NEWSLETTER | The American Philosophical Association
Asian and Asian-American
Philosophers and Philosophies
FALL 2018
VOLUME 18 | NUMBER 1
FROM THE EDITOR
Prasanta S. Bandyopadhyay
SUBMISSION GUIDELINES AND
INFORMATION
Prasanta Bandyopadhyay and R. Venkata
Raghavan
Some Critical Remarks on Kisor
Chakrabarti’s Idea of “Observational
Credibility” and Its Role in Solving the
Problem of Induction
BUDDHISM
Kisor K. Chakrabarti
Madhumita Chattopadhyay
Some Thoughts on the Problem of
Induction
Locating Early Buddhist Logic in Pāli
Literature
Rafal Stepien
Do Good Philosophers Argue? A Buddhist
Approach to Philosophy and Philosophy
Prizes
PHILOSOPHY OF LANGUAGE
AND GRAMMAR
Sanjit Chakraborty
Remnants of Words in Indian Grammar
ONTOLOGY, LOGIC, AND
EPISTEMOLOGY
APA PANEL ON DIVERSITY
Pradeep P. Gokhale
Īśvaravāda: A Critique
Report on an APA Panel: Diversity in
Philosophy
Palash Sarkar
BOOK REVIEW
Cārvākism Redivivus
Minds without Fear: Philosophy in the
Indian Renaissance
Ethan Mills
Reviewed by Brian A. Hatcher
VOLUME 18
|
NUMBER 1
© 2018 BY THE A MERIC AN PHILOSOPHIC AL A SSOCIATION
FALL 2018
ISSN 2155-9708
APA NEWSLETTER ON
Asian and Asian-American
Philosophy and Philosophers
PRASANTA BANDYOPADHYAY, EDITOR
FROM THE EDITOR
Prasanta S. Bandyopadhyay
MONTANA STATE UNIVERSIT Y
The fall 2018 issue of the newsletter is animated by the
goal of reaching a wider audience. Papers deal with issues
mostly from classical Indian philosophy, with the exception
of a report on the 2018 APA Eastern Division meeting panel
on “Diversity in Philosophy” and a review of a book about
the Indian philosophy that flourished during the period
from 1857 to 1947. I will divide the contents of this issue
under five major categories: (i) Buddhism; (ii) ontology,
logic, and epistemology; (iii) philosophy of language and
grammar; (iv) a panel on “Diversity in Philosophy”; and,
finally, (v) a book review.
SECTION 1: BUDDHISM
In her paper, “Locating Early Buddhist Logic in Pāli Literature.”
Madhudhumita Chattopadhyay discusses how some of
the significant characteristics of reasoned discourse can
be traced back to the early Buddhist literature. Although
most Buddhist literature in Pāli contains Buddha’s words
and sermons, she argues that the latter are not devoid
of reasoned discourse concerning how to lead one’s life.
Excavating a large chunk of early Buddhist literature in Pāli,
she reconstructs the Buddhist’s way of how to correctly
argue and counterargue among Buddhists and beyond
where the rational spirit of Buddha could be clearly felt. The
purpose of her paper is to show that this critical attitude
to justify every assertion, whether religious or otherwise,
paves the way for the Buddhist’s development of certain
rules of logic core to defending one’s thesis and contesting
the views of the opponent.
Rafal Stepien’s paper, “Do Good Philosophers Argue? A
Buddhist Approach to Philosophy and Philosophy Prizes,”
begins with the news of a recently inaugurated Berggruen
Prize awarded every year to someone whose work has
a broad significance in terms of the advancement of
humanity, broadly construed. The paper mentions two
recent recipients of these awards who are wellknown
philosophers. Stepien observes that the current climate
of contemporary philosophy is very much argumentative
and combative. Unlike this argumentforargument’ssake
attitude in analytic philosophy, he considers Buddhism
as another respectable school of thought where a very
different attitude of fellowfeelings and understanding
for the other prevails. In Buddhism, he argues, arguments
and critiques are employed only when they are regarded
as contributing to the wellbeing of both proponent and
VOLUME 18 | NUMBER 1 | FALL 2018
opponent equally. He pleads for the need for this sort of
role of humanism to be incorporated into Western analytic
philosophy. This incorporation, he contends, has a far
reaching impact on both private and public lives of human
beings where the love of wisdom should go together with
care and love for fellow human beings.
SECTION 2: ONTOLOGY, LOGIC, AND
EPISTEMOLOGY
This is the longest part of this issue. Here, I will discuss
briefly four papers addressing issues overlapping
with ontology, logic, and epistemology. In his paper,
“Iswaravada: A Critique,” Pradeep Gokhale distinguishes
arguments for the existence of God in the classical Indian
tradition in two ways: (i) God as material cause and (ii)
God as efficient cause. He thinks that the problem of evil
issue arises only for the former and not for the latter. He
also considers six types of argument for the existence of
God in the NyayaVaisesika tradition, which is one key
school in the classical tradition. The author also evaluates
arguments against the NyayaVaisesika school as advanced
by Buddhists and Carvakas.
Palash Sarkar’s paper, “Cārvākism Redivivus” reconstructs
the Cārvākā critique of inductive inference. The Cārvākā
philosophy, which was a revolt against any kind of
supernaturalism, thrived in the sixth century BCE. It does
not endorse any form of valid knowledge, including
inductive inference, other than perception. Criticisms are
made against the Cārvākā view by almost all wellknown
schools of classical philosophy. However, Sarkar thinks that
there is a way to make sense of the Cārvākā view if we
take the liberty of making use of the tools of the probability
theory to quantify uncertainty essential to understanding
inductive inference. Although some previous attempt
(Ghokale, 2015) has been made to connect the Cārvākā
account of induction and probability theory, Sarkar thinks
that his account is more adequate as it is able to reconstruct
this rebel philosophy aptly by his more sophisticated use
of the probability theory.
Kisor K. Chakrabarti wrote a book in 2010 to address how
Nyāyā philosophy, which provides the logical framework for
most discussions of classical philosophy, is able to address
the wellknown problem of induction. The latter arises
when we make inferences about an unobserved body of
data based on an observed body of data. But there is no
justification for this inductive lea. In their paper, Prasanta S.
Bandyopadhyay and Ventaka Raghavan, however, disagree
with Chakrabarti and argue that his argument does not
pan out in the final analysis. This means that Chakrabarti’s
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account based on exploiting Nyāyā philosophy fails
to address the problem of induction. In his rebuttal,
Chakrabarti thinks that Bandyopadhyay and Raghavan’s
arguments are flawed and there is a way to reinstate his
argument for why he thinks that Nyaya philosophers can
handle the problem of induction satisfactorily.
SECTION 3: PHILOSOPHY OF L ANGUAGE AND
GRAMMAR
The role of a word is crucial in any language as it is a
primary constituent of a sentence through which people
converse and understand the meaning of the others. Sanjit
Chakraborty’s paper on “Remnants of Words in Indian
Grammar” addresses the debate on some aspects of
Indian philosophy of grammar and its connection to Indian
philosophy of language revolving around two questions:
What sort of entity meanings should be identified with?
And how does a linguistic expression, say a sentence,
express a meaning? Two schools regarding this debate
are vyaktiśaktivāda (meaning particularism) and jātiśaktivāda (meaning generalism). The former theory claims that
the meaning relatum of a nominal is a particular object. In
contrast, the latter theory claims that the meaning relatum
of a nominal is a general feature or property. The paper
explores different ramifications of holding each theory in
classical Indian philosophy of language and defends the
grammarian’s Sphoṭa theory as a wordmeaning liaison.
SECTION 4: APA PANEL ON DIVERSITY
One purpose of this newsletter is to report from time to
time about various meetings and issues we discuss as
Asian American philosophers and what we think we can
contribute to the American Philosophical Association (APA).
Diversity is one of the central issues currently in the US.
So as a diverse group of the APA, we take this challenge
seriously. To this end, the Committee on Asian and Asian
American Philosophers and Philosophies sponsored a
panel entitled “Diversity in Philosophy” at the 2018 Eastern
Division Meeting of the APA in Savannah, Georgia. The
panel featured B. Tamsin Kimoto (Emory University), Amy
Donahue (Kennesaw State University), Monika Kirloskar
Steinbach (University of Konstanz), and Denise Meda
Calderon (Texas A&M University). Brian Bruya (Eastern
Michigan University) and Julianne Chung (University of
Louisville) were unable to attend due to weather. Ethan
Mills, one of the members of this committee who attended
this meeting, has prepared a report for this issue on the
panel.
SECTION 5: BOOK REVIEW
Nalini Bhushan and Jay Garfield recently published a book
from Oxford University Press with the title, Minds without
Fear. Brian A. Hatcher has reviewed their book for the
newsletter.
Without the help of several people, it is almost impossible
to produce a newsletter of such a quality regularly. I am
thankful to our referees including Kisor Charkabarti, Marco
Ferranto, Pradeep Gokhlae, Shi Huifeng, Ethan Mills, and
Ventaka Raghavan for their valuable inputs to the revision
of various papers. My special thanks are to Rafal Stepin for
kindly responding to my desperate call to find a referee for
PAGE 2
me to review a paper within a short notice. As always, I also
thank Erin Shepherd profusely for her advice concerning
different logistics regarding the newsletters, especially this
time providing me with additional time to include some
of the late papers for this issue. I very much appreciate
Brian Bruya, the chair of this committee, for his advice,
encouragement, and generosity with his time whenever I
needed help on some matters regarding the newsletter. I
am also thankful to JeeLoo Lie for her advice whenever I
needed it. Zee loo ….
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GOAL OF THE NEWSLETTER ON ASIAN AND
ASIAN-AMERICAN PHILOSOPHERS
The APA Newsletter on Asian and AsianAmerican
Philosophers and Philosophies is sponsored by the APA
Committee on Asian and AsianAmerican Philosophers and
Philosophies to report on the philosophical work of Asian
and AsianAmerican philosophy, to report on new work in
Asian philosophy, and to provide a forum for the discussion
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are committed to advancing Asian and AsianAmerican
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Asian or AsianAmerican philosophy.
SUBMISSION GUIDELINES
1)
Purpose: The purpose of the newsletter is to publish
information about the status of Asians and Asian
Americans and their philosophy and to make the
resources of Asians and AsianAmerican philosophy
available to a larger philosophical community. The
newsletter presents discussions of recent developments
in Asians and AsianAmerican philosophy (including,
for example, both modern and classical EastAsian
philosophy, both modern and classical South Asian
philosophy, and Asians and Asian Americans doing
philosophy in its various forms), related work in
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the discipline as a whole, timely book reviews, and
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teaching of Asian philosophy in the current curriculum.
It also informs the profession about the work of the APA
Committee on Asian and AsianAmerican Philosophers
and Philosophies. One way the dissemination of
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at the American Philosophical Association’s three
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follow the submission guidelines below:
i)
Please submit essays electronically to the editor(s).
Articles submitted to the newsletter should be
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ii)
All manuscripts should be prepared for anonymous
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iii) If the paper is accepted, each author is required to
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2)
Book reviews and reviewers: If you have published a
book that you consider appropriate for review in the
newsletter, please ask your publisher to send the
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may also include a list of books for possible review.
To volunteer to review books (or some specific book),
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3)
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depending on his/her area of research interest.
BUDDHISM
Locating Early Buddhist Logic in Pāli
Literature
Madhumita Chattopadhyay
JADAVPUR UNVERSIT Y
I
In the Indian tradition, the discussion on Logic may be viewed
from two different perspectives viz. one of epistemology
and the other of debate or vāda. Except for one school,
almost all schools of thinkers accepted inference as a means
of cognition. Inference is that form of knowledge where on
the basis of known fact(s) one can derive knowledge of
FALL 2018 | VOLUME 18 | NUMBER 1
an unperceived object. To explain how such knowledge is
possible and also how such knowledge can be intimated
to others, it became necessary to formulate them in the
form of arguments. It is in the context of such argument
formulation and also for testing its validity that Indian logic
was developed. But this was a later development; initially,
logic was mainly for the purpose of debate. In the Vedic
period, the sole purpose of all discourse was to obtain from
the preceptor—the guru—the truth that was revealed to him.
So the tradition was an oral one, and the knowledge was
transmitted from the preceptor to the student; this process
continued without being challenged by opponents.1
Later on, from third century BCE and thereafter, different
theories originated in the arena of philosophical thinking,
each of which provided a new way of looking at reality. This
led to various conflicts of opinions among different groups.
Such situations gave rise to the necessity to develop
tools of debate so that the opponent’s position could
be refuted and one’s own position could be established.
Consequently, in the initial stage of Indian tradition, logic
was developed as a tool for debate.
In the early forms of Buddhist literature, which were mainly
in Pāli language and were believed to be the records of
Buddha’s own words, not a single treatise could be found
solely devoted to logic or containing a clear statement of any
logical principle. From this, however, it cannot be assumed
that what were discussed there were totally devoid of any
rationalization and expressed only dogmatic attitude. On
the contrary, in Pāli literature Buddha is represented as
“a reasoned whose interlocutors are not his match; his
weapons against them, beside his authority are analogy,
simile, parable and an occasional trace of induction by
simple enumeration of cases.”2 In order to emphasize such
rational spirit of Lord Buddha, two facts may be cited: first,
Buddha himself called his teachings anitiha,3 meaning that
they were not based on tradition (na + iti +āha = anitiha), but
were justified ones. Secondly, as opposed to the dogmatic
attitude popular in the age of Upanisads where everything
was validated with reference to scriptures (āgama), Buddha
admonished his followers on one occasion with the words:
“Do not accept, Oh Bhiksus, my words out of any respect for
˙ what they are worth after proper
me, but accept them for
scrutiny, just as a piece of gold is accepted by an expert
after it is put to fire, cut or tested on the touchstone.”4
As such in the Pāli Tipitakas also, the question “what is
the reason for that?” (Tan˙ kissa hetu) precedes almost every
sentence. This attitude of the early Buddhists to justify
every assertion with adequate reason(s) and argument(s)
led to the development of science of ratiocination or logic,
with the objective of establishing one’s own thesis and
challenging the views of one’s opponents.
Though Buddha felt the need to use reason(s) to establish
any point, in course of teaching he could understand
that all people, especially the people in the street and
the learners, were not intelligent enough to follow the
arguments trying to justify a particular theory. For them
he had taken recourse to analogy, simile, parable, and
sometimes induction by simple enumeration. A parable or
a simile is not a logical argument, but it can exert a great
impact on the mind and even on the intellect of the hearer.
Even those who fail to grasp a point through argument
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may be convinced of the same through similes. As such,
in the early days of Pāli literature there is no systematic
study of logical principles. However, titles of logical topics
like anumāna or vāda can be found in the Nikāya texts. For
example, in the Majjhima Nikāya of the Sutta Pitaka, there
is a chapter entitled the Anumāna Sutta, where˙ the term
anumāna is used in the sense of inference or guess;5 and
the title of another chapter is Upālivāda Sutta,6 where the
word vāda is used in the sense of discussion.
[4] Is A B always?
[5] Is A B in everything?
[6] Is A not B everywhere?
[7] Is A not B always?
[8] Is A not B in everything?8
The necessity of discussing logic as the art of conducting
a debate was felt as early as the third century BCE when
the Buddhist followers started facing opposing ideas
from opponents of different religious and ethical issues,
e.g., “Is there a self over and above the body?” “Does this
physical world exist?” “Is there a life after death?” As a
consequence of such necessity, in the Buddhist literature
from those days, discussions were found regarding several
pertinent questions as “Are all discussions of the same
nature?” “Can one argue with a king (or a person of higher
authority) in the same manner as one argues with a friend
or a likeminded person?” “What is the suitable place for
discussion?” The noncanonical literature Milindapañho
contains much discussion on these points. The canonical
literature Kathāvatthu provides us with the analysis of the
argumentation involved at the time of discussion/debate/
dialogue. Another important text, Ñettipakarana, which
˙
dates back to the First Buddhist Council, according
to
Western thinkers, also contains an elaborate analysis of
the terms and expressions so that in course of dialogues
and debates no kind of misconception can arise through
such terms. These texts thus deal with the logic involved
in debate. The main point that is highlighted in all of these
texts is that opponents are to be handled not by force
(bala) or other means but through valid argumentation. This
necessitated that all parties involved in a debate should
have their arguments properly constructed and justified.
Each such “opening” proceeds as an independent dialogue,
and each is divided into five stages: the way forward (anuloma),
the way back (patikamma), the refutation (niggaha), the
˙
application (upanayana),
and the conclusion (niggamana).9
In the way forward, the proponent solicits from the
respondent the endorsement of a thesis and then tries to
argue against it. In the way back, the respondent turns the
table, soliciting from the proponent the endorsement of
the counterthesis, and then trying to argue against it. In
the refutation, the respondent, continuing, seeks to refute
the argument that the proponent had advanced against the
thesis. The application and conclusion repeat and reaffirm
that the proponent’s argument against the respondent’s
thesis is unsound, while the respondent’s argument against
the proponent’s counterthesis is sound.
II
In the first step10 of the fivestep debate, the proponent, the
Theravādin, asks the respondent, namely, the Puggalavādins,
to state his position, and the proponent offers arguments to
show the inconsistency in the respondent’s view.
A dialogue which is properly formulated following the
prescribed method of the Kathāvatthu is called a vādayutti.7
The goal of a vādayutti is thorough examination (yutti;
Skt. yukti) of a controversial point presented in the form
of a dialogue (vāda) between two parties. The dialogue is
highly structured and is to be conducted in accordance
with a prescribed format of argumentation. There, a given
point or a position is at issue, for example, whether “a
person is known in the sense of a real and ultimate fact”
(i.e., whether persons are conceived of as metaphysically
irreducible), whether there are such things as ethically
good and bad actions, etc. In general, such issue may be
stated to be of the form “Is A B?”
A dialogue by itself consists of subdialogies or “openings”
(atthamukha). These correspond to eight attitudes which
˙˙ possible to adopt with regard to the point at issue. For
are
any position the eight openings are:
In the text Kathāvatthu there is discussion of nearly two
hundred issues relating to various topics, mostly on
metaphysical and moral matters. Of them, we will select
one to demonstrate how the Buddhist thinkers thought of
the different steps involved in the process of debate to
refute the views of the opponents. The issue chosen here
is the first controversial topic regarding the existence of
the soul. This is a controversy between the Theravādins
and the Puggalavādins. The Theravādins do not admit the
existence of any self/soul as a real and ultimate fact, which
is, however, admitted by the Puggalavādins.
Proponent [Theravādin]: Is the soul known as a real
and ultimate fact?
Respondent [Puggalavādin]: Yes.
Theravādin: Is the soul known in the same way as a
real and ultimate fact is known?
Puggalavādin: No, that cannot be said.
Theravādin: Your view stands refuted.
This argument may be explicitly reconstructed in the
following way:
[1] Is A B?
6.
The soul is known as a real and ultimate fact.
[2] Is A not B?
7.
If the soul is known as a real and ultimate fact, then
the soul is known in the same way as other real
and ultimate facts are known.
[3] Is A B everywhere?
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8.
9.
(The Puggalavādins assert that) the soul is known
as a real and ultimate fact, but it is not the case that
the soul is known in the same way as other real
and ultimate facts are known.
If the latter statement cannot be accepted (that
is, if it is not the case that the soul is known in
the same way as other real and ultimate facts are
known) then the former (that is, the soul is not
known as a real and ultimate fact) should not be
admitted either.
4.
In the third step, which is known as the refutation, the
respondent reasserts the refutation (niggaha), and the
respondent reasserts the refutation used in step 2:
1.
Puggalavādin: If it is assumed that we should
affirm that the soul is not known as a real and
ultimate fact, but should not affirm the fact that
the soul is not known in the same way as other real
and ultimate facts are known, then you who have
asserted the very proposition contained in the
negative question must be refuted in the following
manner.
2.
If the soul is not known as a real and ultimate fact,
then you should have said that the soul is not
known in the same way as other real and ultimate
facts are known.
3.
What you affirm is false, namely, that the former
statement can be affirmed but that the latter
should not be affirmed.
4.
If the latter statement is not affirmed, then neither
can the former be affirmed truly.
5.
So what you say is wrong.
10. In affirming the former but denying the latter, the
Theravādin’s view cannot be accepted.
If “the soul” is taken as “A,” “known as real and ultimate
fact” as “B,” “known in the same way as other real and
ultimate facts are known” as “C,” then the structure of the
argument becomes evident:
1.
A is B.
2.
If (A is B) then (A is C).
3.
(A is B) but not (A is C).
4.
If not (A is C) then not (A is B).
5.
Not (A is B).
In the second step of the fivepart argument, the positions
of the proponent and the respondent are interchanged—
that is, the respondent or the Puggalavādin becomes
the proponent and the Theravādin the respondent. The
argument runs thus:
1.
Puggalavādin: Is the soul not known as a real and
ultimate fact?
2.
Theravādin: No, it is not known.
3.
Puggalavādin: If the soul is not known as a real
and ultimate fact, then you should also say that
the soul is not known in the same way as other real
and ultimate facts are known.
4.
5.
If the latter statement cannot be admitted, that
is, if it cannot be said that the soul is known in
the same way as other real and ultimate facts
are known, then it cannot be said that the soul is
known as a real and ultimate fact.
Therefore, in affirming the former while denying
the latter, the Theravādin’s view is wrong.
To present the argument formally, the Thervādin holds that
Therefore, it is not the case that ((A is not B) and
not (A is not C)).
In the fourth step, known as the upanayana, the respondent
rejects the proponent’s counterargument found in step 1:
1.
Puggalavādin: If this refutation is faulty, then look
at the parallel procedure in your own argument
against us. Thus, according to us, “A is B” was true
but “A is C” was not true. We, who have admitted
these propositions, do not consider ourselves to
be refuted, although you thought you have refuted
us.
2.
According to you, if we affirmed that “A is B,” we
have to affirm that “A is C.”
3.
Our position is that “A is B,” but it is not the case
that “A is C” (which is contrary to your point).
4.
According to you, if we do not admit the truth of “A
is C,” neither could we admit the truth of “A is B.”
5.
Hence, according to you, we were wrong in
admitting “A is B” while denying “A is C.”
In the fifth step, the respondent claims that the
counterargument of the proponent has failed and his own
counterargument is successful.
1.
(A is not B) but it is not the case that (A is not C).
Puggalavādin: No, we cannot be refuted thus:
2.
Now, if (A is not B) then (A is not C).
1.
3.
A is not C.
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Namely, that our proposition “A is B” compels us to
accept the proposition “A is C.”
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2.
It also is not correct to say that my proposition “A is
B” is coupled with the rejection of “A is C.”
3.
It also is not correct to hold that if one rejects “A is
C,” then one must also reject “A is B.”
4.
One can affirm both or neither.
5.
Hence, the refutation made by the Theravādins
against us is not proper.
This completes the five steps of the first opening
(attamukha) in the primary debate. To sum up, the five
˙˙ involved are as follows:
steps
1.
The way forward: the anuloma, where the
respondent states his own position and the
proponent presents a counterargument.
2.
The way back: the patikamma, where the proponent
˙
states his own position
and the respondent
presents the counterargument.
3.
The refutation: the niggaha, where the respondent
asserts the refutation of the proponent’s position.
4.
The application: the upanayana, where the
respondent rejects the counterargument of the
proponent.
that adduces reasons in support of one’s thesis, and
counter argumentation—argumentation that adduces
reasons against counterarguments directed against one’s
thesis. The respondent, having been “attacked” in the first
phase, “counterattacks” in the second phase, “defends”
against the initial attack in the third, and “consolidates”
the counterattack and the defense in the fourth and fifth.
The whole pattern of argumentation, it would seem, is best
thought of as an attempt to switch a burden of proof that
is initially evenly distributed between the two parties. The
respondent tries to put the burden of proof firmly onto
the proponent by arguing against the proponent and at
the same time countering any argument against himself.
Thus, a counterargument has three components: the initial
thesis or thapanā (Skt. sthāpanā), the derived implication or
˙
pāpanā, and
the demonstration of inconsistency or ropanā.
The method as exhibited above is called the anuloma, or
the direct method, where the refutation of the opponent’s
position is shown to follow directly from his assertion. In
addition to this direct method, the indirect method, known
as patiloma, is also applied in a debate situation. The
˙ of such patiloma or indirect form of argumentation
structure
may be stated thus:˙
If D is denied of C, then B should be denied of A.
5.
The conclusion: the niggamana, where the
respondent claims that the proponent’s counterargument has failed and the refutation has been
successful.
The same five steps are used in each of the eight openings
of a primary debate. In addition to the primary debate,
there are also secondary debates, which are formulated
to examine the terms used in the primary debate. For
example, as part of the primary debate between the
Puggalavādins and the Theravādin on knowledge of the
soul, the secondary debate centers around issues like
whether or not the soul is the same as the body, feelings,
perception, etc. Both the primary and secondary debates
logically follow the fivestep argument discussed above.
The structure of the argument generally followed may be
presented in the following form:
If (A is B), then (C is D).
But it is not the case that (C is D).
Therefore, it is not the case that (A is B).
It is significant to note that there is here no pro
argumentation, either by the respondent for the thesis or by
the proponent for the counterthesis. There is only contra
argumentation, and that in two varieties. The respondent,
in the “way back,” supplies an argument against the
proponent’s counterthesis, and in the refutation stage,
against the proponent’s alleged argument against the
thesis. So we see here a sharp distinction between three
types of argumentation—pro argumentation, argumentation
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But, in the first step, B is affirmed of A.
Therefore, it is wrong that B can be affirmed of A,
but not D of C.
In both the anuloma and patiloma varieties, the logical
˙
rules that are applied are actually
the Modus Ponens, the
Modus Tollens, the Transposition, and the definition of
implication, namely, that (P → Q) ≡ ∽ ( P & ∼ Q). However,
the worth of the Kathāvatthu does not lie in the matter as
to how many rules of propositional logic are applied here
but on the fact as to how an argument should properly
proceed in the context of a debate. In the example of
the fivestep debate between the Theravādin and the
Puggalavādin as to whether the self can be regarded as
real and ultimate, it is interesting to note that the debate
starts with the Theravādin’s argument but ends with the
Puggalavādin’s refutation. The debate as presented in the
Kathāvatthu shows that what is important is the pattern of
the debate rather than the content of the debate. Professor
Jonardon Ganeri has rightly observed that “In setting out
the reasoning in this way, the intention of the author of
the Kathāvatthu is not to imply that precisely this sequence
of arguments is sound. What is being shown is the form
that any counterargument should take. It is a description,
in generic terms, of the strategic resources open to the
proponent and serves rather as a blueprint for any actual
vādayutti dialogue.”11
III
The text Milindapañho, belonging to a later period, is a
very good example of a Pāli text where seeds of logical
reasoning can be found in a clearer form along with
discussion on debate. The text is presented in the form
of a dialogue between the Greek king Menander, who
ruled over the Punjab in 150 BCE, and the Buddhist monk
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Nāgasena. As such, it is quite natural that here we have
some clear idea about the methodology, place (where),
and the (whom) persons with whom discussion or dialogue
can be made. In the introductory part of the text, Nāgasena
makes a clear distinction between two types of discussion/
dialogue—one with a king (that is, one which is done under
pressure or with some tension in mind) and the other with
the learned (that is, where one is free to express one’s own
opinion). Nāgasena points out that in the context of the first
type of discussion, the king starts with a particular thesis
or presupposition in mind. And anyone who says anything
that goes against that thesis, and as such is contrary to the
belief or understanding of the king, has to face penalty. As
such, in anticipation of such penalty, one cannot expect to
have free and proper discussion. On the other hand, when
there is discussion with the wise, there is found unrolling
and rolling up, convincing and conceding; agreements and
disagreements are reached. And in all that, the wise suffer
no disturbance.12 The moral of this statement of Nāgasena
is that proper dialogue can take place only when one is
not under any pressure of facing unwanted consequence.
With an undisturbed mind, one can freely be involved in
expressing one’s own opinion or refuting others.
Nāgasena also pointed out that all places are not proper
for having discussion. He recommends that the following
eight places are to be avoided for having any academic
discussion: “uneven ground, spots unsafe by fear of men,
windy places, hiding spots, sacred places, high roads,
light bamboo bridges and public bathing places.”13 These
places should be avoided because it will not be possible
to have proper concentration, which, naturally, will create
problems in discussion. For example, on uneven ground the
matter discussed becomes jerky and diffuse and so often
concentration gets broken. In unsafe places the mind is
disturbed, and being disturbed cannot follow the point raised
by the opponent. In hiding places there are eavesdroppers.
In sacred places the question discussed gets diverted
because of the seriousness in the surroundings. On a high
road, because of the presence of lots of traffic, discussion
often gets interrupted. On light bamboo bridges and public
bathing places, because of other people’s presence, serious
discussion cannot take place. These places are such that
they are either very congested or they are insecure, and as
such, there are chances of distraction or disturbance in the
course of discussion.
Nāgasena thinks that not only place but also persons
participating in discussion are important for the success of
discussion. He suggests that eight types of persons are to
be avoided; one should not be involved in discussion with
such persons. These persons are (1) one whose mind is
filled with lust, (2) one whose mind is filled with hatred, (3)
one who is in delusion, (4) one who is proud, (5) one who
is greedy, (6) one who is idle, (7) one who has a onetrack
mind and (8) one who is a fool.14 These people, because of
their defilements like attachment, greed, hatred, delusion,
ignorance, etc., cannot think in a broadminded way. Their
mind follows one direction only, and they are not amenable
to changes. Since such persons cannot accept the opinion
of others, one cannot have a fruitful discussion or dialogue
with such a person. Hence, discussion with such a person
is to be avoided.
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In the Milindapañho Nāgasena not only dealt with the nature
of dialogue and its different aspects, he also actually was
involved in dialogue with the king. In course of such dialogue
he relied solely on that type of argument which is known in
modern Western logic as argument by logical analogy. The
general structure of the analogical argument is as follows:
a, b, c, d all have the attributes P and Q.
a, b, c all have attribute R
Therefore, d probably has the attribute R.
Arguments having such form are scattered throughout the
text. Let us consider one such argument. The proposition
under consideration is “Individuals differ from each other in
respect of difference of their past karmas.” To establish this
point, Nāgasena argues that trees differ from each other—
some produce sweet fruits, some sour, some bitter, etc.15
Their differences are due to the differences in seed which
give rise to the trees. Individuals also are born because of
their past karmas. So the differences of individuals can be
accounted for by the difference of their past karma.16
1.
Trees and individuals are similar because both of
them are born out of some cause and both of them
are of different types.
2.
The difference of trees can be explained in terms
of the difference of their causes.
Therefore, the difference of individuals can be
explained in terms of the difference of their
causes, namely, the past actions of the individuals.
Another important topic of logical discussion—namely,
dilemma—is dealt with in the Milindapañho. Examples
of dilemma can be found in the Mendakapraśna section.
Let us first note what a dilemma is in modern logic. We
say, somewhat loosely, that a person is “in” dilemma (or
“put on the horns of a dilemma”) when that person has to
choose between two alternatives, both of which are bad or
unpleasant. The dilemma is a form of argument intended to
put one’s opponent in just that kind of position. In debate,
one uses a dilemma to offer alternative positions to one’s
adversary, from which a choice has to be made, and then to
prove that no matter which choice is made, the adversary
is committed to an unacceptable conclusion.17 Let us deal
with one such dilemma mentioned in the Milindapañho. The
proposition at issue there is whether worship of Buddha is
futile.18 All the Buddhists consider Buddha to be an object of
worship. However, this belief gives rise to a dilemma. The
presupposition here is that when one worships and offers
something to any Being, then that Being accepts it. From
that acceptance, it is considered that the worship has been
successful. Now, with such a background assumption, it is
shown that worshipping Buddha by the Buddhists is futile.
The argument proceeds thus:
1.
If Buddha accepts the offerings given to him at the
time of worship, then he has not been able to attain
parinirvāna, since he must be present somewhere
˙
in this world
to accept the offerings.
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2.
If he is present somewhere is this world and has
not attained parinirvāna, he is like other ordinary
˙
human beings.
3.
If he is like other human beings, then there is no
sense in worshipping him, for we do not worship
ordinary human beings.
So the consequence is that the worship of Buddha is futile.
On the other hand,
4.
If Buddha has attained parinirvāna, he is not in any
way related to this world, and ˙he cannot accept
anything.
5.
To offer something to a being who does not accept
anything is useless.
6.
So if Buddha does not accept the offerings given to
him at the time of worship, it is useless to worship
Buddha.
7.
Hence, it is futile to worship Buddha.
This argument is a clear example of a constructive dilemma,
which places the opponent in between two horns. Each
horn ultimately leads him to a situation that is opposed to
his basic assumption. If we try to provide a logical structure
of this argument, it will be of this form.
Nikāya, Buddha himself tells the monks that there are
four ways of answering questions. These are “(1) There
is a question to be answered categorically; (2) there is a
question to be answered after making a distinction; (3)
there is a question to be answered with a counter question
and (4) there is a question to be set aside. These are the
four ways of answering questions
One kind is given a categorical answer,
Another is answered after making a distinction;
To the third, one should raise a counterquestion
But the fourth should be set aside.19
In the Sangīti Sutta of the Dīgha Nikāya,20 four types of
questions are also distinguished:
1.
pañhā ekaṁsavyākaranīya, i.e., questions which
˙
21
For example,
can be answered categorically.
Is the eye impermanent? This question can be
answered categorically with an affirmative answer,
namely, yes, the eye is impermanent.
2.
pañhā vibhajjavyākaranīya, i.e., questions which
˙
ought to be explained
analytically and then
answered. For example, Is the impermanent the
eye? This question cannot be answered in terms of
yes or no but can be answered by saying “Not only
the eye, the ear, nose, etc. are all impermanent.”
3.
pañhā patipuchavyākaranīya, i.e., questions which
˙ a counterquestion. For
ought to ˙be answered by
example, if someone asks, “Does the eye have
the same nature as the ear?” it can be answered
by first asking in what respect is this “sameness”
talked about? If it is said that this sameness is
in respect of seeing, the answer is no; but if it is
replied that the sameness is thought of in respect
of impermanence, the answer will be yes. This
indicates that this third variety of question can
be answered only when the counterquestion is
answered properly.
4.
pañhā thapanīyo, i.e., questions which should be
˙ For˙ example, Will the Tathāgata live after
set aside.
Hypothesis: A
1.
If P, then ~ A, and if ~ P, then ~ A.
2.
P or ~ P.
Therefore, ~ A.
That is, the hypothesis gets disconfirmed.
IV
Generally, in any debate situation, the whole process of
argumentation and counterargumentation starts with
a question. In the case of the Buddhists, the questions
generally are like Is the self real? Does the Tathāgata exist
after parinirvāna? etc. The content of the question as well
˙
as its formulation
play significant roles in proceeding with
the debate. For in any rational dialogue, there is a natural
expectation among the participants that a direct answer
will be given if one knows the answer and the question is
an appropriate one. If one does not know the direct answer
or cannot give it for some reason, one is obliged to be
as informative as possible. Because of such expectation,
the question that is addressed in a debate or in a rational
dialogue has as its basic objective collection of information
in the mode of replies. Hence, if the question is found to
be insignificant or not to be appropriate in that situation,
there will be no reason for answering it or for providing
any argument against it. Thus, formulation of question is an
important factor. In the early Buddhist literature, discussion
on the nature of questions and their formulation has also
been considered to be very important. In the Anguttara
PAGE 8
death or not? Buddhaghosa, in his commentary on
˙
the Anguttara Nikāya (Anguttara
Nikāya Atthakathā),
˙˙
regards a thāpanīyo pañha to be one which
ought
˙
˙
not to be explained and which ought to be set
aside on the grounds that it was not explained
by the Exalted One (avyākatam etam Bhagavatā ti
thapetabbo, eso pañho na vattabbo).
˙
A look at these four varieties of questions indicates they
can be broadly classified under two heads—those which
can be answered categorically in the form of true or false
statements, and those which cannot be so answered and
hence need to be set aside. The other two—namely, the
second and the third varieties—can also be answered
affirmatively or negatively as the case may be, though such
answer may require some prior clarification and analysis.
The fourth variety of question—namely, the thapanīya
˙
˙ to
variety—has interested scholars, for everyone is curious
know the criteria by which such questions are to be set
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aside. One possible answer is given by Buddhaghosa when
he holds that these questions are to be set aside˙ for the
Exalted One has set them aside. Such answer, that since
Buddha himself had not dealt with these questions they
are not to be discussed, implies accepting Buddha as an
authority and to follow his actions without any reason,
which would go against the rationalistic spirit of Buddha
himself. Accordingly, modern scholars like V. K. Bharadwaja
have identified two different criteria—one pragmatic and
the other logical—for the thapanīya variety of questions.
˙ discussed by Jayatilleke also
The pragmatic criterion was
when he pointed out that such questions are to be set
aside on the pragmatic grounds that any answer to them
is irrelevant and does not serve any purpose. To justify
his point, he mentions the famous parable of the arrow.
The moral that the Buddhists want to point out with the
parable of the arrow is that when an individual is stuck by
an arrow, what is urgent at that moment is to give medical
treatment and not to ponder over the question of who
shot the arrow. This question is not such that it cannot
be asked or answered. It can well be asked in situations
like a shooting competition where one of the participants
hit the center but he could not be identified. There, if the
question is asked, “who shot the arrow?” it is very much
relevant. But in the situation when medical treatment is of
prime importance, the question is irrelevant and needs to
be set aside. Bharadwaja thinks that the other criterion—
namely, the logical one—is much more important. For
with this criterion the meaninglessness of these questions
can be shown in two ways—either by showing that they
do not satisfy the logic of meaningful syntax, or it can be
shown alternatively by pointing out that “it is conceptually
impossible for us within a given conceptual framework to
assign truth values, true or false, to any answer given to
it.”22 Let us try to illustrate this point. For example, if it is
asked, “In which direction does the fire in front of you go
when it is blown out?” it cannot be answered meaningfully
because it is based on a conceptual confusion between two
categories: “the fire in front of you” and the physical act of
going. The physical act of going is appropriate (i.e., can
meaningfully be applied) to an animate conscious agent
and not to any inanimate object like fire. So, though the
question has a structure similar to “where does an individual
go when he is ill?” the latter is meaningful, but not the first
one. The meaninglessness of the first question is not due
to its being unable to satisfy any grammatical/syntactical
form but because of its violation of the rules of mapping
different concepts. Let us consider another question: Does
the Tathāgata exist after death? This question falls within
the list of those which Buddha himself did not answer and,
as such, is regarded as an avyakata or question to be set
aside. This question is not like the one mentioned earlier,
for it is grammatically well formulated, satisfying the
criterion of syntax. It also does not commit any category
mistake as does the question “Is Tajmahal kind to all the
visitors?” Still, it is regarded to be a thapanīya question—a
˙ involves logical and
question to be set aside—because it
conceptual confusion. This question might be answered in
any of four possible ways: 1) The Tathāgata both exists after
death, 2) the Tathāgata does not exist after death, 3) the
Tathāgata both exists and does not exist after death, 4) the
Tathāgata neither exists nor does not exist after death. But
as Tathāgata has been conceived in Buddhist philosophy,
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it is not possible to accept any of these answers as true,
since none of them “fits the case” (upeti).23
In addition to the four varieties of questions, the Buddhists
admit a fifth variety, which they regard as “inappropriate”
(na kalla). Like the thapanīya variety, these questions
˙
are also to be set aside,
but here the reason for such
rejection is that they are literally meaningless. For example,
questions like “What is death and decay?” “To whom does
this decay and death belong?” and “Who feeds on the food
of consciousness?”24 are examples of the inappropriate (na
kalla pañha) variety of questions. The first question assumes
that death and decay is one thing, while the second question
assumes that they are the attributes of someone. Thus,
they imply that there is a difference between the two—
the subject possessing the attributes and the attributes
themselves, which is not a representation of what is really
the case. Accordingly, these questions are regarded to be
inappropriate. Similarly, in the case of the third question,
the existence of an agent (a person who is taking the food)
over and above the act of eating (āhārakriyā) is assumed,
which also is contrary to the fact, according to the Buddhist
conceptual scheme.25
It may be argued that if the inappropriate questions (na
kalla pañhā) and the queries that are set aside (thapanīyo)
˙
are both unanswerable, then why do we not include
them
under one head and consider the variety of questions to
be four only? In reply, it may be said that in the context
of improper questions, answers can be categorically given,
though it may be that all the possible four logical alternatives
are false, whereas in the case of the inappropriate variety,
no categorical answer is possible. In the Nikāya texts the
two varieties of questions are distinguished by pointing out
that in the thapanīya variety, the answer is given by saying
mā h’ evam˙ (do not say so) while in the na kalla variety, the
answer is straightforward in the form na h’ idam (the case is
not so) with regard to all the four logical alternatives.26 Since
where the case is not so, it can be said that “do not say so,”
all varieties of na kalla questions can be included within or
can be a subset of the class of thapanīyo questions, but to
˙ on the grounds of being
show that they are to be set aside
misleading, the two varieties are distinguished.
In brief, the early Buddhist thinkers realized that it is very
important to conduct debate using a proper formulation
of questioning. If the question itself is such that it is
inappropriate, improper, and does not admit of any
logically possible answer, it is futile to argue with it. Only if
the question is such that it can be categorically answered
is it possible to deal with it. So the proper formulation of
the question itself is essential in the arena of logic. In the
Buddhist analysis of questions, we can have a shadow
of what thinkers like Strawson, Carnap, and others had
noticed in Western logic in the twentieth century. Strawson
has noted that questions like “Are all John’s children
asleep?” cannot be answered categorically in terms of truth
or falsity in a situation where John has no children. The
Logical Positivists also rejected metaphysics on the ground
that the questions that are dealt with in metaphysics are
inappropriate or meaningless. Thus the rational inquiry on
questions done by the early Buddhist thinkers may be said
to be very modern in the development of logic.
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V
Another important logical concept—namely, that of
distribution of terms—can be found in Pāli Buddhist texts.
In the text Yamaka (translated as “A Book of Pairs”), which
forms the sixth book of the Abhidhamma Pitaka, there is
˙ In course
an investigation into the ultimate dhammas.
of analysis of such dhammas, it has been pointed out
that there are many pairs of expressions, A and B, where
though it can be truly said that A is B, the terms cannot
be interchanged to make the other statement, B is A,
also true. For example, in course of discussion on the
aggregates (skandhas, kkhandhas in Pāli), it has been
shown that rūpa (form) and rūpaskandha (the aggregate
of form) are not interchangeable, though vedanā (feeling)
and vedanāskandha (the aggregate of feeling) are
interchangeable. As reason for that it has been stated that
there are many forms (rūpas), like my favorite one (piya
rūpam), or attractive form (sātā rūpam), etc., which are
forms, but they are not regarded as rūpaskandha, though it
is no doubt true that the rūpaskandha belongs to the class
of rūpa and the aggregate of form.27 Though not explicitly
stated in terms of setsubset relationship, this passage
may be interpreted in that light—the class of rūpaskandha
is included in the class of rūpa/form, and in that sense
the rūpaskandha can be regarded to be a proper subset
of rūpa. It is because of this relation of “being a proper
subset of” that we cannot have correct interchange of
terms leading to improper conversion. On the other hand,
there are terms that have the same sort of extension and,
hence, one cannot be the subset of another, but rather
becomes identical with the other. In the context of such
terms, it is possible to interchange the subject and the
predicate terms in one proposition into another and get a
new one which is identical to the other. For example, in
the case of “feeling” (vedanā) and the aggregate of feeling
(vedanā skandha), it can be seen that there is no feeling
apart from what is stated in the aggregate of feeling, nor
can there be any aggregate of feeling over and above the
feeling. In the terminology of set theory, it can be said that
the class of feeling and the class corresponding to the
aggregate of feeling are one and the same, and so it is
possible to say that “All feelings are aggregate of feeling”
and “All aggregate of feelings are feelings.”28 That is, in
such cases the interchange does not involve any problem.
So discussion of questions containing such pairs of terms
and their replies indicates that in Pāli Buddhist literature
the idea as to whether a term covers all the members of
the class it denotes or some of them or none29 was present.
It may be noted here that in the Kathāvatthu, there is a
section called vacanasodhana, which Aung has translated
as “To clear the Meaning of the terms.” In this section such
questions are discussed like “Is the self known?” (puggalo
upalabbhati, upalabbhati puggaleti) “Is the self a reality?”
(puggalo saccikattho), “Is the self existent?” (puggalo
vijjamāno) “Is the ˙˙person something that exists?” (puggalo
samvijjamāno). The answer to each of the questions is
˙ in the form “A is B.” In the context of each of them,
given
it has been shown that though “A is B” is true, it cannot be
said conversely that “B is A” is always true, for it is the case
that some B is A, though there are some B which are not
A. This is because of the fact that extension of B is much
wider than A. So all members of A are included in B, but
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not all members of B are members of A. For example, in
the context of the first question, when it is asked, “Is the
self known?” the reply would be “The self is known”; but it
cannot be said that whatever is known is the self. Among
those which are known, some are the self, but some are not
the self (puggalo upalabbhati, upalabbhati kehici puggalo
kehici na puggaloti).
On the basis of the discussions found in the Yamaka and in
the Kathāvatthu regarding interchangeability of two terms
in some cases and not in all, there has been a controversy
among the Buddhist scholars on the issue as to whether
the notion of conversion was well known in the early days
of Buddhism. Mrs. Rhys Davids upheld the idea that “the
world probably contains no other such study in the applied
logic of conversion as the Yamaka” (p. xvi).30 This position
was supported by Keith, who argued that “in the Yamaka
. . . the distribution of terms is known and the process of
conversion is elaborately illustrated, but without a trace
of appreciation of logical theory.” This position of Rhys
Davids and Keith has been opposed by Jaytilleke on the
grounds that conversion as is used in traditional Western
Logic is the process that permits to obtain a particular
affirmative proposition (I) from a universal affirmative
proposition A, and not a universal affirmative proposition
or A from its corresponding A proposition. In the Yamaka
in some cases (as has been shown above in the example
of vedanā and vedanāskandha), it has been shown that in
the case of a universal affirmative proposition it is possible
to interchange the subject and predicate terms and obtain
another equivalent universal affirmative proposition. This
fact is a gross violation of the logical law of conversion.
Hence, it cannot be held that the text Yamaka becomes
evidence of the law of conversion.
This controversy as to whether the notion of conversion
was prevalent in the early days of Buddhism may not be
very important. But what is most important in the analysis of
Yamaka and Kathāvatthu is that here the extension of terms
has been taken into account. Each term refers to objects
which actually define the scope of the term, thus making
the term meaningful. For example, the term rūpa stands
for all physical properties—like color, shape, size, etc.—
the term “feeling” or vedanā refers to different feelings—
feelings of pleasure, pain, indifference, fear, grief, etc. The
scope actually defines the applicability of the term—one
term may have wider scope than another. For example, the
scope of the term “living being” is wider than the scope of
the term “human being,” since living beings include not
only humans but also nonhumans like animals, birds, trees,
fishes, etc. Looked at from the standpoint of scope, it is
easier to realize the questions and answers that are put
forward in the Kathāvatthu that puggalo atthi, atthi na sabbo
puggaleti or puggalo saṁvijjamāno,
saṁvijjamāno puggaleti, etc. (“self
exists, but whatever exists is not
self,” “being is real, but is anything
real a being?”). We can easily express
the idea contained here with a Venn
diagram:
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Once the scope of each term is clearly spelled out, the
argument of the Kathāvatthu that “all pudgalas are
saṁvijjamāna” but not all “saṁvijjamānas are pudgalas”
becomes evident without bringing in the notion of
conversion. The same argument is applicable in the case
of the Yamaka when it is pointed out that the aggregate
of form (rūpakkhandha) is a rūpa (in the sense that it has a
form), but there are many rūpas (forms) like attractive color
(piyarūpam), or favorable form (sātarūpam), etc., that are
not any aggregate. This indicates that the scope of rūpa
is much wider than the rūpaskandha. On the other hand,
there can be no feeling that does not fall within the scope
of the aggregate of feeling, nor does the aggregate of
feeling have any scope other than that of feeling. Hence,
the two terms “feeling” and “aggregate of feeling” have
the same scope, and that is the reason for their being
interchangeable. This can be understood clearly from the
following figure:
1.
All matters are existent.
Therefore, some existent entities are matter
is valid.
2.
Where A and B have the same scope,
All As are B
Therefore, all Bs are A
is valid.
3.
Some existent entities are matter
Therefore, some matters are existent entities
are not accepted as valid. Hence, it will not be justified to
claim that the rule of conversion was well known during the
early stages of Buddhist logic.
VI
This way of looking at the passages of Kathāvatthu and the
Yamaka has another advantage. Let us once again look at the
passage of the Kathāvatthu: puggalo vijjamāno, vijjamāno
puggaleti? Puggalo vijjamāno, vijjamāno kehici puggalo
kehici na puggaloti/ puggalo kehici vijjamāno kehici na
vijjamānoti? Na hevaṁ vattabbe . . . pe (Kathāvatthu, §57).
“Is matter31 existent, is anything existent matter? Matter is
existent, of the existent entities some are matter and some
are not matter. (Is it also the case that) some matter is
existent and some are not? No, that cannot be said.”
This passage clearly indicates that the scope of matter is
lower than the scope of existent entities, for it is said that
all matters are existent entities, but there can be existent
entities which are not matter. That is, here, three alternative
possibilities are admitted:
i)
All matters are existent
ii)
Some existent entities are matter
iii) Some existent entities are not matter
These correspond respectively to the A, I, and O
propositions of traditional Aristotelian logic. But since in
the passage the possibility is not admitted that no matter
is existent, E proposition is not admitted in the systems of
Kathāvatthu and Yamaka. Although the alternative that “all
matters are existent” is admitted, this passage denies the
possibility that “some matters are existent.” For the latter
possibility presupposes that some matters are not existent,
which the Buddhists will not accept. This means that the
conversion of I proposition is not admitted here. So from
what has been said in the Kathāvatthu and in the Yamaka,
the conclusions that can be drawn from
FALL 2018 | VOLUME 18 | NUMBER 1
While wrapping up our discussion, it may be noted that
after the great demise (mahāparinirvāna) of Lord Buddha,
different conflicts occurred among his˙ followers. To settle
such conflicts, different councils had to be organized—the
first one immediately after the Buddha’s demise, the second
one a hundred years after that, the third one during the time
of Ashoka, and the fourth one at the time of Kaniska. During
˙ schools
the second Buddhist council, there arose the two
of Buddhism—the Sthaviravādins and the Mahāsāmghikas.
˙
Though both schools agreed in respect to metaphysical
issues, they differed in respect to whether the monastic
rules should be followed strictly or liberally. However, in the
gap between the second and third Buddhist Councils, which
was more than two hundred years, the Buddhists were split
into several schools and subschools, and the issue among
them was not only in terms of rule following but also in
respect to metaphysics and ontology. The difference of
views held by these schools was so great that it became
difficult to regard any one of them as “the” Buddhist
view. As such, during the reign of King Ashoka, the third
Buddhist council was organized under his patronage and
under the leadership of Moggaliputta Tissa to settle which
among them depicted the true spirit of Buddha. It was at
the time of this third Buddhist council that the Abhidhamma
Pitaka was compiled, and the story goes that Moggaliputta
˙
Tissa
himself, during the period of this council, composed
the text Kathāvatthu, within a few weeks’ time. From this
historical fact, it can be said that it is from the third century
BCE, that need was felt by the orthodox Buddhist thinkers
(the Theravādins) to defend the original teachings of the
Buddha against the theories proposed not only by the non
Buddhist thinkers but also by other schools of Buddhism.
For this purpose, they had to formulate rules for debate. So
it is from the time of the third Buddhist council that we find
the rise and development of the debate or Vāda tradition.
Earlier, during the time of the Buddha, what was required
was to make ordinary people aware of the truths of life,
namely, that the world was full of suffering, everything is
momentary, objects in the world do not have any essence
of their own etc. To this end, the teachers used analogies
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or similes and parables. Thus, in the early stage of Buddhist
philosophy, two different objectives were visible—one to
convince people, and the other to establish their own views
against others. Accordingly, two different approaches to
philosophy had been adopted, and they constituted the
basics of Buddhist Logic, which later flourished in a full
fledged discourse in the hands of thinkers like Nāgārjuna,
Vasubandhu, Dignāga, Dharmakīrti, and others. Though
in a very germicidal form, the logical elements in the Pāli
literature provide us glimpses of some very important
issues, like significance of questions, extension of terms,
dilemma, notion of implication, notion of contradiction,
etc., with respect of rational discussion, and the ways these
issues have been addressed are comparable to modern
day logical approaches. Herein lies the importance of the
logical elements found in Pāli literature.
9.
ACKNOWLEDGMENTS
13. The Questions of King Milinda, Mendakapañho, IV.1.4.
The author expresses her gratitude to Amita Chattejee and Prasanta
S. Bandyopadhyay for their suggestions and encouragement in
writing this paper. Thanks are also due to the anonymous referee for
useful observations and comments that have led to the qualitative
improvement of the paper.
14. Ibid., IV.1.5.
NOTES
1.
2.
In the Upanisads the method that has been followed is in the
˙
form of dialogue
where as an answer to a particular question
some discussion is made. This dialogue used to take place in
order to explain a point or for the purpose of clarification. As
such vāda or a theory of debate is normally not found in the
Upanisadic texts.
˙
Keith, Buddhist Philosophy, 303, quoted by Durgacharan
Chatopadhyaya, in “Buddhist Logic: An Introductory Survey,”
An Analytic View of Buddhist Logic (Bauddha –nyāya – vīksā),
˙
compiled by Suniti Kumar Pathak, p.16
3.
Sutta Nipāta, 1053.
4.
Tāpāccedācca nikasāt suvarnam ivapanditaih | Parīksyā bhiksava
˙ tu gauravat
˙
˙ am˙ graha Kārikā,
˙
˙
grāhyam madvaco na
|| Tattvas
3588.
˙ ˙
“A person with evil wishes and dominated by evil wishes is
displeasing and disagreeable to me. If I were to have evil wishes
and be dominated by evil wishes, I would be displeasing and
disagreeable to others. Therefore, I shall not have evil wishes
and be dominated by evil wishes’” (Majjhima Nikāya, Anumāna
Sutta, 15). This example from which the Sutta gets its name shows
that here the Bhikkhu takes the determination of not having evil
wishes or be dominated by evil wishes on the assumption that “If
. . . so and so, then . . . so and so.” He also furnishes a universally
quantifies premise, namely, “A person with evil wishes . . .” and
then finds that his case would be included within the scope of
the antecedent and then he will have to face the consequence
which is not quite favourable to him. So, though not properly
formulated, this passage gives us a very rough idea as to how
one thought can proceed on the basis of another.
5.
6.
“Householder, if you will debate on the basis of truth, we might
have some conversation” (Majjhima Nikāya, Upāli Sutta, 56).
Here Upāli is not trying to infer something but wants to have
some discussion or debate in order to show the householder
the Four Noble truths which Buddha had realized. Whatever
may be the content, this passage clearly indicates that even in
the early stage, the Buddhists felt that the modes of debate,
discussion are important for convincing someone rather than
giving instructions.
7.
Jonardon Ganeri, “Argumentation, Dialogue and the Kathāvatthu,”
Journal of Indian Philosophy 29 (2001): 486.
8.
The alternatives 3–8, actually display quantification over 1 and 2
in respect of time, place and object. Explicit statement of such
possibilities highlight the minute observations of the Buddhist
thinkers regarding the fact that something B may be partially true
of a thing A, but may not be true of A always or everywhere. This
observation becomes clearer in the vacanasodhana section of
the same text Kathāvatthu.
PAGE 12
The names of the last two steps—namely, upanayana and
niggamana—sound very similar to the last two steps of the
fivestepped inference admitted by the Naiyāyikas, the five
steps being pratijñā, hetu, udāharana, upanaya, and nigamana.
˙
However, this similarity is only apparent
existing in the verbal
level merely and there is no substantial similarity between them.
The upanaya of the Naiyāyikas is the application of the universal
statement to the case under consideration and nigamana is the
repetition of the thesis to show that what was initially accepted as
an assumption gets now established. However, in the Theravāda
Buddhist literature, when there is mention of upanayana and
niggamana in the context of a vāda, no such role is assigned.
10. For the details of the different steps, we have followed the
analysis of G. V. Aston, Early Indian Logic and the Question of
Greek Influence, an unpublished dissertation submitted for
the Ph.D. degree at University of Canterbury, 2004, chapter 3,
especially section 3.2.
11. Jonardon Ganeri, “Argumentation, Dialogue, and
Kathāvatthu,” Journal of Indian Philosophy 29 (2001): 490.
the
12. The Questions of King Milinda, II.1.4.
15. “The Elder replied: ‘Why is it that all vegetables are not alike, but
some sour, and some salt, and some pungent, and some acid,
and some astringent, and some sweet?
‘I fancy, Sir, it is because they come from different kinds of seeds.’
‘And just so, great king, are the differences you have mentioned
among men to be explained. For it has been said by the
Blessed One: ‘Beings, O Brahmin, have each their own Karma,
are inheritors of karma, belong to the tribe of their karma, . . .
It is karma that divides them up into low and high and the like
divisions’” (Milindapañho, III.4.2).
16. Vimaticchedana Praśna, section 1.
17. Copi,Introduction to Logic, 213.
18. “Bhante Nāgasena, ime titthiyā evam bhananti : ‘Yadi Buddho
˙
˙ samyutto lokena,
pūjam sādiyati, na parinibbhuto Buddho,
˙
˙ kato adhikāro
antobhaviko
lokasmim, lokasādhārano, tasmā tassa
˙
˙
vañjho bhavati aphalo;
yadi parinibbhuto,
visamyutto lokena,
˙
nissato sabbabhavehi, tassa pūjā na uppajjati, parinibbuto
na
kiñci ˙sādiyati, asādiyantassa kato adhikāro vañjho bhavati aphalo’
ti. Ubhatokotiko eso pañho. N’ eso visayo appattamānasānam,
˙
mahantānam˙ yev’ eso visayo. Bhind’ etam ditthijālam, ekamse
˙
˙
˙˙
˙
˙
thapaya/” (Milindapañho,
IV.1.10).
˙
19. Anguttara Nikāya, ii, 4647, pp. 432–33, ed. by Bhikkhu Bodhi.
20. Dīgha Nikāya Sutta, 33, iii, 230.
21. It may be regarded as a “yesnoquestion” in Walton’s language
(cf. D. N. Walton, Informal Logic, 27).
22. Bharadwaja, “Rationality, Argumentation and Embarrassment: A
Study of Four Logical Alternatives (catuskoti) in Buddhist Logic,”
˙ ˙
305.
23. Ibid.
24. Ko nu kho … viññānāhāraṁ āhāreti … Saṁyutta Nikāya, II.13.
˙
25. Katamam jarāmaranam kassa ca panidaṁ jarāmaranan ti iti vā…yo
˙
˙
˙
vadeyya aññaṁ jarāmaranaṁ
aññassa ca panidaṁ˙ jarāmaranaṁ
˙
˙
ti vā … yo vadeyya, ubhayam
etam ekattan vyañjanan eva nānam,
˙
˙
Saṁyutta Nikāya II, 60, 61.
26. Jayatilleke, Early Buddhist Theory of Knowledge, 293.
27. Rūpam rūpakkhandho ti? Piyarūpam sātarūpam, na rūpakkhandho;
˙
˙
˙ … Rūpakkhandho
rūpakkhandho
rūpañ ca’ eva rūpakkhandho
ca
rūpam ti? Āmantā. Yamaka, quoted by Jaytilleke, Early Buddhist
Theory of Knowledge, 306.
In the commentary on this passage it is clearly said, Tattha
rūpan rūpakkhandho ti yan kiñci rūpan ti vuccati sabban tan
˙
˙
rūpakkhandho
ti vacanasodhanatthan
pucchati. Piyarūpan
˙
sātārūpan na rūpakkhandho ti yan piyarūpan
sātarūpan ti ettha˙
˙
˙
˙
rūpan ti vuttan tan rūpam eva, na rūpakkhandho
ti attho/.
˙
˙˙ the
C. A. F. Rhys Davids,
ed., “Yamakappakaranatthakathā from
˙
˙˙
Pañcappakaranatthakathā,” Journal of the Pāli Text Society (1910–
˙ ˙˙
1912): 59.
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28. Vedanā vedanākkhandho ti? Āmantā. Vedanā vedanākkhandho ti?
Āmantā/ Yamaka, quoted by Jaytilleke, Early Buddhist Theory of
Knowledge, 306.
29. Cf. Karen C. Long, Encyclopaedia of Indian Philosophy, vol. xi.
30. Quoted by Jaytilleke, Early Buddhist Theory of Knowledge, 306.
31. Though the term puggala is generally translated as “self,” but
in the present context the term “matter” seems to be more
appropriate to understand. That is why the term “matter” is used
here.
BIBLIOGRAPHY
Abhidhammapitake Kathāvatthupāli, Devanāgarī edition of the Pāli text,
Iggatpuri, India:˙ Vipassana Research Institute, 1998.
Aston, G. V. Early Indian Logic and the Question of Greek Influence.
Unpublished Ph.D. dissertation. University of Canterbury, 2004.
Aung, S. Z., and C. A. F. Rhys Davids. Points of Controversy or Subjects of
Discourse: A Translation of the Kathāvatthu from the AbhidhammaPitaka.
˙
Oxford: The Pali Text Society, 1997.
Bharadwaja, V. K. “Rationality, Argumentation, and Embarrassment:
A Study of Four Logical Alternatives (catuskoti) in Buddhist Logic.”
˙ ˙
Philosophy East and West 34, no. 3 (1984): 303–19.
Bradwaja, V. Form and Validity in Indian Logic. Delhi: Indian Institute
of Advanced Study, Shimla in association with Munshiram Manoharlal
Publishers Pvt. Ltd., 1990.
Bhikkhu, Bodhi. The Connected Discourses of the Buddha : A Translation
of the Saṁyutta Nikāya. Boston, Somerville: Wisdom Publications, 2000.
Bhikkhu, Bodhi. The Numerical Discourses of the Buddha: A Translation
of the Anguttara Nikāya. Boston, Somerville: Wisdom Publications, 2012.
Bhikkhu, Ñānamoli, and Bodhi Bhikkhu. The Middle Length Discourses
˙
of the Buddha:
A New Translation of the Majjhima Nikāya. Kandy, Sri
Lanka: Buddhist Publication Society, 1995.
Bochenski, J. M. A History of Formal Logic. Notre Dame, IN: University
of Notre Dame Press, 1961.
Chaudhary, A. Essays on Buddhism and Pāli Literature. Delhi: Eastern
Book Linkers, 2012.
Ganeri, J. “Argumentation, Dialogue, and the Kathāvatthu.” Journal of
Indian Philosophy 29 (2001).
Jayatilleke,K. N. Early Buddhist Theory of Knowledge. Delhi: Motilal
Banarsidass Publishers Pvt. Ltd., Indian Reprint 1998.
Law, B. C. A History of Pāli Literature, 1st Indian Edition. Varansi: Indica
Books, 2000.
Matilal, B. K. The Character of Logic in India. Albany: State University of
New York Press, 1998.
Narada, U., and Kumārābhivaṁsa, trans. The Book on Pairs (Yamaka),
Volume 1. Malaysia: Burmese Buddhist Temple, 1998.
Pathak, S. K. An Analytic View of Buddhist Logic (Bauddha –NyāyaVīksā):
˙
The Birthday Centenary Celebration Volume of the late Durgacharan
Chattopadhyay. Kolkata: Naba Chalantika, 2001.
Rhys Davids, C. A. F., ed. “Yamakappakaranatthakathā from the
˙ Society
˙˙
Pañcappakaranatthakathā.” Journal of the Pāli Text
(1910–1912):
˙ ˙˙
51–107.
Rhys Davids, T. W. The Questions of King Milinda, Sacred Books of the
East Series, Vol 36, Indian Reprint. Delhi: Motilal Banarsidass Publishers
Pvt. Ltd., 1999.
Vidyabhusana, S. C. A History of Indian Logic: Ancient, Mediaeval, and
Modern Schools. Reprint. Delhi: Motilal Banarsidass Publishers Pvt. Ltd.,
1988.
Walsche, M. The Long Discourses of the Buddha: A Translation of the
Dīgha Nikāya. Boston, Somerville: Wisdom Publications, 1995.
Walton, D. N. Informal Logic: A Handbook for Critical Argumentation.
Cambridge: Cambridge University Press, 1989.
FALL 2018 | VOLUME 18 | NUMBER 1
Do Good Philosophers Argue? A Buddhist
Approach to Philosophy and Philosophy
Prizes
Rafal Stepien
HEIDELBERG UNIVERSIT Y
As the Berggruen Prize for Philosophy and Culture is
inaugurated, it is worth asking what this and other prizes in
philosophy honor—and what it is that philosophy actually
does.
The recently inaugurated Berggruen Prize is now awarded
annually “to a thinker whose ideas are of broad significance
for shaping human selfunderstanding and the advancement
of humanity.”1 Its inaugural recipient was the philosopher
Charles Taylor, whose long career has encompassed
substantial contributions to such understanding and
advancement in fields as diverse as politics, ethics,
hermeneutics, philosophy of religion, and philosophy of
language. Throughout these interwoven threads of his
thought, Taylor has proposed that the predominant view of
selfhood in Western philosophy as a singular, independent,
inner entity should be nuanced with an understanding of
ourselves that does greater justice to the multiplicit and
intersubjective nature of what, for him, can only ever be a
socially constructed, historically determined self.
The prize’s second recipient was Onora O’Neill, who has
likewise made substantial contributions to an impressively
wide range of philosophical fields. For although O’Neill’s
work overall may broadly be located within ethics, under this
overarching rubric she has written, from a broadly Kantian
perspective, on a swathe of issues in bioethics, children’s
rights, environmental values, international justice, moral
cosmopolitanism, normativity, and hope, among others. As
such, Nicholas Berggruen, the Berggruen Institute Founder
and Chairman, has implicitly drawn on Plato’s conception
of the philosopher’s mandate in calling her a “citizen
philosopher,”2 while the Institute’s President Craig Calhoun
underlines her dual role as “a wonderful leader in both
theoretical reason and putting ideas into action.”3
The Berggruen Prize is but the latest of many honors
presented to Taylor and O’Neill over the years. Taylor’s
other major awards include the Templeton Prize, which
honors “entrepreneurs of the spirit” who have “made
an exceptional contribution to affirming life’s spiritual
dimension”;4 the Kyoto Prize, which is given to “those who
have contributed significantly to the scientific, cultural,
and spiritual betterment of mankind”;5 and the John W.
Kluge Prize for Achievement in the Study of Humanity
administered by the Library of Congress, for which the main
criterion of selection is “deep intellectual accomplishment
in the study of humanity.”6 O’Neill, meanwhile, is a past
winner of the Holberg Prize, whose stated objective is “to
increase awareness of the value of academic scholarship
in the arts, humanities, social sciences, law and theology,”7
and recipient of the Knight Commander’s Cross of the
Order of Merit of the Federal Republic of Germany, which
is designed “to draw public attention to achievements that
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. . . are of particular value to society generally.”8 She has
been chair, moreover, of the UK Equality and Human Rights
Commission and the Nuffield Council on Bioethics and a
member of the Human Genetics Advisory Commission—in
which roles she strove to implement “just public policies to
better the human condition.”9
I cite the wording of these prizes and about these public
roles because I want to make a point about the relationship
between what they uphold to be philosophical merit on the
one hand and the practice of academic philosophy on the
other. Put briefly, I do not think the one has much to do with
the other, and this primarily because what counts toward
career success in philosophy today has precious little to
do with such ideals as the “advancement of humanity,”
“affirming life’s spiritual dimension,” the “spiritual betterment
of mankind,” or implementing “just public policies to better
the human condition.” Prominence and prestige in university
philosophy departments is gauged not so much by one’s
“deep intellectual accomplishment” or “value to society”
as by the trenchancy and force with which one manages
to cut down an opponent. Given this, it should come as no
surprise that even within the lamentably cutthroat context
of contemporary academia, philosophy departments have
a distinct reputation for being especially competitive and
combative. In other words, even while philosophy prizes
reward rich reflection upon human identity and purpose, the
ordinary practice of professional philosophers has shifted
from “philosophy as a way of life” (to use Pierre Hadot’s
memorable phrase) to philosophy as contention and critique.
It goes without saying that philosophers have always
argued with one another. Western philosophy begins
with Socrates’s attack on the Sophists as morally bankrupt
swindlers seeking not wisdom but renown, and the
tendency of philosophers to deny others the garlanded title
of “Philosopher” (“Lover of Wisdom”) has proven inveterate
ever since. (For a recent instance, we need only note the
virulent objections of philosophers around the world to
the University of Cambridge awarding an honorary degree
to Jacques Derrida in 1992). This argumentative nature of
philosophical discourse is of course not confined to the
West, as evinced by Zhuangzi’s caricaturing of Confucius’s
social uprightness in China, Ratnakīrti’s refutation of the
Naiyāyikas’ theism in India, or Averroes’s rejection of
Avicenna’s Neoplatonism in Islamdom, to give but a handful
from almost infinite possible examples.
As for Charles Taylor and Onora O’Neill, they too
have argued—sometimes vehemently—with certain
philosophical
predecessors
and
peers.
Taylor’s
communitarian social theory, for instance, is a direct
critical reaction to the libertarianism of John Rawls and
Robert Nozick, while his seminal work on the persistence
and transformation of religion in the modern world
systematically dismantles the mainstream narratives
of secularization theory. And O’Neill’s seminal espousal
of cosmopolitan rather than civic justice (to limit our
discussion here to but one of her fields of influence), while
developing from the broadly “accepted empiricist views
of reason, action, freedom and motivation, not to mention
knowledge” of Rawlsian Kantianism, nevertheless seeks to
“explore some of the paths not generally taken”10 in the
PAGE 14
relevant debates, and thereby effectively (also) acts as a
metacritique of the discipline itself. Indeed, it should go
without saying that Taylor and O’Neill regularly draw on,
refine, and/or rebut points raised by thinkers spanning
the entire reach of the Western philosophical canon, from
Aristotle and Plato, through Augustine, Descartes, and
Adam Smith, and on to Kant, Hegel, Heidegger, and the
formative voices of our own century.
The combative aspect of philosophy is readily apparent
even in the word most commonly used by philosophers
to describe the fruits of their endeavors. “Argument” is
what a philosopher seeks: He (and the percentage of
“hes” as opposed to “shes” among faculty in philosophy
departments is much higher than in any other humanities
field)11 gains in status precisely to the extent he succeeds
in criticizing the arguments of his opponent and
establishing his own. This argumentative mentality is so
pervasive that Graham Priest (as prominent a contemporary
philosopher as any) has, in a recent essay entitled “What
Is Philosophy?” defined philosophy precisely as “critique.”
Priest goes on to state that “Criticism is the lifeblood of
the discipline,” such that “if philosophers ever ceased
disagreeing with one another our profession would be
done for.”12 He is echoed by G. E. R. Lloyd, whose chapter
on “What Is Philosophy?” begins unequivocally with the
claim that “What counts as ‘philosophy’ is contentious in
the extreme, including, indeed especially, among those
who call themselves ‘philosophers.’”13 In the remainder of
this piece, I want to propose that not only is this not the
only way of doing philosophy, but that it systematically
impedes precisely the kind of intellectual depth, breadth,
and generosity recognized by major awards such as the
Berggruen, Templeton, Kyoto, Kluge, and Holberg Prizes.
I will take my cue from my own field of specialization:
Buddhist philosophy. Although there is no shortage of
occasions in which the Buddha engaged his interlocutors
in argument, it is crucial to keep in mind that on all such
occasions his professed aim was not to “win” a given
debate as it was to aid his fellow humans alleviate suffering.
This compassionate will to forego the peace of secluded
silence for the interactive and unending work of helping
others see through ignorance is, according to the earliest
sources, precisely what led the newly enlightened Buddha
to return to the world and engage with its myriad problems.
Perhaps the most famous instance of the Buddha’s
principled refusal to engage in futile argument occurs in
the Shorter Discourse to Mālunkyaputta, one of the Middle
Length Suttas detailing the Buddha’s own instruction.
There, the monk Mālunkyaputta takes umbrage with the
Buddha for not speculating on metaphysical questions
regarding the eternity and infinity of the world, identity of
the soul, and life after death. The Buddha responds firstly
by pointing out that he never promised answers to any
such questions. He then proposes an analogy between
one fixated on matters like these and a man struck by a
poisoned arrow who, rather than letting a surgeon pull it
out, insists on getting answers as to who exactly shot it
(including his name, family, height, skin color, provenance,
etc.) and what exactly constitutes it (including the bow’s
length, bow’s string’s composition, bow’s string’s feather’s
provenance, etc.). The Buddha concludes that he has left
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certain matters undeclared because to engage in them
“is unbeneficial . . . does not lead to disenchantment, to
dispassion, to cessation, to peace, to direct knowledge, to
enlightenment, to Nirvana.”14
This passage needs to be read in the light of numerous
others in which the Buddha (and the Buddhist philosophical
traditions stemming from his insights) advises us to remain
detached from our views—even, indeed especially, if
they are right. For while certain views or philosophical
positions are, for Buddhists, just plain wrong (e.g., that we
are fundamentally unchanging, independent selves) and
others are concomitantly right (e.g., that all there is to us
is a network of relations), all views—right or wrong—are
potentially harmful insofar as they can lead to partiality
and egoism. On this basis, philosophers in major centers
of learning throughout the Buddhist world would, over the
course of many centuries, invent and adopt innumerable
techniques with which to undermine their own philosophical
positions. This was not done because they conceived of
their own teachings as somehow paradoxical or untenable,
nor was it the result of faulty reasoning or some kind of
“Oriental” inability to argue rationally. Rather, the Buddha
and his philosophical heirs endeavored to remain detached
from philosophical views, including their own, because they
remained keenly aware of the suffocating grip conceited
confidence in one’s own intellectual prowess could have.
If I have described it clearly, the Buddhist disavowal of
argument for argument’s sake (or argument for the sake of
winning it) should contrast sharply with my characterization
of professional philosophy as inveterately argumentative.
Just as importantly, however, the Buddhist approach to
philosophy—according to which argument and critique are
employed only insofar as they are deemed beneficial to
both proponent and opponent—appears to share much in
common with the mandate of philosophy prizes such as
those mentioned above. The Berggruen Prize, after all, is
awarded not for arguments that beat other arguments, but
“for ideas that shape the world,” on the understanding
that—in the Berggruen Philosophy and Culture Center’s
own words—“philosophy is vital not just as an academic
discipline but as a source of intellectual and moral
orientation in the world.”15 It thus makes perfect sense that
the inaugural Berggruen Prize should go to a philosopher
whose lifework is stamped with a profound appreciation for
the diverse and relational nature of self and world, and who
has consequently argued forcefully for mutual recognition
and peaceful coexistence, and that its second installment
should go to a “citizen philosopher” who holds a long and
distinguished record of applying her theoretical acumen
on resolutely “political” topics (in the Aristotelian sense) to
farreaching public service. Such ideals, while incompatible
with an attitude of ideological hostility, accord perfectly
with the aims of the Buddhist philosophical enterprise, in
which ideas that are not helpful are shunned as sophistry,
and true love of wisdom must go handinhand with care
for one’s fellow feeling beings.
NOTES
1.
“The
Berggruen
Prize,”
Berggruen
Institute,
http://
philosophyandculture.berggruen.org/councils/berggruenprize.
FALL 2018 | VOLUME 18 | NUMBER 1
2.
“$1 Million Annual Berggruen Prize for Philosophy and Culture
Awarded to Citizen Philosopher Onora O’Neill,” Berggruen Institute,
http://philosophyandculture.berggruen.org/activities/116.
3.
Ibid.
4.
Templeton
html.
5.
“About Kyoto Prize,” Kyoto Prize, http://www.kyotoprize.org/en/
about/.
6.
“The John W. Kluge Center at the Library of Congress,” Library of
Congress, http://www.loc.gov/loc/kluge/prize/.
7.
“About the Holberg Prize,” Holberg
holbergprize.no/en/aboutholbergprize.
8.
“The Order of Merit of the Federal Republic of Germany,” Der
Bundespräsident,
http://www.bundespraesident.de/EN/RoleandFunctions/HonoursAndDecorations/TheOrderOfMerit/
theorderofmeritnode.html.
9.
“$1 Million Annual Berggruen Prize for Philosophy and Culture
Awarded to Citizen Philosopher Onora O’Neill,” Berggruen Institute,
http://philosophyandculture.berggruen.org/activities/116.
Prize,
http://www.templetonprize.org/abouttheprize.
Prize,
http://www.
10. O’Neill, Onora. Bounds of Justice. (Cambridge: Cambridge
University Press, 2000), 2.
11. American Philosophical Association Pacific Division Executive
Committee, “Program Review Report [Gender Composition],
https://www.apaonline.org/resource/group/
2004–2011,”
bf785b0deb5941f894361c9c26f50f8e/program_review_
report.20041.pdf.
12. Graham Priest, “What Is Philosophy?” Philosophy (Issue 2)
(Cambridge: Cambridge University Press, April 2006), 203 fn9
and 189.
13. G. E. R. Lloyd, “What Is Philosophy?” Disciplines in the Making:
CrossCultural Perspectives on Elites, Learning, and Innovation
(Oxford: Oxford University Press, 2009), 5.
14. Cūlamālunkya Sutta (63:8) in Bhikku Ñānamoli and Bhikku Bodhi.
˙
˙
(trans.)
Majjhima Nikāya: The Middle Length
Discourses of the
Buddha (Boston: Wisdom Publications, 1995), 536.
15. “The
Berggruen
Prize,”
Berggruen
Institute,
http://
philosophyandculture.berggruen.org/councils/berggruenprize.
ONTOLOGY, LOGIC, AND
EPISTEMOLOGY
Īśvaravāda: A Critique
Pradeep P. Gokhale
S AVITRIBAI PHULE PUNE UNIVERSIT Y
Who created the world? What is the purpose behind human
life? What is the cause of the world appearance? Believers
raise these questions and claim that the world must have
a creator; He must have some purpose behind creation of
the human world and the world’s appearance as a whole.
They also claim that the Creator must be omniscient,
omnipotent, and must respond to our prayer and worship.
Here the question arises whether their claims are justified.
From the other side the nonbelievers claim that there
cannot be any omniscient, omnipotent creator God. The
discourse on theism and atheism is not only ontological,
it is very much concerned with human life. Theists and
atheists correlate their ontological claims with the meaning
they attach to human life, the values to be cherished or not
to be cherished in life.
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Believers generally believe that one cannot be moral
without being religious and one cannot be religious without
believing in God. But the diverse Indian philosophical
tradition does not support this view. The Lokāyata School
can be said to advocate a hedonist or utilitarian morality.
But it can hardly be called a religious school. Schools like
SāṅkhyaYoga, Pūrvamīmāṅsā, Jainism, and Buddhism can
be called not only moral, but also “religious” because they
have their concepts of sacred—which are related to other
worlds and life after death, and also ritualistic or sacred
practices. But these schools do not accept the concept of
creator God.
Which are the schools that accept the existence of God, then?
Even schools like Nyāya and Vaiśesike, which later on
became strong advocates of theism,˙ were not theistic in
their early form. And though Vedānta literature presents
different forms of theism—nondualistic, qualified
dualistic dualistic, and so on—all forms of Vedānta do
not acknowledge themselves as theistic. For example,
the absolute nondualism of Śaṁkara distinguishes the
Brahman from Īśvara and regards only the former as the
ultimate reality.
But in later development of the system of NyāyaVaiśesika
˙
and Vedānta and the school like Kashmir Śaivisam, we find
the growth of theism and we find today that belief in God in
some form or another is regarded as a defining feature of
Vedic culture or Hindu culture. Now they say only that there
is diversity of the conceptions of God in Hinduism. God
can be a part of our life in the form of any deity—visible or
invisible, personal or impersonal, with qualities or without
qualities (saguna or nirguna). I will not go into the diversity
˙ of God.˙ In this paper I will deal with two
of the conception
most basic conceptions of God. I will call one the upādāna
concept of God and the other the nimitta concept of God.
That is, God as the material course of the world and God as
the efficient course of the world.
UPĀDĀNA CONCEPT OF GOD
According to this concept, God is the foundation of
everything. Either one may say that God creates the world
from himself (for the sake of brevity I am calling God
“He”; it could be She also, or it could be a union of He
and She) or that God creates the world from nothing. Here,
one is not saying that there is already some preeminent
material, which God only assembles. So one who follows
the Upādāna type of theism would say that there is no
matter or souls existing over and above God. He may either
say that they are manifestations of God himself or that the
socalled matter and souls are just superimpositions or
illusions, adhyāsa or māyā.
As far as I understand, Kevalādvaita Vedānta propagated by
Śaṅkara follows the Upādāna concept of God. Of course,
some KevalādvaitaVedātins may not agree with this view.
They would say that according to them, the ultimate reality
is Brahman and not Īśvara. With due apologies, I claim that
Kevalādvaitins are playing with words.
Śaṁkarācārya accepts the definition of Brahman, namely,
janmādy asya yatah (Brahman is that from which all this
˙
PAGE 16
originates, due to which it is sustained and in which
everything merges at the end).1 He also asserts that
Brahman is omniscient and omnipotent.2 He also accepts
the description of Brahman as full of bliss ānandamaya.3
It is true that Īśvara in the KevalādvaitaVedānta is
described as Brahman conditioned by māya. But māya is
anirvacanīya, which means that it is neither real nor unreal,
that it is neither identical with Brahman, nor different from
Brahman.4 This is confusing. One of the implications of
this description is that Brahman can be identified as Īśvara
from a conventional or practical point of view, though it
cannot be so identified from the ultimate point of view. But
to say that they are not identical is not to say that they are
absolutely different. For me, what Vedāntins accept at a
practical level is more important than what they accept as
“ultimate truth.”
Advaitin’s position that Brahman creates the universe from
itself, like a spider creates a web from its own body,5 and
the Christian view that God creates universe from “nothing”
or from mere word6 are on par. According to both views,
God is the sole cause of the universe. Hence, He can be
regarded as wholly responsible for the universe.
In the context of this type of theism, the difference between
real and illusory, between real and imaginary, between real
and verbal get blurred. What is just a play of imagination
for God is real for us. God is like a magician who creates an
illusory world, but it becomes a reality for us. What is just
a word for God is the world for us. But who are we before
whom God creates this magical world? For Christians, we
are ourselves his creations, his creatures. For Advaitins, the
answer can oscillate between two extremes: We are either
illusory appearances of Brahman, or we are ultimately
identical with Brahman. But one can ask at this stage: Does
God take full responsibility for his creation?
The God of Christianity is not only omniscient and
omnipotent but is omnigood. He is full of love and
compassion. The Brahman of Vedāntins is also omniscient
and omnipotent and it is full of bliss (ānanda).
This leads to a serious problem, famously called the
problem of evil.
If God is omniscient, omnipotent, and full of all goodness,
why is there suffering in this world? The responsibility of
the evil which manifests through cruelty and suffering
cannot be assigned to human beings, as they themselves
are either divine creations or identical with Brahman/God.
Since we have to accept the existence of evil in the world,
there must be something wrong about the nature of God/
Brahman we presupposed. God must be deficient in some
way or the other. He must be deficient either in knowledge
and power or deficient in his goodness—his love and
compassion—or he must be deficient in more factors than
one. God cannot shun his responsibility by saying that he
has given free will to human beings, and if they suffer, they
suffer because of their imperfections. The question would
be, why does the perfect God create imperfect beings at
all?
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Can Advaitin be excused for saying that after all suffering is
due to ignorance or misconception, because they are not
clear on the question whether ignorance or misconception
is real or unreal? If ignorance and misconception are real
and the suffering arising from them is equally real (which I
can grant, in a sense), then this implies a deficiency in God
who has to allow such a rival force to exist.
Vedāntins cannot escape by saying that ultimately both
ignorance and suffering are unreal. Suffering is a matter
of our true experience and it cannot be said to be illusory.
AdvaitaVedāntin’s claim that the world and the suffering in
it are illusory on the basis that they get sublated (bādhita),
that they are transitory.
I think the major mistake AdvaitaVedāntins commit
is the confusion between bādha (sublation) and nāśa
(cessation). They use illusion as the model for explaining
world experience. One has an illusion of silver in place
of a conch shell. When one has the veridical perception
of the conch shell, the silverexperience is sublated; one
does not experience silver there. Advaitins claim that
Brahman experience sublates the world experience in a
similar way. But this does not follow. We could grant that
the world experience, which has subjectobjectduality,
ceases (temporarily?) at the time of Brahmanexperience,
which lacks such a duality. This is just a case of stoppage
or cessation (nāśa) of one experience and arising of a new
experience. It does not follow from this that the world
experience gets sublated or falsified (bādhita) by the
Brahman experience. Similarly, though one grants that
suffering ceases due to Brahmanexperience, it does not
follow from this that the reality of sufferings which one
experienced before gets falsified by the socalled Brahman
experience.
Hence, I am suggesting that the problem of evil becomes a
serious problem in the context of the upādana conception
of God. Hence it became a problem for the conceptions of
God in Semitic religions and Kevalāvaita Vedānta in India.
The scholars of Indian philosophy many times claim that the
religious schools of Indian philosophy answer the problem
of evil on the basis of the doctrine of karma. The pleasures
and sufferings of human beings are governed by their past
karma and not by God. This answer to the problem of evil
is not suitable for AdvataVedānta. That is because since
the individual jīva cannot be ultimately differenced from
Brahman, the individual karma, too, cannot be isolated
from Brahman.
It could be stated here that at least in the case of a
dualistic conception of God when individual souls differ
from God and God is supposed to be an efficient cause
(nimittakārana) of the world rather than a material cause
˙
(upādānakārana),
God can be detached, to a certain extent,
˙
from the individual
actions, merit, and demerit generated
by them and their fruition. As Krishna of the Gītā says, “God
does not take away demerit or merit of anyone. Knowledge
is covered by ignorance. Living beings get deluded due
to that.”7 This takes us to the nimittakārana conception of
˙
God.
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NIMITTAKĀRAN A CONCEPT OF GOD
The system which˙ forcefully presented and defended the
nimittakārana concept of God is the joint system of Nyāya
˙ in its later stage (starting from Udyotakara).
and Vaiśesika
Of course,˙ between the Nyāya and Vaiśesika systems, it
˙
is the Naiyāyikas who took lead in presenting
arguments
for the existence of God. But the arguments of Naiyāyikas
were largely based on Vaiśesika metaphysics. Hence,
˙
I am calling them NyāyaVaśesika
arguments or Nyāya
˙
arguments interchangeably.
The God of the NyāyaVaśesika system is nimittakārana
of the world, like a potter is ˙of a pot or a sculptor is of a
sculpture. He rearranges the basic material that is already
present. God in this sense is a maker rather than “creator.”
That is because, according to Vaiśesika, metaphysics there
are many eternal substances and ˙hence they cannot be
created by anyone. For instance, the atoms of four gross
elements, ether (ākāśa), space, time, souls (ātman), and
minds (manas) are all eternal. God cannot create them; He
cannot destroy them either.
God can combine atoms to produce molecules, or he can
produce qualities in some substances. For example, he can
produce pleasures and pains in souls according to their
merit and demerit produced by the past karma. By doing so
he implements the law of karma. But God is not supposed
to change the essential nature (svabhāva) of things. The
essential characters or defining characters of all the nine
substances which the Vaiśesika system accepts are not
˙ God. Nor can God interfere
supposed to be determined by
with the essential natures. Hence the God of the NyāyaVaiśesika system is supposed to be omniscient and omnigood ˙also, but he is not omnipotent in the absolute sense
of the term.
Though the God is not the creator of the basic substances
or of their essential natures, when any changes take place
in these substances, when two substances join or are
separated or when any new quality or motion arises in the
substances, God is one of the general causes due to which
it happens. Naiyāikas accept a series of general causes
(sādhāranakārana).8 They include God, his knowledge,
˙ effort.
˙
desire, and
Why are God and his above qualities regarded as general
causes? What role they play in the causal process is not
made clear by the Naiyāyikas. For example, when a potter
makes a pot by joining two halves of the pot, by placing
them on the wheel, and by rotating it, the Naiyāyikas will
regard the two halves as the inherent cause (or material
cause, samvāyikārana), the conjunction of the two halves of
˙
the pot as the noninherent
cause (asamvāyikārna), and the
˙
potter, his knowledge, desire, efforts, and the instruments
he uses, as the efficient causes or instrumental causes
(nimittakārana). All these causal factors operate according
˙
to their essential
natures, and God does not seem to have
any role in their operation.
I think we can make sense of God’s role as sādhāranakārana
˙
by considering it in connection with dharma and ˙adharma,
that is, merit and demerit. According to the Naiyāyikas, any
event takes place for someone’s pleasure or pain, and any
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living being (jīva) experiences pleasure due to dharma and
he or she experiences pain due to adharma. In this sense,
dharma and adharma, which are the essential factors in
the operation of karma doctrine, are the general causes
common to all events.
As we saw, the implementation of karma doctrine is
done by God. In this sense, God can be regarded as the
general cause of all events through the operation of karma
doctrine. This role of God presupposes moral argument for
the existence of God, which we will consider later. Before
we examine the Nyāya arguments for the existence of God,
let us consider some other features of God accepted by
NyāyaVaiśesika.
˙
God of NyāyaVaśesika is a special kind of soul (ātman) called
˙
paramātman. An ordinary
soul (jīvātman) has eight special
qualities—cognition, desire, aversion, effort, pleasure,
pain, unseen disposition (meritdemerit), and impression.9
Of these, God has only three—cognition, desire, and effort.
The special qualities that God has are permanent. Ordinary
souls produce or destroy things with the help of body, with
the help of limbs. God, however, creates and destroys the
world without using body, because he has no body.
God creates and destroys the world not once but
innumerable times. This is in accordance with past karma
of souls and dharma and adharma produced by them.
Since the cycle of karma and its fruition has no beginning,
the cycle of creation and destruction of the world has no
beginning. Hence there is no absolute creation (or the first
creation) or absolute destruction (once for all) of the world.
Creation of the world involves creation of molecules and
compounds from material atoms, from which animal bodies,
including human bodies, are created and are associated
with jīvātmans according to the merit and demerit
accumulated by the latter. It also involves creation of the
four varnas.10 God, having created the world, also creates
˙
Vedas and
Sanskrit language. Destruction of the world
involves suspension of life of the jīvas and disintegration
of matter into atoms. God does this in order to give a long
rest to jīvas,11 though he cannot liberate them on his own.
NYĀYA ARGUMENTS FOR THE EXISTENCE OF
GOD: CL ASSIFICATION
After this brief descriptive account of God and his
sport, let us discuss in brief the argumentative account.
The Nyāya arguments for the existence of God are first
found in the fifth to sixthcentury work, Nyāyavārtika of
Udyotakara. They are found in many later Nyāya works such
as those of ninth and tenthcentury Nyāya philosophers
Jayantabhatta,
Bhāsarvajña,
and
Vācaspatimiśra.
Udayana’s ˙˙ (eleventh century) Nyāyakusumanjali is
regarded as a classic on this theme. After Udayana,
Gaṅgopādhyāya (fourteenth century) devotes a section of
his Tattvacintāmani to Isvarānumāna.
˙
It is not possible to discuss all different arguments advanced
by the Naiyāyikas in different texts in a short span. But
we can deal with the major arguments. Karl Potter, in his
introduction to the second volume of the Encyclopedia of
PAGE 18
Indian Philosophies, classifies the Nyāya arguments into
three groups which he calls
1)
Cosmoteleological arguments,
2)
Arguments from existence of language and the
authorship of the Vedas, and
3)
Negativeontological arguments.12
I will follow here his method of classifying arguments into
groups, though I may differ in my mode of grouping.
For example, I would distinguish between cosmological
and teleological argument (or argument from design) and
state them separately.
Secondly, the Naiyāyikas also advance an argument from
diversity (vaicitrya) caused by karma,13 which I feel can be
called a kind of moral argument for the existence of God.
Hence, I would like to divide Nyāya argument for the
existence of God into six types as follows:
A)
Negative Ontological Argument
B)
Cosmological Argument
C)
Teleological Argument (Argument from design)
D) Moral Argument
E)
Argument from authorship of the Vedas
F)
Argument from the creation of (Sanskrit) language
Let us consider these arguments one by one.
A) NEGATIVE ONTOLOGICAL ARGUMENT
Udayana, in the third chapter of Nyāyakusmāñjali, has
suggested an ontological argument for the existence of
God. It is different from the famous ontological argument
which derives the existence of God from the conception of
God as a perfect being. But still it is an ontological argument
because it is based on the concept of existence. Potter calls
it negative ontological argument because here Naiyāyikas
are not proving that God must be existent, but they are
arguing that nonexistence of God cannot be proved.
Atheists claim that God is not found anywhere; hence,
we can say that God does not exist. God is similar to horn
of a hare about which we can say that they do not exist.
This can be called an argument from nonapprehension
(anupalabhi). The argument will run as follows: “If horn of
a hare would have existed, it would have been seen. But it
is not seen anywhere. Therefore, it must be nonexistent.
Similarly, if God would have existed, he would have been
perceived. But he is not perceived anywhere. Hence God
must be nonexistent.”
Naiyāyikas argue against this that nonapprehension
(which is reducible to perception, according to them)
can be a means to the knowledge of nonexistence of an
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object if the object is capable of being perceived (yogya).
But God is an object which cannot be perceived. Hence,
nonapprehension of the entity called God cannot be the
means to the proof of its nonexistence.
Moreover, we cannot genuinely say that God does not exist,
because any nonexistence, that is, abhāva, is nonexistence
of “something” that exists sometime, somewhere. Hence,
who asserts nonexistence of God in fact asserts the
existence of God sometime, somewhere, in some way or the
other. In this context, Udayana treats the logical status of the
concepts of God (īśvara), Omniscient (sarvajña) and maker
of the earth and other things ksityādikartā), as on par. Just
˙
as claiming that God does not exist
is fallacious, according
to him, to claim that “No souls are omniscient” or “No soul is
a maker of the world” is fallacious because we cannot deny
the existence of such a being without presupposing it.14
B) COSMOLOGICAL ARGUMENT
Naiyāyikas try to prove that the world has a maker by giving
different cosmological and teleological arguments. Even
their teleological arguments have a basic cosmological
structure. So one can say that their teleological argument
is not an independent argument, but it is a strengthened
or complicated form of the cosmological argument.
Hence, Karl Potter has clubbed the two types of the Nyāya
arguments together and called it cosmoteleological
argument. I feel, however, that for the purpose of clearer
understanding of the Nyāya argument, one should first
understand the basic structure of their cosmological
argument and then understand the teleological argument
as a special case of it.
C) STRUCTURE OF THE COSMOLOGICAL
ARGUMENT
Here, Udayana seems to distinguish the statement “God
does not exist” from the statement, “A horn of a hare does
not exist.” Udayana restates the statement, “A horn of a
hare does not exist” as “There is no horn which belongs to a
hare.”15 But he is not inclined to analyze the statement “God
does not exist” in a similar fashion. He seems to treat “horn
of a hare” as an analyzable complex concept, but God as
an unanalyzable simple concept. On this assumption, the
Nyāya argument would appear as obvious.16
Stated in a rough or crude form, the Nyāya cosmological
argument states that the world must have a maker like a
pot has a potter. Popularly, the argument is presented in
the form of a verse:
Here, a question can be asked: Is the concept of God an
indivisible simple concept, like the concept of “yellow” or
the concept of “good” which G. E. Moore described to be
indefinable and simple?17 Or is it a complex concept?
But the argument does not remain as simple as that on the
background of the NyāyaVaśesika ontology. The ontological
structure of the world which ˙is at the background of this
argument has the following features:
What is the meaning of the word “God”? A Vedāntin might
claim that he conceives of God as “pure consciousness”
and hence it is a simple concept for him. Of course, even
such a claim of the Vedāntin would be dubious. It would
be open to question whether the simple consciousness
he conceives of is an arbitrary consciousness or an all
pervasive cosmic consciousness. In other words, the
Vedāntin will have to qualify pure consciousness, make the
concept complex in order to give it the status of God.
According to the NyāyaVaiśesika ontology, the universe
can be divided into three kinds˙ of objects or padārthas:
Whatever Vedāntin’s case may be, Naiyāyika cannot
understand God as a pure and simple concept. God for him
is the supreme self (paramātman), which is efficient cause
(nimittakārana) of the world. The most minimalistic concept
˙
of God or Īśvara
is that of the maker of the world. So the
question whether God exists is not a question like whether
“yellow” exists or whether “good” exists. But it is a question
whether the maker of the world exists. In other words, it is
a question whether the world has a maker. One who denies
the existence of God is simply saying that the world has no
maker. The grammar of this statement is similar to that of
“a hare does not have a horn.” So denial of the existence of
God is similar to the denial of horn of a hare.
Of course, the Naiyāyikas must have been aware of this fact
and hence they do not insist on the negative ontological
argument as their major argument for the existence of God.
Their major arguments are cosmological or teleological,
which simply try to prove that the world must have a maker.
So let us turn to these arguments.
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If the world has no maker,
then a pot without a potter,
and a painting without a painter
will come about by itself.18
1.
Nityapadārthas or eternal objects.
2.
Noneternal objects which are “made” by
someone. This would include artefacts like pots,
cloths, pictures, sculptures, and houses.
3.
Noneternal objects which are not humanmade
which we may generally call natural or naturemade
objects, such as animalbodies, trees, mountains,
and rivers.
On the background of this ontological structure, the
Naiyāyikas are trying to argue that the third group of
objects, which includes animalbodies, trees, and so on,
must be like the second group—that is, that of the objects
made by humans. Now, the natural objects are not made
by humans. So they must be made by some nonhuman
or superhuman agent. That superhuman agent is nothing
but God.
Though this is a kind of analogical inference, the Nayāyikas
give it the form of a valid argument by supporting it with
a universal statement (the statement of pervasion) that
whatever is a product (kārya) has a maker.
Different Naiyāyikas have formulated the cosmological
argument in different ways. Ratnakīrti states a simple
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formula in the form of a fivestep inferential statement
(paṅcāvayavivākya) as follows:
(i)
The object under discussion [that is, our world/the
earth or anything like it] has been constructed by
an intelligent agent
(ii) On account of being an effect
(iii) Each and every effect has been constructed by an
intelligent agent, just like a pot.
Now let us see how the Naiyāyikas skillfully construct
their cosmological argument so that the reasonproperty
appears to fulfill all the five conditions. Take a simple
formation of the argument:
The things like human bodies, mountains, and the
earth have an intelligent maker because they are
products, like a pot.
Here
i)
The property of having an intelligent maker (that is,
being made by an intelligent being) is the target
property.
ii)
Being a product is the reasonproperty and
(iv) And the [world/earth] is an effect.
(v) Therefore, it has been constructed by an intelligent
agent.19
Naiyāyikas, however, do not always state their inference in
the form of a fivestep argument. For the sake of brevity,
they state it as having three factors: Declaration (pratijñā),
Reason (hetu), and Instance (drstānta). For instance,
˙˙˙
Naiyāyikas would state the above argument
as follows:
The object under discussion has been constructed
by an intelligent agent,
On account of being an effect,
Like a pot.
In order to understand and examine the Nyāya inference,
it is important to note some of the technical terms. To start
with, there are three basic terms: paksa, hetu, and sadhya.
Paksa is the locus or the propertybearer where the existence
of sadhyadharma (targetproperty) is to be established. This
is done on the basis of the hetudharma (reasonproperty),
which is supposed to be existent in the locus.
According to Nyāya theory of inference, a reasonproperty,
in order to be sound, has to fulfill five conditions:
1)
It should exist in the locus (pakse sattvam).
˙
2)
It should exist in at least some of the similar cases
(sapakse sattvam).
˙
3)
It should be nonexistent in all the dissimilar cases
(vipakse asattvam).
˙
4)
The existence of the targetproperty should
not be sublated by a stronger pramāna
˙
(abādhitavisayatvam).
˙
5)
An equally strong counterinference should not be
available (asatpratipaksatvam).
˙
Here, the terms sapaksa (similar cases) and vipaksa
˙
(dissimilar cases) need to˙ be defined. Sapaksa means the
˙
set of all those cases where the targetproperty definitely
exists, and vipaksa means a set of all those cases where
˙ is definitely nonexistent. Paksa is the
the targetproperty
locus where the existence of the targetproperty ˙is yet to
be decided.
PAGE 20
iii) All the things, which are products but are not
humanmade, constitute the locus (paksa).
˙
iv) Sapaksa consists of the things which definitely
have a˙ maker—whether a human maker or a nonhuman one.
v)
Vipaksa consists of the things which are definitely
˙ of a maker. Here, the eternal substances
devoid
constitute vipaksa.
˙
Naiyāyikas in this way, by skillfully arranging paksa,
˙
sapaksa and vipaksa, try to show that the reason property
˙ a product”)˙ exists in the locus, namely, the natural
(“being
products; it exists in similar cases (sapaksa), that is, in
˙ it does exist
the things which have a maker (for example,
in the humanmade things); and that it does not exist in
dissimilar cases (vipaksa), that is, in the things which have
˙
no maker (that is, the eternal
things such as atoms, souls,
time, and space are not products at all and hence the
possibility of the reasonproperty, namely, producthood
existing there is ruled out.). Naiyāyikas also point out that
the targetproperty—namely, the existence of a maker—is
not sublated by other means and that there is no equally
strong counterinference.
The tricky part of the Nyāya argument is that though the
inference contains a universal statement which covers
all the cases, the locus, similar cases, and dissimilar
cases, the truth of it is tested on the basis of existence
and nonexistence of the reasonproperty in similar and
dissimilar cases, respectively. All the problematic cases
where the existence of a maker can be doubted are made
a part of the locus, and a Naiyāyika has an excuse for
not trying to show in advance that a maker exists in such
problematic cases.
Naiyāyikas derive omniscience of God as a corollary of the
above inference. In the case of a pot, one can say that its
maker—namely, potter—has the knowledge of the relevant
causal factors necessary for producing a pot. Similarly,
God, the maker of the world, must have knowledge of all
the causal factors that are needed for the production of
the world, such as atoms, souls, and the merit and demerit
accumulated by them, time, space, and so on. This point
is sometimes made explicit in the targetproperty itself.
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Vācaspatimiśra’s argument, for instance, runs as follows:
intelligent being.” It is perfectly possible that a
thing may be a product but is not made by anyone.
Hence the Nyāya argument suffers from the fallacy
of Anaikāntika (inconclusive), according to the
Buddhists.23
The objects under discussion namely body, tree,
mountain, ocean and others are made by the one
who knows the material cause and other things.
Because they are products.
It might be argued here that God, according to Nyāya,
is a cause of the world and since Buddhists accept
tadutpatti as a determiner of vyāpti, they should
not have any problem with the causal argument
for God advanced by Nyāya. The answer is that the
Buddhists do not have any problem with the law of
causation in general, which means that everything
that happens has a cause. Buddhists develop
their theory of causation, which includes fourfold
classification of causal conditions (pratyaya),24 just
as Naiyāyikas develop their theory of causation,
which includes threefold classification of causes.25
Similarly, both Buddhists and Naiyāyikas regard
cause as a necessary condition of the effect.
But the main question here is not about cause
in general but “intelligent agent” as the cause.
Naiyāyikas believe that an intelligent agent is a
necessary condition of every effect. Naiyāyikas
generalize the case of human product and apply it
to every effect. The Buddhists are not ready to do
that. They are ready to accept the products such as
pots, cloths, mansions, and staircases as caused
by intelligent agents but not natural products such
as bodies, earth, and mountains. Even with regard
to combinations (saṁghāta) of atoms, the realist
school of Buddhism would accept that they are
causally conditioned, but they would question the
view that an atomic combination must be made by
an intelligent agent.26
Whatever is a product, is made by someone
who knows its material cause and other things,
for instance, a palace and other things are such
products.
The objects under discussion such as body are like
that.
Therefore, they are like that.20
Sometimes the argument is made more specific by
referring to the situation at the time of the origination of
the world. According to the Vaiśesika story of the genesis
˙ of dissolution consists
of the world, the world in the state
of atoms (paramānu) separated and scattered. When God
decides to create˙ the world, the first step is to join the
atoms and construct the dyads (dvanuka), then join three
˙ and so on and so
dyads each and make triads (tryanuka),
˙
forth. Naiyāyikas claim that there must be an intelligent
agent existing prior to the origination of the world who
joins the atoms, and he is God. Udayana argues,
The atoms, dyads etc. become active only by
being impelled by some sentient agent as they
are insentient or inert like the pickaxe and other
instruments of movement. If this were not so, then
the rule that ‘no effect without a cause’ cannot
hold.21
EXAMINING THE ARGUMENT
Whether this kind of cosmological argument for the
existence of God is strong enough can be doubted. Three
objections can be considered here, two of which come from
Buddhists like Dharmakīrti, Śāntaraksita, and Ratnakīrti, and
˙
one that comes from a group of Carvākas.
a)
The question of vyāpti-relation: With the
development of the theory of inference, a
statement of universal concomitance was accepted
as a necessary component of an inference. But the
question was, how can the relation of universal
concomitance
be
ascertained?
Naiyāyikas
maintained that such a relation between reason
property and targetproperty can be ascertained
on the basis of observation of coexistence
(sahacāradarśana) and nonobservation of deviation
(vyabhicāraadarśana). Dharmakīrti did not accept
this. According to him, universal concomitance can
be ascertained if it is based on necessary relation.
And a necessary relation between reasonproperty
and targetproperty can be obtained in only two
ways: there should be either identity (tādātmya)
or casual relation (tadutpatti) between the two.22
No such necessary relation is obtained between
“being a product” and “being made by an
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b)
“Istavighātakrt-virudha”: The other fallacy in
˙ ˙ cosmological
˙
the
argument that the Buddhists
point out is “īstavighātakrtvirudha” (The contrary
˙
˙ intended target). This
reason which ˙violates
the
is as follows. What the Naiyāyikas intend to prove
through the cosmological argument is the maker
of the world, who is omniscient, omnipotent, the
one who operates without body or organs. But the
evidence for that which the Naiyāyikas provide is
that of the “makers” (such as a potter, a sculptor,
and so on) who are essentially embodied and
possess limited knowledge and power. The force
of the evidence implies that the maker of the world
also must be embodied and imperfect. Hence, the
force of the reason property proves something
contrary to the intended target.27
We have seen that the Naiyāyikas try to derive
omniscience of God as a corollary from the
cosmological argument itself. Just as a potter
knows all the causal factors related to the
production of a pot, God must be the knower of
production of the world.
There are some loopholes in the argument. It is not
necessary that every potter is an expert in making
pots. He could have inadequate knowledge, and
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every pot produced by him may not be a good pot.
If God is also like that, then he may not have perfect
knowledge of all the relevant factors, and the world
he has created may not be an ideal world.
Buddhists raise a different objection against the
Nyāya claim for God’s omniscience. Naiyāyikas
claim that God is one.28 But this does not follow
from the nature of humanmade products which
cosmological argument uses as evidence. On the
contrary, there are many human products which
are produced collectively by many imperfect
agents. As Śāntaraksita argues,
˙
This is as follows. The things such as a
mansion, staircase, gateway of a temple
and watchtower are determinately preceded
by many persons who have impermanent
knowledge. For the same reason, your
reasonproperty violates the intended target
because it proves that the world is preceded
by many makers who have impermanent
knowledge.29
c)
Īśvara as nonempirical object: A different
criticism of the Nyāya theism comes from a group
of Cārvākas called “more learned Cārvākas”
(Suśiksitataracārvāka). Popularly, Cārvākas are
known˙ for rejection of inference as pramāna. But
˙
the more learned Cārvākas classified inference
into two kinds: utpannapratīti (the object of which
is experienced) and utpādyapratīti (the object of
which is yet to be experienced); in other words,
inference of an empirical object and that of a
nonempirical object. For example, inference of fire
from smoke is utpannapratīti because the object
of that inference—namely, fire—is empirical. The
inference of Īśvara is utpādyapratīti because it is
about a nonempirical object.30 This second type
of inference is not acceptable to these Cārvākas.
We can explain the Cārvāka criticism as follows:
in the inference of Īśvara, Naiyāyikas are using
the evidence of the empirical objects and their
empirical makers, for example, pot and the potter,
sculpture and the sculptor, and so on. But they are
using these empirical evidences for proving God,
who is essentially nonempirical. And this is not
permissible.31
These are some of the major objections coming
from Buddhists and Cārvākas against the Nyāya
cosmological argument. One can notice here that
in any theological theorization on God, one has
to face the tension between the personal and the
impersonal, the embodied and disembodied, the
imperfect and the perfect. The God’s concept is
modelled on an ordinary situation of creation
or construction. But simultaneously, it has to be
given a universal, allencompassing, transcendent
character, and hence it deviates from the basic
characteristics of creation or construction. And
because of that, many paradoxes arise. We find
this in Nyāya as well.
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An ordinary creator or maker is an embodied being, and
in fact the use of the body is an essential part of the act
of producing anything. But though we create many things
through our body, we do not create our own body. Can
we apply this model to God? If God is supposed to be the
maker of every product, and if he has a body, then he should
create his body also. But for producing or constructing
anything, we need a body. So for producing or constructing
his body, God will need another body; for producing this
second body, he will need a third body, and this will go on
ad infinitum. To avoid this infinite regress, we imagine that
it should be possible for God to produce anything without
using body.
This seems to lead Naiyāyikas to think that God produces
the universe without using body or organs, and that God
has no body, and no organs. This makes God a mystical
being.
A similar question arises about other properties of God,
namely, cognition, desire, and effort. In the ordinary case
of productive act, the producer’s cognition, desire, and
effort are operative, which, according to NyāyaVaiśesika
˙
metaphysics, are the qualities of ātman. But in an ordinary
production situation the effort, which is mental in nature,
does not directly give rise to the physical product. The
mental effort (prayatna) gives rise to physical action (cestā),
˙
which in its turn brings about the physical product. In˙ the
case of God, since God is ātman without a physical body,
he can perhaps have cognition, desire, and effort (jñāna,
icchā, and prayatna). But after prayatna no cestā is possible.
˙ ˙ the physical
Without a physical action, God brings about
product directly. This is a leap from ordinary production
situation to an extraordinary situation.32
These are not the only leaps. Many other leaps are
involved. The ordinary producer’s cognition, desire, and
effort are all impermanent; they arise due to awakening
of past impressions (saṁskāra) and maturation of merit
and demerit (dharma and adharma). When they arise in a
sequence, they cause physical action (cestā) and through
it, they cause actual production. Now, the˙ ˙Naiyāyikes had
to accept cognition, desire, and effort in the case of God
also. Otherwise, how can God produce or destroy anything
without having the knowledge of all the causal factors,
without desire to produce, or to destroy and without effort
towards production or destruction? But if God’s knowledge,
desire, and effort are impermanent like those of human
beings, and if they are also governed by saṁskāra, dharma,
and adharma, then God will be like an ordinary being, an
imperfect being who is in bondage. To avoid this difficulty,
the Naiyāyikas imagine that though God has cognition,
desire, and effort, they are eternal in their nature. They also
imagine that God knows everything directly, without the
use of sense organs, memory, and so on.33
It is doubtful whether this can help the Naiyāyikas. On the
contrary, the ideas of eternal knowledge of everything,
eternal desire, and eternal effort give rise to many
paradoxes. Take the case of God’s knowledge. According
to the Naiyāyikas, God can have only direct knowledge
(pratyaksajñāna); he cannot have indirect knowledge
˙
(paroksajñāna)
because indirect knowledge is based on
˙
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memory and memory is based on saṁskāras. God does not
have saṁskāras. This implies that God sees everything, but
he cannot recollect anything; he cannot think or imagine or
infer anything.
But in that case God will have the knowledge only of the
present, neither of the past nor of the future. How does he
know past? Does he know past as past or as present? If he
knows past as past, he has to know it through recollection,
which is not possible. If he knows past as present (because
he knows it “directly”), then he has a false cognition
(because he does not know the thing as it is).
There is a problem about the socalled eternal knowledge
also. A potter while producing a pot does not have a constant
knowledge, but he undergoes a cognitive process. Only
through a process, which involves change, can the potter’s
knowledge participate in the production of the pot. How
can God’s knowledge, which is supposed to be constant,
nonchanging, participate in the process of creation or
destruction of the world? Such a constant knowledge will
be rather stubborn and will be a hindrance in the natural
process of creation or destruction.34
God’s desire will give rise to paradoxes in a similar way.
“God has a permanent desire.” What does this mean? In
fact, it makes no sense. God has permanent desire to do
what? To create the world? In that case he will permanently
create the universe and never sustain or destroy it. If it is to
destroy the universe, then he will always destroy and never
produce anything. If he has permanent desire to produce
as well as to destroy, then the two conflicting desires will
cancel each other and nothing will result from it. The same
type of paradoxes will arise in the case of God’s effort also
if it is taken to be permanent.
The general form of the paradox of the cognitive and
psychological characters of God can be stated as follows.
If God’s cognitive and psychological faculties are similar
to those of other agents, then God will be an ordinary,
imperfect being, a being in bondage. But if God’s faculties
are extraordinary and eternal in nature, then they will be
unable to perform their productive function.
C) TELEOLOGICAL ARGUMENT (ARGUMENT
FROM DESIGN)
Cosmological Argument for the existence of God, as
Naiyāyikas present it, is based on broad similarities
between the human products and products in general.
While presenting the argument from design, the Naiyāyikas
try to go further. They draw our attention to the order
(racanā, saṁsthāna, sanniveśa, or vyavasthā) that we find
in the universe. They say that the order or regularity or
arrangement that we see in the universe is not possible
without an extraordinarily intelligent maker. Ordinary
architects cannot bring about such an order. So the
maker of this wellordered universe must be a supremely
intelligent and powerful being. He must be omniscient
and omnipotent. We find this argument in Nyāya and also
in Śaṅkara’s commentary on Brahmasūtra 2.2.1, namely,
“racanānupapatteś ca nānumānam,” where Śaṁkara tries
to refute the Sāṅkhya position that the insentient Prakrti
˙
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creates the universe without the support of any intelligent
being.
CRITICISM
Buddhists have tried to show that this argument from
design is untenable. Dharmakīrti in Pramānavārtika argues:
˙
It would be proper to infer the conscious support of
a thing having a specific pattern (i.e., arrangement
of elements) if there is invariable concomitance of
that kind of pattern with that kind of support.
But if the similarity between two things that they
have specific pattern is only verbal or superficial
the inference of conscious support will not be
proper; it will be like inferring fire from “some
white substance” which has only superficial
similarity with smoke.
Otherwise, just as a pot, because it has a specific
pattern, is inferred to be produced by a conscious
being, viz. potter, an anthill will also be so inferred,
because it too has a specific pattern.35
D) MORAL ARGUMENT
The moral argument for the existence of God, in Indian
context can be understood as an argument from the
kārmicmoral order. The kārmicmoral order in a very
general sense is accepted by all the Indian schools except
Cārvāka. The nonCārvāka schools believe in the rule that
there is a correlation between good actions and pleasure
and between bad actions and suffering. They believe that
the diversity in the world of living beings is governed by
their karma. This law of karma is accepted by many schools
such as Pūramiṁāmsa, Sāṅkhya, Buddhism, and Jainism
without accepting God. But theists believe that this cosmic
moral order governing actions and their fruition is not
mechanical, but it is regulated by a moral governor, and
that moral governor is God. As Udyotakara argues in NyāyaVārtika, merits and demerits accumulated by the living
beings cannot by themselves yield pleasures and pains as
their fruits. It is God who turns merits and demerits of living
beings into their fruits viz. pleasures and pains.
Buddhists record Udyotakara’s argument as follows:
Merit, demerit and atoms, all of them produce their
effects only when supported by a conscious agent,
because they are stable and are active (sthitvà
pravŗtti), like the weaver’s stick and threads.36
According to the Naiyāyikas, just as a weaver unites the
threads by using an instrument such as stick, God unites
atoms by using merits and demerits of beings. Atoms,
merits, and demerits that are stable can be functional only
due to the conscious agent, namely, God.
CRITICISM
The argument is not acceptable to the Buddhist philosopher
Śāntarakşita because, according to him, the same rule
can be applied to God himself, who, according to the
Naiyāyikas, is stable and functional. Hence, by applying
the reason property—namely, “stability qualified by
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functionality”—to God, we will have to say that God must
be preceded by another conscious being, say, God2 and
so on ad infinitum.
Two more objections are possible against the moral
argument. One objection pertains to the relation between
God and goodness. The second possible objection is about
the question of moral order itself.
(i)
The relation between God and goodness: Theists
believe that how good actions lead to happiness
and bad actions to pain is determined by God.
Brahmanical theist thinkers such as the Naiyāyikas
claim that the sacrificial actions enjoined in the
Vedas lead to svarga, and this is determined by
God through Vedas. Atheist moralists, on the other
hand, would say that what is a good action or a bad
action is determined by the autonomous norms of
morality such as truthfulness and nonviolence and
not by the consideration as to whether the action
is enjoined by God or prohibited by God. Hence,
goodness or badness of actions is independent of
God.
(ii) Is the moral order real or ideal? The second
objection would come from materialists or
rationalists who would question the claim that
there is moral order in the universe. They argue
that a moral order or the just order could be an
ideal order, but not an actually existent order. It
may be legitimate or desirable to establish such
an order in the universe. Theists believe that such
an order already exists, though in reality we see
many examples of disorder and injustice. The
present inequalities and hierarchies in the human
world are due to past karmas of those souls in
their previous births or if they are wrong, they will
be counterbalanced in the future births. Hence,
behind this seeming disorder there is a grand,
divine order. Such a theistic explanation of moral
order and disorder becomes problematic from a
social point of view because it promotes inactivism
and fatalism. The moral argument for the existence
of God, therefore, gives a misleading picture of
morality and moral order. It is more appropriate,
according to these critics, to accept the moral
disorder in society as an undesirable actuality and
try to transform it through collective efforts.
interpretation, “Brahman is the cause (yoni) of the Vedas.”37
And according to the bahuvrīhi interpretation, “Brahman
has Vedas as pramāna (yonisource (of knowledge)).”38 The
˙ give authentic knowledge of a high
idea is that the Vedas
order which an ordinary text cannot give. Hence, the author
of the Vedas cannot be an ordinary person; he has to be
omniscient. And that omniscient author of the Vedas is God.
The other argument is that Vedas are an authentic source of
knowledge (pramana), and they themselves describe God
as the cause of the ˙world. Hence, there must be God.
CRITICISM
This argument appears to be circular. The authenticity
of Vedas depends on the authorship of God, and the
existence of God depends on the authenticity of Vedas.
The argument proves neither the existence of God nor the
authenticity of Vedas. Naturally, one who already believes
in the authenticity of Vedas may be convinced by such an
argument. But Buddhists, Jainas, and Cārvākas, who do not
regard Vedas as authentic, cannot be convinced about the
existence of God on the basis of this argument.
F) ARGUMENT FROM CREATION OF (SANSKRIT)
L ANGUAGE
But how did Īśvara produce Vedas? Vedas are in Sanskrit
language. Who created Sanskrit language? Mīmāṁsakas
believe that just as Vedas are eternal, the words of
Sanskrit language are also eternal. The conventional
relation between words and their meanings is also eternal.
Naiyāyikas, on the other hand, believe that it is not only
Vedas that were created by God, the Sanskrit language,
including the conventional relation between words and
meanings, was also created by God. God desired, “let this
word have this meaning,” and that became the convention.
And accordingly, the Sanskrit words had their respective
meanings.39
In fact, the Naiyāyikas presented this as an argument for
the existence of God. Śāntaraksita states the argument
˙
40
The question was,
of this type made by Praśastamati.
how did the first human beings who were created in the
beginning of the universe learn language? When a child
learns language, it is because elderly persons such as a
mother instruct the child about the use of words. Similarly,
there must have been someone who instructed the firstborn human beings about the use of Sanskrit words. And
that someone is God.
E) ARGUMENT FROM THE AUTHORITY OF VEDAS
CRITICISM
There are two important ways of accepting Vedas as
pramāna: 1) to regard Vedas as apauruseya: as not created
˙
˙
by anyone,
but eternal, and 2) to regard
Vedas as God’s
creation. Pūrvamīṁāsā accepts Vedas as apauruseya. Nyāya
˙
accepts Vedas as created by God. Even AdvaitaVedanta
accepts Vedas as creation of God in the sense that it is an
expression of Brahman.
Śāntaraksita ridicules the argument. According to him, for
teaching˙a language by giving instructions about linguistic
conventions, one needs a mouth. But God, according to
you, is devoid of merit and demerit and hence he has no
body and therefore no mouth for giving instructions.41
For Naiyāyikas and Vedāntins, there is a twoway relation
between God and the Vedas. The relation is expressed by
the Brahmasūtra 1.3: “Śāstrayonitvāt.” Śaṁkara interprets
the expression Śāstrayoni in two ways—as tatpurusasamāsa
˙
and as bahuvrīhisamāsa. According to the tatpurusa
˙
PAGE 24
TO SUM UP
I have presented a brief survey of the major arguments for
the existence of God in Indian context. I have suggested
that there are two major orientations to God: one is “God as
upādānakārana” and the other is “God as nimittakārana.”
˙ evil as the counterargument to the existence
˙
The problem of
of God becomes more serious in the case of the upādāna
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oriented concept of God because it holds that God is the
sole cause of everything in the world, including evil.
The Nimittakāranaoriented concept of God escapes the
˙ attributing the origin of evil to karma
problem of evil by
of the jīvas and by regarding God as detached from it.
NyāyaVaśesika thinkers are the chief advocates of the
˙
nimittakāranaoriented
concept of God. The arguments
˙ can be classified into six kinds: cosmological,
they advance
teleological, moral, one from the authenticity of Vedas,
and one from creation of language. I have noted the major
problems these arguments have to face in the light of the
counterarguments advanced by atheists such as Cārvākas
and Buddhists.
I have felt while working on the theme that arguments
against Īśvaravāda are stronger than the arguments for it.
I leave it to the readers to form their own impressions and
make judgments.
NOTES
1.
BS, 1.1.2. This definition follows the formula of the nature of
Brahman given in Taittirīya Upanisad, 3.1: yato vā imāni bhūtāni
˙
jāyante yena jātāni jīvanti, yaṁ prayanty
abhisaṁviśanti. (“[Brahman
is that] from which all these beings are born, due to which, the
born ones live and that in which beings enter and merge.”)
2.
“sarvajñṁ sarvaśakti mahāmāyaṁ ca brahama,” BSB, 2.1.37
(Brahman is omniscient, omnipotent and endowed with māyā”).
3.
BSB,1.1.1219 (ānandamaya adhikarana).
˙
“avyaktā hi māyā tattvānyatvanirūpanasyāśakyatvāt,” BSB, 1.4.3
(Māyā is nonmanifest, because it is ˙impossible to determine it
to be identical with or different from it (=Brahman)).
4.
5.
As Warrier translates a statement from Brhadāranyakopanisad
˙
˙
(2.1.20), “As a spider may come out with ˙his thread,
as small
sparks come forth from the fire, even so from the Self come forth
all the vital energies” (God in Advaita, 20).
6.
According to the Biblical story of creation, God created light in
the beginning and it was created by God merely through his
word: “God said, let there be light and there was light,” Bible,
Genesis, 1:3.
7.
“nādatte kasyacit pāpaṁ na caiva sukrtaṁ vibhuh/ ajñānenāvrtaṁ
˙ 5.15.
˙
˙
jñānaṁ tena muhyanti jantavah//,” BG,
˙
NyāyaVaiśesika system introduces the notion called
˙
sādhāranakārana
which means the cause of everything produced.
˙
˙ a list of nine such causes: (1) īśvara (God) (2)
It acknowledges
tajjñāna (his knowledge) (3) tadicchā (his desire) (4) tatkrti (his
effort) (5) kāla (time) (6) dik (space) (7) adrsta (unseen ˙factor:
˙˙˙
merit and demerit) (8) prāgabhāva (prior nonexistence
of the
produced thing) (9) pratibandhakābhāva (absence of obstacles),
Mehendale, The Tarkasaṅgraha with the Dīpikā by Annambhatta,
˙˙
49.
8.
9.
“buddhyādisatkaṁ sparśāntāh snehah sāṁsiddhiko dravah/
˙ ˙
˙
˙
˙
adrstabhāvanāśabdā
amī vaiśesikā
gunāh//,”
NSM, 90cd91ab.
˙
˙
˙ ˙ viśesaguna.
The˙ ˙ verse
gives the list of 15 qualities
called
˙
˙
10. According to Praśastapāda, the first Vaiśesika commentator
˙ to create beings
God creates the lord Brahmā and appoints him
according to their past karma. PB, 19.
11. “saṁsāre khinnānāṁ prānināṁ niśi viśrāmārtham,” PB, p. 18. Here
˙ destroys the universe “for giving rest
Praśastapāda says that God
at night to the beings tired in the process of transmigration.”
12. Potter, Encyclopedia of Indian Philosophies, 101–102.
13. Udayana suggests this argument in NK, Chapter II.
14. Udayana’s argument in NK (Chapter 3: p. 231) implies this.
15. “kas tarhi śaśaśrṅgaṁ nāsti ity asya arthah? śaśe adhikarane
˙
˙
visānābhāvah asti˙ iti,” NK, 230.
˙ ˙
˙
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16. Karl Potter, while referring to the negative ontological argument
of Udayana, says, “It would seem that this line of argument, if
it proves anything, proves too much, for by recourse to it we
can refute any inference or tarka argument which purports to
prove the nonexistence of something” (Encyclopedia of Indian
Philosophies, 109).
17. Moore,Principia Ethica, Chapter 1.
18. “jagatāṁ yadi no kartā, kulālena vinā ghatah/ citrakāraṁ vinā
˙ ˙ Mehendale, The
citraṁ svata eva bhavet sadā//” quoted by
Tarkasaṅgraha with the Dīpikā by Annambhatta, 30 (source
˙˙
unknown).
19. Translated by Patil, Against a Hindu God: Buddhist Philosophy of
Religion in India, 59, from ISD.
20. “vivādādhyāsitatanugirisāgarādayah upādānādybhijñakartrkāh;
˙ upādānādyabhijñakartr˙kaṁ
˙
kāryatvāt; yad yat kāryaṁ tat tad
˙
yathā prāsādādi; tathā ca vivādādhyāsitās tanvādayah; tasmāt
˙
tathā iti,” ISD, 40.
21. “paramānvādayah hi cetanādhisthitāh pravartante, acetanatvād
˙ anyathā
˙ kāranaṁ vinā
˙ ˙ kāryānutpattiprasaṅgah,”
˙
vāsyādivat.
NK,
˙
401 (Translation by David,˙ see NK, 404). This argument seems
to
be a cosmological version of Udyotakara’s argument which will
be discussed under “Moral Argument.”
22. For my discussion of Dharmakīrti’s concept of necessary relation,
see Gokhale (“Three Necessities in Dharmakīrti’s Theory of
Inference”). Extreme empiricist Cārvākas would reject both
Nyāya and Buddhist explanations of universal concomitance. For
my discussion, see Gokhale, Lokāyata/Cārvāka: A Philosophical
Inquiry, 67–71, 77–81.
23. Dharmakīrti makes this criticism through the expression,
“saṁśayāt” in PV I.12. Ratnakīrti in ISD makes the objection more
precise by stating that premise stating the universal relation of
pervasion between “being a product” and “being caused by an
intelligent agent” cannot be proved beyond doubt. According to
him the Nyāya argument commits the fallacy called sandigdhavipakşavyāvŗttikatvāt anikāntikam (“Inconclusive due to the
dubitability of the exclusion of reason property from dissimilar
cases”).
24. As Vasubandhu maintains, there are four causal conditions
according to the Buddhist sutras: hetu (efficient cause), ālambana
(object as cause), samanantara (immediately preceding cause),
and adhipati (governing cause) “sūtre catasrah pratyayatāh.
˙
˙
hetupratyayatā, ālambanapratyayatā, samanantarapratyayatā,
adhipatipratyayatā ceti,” AKB II.61. Generally, realist schools
of Buddhism accepted this classification. On the other hand,
Nāgārjuna in the first chapter of Madhyamakaśāstra rejected
all the four pratyayas. Moreover, all the pratyayas cannot be
defended in the Mindonly school of Buddhism.
25. The three types of causes are samavāyi (inherent cause),
asamavāyi (noninherent cause), and nimitta (efficient cause).
“kāranaṁ trividhaṁ samavāyiasamavāyinimittabhedāt,” TrS, 15.
˙
26. Buddhist criticism of the Vaiśesika atomism is multifaceted. Mind˙ the existence of atoms. Realists
only school of Buddhism denies
Buddhists accept their existence but question their eternality.
They regard atoms as momentary. They deny the Vaiśesika view
˙ whole
that a combination of atoms constitutes a composite
(avayavin) which exists over and above the atoms.
27. This objection was suggested by Dharmakīrti by the expression
“drstānte asiddhih” (Nonestablishment of the intended target˙˙˙
˙
property
in the positive
instances) in PV, I.12. The objection was
elaborated by Śāntaraksita in TS, 73–74.
˙
28. Naiyāyikas give two different reasons for proving that there is
only one God: (1) If there are many Gods then they will quarrel
with each other and there will be a chaos. [Twofold answer
is possible to this objection. First, it is not necessary that
involvement of many agents causes a chaos. Many huge and
complex constructions are brought about successfully by many
agents collectively and cooperatively. Secondly it is not right
to assume that this world is an ideal world and that there is no
disorder in it.] (2) According to the law of parsimony (lāghava), it
is not reasonable to accept many Gods when the worldcreation
can be explained by accepting one God. [A possible answer to
this objection is: It is empirically more consistent to accept many
nonomniscient agents rather than a single omniscient agent in
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the case of a huge and complex products such as this world and
empirical consistency is a higher principle than parsimony.]
BG: Śrīmadbhagavadgītā, (The Vedānta text) by Bansal, J. L. (Ed.),
Jaipur, JPH, 2013.
29. “tathā
hi
saudhasopānagopurāttālakādayah/
˙˙
˙
anekānityavijñānapūrvakatvena niścitāh// ata evāyam
itasya
˙
˙
vighātakrd apīsyate/ anekānityavijñānapūrvakatvaprasādhanāt//,”
˙
˙
TS, 73–74.
BSB: Brahmasūtraśāṅkarabhāsyam. Edited by Acharya Jagadeesh
˙
Shastri. Delhi: Motilal Banarsidass,
1980.
30. “īśvarādyanumānaṁ tu utpādyapratīti,” NM, Part I, p. 113
For a detailed account of the positivist epistemology of
“more educated Cārvākas,” see Gokhale, Lokāyata/Cārvāka: A
Philosophical Inquiry, Chapter 4.
31. The difference between the criticism of positivist Cārvākas and
that of the Buddhists is that the Buddhists, unlike Cārvākas, do not
expect that a sound reasonproperty gives rise to the knowledge
of the targetproperty which is empirically verifiable. They insist,
however, that the reasonproperty should be necessarily related
to the targetproperty.
32. Gaṅgeśa tries to defend the Nyāya position against this objection
by saying that existence of body is not directly relevant to the
agenthood of the potter in making a pot. His agenthood can be
explained in terms of hands irrespective of body (“hastādinā
kartrtvanirvāhena śarīrasyāprayojakatayā,” TC, Part II, Vol. II, 55).
˙ unsatisfactory because hands do not function
The ˙ argument is
without the support of body. And even if they do, it would imply
that God should have some physical mechanism such as hands
though he may not have body. The problem will remain, as to
who created this physical mechanism and how.
33. Udayana in the chapter IV of NK tries to argue for the view
that God’s knowledge is eternal and direct. The author of
Dinakarī commentary on NSM, claims that God’s knowledge,
desire and effort are accepted as single and eternal on the
basis of the principle of parsimony (lāghava): “etādrśānumitau
˙
lāghavajñānasahakārena jñānecchākrtisu nityatvam ekatvaṁ
ca
˙
˙ ˙ on NSM, 22.
bhāsata iti nityaikatvasiddhih
,” Dinakarī
˙ God’s knowledge, though eternal,
34. Gaṅgeśa argues on this that
can be the cause of the noneternal world, because in general,
an eternal thing can be the cause of a noneternal thing. For
example, the eternal ākāśa causes sound, which is noneternal.
An ordinary soul, though eternal, causes cognition, which is non
eternal (TC, Īśvarānumāna, 84). The argument is not convincing
particularly to the Buddhists according to whom a thing cannot
cause anything without itself undergoing change.
35. “siddhaṁ yādrgadhisthātrbhāvābhāvānuvrttimat/ sanniveśādi
˙
˙˙
˙
˙
tadyuktaṁ tasmād
yadanumīyate//
vastubhede
prasiddhasya
śabdasāmād abhedinah/ nayuktānumitih pāndudravyād iva
˙
˙
˙˙
hutāśane// anyathā kumbhakārena
mrdvikārasya
kasyacit
˙
˙
kasyacit/ ghatādeh karanāt sidhyed valmīkasyāpi
tatkrtih//,” PV,
˙
˙
˙
˙ ˙
I.135.
36. “dharmādharmānavah
sarve
cetanāvadadhisthitāh/
˙
˙
˙
svakāryārambhakāh
sthitvā
pravrttes turitantuvat//,” TS, 50.˙ ˙
˙
˙
37. “mahata rgvedādeh śāstrasya….yonih kāranaṁ brahma,” BSB,
˙
˙
˙
˙
1.1.3.
38. “athavā yathokam rgvedādiśāstraṁ yonih pramānamasya
˙
˙
˙
brahmano yathāvatsvarūpādhigame,”
BSB, 1.1.3.
˙
39. Naiyāyikas define the power (śakti) of a word to refer to its
meaning as God’s desire: “śaktiś ca padena saha padārthasya
sambandhah. sā cāsmāt śabadād ayam artho boddhavyah iti
˙
˙
īśvarecchārūpah
,” NSM, 265.
˙
40. “sargādau vyavahāraśca puṁsām anyopadeśajah/ niyatatvāt
˙
prabuddhānāṁ kumāravyavahāravat//,” TS, 51. (The
linguistic
practice of the persons in the beginning of the world must
be caused by instructions given by someone, because it is a
regulated practice of waking people, like the linguistic practice
in the case of children.)
41. “vimukhasyopadestrtvaṁ
śraddhāgamyaṁ
paraṁ
yadi/
˙ ˙˙
vaimukhyaṁ vitanutvena
dharmādharmavivekatah//,” TS,85. (The
˙ be accepted
instructorship of a mouthless being, if accepted, can
only on faith. God is without mouth because he is without body
and that is because he is devoid of merit and demerit.)
BIBLIOGRAPHY WITH ABBREVIATIONS
AKB: Abhidharmakośabhāsya of Vasubandhu. Edited by Prof. P. Pradhan,
˙
Patna: K. P. Jayaswal Research
Institute, 1967.
PAGE 26
Gokhale, Pradeep P. “Three Necessities in Dharmakīrti’s Theory of
Inference.” PurisuttamanussatiPavacanaSangaho (P. V. Bapat Memorial
Lectures), Edited by Kalpakam Sankarnarayan. Mumbai: Somaiyya
Publications, 2006.
Gokhale, Pradeep P. Lokāyata/Cārvāka: A Philosophical Inquiry. New
Delhi: Oxford University Press, 2015.
ISD: Īśvarasādhanadūsanam as included in Ratnakīrtinibandhāhvali
(Buddhist Nyāya works˙ of˙ Ratnakīrti). Edited by Anantalal Thakur. Patna:
Kashi Prasad Jayaswal Research Institute, 1975.
Mehendale, Khanderao Chintaman. (Edited with explanatory notes.)
The Tarkasaṅgraha with the Dīpikā by Annambhatta. Bombay, 1893.
˙˙
Moore, Joerg Edward. Principia Ethica. Cambridge University Press,
1959.
NK, Nyāyakusumāñjali. In Nyāyakusumāñjali of Udayanācārya.
Translated and explained by N. S. Dravid. New Delhi: Indian Council of
Philosophical Research, 1996.
NM: Nyāyamañjarī of Jayantabhatta. Second edition. Chaukhamba
˙˙
Sanskrit Series. Varanasi, 1971.
NSM: Nyāyasiddhāntamuktāvali of Viśvanātha Pañcānana Bhttācārya
with Dinakarī and Rāmarudrī. Edited by Pt. Harirāma Śukla˙˙ Śāstrī.
Varanasi: Chowkhamba Sanskrit Series Office, 1972.
Potter, Karl. Encyclopedia of Indian Philosophies. Vol. II (NyāyaVaiśesika). Delhi: Motilal Banarsidass, 1977.
˙
PV: The Pramānavārtikam of Ācārya Dharmakīrti. Edited by Ram Chandra
˙ Motilal Banarsidass, 1989.
Pandeya. Delhi:
Patil, Parimal G. Against a Hindu God: Buddhist Philosophy of Religion in
India. New Delhi: Dev Publishers and Distributors, 2012.
TC: Tattvacintāmani by Gaṅgeśopādhyāya. Calcutta: Asiatic Society of
˙
Bengal, 1897.
TrS: Tarkasaṅgraha with the Dīpikā. In Mehendale, The Tarkasaṅgraha
with the Dīpikā by Annambhatta.
˙˙
TS: Tattvasaṅgraha of Śāntaraksita, Vol. I Baroda: Oriental Institute, 1984.
˙
Warrier, A. G. Krishna. God in Advaita. Simla: Indian institute of
Advanced Study, 1977.
Cārvākism Redivivus
Palash Sarkar
INDIAN STATISTIC AL INSTITUTE, KOLKATA, INDIA
1 INTRODUCTION
As a means of acquiring knowledge, the method of
inductive inference has been proposed and critiqued in
both Indian and Western philosophies. The method itself
refers to a rather broad inference mechanism which is
difficult to define in precise terms.1 Loosely speaking, one
may consider inductive inference to be a mechanism for
inferring something about unperceived situations based
on perceived information. A common example used in
debates in Indian philosophy runs roughly as follows.
Whenever one has seen smoke, upon inquiry one has also
seen fire. In other words, all perceived scenarios of smoke
have been associated with fire. From this, one infers that
whenever there is smoke, there is fire. Consequently,
if in the future one sees smoke, one may infer fire to be
present. The inference from the perceived scenarios of
smoke associated with fire to the general rule of smoke
being always associated with fire is one form of inductive
inference. Inductive inference can take a number of
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different forms. In this note, we do not discuss the details
of various forms of induction. A basic understanding of
inductive inference will be sufficient for our purposes.
The issue of whether induction provides a valid
means of acquiring knowledge has been debated
in several important Indian philosophical works.
Among the various schools of thought that existed in
India, the Cārvāka (or the Lokāyata) school rejected
induction as a valid means of knowledge acquisition. All
the other schools, including those that believed in the
authority of the Vedas as well as Jainism and Buddhism,
admitted induction as a method for gaining knowledge.
The Cārvāka view of denying induction was a minority view,
while the vast majority of past Indian thinkers admitted
induction. Even though it was a conflict of minority versus
majority views, the dominant group considered it important
to address the arguments against induction raised by the
Cārvāka school of thought. The resulting debate is recorded
in several important philosophical works.
The main work of the Cārvāka system is the Brhaspati
˙ work
Sūtra. For some unknown reasons, neither this
nor any other work of the Cārvāka school, except for the
Tattvopaplavasiṁha by Jayarāśi Bhatta, have survived the
vagaries of time. The Cārvāka views on induction are to be
found in the works of philosophers who admitted induction
as a valid means of gaining knowledge. Important among
such philosophers are those belonging to the Nyāya and
the NavyaNyāya schools of thought. Nyāyakusumāñjali
by Udayana of the Nyāya school and the later work
Tattvacintāmaņi by Gangesa of the NavyaNyāya school
are particularly important sources for the debate on the
validity of inductive inference. These works first formulated
the Cārvāka viewpoint on induction and then proceeded to
counter the objections.2
the books by Perrett and by Gokhale.5 We note that not
all the points mentioned below are complete arguments.
Rather, they are fragments of ideas which can be found in
the CārvākaNyāya debate on induction.
CIRCUL ARITY IN JUSTIFYING INDUCTION
Very briefly, an argument for justifying inductive methods
may be summarized as follows. Such methods have been
successful in the past and so the use of such methods is
justified for future applications. Putting aside the question
of whether the success of the methods can be determined
with certainty, assume that the methods have indeed been
successful in the past. Concluding from such success that
the methods will also be successful in the future is to apply
inductive inference. So methods of inductive inference are
being justified using induction itself. Consequently, this
is a circular argument.6 Much later, David Hume made the
following famous observation in A Treatise of Human Nature
(1738): “instances, of which we have had no experience,
must resemble those, of which we have had experience,
and that the course of nature continues always uniformly
the same.” The point about circularity in justifying induction
has been discussed quite extensively in the literature, and
we will not consider this point further in this note.
We now turn to the task of identifying certain ideas in
the CārvākaNyāya debate appearing at several places in
Chapter 1 of Classical Indian Philosophy of Induction: The
Nyaya Viewpoint. To start with, consider the following
passages, which explain how certain aspects of the Cārvāka
argument against induction were described in the Nyāya
literature. Some of the ideas that we discuss are spread
across these passages and so it is convenient to first
mention the passages and then discuss their content in a
unified manner.
Passage 1:
The purpose of this note is to crystalize certain arguments
arising in the CārvākaNyāya debate on induction and argue
how these relate to some modern notions. Below we first
highlight the arguments of the CārvākaNyāya debate that
we consider in this note and then later we relate these to
modern notions.
2 ARGUMENTS ARISING IN THE CĀRVĀKA-NYĀYA
DEBATE
One of the authoritative texts on Indian philosophy
is
A
Sourcebook
in
Indian
Philosophy,
by
Radhakrishnan and Moore.3 The book provides
translations of the chapters discussing the Cārvāka
view in the compilations Sarvadarśanasaṁgraha by
Mādhava Ācārya and Sarvasiddhāntasaṁgraha by
Śamkara as well as a translation of one chapter from
Tattvopaplavasiṁha. Several arguments against causality
can be found in the translation of the chapter from
Tattvopaplavasiṁha. In this note, we do not consider such
arguments.
Our identification of the arguments discussed hereafter
is based on the translations from Nyāyakusumāñjali
and related explanations provided primarily in the book
by Chakrabarti.4 In addition, we have also benefited from
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Cārvāka says: That which cannot be perceived does
not exist. The opposite exists. God, etc., are not so;
therefore, it should be better be held that these do
not exist. It may be objected that inference, etc.,
will then be eliminated. But this is not unwelcome.
Objection: But then common activities would be
impossible. Reply: No. That can be carried out
on the basis of expectation alone. Coherence
is mistakenly thought to justify the claim of
knowledge. (NK 334)7
Passage 2:
When fire is actually found, does not that justify,
because of coherence between what was previously
expected and what is now perceived, that there is
knowledge of fire, so that acceptance of inference
as a source of knowledge is necessary? The reply
is: no. Success of action prompted by expectation
does not turn expectation into knowledge. But
such success and coherence suffice to generate
confidence in expectations and make them appear
as knowledge. ‘Appearing as knowledge’ is all that
is needed to account for such activities.
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Passage 3:
Rucidatta, who wrote the Prakāśa commentary on
Nyāyakusumāñjali has described expectation as a
doubt one side (koti) of which is stronger (utkata)
than others (NK 334). If each side of expectation
is equally matched, expectation would not lead to
action. For example, when one sees smoke, one
does not have any rational grounds for being sure
that there is fire, but, may nevertheless have a
strong expectation that there is fire. This is a doubt
with two sides, viz., that (1) there is fire and that (2)
fire is not there. But the two sides are not equally
matched; the first is stronger than the second, for
fire has been observed together with smoke on
many occasions. Hence it may very well lead to
action of procuring fire.
not lead to certainty of the hypothesis.
We mention two other ideas arising in the CārvākaNyāya
debate which can be gleaned from various passages and
discussions in Classical Indian Philosophy of Induction: The
Nyaya Viewpoint.8
SINGLE VERSUS MULTIPLE OBSERVATIONS
It may be argued that multiple observations of the same
phenomenon lead to certainty. The Cārvāka viewpoint
argued that this is not the case. Generalizations provided
by multiple observations could also be false. On the
other hand, while certainty cannot be deduced from
multiple observations, the Cārvākas did admit that positive
verifications of a hypothesis generate confidence in the
hypothesis.
PRESENCE OF HIDDEN FACTORS
We identify four ideas which are embedded in the above
passages.
DOUBT WITH MANY SIDES
The third passage talks about doubt with multiple sides.
Further, it is suggested that the various sides of a doubt
can be compared. Two such comparative scenarios are
considered. The first scenario occurs when all the sides of
a doubt are equally strong, and the second scenario occurs
when one side of a doubt is stronger than the others.
FORMUL ATION OF HYPOTHESIS
In the first and the third passages, the word “expectation” is
used in the sense that in the future one can expect to actually
perceive the stronger side of a doubt. This expectation is
based on prior perceived instances. In modern scientific
terminology, one would say that a hypothesis is formulated
based on observations, and this hypothesis is used to
predict behavior.
Suppose two events are observed in a number of cases.
From this, one may generalize that the two events are
always present together. The Cārvākas forwarded the
following counterargument. It is possible that in all the
observed cases of joint occurrences there are some other
hidden factors. One could try to eliminate hidden factors
by considering different setups where the two events occur
together. The crux of the counterargument is how can one
be sure that all hidden factors have been eliminated? It is
mentioned that the argument from hidden factors is not
present in Hume’s critique of inductive inference.9
3 REL ATED MODERN NOTIONS AND ARGUMENTS
We mention some modern notions and arguments that can
be considered to have been anticipated, admittedly in a
primitive form, in the various ideas arising in the arguments
of the CārvākaNyāya debate mentioned in the previous
section.
3.1 PROBABILITY
EXPECTATION LEADING TO ACTION
The passages allow for the formulation of a hypothesis that
would suggest what to expect in a given situation. Action
can be initiated solely based on such expectation. In the
smokefire example, based on perceived instances of fire
being associated with smoke, one forms a hypothesis (or
expectation) that whenever there is smoke, there is fire. If
in the future, smoke is perceived, then this hypothesis is
used to justify action leading to the search for associated
fire. The search for fire is justified, but what is not justified
is concluding that fire will certainly be present whenever
smoke is observed.
POSITIVE VERIFICATION OF A HYPOTHESIS DOES
NOT LEAD TO CERTAINTY
The argument in the second passage runs as follows. On
seeing smoke, an investigation is done and fire is found.
So there is knowledge of smoke since it is perceived, and
there is knowledge of fire since it is also perceived after
investigation. Since presence of fire follows by induction
and the knowledge of fire follows from observation, it is
argued that one has to admit induction as a valid means
of knowledge. In contrast, the Cārvākas argued that
confirmation of a hypothesis by a positive verification does
PAGE 28
Probability theory provides a formal mechanism for
reasoning about uncertainty. One may think that probability
theory can solve the Cārvāka problem of induction. We make
a short remark on this point at the end of this section. The
main content of this section is to bring out connections of
the Cārvāka considerations of uncertainty to certain aspects
of probability and statistics. The relationship between
the Cārvāka view and probability has been indicated in
Lokayata/Carvaka: A Philosophical Enquiry,10 though to the
best of our knowledge, the explicit connections that are
discussed below have not previously appeared elsewhere.
A key notion in probability theory is that of a random
variable. Without getting into the formal measure theoretic
definition of a random variable, let us try to understand this
in somewhat more simple terms. Suppose there are several
possible outcomes of a random experiment. For simplicity,
assume that there are only finitely many such outcomes. To
each outcome is associated a probability, and the sum of
the probabilities associated with all the outcomes is one.
A random variable expresses the idea that the possible
outcomes occur with their associated probabilities.
Encoding the outcomes by concrete labels (or numbers),
one can think of a random variable as taking a particular
value with a certain probability.
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Consider now the idea of doubt with multiple sides which
has been mentioned earlier. The notion of doubt is a clear
reference to uncertainty. The uncertainty is regarding which
side of the doubt will actually occur. In modern parlance,
a doubt with multiple sides may be considered to be
a random variable. The various sides of a doubt would
correspond to the various outcomes of such a random
variable with the implicit assumption that there are at least
two such outcomes. A comparison between the several
sides of a doubt has been suggested. In the language of
random variables, this would correspond to comparing
the various possible outcomes. It is suggested that each
side of a doubt could be equally matched or that one side
could be stronger than the others. A conceptual next step
would be to find a convenient way to compare the various
sides of a doubt. This naturally leads to assigning nonnegative numbers to the various sides of a doubt and then
comparing the numbers to compare the various sides of a
doubt. Normalizing each of the numbers by the sum of all
the numbers would lead to probabilities of the various sides
of a doubt. Assuming for simplicity that there are finitely
many sides, this would correspond to a random variable
with finitely many outcomes. The probabilities assigned
to the various outcomes would be the probabilities of
the corresponding sides of a doubt. If the probabilities
are all equal, then all the sides are equally matched. On
the other hand, if one outcome has a higher probability
than that of the other outcomes, then the corresponding
side of the doubt would be stronger than all the other
sides. The terminology of doubts with multiple sides and
the suggestion that the sides need to be compared in
some manner can be considered to have anticipated the
quantification of uncertainty and by implication to have
anticipated probability.
Based on empirical observations, a hypothesis is formulated.
Confirmation of the hypothesis by further observations
is supposed to increase confidence in the hypothesis. A
hypothesis would be what has been called an expectation,
which is a doubt where one side is stronger than the
other sides. As discussed above, the various sides of a
doubt can be interpreted as outcomes with probabilities.
Confidence in a hypothesis can then be considered to be
belief in the probabilities of the outcomes. On the other
hand, if we consider observations as outcomes of random
experiments, then confirmation of a hypothesis by repeated
observations may be considered as a rudimentary form of
the frequentist view of probability.
Analyzed from a modern perspective, there are certain
difficulties and gaps in the aforementioned Cārvāka view of
initiating action based on expectation. We consider some
of these difficulties. According to the Cārvāka view, if one
particular outcome is more likely than the others, then it
is reasonable to initiate action based on this outcome. On
the other hand, it is also suggested that if all the outcomes
are equally likely, then no action is to be initiated. This
last suggestion can be problematic as a probabilistic
version of the Buridan’s ass paradox exemplifies. There
is another difficulty to this suggestion. In the smokefire
example, if both fire and nonfire are equally likely, then is
it reasonable to not search for fire? To answer this question,
two costs need to be considered: the cost of searching for
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fire and not finding fire versus the cost of not searching
for fire and fire being present. These are the costs of the
two kinds of errors that can occur. Whether action should
be initiated is based on the relative costs of the two kinds
of errors. In the smokefire example, clearly the cost of the
second kind of error is much larger than that of the first
kind. So action should be initiated even if fire and nonfire
are equally likely or, more generally, when there is some
nonnegligible chance of fire. In statistical terminology,
this would be called hypothesis testing. Between the two
scenarios of all outcomes being equally likely and one
outcome being more likely than all others, there is a lot
of middle ground. To take a concrete example, consider a
scenario consisting of five possible outcomes out of which
two are equally likely and both of them are more likely than
the other three outcomes. The Cārvāka arguments do not
address what to do in such situations. Another important
issue is that of choosing between outcomes in the absence
of any prior information. Considering all the outcomes to
be equally likely is the principle of indifference which is
known to have several problematic interpretations.11 The
issues mentioned in this paragraph are modern concepts,
and the Cārvāka views about when to initiate action based
on a hypothesis did not develop sufficiently to consider
and address such issues.
Probability and its related subject, statistics, provide a
modern way of understanding induction. This is succinctly
captured in the following view expressed by Prasanta C.
Mahalanobis (December 2, 1956): “Statistics is the universal
tool of inductive inference, research in natural and social
sciences, and technological applications. Statistics,
therefore, must always have purpose, either in the pursuit
of knowledge or in the promotion of human welfare.” It is
interesting to note the ethical contrast of this viewpoint
to the supposedly sceptical and hedonistic outlook of the
Cārvākas. As suggested in Perrett’s An Introduction to Indian
Philosophy, the hedonistic viewpoint of the Cārvākas may
be seen as arising from their scepticism in the following
manner.12 Since knowledge (understood as something
which is certain) can only be acquired through perception,
and knowledge of God, soul, afterlife, and other related
notions cannot be acquired through perception, such
notions cannot be held to be valid. The ethical consequence
is that since any action in the present life is an end in itself,
the notion of leading a pious life to be rewarded later
through mokṡa stands invalidated. Consequently, this leads
to the hedonistic viewpoint of enjoying worldly pleasures
in this life itself. In contrast, once the view of knowledge
as being something certain is dropped and knowledge is
viewed as tentative and a guide to action, which is how
the Cārvākas essentially viewed inductive inferences, the
ethical viewpoint changes drastically. In the above quote,
Mahalanobis claims that statistics is the universal tool
of inductive inference. From this, he goes on to say that
statistics must have purpose which implicitly underlines
the point that inductive inference is vitally important for
almost all spheres of human activity. So the hedonistic
viewpoint disappears and is replaced by a sense of purpose
in improvement of human welfare.13
We would like to point out that statistics does not solve
the problem of justifying induction. A statement such as
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“whenever there is smoke, there is an 80 percent chance
of fire” is also a definite statement about uncertainty.
The figure “80 percent” would have been arrived at by
examining a number of occurrences of smoke and finding
fire in 80 percent of these cases. In other words, 80 percent
is based on perceived instances, whereas the statement
that there is always an 80 percent chance of fire on seeing
smoke refers to unperceived instances. So the statement
goes beyond perceived instances to make a statement for
all instances. As such, it is still an inductive inference and,
hence, is open to the usual criticisms about such inferences.
We note that there have been attempts to justify induction
using probability theory.14 A discussion of whether this has
been successful is outside the scope of this note.
On the other hand, they did admit that based on empirical
observations, one can formulate hypotheses about the
probable behavior of nature. In modern terminology this
would amount to formulation of a tentative theory. Can the
formulation of such a theory be considered acquisition
of knowledge? Again, in the modern view, the answer
would be yes. Then the Cārvākas did support the use of
induction for knowledge acquisition.16 To drive home the
point about the tentative nature of scientific theories, we
recall the following statement by Richard P. Feynman in
The Uncertainty of Science (1963): “What we call scientific
knowledge today is a body of statements of varying
degrees of certainty. Some of them are most unsure; some
of them are nearly sure; but none is absolutely certain.”
3.2 SCIENTIFIC THEORY
3.3 PRAGMATISM
A dominant view of scientific theory is that any such theory
is tentative. There is a huge literature describing various
viewpoints regarding scientific theories. This is not the
place to delve into the details of this literature. Instead,
we will consider some expressions of modern views on
scientific theories and try to relate these to some of the
CārvākaNyāya arguments.
The idea that expectation leads to action can be considered
to be a percursor of pragmatism. If one side of doubt is
stronger than all other sides, then action prompted by
this side is justified. So thought process is considered
to be a tool for initiating action. The value of a thought
process is determined by its applicability in justifying
action. This is a pragmatic viewpoint that was anticipated
in the Cārvāka arguments. Charles S. Peirce describes
the pragmatic maxim in How to Make Our Ideas Clear
(1878): “Consider the practical effects of the objects of
your conception. Then, your conception of those effects
is the whole of your conception of the object.” In this
sophisticated and abstract formulation, one can identify
the germ of the idea in the smokefire Cārvāka argument
which does not admit any further value to the inductive
inference of “smoke implies fire” beyond its practical role
of searching for fire on seeing smoke.
Consider the following statement, which is attributed to
Albert Einstein: “No amount of experimentation can ever
prove me right; a single experiment can prove me wrong.”
This encompasses two of the CārvākaNyāya arguments.
First, it states that positive verification of a hypothesis
does not turn a hypothesis into certainty, and second,
multiple observations do not lead to certainty. While the
above quotation is attributed to Einstein, it is not known
for certain whether he actually mentioned it anywhere. The
following authoritative assertion regarding the nature of
scientific theories, on the other hand, is by Albert Einstein
in Induction and Deduction in Physics (1919): “the truth of
a theory can never be proven. For one never knows that
even in the future no experience will be encountered which
contradicts its consequences; and still other systems of
thought are always conceivable which are capable of joining
together the same given facts.” This statement has traces
of several of the CārvākaNyāya arguments. The first part
of the quotation refers to the fallibility of any hypothesis
and that predicting the future from perceived instances is
necessarily tentative. This part is similar to the previously
mentioned statement which is attributed to Einstein. The
second part of the quotation, on the other hand, provides
a different connection to the CārvākaNyāya debate. It is
mentioned that there could be other possible explanations
of the observed instances. This suggests a clear connection
to the theory of hidden issues that the Cārvākas forwarded
in their criticism of inductive inference. They argued that it
is not possible to know with certainty that all hidden issues
have been eliminated. Effectively, this means that some
hitherto undiscovered issue can provide an alternative
explanation of perceived instances, which is essentially the
content of the second part of the above quotation.
From a modern viewpoint, whether the Cārvākas allowed
induction as a valid means of knowledge would depend
on what is meant by knowledge. One possible view of
knowledge is that it is infallible.15 The Cārvākas did not
consider induction to lead to this notion of knowledge.
PAGE 30
4 CONCLUSION
As part of their criticism of inductive inference as a method of
acquiring knowledge, the Cārvāka viewpoint contains the vital
idea of doubting and questioning entrenched beliefs.
Unfortunately, this idea did not develop further in India.
We mention the following views of two of the foremost
intellectuals of the twentieth century to highlight the role
of doubt in the development of human thought. Bertrand
Russell in Free Thought and Official Propaganda (1922)
wrote the following: “William James used to preach the
‘will to believe.’ For my part, I should wish to preach the
‘will to doubt.’ . . . What is wanted is not the will to believe,
but the wish to find out, which is the exact opposite.” About
four decades later, Richard P. Feynman spoke along similar
lines in The Uncertainty of Science (1963): “freedom to
doubt is an important matter in the sciences and, I believe,
in other fields. . . . If you know you are not sure, you have
a chance to improve the situation. I want to demand this
freedom for future generations.” We end with the hope
that modern day India will further develop the culture of
raising wellreasoned doubts and pinpointed questioning
which in the Indian context was pioneered by the Cārvākas
in ancient times.
ACKNOWLEDGMENTS
We would like to thank Prasanta S. Bandyopadhyay for several
stimulating discussions and email exchanges as well as for the
encouragement to write this note. We thank the reviewers for providing
constructive comments, which have helped in improving the paper.
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NOTES
1.
In this context, we note the following observation by Richard
P. Feynman in The Uncertainty of Science (1963): “Extreme
precision of definition is often not worthwhile, and sometimes it
is not possible—in fact mostly it is not possible.”
2.
An extensive analysis of induction in Indian philosophy especially
from the Nyāya point of view has appeared in Chakrabarti,
Classical Indian Philosophy of Induction: The Nyaya Viewpoint
(Lexington Books, 2010).
3.
Radhakrishnan and Moore, A Sourcebook in Indian Philosophy
(Princeton University Press, 1957).
4.
Chakrabarti,Classical Indian Philosophy of Induction.
5.
Perrett, An Introduction to Indian Philosophy (Cambridge
University Press, 2016); Gokhale, Lokayata/Carvaka: A
Philosophical Enquiry (Oxford University Press, 2015).
6.
7.
A similar circularity issue, though in a different form, was
part of the CārvākaNyāya debate and has been discussed in
Chakrabarti, Classical Indian Philosophy of Induction, 8, 15.
Ibid., 2–3.
8.
Ibid., 5, 7.
9.
Ibid., 15.
10. Gokhale, Lokayata/Carvaka: A Philosophical Enquiry, 81–82.
11. See, for example, Howson, Hume’s Problem: Induction and the
Justification of Belief (Clarendon Press, 2003), chapter 4.
12. Perrett, An Introduction to Indian Philosophy, 90.
13. We refer to Chatterjee, Statistical Thought: A Perspective and
History, and Sarkar, “Statistics and Induction,” for further
discussion on the connection between induction and statistics.
14. See, for example, the excellent discussion in Howson, Hume’s
Problem: Induction and the Justification of Belief.
15. For example, on page 81 of Gokhale, Lokayata/Carvaka: A
Philosophical Enquiry, the following is mentioned: “When other
schools accept inference as pramāna, they regard it to be a
˙
source of certain and indubitable knowledge.”
Further, on page
83, Gokhale talks about the “absolutist and definitive concept
of knowledge accepted by other systems.” There seems to be,
however, a difference of opinion as to whether the other (i.e.,
other than the Cārvāka) schools of Indian philosophy considered
knowledge to be something which is certain. One of the
reviewers has pointed to several places in Perrett, An Introduction
to Indian Philosophy, to support this view. In particular, on page
59, Perrett remarks: “The Naiyāyikas are fallibilists: they do not
think that such inferences guarantee certainty, but they believe
nevertheless that such inferences are generally reliable.”
16. Chapter 4 of Gokhale, Lokayata/Carvaka: A Philosophical Enquiry,
discusses the “mitigated empiricism” branch of the Cārvāka
philosophy which accepts a form of induction as a valid means
of knowledge.
REFERENCES
Chakrabarti, K. K. Classical Indian Philosophy of Induction: The Nyaya
Viewpoint. Lexington Books, 2010.
Chatterjee, S. K. Statistical Thought: A Perspective and History. Oxford
University Press, 2003.
Gokhale, P. P. Lokayata/Carvaka: A Philosophical Enquiry. Oxford
University Press, 2015.
Howson, C. Hume’s Problem: Induction and the Justification of Belief.
Clarendon Press, 2003.
Perrett, R. W. An Introduction to Indian Philosophy. Cambridge University
Press, 2016.
Radhakrishnan, S. and Moore, C. A Sourcebook in Indian Philosophy.
Princeton University Press, 1957.
Sarkar, P. “Statistics and Induction.” 2017.
ac.in/~palash/talks/statinductionlong.pdf.
https://www.isical.
Some Critical Remarks on Kisor
Chakrabarti’s Idea of “Observational
Credibility” and Its Role in Solving the
Problem of Induction
Prasanta S. Bandyopadhyay
MONTANA STATE UNIVERSIT Y
R. Venkata Raghavan
CHINM AYA VISHWAVIDYAPEETH
INTRODUCTION
The problem of induction arises when we make an inference
about an unobserved body of data based on an observed
body of data. The eighteenthcentury philosopher David
Hume has usually been credited to be the first philosopher
to point out its significance in the Western tradition. In
the East, however, the same problem dates back to the
sixth century BCE’s skeptical school known as the Cārvāka
philosophy. Kisor Chakrabarti (hereafter Chakrabarti) has
addressed this hard problem in his 2010 book, The Classical
Indian Philosophy of Induction: The Nyāya View Point.
By using classical Sanskrit texts and, whenever needed,
reconstructing them in light of contemporary advances in
epistemology and philosophy of science, he has tried to
argue how classical Indian (Nyāya) philosophers are able
to solve this problem. He has also delved into what is
known as the new riddle of induction in the West to further
show how Indian philosophers of the past should be able
to handle it, although their approach need not always be
nicely mapped onto their Western counterparts. The most
impressive aspect of Chakrabarti’s work is his ingenious
attempt to reconstruct what we call the GaṅgeśaChakrabarti
(hereafter Gaṅgebarti) argument for the resolution of the
problem of induction. This argument, we contend, does not
pan out in the end, but is no doubt an innovative addition
to the existing literature. In this way Chakrabarti’s work
clearly shows how one should make room for both East and
West to meet and thus benefit from one another by means
of a firstrate work in comparative philosophy such as this.
We focus on one of the devices introduced by Chakrabarti
called the Observation Credibility (hereafter OC) and try
to argue that it does not do the required task of resolving
the problem of induction. In section 1, we summarize
Chakrabarti’s view of induction. In the next section, we
present the OC as laid out by Chakrabarti. In section
3, we provide a counterexample which uses the same
OC principle but leads to a faulty induction. Before we
conclude, we briefly state in section 4 some problems in
Chakrabarti’s attempted resolution of the new riddle of
induction.
1. INDUCTIVE INFERENCE ACCORDING TO
CHAKRABARTI
The author defines inductive inference as a type of
“nondeductive reasoning” in which the agent “generaliz[es]
from particulars to the universal.”1 However, we think that
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this definition does not provide necessary or sufficient
condition for something to be called an inductive inference.
To show that this characterization is not necessary, we
need to show nondeductive inferences that move from
particulars to particulars. The inferences made from
particular facts involving evidence found at the scene of
the crime to conclusions about the particular person who
committed the crime are cases in point. Neither is his
characterization sufficient. Consider the following example:
1.
2.
Donald Trump is currently President of the United
States,
Therefore, Anyone who is not currently President of
the United States is not identical to Donald Trump.
The above argument is an instance of inferring a general
statement from a particular one and yet, not inductive.
However, the above defect does not pose any threat to
Chakrabarti’s treatment of the problem of induction as
one could easily fix it. The distinction between deductive
inference and inductive inference can be understood in
terms of monotonic reasoning. Monotonicity is a property
of certain types of inferences and is appreciated in terms
of a deductive consequence relation. A relation between
a set and a sentence is monotonic if and only if when it
holds between a set and a sentence it also holds between
any superset of the set and that sentence. A sentence is
a deductive consequence of others when it is logically
impossible that they should be true, but the sentence is
false. To state it in terms of an argument, one can say that
a type of reasoning is monotonic if and only if when an
argument follows the deductive consequence relation
described above, so do any arguments obtained by adding
additional premises to that argument. Inductive inference
underlies nonmonotonic reasoning as adding a premise to
a strong inductive argument could very well undermine its
conclusion. In a crime situation, for example, if we come
to know that a mad man, who otherwise has no criminal
record, has walked into the crime scene recently, then this
new piece of information would undermine the previous
conclusion of that inductive inference as the crime scene
could be compromised because of his walking there. In
contrast, adding a new premise in the Trump example
would not make us lose any information about the
conclusion of the argument. So an understanding of the
author’s characterization of inductive inference in terms of
nonmonotonic reasoning would help us to stay focused
on the author’s primary contribution to the resolution of the
problem of induction.
2. THE GAṄ GEBARTI PROPOSAL TO ADDRESS
THE PROBLEM OF INDUCTION
To set the stage for evaluating the Gaṅgebarti proposal
to solve the problem of induction, we discuss, first, the
Observational Credibility (OC) principle, which Chakrabarti
introduces. According to this, “a factual claim that is backed
by observation is preferable to one that is not.”2 A more
generalized version of OC is (GOC): “a factual claim that has
greater observational support is preferable to one that has
less observational support.”3
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It would be helpful to know what “backed by observation”
(or “observation support”) and “is preferable” mean here.
We will assume that observational support is always
provided to generalizations and only by instances of those
generalizations. We will also assume that “is preferable to”
means something like “is more justified than.”
Consider the following two general statements as these are
the types of instances the Gaṅgebarti proposal is specially
designed to handle.
(I)
Wherever there is smoke there is fire.
(II) All cases of smoke are caused by cases of fire.
Humeans contend that there is no justification for either
(I) or (II). The response the author offers on behalf of
the Nyāya philosophy is based on the OC principle. The
author, to demonstrate how his proposal works for the
paradigmatic case of inductive inference, provides the
following argument:
1.
If smoke is present, then either it is produced by
an aggregate that contains fire or is produced by
an aggregate that excludes fire.
2.
Smoke is present.
3.
Therefore, either the smoke is produced by an
aggregate that contains fire or is produced by an
aggregate that excludes fire.
4.
Here is a particular observation of smoke and fire.
(This is an implicit premise of the argument the
author uses.)
Chakrabarti contends that since the Cārvāka philosophers
(and Humeans) buy OC (for example, we see for this
particular smoke that it is produced not by an aggregate
that excludes fire), it follows that
5.
Smoke is produced by an aggregate that contains
fire.
About OC, the author further writes that “as long as OC
is accepted and it is also accepted that our particular
observations are reliable, we should choose the former,
i.e, smoke is produced by an aggregate that contains
fire. Clearly the latter (i.e., the smoke is produced by an
aggregate that excludes fire) is logically possible, but is
nevertheless less acceptable than the former, for there
is no observational support for the latter.”4 The following
statement, we think, is crucial for Chakrabarti’s argument
as it is intended to show the connection between the
above displayed argument and the two statements above
(I & II). He writes, “accepting the alternative that smoke
is produced by an aggregate that includes fire favors
accepting that fire is a constant casual condition of smoke
and thus that the induction that wherever there is smoke
there is fire is reliable.”5
On a previous page, Chakrabarti considers the disjunction
“Either the smoke is produced by an aggregate that
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contains fire or is produced by an aggregate that excludes
fire” to be a logical truth. However, logically speaking, it is
possible that the smoke is not produced at all, or that it is
produced by something that is not an aggregate. Also, we
take it that “smoke” refers to some particular smoke, and
not “smoke” in general. If it refers to “smoke” in general,
then it is perfectly possible, so far as logic is concerned,
that some particular instances of smoking (including the
smoke coming from the fire I see now) are produced in
one way, and other instances (say, the smoke I see from
the mountain across the valley), are produced in a different
way, and yet other instances are not produced at all. The
point is that if a universal claim is being made, as it is a
statement about smoke in general, there are more ways for
the claim to be false. Therefore, it is questionable whether
the disjunction is a logical truth. In other words, we contend
that Chakrabarti’s reconstruction begins with the fallacy of
false dichotomy.
3. COUNTER-EXAMPLE TO OC
As we saw in the previous section, OC plays a crucial
step in justifying a generalization and hence in justifying
causal relation between the mark and the probandum.
However, following the same form of the above argument,
one can generate another generalized inductive inference
(containing claims about all the members of that class),
although the inductive generalization should not be
justified. Consider the below inference:
1.
If bruises are present, then either they are
produced by an aggregate that contains punching
or are produced by an aggregate that excludes
punching.
2.
Bruise is present.
3.
Therefore, either the bruise is produced by an
aggregate that contains punching or is produced
by an aggregate that excludes punching.
4.
Here is a particular observation of bruise and
punching. (OC)
5.
Bruise is produced by an aggregate that contains
punching.
Paraphrasing what the author has said before, we could
say, similarly, that accepting the alternative that a bruise is
produced by an aggregate that includes punching favors
accepting that punching is a constant casual condition of
bruising and, thus, that the induction that wherever there
is bruise there is punching is reliable. However, as we
know, bruises are also symptoms of aneurysm, which is an
abnormal widening or ballooning of a portion of a blood
vessel. Therefore, the inductive inference “all bruises are
cases of punching” is false, and should not be justified,
though the above inference technique proposed by the
author seems to endorse this kind of inductive inference.
The natural response might be that our construal of the
Gaṅgebarti reconstruction is mistaken because we have
misapplied the OC in our own example. However, what is the
OC principle? The readers would like to know more about
FALL 2018 | VOLUME 18 | NUMBER 1
the principle and how it could be justified. What the author
seems to be saying about the principle is that if we see a
table being green rather than yellow, then observation of
its color is adequate to favor the hypothesis that the table
in question is green rather than being yellow. We wonder
how the data and hypotheses are being understood here
if they are to exemplify the pattern that observational
support is always provided only to generalization and only
by instances of those generalizations. We have already
pointed out that we are yet to have a proper grasp of what
is meant by “observational support.” Do we understand the
observation to be “The table is green at this instant” and
the hypothesis to be “The table is green for all instances
within some contextually specified range”? That would
make them fit the form to which we have just referred. Or is
the data something more like “We are having tablish sense
data now which are green”? Then they would not be an
instance of the pattern we indicated. Unless a more clear
understanding is forthcoming about the OC, it is hard to
understand its role in the Gaṅgebarti reconstruction and
what has gone wrong with our alleged counterexample to
the latter.
Another possible response to the counterexample takes
us to Chakrabarti’s distinction between “how inductions
are justified and how inductions are grasped.” The above
counterfactual reasoning and OC are tools to justify
induction. However, to grasp an induction there must be “(1)
observation of copresence so long as (2) a counterexample
is not observed and so long as (3) one is not doubtful about
the presence of an unobserved counterexample. Both
observation of an actual counterexample and the fear that
there is an unobserved counterexample are obstructions
(pratibandhaka) to induction.”6 Using this, it may be said
that presence of aneurysm was a pratibandhaka which
resulted in the faulty generalization. However, the concept
of pratibandhaka seems to be analogous to the “ceteris
paribus” clause, using which one can say “X is the cause
of Y unless there is pratibandhaka” (analogous to “X is the
cause of Y all else remaining equal”). This in turn leads to
the possiblity of rival hypotheses to be equally justified.
For example, H1: “Bruises are caused by punching, unless
there is no pratibandhaka,” and H2: “Bruises are not caused
by punching, unless there is no pratibandhaka.” Hence,
the inclusion of the “no pratibandhaka” clause seems to
be vacuous.
It may be further argued, as Chakrabarti does, that among
the possible hypotheses, one must choose the one which
has more economy (lāghava). Chakrabarti discusses three
types of economy: “economy in cognitive link or order
(upasthiti), economy in relationship (sambandha) and
economy in constitution (śarīra).”7 Of these, the second one
(sambandha) applies in this case. According to this, “Of two
necessary antecedents (or equally matched hypotheses)
the one that is more directly related to the effect (or the
explanandum) is more economical.”8 The example given is
that of a wheel being a more direct cause for a pot than
wheelness. However, in our counterexample, one cannot
say that punching is more immediate a cause for bruises
than aneurysm. So this counterresponse also fails to save
the faulty induction.
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4. THE OLD AND NEW RIDDLES OF INDUCTION
In Western epistemology, the distinction between the
two riddles is clear. In case of the old riddle of induction,
the inference from all observed cases to all observed
and unobserved cases is not justified, and that is what is
known as the problem of induction. The author has shown
originality in handling the problem. Consider the new
riddle of induction. It assumes that there is a solution to
the problem of induction and from there we could still
arrive at two mutually incompatible but equally supported
hypotheses: all emeralds are green and all emeralds
are grue. Here the predicate “x is grue” is defined as
“x is observed to be green and it is the year before t or
x is observed to be blue and the year is equal or greater
than t.” Since this way, one could come up with infinitely
many incompatible hypotheses consistent with the data,
the grueparadox is also known as the problem of “too
many theories” contrasted with “too much evidence” with
regard to the raven paradox. Though it is unclear whether
Chakrabarti treats these two paradoxes separately, he
gives us Gaṅgeśa’s version of the grue paradox. Imagine
a property called disni, which is defined as “not being
either the inferential subject or a negative instance.”9 Now,
any place which is reliably known to be the locus of fire
(probandum) before the inference is also the locus of disni
(because it is neither the inferential subject, paksa nor
˙
vipaksa). That is, disni pervades the probandum. However,
if this˙ is the case, then the inferential subject, which is not
the locus of disni (by definition) cannot be the locus of
the probandum (because disni pervades the probandum,
the absence of disni entails the absence of probandum).
Hence, the hill cannot be fiery. This contradicts our reliable
induction that wherever there is the mark, the probandum
also exists and that there is the mark (smoke) observed on
the hill now.10 He applies the beliefbehavior contradiction
theme discussed in many parts of the book to address both
paradoxes. According to this, if an agent believes that food
does not nourish her, yet she still keeps on eating food
for nourishment, then there is a contradiction between her
belief and behavior.11 This, according to the author, should
be counted as a strong argument that induction is justified
as well as the green hypothesis. We just wonder whether
anyone disputes the theme; consequently, this can be used
to question the skeptical challenges to inductive inference
of both types: the new and old riddles of induction.
However, the force of the skeptical arguments regarding
inductive inferences does not go away because of the
invocation of the beliefbehavior contradiction. The force
of the skeptical argument lies elsewhere. Both skeptical
arguments regarding both types of induction involve the
question about whether those hypotheses are logically
possible. Since they (i.e., the Sun might not rise tomorrow
or all emeralds are grue) are logically possible, none of
the responses offered by the author including the belief
behavior contradiction is able to put any dent to the
skepticism in question. In addition, if the author really
thinks that the beliefbehavior contradiction addresses the
new riddle of induction, then his principle of OC does not
endorse choosing either of the hypotheses in the greengrue controversy. We would like to hear his response to the
question that if we go by the beliefbehavior contradiction,
then we, according to him, should choose the green
PAGE 34
hypothesis. However, if we go by the principle of OC, then
we should in no way favor the green hypothesis over the
grue one because there is no observational evidence that
would help us to favor one over the other.
SUMMING UP
We have presented Chakrabarti’s idea of Observational
Credibility in this paper and examined its role in solving the
old and new riddles of induction. Though a novel attempt
has been made by Chakrabarti in reformulating the NavyaNyāya response by using contemporary language, we raised
some key concerns about it. We noted that it allows for
certain cases of induction to be counted as valid inferences
though they should not be tagged so. We also saw that
one method of resolving the problem of induction using
the OC principle runs into conflict with the beliefbehavior
method of resolving it. There is no doubt that the problem
of induction was well recognized by Indian philosophers
much before Hume and that they tried to provide innovative
solutions to the problem. These solutions need to be
brought into and discussed in mainstream philosophy.
Chakrabarti’s work has definitely set the tone for such a
dialogue, and we hope that our remarks will prompt further
comments and research into this area.
ACKNOWLEDGMENTS
Both authors would like to thank John G. Bennett for his comments on
an earlier draft of the paper.
NOTES
1.
Chakrabarti, Classical Indian Philosophy of Induction: The Nyāya
Viewpoint, 1.
2.
Ibid., 36.
3.
Ibid.
4.
Ibid.
5.
Ibid.; emphasis added.
6.
Ibid., 160.
7.
Ibid., 49.
8.
Ibid.
9.
Ibid., 72.
10. Strictly speaking, there is a difference between the logical
structure of grueparadox and disniparadox, and Chakrabarti is
aware of this (ibid., 73). However, the common feature he sees
in both is “some possible gap in the generalization formula.”
11. Ibid., 65.
SELECT BIBLIOGRAPHY
Bandyopadhyay, Prasanta S. and J. Bennett. “Commentary.” In The
Nature of Scientific Evidence, edited by M. L. Taper and S. Lele.
University of Chicago Press, 2004.
Bandyopadhyay, Prasanta S. and Gordon G. Brittan. “Acceptibility,
Evidence, and Severity.” Synthese 148, no. 2 (2006): 259–93.
Bandyopadhyay, Prasanta S., and Steve Cherry. “Elementary Probability
and Statistics: A Primer.” In Handbook of Philosophy of Statistics, edited
by P. S. Bandyopadhyay and M. Forster. Elsevier Publishing Company,
2011.
Bandyopadhyay, Prasanta S., Gordon Brittan Jr., and Mark L. Taper.
Belief, Evidence, and Uncertainty: Problems of Epistemic Inference.
Chapter 1. Springer International Publishing, 2016.
Chakrabarti, Kisor Kumar. Classical Indian Philosophy of Induction: The
Nyāya Viewpoint. Lanham, MD: Lexington Books, 2010.
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Phani Bhushan Tarkabagish. Nyāya Darshan. West Bengal State Book
Publisher, 1981.
Williams, Paul J. “Classical Indian Philosophy of Induction: The Nyāya
Viewpoint (Review).” Philosophy East and West 62, no. 3 (2012): 423–28.
Some Thoughts on the Problem of
Induction
Kisor K. Chakrabarti
INSTITUTE OF CROSS-CULTURAL STUDIES AND AC ADEMIC
E XCHANGE
I am happy for the opportunity to offer a few clarifications
in response to some very interesting observations made
by Prasanta Bandyopadhyay and R. Venkata Raghavan
(“Some Critical Remarks on Kisor Chakrabarti’s Idea of
‘Observational Credibility’ and Its Role in Solving the Problem
of Induction,” in this issue) targeted at supplementing,
improving, and critiquing some viewpoints in my book
entitled Classical Indian Philosophy of Induction: The Nyaya
Viewpoint (Lexington Books, Rowman and Littlefield, New
York, 2010). Bandyopadhyay and Raghavan have graciously
acknowledged that there is originality in my work in dealing
with the classical problem of induction, that my work is
an innovative addition to the literature on the problem of
induction and shows how both the East and the West could
profit from philosophical dialogue and exchange. Since
time is very limited, I am selective in my comments.
The problem of induction involves the question whether
our past and present observations of some cases can
make general claims about all cases, past, present, and
future, reasonable and acceptable. I have offered an
account of inductive reasoning as follows: “induction is
sometimes used in a broader sense to include virtually any
nondeductive reasoning; but we use it in the basic sense
of generalizing from particulars to the universal.”1 What
is offered here is a description of the basic or the most
important sense in which I use induction in my book. A
description like this is not a definition and makes no claim
to provide necessary or sufficient conditions for induction.2
Such a description is still useful for the main theme of my
work and is consistent with philosophical practice.3
Would it be appropriate to distinguish deductive inference
from inductive inference with the help of monotonicity?4
In this connection one should keep in mind that our main
context is Nyaya logic in which a kind of reasoning called
nyaya plays a very important role. A nyaya involves inductive
reasoning as well as deductive reasoning. An account of
such reasoning is provided in my The Logic of Gotama
(University Press of Hawaii, Honolulu, 1978, chapter III).
In the deductive core of a nyaya, the conclusion follows
necessarily from the premises, but no irrelevant premises
are permitted.5 Since monotonicity allows for irrelevant
premises, that is problematic from the perspective of
Nyaya logic. Irrelevance is also a serious problem for
relevance logicians like Anderson and Belnap.6 Further,
Aristotle defines a syllogism (in part) as an argument
with two premises. In the words of Aristotle: Sullogismos
de esti logos en ho tithenton tinon heteron ton keimenon
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ex anagkes sumbainei to tauta einei “a syllogism is an
argument in which something different from two things
being said follows necessarily from their being so”; my
translation.7 It is also required that in a categorical syllogism
any two sentences must share a term. The formal syntactic
requirements in a categorical syllogism preclude irrelevant
premises, and monotonicity is problematic for categorical
syllogism as well. Thus, monotonicity that makes room
for irrelevance is not the most suitable characterization
for deductive arguments for many logicians, ancient
and modern. Again, it may be possible that there is a
degree of continuity and affinity between deduction and
induction as well as analyticity and syntheticity.8 Under the
circumstances, I prefer not to bring in nonmonotonicity to
describe induction and would like to stay with my account
of induction for the purpose at hand, which is to explore
whether inductions in the sense of generalizations from
some observed cases to all cases is justified.
Now I move on to a matter of substance. Take the
induction that all smoky things are fiery. An argument
in its support that I have developed following the lead
of Gangesha, a great Navya Nyaya philosopher, is the
counterfactual reasoning (CR: tarka) as follows. If smoke
were produced neither by an aggregate that includes fire
nor by an aggregate that excludes fire, smoke would not
be produced. (For the Nyaya ‘produced’ means something
nonexistent coming into being regularly and indispensably
preceded by an aggregate of causal conditions.9) But smoke
is observed to be produced. Thus, the consequent of the
above conditional is false, and the antecedent too is false.
It follows that smoke is produced either by an aggregate
that includes fire or by an aggregate that excludes fire.
Now we have two conflicting factual claims: (a) smoke is
produced by an aggregate that includes fire and (b) smoke
is produced by an aggregate that excludes fire. Nyaya
philosophers are empiricists and so are both Carvaka and
Hume. A fundamental principle of empiricism is that of two
factual claims, one with observational support is preferable
to one without observational support. This may be called
the principle of observational credibility (OC). While OC
and empiricism in general may be challenged, OC should
not be rejected by empiricists like Carvaka or Hume. In the
above case (a) has observational support. From the Nyaya
perspective both particular smokes and particular fires are
substances that may be directly perceived and so also that
a particular smoke comes into being where the smoke is
nonexistent before and where the aggregate including fire
is present before the origin of the smoke.10 Given OC, (a)
should be accepted that implies that some smoky things
are fiery that is consistent with the induction that all smoky
things are fiery and is the contradictory of that no smoky
things are fiery.
That some smoky things are not fiery is still logically
possible. However, the acceptability of a factual claim
is not based on logical possibility alone but further, for
empiricists, on observational support. Since (b) has no
observational support, it should not be accepted and nor
also, given OC, that some smoky things are not fiery. In
other words, compared to (a), (b) is more complex and
has introduced the additional operator of negation without
evidence. The point here is not that (b) is more complex
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and that makes it unacceptable. Rather, the point is that (b)
makes a claim that is without evidence and that makes it
unacceptable. Suppose smoke is observed to be produced
by an aggregate that is without fire and not by an aggregate
that includes fire. Then (b) would be acceptable and not (a),
for the latter then would make a claim without evidence. The
underlying principle of reason is that of two claims the one
with evidence is preferable to the one without evidence.
This may be called the principle of evidential credibility
(EC) and it underlies OC. Of course, both (a) and (b) are
logically possible, and they are equally matched in that
respect. What gives (a) more weight than (b) and makes it
acceptable and not (b) is that there is evidence for (a) while
there is no evidence for (b). Under the circumstances, if
one insists that both (a) and (b) are equally acceptable,
one deserves to be ignored just as one who continues to
claim that crows have teeth merely because that is logically
possible, although crows are observed not to have teeth
deserves to be ignored.11 It is thus clear that acceptance
of (a) may be based on such principles of reason as OC
or EC and not always on instinct or habit as Hume claims.
Ironically, in claiming that the choice of (a) is always based
on instinct or habit and not on reason, Hume implicitly
relies on induction that, according to him, is irrational.
That smoke is produced by an aggregate that includes fire
implies from the Nyaya perspective that fire is a necessary
antecedent of smoke and thus that all smoky things are
fiery. Both Carvaka and Hume reject causality. How causality
should be understood and may be defended is indicated
in my book.12
In the above argument smoke and fire may be replaced
by other effects and causal conditions, respectively. In this
way it provides a general framework for a reasoning in
favor of causally based inductions.
Now consider the following argument. If bruises were
produced neither by an aggregate that includes punching
nor by an aggregate that excludes punching, bruises would
not be produced. But bruises are observed to be produced.
So either (c) bruises are produced by an aggregate that
includes punching or (d) bruises are produced by an
aggregate that excludes punching. Given OC (c) should
be accepted and also that bruises are always caused
by punching. This, however, is false, for bruises may
sometimes be caused by aneurysm. Is this a counterexample to the above argument?13
The answer is no. Bruises caused by punching are not
exactly the same as bruises caused by aneurysm just as
deaths from drowning or poisoning or suffocation are not
exactly the same as I have pointed out in the discussion
of causality.14 Deaths from drowning leave marks on the
body that are different from the marks from poisoning, etc.
and from this the specific causal condition of death may be
determined to the exclusion of others; this is widely used in
criminal investigations. Thus, deaths from drowning may be
said to be of different kinds from deaths from poisoning. In
the same way, bruises from punching leave marks (say a,
b, c, and d) on the body that are different from marks (say
b, c, d, and e) from aneurysm and from this the specific
causal condition of bruise may be found to the exclusion
PAGE 36
of others. Accordingly, if bruises are specified as bruises
with marks a, b, c, and d, in the said argument, the resultant
induction would not be false. Thus, the issue may be
resolved with the help of heterogeneity of effects (karyavaijatya). Alternatively, if homogeneous features are found
in all effects under consideration, homogeneous features
may also be found in all the causal conditions (karanaekajatiyatva). In the given case, instead of punching, aneurysm,
etc. the common causal condition of all bruises could be
determined in terms of the common features of punching,
aneurysm, etc. If punching were replaced by such common
features, the relevant induction would not be false. Close
attention to specific features is needed for inductions
like “all smoky things are fiery” as well. Here, too, smoke
should be appropriately specified to be distinguished from
similar phenomena like vapor that may not be caused by
fire; without proper specification the induction would be
false.
It may be asked, is the counterfactual conditional “if smoke
were produced neither by an aggregate that includes
fire nor by an aggregate that excludes fire, smoke would
not be produced” a logical truth?15 Gangesha himself has
mentioned that this conditional may be challenged by
supposing that smoke is unreal and does not exist or that
smoke exists but is uncaused, and so on, and how this
may be addressed.16 Thus, the truth of the said conditional
depends in part on the logical structure and in part on
general intuitions about the nature of causality.17
In the above counterfactual conditional, smoke and fire
may be replaced by other effects and causal conditions,
respectively, but not by others that are not so related. For
example, the following is not a proper substitution: if smoke
were produced neither by an aggregate that includes a
hundred rupee note nor by an aggregate that excludes a
hundred rupee note, smoke would not be produced. Here,
fire is replaced by a hundred rupee note that is not a causal
condition of smoke. Now the denial of the consequent
implies that smoke is produced either (g) by an aggregate
that includes a hundred rupee note or (h) by an aggregate
that excludes a hundred rupee note. Neither (g) nor (h) has
observational support and neither is acceptable.
Now, the CR with the counterfactual conditional is useful
for inductions where the pervaded and the pervader are
related as the effect and a causal condition, respectively. In
some other inductions where the pervaded and the pevader
are not so related, the CR may be used in a different way.
Here, instead of the counterfactual conditional, the CR
starts with the supposition that a favorite induction is false
and shows that such supposition leads to an undesirable
consequence.18 The CR is needed to address the doubt
about the reliability of the induction. In the words of
Gagesha: anukulatarkaabhavena …vyapakatvaanishcayat
sahacaradarshanadeh samshayakatvat “without supportive
CR there is no certainty of pervasion, for observation of
positive instances, etc. leaves doubt (about pervasion)”;
my translation.19 Now take the induction that all emeralds
are green and suppose that it is false. Then there would be
an emerald that is not green. If there were such an emerald,
it would not complement red, for only green complements
red. Under the circumstances, if the said emerald were
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observed to complement red, that would go against and
weaken the supposition that the said induction is false
and thus strengthen the induction and make it acceptable
and not its denial. Since in this argument what is accepted
as a fact is willfully supposed not to be so (aharyanjana),
this argument, too, is considered to be counterfactual
reasoning. Once again, the clincher is lack of support from
observed evidence. All observed emeralds are known
to complement red. (In the Nyaya view, an emerald is a
substance that may be directly perceived and so also
the green color and that it complements red.20) Since all
observed emeralds are known to complement red, there
is no observational support for the factual claim that there
is an emerald that is not green. The skeptic might harp on
that this is still logically possible and that is accepted by
the Nyaya and other proinductionists. But, as already said,
mere logical possibility does not suffice to make a factual
claim acceptable; additionally, at least for empiricists
like Carvaka and Hume, a factual claim, to be acceptable,
should also have observational support as it is enshrined
in OC. Thus, OC plays a valuable role in the present case
as well. It is worth noting that besides the condition that
a given induction may be acceptable if assumption of its
denial leads to an undesirable consequence,21 some other
conditions are that there should be corroboration from
observation of positive instances or observation of negative
instances and nonobservation of any counterinstance.22
A similar argument may be developed to address the
new riddle of induction and the “grue” paradox, a variant
of which was discussed by Gangesha and others.23 In the
classical problem of induction, the issue is whether any
induction is rational in the face of the charge of circularity,
and so on. In the socalled new riddle of induction, the
issue is whether any induction is rational if for any induction
there is always a rival induction that appears to be equally
confirmed by the same inductive evidence while the rival
induction makes a conflicting prediction. Take again the
induction (e) that all emeralds are green and then take the
induction (f) that all emeralds are grue where something is
grue if and only if it is observed to be green until now or will
be observed to be blue afterwards (an indefinite number of
such concocted predicates are possible). Clearly, both (e)
and (f) may appear to be equally confirmed by observed
evidence, though they lead to conflicting predictions:
given e), the next observed emerald is green; given (f), the
next observed emerald is blue.
I have argued that the above predicament may be addressed
with the help of CR involving undesirable consequence.24 If
we assume that (e) is false, the next observed emerald may
not be green and then would not complement red. This
has the consequence that if the next emerald is observed
to complement red, that would conflict with assuming that
(e) is false, and this would add more weight to accepting
(e). Now assume that (f) is false; then the next observed
emerald may not be blue; but there is no conflict now if
the next emerald is observed to complement red, for
something not blue may complement red. This breaks the
deadlock from the appearance that both (e) and (f) are
equally confirmed by the same observed evidence. By
exploring the consequences of supposing that they are
false, we see that there is a scenario where observation
FALL 2018 | VOLUME 18 | NUMBER 1
may strengthen one but not the other and that one may
be acceptable and not the other. Once again, the clincher
would have to come from observation showing that one
has observational credibility and not the other; accordingly,
OC plays a crucial role in this case as well.25
As I have said, I have provided an outline of the Nyaya
justification of induction that may be a stepping stone
towards a deeper and more comprehensive study.26
Without any doubt, perusal of the extremely subtle analyses
and ramifications, especially the brilliant critiques of their
own views by the Nyaya philosophers themselves, would
be productive and relevant for contemporary philosophy.
Nyaya philosophical works display exemplary originality,
clarity, and rigor; studying them in the original is necessary
for proper understanding and discussion. I hope that this
small effort will generate more light than heat and pave
the way for a groundbreaking study of one of the great
philosophies of the world.
NOTES
1.
Classical Indian Philosophy of Induction: The Nyaya Viewpoint
(CIPI), 1.
2.
Prasanta Bandyopadhyay and R. Venkata Raghavan (PBVR) have
taken my account of induction as a definition and pointed out
that it does not provide necessary or sufficient conditions (31).
3.
Aristotle speaks of definition (horos) in the strict sense that
provides necessary and sufficient conditions and states
the essence of the definiendum and other kinds of useful
definitions that do not state the essence and need not provide
necessary and sufficient conditions. See “Aristotle’s View of
Definition,” in my Definition and Induction (DI) (University Press
of Hawaii, 1995). Nyaya philosophers too speak of definitions
(laksana) that provide necessary and sufficient conditions and
acknowledge that a provisional definition or a description
(varnana) need not provide necessary and sufficient conditions.
For example, although they are too narrow, five accounts of
pervasion (vyapti) are clarified with great rigor and precision
in the Vyaptipancakarahasyam of Mathuranatha, Kashi Sanskrit
Series no. 64, Chowkhamba, Varanasi. See “The Nyaya View of
Definition” in DI.
4.
This is suggested by PBVR, 31.
5.
Irrelevance (aparthakatva) is a ground of defeat (nigrahasthana)
in early Nyaya (Gautamasutravrtti, Kolkata, 1928, 5.2.10 and
is included as vyarthatva under the fallacy called asiddha
(unsubstantiated) in later Nyaya (Siddhantamuktavali with five
commentaries (SDM), ed. C. S. R. Shastri (Delhi: Chaukhamba
Sanskrit Pratisthan, 1988), 536–37.
6.
A. R. Anderson and N. D. Belnap, Entailment, Vol. 1 (Princeton
University Press, 1975).
7.
Aristotle,Prior Analytics, ed. W. D. Ross (Oxford, 1974), 1.
8.
As I have pointed out in CIPI, 38, 62.
9.
SDM, 189–212.
10. For an account of the Nyaya position see my Classical Indian
Philosophy of Mind (State University of New York Press, 1999),
Introduction; Kisor K. Chakrabarti, “The Truth about Perceptual
Error,” Essays in Indian Philosophy (Kolkata: Allied Publishers,
1997); and B. K. Matilal, Perception (Oxford: Clarendon Press,
1986), chapters 6 and 7.
11. CIPI, 41–42.
12. CIPI, 42–53.
13. PBVR, 32–33.
14. CIPI, 51.
15. For a related question, see PBVR, 33.
16. CIPI, 131–32.
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17. CIPI, 36; also see CIPI, 129.
18. CIPI, 78.
19. Gangesa, Tatttvacintamani with Mathuri, ed. K. N. Tarkavagisa,
vol. 1 (Delhi: Motilal Banarassidas, 1974), 355.
20. SDM, 189–212.
21. For undesirable consequences see CIPI, 49–62, 78.
22. CIPI, pp. 3–9, 73, 78.
relation to the subject term, i.e., “dodo” bird. The property
of possession (extinction) of generic birds like “dodo” in
our example is going to be extinct bird. This distributive
predicate successfully merges not in the individual bird
itself like a “dodo,” but collaborately encodes the genus
of the bird in general. The truth value of the proposition
relies on the collective value of the predicate qualified by
the universalistic sense or properties.
23. CIPI, pp. 71–80.
24. Ibid.
25. I disagree with PBVR that OC does not favor either induction in
the greengrue case (33). Considerations of economy that may
involve observation pointing to the importance of OC may also
make one hypothesis preferable to the other in the greengrue
case (CIPI, 78–79).
26. CIPI, 67.
PHILOSOPHY OF LANGUAGE
AND GRAMMAR
Remnants of Words in Indian Grammar
Sanjit Chakraborty
JADAVPUR UNIVERSIT Y
In Indian philosophy, the import of word is intimately
connected to the question, “what sort of an entity does
the importation of a word stand for?” We see the principle
that makes an inextricable relation between words and
meanings. The word is a primary constituent that constructs
a sentence, and people understand the meaning of a
word throughout the sentence holism (corporate body of
words). This thesis contrasts with meaning atomism, where
the representation of words seems semantically atomic or
relies on the particular word, not to the whole sentence.
The primacy of word sets for an object, and the meaning of
the particular word can be derived from the object it stands
for.
Jātiśabda (the general/nominal term), the earlier trend of
the Indian philosophy of language, instigates a kind of
relation between two rival groups—Vyaktiśaktivāda and
Jātiśaktivāda—or, more precisely, a debate pertaining to
the meaning particularism versus the meaning generalism
from the sense of determining the reference of the general
term. Vyaktiśaktivādin asks for a descriptive approach
of the singular term by considering that the meaning is
correlated to the nominal object. In our practical purposes
when we strive to fix the reference, then we always prefer to
denote the individual instead of an imperceptible universal.
In the context like “The horse is dying,” here the reference
of the horse is metonymically recognized by the particular
horse, not by its genus. The Jātiśaktivādin argues that the
purport of connotation of a word lies in an individual that is
determined by a universal. This riddance of the individual
to comprise into a universal domain can be drawn by an
example like “The dodos are becoming extinct.” We can
properly understand the meaning of the whole sentence
if we look over the predicate term and its coherence
PAGE 38
Here, the key concern is whether the word itself provides
foundation of universal or something else. I think this sort of
the metaphysical analysis of linguistic terms ensue a debate
in Indian philosophy of language that is highly valued by
the grammarians. The Vyaktiśaktivāda delimits a word in
terms of the particular term by following a realistic view (the
conception of referential expressions makes sense here).
Jātiśaktivāda contends that the import of the word is in
no way similar to a particular; actually, it is “the universal in
pursuance of laws of logical parsimony.”1 Ganeri clarifies,
“For clearly one might be a referentialist about definite
description without being so about indefinite descriptions;
likewise, one might be a referentialist about generic uses,
but not about nongeneric uses.”2 The NyāyaVaiṡesika and
the Mīmāṁsakas, the realist schools of Indian philosophy,
emphasize on a sentence that may be affirmative or
negative but have a realistic stand (reference) to the object.
The school gets rid of the thesis of an individual edifice
of reality that gets closer to the conceptual schemata. Let
us see the problem from a different level. My point is to
understand the conceding approach of connecting words
with ontological categories. Simply, the concern is how
does the particular term “cow” categorically connote the
universal “cowhood”?
WORD-MEANING INTERACTION
Kumārila underpins the debate in connection to the word
essence, which apprehends the meaning of a word that
can be impeded only if different speakers failed to identify
the particular word, since the identity of the word looks
like a pointer that specifies the existence of a simple word
unit. In the case, like “the cow is standing up,” a hearer can
understand that a speaker may talk about a particular cow
instead of cow genus. Here, the popular use assumes the
basic identity of the word and meaning as an unwanted
premise. The principal understanding of Mīmāmsāsutra, I
think, deciphers the universal as an exclusive connotation
that can only concern about eternal words since the
efficiencies are not only associated with the individual word
like cow (determinatum) but similarly to selfsame word
cowhood as a universal that looks as determinant. The law
of parsimony defines the comprehension of universal that
can treat individual as a substratum and could be deduced
from the indication (laksanā). Let us take an example. The
sentence “the smoke ˙is ˙ burning” remains nonsensical
until the predicate term “burning” cannot be construed
by the subject term “smoke” or similarly by “fire” since
an inference takes a prominent place here to deduce the
latter from the former. The naturalism that is preserved by
Mīmāmsā hinges a sort of nonconventionbased language
as a key tool that has a universalistic appeal. Besides, the
logic that Mīmāmsākas inculcate in defense of their thesis
is an amalgam of universal with the nuance of language.
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However, Navya Nyāya aims to criticize both the opinions
(the meaning particularism and the meaning generalism).
As we know, Gautama (NyayaSutra, 2.2.66) articulates the
meaning of a word in the sense of particular (vākti), form
(akrti), and universal (jāti). Gautama barely stresses on the
˙
concept
of form while he hints at a particular as qualified
by universal. Early Naiyāyikas believe in the connotation
of a particular term that not only resides in the universal
but also to the qualities, actions, and the substance
as a configuration from a holistic scheme. This theory
assigns integrity between the perceptual contents with
the conceptual cognitions. If we only put the conceptual
cognition as a prime configuration of the connotation of a
particular term (like mango), then the taste of mango should
not be cognized though the quality or the universal aspect
of sweetness or sourness of the particular mango but by
the perception of the content of mango that is cognized by
rasana (palate) only.
Nyāya philosophy enhances the sense of public meaning
as a sharable concept. The public meaning can precede
the context of a speaker’s belief since the word meaning
is derived from the realm of sentence meaning that relies
on the public sharability of meaning. Navya Nyāya resists
this particular method to underline Kumarila’s position on
the meaning of a word that could be impeded in relation
to the number of speakers who may fail to recognize the
particular word, since the identity of the word as a pointer
denotes the existence of a particular word instead of the
genus. However, Navya Nyāya’s stance (semantic holism)
looks promising since they consider that the meaning of a
sentence is a unified relational corpus, whereas the word
cannot set as an individual component. The other schools
treat the meaning of a word as a nonlinguistic entity, but
the grammarians first emphasize the meaning of a word as
a linguistic symbol.
COLL APSE OF CONVENTIONALISM
In Vaiśesika philosophy, we notice that the relation between
˙ meanings is regarded as a matter of convention,
words and
and Nyāya accepts this hypothesis strongly. However,
Patañjali looks at Kātyāyana’s Vārttika that instigates an
eternal relation of wordmeaning by discarding the sense
of conventialism like Mīmāmsā. Patañjali’s Mahābhāsha
indicates that a universal seems one and it can be
expressed by a word through the power of denotation
(Ekā ākrtih, sā cā bhidhīyate). We can know this eternal
nonderived linkage between the word and the meaning
through people’s invariable behaviors. Matilal clarifies,
“People are seen to be using words to convey meaning,
but they do not make an effort to manufacture words. . . .
Jaimini in his Mīmāmsāsutra, 1.1.5 says that the relation
between word and meaning is ‘nonderived’ or ‘uncreated’
(autpattika). Both Jaimini and Katyayana (see above) used
two rather difficult words, autpattika and siddha, which do
not have any transparent sense.”3
Mīmāmsākas might insinuate this problem in two different
senses:
a)
Let us consider a word “X” (a pen). The supporters
of eternal or nonderivative wordmeaning relation
can urge that “X” (a pen) is not an object that is
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created by an individual since it is created by the
omnipotent mind (God).
b)
We cannot expose the explicit origin of the majority
of words. This procedure hints that words and their
relation to meanings and referents are derived
from the omnipotent mind that is beyond of any
human endeavor.
Kumārila seems right as he challenges conventionalism
to say that any convention should have to maintain the
meaning relation within the edge of language, not prior to
language. It looks promising to consider that words have a
primacy over meanings while meanings are only denoted
by words. The purport of words and its relation to meanings
intermingles at the level of verbal judgment that confines
the implication of public meaning as a conjecture of the
causal referential directness to the reality.
The Indian grammarians (Vaiyākarana) believe that
the word evolves out of śabdabrahman (where words
represent ultimate reality). The cognition of a word meets
the criteria of the corresponding object of the world.
Here, meaning connotes the word and the wordmeaning
relation relies on the process of the usages. Patañjali in his
Mahābhāsya refers to the contention of words (śabdah)
˙
that transmit
to the substratum of the world. He considers
that the appearance is congregated with the world through
the metaphysical identification of words and meanings
conjuncture. Patañjali stresses on the nature of cognition,
but an eternal verbum (or supreme word) remains unaltered
in grammarian as it lies beyond time and space. External
verbum sounds as a transcendent principle that segregates
all attribution qualities. Besides, eternal verbum as a unitary
principle emerges the eternity of supreme reality, an ideal
language form (paśyantī) that goes through the threefold
cords of verbal, preverbal, and transcendental reality. In
Vākyapadīya, external verbum is considered as the essence
that is doubtlessly real and independent (śabdattavaṁ yad
aksaram). Sastri writes, “That the Eternal Verbum can be
˙
regarded
as the Supreme Light that manifests different
objects may be clearly understood with reference to our
everyday experience. It is an undeniable fact that whatever
passes current in our thought is determined by an articulate
verbal form.”4
Grammarians argue that the cognitive process of a newborn
baby remains determinate, as the form of his/her knowledge
is a sort of inarticulate or unmanifestative knowledge that
links to the prenatural knowledge. The reason is that the
word according to grammarians is the material cause of
the external world and any object beyond time and space
dimension is comprehended by the subject’s cognition.
If there were no subjects or the concomitant objects, still
words would have been in the universe as these are all
pervading and eternal. For grammarians, eternal words
are ahead of the spatiotemporal dimension. The eternal
verbum emphasizes a comprehensible immutable reality
that manifests in plurality and differentiation. In brief,
analogically words are one and unique. Actually, the
theory of evaluation of words for grammarians is a kind of
unmanifested, immutable word essence (śabdavivartavāda) that is independent of any kind of transformation
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(parināma). Like Vedāntin, grammarians’ emphasis on the
˙ cause (upādāna kārana), an unchanging matrix that
material
˙
manifolds the phenomenal change
(aparināmā prakrtih).
˙
˙ ˙
Bhartrhari considers that one should not confuse
between
˙
˙
two different
objects that are individually connoted to the
different verbal expressions. This intimate relation between
the object and the word manifolds a causation that goes
towards the eternal verbum as the material cause of the
world and the object. Now, one can argue whether the
referent of a word differs from the word itself or the object
that is determined by the word is identical with the word
in nature. Bhartrhari accepts the two alternatives and says,
˙
˙
Svamātrā paramātrā va śrutya prakramyate yathā
Tathai’va rūdhatām eti tayā hy artho vidhīyate
˙ 1.130)
(Vākyapadīya,
Bhartrhari emphasizes that the eternal verbum underlies
˙
˙ that accords objects and every being without
a principle
adjoining any genuine amendment. This doctrine extends
a kind of uniformism that discards any bifurcation between
the word and the world. Eternal verbum as a unitary
principle of words emerges from the eternity of supreme
reality (iha dvau śabdātmānaukāryo nityaś ca [Punyarāja’s
˙
commentary, 50]).
ANALYSIS
Bhartrhari ’s proposal tracks down a kind of normativity of
˙ ˙ in order to strengthen the impact of grammar on
grammar
epistemology. It sounds interesting when he says that all
objectclasses pivot on wordclasses (Vākyapadīya, 1.15).
Grammarians, especially Bhartrhari, are the leading adherent
˙
of monism who ensure that a˙ word
in its essence can be
considered as an indivisible unit where the plurality of the
linguistic forms and worldly phenomena has an interim
pragmatic validity. One can ask whether we can deflect class
characteristic (universal) from an individual. Bhartrhari clarifies
˙ ˙
that the universal is the personification of the individual
that
looks unchanged through all its periods (padārthasya prāna˙
pradah). It is intimately entwined with qualities and actions
˙ relation to the substratum, but the substance sounds
that have
nonrelative to the essence of the universal. Universal resides
in each individual falling into the same class. However, it is
not required to understand all the substitutes of the universal
as infinite numbers bound it. Sastri clarifies Patañjali’s stand
on the universal and its relation to meaning that is closer to
grammarians. Sastri writes, “In fact, a universal is neither a
summation of individuals nor collectively inherent in the
latter. It is a fact that a universal occurs in individuals and,
when understood as a meaning, it includes an individual as a
substratum of it.”5
A particular phrase like “pot exists” denotes to the referent,
i.e., a particular pot that exists, although the content of
specific terms like “heaven,” “hell,” “intelligence,” etc.
has no reference fixation (existential reference) in the
objective world. So here, the denotation of the empty
terms cannot deduce from the existential referents. Despite
the denotation of the word from the universal, particular,
or quality, etc., the compelling relation (a syntactical
relation) revolves around the wordmeaning interaction by
discarding the denotation method. Bhartrhari advocates the
˙
˙
PAGE 40
same attitude like Patañjali in his writing. Bhartrhari thinks
˙ generous
˙
that the individual character of a word is a type of
supplement linked to the general characteristic.
Another clue is that the import of a word relies on the
context sensitivity of the persons by depending on
different impressions (vāsanā). These kinds of different
opinions exemplify the training of different philosophical
schools and their way of understanding the problem,
although to understand the ultimate reality, one has to
be blessed with the vision of ultimate truth. Our inter
social and experimental knowledge cannot grasp the
transcendental truth, so we should not put a great deal of
reliance on perceptual knowledge and the denotation of
the word from an individualistic sense. Bhartrhari, I assume,
˙
˙ of word
holds a model of indeterminism about the import
meaning relation that hints towards an unfeasible attempt
to get a universal approval on the meaning of a word and
its consequences. As the meaning of a word depends on
the society and an agent’s preference, so the problem of
incongruity or divergence in the case of denotation may
recur. Besides, Bhartrhari attunes an import of a word as
˙
˙ strongly believes in the reality
fiction, although Bhartrhari
˙
˙
of sentences and the conception
of meaning in terms of an
inseparable unit. Bhartrhari questions about the objective
˙
validity of words and ˙ meanings.
This thesis denies the
appeal of Abhihitānvayavādin who considers that the
meaning of a word does not stem from putting together
the meaning of each constituent; neither the meaning of
a word can be deduced from the corporate body of the
sentence as propagated by Anvitābhidāhnavādin. Meaning
for the grammarians—especially Bhartrhari—is regarded as
˙ course of the
an indivisible unit that can be explained˙ in the
meaning of an unreal word that comprises it. For Bhartrhari
˙
˙
the sentence seems real, but words are in vaikaharī level
(ordinary speech that takes place in spatiotemporal
forms) useful fiction that cannot relate to the empirical
real objective. The point is that the semantic and syntaxical
part of words remains unreal. Bhartrhari emphasizes, “The
˙ individual unit, a
śabda that is designative of meaning˙ is an
sequenceless whole, but it is revealed through the divided
items (noisy realties produced in proper sequences).
The latter gets intermixed with the object/meaning for it
constitutes the very nature of the object/meaning.”6
Bhartrhari ’ s sphotavāda nourishes the threefold doctrine
˙
˙ words, ˙and sentences. The term Sphota refers
of letters,
˙
to the wordmeaning liaison from a causal and effectual
efficiency. The use of the word is considered as the
instruction for engaging with certain sphota. We know
that sphota (śabda) is in nature indivisible ˙ and distinct
from any ˙ kind of internal sequence. Bhartrhari
thinks
˙ word
˙
that there is padasphota, which refers to the
as a
meaningbearing unit, ˙ whereas vākyasphota indicates
˙ whole. It
to sentence, i.e., nonsequence and part less
is controversial that sentences in Bhartrhari ’s sense are
˙
regarded as a meaning bearing unit, but˙ sphota
in its real
sense interchange with the substratum, a kind ˙of linguistic
unit that is akin to meaning. Actually, sphota is like the
nondifferentiated language principle. The ˙metaphysical
standpoint of Bhartrhari instigates that the self is identical
˙
˙state is called paśyantī stage, while
with language and this
language and thought, which transmit an undifferentiated
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state where the proper articulation of utterances closes to
an intermediary stage (preverbal stage). In this preverbal
stage, the speaker considers a differentiation between
thought and language. This intermediate stage is familiar
to the name of madhyamā vāk. The third stage is called
the verbal stage (vaikaharī) that stands for speaker’s word
meaning relation and the comprehension of the hearer.
Here, the uttered sound can be perceived by our sense
organs. So without comprehending the sound, an agent
cannot understand what word (śabda) actually is. Now the
interesting question is whether Bhartrhari ’s account tends
˙
toward monism or not. If we clearly go˙ through
Bhartrhari ’s
˙
analysis, then the pertinent point that we notice ˙is his
quest for the transcendental word essence that he called
the first principle of the universe, and the sphota theory
˙ (sābda
is doubtlessly aligned with the ultimate reality
Brahma). The manifestation that Bhartrhari preserved looks
˙ without being
at a perfect knowledge of an individual˙ where
connected to any thought, no communicative language may
ever exist. So the word precedes knowledge hypothesis
sounds acceptable. In paśyantī level, language and meaning
are one and inseparable, but at the verbal level, these may
differ. Sphota doctrine implies a reunion between the
symbol and ˙the signifier. Bhartrhari refutes Mīmāmsākas’
˙
˙
˙
opinion that we get sentence meaning
conjointly through
the word meaning. There is a mutual linkage between the
sentence meaning and the word meaning. The sentence
meaning is nothing but the sequence of words’ meaning.
These theories preserve a kind of atomism. Bhartrhari
˙
˙
’s outlook defines the sentence meaning as an indivisible
unit that cannot comprehend the atomistic approach of
meaning. In lokavyavahara (human practice), we undertake
the holistic approach of language learning in the atomistic
unit that correlates words and its meaning separately. The
indivisible structure of the sentence is an internal part of
language, but the manifestation that makes the whole into
part is an external approach that is called speech (nāda).
Sphota and nāda are not two distinct issues while grasping
˙ means grasping the other at the same time. In fact,
the one
grammarian thinks nāda as an overlay and qualified facade
of real language (sphota). Sphota reflects in the nāda as the
˙
color red is reflected ˙on the crystal.
Moreover, Bhartrhari
˙
˙
urges that the comprehension of sphota is conditionally
˙
(instrumentally) derived from the nāda just like through
our visual system we can see a tree, etc.7 In this visual
perception, an agent may be unaware of the visual faculty
and its features. In Patañjali’s words, nāda is an attribute of
sphota. Here the cognition of nadā is unable to precede the
˙
cognition
of sphona.
˙
but it is also true that the generalized language competence
(śabdatattva) can manifest a sort of specific language
through vāsanā as an innate capability. This speechbond
procedure is causally dependent on the subject’s will (it
may be God’s will or a person’s will). Language as cognition
brings a linguistic act that accompanies comprehension
and generalized language competence with cognition
(experience in mundane level). However, in particular,
Bhartrhari hints at the ultimate form of language where
˙
˙ of the word generates the manifested essential
the purity
characters. Without believing in the ideal language form
(paśyantī), no grammatical form can elucidate how does
the word and meaning manifest on the sphota theory (real
śabdabodha). Language seems an intrinsic component of
an individual’s awareness. The learning process that is also
nourished by this awareness can be gradually increased
since the procedure of cognitive awareness is inseparably
construed by words.
One can disagree with grammarians’ hypothesis on the
utility of language. In grammarian school, language plays
three different roles at a time, communication (pratipādana),
human practice (lokavyavahara), and cognition (jñāna).
If we would like to see language as a communication,
then the process of comprehension (pratipatti) precedes
communication (pratipādana). It is a sort of speech
transaction where speakers accumulate speech reception
in the context of speech meaning referred to by some
speech acts. Language as a human practice endorses
the concept of speech power that relates to the explicit
language. How could the specific language come up? The
answer is through language disintegration (apabhraṁśa),
Matilal, Bimal Krishana. The Word and the World, India’s Contribution to
the Study of Language. New Delhi: Oxford University Press, 1990.
FALL 2018 | VOLUME 18 | NUMBER 1
ACKNOWLEDGMENTS
My sincere thanks go to the anonymous reviewer and Prasanta
Bandyopadhyay for inevitable criticism and laudable suggestions.
NOTES
1.
Sastri,The Philosophy of Word and Meaning, 139.
2.
Ganeri,Semantic Powers, Meaning and the Means of Knowing in
Classical Indian Philosophy, 85.
3.
Matilal,The Word and the World, India’s Contribution to the Study
of Language, 27.
4.
Sastri,The Philosophy of Word and Meaning, 5.
5.
Ibid.,147.
6.
Bhartrhari Vākyapadīya, verse 1. 44.
˙
˙
Ibid., verse 1, 45–49.
7.
BIBLIOGRAPHY
Bhattaacharya, Bishnupada. A Study in Language and Meaning.
Calcutta: Progressive Publishers, 1962.
Bhattacharyya, Kalidas. Philosophy, Logic, and Language. Bombay, New
Delhi, Calcutta: Allied Publishers Private Ltd., 1965.
Bhartrhari. Vākyapadīya, edited by K. V. Abhyankar and V. P. Limye. Pune:
˙
Pune ˙University
Press, 1965.
Mahābhāsyadīpika of Bhartrhari , edited by K. V. Abhyankar and V. P.
˙
˙
˙ Research Institute, 1970.
Limye. Pune:
Bhandarkar Oriental
Gautama. Nyāya Śutra, with Nyāyabhāsya of Vātsyayana, edited by G.
Jha, Poona: Oriental Series 58, 1939.
Ganeri, Jonardon. Semantic Powers, Meaning and the Means of
Knowing in Classical Indian Philosophy. Oxford: Clarendon Press, 1999.
Ganeri, Jonardon. Artha: Meaning. New Delhi: Oxford University Press,
2006.
Matilal, Bimal Krishna. Epistemology, Logic, and Grammar in Indian
Philosophical Analysis. New Delhi: Oxford University Press, 2005.
Narshimacharya, M. S. Mahābhāsyapradīpa. Vol 2. Pondicherry: Institut
˙
français d’indologie, 1975.
Patañjali, Mahā Bhaysā. Banaras: Kanshi Sanskrit Series, 1954.
Perrett, Roy. W. An Introduction to Indian Philosophy, Cambridge:
Cambridge University Press, 2016.
Punyarāja. Commentary on Vākyapadīya. Banaras: Kanshi Sanskrit
˙
Series,
1934.
Sastri, Gauri Nath. The Philosophy of Word and Meaning. Calcutta:
Sanskrit College, 1959.
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Sastri, Gauri Nath. A Study in the Dialectics of Sphota. Delhi: Motilal
Banarsidass, 1980.
APA PANEL ON DIVERSITY
Report on an APA Panel: “Diversity in
Philosophy”
Ethan Mills
UNIVERSIT Y OF TENNESSEE AT CHATTANOOGA
The Committee on Asian and AsianAmerican Philosophers
and Philosophies sponsored a panel entitled “Diversity in
Philosophy” at the 2018 Eastern Division meeting of the APA
in Savannah, Georgia. The panel took place on Thursday,
January 4, 2018, and it featured B. Tamsin Kimoto (Emory
University), Amy Donahue (Kennesaw State University),
Monika KirloskarSteinbach (University of Konstanz), and
Denise Meda Calderon (Texas A&M University). Two other
presenters—Brian Bruya (Eastern Michigan University) and
Julianne Chung (University of Louisville)—were unable to
attend due to weather. The purpose of the present report is
to summarize some of each presenter’s talk for the benefit
of those who were unable to attend and to further the
mission of the Committee on Asian and AsianAmerican
Philosophers and Philosophies by sharing, in a wider context,
some of the ideas presented at a panel sponsored by the
committee. Please note that the following summaries are
neither exhaustive nor authoritative. I encourage readers to
contact the authors directly if they would like to read their
full papers.
The first talk, by B. Tamsin Kimoto, “Skin in the Game:
Diversity in (Spite of) Professional Philosophy,” highlighted
some of the issues that continue to arise in efforts to
make philosophy a more diverse and inclusive profession,
especially in light of the recent Hypatia controversy. Kimoto
focused on the oftenarticulated idea that marginalized
people in the discipline are “hypersensitive” and simply
need to develop thicker skins. After glossing some of the
relevant literature on diversity problems in the discipline,
Kimoto discussed the phenomenological experience of
being a marginalized person in the discipline, focusing
on the idea of skin. Next, Kimoto discussed the notion of
epistemic wounding with examples of testimonial quieting
(in which an audience simply refuses to acknowledge that
a speaker is a knower) and testimonial smothering (in
which a speaker withholds testimony due to an audience’s
inability or unwillingness to constructively engage with that
testimony). Such tactics serve to undermine the epistemic
credibility of marginalized people. Kimoto ended with a
discussion of a sort of reversal of the idea of epistemic
wounding in the idea that admitting marginalized people
into the discipline is going to “kill philosophy,” or that
the discipline itself will be wounded; Kimoto suggested,
however, that perhaps such “wounding” could be a way to
reorganize the discipline.
The second talk, by Amy Donahue, “Nyāya as Therapy for
Collective Gaslighting (AKA, Philosophy Is Feeble When It
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Isn’t Diverse),” applied the contemporary notion of collective
gaslighting to the experience of diverse practitioners in
the field of philosophy, a process Donahue referred to as
“institutionalized gaslighting.” After explaining some of
the ways such techniques work as practices of exclusion
(e.g., through conference programs, syllabi, grants, tenure
criteria, etc.), Donahue argued that these sorts of what
she calls “epistemic technologies” might be countered
by resources from the Nyāya tradition of classical Indian
philosophy. In particular, the type of debate known as vāda
(friendly, truthdirected deliberation) might prove to be
a fruitful inspiration. For instance, the Nyāya criteria for a
trustworthy authority (āpti), which apply regardless of one’s
social standing, might be used to defend the epistemic
authority of those who are gaslit. Furthermore, in Nyāya
one cannot restate objections that have already been
answered; if such a norm were adopted, it might counter
incessant requests for diverse practitioners to justify their
activities as philosophy. Donahue ended with the intriguing
suggestion that Nyāya’s epistemic technology might
become the basis for an online reasoning platform.
The third talk, by Monika KirloskarSteinbach, “Situating
(CrossCultural) Philosophy,” focused on the problems
and promises for crosscultural philosophy as an avenue
for challenging the underrepresentation of minorities
(ethnic, gendered, disability, etc.) in the discipline and
more broadly for expanding the appreciation of different
modes of meaning making in pluralistic societies. Kirloskar
Steinbach noted the potential hazards when members
of dominant groups (such as white men) are tasked with
authenticating and representing nonWestern philosophy—
this situation can serve to reenforce current hierarchies
of epistemic authority. In the second part of the talk,
KirloskarSteinbach argued that crosscultural philosophy
has the potential to challenge the assumptions that only
certain forms of meaning making are valid and that only
certain types of people should be engaged in meaning
making. Drawing on Nishida Kitaro, she explained a model
of dialogue that avoids taking its participants merely as
representations of their respective traditions but rather
as individuals with shifting sets of ethical obligations
toward one another, a form of dialogue that might open up
exciting new possibilities for meaning making in pluralistic
societies.
The fourth talk, by Denise Meda Calderon, “Latin American
Feminist Philosophy: Distinct Voices on Cultural Identity
and Social Justice,” offered a critique of traditional, Western
epistemology through the work of Latin American and Latinx
theorists. Meda Calderon discussed critiques of conceptions
of knowledge as a priori, objective, and detached from any
particular social position or context. Instead, we should
see knowledge as situated historically, socially, and
politically, a project that Meda Calderon argued provides
resources for resonating more with the lived experiences
of Latin American and Latinx people as well as offering
interesting avenues for interdisciplinary work between
philosophy, history, sociology, and other disciplines. Meda
Calderon focused on the social and ontological situation
of Black Mexicans in Mexico, considering the example of
a photography project called Tierra Negra. The project
became problematic in a number of ways: for instance, it
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did not seek input from the subjects of the photos about
how they wanted to be represented. Such examples ought
to encourage us to situate our own positionality, which will
in turn shift dominant paradigms toward inclusion of more
perspectives and lived experiences. Meda Calderon ended
by examining suggestions from Ofelia Schutte about how
attention to situatedness might help to make philosophy
more inclusive, for instance by empowering marginalized
people to give testimonies of their lived experiences.
Julianne Chung and Brian Bruya were unable to attend
the conference due to weather. Chung’s talk was to be
called “Style, Substance, Methodology, and Diversity:
A CrossCultural Case Study,” and it was to focus on the
Zhuangzi as a case study for some of the issues that arise in
integrating into the philosophy curriculum texts that differ
significantly in style from the majority of Angloanalytic
texts. In particular, the style and aesthetic features of the
Zhuangzi are directly related to its philosophical content,
although scholars continue to debate what, exactly,
this relation may be. Chung’s own interpretation of the
Zhuangzi as a fictionalist text was to demonstrate how the
interplay between form and content might inform ways in
which we might bring together differing methodologies
and traditions to diversify philosophy, a process that might
have moral, epistemic, and aesthetic benefits.
Bruya’s talk, “Multiculturalism as Diversity,” was to be based
on a recent publication, which he was able to provide. In
this paper, Bruya argues in favor of diversifying philosophy
in terms of subject matter. Drawing on resources from
social science, he makes two claims about human nature:
the bad news is that humans seem to have an inherent
tendency toward ethnocentrism, but the good news is
that diverse groups really are more likely to find better
solutions. Bruya then shows how the tendency toward
ethnocentrism works against the promotion of diversity in
philosophy, particularly with regard to popular, yet flawed
resources like The Philosophical Gourmet Report. Bruya
proposes that scholars working in nonWestern philosophy
organize to promote the advancement of multiculturalism
in philosophy through demanding more inclusion in the
APA, participating in other philosophical societies, and
hosting workshops for philosophers seeking to integrate
nonWestern content into their curricula.
I remind readers that these summaries should not be taken
to be complete records of their respective presentations.
They are at best partial sketches of fuller, more detailed
discussions. My goal is merely to pique readers’ interest
in what the authors had to say, and I wholeheartedly
encourage readers to contact the authors directly. I would
like to thank the participants for their presentations and for
providing their papers. I’d especially like to thank Monika
KirsloskarSteinbach and Amy Donahue for organizing the
panel and for suggesting that I write this summary.
FALL 2018 | VOLUME 18 | NUMBER 1
BOOK REVIEW
Minds without Fear: Philosophy in the
Indian Renaissance
Nalini Bhushan and Jay Garfield (New York: Oxford
University Press, 2017).
Reviewed by Brian A. Hatcher
TUFTS UNIVERSIT Y
The title of this celebration of modern Indian philosophy in
English hearkens to the ennobling words of Rabindranath
Tagore. It is an apposite choice. Not only is Rabindranath
a shining exemplar of the socalled Bengal Renaissance,
but he also played an important role in garnering global
recognition for Indian wisdom and spirituality. It was
Rabindranath’s Gitanjali that won the Nobel Prize for
Literature in 1913—the first such prize for a nonWestern
writer. That collection also contains the poem to which
the authors allude, which opens with the words, “Where
the mind is without fear.” While Rabindranath could give
voice to national aspiration, we should recall that he also
struggled to reconcile patriotism with universalism. This
helps us appreciate the question behind Bhushan and
Garfield’s book: How did modern Indian thinkers honor the
resources of their own tradition while creatively responding
to the challenge of colonial modernity?
The book has many merits. To begin with it is written in
a lively style and with a real appreciation for the many
intellectual projects it surveys. The authors do justice
to thinkers who have not always received a fair shake.
There was a time when members of the EuroAmerican
philosophical guild could write off an Aurobindo Ghosh or
a Swami Vivekananda as intellectually sloppy, derivative,
or eclectic (for my own attempt at a correction, see
Eclecticism and Modern Hindu Discourse [Oxford, 1999]).
While appreciating the intellectual accomplishments
of such figures, Bhushan and Garfield are committed
to helping readers understand what we might call the
pyschosocial contexts in which they worked. And if Bengal
has hitherto been the locus classicus for thinking about
India’s encounter with the West, the authors deserve credit
for taking a geographically more expansive view of the
Renaissance; they want us to think of India and not just
Bengal; likewise they embrace developments among
Muslim thinkers instead of perpetuating the notion that
India’s awakening was strictly a Hindu affair.
The authors’ methodology bears noting as well, especially
as they discard tired notions of modernity as a rupture of
Indian tradition. Following the lead of scholars like David
Shulman, Muzaffar Alam, and Sanjay Subrahmaniam, they
seek to locate the traces of modernity in the premodern.
This allows them to contest narratives that picture India
moving from a religious past to a secular present. They
prefer we see how India’s embrace of secularism came
not at the cost of religion but through the redeployment
of religion under the terms of reform. This is a thesis
that accords well with a range of recent scholarship that
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either interrogates the Western, Christian genealogy of
secularism or that explores the way groups like the Brahmo
Samaj deployed new conceptions of theology and reason
to advance arguments about universalism and pluralism.
Those already familiar with the literature on India’s particular
embrace of secularism will not find anything new here, but
context is everything. It has been customary to dismiss
Indian philosophy as being religious; and if religious, then
it had to be either antimodern or nonsecular. This book
allows readers to appreciate what is at stake in such claims.
versus modernity, the sacred and the secular, intercultural
encounter, and elite cultural production (see 69–76).
Whether these are proper tropes is open for debate; it
strikes me this is a list of structuring themes in Renaissance
thought, which could then be expressed through metaphor.
One thinks of Rabindranath deploying the metaphor of the
“dreary sands of dead habit” to speak of tradition in his
poem from Gitanjali. In any case, it is not clear how much
this list actually unpacks modern Indian intellectual and
how much it merely reflects its major premises.
The authors’ other methodological strategy is useful if less
than original. It involves identifying the concept of the
Renaissance as a “master trope” (65). This trope turns on
invoking a real or imagined “golden age” and suggests
that the hallmark of a Renaissance is the attempt to recover
or reestablish the ideals of this postulated bygone era
(68). By focusing on the Renaissance trope, the authors
wish to highlight a particular modernity whose distinctive
component involves a backward gaze of cultural recovery
coupled with a “forwardlooking” embrace of modernity
that had been occasioned by “accelerated interaction with
England and the West” (65). To be fair, David Kopf had long
ago isolated this very feature of the Bengal Renaissance,
viewing it as a kind of “dynamic classicism” (see his British
Orientalism and the Bengal Renaissance [California, 1968]).
It is a shame that Bhushan and Garfield seem unaware of
Kopf’s widely cited work, which they might have drawn
upon to enrich their own analysis. That analysis proceeds
to identify a series of subsidiary tropes the authors treat
as clustered under the aegis of the master trope. These
include themes like selfconscious innovation, tradition
This raises important questions. Granting that the Indian
Renaissance operates as a master trope, just whose trope
is it? And how should it be invoked today? Here the authors’
celebration of Renaissance philosophy tends to short
circuit sustained critical reflection. One might argue that
what bears examination is not the fact that Indian thinkers
invoked metaphors of rebirth to mobilize communal,
regional, and national aspiration, but what the ramifications
of such invocations have been. The authors speak
approvingly of the “soul” of India and wish to highlight the
glories of Indian pluralism, but do they also risk a slippage
into essentialism? Does their celebration of modern
Indian philosophy rub up too closely against nationalist
historiography, while ignoring the shadowside of such
culturalist mobilization? I was disappointed to see that the
authors pay scant heed to a wealth of scholarly literature
associated with postcolonial and subaltern studies. This
may point to the selectivity of their own reading of modern
South Asian history. Even so, they have brought the Indian
Renaissance back into critical view, and for that we can be
grateful.
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