Beyond Peace and War
Towards a Typology of Power Transitions
Carsten rauCh, PhD*
G
iven the meteoric rise of China, the emergence of other important powers,
and major redistributions in the global balance of power, power transition
theory (PTT) has become an important intellectual factor again. Many observers are anxious about China’s ascendance (and that of other powers) and
expect serious conlict between Washington and Beijing in the years to come. Many of
them ground their skeptical expectations in PTT or at least a much curtailed understanding of it. To give just two examples, former US oicial Susan Shirk claims in her
book about China that “history teaches us that rising powers are likely to provoke war,”
and political scientist Christopher Layne echoes that “throughout the history of the
modern international state system, ascending powers have always challenged the position
of the dominant (hegemonic) power in the international system—and these challenges
have usually culminated in war.”1 Such skepticism, however, is problematic for three reasons. First, it is false theoretically; PTT does not claim that all rising powers will resort
to war or that all power transitions will result in war. While highlighting the inherent
dangers of power transitions, PTT actually acknowledges that they might result in peace
as well as in war. Satisfaction with the existing status quo is the key factor here. Second,
it is false empirically; not all power transitions in history have resulted in great-power
wars. hird, it leads to lawed policy advice; if rising powers are always aggressive and
always challenge the international order, then it makes sense to attempt to contain or
oppose them. If, however, rising powers are not always dissatisied and do not always
challenge the status quo, then policies meant to oppose them might breed dangerous
dissatisfaction in the irst place. Recognizing that even traditional PTT allows for “peace-
*
he author is a research fellow at the Peace Research Institute Frankfurt and at Goethe University
Frankfurt, where he received his PhD in 2013. His research has dealt with, among other things, the rise and
fall of great powers, revisionism in the international system, power transition theory, and, more generally,
international relations theory as well as Indian foreign policy. His book publications include Die heorie des
Demokratischen Friedens (he heory of Democratic Peace) (Campus, 2005) and Das Konzept des friedlichen
Machtübergangs (he Concept of Peaceful Power Transition) (Nomos, 2014). His articles on democratic peace,
power transition theory, and the concert of powers have appeared in such publications as the Encyclopedia of
Political Science, Journal of Global Faultlines, and Zeitschrift für Friedens- und Konliktforschung (Journal for
Peace and Conlict Research).
4
POWER TRANSITIONS 5
ful power transitions” as well as for “power transition wars” is a useful antidote against
such self-defeating policy choices.
his article argues that the spectrum of power transitions or better power transition
constellations is even broader than this and goes beyond just war and peace. Consequently, the article amends PTT by adding a variable that captures the willingness of
rising powers to commit themselves to change the status quo. (his is not the same as
mere dissatisfaction, and both might not be congruent.) Such an addition increases the
potential types of power transitions from two (peaceful power transition and power transition war) to four. In addition, the article maintains that it is necessary to discuss the
peculiar role of the dominant power within the PTT framework. Indeed, the dominant
power (and its behavior) is much more important for the course of a given power transition than traditional PTT would have it. It is important to grant the dominant power the
same variance with respect to its evaluation of the status quo (i.e., its satisfaction) and its
“will to power” that we also grant the respective rising powers. hat is, if we can imagine
rising powers that are dissatisied as well as those that are satisied, and if we can imagine
rising powers with a strong or a weaker will to power, then the same must hold true regarding the dominant power. hus, a complete scientiic analysis of power transitions
would also have to include the satisfaction status and will to power of the dominant
power. he inal section of the article ofers a irst sketch of such an endeavor. Doing so
extends the erstwhile nonpeaceful/peaceful power transition dichotomy to a much more
complex and realistic typology of power transition constellations that should be employed when one assesses the prospects of current power shifts.
Power Transition Theory in a Nutshell
A. F. K. Organski and Jacek Kugler established PTT.2 A central element of the
theory, one in which it difers most profoundly from all forms of realism (and many other
international relations [IR] theories), concerns the international order. Many IR theories
assume that the ordering principle of the international system is anarchy.3 In contrast,
PTT describes international politics as less marked by anarchy and more by a hierarchy
resembling a pyramid structure overseen by the respective dominant (i.e., most powerful)
power. his dominant power once created and designed the international order according
to its convictions, wishes, and interests and since then guarantees and defends this order.4
It can do so not only through sheer, overwhelming force but also through international
organizations in which the dominant power and its allies obtain disproportional voting
powers and therefore can enact their dominance directly and materially. According to this
view, in addition to material factors, the normative fabric of the international order is also
angled towards the dominant power.5
he goods and proits that the international order produces often beneit mainly the
dominant power and its allies.6 he dominant power and its entourage can enjoy the
beneits of the order, but some states outside this inner circle receive none (or, at least in
their perception, not enough) of the aforementioned goods and thereby “consider the
6
ASPJ AFRICA & FRANCOPHONIE
international system to be unfair, corrupt, biased, skewed, and dominated by hostile
forces.”7 he dominant power can cynically disregard complaints as long as they come
from lesser powers, but the situation changes when discontent is found within a great
power or when a discontented power starts to rise.8 Ascendant powers that are not satisied with the order and their place in it—according to PTT—typically wish to change
the status quo or even establish an entirely new international order. Because those who
proit from the old order rarely agree to such a restructuring (which would almost certainly diminish their share of beneits), PTT expects the new, dominant power to enforce
or at least try to enforce changes violently.9 In these cases, power transition wars are
common. Since rising or challenging powers are not suicidal, PTT does not expect them
to attack the dominant power before they have at least reached parity with it.
In a nutshell, then, PTT holds that times of massive power shifts, a situation of
power parity, or even an overtaking at the top of the international system might lead to a
systemwide great-power war over the control of the international order. hus, if a power
transition (deined as overtaking at the top of the international system), prolonged parity,
or at least massive disruptions of power are on their way, PTT warns that we are entering
risky times. he power development, however, merely provides an opportunity that PTT
does not assume is automatically realized.10 PTT also requires some measure of willingness that is commonly understood in terms of satisfaction with the status quo of the international order—or, more precisely, a lack thereof. A power that is overtaking the former dominant power or is inding itself in a prolonged period of parity with that power
will likely initiate a war only when it is dissatisied with this status quo.11 Although proponents of PTT mainly use the theory to explain the outbreaks of (power transition) war,
it also entails a somewhat less developed theory of (power transition) peace.
Towards a Typology of Power Transition Constellations
Adding the Will to Power
Besides power development and satisfaction with the status quo, however, another factor
should be added to the theoretical corset of the PTT. his factor concerns the willingness
of a power to afect its international environment. Benjamin Fordham asserts that this
willingness cannot be presupposed: “We should be cautious with accounts of foreign
policy ambition that assume enhanced international power and inluence are intrinsically
appealing. In the last two centuries, potentially powerful states have not mobilized their
national resources to the extent one would have expected if this were the case.”12 Maybe
such a factor is even necessary to identify great powers in the irst place. Elli Polymeropoulos and others, for example, mention foreign policy central themes (Leitideen), which
they believe are a deciding factor in whether or not a potentially powerful nation can be
called a great power.13 Fordham calls his similar concept “foreign policy ambition.”14 In
the context of PTT, this article prefers to speak of “will to power.”15
POWER TRANSITIONS 7
In PTT the power development decides whether a power transition is possible at
all.16 he satisfaction of the rising power then decides whether a given power transition
will be peaceful or nonpeaceful. Overlooked, however, is the possibility of an actor that
denies or even transcends a possible power transition—for example, a rising power that
increasingly accumulates power but at the same time either intentionally or unintentionally refuses to take on the role of a contender/challenger and subsequently the role of the
dominant power.17 Hence, a power transition may happen arithmetically but not substantially. Such a pure arithmetic power transition should be distinguished from other
forms of power transition. To secure this kind of case theoretically, PTT needs a variable
that can capture the will of an actor to utilize its (potential) power to sustain or challenge
the status quo of the international order.
In fact, this is less novel for PTT than it may seem. Proponents of this theory have
for a long time pointed out that it combines aspects of opportunity with aspects of willingness.18 Instead of introducing a new factor to capture the aspect of willingness, though,
the latter was often mixed up with the existing variables. Especially the satisfaction variable has often been used to capture willingness. However, satisfaction is generally more
about what an actor dislikes about the status quo of the international order and less about
the intensity with which actors pursue changes. herefore, it seems reasonable to introduce a diferent factor that better relects the willingness of a rising power to make a
possible power transition a reality.19
To do so, this article proposes adding the factor will to power to the theoretical
framework of PTT.20 Will to power has at least three possible dimensions. First, it can be
understood as level of activity concerning the interaction of an actor with its international
environment. he second dimension asks if the actor in question has—besides a general
international activity—a speciic project of order that it wishes to implement in the international arena. he inal dimension addresses the means that an actor is willing to utilize to
assert its preferred policies and interests. he more an actor accepts or even embraces the use
of force, the more it will be ready to make a potential power transition a reality by all
means necessary. he more an actor rejects the actual use of military means, the more
likely it will not enforce a potential power transition. All of these dimensions are highly
relevant for the will-to-power factor and are possibly interdependent. (For example, an
actor that has a speciic policy project it would like to implement internationally will
most likely also show some international activity to further this project.)
One should note that will to power is probably not strictly dichotomous but an
ordinal scale ranging from very low to very high. A tipping point must be somewhere on
this scale, however, with states below eschewing and those above embracing the possibility of realizing a potential power transition. One must also remember to understand will
to power as contingent upon time and place, as Fordham reminds us: “he speciic foreign
policy ambitions of particular states depend heavily on the time and place in which they
ind themselves. Establishing overseas colonies was once a goal of many states but has
now been almost entirely abandoned.”21 Will to power inluences whether an actor is
ready to deploy its accumulated political, economic, and military power to shape the in-
8
ASPJ AFRICA & FRANCOPHONIE
ternational order. If an actor is willing to do so, then (dis)satisfaction gives information
about the direction and form this action will take.22
At this point, it is helpful to introduce another diferentiation—namely, one between those power transitions in the broader sense and those in the narrower sense. Without
a corresponding power development, a power transition is simply not possible. One might
argue whether it is itting to talk about such a power development only after an overtaking takes place, or when parity is reached, or even before that if the rising challenger is
rapidly approaching—but we can agree that without such a development, no power transition can ever occur. At the same time, a certain power development taken for it is not
enough. In a sense, power is always virtual and latent (before actually being exercised); a
power transition is not a physical event that emerges solely from a change in the raw
power development. Much more, it is necessary to bring about a power transition actively.
A power that deliberately isolates itself from its environment—a power that explicitly
denies taking advantage of its power resources—will never cause a power transition despite all of its increase in power. If such a power somehow winds up at the top of the international power pyramid (i.e., if it has accumulated more power resources than all potential competitors), then we can talk only of a power transition in the broader sense. A
power transition in the narrower sense is diferent; it occurs then—and only then—when
the power development is met by a certain will to power. Only in such a case does the
question emerge regarding whether or not the power transition will be peaceful—a question answered by the satisfaction variable.
Recall now the diferent conceptual and theoretical meaning of the three variables
of PTT. he pairing of power development and will to power explains whether a given
historical point in time is ripe for a power transition in the international system—in
other words, whether a power transition in the narrower sense will take place. If so, both
factors must be present. Nevertheless, we still have no clue about whether or not this
power transition will be peaceful. Remember that every power transition is hallmarked by
a corresponding power development and will to power; thus, these variables cannot give
us any further information. At this point, satisfaction comes into play. In standard PTT,
satisfaction is (falsely) often regarded as a measurement of the willingness to bring about
a power transition in the narrower sense. his, however, gives away the analytical surplus
value of the satisfaction variable: the special value of satisfaction shows when the willingness of the rising power to initiate a power transition is already established.
With the three elements of PTT that we have established (power development, will
to power, and satisfaction with the status quo of the international order), we can now
move beyond the dichotomy of power transition war / peaceful power transition and assemble a typology of power transitions. We have a total of eight combinations for our three
elements (ig. 1). Only one of them entails a peaceful power transition, and only one entails a power transition war. he other six combinations lead to events that do not meet
our criteria for power transitions in the narrower sense, but two of them can still count as
power transitions in the broader sense.
POWER TRANSITIONS 9
Power transition
in the broader
sense
Power
development
-
-
-
-
+
+
+
+
Will to power
-
+
-
+
-
-
+
+
Satisfaction
-
-
+
+
-
+
-
+
Result
Powerless
criticism
Fellow
traveling
Bolstering the
status quo
“Missed” power
transition
“Eschewed”
power transition
Power
transition war
Peaceful power
transition
Power transition
in the narrower
sense
Mute
dissatisfaction
No power transition
Figure 1. Combining the elements of a peaceful power transition
hese diferent combinations describe varying events induced by the presence/absence of the three variables of PTT. As we can see, the peacefulness of a power transition
depends upon the satisfaction variable. Consequently, from a policy viewpoint, whenever
we can detect signs of dissatisfaction or even decreasing satisfaction among rising powers,
we should implement policies to work against this tendency. Furthermore, whenever we
detect rising powers that are not (yet) dissatisied, we should refrain from policies that
might fuel dissatisfaction. his is all the more important because dissatisfaction with the
international order is regarded as a source of conlict and turmoil not only in the context
of PTT but also in IR generally.
If the necessary power development is visible but a will to power is missing, then we
are dealing with a power transition in the broader sense and could talk about an “eschewed” or a “missed” power transition. A power transition is eschewed when the rising
power is satisied with the current order and is not willing to become the new, dominant
power in this order. A power transition is missed when the rising power is indeed dissatisied with the international order and therefore has a real motive to change it, but the
necessary willingness, embodied in the will to power variable, is absent. For example, the
rise of the United States in the nineteenth century is much better understood as a missed
or an eschewed power transition than as an example of a peaceful power transition.23 his
perspective is also underlined by Organski and Kugler’s observation that the United
States voluntarily kept its distance from the European theater (then the center of world
politics and the international order) a long time after it had already formally reached the
top power position.24 A few centuries later, the United States inally realized the (peaceful) power transition. Hence, the absence of one condition for the emergence of a power
transition in the narrower sense may be only temporary. It would be a mistake, then, to
assume that a once eschewed or missed power transition stays that way in the long run.
his notion holds especially true in cases in which a power transition in the broader sense
is combined with dissatisfaction and thus bears the danger of a nonpeaceful power transition once the power transition in the narrower sense is realized.
he other constellations are not power transitions at all but should also be described.
Speciically, when we cannot identify a power development that could lead to parity in
10
ASPJ AFRICA & FRANCOPHONIE
the foreseeable future, a rising power that is satisied with the international order and has
shown a will to power most likely will support and stabilize the status quo. When such a
power is dissatisied, it probably will utter powerless criticism directed against an international order that is perceived as unjust. When such a power is satisied but shows no
will to power, we can call it a “fellow traveler.” Finally we say that a nonrising power is
trapped in “mute dissatisfaction” if it has no will to power and at the same time is dissatisied.
Taking the Dominant Power Seriously
All of the above have been quite in line with traditional PTT in that the inal responsibility for the peaceful or nonpeaceful occurrence of a power transition rests solely on the
shoulders of the rising power. Its rise starts the entire process; its will to power decides
whether we are dealing with a power transition in the broader sense or one in the narrower sense. Ultimately, its satisfaction is the key to whether a peaceful or nonpeaceful
power transition occurs.
he role of the dominant power, in contrast, is rather passive and limited in standard
PTT.25 At best, the dominant power can hope to manage an impending power transition
by accommodating the rising power one way or the other, thereby increasing the latter’s
satisfaction with the status quo of the international order and maximizing the chances of
a peaceful power transition.26 Such a scenario, however, downplays the agency of the
dominant power itself. It seems curious to disregard the wishes, desires, and interests of
the (still) most powerful actor in the international order even when it is declining.
At a minimum, when analyzing the dominant power, PTT should check for the
very same variables that should also be checked with regard to the rising power. hat is,
we should deinitely inquire about the dominant power’s satisfaction with the status quo
of the international order since it is far from certain that the dominant power is always
satisied.27 In fact, PTT has long argued that the dominant power is satisied by deinition, maintaining that it created the international order, presides over it, and thus has no
reason to be dissatisied.28 Such an argument, however, disregards the possibility that either the international order or the interests of the dominant power—or both—may
change over time, especially during a long period of dominance.29 It is not implausible
that a dominant power that was indeed perfectly satisied with the way things were at
some point in the past has, over time, changed its views. hink no further than the current
dominant power—the United States—that arguably has deied the rules and norms of
“its own” international order many times during the last decades.30
Will to power (or the lack thereof ) should also be surveyed regarding not only the
rising power but also the (declining) dominant power. Of course at some point in time, a
dominant power must have possessed a certain will to power; otherwise, it would not
have come into its position. But it is faulty to assume that will to power must remain
unchanged over a long period of time. In other words, it makes sense for PTT to suppose
that a dominant power that has just assumed this position and has formed an interna-
POWER TRANSITIONS 11
tional order according to its wishes and interests has a healthy dose of will to power. At
the same time, however, such a historical snapshot should not be perpetuated theoretically. A dominant power—one that probably begins its reign not only with will to power
but also with a great deal of satisfaction—can grow dissatisied over time, either because
the international order it created develops a life of its own and moves away from its
original settings or because the interests of the dominant power itself (e.g., through a
change of ruling elites) change over time and are no longer relected in the international
order. Similarly, will to power could erode over time and give way to a kind of fatigue in
international leadership that can be deined as “unwilling[ness] to pay any substantial
price in lives or money for international goals.”31 Eroding will to power could also (but
does not have to) be the result of growing dissatisfaction. A declining dominant power
that “resigns” would enhance the prospects of a peaceful power transition. At the same
time, however, a dissatisied dominant power—that retains its will to power—could
choose to counter its dissatisfaction by proactively trying to change or re-create the international order. In such a case, the presence of a dissatisied dominant power decreases the
prospects of a peaceful power transition.
Taking the dominant power seriously in such a manner expands the list of power
transition scenarios enormously (ig. 2). We now end up with eight scenarios for power
transitions in the narrower sense alone.32
Power transition in the narrower sense
Power
development
+
+
+
+
+
+
+
+
Rising power’s
will to power
+
+
+
+
+
+
+
+
Rising power’s
satisfaction
+
+
-
-
+
+
-
-
Dominant
power’s
satisfaction
+
-
+
-
+
-
+
-
Dominant
power’s
will to power
-
-
-
-
+
+
+
+
Type
Peaceful
power
transition
(Type 1)
Peaceful
power
transition
(Type 2)
Peaceful
power
transition
(Type 3)
Peaceful
power
transition
(Type 4)
Uncertain
power
transition
(Type 1)
Uncertain
power
transition
(Type 2)
Power
transition
war
(Type 1)
Power
transition
war
(Type 2)
Figure 2. Extension of the typology of power transition constellations
he illustration also shows that by taking the dominant power fully into account,
new situations arise that were hitherto unimaginable. For example a peaceful power transition is possible despite a dissatisied rising power if the dominant power is lacking in its
will to power (peaceful power transition types three and four). We can also identify different forms of a peaceful power transition. Type one exempliies the ideal, typical, peaceful power transition imagined by PTT and may be described as a kind of “passing of the
torch.” Types two and four can be more aptly described as a “leave me alone” attitude of
the dominant power that has grown dissatisied with its international order and has lost
its will to defend it. Type three, in which the dominant power is satisied but still unwill-
12
ASPJ AFRICA & FRANCOPHONIE
ing to shoulder the burden of defending its order against the remonstrance of the dissatisied challenger, might be termed “resignation.”
Furthermore, two kinds of uncertain power transitions emerge whose outcome must
remain unclear for the time being. In type one of such an uncertain power transition, the
rising power is satisied with the international order, thereby signaling a peaceful power
transition. However, the declining power has retained its will to power, thus signaling
that it intends to keep its top spot. Furthermore, since the declining power is also satisied with the current international order, such a constellation might be primed for a kind
of coleadership out of which a peaceful power transition might result over time. At the
same time, persisting will to power on both sides could still lead to conlict. More dangerous, however, is type two of an uncertain power transition. Here, too, we deal with a satisied rising power, and will to power is present regarding both the rising and the dominant
power. Difering from type one, however, the dominant power is dissatisied with the
status quo of the international order, making an amicable comanagement with the rising
power less likely.
In contrast, not much change can be found in the power transition war category.
hat is, when a dissatisied rising power meets a dominant power clinging to its superior
position, the probability of conlict is high, regardless of whether the dominant power is
satisied or dissatisied with the status quo. However, we might speculate that a constellation in which both the rising power and the dominant power are dissatisied is at even
greater risk of degenerating into war (because hostilities can be expected from both sides)
than a constellation in which only the rising power is dissatisied.
Conclusion
Common wisdom’s treatment of PTT often cuts it down to statements like “power
transitions often lead to war” or “rising powers will challenge the dominant power for
leadership in the international system.” In fact, however, even traditional PTT has never
been this narrow. Besides the possibilities of a power transition war, the theory always
included the potential of peaceful power transitions.
Broadening PTT by including the factor of will to power, which enables the detection of power transitions in the narrower sense (in contrast to formal overtaking that can
be called power transitions in the broader sense), widens the spectrum of power transition
constellations. Besides peaceful power transition and power transition wars, we now can
identify missed power transitions and eschewed power transitions. Going one step further
and taking into account the possibility that the dominant power’s satisfaction with the
status quo and its will to power not only matter but also may vary, we ind that the number of potential power transition constellations can increase even further.
What does this tell us about the future of world politics? Most of all, it tells us
that—even if the United States is declining and other powers are rising—war and conlict are not inevitable, even in the case of a power transition. War is only one of many
outcomes that may arise from a power transition constellation. he declining dominant
POWER TRANSITIONS 13
power and rising powers can make policy choices that decrease this possibility, mainly by
boosting each other’s satisfaction with the status quo of the international order. Keeping
a power transition constellation peaceful is demanding but possible, and discerning this
possibility is the irst step towards putting it into efect.
Notes
1. Susan L. Shirk, China: Fragile Superpower (Oxford, UK: Oxford University Press, 2007),
4; and Christopher Layne, “China’s Challenge to US Hegemony,” Current History 107,
no. 705 ( January 2008): 16.
2. A. F. K. Organski, World Politics (New York: Knopf, 1958); and Jacek Kugler and A. F.
K. Organski, “he Power Transition: A Retrospective and Prospective Evaluation,” in Handbook of War Studies, ed. Manus I. Midlarsky (Boston: Unwin Hyman, 1989), 171–94. See also
Douglas Lemke and Jacek Kugler, “he Evolution of the Power Transition Perspective,” in
Parity and War: Evaluations and Extensions of the War Ledger, ed. Jacek Kugler and Douglas
Lemke (Ann Arbor: University of Michigan Press, 1996), 3–34; Ronald L. Tammen et al.,
Power Transitions: Strategies for the 21st Century (New York: Seven Bridges Press, 2000);
Douglas Lemke, “Great Powers in the Post–Cold War World: A Power Transition Perspective,” in Balance of Power: heory and Practice in the 21st Century, ed. T. V. Paul, James J. Wirtz,
and Michael Fortmann (Stanford, CA: Stanford University Press, 2004), 52–75; Ronald L.
Tammen and Jacek Kugler, “Power Transition and China—US Conlicts,” Chinese Journal of
International Politics 1, no. 1 (2006): 35–55; and Ronald L. Tammen, “he Organski Legacy:
A Fifty-Year Research Program,” International Interactions 34, no. 4 (2008): 314–32. For a
harsh critique, see Richard Ned Lebow and Benjamin Valentino, “Lost in Transition: A
Critical Analysis of Power Transition heory,” International Relations 23, no. 3 (September
2009): 389–410.
3. Kenneth N. Waltz, heory of International Politics, 1st ed. (New York: McGraw-Hill,
1979).
4. Randolph M. Siverson and Ross A. Miller, “he Power Transition: Problems and Prospects,” in Kugler and Lemke, Parity and War, 59.
5. Harald Müller, “Mächtekonstellationen,” in Internationale Politik als Überlebensstrategie,
ed. Mir A. Ferdowsi (München: Landeszentrale für politische Bildung, 2009), 5.
6. One problem of PTT, however, is that these proits are seldom clearly deined. See John
R. Oneal, Indra de Soysa, and Yong-Hee Park, “But Power and Wealth Are Satisfying: A
Reply to Lemke and Reed,” Journal of Conlict Resolution 42, no. 4 (August 1998): 518. See
also Tammen et al., Power Transitions, 6.
7. Tammen et al., Power Transitions, 9.
8. Siverson and Miller, “Power Transition: Problems and Prospects,” 59.
9. PTT does not expect all of these attempts to be successful. Precisely because former and
future dominant powers usually clash in a period of parity, the outcome of a war can’t be
predicted. History relects many unsuccessful bids for power transition in which the declining
major power was able to defend its position at least for a certain time.
10. Kugler and Lemke, Parity and War, 12.
14
ASPJ AFRICA & FRANCOPHONIE
11. Unfortunately, in the past, PTT has been rather unsuccessful when it comes to convincingly conceptualizing and operationalizing satisfaction. Carsten Rauch, “Why hey Don’t
‘Get’ No Satisfaction: Satisfaction as Concept in IR heory and Power Transition heory”
(paper prepared for presentation at the Fourth Global International Studies Conference,
Goethe University, Frankfurt, 6–9 August 2014).
12. Benjamin O. Fordham, “Who Wants to Be a Major Power? Explaining the Expansion
of Foreign Policy Ambition,” Journal of Peace Research 48, no. 5 (September 2011): 601.
13. Elli Polymeropoulos et al., Asiatische Großmächte—China, Indien und Japan als Akteure
regionaler und internationaler Ordnungspolitik, SWP-Studie S 11 (Berlin: SWP, April 2011),
7.
14. Fordham, “Who Wants to Be a Major Power?,” 601.
15. I deal with the will to power and its relationship to the other variables at length elsewhere. See Carsten Rauch, Das Konzept des friedlichen Machtübergangs: Die Machtübergangstheorie und der weltpolitische Aufstieg Indiens (Baden-Baden: Nomos, 2014), chap. 8.
16. Studies of PTT usually understand a power relation as entering into a period of parity
when the weaker (rising) power has reached 80 percent of the power resources (often measured in terms of gross domestic product) of the stronger (declining) power. See A. F. K.
Organski and Jacek Kugler, he War Ledger (Chicago: University of Chicago Press, 1980).
Debates within PTT address whether parity alone already leads to a higher probability of
conlict or whether a power transition in the form of an actual overtaking is necessary.
17. Such a possibility can even be found in the writings of Kenneth Waltz: “he possibilities of rising in the international system, and the costs and beneits of doing so, vary as
systems change; but states decide whether making the efort to advance is worthwhile. Japan
has the capability of raising herself to great-power rank, but has lacked the inclination to do
so. Systems change, or are transformed, depending on the resources and aims of their units
and on the fates that befall them” (emphasis added). Kenneth N. Waltz, “Relections on
heory of International Politics: A Response to My Critics,” in Neorealism and Its Critics, ed.
Robert O. Keohane (New York: Columbia University Press, 1986), 343.
18. See, for example, Woosang Kim, “Power, Parity, Alliance, Dissatisfaction, and Wars in
East Asia, 1860–1993,” Journal of Conlict Resolution 46, no. 5 (2002): 655; Douglas Lemke
and Suzanne Werner, “Power Parity, Commitment to Change, and War,” International Studies
Quarterly 40, no. 2 (1996): 237; Suzanne Werner and Jacek Kugler, “Power Transitions and
Military Buildups: Resolving the Relationship between Arms Buildups and War,” in Kugler
and Lemke, Parity and War, 191–92; and Henk W. Houweling and Jan G. Siccama, “A TwoLevel Explanation of World War,” in Kugler and Lemke, Parity and War, 115.
19. One can ind some rudimentary approaches in this direction. See Lemke and Werner,
“Power Parity, Commitment,” 235–60; and Suzanne Werner and Jacek Kugler, “Power Transitions and Military Buildups: Resolving the Relationship between Arms Buildups and War,”
in Kugler and Lemke, Parity and War, 187–207.
20. Because I believe that this factor actually is already part of the deeper understanding
of PTT and only needs to be brought to the forefront, I have named it the forgotten variable
elsewhere. See Rauch, Das Konzept, 253.
21. Fordham, “Who Wants to Be a Major Power?,” 602.
POWER TRANSITIONS 15
22. Note, however, the bounded range of PTT. Indeed, high satisfaction with the status
quo of the international order increases the probability of a peaceful power transition and
decreases the probability of a power transition war. Apart from that (i.e., apart from the power
transition context), however, other reasons, of course, might lead powers (and even declining
and rising powers) into conlict and war. PTT can be used only to explain conlicts and wars
emanating from a power transition situation; a low probability of such a conlict does not
need to imply that no conlict will occur between the respective actors at all.
23. Rauch, Das Konzept, 154–55.
24. Organski and Kugler, War Ledger.
25. Tammen et al., Power Transitions, 9.
26. Rauch, Das Konzept, 278–80; and T. V. Paul and Manesh Shankar, “Status Accommodation through Institutional Means: India’s Rise and the Global Order,” in Status in World
Politics, ed. T. V. Paul, Deborah Welch Larson, and William C. Wohlforth (New York: Cambridge University Press, 2014), 165–91.
27. Steve Chan, China, the U.S., and the Power-Transition heory: A Critique (New York:
Routledge, 2008), 40–41; and Rauch, Das Konzept, 230–33.
28. Lemke and Kugler, “Evolution of the Power Transition Perspective,” 8; and Tammen
et al., Power Transitions, 9.
29. Martha Finnemore, “Legitimacy, Hypocrisy and the Social Structure of Unipolarity:
Why Being a Unipole Isn’t All It’s Cracked Up to Be,” World Politics 61, no. 1 ( January 2009):
70; and Rauch, Das Konzept, 231.
30. Chan, China, the U.S., 40–41. Another form of dominant power dissatisfaction could
be fueled by disagreement, not with the current but with the future international order that
one expects the rising power to create. Rauch, Das Konzept, 232.
31. Stanley R. Sloan, “US Perspectives on NATO’s Future,” International Afairs 71, no. 2
(April 1995): 221. See also Michael Mandelbaum, he Frugal Superpower: America’s Global
Leadership in a Cash-Strapped Era, 1st ed (New York: PublicAfairs, 2010).
32. Including power transitions in the broader sense would boost the total set of constellations to 16. I have decided, however, to focus on power transitions in the narrower sense for
the rest of this article.