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MEDIOEVO
RIVISTA DI STORIA DELLA FILOSOFIA MEDIEVALE
XLII
2017
L’agire morale e i suoi limiti:
Fato, Determinismo e Libero Arbitrio nel Medioevo
Moral Agency and its Constraints:
Fate, Determinism and Free Will in the Middle Ages
a cura di / edited by
Alessandra Beccarisi
Fiorella Retucci
I L
P
O
L
I G R A F O
Sede della Rivista
CENTRO INTERDIPARTIMENTALE
DI RICERCA DI FILOSOFIA MEDIEVALE “CARLO GIACON” - CIRFIM
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Comitato scientifico
F RANCESCO BOTTIN, STEFANO CAROTI, MARTA C RISTIANI
P IETER DE LEEMANS, ALAIN DE LIBERA, G ERHARD E NDRESS
G RAZIELLA F EDERICI VESCOVINI, G IANFRANCO F IORAVANTI
MARIATERESA F UMAGALLI, ALESSANDRO G HISALBERTI
TULLIO G REGORY, HENRI HUGONNARD-ROCHE, G REGORIO P IAIA
PASQUALE P ORRO, I LARIO TOLOMIO, G ERD VAN RIEL
Direzione
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Redazione
ENRICO MORO, FABIO ZANIN
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SOMMARIO
ALESSANDRA BECCARISI - FIORELLA RETUCCI, Presentazione
7
THOMAS RICKLIN, « Doversi intendere la disposizion celeste
essere stata atta [ ... ] a dover producere un poeta ». Boccaccio al
lavoro con la casualità celeste
15
CARLOS STEEL, What is the Advantage of Knowing the
Future? Some Comments on Ptolemy’s Tetrabiblos, I, 3
31
IRENE ZAVATTERO, Estimaverunt Indi : la diffusion d’un texte
geomantique condamné
57
ELISA RUBINO, An Italian Translation of William of Moerbeke’s
Geomancy
81
STEFANO RAPISARDA, Literary Texts and Divination
Techniques in Medieval Occitania. A Short Survey
99
G EORGI KAPRIEV, Freier Wille und Vorherbestimmung in
der Byzantinischen Tradition (von Nemesios von Emesa bis
Photios von Konstantinopel)
125
PASQUALE ARFÉ, Pharaonis induratio cordis. The AntiFatalism of Honorius Augustodunensis
139
ANDREAS SPEER, Determined Freedom. Thomas Aquinas on
Free Choice
163
MARIALUCREZIA LEONE, « Non quaecumque necessitas
excludit libertatem ». Goffredo di Fontaines e la libertà della
volontà e dell’intelletto
187
NADIA BRAY, Eckhart’s Stoic Doctrine of Freedom and Its
Metaphysical Foundation
227
G UY G ULDENTOPS, Julius Sirenius’s Criticism of Pietro
Pomponazzi’s Defense of Stoic Determinism
243
Abstracts
261
Indice dei nomi
271
Indice dei manoscritti
279
PRESENTAZIONE
By combining concepts, methods and approaches from different fields (history of
philosophy, philology, textual criticism, history of science, intellectual history), the
contributions gathered in this volume aim at collecting and publishing unedited texts, accompanied by commentaries and critical studies, in order to enhance
the knowledge of a crucial philosophical paradigm of the Middle Ages and the
Renaissance, namely the relationship between the free will of human beings
and determinism, and consequently the possibility of foreknowing the future.1
There was a huge movement concerning the translation of texts of natural philosophy (of Greek or directly Arabic origin) into Hebrew and Latin,
which was accompanied by a corpus of astrological, hermetic and alchemic
writings as well as those on magic and divination. From the first half of the
12th century on, these translations did not only give rise to a new scientific
library in the West, but they also generated (thanks, above all, to the works
of Aristotle, Ptolemy, al-Kindi, Albumasar and Avicenna) the idea – still
relatively unknown in the Latin world – that nature was a structure based
on a rational system and as such predictable and manipulable through opportune theoretical competence and adequate operative techniques. Albert the
Great, to mention only one, elaborating on Avicenna’s theories, frequently
proposes the paradigm of the sapiens – philosopher, astrologer, magician and
prophet – who, thanks to perfect knowledge of the celestial powers, of their
influence on the sublunary world and of the occult properties of stones, plants
and animals, is able to foresee future events, to interpret and bend to his will
the implexio causarum which is the basis of the natural order, and even to
perform marvellous transformations of material reality.2
1. For a general overview on this topic, see P. Porro, Trasformazioni medievali
della libertà, in M. De Caro - M. Mori - E. Spinelli (cur.), Libero arbitrio. Storia di una
controversia filosofica, Carocci, Roma 2014, 171-190; 191-221.
2. See A. Palazzo, The scientific significance of fate and celestial influences in the mature
works by Albert the Great: De Fato, De somno et vigilia, De intellectu et intelligibili, Mineralia,
8
Presentazione
Some aspects of this problem have already been investigated in previous
studies.3 The texts selected, such as the anonymous Estimaverunt Indi,4
William of Moerbeke’s Geomantia,5 Honorius Augustoduniensis’ Libellus
in A. Beccarisi - R. Imbach - P. Porro (cur.), Per perscrutationem philosophicam. Neue
Perspektiven der mittelalterlichen Forschung, Meiner Verlag, Hamburg 2008, 55-78.
3. L. Thorndike, A History of Magic and Experimental Science, Columbia University
Press, New York 1923, II, 548-592; Ch.H. Haskins, Studies in the History of Mediaeval
Science, Harvard University Press, Cambridge 1960; E. Garin, Lo zodiaco della vita.
La polemica sull’astrologia dal Trecento al Cinquecento, Laterza, Bari 1976; G. Federici Vescovini, Astrologia e scienza, Vallecchi Editore, Milano 1979; S. Caroti, L’Astrologia in
Italia. Profezie, oroscopi e segreti celesti, dagli zodiaci romani alla tradizione islamica, dalle corti
rinascimentali alle scuole moderne: storia, documenti, personaggi, Newton Compton, Roma
1983; T. Gregory, Mundana sapientia. Forme di conoscenza nella cultura medievale, Edizioni di Storia e Letteratura, Roma 1992 (Raccolta di studi e testi, 181); E. Grant, Planets,
Stars, and Orbs. The Medieval Cosmos, 1200-1687, Cambridge University Press, Cambridge 1994; Ch. Burnett, Magic and Divination in the Middle Ages: Texts and Techniques
in the Islamic and Christian Worlds, Routledge, Aldershot 1996 (Variorum Collected
Studies Series, 557); C. Crisciani - M. Pereira, L’arte del sole e della luna. Alchimia e
filosofia medievale, Fondazione CISAM, Spoleto 1996 (Biblioteca di Medioevo Latino,
13); P. Travaglia, Magic, causality and intentionality: the doctrine of the rays in al-Kindi,
SISMEL - Edizioni del Galluzzo, Firenze 1999; N. Weill-Parot, Causalité astrale et science des images au Moyen Age: Éléments de réflexion, « Rev. Hist. Sc. », 52 (1999), 207-240;
S. Rapisarda, A Ring on the Little Finger: Andreas Capellanus and Medieval Chiromancy,
« Journal of the Warburg at Courtauld Institutes », 69 (2006), 175-191; M. Benedetto, Everything is in the Hands of Heaven, Except the Fear of Heaven (BT Berachoth 33b).
Determinism and Freedom in Medieval Jewish Philosophy, in L. Sturlese (cur.), Mantik,
Schicksal und Freiheit im Mittelalter, Böhlau Verlag, Köln-Weimar-Wien 2011, 153-174;
A. Sannino, Il De mirabilibus mundi tra tradizione magica e filosofia naturale, SISMEL Edizioni del Galluzzo, Firenze 2011; L. Sturlese (cur.), Mantik, Schicksal und Freiheit
im Mittelalter, Köln-Weimar-Wien 2011; A. Fidora, Divination and Scientific Prediction:
The Epistemology of Prognostic Sciences in Medieval Europe, « Early Science and Medicine », 18 (2013), 517-535.
4. Th. Charmasson, Recherches sur une technique divinatoire: la géomancie dans l’Occident médiéval, Champion, Genève-Paris 1980 (Centre de Recherches d’Histoire
et de Philologie de la IVe Section de l’Ecole Pratique des Hautes Études, V Hautes
Études Médiévales et Modernes, 44), 111-113.
5. A. Beccarisi, Naturelle Prognostik und Manipulation: Wilhelm von Moerbekes De
arte et scientia geomantiae, in Sturlese (cur.), Mantik, Schicksal und Freiheit im Mittelalter, 109-127. The Geomantia attributed to William of Moerbeke is currently
edited by Elisa Rubino within the scope of the FIRB project funded by MIUR
(Ministero dell’Istruzione, dell’Università e della Ricerca) « Foreseeing Events
and Dominating Nature: Models of Operative Rationality and the Circulation of
Knowledge in the Arab, Hebrew and Latin Middle Ages » (Local Unity Lecce, coordinated by Alessandra Beccarisi and Principal Investigator, Marienza Benedetto,
Università di Bari).
Presentazione
9
de libero arbitrio and Inevitabile, Sirenius’ De fato, however, have largely
been neglected, mainly because they are still unavailable as modern critical
editions or are transmitted only in Renaissance printed editions that often
prove to be unreliable from the perspective of modern text criticism.
Various topics are discussed in this volume: theoretical and operative models of prediction and control of events (Carlos Steel); the audience, circulation
and efficacy of works on divinatory arts (Irene Zavattero, Elisa Rubino and
Stefano Rapisarda); natural paradigms of divination, knowledge and rationality supporting the foresight of future events (Georgi Kapriev); the relationship between determinism and freedom (Nadia Bray and Andreas Speer);
fate and providence (Guy Guldentops and Pasquale Arfé); natural causality
and determinism (Thomas Ricklin); free will and intellect (Marialucrezia
Leone).
Consequently, this volume is divided into two thematic parts.
The first part consists of historical-doctrinal contributions concerning the
transmission of theoretical and operative models of prediction and control of
events: divination, prognostication and, above all, geomancy. Developed essentially by the Arabs (although it also appears in Antiquity),6 geomancy is
a technique which teaches how to form figures from points that are casually
traced on earth or sand (but also on paper) and how to use these to foretell future events: the geomancer, it was held, was guided in his work by the natural
influence of the stars, which enabled him to answer the questions that were
posed to him on specific themes.
6. P. Meyer, Traités en vers provençaux sur l’Astrologie et la Géomancie, « Romania »,
102 (1897), 225-275; P. Tannery, Mémoires scientifiques. Sciences exactes chez les Byzantins,
É. Privat - Gauthier-Villars, Toulouse-Paris 1920, vol. VI; A. Ziegler, Histoire de la géomancie latine du milieu du XII siècle au milieu du XVII siècle, École Nationale des Chartes, Paris 1934; G. Contini, Un poemetto provenzale di argomento geomantico, Libraire de
l’Université, Fribourg 1940; M. Brini Savorelli, Un manuale di geomanzia presentato da
Bernardo Silvestre di Tours: l’Experimentarius, « Rivista critica di storia della filosofia »,
14 (1959), 283-342; Th. Charmasson, Les premiers traités latins de géomancie, « Cahiers de
civilisation médiévale Xe-XIIe Siècles », 21 (1978), 121-136; S. Skinner, Terrestrial Astrology Divination by Geomancy, Routledge, London 1980; E. Savage-Smith - M.B. Smith,
Islamic geomancy and a thirteenth century divinatory device: another look, in E. Savage-Smith
(cur.), Magic and divination in Early Islam, Ashgate, Aldershot 2004 (The formation of
the Classical Islamic world, 42).
10
Presentazione
The two important contributions by Irene Zavattero and Elisa Rubino
are devoted to two of the most known geomantic treatises, the anonymous
Estimaverunt Indi and the Geomantia attributed to William of Moerbeke. Estimaverunt Indi, probably a 12th-century Latin reworking of an
Arabic treatise, is perhaps the most authoritative medieval text in the field
of geomancy. Not only it is referred to as an “auctoritas” by several other
geomantic writings, but it is also – together with the De amore by Andreas
Cappellanus – the only text explicitly mentioned in the Prologue of the condemnation issued by Bishop Stephen Tempier of Paris in 1277.7 Today, nine
manuscripts that preserve this text either in its entirety or at least in part are
known. Irene Zavattero presents the first results of her critical edition: she has
discovered that the final section of the Estimaverunt Indi circulated autonomously under the title Liber Salcharie Albassarith, both in Latin and in the
vernacular. Therefore, Zavattero suggests that the widespread dissemination
of the Estimaverunt Indi should be reassessed, and that it was due mainly
to the fame of one of its sources – Albusaid or Johannes Tripolitanus – often
cited in the Estimaverunt Indi.
The Geomantia was composed by William of Moerbeke from a collection of anonymous texts translated from Arabic into Latin probably in the
12th century.8 Even if not explicitly involved in the condemnation of 1277,
this work has often been linked to the Estimaverunt Indi, one of its likely
important sources.9 The text is as yet completely unedited. Fifteen Latin and
three vernacular manuscripts (two in French and one in Italian) preserve this
work.10 In this issue, Elisa Rubino publishes for the first time the Italian
7. D. Piché, La condamnation parisienne de 1277. Nouvelle édition du texte latin, traduction, introduction et commentaire par David Piché avec la collaboration de Claude Lafleur,
Vrin, Paris 1999 (Sic et Non), 76-77.
8. M. Grabmann, Guglielmo di Moerbeke O.P.: il traduttore delle opere di Aristotele,
Roma 1946 (Miscellanea Historiae Pontificiae, 11); J. Brams - W. Vanhamel (cur.),
Guillaume de Moerbeke. Recueil d’études à l’occasion du 700e anniversaire de sa mort (1286),
University Press, Leuven 1989.
9. A. Beccarisi, Guglielmo di Moerbeke e la divinazione, in A. Palazzo - I. Zavattero
(cur.), Geomancy and Other Forms of Divination, SISMEL - Edizioni del Galluzzo (Micrologus’ Library), Firenze 2017, 371-395.
10. E. Rubino, Per una edizione della Geomantia di Guglielmo di Moerbeke. Il testo del
proemio e della prima distinzione della prima parte, in Palazzo-Zavattero (cur.), Geomancy
and Other Forms of Divination, 93-134.
Presentazione
11
translation of the Geomantia, an important document for reconstructing the
widespread diffusion of this work in Europe.
In fact, far from being considered a merely esoteric or superstitious practice,
geomancy is recognised as a natural divination technique (and as such as
being licit in appropriate areas) by, for example, Thomas Aquinas in his
De sortibus;11 Dante himself makes reference to it in the first verses of canto XIX of Purgatory (vv. 1-6):
Ne l’ora che non può ’l calor dïurno
intepidar più ’l freddo de la luna,
vinto da terra, e talor da Saturno
quando i geomanti lor Maggior Fortuna
veggiono in orïente, innanzi a l’alba,
surger per via che poco le sta bruna [...].
Dante, however, is not an exception: Stefano Rapisarda’s contribution
analyses the spreading of divination in general and geomancy in particular in
vernacular texts in medieval Occitania, showing that the use of divination in
narrative texts is « not a marginal or purely erudite quotation: on the contrary,
both techniques are used as narrative devices making the action progress at some
decisive passages of the plot ». Particularly interesting are the characters of the
texts analysed by Rapisarda: not only troubadours, but also knights, popes
and bishops are considered. This unexpected peculiarity confirms the importance
of divination techniques not only in everyday life, but also regarding great and
delicate decisions.
The main issues which constitute the problematic background and the
theory of natural divination in the Middle Ages are behind and often at the
centre of those texts: the relationship between fate and providence; determinism vs. free will; the definition of divinely inspired and naturally acquired
prophecy.
Carlos Steel discusses precisely this complex of problems, taking the following assumption into account: If everything will necessarily take place as
predicted, foreknowledge of the future seems to be superfluous and even needs
to be avoided, as it may make one excessively happy or unhappy. Analysing
11. See P. Porro, Divinazione e geomanzia in Tommaso d’Aquino: qualche osservazione
sul De sortibus, in Palazzo-Zavattero (cur.), Geomancy and Other Forms of Divination,
143-166.
12
Presentazione
chapter I.3 of Ptolemy’s Tetrabiblos, Steel offers two main responses: First,
not all future events one may predict from constellations will happen with
absolute necessity. Second, even if the future event is inevitable, to know the
future is not superfluous because « foreknowledge accustoms and calms the
soul by experience of distant events as though they were present, and prepares
it to greet with calm and steadiness whatever comes ».
This is obviously an unresolved contradiction: If everything is determined,
is there still room for free will? Thomas Ricklin’s contribution tries to find an
answer in Boccaccio’s Trattatello in laude di Dante. Free will – an indispensable element in every astrological discourse – is transformed by Boccaccio
into an “I accept”. Boccaccio presents his own biography as the story of a man
who, predisposed by nature from his birth to poeticae meditationes, learned
later not to oppose his destiny described by the stars. He reveals himself as a
poet who is not content with studying the stars for scientific curiosity or narrative reasons, but who lives intensively and even learns to voluntarily accept
his task as a poet, determined by celestial disposition.
The second part of this volume is explicitly devoted to the relationship
between freedom and determinism. Obviously, some aspects of this topic have
already been elaborately considered over the past decades.12 The contributions
here presented emerge as reconsiderations of some of the issues developed by
the authors in previous studies or examine texts that have for the most part
been neglected by scholars.
Thus, by analysing the examples of John Cassian, Nemesios of Emesa, Maximus Confessor, John of Damascus and Photius of Constantinople
concerning the issue of human free will, Georgi Kapriev demonstrates that
the Eastern Christian tradition attributes a much broader competence to the
act of the will, thus reducing the dominance of grace on the way to salvation:
the few Byzantine philosophers, most of them with a strong inclination to
Platonism, who maintained fatalism and predestination of human actions,
remained an exception in the history of Byzantine philosophy. The claim
that freedom is a constitutive property of the human being, since the human
12. See, above all, P. d’Hoine - G. Van Riel (cur.), Fate, Providence and Moral Responsibility in Ancient, Medieval and Early Modern Thought, University Press, Leuven
2014 (Ancient and Medieval Philosophy, Series 1, 49).
Presentazione
13
being is an image of God, is the common denominator of the Eastern Christian theology and philosophy departing from the Cappadocian tradition.
The same idea vehemently arises in the antifatalist controversy of Honorius Augustodunensis reconstructed by Pasquale Arfé. In the Libellus de
libero arbitrio and the Inevitable, Honorius faces the problem of fatalism
both in its astrological aspect, using the so-called argument of Carneades, and
in the more strictly theological sense, interpreting the well-known biblical
passage on the hardening of Pharaoh’s heart (Ex 4, 21). As a result of Arfé’s
study, some new elements emerge concerning Honorius’ philosophical and
theological background: in addition to Augustine, John the Scot and Anselm,
Honorius was a careful reader of Boethius’ works, in which he found valid
arguments for supporting the freedom of choice in the rational creature.
Andreas Speer directs his attention to the question whether the human being has free choice. The focus of his study is the analysis of Quaestio 6 of the
Quaestiones disputatae De malo by Thomas Aquinas, a text which can
be read as a detailed overview on the debates that took place in the last third
of the 13th century in Paris concerning the challenging balance between free
choice, natural causality and providential determinism. This is a challenge
that arises also in contemporary philosophical debates and can only be solved,
according to Thomas, in terms of a freedom determined by natural processes
and the specific form of human reason.
The role played by reason with regard to the freedom of the human being,
stressed by Thomas Aquinas, is also the keystone in the doctrines of Godfrey
of Fontaines and Meister Eckhart, which are studied by Marialucrezia Leone
and Nadia Bray respectively. For Godfrey, the human being can be considered
morally responsible for his own behaviour insofar as he controls his acts by
freely using his (free) intellect and his (free) will. The freedom of both, intellect
and will, is the essential condition for morally relevant acts. Completely different is Eckhart’s doctrine. According to him, freedom is to be interpreted as the
detachment from any determination and consequently as the expression of the
intellectual nature of the human being. In the light of her study, Bray concludes
the following by confirming the interpretation of Eckhart’s doctrine and sources
commonly shared by scholarly literature: far from being influenced by the
Aristotelian tradition, Eckhart follows in the steps Platonic and Stoic moral
philosophy. The Stoic moral doctrine, together with Avicebron’s metaphysics,
is the basis upon which Eckhart develops his own idea about human freedom.
14
Presentazione
The object of Guy Guldentops’ study, the last one of this volume, is Julius Sirenius’ antifatalist controversy, which departs from quite an opposite
perspective. Sirenius reproaches Pomponazzi’s De fato for being « a feeble
endorsement of Stoic determinism that cannot be harmonized with the “true”
dogmas of divine providence and human free will ». Thus, Sirenius strongly
criticises Pomponazzi’s arguments in favour of Stoic determinism and, following Alexander of Aphrodisias, defends the idea that the essence of human
beings expresses itself in freedom.
The essays offered in this volume examine authors and texts from Late Antiquity to Early Modern thought, taking not only the Greek and Latin tradition
into consideration, but also works written in the vernacular languages (see, for
example, the articles by Rubino, Rapisarda, Ricklin and Bray). The contributions generally follow the chronology of the authors and texts considered within
the two thematic sections mentioned above. The only exception is the first essay, by Thomas Ricklin, that opens the volume. Thomas Ricklin, authoritative scholar of the Middle Ages and Renaissance, professor in Munich at the
Ludwig Maximilian Universität and Director of the Seminar für Philosophie
und Geistesgeschichte in der Renaissance, passed away on September 23, 2016.
The contribution published in this volume is Thomas Ricklin’s last work. Therefore, we want to dedicate this volume to our dear late friend and colleague.
This issue is part of two FIRB projects funded by MIUR (Ministero dell’Istruzione, dell’Università e della Ricerca). The first project is « Foreseeing Events
and Dominating Nature: Models of Operative Rationality and the Circulation
of Knowledge in the Arab, Hebrew and Latin Middle Ages » (Lecce, coordinated by Alessandra Beccarisi and the Principal Investigator, Marienza Benedetto,
Università di Bari). The second project concerns « The Impact of Aristotelian
Ethics on the Latin West (1240-1290): The Medieval Roots of a New Approach
to Human Agency, Individual Rights and the Common Good. Critical Editions
and Historical- Doctrinal Studies » (Principal Investigator Fiorella Retucci; Local
Research Units coordinated by Marialucrezia Leone and Michele Trizio).
ALESSANDRA BECCARISI - FIORELLA RETUCCI