Langmuir 2000, 16, 10055-10060
10055
Effect of Microgravity on the Growth of Silica
Nanostructures
David D. Smith,* Laurent Sibille,† Raymond J. Cronise, Arlon J. Hunt,‡
Steven J. Oldenburg,§ Daniel Wolfe,§ and Naomi J. Halas§
Biotechnology Science Group, Microgravity Sciences and Applications Department,
NASA Marshall Space Flight Center, SD-48, Huntsville, Alabama 35812
Received May 3, 2000. In Final Form: August 30, 2000
The effect of microgravity on the growth of silica nanoparticles via the sol-gel route is profound. In four
different recipes that typically produce silica nanoparticles in unit gravity, low-density gel structures were
instead formed in microgravity. These observations suggest that microgravity reduces the particle growth
rate, allowing unincorporated species to form aggregates and ultimately gel. Hence microgravity favors
the formation of more rarefied structures, providing a bias toward diffusion-limited aggregation. Moreover,
these results add to evidence that the growth of silica nanoparticles occurs not simply through monomer
addition but by the attachment of smaller primary particles and aggregates.
Introduction
The process of the formation of structures from coagulating ensembles is fundamentally important since the
collective behavior of the constituents often results in
dramatically improved or unusual mechanical, thermal,
chemical, and optical properties. Examples include colloidal dispersions, sol-gels, thixotropic clays, liquid
crystals, ferrofluids, and colloidal crystals, which span
the order parameter from random to quasi-fractalline to
highly ordered (yet tenuous) crystals. These structures
are typically characterized by weak collective interactions
that result in mechanical softness and sensitivity to
thermal fluctuations.1 Hence their formation is highly
sensitive to gravity-induced perturbations such as flowinduced shear, sedimentation, convection, and hydrodynamic pressure. In this study we examine the effect of
microgravity on the formation of silica structures, specifically particles and gels.
There is previous evidence that the formation of this
“soft” matter is altered in microgravity. The first commercially available products from space (still available
from NIST) were the monodisperse latex sphere standards
of Vanderhoff et al., who demonstrated that emulsion
polymerization of latexes in space resulted in better
monodispersity, increased uniformity, and reduced coagulation.2 In addition it has been hypothesized that in
unit gravity, buoyancy-driven fluid flows and sedimentation deleteriously perturb sol-gel substructures prior to
gelation, and these perturbations are “frozen” into the
resulting microstructure.3,4 Hence, sol-gel pores may be
expected to be smaller, more uniform, and less rough when
* To whom correspondence should be addressed: (256) 544-8762
(fax); (256) 544-7778 (phone);
[email protected].
† Universities Space Research Association.
‡ Lawrence Berkeley National Laboratory, Energy and Environment Division.
§ Department of Electrical and Computer Engineering and
Department of Chemistry, Rice University.
(1) Rajagopalan R. In Ordering and Phase Transitions in Charged
Colloids; Arora, A. K., Tata, B. V. R., Eds.; VCH Publishers: New York,
1996; p v.
(2) Vanderhoff J. W.; El-Aasser, M. S.; Micale, F. J.; Sudol, E. D.;
Tseng, C. M.; Sheu, H. R. Polym. Prepr. 1987, 28, 455; Mater. Res. Soc.
Symp. Proc. 1987, 87, 213.
(3) Noever, D. A. Microgravity Sci. Technol. 1994, 3, 14.
formed in microgravity. Wessling et al.5 have reported
that the formation of polyurethane foams in low gravity
reduced the average void size, increased the pore roundness, and narrowed the standard deviation in pore size.
Using a shadowgraphic technique, Leontjev et al.6 observed fluid flows due to convection and sedimentation
during the formation of polyacrylamide gels and deduced
from electrophoretic separations that the resulting pore
size distributions were narrower for gels formed in
microgravity. More recently Zhu et al.7,8 have shown that
colloidal crystals of poly(methyl methacrylate) (PMMA)
formed in microgravity are an order of magnitude larger
and that completely different polymorphs can result.
Okubo et al. have studied the kinetics of the formation of
colloidal silica particles (both from aqueous silicates and
from alkoxides) during parabolic aircraft flights (∼23 s of
microgravity per parabola) using dynamic light scattering
and transmission measurements and have found that the
formation rate of silica particles is considerably reduced
in microgravity.9
Stable silica nanoparticle dispersions may be formed
either by polymerization of silicic acids in an aqueous
system or through hydrolysis and condensation of silicon
alkoxides (the sol-gel or Stöber route). These two routes
are distinguished from one another by the mechanism of
particle formation. Comparison of nuclear magnetic
resonance (NMR) spectra obtained from Ludox, a commercial aqueous silicate, with acid-catalyzed silicon
alkoxides has demonstrated that solutions of the former
are dominated by monomers and tetrafunctionalized
(4) Sibille, L.; Smith, D. D.; Cronise, R. J.; Noever, D. A.; Hunt, A.
J. Proceedings of the Space Technology and Applications International
Forum, 1st Conference on Commercial Development of Space, Albuquerque, NM, January 7-11, 1996; American Institute of Physics:
Woodbury, N.Y., p 451.
(5) Wessling, F. C.; McManus, S. P.; Mathews, J.; Patel, D. J.
Spacecraft Rockets 1990, 27 (8), 324.
(6) Leontjev, V. B.; Abdurakhmanov, Sh.D.; Levkovich, M. G.
Proceedings of the AIAA Microgravity Science Symposium, Moscow,
May 13-17, 1991; AIAA: Washington, DC, p 274.
(7) Zhu, J. X.; Li, M.; Phan, S. E.; Russel, W. B.; Chaikin, P. M.;
Rogers, R.; Meyer, M. 3rd Microgravity Fluid Physics Conference, 1996;
American Institute of Physics: Woodbury, N.Y., p 397.
(8) Zhu, J. X.; Li, M.; Rogers, R.; Meyer, W.; Ottewill, R. H.; STS-73
Space Shuttle Crew; Russel, W. B.; Chaikin P. M. Nature 1997, 387,
883.
(9) Okubo, T.; Tsuchida, A.; Kobayashi, K.; Kuno, A.; Morita, T.;
Fujishima, M.; Kohno, Y. Colloid Polym. Sci. 1999, 277, 474.
10.1021/la000643s CCC: $19.00 © 2000 American Chemical Society
Published on Web 12/02/2000
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Langmuir, Vol. 16, No. 26, 2000
species, whereas di- and trifunctionalized species dominate
for alkoxides.10 Moreover, comparison of small-angle X-ray
scattering (SAXS) measurements of Ludox with acid- and
base-catalyzed alkoxides shows that only aqueous silicate
sols are uniform, whereas alkoxides generate fractal
particles.11 As Brinker points out,10 these results illustrate
that sols derived from aqueous silicates are fully hydrolyzed and grow by classical monomer addition resulting
in uniform polymeric particles, whereas sols derived from
silicon alkoxides grow through cluster aggregation and
retain a fractal inner morphology even while the particles
coarsen through surface tension reorganization.
Two distinct regimes characterize particle growth:
diffusion-limited, in which the transport of mass to the
growing structure is the dominant limitation to growth,
and reaction-limited, in which the efficiency of attachment
limits the growth process. These two regimes are universal;
the structures formed in one regime are strikingly similar
even from vastly different material systems.12 In general,
diffusion-limited conditions result in a reduction in the
growth rate because there is a decrease in the frequency
of collisions. Moreover, those species that do collide do not
have the chance to attach in a manner that minimizes
surface energy; i.e., exterior sites are favored. As a result,
aggregates formed in diffusion-limited conditions are
distinguished by lower fractal dimensions. Reactionlimited growth, on the other hand, is characterized by
more compact structures. The sticking coefficient is small
enough that species are able to sample attachment sites
for energetically favorable configurations.
In this study the formation of silica Stöber particles in
microgravity is examined using transmission electron
microscopy (TEM). Microgravity allows diffusion-limited
conditions to persist in recipes that typically are reactionlimited, essentially expanding the parameter space under
which diffusion-limited conditions prevail and providing
us with a snapshot of the aggregation process that would
not normally be accessible. In the case of silica nanostructures, microgravity provides a bias toward diffusionlimited cluster-cluster growth, altering structure formation and generally resulting in lower fractal dimensions.
Methodology
Four different recipes were developed in laboratory preparations using the Stöber method.13,14 Silica Stöber particles grown
on the ground are of good quality in the range 100-700 nm.
However, at certain precursor concentration ratios the particles
are either polydisperse, bimodal, rough, or partially aggregated.
Hence the recipes were carefully chosen to examine these “failure
conditions”, essentially spanning a large portion of the parameter
space over which Stöber particles may be produced. In these
laboratory preparations, the alkoxide was freshly distilled and
the samples were sealed in quartz glass under N2 to prevent
water in the atmosphere from influencing the reaction. The first
recipe (R1) was a control sample chosen to produce the best
possible particles in terms of monodispersity and sphericity. The
second recipe (R2) was chosen to produce the smallest Stöber
particles, which tend to be rough, irregular, and less monodisperse. The third recipe (R3) was chosen to produce a bimodal size
distribution, while the fourth recipe (R4) was chosen to produce
large irregular (nonspherical) particles. TEM images of the
(10) Brinker, C. J. In The Colloid Chemistry of Silica; Bergna, H. E.,
Ed.; American Chemical Society: Washington, D.C, 1994; p 361.
(11) Schaefer, D. W.; Martin, J. E.; Keefer; K. D. In Physics of Finely
Divided Matter; Bocarra, N., Daoud, M., Eds.; Springer-Verlag: Berlin,
1985; p 31.
(12) Lin, M. Y.; Linday, H. M.; Weitz, D. A.; Ball, R. C.; Klein, R.;
Meakin, P. Nature 1989, 339, 360.
(13) Stöber, W.; Fink, A.; Bohn, E. J. Colloid Interface Sci. 1968, 26,
62.
(14) Averitt, R. D.; Sarkar, D.; Halas, N. J. Phys. Rev. Lett. 1997, 78,
4217.
Smith et al.
Table 1. Stoichiometry of Silica Sol-Gel Recipes
recipe
TEOS (mL)
ethanol (mL)
water (mL)
NH4OH (mL)
R1
R2
R3
R4
0.140
0.153
0.446
0.335
4.21
4.59
3.81
3.58
n.a.
n.a.
0.576
0.420
0.654
0.245
0.170
0.665
laboratory-grown particles are shown in Figure 1. The stoichiometry of each recipe is shown in Table 1. Note that only recipes
R3 and R4 contain additional water (the ammonium hydroxide
reagent also contains water).
For the space-flight experiment, each 5 mL recipe was divided
into two parts and loaded into coupled polyurethane (Hydex)
syringes separated by a breakable Parafilm seal to enable mixing
of the reactants. The first part consisted of tetraethyl orthosilicate
(TEOS) and half the ethanol, while the second part consisted of
water, ammonium hydroxide (30% NH3), and the remaining
ethanol. Each batch was also divided into ground and space
samples, which were stoichiometrically identical. The only
difference in the growth conditions between the ground and space
samples was the presence or absence of gravity. The designated
space samples (12 total, 3 per recipe) were then placed in the
Gelation of Sols, Applied Microgravity Research (GOSAMR)
hardware, and activated aboard the space shuttle orbiter (Mission
STS-95) after microgravity conditions had been established. The
GOSAMR hardware, built by 3M Corporation and refurbished
for this experiment, essentially consists of a set of modules, each
of which contains eight coupled syringe cartridges. Upon activation a battery-powered motor-driven lead screw with a reversing
actuator drives the syringe cartridges back and forth, which mixes
the solutions after breaking the barrier seals between them. Upon
return of the flight samples, an ultraprobe sonicator was used
to obtain diluted suspensions of the samples in ethanol, and
these were allowed to evaporate onto carbon-coated copper TEM
grids. TEM images were recorded with a Philips JEOL 2010.
Results and Discussion
Visual inspection revealed that each of the space-grown
samples had formed marginally coherent low-density gels,
and that these gels coexisted in the syringe with regions
of solvent. Ground-grown samples, on the other hand,
remained in suspension. The resulting ground control
particles were slightly different in size and polydispersity
from the laboratory preparations (shown in Figure 1);
presumably because for the ground-grown (and spacegrown) samples the TEOS was not freshly distilled, the
samples could not be sealed under N2 and/or the reaction
vessel was Hydex rather than quartz. TEM images for
recipes R1 and R2 are shown in Figure 2. Note that there
is a dramatic difference between the ground-grown silica
structures and those grown in microgravity. Whereas
growth in unit gravity produces Stöber particles, growth
in microgravity favors loose gel structures. In fact for
recipes R1 and R2 it was difficult to find any Stöber
particles at all in the space-grown samples. However, all
space-grown samples did form gels, and these gels had a
common form and scale that was nearly recipe-independent. The particles making up the backbone of the gel
were elongated with diameters of approximately 10 nm
and lengths of about 50 nm. These gels are similar to the
structures observed by Yoshida, who added a calcium salt
and a sodium hydroxide solution to a polymerizing silicic
acid sol and heated the mixture in an autoclave to effect
nonuniform particle growth.15
For the recipes containing added water, R3 and R4, the
particles making up the gel backbone were slightly wider
and less elongated. In addition, a few large spheres
coexisted with the more prevalent gel structure as shown
in Figure 3. These spheres tended to be smaller (in some
(15) Yoshida, A. In The Colloid Chemistry of Silica; Bergna, H. E.,
Ed.; American Chemical Society: Washington, D.C., 1994; p 51.
Langmuir, Vol. 16, No. 26, 2000 10057
Microgravity and Silica Nanostructure Growth
Figure 1. Four recipes R1-R4, prepared in laboratory glassware.
cases only about half as large) and have much larger size
distributions than Stöber particles formed on the ground.
As shown by Bogush and Zukowski,16,17 the coexistence
of large monodisperse spheres (50-250 nm) with smaller
(∼10 nm) aggregating primary particles implies that the
growth of silica Stöber particles does not occur by the
classical nucleation and growth model, where nucleation
occurs over a span of time limited by the decreasing
availability of monomer. Rather Bogush and Zukowski
deduced that nucleation of particles proceeds continuously
throughout the reaction. The smaller primary particles
form by the classical monomer addition growth mechanism
and then aggregate because of their small size, until they
become colloidally stable. Bogush and Zukoski propose
that the resulting stable aggregates are the building blocks
for the formation of Stöber particles, collecting smaller
aggregates and newly formed particles as they are
transported through the solution. Therefore, in this view,
reaction-limited conditions must persist to maintain
smooth spherical particles. The final structure then
(16) Bogush, G. H.; Zukoski, C. F. In Proceedings of the 44th Annual
Meeting of the Electron Microscopy Society of America; Bailey, G. W.,
Ed.; San Francisco Press: San Francisco, CA, 1986; p 846.
(17) Bogush, G. H.; Zukoski, C. F. In Ultrastructure Processing of
Advanced Ceramics; Mackenzie, J. D., Ulrich, D. R., Eds.; Wiley: New
York, 1988; p 477.
coarsens through surface tension reorganization to form
the resulting Stöber particle.
In contradiction to Bogush and Zukoski, Harris et al.18,19
and also van Blaaderen and Vrij20 have argued that if
growth continued to occur through aggregation of subparticles, smooth spherical particles cannot result. In their
view, Stöber particles initially grow by aggregation of
subparticles but monomer addition later fills in the
nonuniformities, resulting in a smooth particle. The
irregular shape of smaller Stöber particles is a remnant
of the aggregation mechanism not yet enveloped by the
subsequent monomer growth. The size difference between
the subparticles and the resulting Stöber particles certainly supports this view, since this difference is likely
too small to yield a smooth surface even when reactionlimited conditions prevail. Furthermore, although only a
few Stöber particles formed in microgravity, those that
did form were smooth. Hence, the fact that smooth
(18) Harris, M. T.; Basaran, O. A.; Byers, C. H. In Ultrastructure
Processing of Advanced Ceramics; Mackenzie, J. D., Ulrich, D. R., Eds.;
Wiley: New York, 1988; p 843.
(19) Harris, M. T.; Brunson, R. R.; Byers, C. H. J. Non-Cryst. Solids
1990, 121, 397.
(20) Van Blaaderen, A.; Vrij, A. In The Colloid Chemistry of Silica;
Bergna, H. E., Ed.; American Chemical Society: Washington, D.C.,
1994; p 83.
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Langmuir, Vol. 16, No. 26, 2000
Smith et al.
Figure 2. TEM photos of silica Stöber particles formed from recipes R1 (A and B) and R2 (C and D) on the ground (A and C) and
in microgravity (B and D). Low-density gels were always observed in microgravity, but only in recipes R3 and R4 could Stöber
particles frequently be found.
particles are obtained even in the absence of reactionlimited conditions further supports this view.
Thus, it is not valid to consider silica sol-gels as either
particulate or polymeric; they are both. The small ∼10
nm subparticles are primarily polymeric, representing the
solubility limit of the molecule as a result of its increasing
size and degree of cross-linking.21 As pointed out by Bailey
and Mecartney,22 upon falling out of solution these
polymeric precursors collapse, ultimately resulting in a
compact particle due to continued hydrolysis and condensation. On the other hand, Stöber particles are at least
to some extent particulate, initiated from stable “seeds”
formed by aggregation of subparticles (or soluble microgels,
in Bailey and Mecartney’s view), and later smoothed out
due to continued addition of monomers (and other soluble
species).
Colloid stability therefore plays an important role in
silica particle formation and morphology to the extent
that it determines the size of the aggregates (or microgels)
that constitute and augment the particle early in the
(21) Flory, P. J. Principles of Polymer Chemistry; Cornell University
Press: Ithaca, NY, 1953.
(22) Bailey, J. K.; Mecartney, M. L. Colloids Surf. 1992, 63, 151.
growth process. According to the Derjaguin, Landau,
Verwey, and Overbeek (DLVO) theory,23 colloid stability
is greatly affected by ionic strength, and the presence of
water stabilizes these constitutive aggregates at smaller
radii. Hence particle nucleation and growth is more readily
established in the presence of water, which in part explains
the greater population of Stöber particles in the watercontaining recipes R3 and R4. In addition, the kinetics of
the formation of these aggregates depends on the degree
to which the system is diffusion-limited or reaction-limited.
Hence microgravity results in a decrease in the rate of
formation of these constitutive aggregates due to a bias
toward diffusion-limited conditions. Significant monomer
depletion (into subparticles and smaller soluble species)
then occurs faster than the time it takes for stable
aggregates to form and initiate Stöber particle growth,
leading to a preponderance of unstable subparticles and
aggregates that eventually compose the loosely formed
gel that we observe.
Although colloid stability is not affected by microgravity
directly, one may be tempted to think that microgravity
(23) Verwey, E. J. W.; Overbeek, J. Th. G. Theory of the Stability of
Lyophobic Colloids; Elsevier: New York, 1948.
Microgravity and Silica Nanostructure Growth
Langmuir, Vol. 16, No. 26, 2000 10059
Figure 3. TEM photos of silica particles formed from recipes R3 (A and B) and R4 (C and D) on the ground (A and C) and in
microgravity (B and D). The photos suggest that cluster aggregation is an important mechanism for the formation of Stöber
particles; i.e., the basic building block for the formation of a particle is a smaller particle or aggregate.
affects stability indirectly, in that reduced mass transport
results in structures that are more extended and hence
less stable, resulting in an increase in the critical radius
for a stable seed. However, the fact that a few Stöber
particles did form in microgravity (Figure 2) and that they
were not larger in size (they were generally smaller) than
those formed on the ground counters such a conclusion.
Thus, microgravity probably does not increase appreciably
the critical seed radius, but rather results in an increase
in the average time it takes to form such a nucleus owing
to decreased mass transport. Conceptually the resulting
gel is not unlike an infinite Stöber particle where
monomers and other soluble species are depleted before
they can fill in the voids, resulting in a nonuniformity
somewhat reminiscent of the fractal remnants formed
early in the growth of (noninfinite) Stöber particles
themselves.
Since diffusion is present at any level of gravity, whereas
buoyancy-driven convection is not, the effect of microgravity on Stöber particle growth can be understood most
readily through its effect on diffusion. According to the
Stokes-Einstein relation, the diffusion coefficient Dm for
a particle of mass m undergoing Brownian diffusion is
Dm ∝
1
1
)
reff m1/d(g)
(1)
where reff is the effective radius of the particle and d(g)
is the mass fractal dimension (which depends in some
manner on gravitational acceleration g). Note that the
diffusion coefficient only depends on gravity indirectly,
through the dependence of the fractal dimension on
gravitationally dependent transport mechanisms (convection and sedimentation). Various experiments and computer simulations have demonstrated that in general both
diffusion-limited conditions and cluster-cluster aggregation produce more extended structures than reactionlimited monomer growth conditions, resulting in smaller
fractal dimensions.24,25 Because in the Stöber route the
dominant growth mechanism changes with substructure
size, the bias toward diffusion-limited conditions obtained
in microgravity leads to a larger decrease in d for larger
substructures; i.e., the fractal dimension of the small
subparticles (and smaller species) is not decreased ap(24) Meakin, P. In On Growth and Form; Stanley, H. E., Ostrowsky,
N., Eds.; Martinus-Nijhoff: Boston, MA, 1986; p 111.
(25) Meakin, P. Annu. Rev. Phys. Chem. 1988, 39, 237.
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Langmuir, Vol. 16, No. 26, 2000
preciably compared to that of the large aggregates.
Accordingly, from eq 1 it can be seen that the diffusion
coefficient is reduced in microgravity, and to a greater
degree for larger substructures (aggregates). Hence the
collision frequency of larger substructures, and consequently the Stöber particle induction rate, is reduced in
microgravity. For Stöber particles that do manage to form,
however, monomer addition again becomes important and
the diffusion coefficient of incorporating species increases.
The effect of microgravity is therefore to further increase
the difference in the growth rates for different growth
mechanisms. Equivalently, microgravity suppresses the
coagulation of subparticles and aggregates more dramatically than it does their formation through addition of
monomers and other small soluble species.
Conclusion
The importance of the aggregation of unstable clusters
and subparticles to the formation and growth of silica
Stöber particles makes the effect of microgravity on Stöber
particle growth profound. Rather than simply retarding
structure growth (in this case a silica sol) as would be
expected for a singular growth mechanism, a pathway to
an entirely different structure becomes available. Microgravity favors diffusion-limited conditions, which slows
the formation of stable particle-forming aggregates.
Monomers are consumed more by unstable subparticles
and aggregates than by Stöber particles. Eventually
cluster-cluster aggregation is the only remaining growth
mechanism which yields more extended structures, leading to a decrease in the fractal dimension and ultimately
to gel formation. We observed gels in microgravity at TEOS
Smith et al.
concentrations as low as 2.8%. These results suggest that
microgravity favors the formation of more rarefied solgel structures, providing a bias toward diffusion-limited
aggregation. Indeed the softest of matter may only be
achievable in microgravity, where entropic reductions and
perturbations to structure formation are minimized.
Notably, our results are strikingly different than those
of Vanderhoff et al., who achieved improved monodispersity in latex particles.2 The difference arises because
their experiments involved emulsion polymerizations,
which are stabilized in microgravity. Our future experiments in microgravity will investigate particle formation
through emulsions, as well as seeded growth experiments
to promote monodisperse silica particle growth. In addition, this study demonstrates that experiments in microgravity may help to clarify the mechanisms involved where
routes to multiple structures are possible, i.e., to better
resolve competing mechanisms. For example, a comparison of the growth of particles formed from aqueous silicates
in microgravity with those formed from silicon alcoxides
may provide insight into the relative importance of cluster
addition mechanisms.
Acknowledgment. The authors gratefully acknowledge discussions with W. Ford, M. Ayers, M. S. Paley, and
D. B. Wurm, as well as the contribution of J. Glenn, who
performed the microgravity experiments. Funding support
was provided by the Space Product Development office at
Marshall Space Flight Center, NASA, the Office of Naval
Research, the National Science Foundation (ECS-9801707),
and the Robert A. Welch Foundation.
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