Environment and Planning A 2013, volume 45, pages 517 – 531
doi:10.1068/a45128
An uncomfortable truth: air-conditioning and
sustainability in Asia
Tim Winter
Institute for Culture and Society, University of Western Sydney, Building EM, Parramatta,
Penrith South DC, NSW 1797, Australia; e-mail:
[email protected]
Received 16 March 2012; in revised form 29 June 2012
Abstract. Over the coming two decades Asia will be the main driver of a 40% increase in
global energy consumption. Ambitions for a more sustainable future in the region are severely
compromised by the widespread and rapid take-up of energy-intensive methods for cooling
the built environment. For the majority of Asia’s countries buildings account for more than
50% of all national greenhouse gas emissions. With around half that energy consumption
typically associated with cooling or heating interior spaces, national carbon footprints
have increased dramatically in recent decades through the introduction of electronic airconditioning. This paper argues such trends are unsustainable and low-carbon alternatives
for environmental comfort are required urgently. It traces shifts in how air has been
‘materially imagined’ over the last century or so in Asia and how this bears upon the future
of sustainable urbanism. Air-conditioning is seen as pivotal to transformations in urban
design and living, such that two phases of modernity are identified: preconditioned and
conditioned. By foregrounding the need for low-carbon alternatives, the paper advocates
for an alternative, low-carbon regime of thermal governance.
Keywords: air-conditioning, Asia built environment, modernity, sustainability
An uncomfortable truth
Any claims and ambitions for more sustainable futures in Asia are severely compromised
by the widespread and rapid take-up of energy-intensive methods for cooling interior
spaces. Over the coming two decades Asia will be the main driver of a 40% increase in
global energy consumption, more than three quarters of which will continue to come from
fossil fuels (Fernando et al, 2008). As elsewhere in the world, for the majority of Asia’s
countries the built environment, through its construction, operation, deconstruction, and
demolition, accounts for more than 50% of all national greenhouse gas emissions (Carroon,
2010). Given that around half of that energy consumption is typically associated with the
cooling or heating of interior spaces, in the case of tropical Asia—much of which experiences
extended periods of hot and humid weather—carbon emissions have increased dramatically
in recent decades through the introduction of electronic air-conditioning (AC) (Li and Yao,
2009). Where once AC was regarded as a luxury, in a few short decades it has become a
highly common technology for regulating the temperature and humidity levels of interior
spaces throughout the region’s tropical and subtropical zones, particularly in cities. With
this trend set to continue, in Southeast Asia the mechanical cooling (and drying) of the built
environment will be a significant factor contributing to a demand in energy that is outpacing
much of the world, increasing from current levels by around 75% by 2030 (IEA, 2009).
Examining the rapid adoption of AC technologies in India, China, and Indonesia, Harold
Wilhite (2009, page 87) notes “changes that took place over many decades in the US and Japan
are happening at a rapid tempo.” If we carry these trajectories forward, their significance
becomes starkly apparent in places like China where it is expected that more than 70% of the
population will live in cities by 2050. Asia’s population will grow by 1.25 billion by 2025,
and more than half will live in cities (UN-HABITAT, 2008). By situating the recent adoption
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of AC in these wider social contexts and trajectories, in this paper I argue that an alternative,
less energy-intensive, climate-control paradigm is urgently needed, one that will contribute
to more sustainable urban futures and forms of socioeconomic development. As Wolfgang
Lauber et al (2005, page 198) state in their contemplations on the future of architecture for
tropical regions:
“ The intensive use of building sites, the stacking of living and work spaces and the increased
density of traffic leads to urban spaces and building structures that are based on American
models from the 1940s and ᾿50s … . The invention of air-conditioning has ensured that
large buildings and high-rises can be supplied with fresh air as well as sufficient cooling
and heating energy. From an environmental viewpoint, the use of 300–400KWh/sqm per
year to provide this technically produced comfort is simply too high.”
Paradigms of built environment sustainability
Before proceeding with this line of argument, it is first helpful to reflect upon the approaches
and responses which currently prevail within, and thus primarily inform, public debates
about built environment sustainability in Asia today. Three key themes are identified: ‘the
component approach’; ‘eco’ or ‘green’ architecture; and ‘sustainability through preservation’.
It will be seen that, whilst these three approaches are highly valuable to debates around
urban sustainability, they are, in themselves, inadequate for dealing with the sociopolitical
challenges which enmesh the rapidly changing built environment of many Asian countries.
Within the fast-growing discourse of sustainable design, efficient and alternative have
been two guiding mantras for reducing the carbon footprint of construction. Accordingly,
much attention has been given to the question of energy production and saving (Russek and
Zimm 2006). The component-based approach to this, largely advanced through the professions
of building sciences and mechanical engineering, has focused on the constituent parts of
building infrastructure such as water treatment systems, HVAC (heating, ventilation, and air
conditioning) systems, and so forth (Atthajariyakul and Lertsatittanakorn, 2008; Hwang et al,
2009; Mui, 2006; Mui and Wong, 2007). In the case of AC a highly technical field of expertise
has emerged, advancing highly scientific, physiological standards of built environment comfort
(Hindrichs and Daniels, 2007; Yik et al, 2001). This has led to prescriptive proclamations about
‘optimum’ temperature and humidity ranges for indoor spaces (Lam, 2000; Tuohy et al, 2010).
And while much attention has been given to making HVAC technologies more efficient in
using existing grid-based power supplies, the search for alternative cleaner, greener energy has
primarily been advanced in tropical and subtropical Asia via solar panel technology. In the case
of both domestic and commercial architecture, this has typically involved introducing in situ
installations, whereby grid-supply electricity is supplemented, or in some cases even replaced.
Equally important have been recent advances in the area of material technologies, with glazing,
concrete, foam, and plastics all being branded as ‘high-tech’, ‘thermally responsive’, or even
‘intelligent’. Mathematical modelling in this area has grown in its level of sophistication, but
it is a paradigm of human comfort analysis that has been critiqued heavily for inadequately
acknowledging a host of social, geographic, and microcontextual variables. Building on the
insights offered by Lisa Heschong in her 1979 book Thermal Delight in Architecture, authors
like Richard de Dear (2006; see also Brager and de Dear, 2007) and Stephen Healy (2008) are
among those who have critiqued what they observe as the new regime of ‘thermal monotony’,
which has spread rapidly across building types and between countries with very different
climatic conditions.
Alongside, and often operating in tandem with this component-based approach has
been the field of ‘eco’ or ‘green’ architecture, which has attempted to forge a more holistic
conceptualisation of design and construction for environmentally responsible and responsive
buildings. The rallying cry of sustainability has given new impetus to the vocabulary of
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‘tropical architecture’, whereby climate-sensitive materials and designs inherited from the past
are combined with new ideas and construction technologies to create structures that require
less energy in their provision of occupant comfort. In their 2006 volume Tropical Sustainable
Architecture, Joo Hwa Bay and Boan Lay Ong (2006) identified both the importance and the
challenge of creating a culture of architectural design appropriate for high-rise, high density
in tropical urban spaces. In the context of Southeast Asia, the ‘eco-skyscraper’ has given the
language of tropical architecture its most spectacular and grandiose form. Architects like Ken
Yeang are among the pioneers in this field, whose ‘bio-climatic’ high-rise designs seek to
offer a solution to an inescapable future of densely populated urban spaces. A philosophy of
ecological design is made manifest through a mix of natural ventilation of spaces, sunshading,
wind-scoops, vertical landscaping, natural lighting systems, and building orientation and
material (re)usage considerations (Yeang, 1994; 2009; Yeang and Richards, 2007).
The third strand of sustainability that can be identified here is one oriented by the philosophy
of conservation, and the maintenance and reuse of the existing building stock. The US-based
architect Carl Elefante is widely given credit for the aphorism “the greenest building is one
that is already built” (2007). What he and other preservation-oriented architects point to
is the need for proper life-cycle assessment models which more realistically consider the
‘cradle-to-grave’ energy properties of the built environment. Indeed, in her notable volume,
Sustainable Preservation: Greening Existing Buildings, Jean Carroon (2010) highlights the
importance of calculating the ‘embodied energy’ of a building in relation to its lifespan.
This notion of embodied energy seeks to capture the environmental debt incurred from the
resource depletion and energy used in construction (page 7). As the service life of a structure
increases, the ratio of embodied to operating energy decreases proportionately. Early
research conducted by organisations like the Advisory Council on Historic Preservation in
the USA in 1979 through to more recent United Nations Development Programme studies
point unequivocally to the significant economic and energy savings that can be made from
the adaptive reuse of buildings. To date the majority of these studies have been conducted in
Western developed countries like Australia, France, Germany, the UK, or the United States.
Given the accelerated speed of construction, destruction, and redevelopment in regions
like Asia—such that buildings often have significantly shorter lifespans than they do in the
urban economies of North America or Europe—locally conducted studies demonstrating
the environmental merits of building conservation and adaptive reuse would offer an important
contribution to the conceptualisation of urban sustainability. The questions about energyintensive electronic cooling methods raised here mean the potential benefits of extending
the lifespan of the existing building stock extend far beyond a reduction in the ‘embodied
energy’, to include sizeable reductions in their ‘operating energy’ too. More specifically and,
as will be detailed here, 20th-century buildings constructed prior to the widespread use of
AC have the potential for making an important contribution to countering or mitigating the
prevailing trends towards increased energy consumption.
In order to achieve such goals, however, in this paper I argue that the questions and
challenges highlighted earlier extend far beyond themes of architectural preservation, or urban
planning and legislation. While the value and urgency of the different approaches outlined
here are readily accepted, I argue that, in themselves, they are not enough. As we have seen,
responses to the challenges of built environment sustainability vis à vis energy in Asia have
focused largely on issues of design, technology, and the materiality of construction. The account
of young people in Singapore by Russell Hitchings and Shu Jun Lee (2008) is among the few
studies of AC conducted in the region oriented by a cultural analysis. Their study productively
reveals connections between cultural and manufacturing shifts in clothing, the transformation
of public spaces such as shopping malls, and the increasing affordability of AC in the home, to
suggest Singaporeans now experience “interlocking layers of human encasement” (page 262).
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Hitchings (2011) also provides an overview of some recent studies in Japan and China that
indicate how the outdoors is now subject to shifting attitudes and habits. As the author notes,
data on such themes are patchy, but there is much to suggest that not only do displays of cool
comfort act as an articulator of class and wealth status, but also “tap into deeper colonial
ideas about forms of embodied civilization and the degenerative effects of living somewhere
hot” (page 175).
The approach adopted here builds on these studies by historically locating both
contemporary practices and norms, and recent debates around architectural thermal comfort.
It does so by attending to the wider social, political, and cultural contexts within which
buildings have evolved, and the ways in which that emplacement has shifted over time. While
many of the examples cited here are cities, the analysis pertains to the built environment
of tropical and subtropical across Asia more generally. The paper is directly informed by
critiques of scientistic comfort prescriptions in other parts of the world by Gail Brager and
Richard de Dear (2007), John Crowley (1999), Simon Guy and Elizabeth Shove (2000), or
Shove et al (2008), all of which are highly pertinent to discussions about the future of thermal
governance of indoor spaces in Asia. However, in aiming to chart such futures more broadly,
the focus here is the various sociocultural shifts that come to bear upon, and in so doing
reshape, the built environment over time; in the making of history. Implicit here then is the
influence of those that have taken similar analytical paths, most notably Gail Cooper (1998),
Elizabeth Shove (2003), and Marsha Ackermann (2002) in their historicisation of comfort,
cooling, and indoor living in regions like Europe and North America over the course of the
20th century.
More specifically, though, I wish to pursue a reading of history that foregrounds air and
its shifting material economies, in order to offset the scientistic, technical approach to built
environment thermal governance, which remains prevalent in Asia today (Hitchings, 2011,
page 180). As such, I draw upon what Gaston Bachelard (1998) and Steven Connor (2010)
have referred to as ‘the material imagination of air’. The propensity of the longue durée to
render change invisible is well understood, but in this context imperceptibility is reinforced
by the very immateriality, the ethereality of that which has now become unsustainable:
cool, dry air. The aim here is to give focus to this immaterial, and to that which very often
remains invisible, unseen, and as such beyond the realm of critical discussion and scrutiny.
In his recent volume The Matter of Air (2010), Connor argues the material-centrism of
both philosophy and science has been matched by an equal unease and discomfort with the
seemingly unpredictably and unreliable immaterial. His work thus seeks to both expose and
address this imbalance through a focus on air and its relation with the material world.
In laying out the analytical approach for making sense of the key shifts in the way air
has been perceived, valued, understood, and materially fashioned, Connor argues we need to
attend to:
“ the ways in which new understandings of the air entered social experience and altered
human experiences of their ways of inhabiting the world … [this is] … not isolating
the air as a specific subject of concern, but with following through some of the ways in
which new apprehensions of the air entered into composition with forms of social life and
imagining” (2010, page 14).
Connor’s historicising of air traces changes in Europe that took place between the
17th and 20th centuries. But it is the technological and social developments of the 19th
century that he looks to as particularly significant moments in the reimagining of air and its
materiality. The invention of gas lighting is cited as a case in point. Connor argues that, in
superseding candles and lamps, gas lighting represented a technology which transformed the
human relationship with light. The illuminating flame and its fuel were now less intimate,
of a greater distance and more abstract. Gas piped underground and behind walls was also
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burnt behind panes of frosted glass that diffused flames into panes of light. Light became
predictable, uniform, and less prone to localised fluctuations. As Connor notes “what had
previously been proximate, iterative and particular was to become remote, absolute and
general” (page 9). In the introduction of electronic AC in Asia over the course of the 20th
century we can excavate a parallel transition. As we shall see, important conceptual and
empirical insights are revealed if we adopt Connor’s analytical frame in accounting for the
various ways in which air has been cooled and dried over the last century or so, a hi/story he
surprisingly passes over.
Preconditioned modernity
To render the invisible more visible it is helpful to differentiate between two distinct, albeit
overlapping, phases of a modernity in Asia, what I want to refer to here as the preconditioned
and conditioned. In their conceptualisation and historical dating, modernity, modernism,
and the even more circumspect notion of the ‘modern world’ are inherently contentious and
evasive terms. Different fields of scholarship have considered a wide variety of historical
trends, ruptures, and turns—in manufacturing, architecture, literature, art, technology,
religion, or philosophy—in order to proclaim the arrival (and subsequent death) of modernity
and the modern. A detailed exploration of modernity in Asia is beyond the scope of this
discussion. It does, however, form an important backdrop to the emergence of a ‘modern’
built environment and architectural form in the region. Greater attention is now being paid to
the complex processes by which modernism and modern modes of construction and design
ideas emerged in Asia (Lim and Chang 2012; Lu, 2011). A more detailed picture is emerging
of how the modern emerges in different ways in different places and over different timespans.
The arrival of new technologies, shifts in political systems, economic transitions, freak
encounters, the incorporation of new ideas, and so forth all mean the history of a modern
idiom for the built environment, and what might be identified as modernism, is chaotic,
haphazard, and largely incoherent. Nonetheless, some key patterns and milestones provide
greater clarity to the story of particular countries and regions.
Jeffrey Cody (2003) and Edward Denison and Guang Yu Ren (2008) are among those
that trace key transformations in the built environment and the arrival of Modernism in
China from the mid–late 19th century onwards. Together they highlight a series of external
influences that would have a catalytic affect on Chinese society, creating a series of political,
social, and intellectual shifts which would bear upon architecture and the planning of cities.
Throughout much of China traditional forms of construction relied heavily on wood. Although
masonry and brick were used extensively, they were primarily the material of walls, bridges,
ceremonial sites, and monumental structures. Tradition-based architecture was, in the main,
designed around load-bearing wooden columns and beams. Interior spaces were created by
linking together units ( jian) of four columns with interlocking horizontal beams. As Denison
and Ren state, “timber was abundant, cheap, easy to work, flexible, strong, pleasing to the
eye, and tactile. The one thing it lacked was permanence” (page 19). They suggest, however,
that, as the 19th century progressed, the construction and design of buildings began to alter in
significant ways. Engineers would lead the way through the incorporation of metal, concrete,
and glass. Ideas would arrive from Europe and, as Cody (2003) highlights in substantive
detail, from the United States. China’s Treaty Ports would undergo the greatest changes,
as engineers, both foreign and domestic, set about building roads, railways, bridges, power
stations, and transforming their urban centres with cement.(1) At the beginning of the 20th
century the American skyscraper ‘invaded’ countries across Europe, Central America,
Africa, and East Asia. It was a form of construction that came to increasingly rely upon the
marriage of steel and concrete. At first steel skeletons would be clad with concrete walls.
(1)
See Denison and Ren (2008, page 47) for further details.
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Subsequently, though, the idea of steel ‘reinforced’ concrete delivered significant advances
in strength and load-bearing capacity.
The first architects in China came from engineering backgrounds. But equally important
was the boom in factory construction, the development of such large-scale, industrial
designs, and the mass production of the technologies and materials required to build them.
The country’s first cement factory was established in 1882 in the town of Qinzhou, near
Macau, with others following shortly afterwards (Denison and Ren, 2008, page 59). The
arrival of foreign architects and engineers would greatly accelerate the speed and scale of
industrialised urbanism, a landscape characterised by multistoried reinforced concrete and
great expanses of glass. Shanghai’s first office building constructed entirely from reinforced
concrete was completed in 1908. The Shanghai Mutual Telephone Company Ltd would rise
six stories, but the take up of steel frame, reinforced concrete designs in the years thereafter
would lead to skylines of taller, lighter and ever more efficient buildings across a number of
Chinese cities (page 64).(2) Crucially, with all such construction taking place in a pre-AC era,
designs continued to incorporate ideas about natural ventilation and shaded interiors wherever
possible. Fans and clothing also continued to be important variables in the maintenance
of thermal comfort. Traditional forms of clothing remained prominent in the workplace;
reflecting seasonal and climatic fluctuations, with natural, lightweight fabrics being the
common attire of hot and humid office spaces (Tsang, 2002).
Throughout much of Asia there is also a long tradition of fanning, which remained
prevalent through the early decades of the 20th century. China and Japan in particular have
long traditions of hand fans, with frames made from bamboo, wood, or ivory supporting
blades of feathers, paper, and silk (Iröns, 1982a; Tsang, 2002). Although China is credited
with designing the earliest hand fans, the invention of the folding fan, somewhere between
the 2nd and 6th century AD in Japan, brought about a revolution in how they were carried
and used as everyday, personal items (Iröns, 1982b, page 40). The personal fan would also
be accompanied by the ceiling fan. While the spread of such technologies is difficult to
historicise, we do know the punkah—a term denoting a swinging blade system attached
to the ceiling—is associated with Arab culture. At some point in the 18th century the Indian
subcontinent adopted the technology, with the punkahwallah becoming a feature of colonial
rule. The wallah, or servant of the house, would operate a pulley system to maintain the flow
of air in the room.(3) While the arrival of electricity enabled ceiling and desk fans to become
more efficient and regular, cooling throughout the first half of the 20th century was still a
process of moving air, rather than introducing new cooler, dryer air into the room. Fanning,
both electric and manual, thus remained localised, directional, momentary, and a perceptively
sensorial experience.
As a parallel to China, transformations in India’s built environment at the beginning of the
20th century were also heavily shaped by the ideas and technologies of foreign engineers and
architects. British rule played a definitive role in defining the styles, designs, and construction
methods, which together constituted modernism in cities like Delhi, Calcutta, and Bombay.
The formation of an Anglo-Indian architecture was most monumentally realised in Edwin
Lutyen’s designs for New Delhi. Characterised by their neoclassicist style, parliament buildings
and government offices for the new capital incorporated various features from traditional
Indian architecture. Although built on an altogether different scale, the colonial bungalow
offered another example of the Anglo-Indian style of architecture that emerged under the
British. As Anthony King (1984) highlighted, the constant reinvention and reproduction of
(2)
Also see Cody (2003, chapters 1 and 2) for further details.
A less technologically advanced, hand-held version of this involved the wallah holding a fan of large
feathers bound to a handle.
(3)
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the bungalow in different contexts meant it became one of the most recognisable examples
of what latterly came to be known as ‘tropical architecture’. Accordingly, Margaret Purser
(2003, page 295) notes:
“ From these early roots, the bungalow as colonial administrative form moved out to
encircle the globe … its evolution continued to exhibit the simultaneous expression of
British cultural identity, and of a rapidly expanding body of adaptive knowledge about
how to build and live in structures in tropical climates … . The buildings were raised on
posts to avoid insects, disease, and rot; rooflines were modified to alleviate the oppressive
heat of the metal roofs; ceilings rose, and interior rooms themselves became larger.”
It took some time for European architects to learn how to build and design for the cultural
and climatic conditions of tropical and subtropical Asia. Indeed, considerable scholarship
has been dedicated to the ‘evolution’ of the ‘tropical architecture’ typology, one that came
to be increasingly oriented around verandahs, overhanging rooflines, perforated screens,
as well as an accumulated knowledge of the need to design in accordance with orientation,
shade, cooling breezes and water (Coles and Jackson, 2006; Fathy et al, 1986; Ford et al,
1998; Fry and Drew, 1964). More recently, however, by attending to the connections between
politics, governmentality, and technological advances that existed across great distances,
authors like Jiat Hwee Chang (2011) have offered new insights for interpreting this form
of colonial and tropical architecture as an unfolding ‘situated knowledge’. At the beginning
of the 20th century in India this vocabulary for building in the tropics was infused with the
design motifs of Art Deco. Houses, apartment buildings, and civic structures all included
flat roofs, cylindrical external staircases, curved verandahs, pastel colours, and various
decorative motifs familiar to the Art Deco movement elsewhere. But as Jon Lang (2002)
points out, experimentation and the importation of new design themes and ideas were not
merely dependent upon foreign architects and engineers. Between the two world wars cities
like Mumbai and Delhi were transformed by avant-garde Indian designers, who playfully
incorporated decorative motifs popular in the United States and Europe. Interestingly,
by the 1930s Art Deco increasingly expressed a sense of Indian Modernism, through the
incorporation of local cultural themes and traditional design elements. For the country’s
more strident nationalists, however, it was an architectural trajectory that represented
yet another form of cultural imperialism. An important response was The Modern Indian
Architectural Movement, which took hold across a number of regions and cities. Tradition
and past architectural styles were explicitly referenced in the creation of a new, present
Indianness, such that the modern built landscapes of cities would be the source of pride and
identity (Lang, 2002, page 25). In cities like Hyderabad the symbolism of tradition drew
heavily from an Islamic architectural heritage. However, under the guidance of the architect
Sris Chandra Chatterjee, The Modern Indian Architectural Movement was clearly Hindu;
influenced heavily by the principles of the swadeshi movement of the early 20th century and
the canonical texts it referenced. The language of revivalism and ‘Indian principles’ did not,
however, negate the incorporation of new construction ideas and technologies. Chatterjee
extensively used modern materials such as concrete in his buildings. Nonetheless, his ideas
steadily came to be seen as retrogressive and out of step with the directions of mainstream
modernism, and, crucially, the political ambitions of figures like Nehru, who in the 1950s
gave his support to a radically different form of architecture, that of the steel, glass, and
reinforced concrete of Le Corbusier.
Indeed, during those mid-century years of Independence across South and Southeast
Asia architecture and urban planning were the vanguards of ambitious claims of national
sovereignty and progress. In Cambodia, for example, from 1953 onwards Norodom Sihanouk
channelled his vision of a modern, independent nation into a particular style of urbanism,
coined ‘New Khmer Architecture’ (Grant Ross and Collins, 2006; Lim and Chang, 2012).
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Conceived at a time when air-conditioning was prohibitively expensive to install and run,
this predominantly public and commercial architecture was designed to facilitate airflow and
natural cooling to counteract the tropical heat. The chief architect of this movement, Vann
Molyvann, undertook carefully planned, well-considered research, referencing the various
Cambodian urban centres of the past 2000 years (Vann, 2003). The heritage of these longlasting, structured societies was one of the reference points for the development of a style of
architecture and planning that would form the physical environment for new urban centres
intended to be of comparable greatness. Cooling features such as the iconic, fanned concrete
roof tops, and double-brick walls shielded Vann Molyvann’s buildings from the tropical heat.
Many buildings were raised on stilts, consistent with Cambodia’s premodern vernacular
architecture. Windows were positioned in order to avoid the path of the sun. The use of stilts,
also demonstrated his regard for the practical heritage of cooling found in the Cambodian
vernacular. These implementations of local knowledge were combined with innovations
enabled by modern scientific research: techniques gained by Vann Molyvann, along with a
modern aesthetic, while studying under Le Corbusier in Paris.
Lai traces a similar story for postindependence Malaysia, where a nascent national
architecture was energised by architects and engineers returning home from training
and employment overseas. Lai (2005; 2007) sees concrete—narrated as both metaphor and
construction material—as pivotal in Malay proclamations of freedom and independence
(merdeka). The construction of large buildings, civil engineering projects, and monuments
enabled the state, the nation, its territory, and its ideals to take on an embodied, tangible form.
But, as Lai points out, it was the very physical properties of concrete that were instrumental
in realising a bold, radically new statement of political intent.
Panning back out then, what we see across Asia in the first half of the 20th century
is a steady shift towards the adoption of new technologies and facilities for large-scale
construction, new idea(l)s about architecture, urban planning and the role of cities, as well
as the uptake of new building materials that dramatically transformed the scale and form of
the built environment. As the decades advanced, a modern construction industry was also
increasingly defined as such through the standardisation and modularisation of its systems
and resources: a process Sigfreed Giedion (1970) so eloquently documented in 1948. But it
was only from around the 1930s onwards that such processes began to shift in accordance
with the exciting possibilities afforded by electronic AC. At first, and right through to the
1950s and 1960s, the uptake of AC was slow and it remained a rare technology due in
large part to its extremely high installation, operational, and maintenance costs. The real
beginning of the end of the preconditioned modernity as outlined above, however, came
in the 1950s with the arrival of a more technoscientific language of climatic design in the
United States. Chang (2011, pages 224–225) argues the development of reliable, sciencebased climatological and meteorological data at that time provided a basis for a new paradigm
of architectural practice. It would be some years before the instruments for collecting the
indices of climate—like wind speed or effective temperature—would be in common usage
across different parts of the world. Nonetheless, a new science of thermal comfort was now
filtering outwards from the US, one that divided the world into certain ‘zones’, with the
tropics being subcategorised into three principal climatic types: warm and humid; hot and
dry; and upland (page 226). Design guidelines for a new science of architecture for these
regions would soon follow.
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Conditioned modernity
“ Air-conditioning was a most important invention for us, perhaps one of the signal inventions
of history. It changed the nature of civilization by making development possible in the
tropics. Without air-conditioning you can work only in the cool early-morning hours or
at dusk. The first thing I did upon becoming prime minister was to install air conditioners
in buildings where the civil service worked. This was key to public efficiency.”
Lee Kuan Yew (2009, page 120)
The precise origins of electronic AC in Asia are difficult to trace. As an emergent technology
in the decades of the mid-20th century, its high costs meant it was frequently associated with
spaces of luxury. International hotels were among its early proponents, creating temporary
respites of comfort from the heat and humidity of the tropical climes. In marked contrast to
fanning instruments, the electronic conditioning of air moved the provision of comfort to the
background, whereby its technologies were removed from view, hidden behind surfaces;
and in cases where whole buildings, rather than just individual rooms, came to be cooled,
comfort was ‘plumbed’ in via channels and ducts that led back to a central source. For
the first time, then, the ability to chill and dry the air of an entire, enclosed interior meant
bodies were able to dwell in and move about spaces of evenly distributed, nondirectional
thermal regulation. But the effect of AC was far more than merely an act of disappearance.
Its transformative properties become manifest if we look at the ways in which it enabled new
social practices and rhythms. In the case of Singapore, Lee Kuan Yew’s admiration of the
technology as one of the “signal inventions of history” related to the benefits it delivered in
workplace efficiency. Quotidian and annual routines such as siestas and hill-station retreats
were interruptions in the Southeast Asian work-day that could be removed through electronic
cooling. The maintenance of ‘optimum’ temperature and humidity levels throughout the day
was also linked to productivity gains, and a marked increase in the attractiveness of cities
like Singapore to expatriates originating from temperate climates. But, as with laptops, the
penetration of AC into the home also meant these became sites of efficiency gains, wherein
uninterrupted sleep was the backbone for a more productive workforce (Rijal et al, 2009;
Wyon, 2004). It was a powerful logic that saw the work, leisure, and homely environs of daily
life increasingly move indoors, and the widespread emergence of what Connor has referred
to as “the many enclosures of the air, artificial atmospheres and sealed environments” (2010,
page 19). In this respect, what we begin to see in the second half of the 20th century is a
series of sociocultural changes in how air, and associated notions of climate, atmosphere, or
environment, were understood and materially fashioned.
As both the equipment and cost of electricity decreased in relative terms, HVAC systems
and domestic AC units became an increasingly common feature of commercial and domestic
buildings across the tropical regions of South and Southeast Asia from the 1960s onwards.
Right across the Asia region conditioned modernity gave a new legitimacy to glass as
a construction material. The mechanical cooling of interiors enabled glass to evolve from
merely being used for windows to being the material of entire walls, and most significantly
the facades of office and retail architecture. The adoption of this new ‘light’ architecture was
most apparent in the design of Asia’s skyscrapers, where glass began to replace concrete for
their outer skins from around the 1970s onwards. Indeed, in the case of many high-rise towers,
glazed facades involved the removal of window openings as interiors were hermetically sealed
in the name of ever more precise climatic regulation. In effect, glass had become a pivotal
construction material of a conditioned modernity, at once bringing nature indoors in a visual
sense, yet simultaneously withholding it in other ways. As studies of modern architecture in
Asia have shown, the adoption of glazed facades and roofs to visually ‘open up’ otherwise
dark interiors by architects closed in their inhabitants by separating atmospheres, dividing the
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controllable from the uncontrollable (Cody, 2003; Grant Ross and Collins, 2006; Zhaoye and
Yaodong, 2000).
Interestingly, where AC has enabled a ‘lighter’ architecture it has also made possible a
culture of heavier furniture and furnishings. AC has underpinned a transformation in interior
design in regions like Southeast Asia, in that previously climate-sensitive furniture designs
and materials employed to allow ventilation and the dissipation of heat away from the body
have been replaced by deep-pile cushions and heat-retaining textiles. In the last thirty years
or so, the adoption of AC has been closely followed by a style of furnishing more familiar
to the temperate climates of Europe and North America. More specifically, with the ‘West’
continuing to act as the principle point of reference in the material culture of ‘modern’ living
in Asia, items like duvets, mattresses, and living room seats filled with insulating feathers
and foams are symbolically coded and circulate and often act as the focal point of desires and
aspirations. Indeed if we recall Shove’s (2003) arguments concerning the historical trajectories
of comfort and luxury, we are reminded how sinking and snuggling into the soft, malleable
fabrics of home furnishings become the embodied practices through which modern, middleclass urban life is marked, felt, and lived; a symbolic, sensory dyad enabled by and dependent
upon electronic AC. It is now common practice for residential property developers across
Asia to foreground such furnishings, together with thick window curtains and carpeting,
as the signifiers of ‘luxury’ or ‘contemporary living’. Lifestyle and home magazines like
Dwell Asia or Home and Style offer a very similar aesthetic, gently conditioning their readers
to hold certain aspirations and ideals (see, for example, http://www.homeandstyle.com.sg/
index.php/home-decor/163-river-valley-apartment; see also http://dwellasiamag.com).
In a few short decades AC has also had a profound transformative affect on the clothes
of Asia. Across the region the history of clothing is one deeply rooted in local climatic
conditions. AC not only removed the logic for such forms of dress, but also facilitated the
introduction of new forms of clothing, most notably the Western business suit. In thousands
of offices across Asia the standard business attire for both men and women has become the
dark-coloured suit made from heavy cotton or wool. In keeping with international business
attire, men wear the polyester shirts and ties more suitable to temperate climes. But perhaps
most intriguingly, AC has also transformed the material imagination of the body itself in
such contexts. As Gwyn Prins (1992) identified in the case of the United States, the modern,
professional body is one free of perspiration and odour. Water, excreted from the skin, is
now out of place in the modern workplace in cities like Phnom Penh, Beijing, and Mumbai;
sweating after all clearly signals losing one’s cool. Despite the year round temperatures
of cities like Singapore and Kuala Lumpur, AC has deemed the productive human body of
postindustrial, knowledge economies to be clean, dry, and free of any signs of climatic
response. The issue of clothing points towards a larger cultural history of the body under
the conditions of late modernity, and various threads related to this—beyond the scope
of this paper—warrant pursuing. The climatic inflections of food in Asia, for example, is
particularly intriguing. Many countries have long classified fruits, vegetables, and other
food items according to their ‘heating’ and ‘cooling’ properties. Papaya and mango are
typically regarded as hot, with most other fruits, particularly juicy and sour ones, considered
cold (Van Esterik, 2008). The degree to which this food heritage will fade in the face of
eating habits that increasingly take place in climate-controlled interiors remains to be seen.
Stepping back from these various examples, I wish to suggest then that, together, they
add up to two broad trends—what might provocatively be referred to as ‘epidemics’—which
have now secured a firm hold across many of Asia’s societies, particular in the hot and humid
countries of Southeast Asia. The first is the widespread, and somewhat viral like, emergence
of electronic AC as a powerful socioeconomic and technological complex, one that now
both breeds and sustains itself as a seemingly vital component of contemporary life. Many
Air-conditioning and sustainability in Asia
527
activities still take place outdoors, and architectural features like the shaded courtyard and
terrace remain part of the modern built environment idiom (Chang, 2007). The outdoor foodcourt, for example, remains a vital space of urban sociality in Southeast Asia. However, as
the 20th century came to a close, it was apparent that modernity was increasingly becoming
enclosed, whereby many of the aspirations, desires, ideals, and activities of modern urban
life and urban culture had shifted indoors. In many cities, ideas of public space underwent
a transformation, and the contemporaneous rise of consumer economies meant the indoor
shopping mall came to the fore as the rarified ecosphere of modernity. In the creation of
the other ‘modern’ spaces of public leisure—cinemas, restaurants, hotels, and galleries—
designers and architects created a new world of indoor capitalism predicated on comfort
and convenience. Today, the amount of networked, seamlessly cooled space is continuing
to expand rapidly, meaning that, if desired, residents of Bangkok, Shanghai, Bangalore, and
Singapore can now move between the office, classroom, home, restaurant, shopping mall,
and other climate-controlled environments with minimal exposure to the ‘outdoors’. In the
region’s less developed countries, public trains, buses, and taxis all signal their status and
affordability through a classificatory system of ‘non-AC’ and ‘AC’.
Such trends also speak of a second, and closely related, phenomenon that has emerged
in recent decades, that of a subtle, yet discernible, form of agoraphobia. As a term, ‘the
outdoors’ has always had somewhat vague connotations, but in recent times it has come to be
increasingly burdened by anxieties of its vagary. Like elsewhere in the world, in Asia there is
a growing fear about the outdoor environment (see Hitchings, 2011). For many, the outdoors
has become a space of contamination and risk, whereby science and associated cultural shifts
have rendered air pregnant with concerns about pollution, crime, vector-borne diseases, skin
cancer, ageing, and bodily discomfort and impurity. The menace of the mosquito endures, for
example, with stories of Dengue Fever or Malaria outbreaks continuing to give a seasonal
rhythm to news reporting. Fears and anxieties are often particularly acute in Asia’s cities,
where industrial-scale air-borne pollutants mix with dense populations to create a concoction
of deadly haze, smog, and disease carrying water droplets. The cultural and etymological
lineage of today’s crowded streets in Shanghai, Jakarta, and Hanoi brings us back to the
Agora, or ‘places of assembly’, of ancient Greek city states. They all share the chaos of
densely packed open spaces, and the squeezing and bumping of bodies in confined gathering
places. Inhabiting public space is to be walking, commuting, dwelling in the crowd, and
whilst many in Asia today continue to live and work in densely occupied indoor spaces as
well, a sense of privacy, security and comfort therein arises from the proximity of the familial
and familiar. Of course, this is not to say that in cities as diverse as Singapore, Chennai, or
Osaka public and private life is now practised entirely indoors; restaurants continue to offer
outdoor dining facilities, outdoor sports remain popular and sitting on the balcony or terrace
is still a popular way to keep cool on a hot, humid evening. Many people continue to move
back and forth between indoor and outdoor spaces in their day-to-day movements across
the urban landscape. My argument here is not that the conditioned modernity is a totalising
one. It is, like all modernities: incomplete, always in a state of becoming, and a process that
inherently produces countermovements and the interstitial spaces that foster alternatives to
the dominant paradigm. But it is to this broader trend that I wish to point, a process where
an increasing number of daily activities in Asia are moving indoors; a rapid and broad-based
shift towards ‘hermetic’ interior spaces, ones that are both conceived and perceived as safer,
more hygienic, more convenient, and of course more comfortable than the outside world.
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Conclusion: towards an unconditioned modernity
The possibilities and limitations for a more sustainable built environment thus need to be
seen through this prism of inhabited spaces. Indeed, what I have suggested here is that the
electronic cooling of interiors in Asia in recent decades has been far more significant than
merely a feature of building technology, and instead should be read as the catalyst for a
new form of built environment modernity. Little research has been done historicising the
transformative effect of AC in Asia vis à vis everyday norms of comfort, the transformation
of public–private spaces, or the popular practices and rhythms associated with maintaining
bodily comfort. This situation lies in contrast to regions like Europe and North America,
wherein such histories have been traced more fully in recent years and the sociotechnical
assemblies insightfully analysed (Ackerman, 2002; Arsenault, 1984; Cooper, 1998; Gissen,
2006). In considering the global rise of AC, authors like Shove and Wilhite assert the need
for approaches to thermal comfort that unlock us from the AC paradigm, and the urgency
of less energy-intensive approaches that respond to, and build on, local climatic and
cultural conditions. Nowhere is this more urgent than in Asia, where the speed and scale of
socioeconomic development continue to outpace much of the rest of the world.
The wholesale transformation of the material imagination, and the material experiences
of air in the region presents major obstacles for extending the lifespan of buildings that fail to
comply with the demands of today’s AC paradigm. If a more sustainable built environment
is to be developed in Asia, we need to move towards a more unconditioned modernity. By
unconditioned I am not advocating a position of abolishing AC, a proposal that would be
rightly met by a rebuttal of naivety. Rather it is a proposition concerning its decentring in the
name of creating alternative, low-carbon trajectories of thermal governance. To be clear, by
unconditioned (rather than non), I am arguing for a questioning of AC as a (pre)condition of
modern urban life, rather than proposing its exclusion. An unconditioned modernity seeks to
unhook AC as the axial technology and culture of indoor living. It gives greater attention to AC
as a highly pervasive sociotechnical system, which, much like the car, ‘locks in’ everyday
path dependencies that have unforeseen and unpredictable influences and impacts (Abbott,
2001; Dennis and Urry, 2009).
The invisibility and intangibility of air is a significant factor in its absence from public
debates about climate change and sustainability. Air too often remains in the unconscious
background, far beyond the robust, critical debates about the material world. An unconditioned
modernity is one where this imbalance is better addressed, where understandings of the climate
of the everyday, quotidian are pursued much more rigorously. Following Hitchings (2010), it
is a move towards reflecting upon those routines and social practices that can easily become
unthinking. The themes explored here illustrate how the discussion of cooled interiors also
extends out to questions about furniture, clothing, furnishings, and the politics of the body.
Certain assumptions and norms about these now have to be reassessed and destabilised, in
ways that open up alternatives to electronically conditioned interiors. To achieve this we
need to revisit the prevailing thermal governance paradigm which has now taken hold across
many of Asia’s cities, exploring where and when less energy-intensive alternatives to AC
might be implemented. This means, more specifically, attending to the institutions and social
mechanisms by which expectations and norms of bodily thermal comfort are created, and
harnessing the opportunities for the introduction of low-carbon, tradition-based alternatives
to electronic AC.
Indeed, there is real benefit in gathering together and highlighting the material culture
of tradition-based, low-energy thermal cooling and comfort in a way that reveals the
interconnections and mutual dependencies of different histories of tropical architecture and
passive cooling design (including vernacular, colonial, and early-modern architectures), hot
climate furniture and clothing, low-energy environmental technologies (sun shading and
Air-conditioning and sustainability in Asia
529
ventilating devices, such as blinds, ventilators, and fans), the fabric and design of outdoor
spaces, and traditional uses of nature as an agent of cooling (eg, water and vegetation).
Moreover, such histories can be combined with a more rigorous understanding of traditional
non-AC comfort practices, habits, and rhythms, whereby histories of bathing, working,
resting, shopping, or the quotidian rhythms of movement around the cooler spaces of home,
and between home and other urban spaces, are seen in relation to one another and material
culture. Of critical importance, though, is constructing a conceptual frame for critically
appraising the possibilities and obstacles for maintaining and reinserting such tradition-based
alternatives within the current energy-intensive, climate control paradigm. Understanding the
technical, architectural, political, legal, financial, and cultural factors, which together bear
upon built environment sustainability vis à vis thermal comfort, is vital if we are to better
anticipate where and when less energy-intensive alternatives to AC might be implemented.
As John Urry has recently argued, to address the challenges of climate change we need to look
to the possibilities and unlikely sources of “low carbon innovation” that overcome today’s
“governance catastrophes” (2011, pages 106–138). An unconditioned modernity probes such
questions and possibilities. It is a modernity that revisits the fan, allows the air to move again,
and questions our rising phobia about the outdoors.
Put simply, if we are to alter the current path of electronic conditioning we need to open
up a new material imagination of air, and redefine how the air is imagined in material terms.
Built environment sustainability is much more than the technical questions of design and
engineering. Indeed, what has been revealed here is that, while it is recognised that efforts
towards sustainable building design and ‘green’ architecture have clear environmental
benefits, if the ambitions of architects, designers, and visionary bureaucrats are to be realised
a much wider debate is required, one that takes us back and forth, in and out of the material
and social, the tangible and the intangible. Only then can more critically engaged, multivector
discussions about built environment sustainability have the air they need to breathe.
Acknowledgments. This research was supported under Australian Research Council’s Discovery
scheme, “Cool Living Heritage in Southeast Asia: sustainable alternatives to air-conditioned cities”,
DP120102448. The author would also like to acknowledge the Asia Research Institute, NUS, Singapore,
which kindly supported an earlier version of this paper for a workshop on ‘Recycling Cities’, August
2011, and the three reviewers who offered very helpful feedback on the paper.
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