a work of external “justification”, theological or moral, from time to time
achieves the liberation engendered by separation of the theological and the
political. He is a Democrat.
In many ways, Spinoza’s political philosophy is indeed quite striking
and significant in regard to the justifications we might be tempted to give to
our opinions or preferences. Spinoza affirms the anteriority of the political
over the moral or the theological: “like sin and obedience <peccatum et
obsequium>, taken strictly, so also justice and injustice can be conceived
only in a state”.55 In other words, one can never submit laws to a moral
assessment which pre-exists them – which amounts on Spinoza’s denial of
any transcendence of the moral in relation to the political, and therefore any
subordination of the political to the moral. This declaration of the Political
Treatise echoes the famous declaration of Ethics III 9 scholie: “we neither
strive for, nor will, neither want, nor desire anything because we judge it to
be good; on the contrary, we judge something to be good because we strive
for it, will it, want it, and desire it” – a statement which could otherwise be the
slogan of a theory of democratic preference.
55TP
2/23.
21
Even more radically, Spinoza does not hesitate to subsume law under
power, and power under numbers: “the power of a state, and hence its right,
are to be reckoned by the number of its citizens”.56 The quantitative
obsession, present everywhere in Spinoza in the doctrine of “singular
things”, and at the highest point in the Political Treatise, is concentrated here
explicitly in the equivalence of the power and the law of the State to the
“number” of its citizens, in an entirely immanent conception, indifferent to any
question of “good”, “bad”, or “better regime”, a conception in which the
number alone makes law, without even being mentioned the nature of what
this number, that is to say this count or these votes, could relate to. The
Spinozian formula that democracy should be regarded as imperium
absolutum, that is, “absolute regime”, can only be appreciated from the point
of view of such digital radicalism.
The formal law of the “majority” thus envelops a skepticism with
regard to the contents of the law: “in a democratic state (which comes closest
to the natural condition) everyone contracts to act according to the common
decision, but not to judge and reason according to the common decision.
Because not all men can equally think the same things, they agreed that the
measure which had the most votes would have the force of a decree <id vim
decreti haberet, quod plurima haberet suffragia>, but that meanwhile they’d
retain the authority to repeal these decrees when they saw better ones”.57
This indifference to content was already Archimedes’ point of the
Theological-Political Treatise. To argue, as Spinoza did, that in matters of
religion beliefs are irrelevant as long as citizens behave correctly, was in
effect playing the winning move which took away their power to the priests.
This same indifference to the content, that is to say to the justification, the
ends or the values of political action, is very striking. It is consonant with the
most famous declaration of the Political Treatise (1/4), a true manifesto or
philosophical testament (“I took great pains not to laugh at human actions,
or mourn them, or curse them, but only to understand them.”) by which
56TP
7/18: Imperii potentia et consequenter jus ex civium numero aestimanda est.
20 351 24-29.
57TTP
22
Spinoza rejected any astonishment, mockery, or detestation, and
consequently any a priori devaluation of any human action whatsoever.
There is something in this that is common to the very functioning of
democracy and to other models of immanence. In the Darwinian theory of
evolution, for example, all natural and genetic innovations are initially open
and equally legitimate, before an immanent selection takes place, making
disappear the species unsuited to their environment or subjected to too
strong predatory pressures. In Popper’s epistemology, all hypotheses are
initially equally legitimate and favored, even the wackiest ones, before being
selected by crucial experiments. Likewise, from a Spinozist and radically
democratic point of view, all opinions are first and foremost equally legitimate
and respectable, none deserves contempt or a priori prohibition; the majority
(that is to say the count of preferences) then identifies the opinions which will
prevail, and which the citizen will have to obey on pain of becoming the
enemy of his country. But this democratic “political selection” does not confer
on the laws passed any kind of moral superiority or justice over those which
have not been. In Spinozist democracy, the majority cannot be subject to a
prior right (any more than to a morality or a religion), because it makes the
law and can therefore change it. There lies within this an intrinsically
revolutionary dimension of democracy that no legal or moral framework, not
even republican, can claim to contain. The majority of votes, however
precarious it may be, remain in excess of law and morality, which can be
neither self-founded nor self-legitimized.58
58Didier
MINEUR, in Le pouvoir de la majorité, therefore quite rightly points out
(p. 214 n. 23) that article 89 of the constitution of French Fifth Republic (“The republican
form of government cannot be subject to a revision”) is an illusory protection against the
power of the majority (and even comical, we would allow us to add, thinking of the Baron
of Münchhausen who had tried to extricate himself from the quicksand by pulling his own
hair towards the top), because a democratic power can always “overturn the limits which
it has given itself”, even “to turn against itself and put an end to democracy”. To carry out
a “revision” of the “republican form of government” of the French Fifth Republic, it would
suffice to carry out a first constitutional revision by which this sentence would be deleted
from article 89. And if, to ward off this blow, the Constitutionalists demanded that an article
be inserted in the constitution prohibiting the revision of article 89, it would suffice to revise
this article first, then article 89, then the “republican form of government”, and so on.
23
The very formalist democracy proposed by Spinoza, this pure law of
counting, has always aroused concerns and criticism from supporters of a
republicanism in which and through which morality and law would function to
limit the vagaries of popular votes. Democracy has never had a great press
in philosophy, or even under “republican” regimes.59 Pure immanence, in the
absence of any reference to pre-established and transcendent “values”,
always makes people fear the worst on the part of a “people” always ready
to return to the “crowd” or to the “multitude”, to these “large animals”
sometimes full of fury and devoid of reason, which Spinoza, long after Plato,
was wary of having seen them at work in the appalling lynching of the De
Witt brothers on August 20, 1672.
It is therefore quite legitimate to have seen Spinoza as a republican
philosopher, worried about the irrationality and violence of crowds and
irrationality in general, knowing better than anyone that it happens to men to
“see the best, to approve it, and to do the worst”.60 Blandine Kriegel thus
offers a striking confrontation, in Philosophie de la République, between the
philosophies of Descartes and Spinoza, and their political posterity.
Descartes represents the first way of modernity. This is the path of
triumphant subjectivity, of infinite will and therefore irrational, of decision, of
man “master and possessor of nature”. Its political posterity will therefore be
found in the theories of “empire”, in every sense of the word: self-control, but
also domination of the world, by modern “empires”. Paradoxically, the
political posterity of the most French of philosophies would thus have
developed in Germany, mainly through Fichte, Carl Schmitt and Heidegger.
Spinoza, from this point of view, represents the “other way” of modernity,
completely opposed to that of Descartes. He develops a philosophy of nature
Toward Perpetual Peace, KANT opposes on the one hand “republicanism”
<der Republikanism>, the principle of which, according to him, is “the separation of
executive power and legislative power”; and on the other, “despotism” <der Despotism>,
in which this separation of powers does not exist. From this point of view, “democracy”
<die Demokratie> is a despotism in Kant’s eyes, since “all” in it “decide about one and, if
need be, against him” <da alle über und allenfalls auch wider Einen [...] beschließen>,
which puts the “universal will” “in contradiction with itself and with freedom”.
60In Ethics IV 17, Spinoza takes up Ovid’s famous verses (Metamorphoses VII, 2021): video meliora proboque / Deteriora sequor.
59In
24
(and not of the subject). For him, man is not “an empire within an empire”
<imperium in imperio>61 but is subject to the same natural laws as any other
“singular thing”. Spinoza also rejects as absurd not only the idea of “infinite
freedom”, but quite simply the idea of free will, just as much as the idea of
“mastery” or “training” of oneself. And for him, “individuals” are not the
ultimate ontological realities, quite the contrary: each individual is composed
of individuals of lower rank, and component of individuals of higher rank.62
Individuality is thus strongly relativized.
For all these reasons, Descartes (who for his part speaks very little of
politics) would have had for posterity at the same time the theorists and the
practitioners of “the empire” in its most terrifying forms, but also the
contemporary democratic peoples, drunk with their individuality and their
freedom, almost as disturbing as the first. The rapprochement between
“democracy” and “empire” may be startling. But it is globally legitimate in the
reference to “mastery” and to individual freedom. The reading of modern
contractualism as aggressive virilism, on which Blandine Kriegel and Carole
Pateman meet,63 completes this picture of democracy as irrational, unstable,
violent, ready for conquest as well as suicidal. The spinozist posterity,
according to this point of view, could on the contrary be characterized as
globally “republican”. Spinoza not only rejects the primacy of the subject,
individualism and the infinite freedom characteristic of cartesian modernity,
but grants less and less space, in his political philosophy, to the moment of
a “social contract”. Whoever says “social contract”, in fact, necessarily says
capacity to decide, control, will, exit from the state of nature. But Spinoza, as
we have seen, naturalizes politics as much as it is possible for him to do so.
For all these reasons, one could indeed attribute to Descartes the paternity
of “democracy” as well as that of “the empire”, and to Spinoza the paternity
of the “republic”, and more generally that of a more global relation to the
world, a more peaceful, a more fluid one than that of Descartes – this is
perhaps why Bruno Latour and a few others, deeply concerned with
61Spinoza,
Ethics III, Preface.
Ethics II 13, Scholie after Lemma 7; and Letter 32 to Hudde.
63See Carole PATEMAN, The Sexual Contract.
62See
25
establishing new relationships between man and nature, were able to find in
Spinoza the resources to a conception of modernity different from that of
Descartes, even though the latter still reigns very widely today on the whole
planet.64
On this particularly powerful and interesting reading, however, one
could, it seems to me, make a number of responses which would show that
the very nature of Spinozism and its conception of democracy does not
necessarily require republican compensation. On the one hand, there is no
reason to deny that a democracy could move towards extreme actions, either
that it engages in an imperial way (this is the case of several contemporary
democracies, like The United States, Russia, Turkey, it was also the case of
France and England in the 19th century), either that it engages in a suicidal
path (one can think of certain decisions of secession or of independence).
As Didier Mineur rightly writes, “any power can commit suicide, without there
being a logical contradiction”.65 And especially democracy: how could we
prevent it? Derrida had particularly insisted on this in Voyous: democracy is
a “loop” regime, where everyone is both the origin and destination of the law,
a regime that as such does not go without “circularity”, “revolution”, or
“globalization”. But as a result, democracy, more than any other form of
power, turns against itself. For this reason, Derrida underlined the kinship
between “democracy”, “auto-immunity” and “deconstruction”.66 Democracy
is indeed essentially self-critical (because it envelops, as Spinoza argues,
the freedom to think and to say what one thinks), a return that weakens and
not only strengthens oneself. It lives / dies from this paradox: “democracy
has always been suicidal”.67 This critique of democracy can indeed go as far
as to question democracy itself: “the alternative to democracy can always be
64See
for example Bruno LATOUR, Face à Gaïa : Huit conférences sur le nouveau
régime climatique, Paris : La Découverte, 2015 [Facing Gaia : Eight Lectures on the New
Climatic Regime, Cambridge: Polity Press, 2017]. See also the conference of Bruno
LATOUR : « Portrait de Spinoza en co-enquêteur du projet sur les modes d’existence »
[“Portrait of Spinoza as co-investigator of the project on modes of existence”], may 2,
2016 (online here), as part of the Seminar Spinoza à Paris 8.
65Didier MINEUR, Le pouvoir de la majorité, p. 379.
66Jacques DERRIDA, Voyous, p. 130.
67Ibid., p. 57.
26
represented as a democratic alternation”.68 Democracy is thus the result of
a contradictory “turn” or “return”, which Derrida sometimes calls the autoimmune or democratic double bind (double contradictory injunction).69 This
instability consubstantial with democracy, which can be expressed as well in
imperial expansion as in suicidal retraction, comes from the fact that
democracy, all in immanence, shows more than any other regime its lack of
foundation, that is to say of legitimacy.
We can therefore understand the concern aroused by democratic
governments, and the almost irrepressible temptation to frame them, to
contain them within a republican framework where constitutional values and
laws prevail, as secularized forms of transcendence. But the most procedural
and immanent democracy actually envelops an ethical dimension, like
artistic and scientific activities. Didier Mineur has clearly shown the forced
dimension of the opposition between “procedural democracy” and
“substantial democracy”.70 The procedural or formal dimension of
democracy, that is to say the law of the count to which Spinoza has become
more and more exclusively attached in his politics, supposes the strict
numerical equality of the citizens. A “principle of equality” (therefore a
“substantial dimension”, a “content”, a value) is therefore enveloped by the
very procedure of democratic additions. This is undoubtedly one of the
reasons why Spinoza’s philosophy, written more geometrico, “in the manner
of geometers”, therefore in the most “formal” way possible, is nevertheless
entitled “Ethics”. We are therefore not surprised to see the very rich
demonstration of Didier Mineur ending with a reference to Jacques Rancière,
who makes “equality of intelligence” the condition of possibility of politics in
the sense in which he understands it, that is to say democracy, even if
p. 54 : “L’alternative à la démocratie peut toujours être représentée comme
une alternance démocratique”.
69Ibid., p. 64.
70Didier MINEUR, Le pouvoir de la majorité, p. 340, 372-373. We only regret the
absence of a reference to Spinoza, which would have offered a perfect illustration of the
theses defended in the work.
68Ibid.,
27
Rancière favors a democracy of the drawing of lots while Mineur favors a
democracy of the majority.71
Moreover and finally, Spinoza’s vision of democracy as a count of
preferences is very far, despite appearances, from the Cartesian posterity of
the modern subject, drunk with his infinite freedom, capable of all
irrationalities as well as of all violence (despotism or empire), and which
should therefore as much as possible be bordered, limited, contained by
fundamental laws and moral values, that is to say by a republican framework.
Indeed, democratic preferences (in matters of manners, customs, laws,
organization of public space, etc.) have nothing to do, despite appearances,
with the actions of a free subject. We do not choose our preferences but
experience them or see them passively. Our food, clothing, sexual
preferences, etc., our “vocations”, are in no way decisions or choices that we
could make freely. In most cases, Spinoza had insisted on it long before
René Girard, our preferences or our desires are moreover mimetic and in
this are in no way the sign of subjectivities or individualities that are masters
of themselves and absolutized as such. As a result, a democracy conceived
in the Spinozist manner as the ceaselessly renewed account of majority
preferences undoubtedly produces collective decisions. But these are
passive decisions, if one can dare such an oxymoron, reflecting the stable
contours of a historical and civilizational heritage much more than the activity
of subjects or individuals free of their choice, which should therefore be
subject as a precaution to a “republican” framework.
Translated by: Esterina Celami
71Didier
MINEUR, Le pouvoir de la majorité, p. 383 and last, last note (n. 2, p. 383384). Mineur refers to Rancière’s formula “community of equals” but reintroduce in the
very last lines (by reference to the work of Catherine COLLIOT-THÉLÈNE La démocratie
sans ‘demos’) the reference to a legal dimension that we do not find in Rancière. Mineur
criticizes the drawing of lots p. 332 n. 33 (rightly, in our opinion: see Charles RAMOND,
Jacques Rancière – L’égalité des intelligences, 2019, chp. 13, p. 104). But Rancière
defends it for example in La haine de la démocratie (p. 48-56), and in Et tant pis pour les
gens fatigués [And too bad for tired people] (p. 466).
28
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30
–2016, Political Treatise, Edited and Translated by Edwin CURLEY, in The
Collected Works of Spinoza, Volume II, Princeton / Oxford: Princeton
University Press.
Abstract
Whatever the rational and argumentative dimension of his whole
philosophy, Spinoza can in no way be considered as a theorist of the
“justification” of political action by reference to “values” that could reach an
“enlightened conscience” or “morals”, or by the “law” or even the
“Constitution” of the Republic. Spinoza is thus republican in a vague sense,
but democratic in a very radical sense. In fact, it completely submits the just
and the unjust (like the pious and the impious) to the legal and the illegal,
that is to say, morality (just like religion) to politics, to the exteriority of
accounts and behaviors rather than the interiority of beliefs and intentions.
In the immanence of the accounts, nothing can override the preferences of
the people. The real name of politics in Spinoza, as in Rancière, is thus
“Democracy” much more than “Republic”. To oppose republican “values” or
“constitutions” to the democratic “preferences” of peoples would be to bring
theology back into politics, when Spinoza’s first and constant effort was to
separate them.
Keywords
Spinoza; politics; democracy; republic; law; number, count, vote;
immanence; justifications; preferences.
The Author
Charles RAMOND is a University Professor at the Philosophy
Department of Paris 8 Vincennes Saint-Denis University, and a member of
the Research Unit 4008 LLCP (Laboratory for Studies and Research on the
Contemporary Logics of Philosophy). Latest publications: Sentiment
d’injustice et chanson populaire [Sense of Injustice and Popular Song] (with
31
Jeanne PROUST), Sampzon: Delatour France (Collection « Musique et
Philosophie »), 2017; Derrida – Une philosophie de l’écriture [Derrida – A
Philosophy of Writing], Paris: Ellipses (Collection “Aimer les philosophes”),
2018; Jacques Rancière – L’égalité des intelligences [Jacques Rancière –
The Equality of Intelligences], Paris: Belin, 2019; Spinoza in Twenty-FirstCentury American and French Philosophy – Metaphysics, Philosophy of
Mind, Moral and Political Philosophy, Edited by Jack STETTER and Charles
RAMOND, London: Bloomsbury Academic, 2019; 24 Études de philosophie
du langage ordinaire [24 Studies in the Philosophy of Ordinary Language],
to be published, Limoges: Lambert Lucas, 2021.
Professional page : synthetic here, detailed here.
32
Table of contents
Introduction. Country Names: the Names. ............................................................ 1
I. The Theological-Political Treatise: a Treatise of “the” Republic......................... 4
II. The Political Treatise: Multitude, Primitive Democracy, Natural Republic. ....... 8
III. Fifty Shades of Republicanism. ...................................................................... 12
IV. The Republic and the “Common Good”. ........................................................ 16
Conclusions. The Majority or the Law: Republican Justifications
and Democratic Preferences. ...................................................................... 20
Bibliography ......................................................................................................... 29
Abstract ............................................................................................................... 31
Keywords ............................................................................................................. 31
The Author ........................................................................................................... 31
Table of contents ................................................................................................. 33
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33