JOURNAL OF ADOLESCENT HEALTH CARE 1985;6:439- 444
Skills-Building Methods to Prevent Smoking
by Adolescents
STEVEN PAUL SCHINKE, Ph .D., LEWAYNE D. G ILCHRIST, Ph.D .,
WILLIAM H. SNOW, M.A . , AND ROBERT F. SCHILLING II, M.S.W.
This study evaluated cigarette smoking prevention methods with a sample of adolescent females and males. Arranged by school, 331 informed and consenting sixth
graders were randomly divided into four grou ps: 1) pretest, skills-building methods, posttest; 2) pretest, discussion methods, posttest; 3) pretest and posttest; and 4) posttest only. All s ubjects were followed for 6 and 15 months
after the posttest. Outcome results on measures of nonsmoking intentions, attitudes, predictions, problem-solving abilities, and peer interactions favored subjects in the
skills-building group when compared with subjects in the
discussion and pretest-posttest control groups. Smoking
rates at posttest and at both follow-ups were lower in the
skills-building group than in the other three groups. Results from pos ttest-only subjects did not support pretest
reactivity. The stud y' s strengths and limits are discussed
along with directions for future smoking prevention
research .
KEY
worms:
Cigarette smoking
Prevention
Cigarette smoking increases risk of cancer, cardfovascular disease, and chronic obstructive lung
disorders (1- 3). Smoking-related illnesses account
for significant health care costs (4). For the latest reporting period, economic costs of morbidity and
mortali ty from habitual cigarette use in the United
States were over $47 billion (5). Methods to help reg-
From the Scl100/ of Social Work, University of Waslii11gto11, Seattle.
Waslii11gto11 .
Address rotpr111t requests to: Steven Paul Scl1111kc. Ph.D., School of
Social Work. Umi-ersity of Washi11gto11. Seattle, WA 98195.
Ma1111scripl accepted December 17, 1984.
ular smokers quit the habit reach too few, too late.
Cessation methods are further marred by unacceptable rates of relapse (6-7). Prevention methods with
adolescents are preferable for reducing health risks
and costs from habitual cigarette smoking (8).
Viable, effective smoking prevention programs
with youths must be based on empirical research.
Prospective studies need to separate attentionplacebo effects from active primary prevention methods. Data from such research can assist clinicians and
researchers in making decisions about smoking-prevention methods (9,10). Pretest reactivity should be
isolated in smoking-prevention studies. Results on
pretest effects will add precision to explanations of
behavior change from prevention methods. Postintervention follow-up is also needed in smoking-prevention research (11,12). To place confidence in the
efficacy of prevention methods used with early adolescents, follow-up must span the high-risk transition from elementary school to junior high. The present study evaluates smoking-prevention methods
with adolescents.
Methods
Subjects and design. Subjects were recruited from
sixth-grade classes in four suburban middle schools.
All enrolled sixth graders were invited to participate;
no incentives were provided. The sample of 331 sixth
graders represented 94% of all eligible students. Subjects gave their informed consent, and they obtained
parental consent. The sample had a mean age of
11.64 years, and was 52% female. Chi-square comparisons across schools indicated no differences for
the age and sex distribution of subjects. Cigarette
smoking rates among subjects' parents-overall, re-
C> Society for Adolescent Medicine. 1985
Published by Elsevier Science Publis hing Co., Inc., 52 Va nderbilt Ave .• New Yo rk, NY 10017
439
0197-0070/851$3.30
440
SCHINKE ET AL.
ported for 31 % of mothers and for 28% of fathersdid not differ across schools and classrooms. By
school, subjects were randomly divided into fom
groups: skills-building, discussion, pretest-posttest,
and posttest. Subjects in the first three groups were
pretested. Subjects in the skills-buildi ng and discussion groups received smoking prevention intervention. All subjects were posttested and were then followed for 6 and 15 months.
/11strunrents a11rl
procedure. Pretests, posttests, and
the 6-month follow-up measured s ubjects' smokingrelated knowledge, attitudes, specific and general
problem-solving abilities, and interpersonal performance (13-16). The 15-month follow -up measured
subjects' attitudes toward nonsmoking, general
problem-solving abilities, intentions to smoke in
junior high, and predictions of nonsmoking when
adults (17- 19). Subjects gave 1-ml saliva samples and
reported their cigarette use at every measurement
period (20,21). Saliva sampling enhanced subjects'
self-report accuracy; analyses of thiocyanate in the
samp les revealed significant correlations between reported and biochemically measured smoking. Subjects additionally reported their noncigarette tobacco
use at final foJlow-up (22,23).
Intervention
Pa irs of graduate socia l work students delivered
eight SO-minute skills-building or discussion sessions with subjects in the respective groups. Sessions were held at school, during noninstructional
school hours. Both interventions included films on
the health consequences of cigarette smoking and
peer testimonials on the merits of not smoking. Subjects in each group saw and analyzed slides on tobacco industry advertising. Both intervention groups
ended with subjects overtly committing themselves
to nonsmoking. Each subject's oral commitment to
nonsmoking was sta ted in front of the group and
videotaped.
Skills-Building Methods
Skills-building subjects additionally lea rned cognitive and behavioral steps to stop, think, decide,
and act w hen tempted or urged to smoke cigarettes.
The leaders introduced this four-step chain by observing that personal choices about smoking can be
made on impulse, but are best when planned ahead.
J\ccordingly, subjects described recent past and anticipated future personal choice situa tions. Leaders
then demonstrated steps in the stop, think, decide,
JOURNAL OF ADOLESCENT HEALTl-I CARE Vol. 6, No. 6
and act chain. ln subgroups and aided by leaders,
subj ects practiced each step . Thus, the stopping step
involved self-instructional cues when faced with tobacco use situations-e.g., "Uh oh. Rick has pulled
out his pack of smokes and is going to pass them
around."
The second step, thinking, was similarly practiced, first aloud, then silently, as a step toward prevention- e.g., "All right, I've handled this kind of
thing before. Let's see, I could split, [ coLild pretend I
got a cold and can't smoke because it'll make me
sick." The third step in the cognitive-behavioral
chain, deciding, gave subjects a method of weighing
the merits of their options and of choosing the most
feasib le one-e.g., "Well, if I split, the guys will
think I'm a squealer and won't want me around,
saying I got a cold looks dumb and fake. OK, here's
what I'U do-I'll just say 'Nah, I don't like to
smoke .. .'and, if anyone hassles me, I'll teU them to
leave me alone. I don' t have to smoke if I don't want
to."
Acting, the last step of the cognitive and behavioral chain, allowed subjects to prepare words, voice
inflections, and nonverbal gestures for situations in
which they would carry out their decisions. Subgroup practices enabled subjects to rehearse behavゥッイ。
セ@ actions while leaders provided feedback, coaching, and praise. Finally, skilJs-building subjects
practiced all four steps in the cognitive-behavioral
chain relative to ciga rette-use situations presented
by group members .
Discussion Methods
Instead of learning the four-step chain covered in the
skills-building group, discussion group subjects took
pa rt in oral quizzes, debates, games, and skits.
Quizzes patterned after television programs engaged teams of subjects in answering questions on
the immediate and long-term consequences of smoking. Debates in this group were also tea m efforts as
subjects argued the attraction and hazards of tobacco
use_ Games involved subgroups of subjects who
competed for points by identifying tobacco use
health risks. Skits parodying cigarette industry advertisements were planned, performed, videotaped,
and played back. Throughout discussion groups,
leaders gave subjects individuaJ attention and encouraged each s ubject to participate in every activity.
Results
Subject attrition was nonsignificantly different by
condition, across measurements. Pretests were
SKILLS-BUILDING METHODS TO PREVENT SMOKING
Novembe r 1985
covariates for analyses of posttest and 6-month data
from subjects in the skills-building, discussion, and
pretest- posttest groups. Relative to pretest- posttest
group subjects, skills-building and discussion group
subjects knew more facts about cigarette use at posttest and 6-month follow-up (Table 1). Subjects in the
skills-building group had more favorable attitudes
towa rd nonsmoking at both measurement periods
than subjects in discussion and pretest- posttest
groups. Compared with the discussion and pretestposttest groups, the skHls-building group had higher
posttest and 6-month scores for their solutions to
tobacco use problems and for their anticipation of the
consequences of nonsmoking deci.sions.
Table 1. Pos ttest and 6-Month Follow-Up Results
Posttcst
Variable and group
Mean
Cigarette use knowledge
Skills building
5.38
Discussion
5.37
Pretest- posttest
4.23
Attitudes towa rd nonsmoking
Skills building
5.36
Discussion
5.08
Prctcst- posttest
4. 12
Solut ions to tobacco problems
Skills building
6.69
Discussion
5.07
Pretest- posttest
4.49
Alternatives to smoking
Skills building
3. 90
Discussion
2.72
2.53
Pretest- posttest
Anticipation of consequences
1.64
Skills building
Discu ssio n
1.38
Prctest- pos ttest
0.84
General proble m solving
Skills building
7.14
Discussion
5.09
4.49
Pretest-posttest
Provision of facts
Skills building
2.31
1.41
Discussion
Pretest-posttest
1.17
Refusal of cigarettes
Skills building
5.35
Discussion
4.47
Pretest- posttest
5.01
Reward for nonsmoking
Skills building
0.75
Discussion
0.36
Prctest- posttest
0.30
1
JI < 0.05.
' 11 < 0.01.
' 11 < 0.001.
'
6-Months
F
Mean
F
41.346•"
5.28
5.24
4.-ll
22.301<
6.94 1•"
5.36
4.14
4.46
6.362'
20.782<
4.91
4.34
3.87
6.1751•
8.798'
3.Q.l
2.60
2.64
1.116
8. IS7r
1.39
0.98
0.85
3.367"
5.03
4.35
3.86
7.184C
22.289'
441
Posttest data for suggested alternatives to smoking favored the skills-building group when compared with discussion and pretest-posttest subjects.
General problem-solving scores at posttest and at 6months were h igher in the skills-building group than
in the other two groups. According to ratings from
an in teractive analog measure, skills-building subjects, relative to discussion and pretest- posttest subjects, at posttest were able to provide more facts
about tobacco use, refuse more ciga rettes, and more
often reward nonsmoking.
Measurement data at final follow-up were analyzed by dependent t-tests within each of the four
groups. From 6to15 months, skills-building subjects
reported more positive attitudes, and posttest subjects reported more negative attitudes toward nonsmoking (Table 2). General problem-solving scores 1
increased from 6 to 15 mon ths in the skills-building
and d iscussion groups. Skills-building subjects, over
the same follow-up period, reported fewer intentions to smoke in junior high and reported stronger
predictions of nonsmoking when adults.
Pretest to posttest percentages of subjects who reported ever smoking rose 1. 9% in the skills-building
group, 5.0% in the discussion group, and 2.5% in the
pretest- posttest group (Figure 1). Percen tages of
subjects who reported ever smoking from posttes t to
6 months d id not change for skills-build ing subjects,
but increased by 4. 9, 5.8, and 5.1 % for the discussion, pretest- posttest, and pos ttes t subjects, respectively. Ever-smoking rates from 6 to 15 months rose
2.4% in the skills-building group, 11.2% in the discussion group, 9.6% in the pretest-posttest group,
T able 2. Changes from 6- to 15-Month Follow-up
Within-group depe ndent I
8.594<
0.98
2.60
0.61
1.116
3.619••
4. 96
4.38
4.90
1.493
9.80 I'
0.62
0.35
0.46
2.852
Variable
Attitudes
toward
nonsmoking
General
problem
solvi ng
Inten tions to
smoke in
junior high
Predictions o(
nonsmoking
when adu lts
•11 < 0.05.
''11 < 0.01.
'I'< 0.001.
Skills
building
Discussion
2.33"
0.51
4.44<
5.22c
Pretestposttest
- 1.06
Posttcst
-2.0-lD
0.60
-0.67
-2.901•
- 1.55
- 0.53
-0,07
2.16"
1.06
1.84
1.34
442
JOURNAL OF ADOLESCENT HEALTH CARE Vol. 6, N o. 6
SCHINKE ET AL.
•
12
•
0- - -0
•-· - · e
O·· ·· · · 0
Sk1lls· bu1ld1ng group
0 1scuss1on group
Pr etes1 -pos ttes1 group
Posttes 1 g roup
10
-g
8
.¥.
0
E
(/)
セ@
Q)
>
w
0
.c
6
3:
(/)
ti
Q)
'E
::J
(/)
/
/
4
/
0
/
Q)
セ@
O>
c:
Q)
セ@
Q)
2
Cl.
0
Pretest
Postt est
10
10
10
Posltest
6 Months
15 Months
6 M onths
Figure 1. Men11 clrnnges for percentnges of subjects wlro ever smoked
from pretest to posttes/, from pastiest to 6 1110111/rs, nnd from 6 to 15
months.
and 11.0% in the posttest group. Noncigarette tobacco use at 15-month follow-up was reported by 4.0%
of skills-building group subjects, by 14.5% of discussion group subjects, by 4.6% of pretest-posttest
group subjects, and by 21.4% of posttest group
subjects .
Discussion
Data from this study support the viability and
efficacy of skills-building methods to prevent cigarette smoking among early adolescents . Sixth graders who received skills-building methods of preven-
tion had higher postintervention scores on smokingrelated attitudes, problem solving, and interpersonal
measures than youths who participated in discussions or youths who received no intervention. Skillsbuilding and discussion group youths knew more
facts about cigare tte use than d id control group
youths a t posttest and at 6-month foll ow-up. Subjects in skills-building and discussion groups outscored subjects in both control groups on a general
problem-solving measure at 15-month follow-up .
Relative to discussion and control group subjects,
skills-building subjects had more favorable attitudes
towa rd nonsmoking at posttest a nd at 6- and 15month foUow-ups, greater specific problem-solving
abilities at posttest and at 6-month follow- up, fewer
intentions to smoke in junior high, and stronger predictions of nonsmoking when adults a t the 15-month
November 1985
follow-up. Oisrussion and pretest- posttest group
subjects more frequently reported ever smoking cigarettes from pretest to posttest than skills-building
group subjects. Ever-smoking reports at 6 and 15
months were lower in the skills-building group with
respect to the discussion, pretest- posttest, and posttest groups. Noncigarette tobacco use was reported
more often at final follow-up by discussion and posttest subjects than by skills-building and pretesil:posttest subjects. Possibly, subjects in the former
two groups were more inclined to experiment with
tobacco than were subjects in the latter two groups.
Our results suggest advantages of skills-building
methods for preventing cigarette smoking among
early adolescents. The multidimensional nature of
smoking in the adolescent years demands multicomponent solutions. Cigarette smoking for young people appears to be the product of affective, interpersonal, physiological, and environmental stimuli (2426). SkHls-building methods can address these stimuli. As evidenced in findings on attitudinal, problem-solving, and interpersonal measures, skillsbuilding methods may allow youths to counter prosmoking urges from within and pressures from without. Youths in the discussion group may have performed less well on outcome measures because they
did not learn cognitive and behavioral skills.
The relative lack of success for discussion group
procedures in altering youths' measured outcomes
warrants elaboration. Perhaps debates for and
against tobacco use in discussion groups increased
subjects' prosmoking thoughts and behavior; or, discussion groups could have contained persuasive role
models to encourage tobacco use (27,28). Alternatively, these groups may have had few powerful
antismoking role models- so-called "cheerleaders,
jocks, and preppies." The presence or absence of
such pro- and anti-smoking role models, unfortunately, was not expressly measured. These explanations therefore remain heuristic. Similarly, positive
changes for skills-building subjects cannot be attributed to distinct intervention components-e.g.,
feedback, coaching, praise- because data were not
gathered on these components (29).
Other limitations of the study are also worth reiterating. Study subjects may not be representative
of the general population of early adolescents. Infrequent smoking across our groups begs the question
of longitudinal changes from our prevention methods. Though saliva thiocyanate results confirmed
subjects' sell-reports, biochemical data were n ot
used in hypothesis testing. These data were used
solely to check self-reports, a nd could be misleading
SKILLS-BUILDING METHODS TO PREVENT SMOKING
443
because thiocyanate can be present in foods and in
ambient smoke (20,23,30-32).
The study's methods, measures, and data fail to
address the role and relative strength of potentially
important predictors of adolescent tobacco use.
These predictors include such factors as socioeconomic status, youths' academic success, athletic interests, and concerns over weight control. Moreover,
group differences in ever-smoking rates from pretest
to posttest could be an artifact of mutual peer support. Youths in the skills-building group may have
reinforced one another for not smoking, thereby enhancing results seen at subsequent measurement periods. Finally, inconclusive differences between our
two control groups shed no light on the issue of test
reactivity (33,34).
More smoking prevention research is needed.
Studies are needed to evaluate prevention methods
with youths at high risk for habitual cigarette use.
These include children whose peers, siblings, or parents smoke; youths likely to quit school; those from
working class, blue-collar homes; and young persons from demographic backgrounds where cigarette smoking is predominant (35- 37). The value of
booster sessions in smoking-prevention programs
also merits study. Regular boosters might combat
ascending rates of cigarette use as adolescents go
through school and into adulthood. Family members
have been neglected in smoking-prevention programs. Mothers, fathers, and siblings are underused
fo r nurturing and sustaining youth's prevention
efforts (38-39). Perhaps the data presented here wilJ
encourage refinements and replications of methods
to prevent cigarette smoking among early adolescents.
This work was supported by Grant CA29640 from the National
Cancer Institute.
The authors thank Virginia Senechal, Thomas Glynn,
Catherine Bell, Cheryl Kelso, and Lois Holt.
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