GeoHazards
Article
Landslide Risks to Bridges in Valleys in North Carolina
Sophia Lin 1 , Shen-En Chen 1, *, Wenwu Tang 2 , Vidya Chavan 1 , Navanit Shanmugam 1 , Craig Allan 2
and John Diemer 2
1
2
*
Citation: Lin, S.; Chen, S.-E.; Tang, W.;
Chavan, V.; Shanmugam, N.; Allan, C.;
Diemer, J. Landslide Risks to Bridges
in Valleys in North Carolina.
GeoHazards 2024, 5, 286–309.
https://doi.org/10.3390/
geohazards5010015
Department of Civil and Environmental Engineering, University of North Carolina at Charlotte, Charlotte,
NC 28223, USA;
[email protected] (S.L.);
[email protected] (V.C.);
[email protected] (N.S.)
Department of Geography and Earth Sciences, University of North Carolina at Charlotte,
Charlotte, NC 28223, USA;
[email protected] (W.T.);
[email protected] (C.A.);
[email protected] (J.D.)
Correspondence:
[email protected]
Abstract: This research delves into the intricate dynamics of landslides, emphasizing their consequences on transportation infrastructure, specifically highways and roadway bridges in North
Carolina. Based on a prior investigation of bridges in Puerto Rico after Hurricane Maria, we found
that bridges above water and situated in valleys can be exposed to both landslide and flooding risks.
These bridges faced heightened vulnerability to combined landslides and flooding events due to
their low depth on the water surface and the potential for raised flood heights due to upstream
landslides. Leveraging a dataset spanning more than a century and inclusive of landslide and bridge
information, we employed logistic regression (LR) and random forest (RF) models to predict landslide
susceptibility in North Carolina. The study considered conditioning factors such as elevation, aspect,
slope, rainfall, distance to faults, and distance to rivers, yielding LR and RF models with accuracy
rates of 76.3% and 82.7%, respectively. To establish that a bridge’s location is at the bottom of a valley,
data including landform, slope, and elevation difference near the bridge location were combined to
delineate a bridge in a valley. The difference between bridge height and the lowest river elevation
is established as an assumed flooding potential (AFP), which is then used to quantify the flooding
risk. Compared to traditional flood risk values, the AFP, reported in elevation differences, is more
straightforward and helps bridge engineers visualize the flood risk to a bridge. Specifically, a bridge
(NCDOT ID: 740002) is found susceptible to both landslide (92%) and flooding (AFT of 6.61 m) risks
and has been validated by field investigation, which is currently being retrofitted by North Carolina
DOT with slope reinforcements (soil nailing and grouting). This paper is the first report evaluating
the multi-hazard issue of bridges in valleys. The resulting high-fidelity risk map for North Carolina
can help bridge engineers in proactive maintenance planning. Future endeavors will extend the
analysis to incorporate actual flooding risk susceptibility analysis, thus enhancing our understanding
of multi-hazard impacts and guiding resilient mitigation strategies for transportation infrastructure.
Academic Editor: Fabio Vittorio
De Blasio
Keywords: bridges in valleys; landslide risk; flooding risk; multi-hazards
Received: 23 December 2023
Revised: 12 March 2024
Accepted: 18 March 2024
Published: 21 March 2024
Copyright: © 2024 by the authors.
Licensee MDPI, Basel, Switzerland.
This article is an open access article
distributed under the terms and
conditions of the Creative Commons
Attribution (CC BY) license (https://
creativecommons.org/licenses/by/
4.0/).
1. Introduction
Landslides are influenced by geological, geomorphological, topographical, and hydrological factors and represent a substantial natural hazard with evolving consequences for
hillslope morphology and human activities [1–3]. According to the Global Landslide Catalog (GLC), which presents landslide events caused only by rainfall conditions, landslides
can occur in any country [4,5]. Figure 1 shows the distribution of landslides occurring
around the world, according to the GLC. The United States has the highest occurrence of
landslides in the world. Reports from landslide-prone regions documenting substantial
economic losses have been recorded in the United States, Italy, Japan, India, China, and
Germany [6,7]. Impacts including fatalities, injuries, and extensive damage to infrastructure
and land, as seen in Europe, Ethiopia, and China, underscore the widespread and varied
GeoHazards 2024, 5, 286–309. https://doi.org/10.3390/geohazards5010015
https://www.mdpi.com/journal/geohazards
GeoHazards 2024, 5
China, and Germany [6,7]. Impacts including fatalities, injuries, and extensive damage287
to
infrastructure and land, as seen in Europe, Ethiopia, and China, underscore the widespread and varied consequences of these events [6–9]. For example, landslides cause an
consequences
of these
[6–9].and
For more
example,
cause
anUnited
excess States
of 1 billion
excess of 1 billion
USDevents
in damage
thanlandslides
25 fatalities
in the
each
USD
in damage and more than 25 fatalities in the United States each year [10].
year [10].
Figure 1.
1. Number
landslide events
events from
from 2007
2007 to
to 2023
2023 by
by country
country (generated
(generated from
from NASA
NASA data).
data).
Figure
Number of
of landslide
A landslide can be exacerbated by factors like seismic activity and global warmingwarminginduced rainstorms, leading to the escalating occurrence of landslides [11]. The complex
and
of predicting
predicting landslides
landslides has
has driven
driven the
the international
international focus
focus on
on evaluevaluand challenging
challenging task
task of
ating
ating landslide
landslide susceptibility,
susceptibility, leading
leading to
to the
the development
development of
of diverse
diverse methods,
methods, including
including
statistical,
data mining,
and soft
soft computing-based
techniques within
within geographic
geographic inforinforstatistical, data
mining, and
computing-based techniques
mation
systems
(GISs),
aiming
to
spatially
identify
vulnerable
areas
by
establishing
mation systems (GISs), aiming to spatially identify vulnerable areas by establishing the
the
connection
connection between
between landslide
landslide occurrence
occurrence and
and relevant
relevant environmental
environmental factors
factors [3].
[3].
Landslides
are typically
by triggering
mechanisms, including
including heavy
heavy rainfall,
rainfall,
Landslides are
typically caused
caused by
triggering mechanisms,
snowmelt,
changes
in
ground
water
levels
and
discharge,
earthquakes,
volcanic
activity,
snowmelt, changes in ground water levels and discharge, earthquakes, volcanic activity,
and
disturbance by
human activities
activities [12].
Climate change
change resulted
resulted in
in increased
increased magnitude
magnitude
and disturbance
by human
[12]. Climate
and
intensity
of
precipitation
events,
increased
the
risk
of
landslides,
and
posed
significant
and intensity of precipitation events, increased the risk of landslides, and posed
signifihazards
toward
infrastructure
damage,
human
casualties,
and
economic
losses
[3,9,13].
For
cant hazards toward infrastructure damage, human casualties, and economic losses
example,
in
2017,
elevated
sea
surface
temperatures
fueled
the
intensification
of
Hurricane
[3,9,13]. For example, in 2017, elevated sea surface temperatures fueled the intensification
Maria,
whichMaria,
triggered
more
than 40,000
Puerto Rico
[14]. Figures
2 and
3
of Hurricane
which
triggered
morelandslides
than 40,000inlandslides
in Puerto
Rico [14].
Figshow examples of landslides triggered by Hurricane Maria.
ures 2 and 3 show examples of landslides triggered by Hurricane Maria.
The inspiration for the current paper is from the damaged bridges in Puerto Rico after
The inspiration for the current paper is from the damaged bridges in Puerto Rico
Hurricane Maria, as reported by FEMA [15]. Hurricane Maria’s intensity has been linked
after Hurricane Maria, as reported by FEMA [15]. Hurricane Maria’s intensity has been
to climate change and is indicative of current tropical storm scenarios predicted by climate
linked to climate change and is indicative of current tropical storm scenarios predicted by
modeling, which predict fewer but more severe tropical storms with significantly increased
climate modeling, which predict fewer but more severe tropical storms with significantly
precipitation [16].
increased precipitation [16].
Figure 4 shows the torrential rain that resulted in flooding and caused the washout of
Figure 4 shows the torrential rain that resulted in flooding and caused the washout
a bridge structure and the failure of river embankments in Las Marias, Puerto Rico. In this
of a bridge structure and the failure of river embankments in Las Marias, Puerto Rico. In
particular case, the neighborhood near the bridge was totally cut off from the outside for
this particular case, the neighborhood near the bridge was totally cut off from the outside
several weeks, and the villagers relied on cables suspended across the river to receive their
for several weeks, and the villagers relied on cables suspended across the river to receive
food and supplies.
their Close
food and
supplies. of the bridge in Figure 4 shows a combination of local scour from
examination
Close
examination
of the bridge
in Figure
4 shows
a combination
of local
scour from
massive flooding and embankment
slope
failures
that resulted
in the bridge
washout.
(The
massive
flooding
and
embankment
slope
failures
that
resulted
in
the
bridge
washout.
(The
bridge in Figure 4a,b is a replacement bridge under construction.) With a central mountain
bridge(the
in Figure
4a,b isCentral)
a replacement
bridge
under construction.)
range
Cordillera
that has
a maximum
elevation of With
1338 amcentral
abovemountain
sea level,
range
(the
Cordillera
Central)
that
has
a
maximum
elevation
of
1338
m
above
seaisland
level,
Puerto Rico’s landscape is characterized by steep slopes in most central parts of the
and relatively flat coastal plains on the perimeter of the island. As a result, the landslides
triggered by Maria were complicated by the mountainous riverine network.
GeoHazards 2024, 5
causing accidents due to drivers encountering obstacles. Large landslides can cause the
total collapse of bridges and overpasses, directly endangering vehicles and occupants and
elevating the risk of accidents due to road closures, obstacles, and damaged infrastructure.
Therefore, landslides are critical geohazards that can undermine the structural stability of
288
transportation infrastructure, which demands the development of effective monitoring
and new infrastructure resilience strategies [17].
Figure 2. Landslide in Puerto Rico after 2017 Hurricane Maria: surface observations indicated
Figure 2. Landslide in Puerto Rico after 2017 Hurricane Maria: surface observations indicated rotarotational
slope
failures
debris
flows.
(a) coastal
(b) earth
silt content,
tional
slope
failures
withwith
debris
flows.
(a) coastal
sandsand
flow,flow,
(b) earth
flowflow
withwith
highhigh
silt content,
(c)
(c)
multiple
slides,
and
(d)
smoothed
slide.
(Bedrock
is
mostly
volcaniclastic
sandstone
and
siltstone
multiple slides, and (d) smoothed slide. (Bedrock is mostly volcaniclastic sandstone and siltstone
of
of Yauco
formation,
soils
Maricao
Ultisols.)
(Photo
credit:
Shen-En
Chen).
Yauco
formation,
andand
soils
areare
Maricao
Ultisols.)
(Photo
credit:
Shen-En
Chen).
The Las Marias bridge (Figure 4) was exposed to severe flooding brought about by the
torrential rain and congested water flow from the upstream landslides, which resulted in
the bridge’s failure. The bridge is situated at the bottom of a valley or gully, which creates a
combination of flooding and landslide risks. Thus, it may be possible to estimate the risk to
a bridge by differentiating where the bridge is situated, whether at the bottom of a valley,
in the middle of a valley, or on a ridgetop.
The current study focuses on landslide impacts on highways and roadway
bridges [17,18]. When occurring near roadways, landslides can suddenly block traffic,
causing collisions and even direct loss of lives. The debris can further create unsafe road
conditions, causing accidents due to drivers encountering obstacles. Large landslides
can cause the total collapse of bridges and overpasses, directly endangering vehicles and
occupants and elevating the risk of accidents due to road closures, obstacles, and damaged
infrastructure. Therefore, landslides are critical geohazards that can undermine the structural stability of transportation infrastructure, which demands the development of effective
monitoring and new infrastructure resilience strategies [17].
GeoHazards 2024, 5
289
Figure 3. Landslide in Puerto Rico after 2017 Hurricane Maria: surface observations indicated failure
Figure 3. Landslide in Puerto Rico after 2017 Hurricane Maria: surface observations indicated failure
of
ofrocky
rockyslopes.
slopes. (Bedrock
(Bedrock isismostly
mostlyserpentinite,
serpentinite, chert,
chert,and
andcalcareous
calcareoussandstone.)
sandstone.) (a)
(a) debris
debris flow
flow
with
withexposed
exposedbedrock,
bedrock,(b)
(b)slope
slopewith
withrock
rockfragments
fragmentsand
and(c)
(c)rockslide
rockslidewith
withsignificant
significantfines.
fines.(Photo
(Photo
credit:
credit:Shen-En
Shen-EnChen).
Chen).
An
Anaccurate
accuratelandslide
landsliderisk
riskmap
mapwould
wouldbe
be extremely
extremelyhelpful
helpfulto
toregional
regionalDepartments
Departments
of
Transportation
(DOTs)
to
improve
maintenance
planning,
routing
decision-making,
and
of Transportation (DOTs) to improve maintenance planning, routing decision-making,
future
site
preparation.
Ultimately,
the
outcomes
of
those
improvements
can
be
lifesaving.
and future site preparation. Ultimately, the outcomes of those improvements can be lifeHowever,
existing existing
landslide
risk analyses
do not differentiate
bridge bridge
locations
in terms
saving. However,
landslide
risk analyses
do not differentiate
locations
in
of
whether
they
are
in
valleys
or
on
ridgetops.
Hence,
this
paper
attempts
to
determine
terms of whether they are in valleys or on ridgetops. Hence, this paper attempts to deterthe major storm risks to the bridges in North Carolina by combining the North Carolina
mine the major storm risks to the bridges in North Carolina by combining the North Carlandslide risk information and highway and roadway bridge locations to help identify
olina landslide risk information and highway and roadway bridge locations to help idencritical bridges that may be exposed to the damaging effects of landslides. These bridges
tify critical bridges that may be exposed to the damaging effects of landslides. These
can be differentiated into higher-risk bridges depending on their geographical locations. As
bridges can be differentiated into higher-risk bridges depending on their geographical losuch, we can identify bridges that are likely to experience the combined risks of flooding
cations. As such, we can identify bridges that are likely to experience the combined risks
and landslides.
of flooding and landslides.
This paper explains the mapping methodology for the bridge landslide risks by identiThis paper explains the mapping methodology for the bridge landslide risks by idenfying their geographical situations and validating them through site visits. The following
tifying their geographical situations and validating them through site visits. The following
section describes the study areas and the generation of the landslide database.
section describes the study areas and the generation of the landslide database.
GeoHazards 2024, 5
290
Figure 4. A new bridge under construction in Las Marias—heavy flooding resulted in localized
Figure 4. A new bridge under construction in Las Marias—heavy flooding resulted in localized
landslides and
and the
the washout
washout of
of the
the original
original bridge.
bridge. (a)
(a) bridge
bridge serving
serving trapped
trapped residences,
residences, (b)
(b) bridge
bridge
landslides
embankment
with
debris
from
upstream
landslides,
(c)
scoured
embankment,
and
(d)
newly
repaired
embankment with debris from upstream landslides, (c) scoured embankment, and (d) newly rebridge bridge
approach.
(Photo (Photo
credit: Shen-En
Chen). Chen).
paired
approach.
credit: Shen-En
2. Study Area and Landslide Data
2. Study Area and Landslide Data
As one of the US southeastern coastal states, North Carolina is often impacted by
As one
of the US
southeastern
coastal
states,
is often
impactedMaria).
by the
the same
Atlantic
hurricanes
that hit
Puerto
RicoNorth
(suchCarolina
as the case
of Hurricane
same
Atlantic
hurricanes
that
hit
Puerto
Rico
(such
as
the
case
of
Hurricane
Maria).
BeBecause of the likelihood of exposure to Atlantic hurricanes, we are interested in studying
cause
of
the
likelihood
of
exposure
to
Atlantic
hurricanes,
we
are
interested
in
studying
the same multi-hazard risks to bridges in North Carolina (NC).
the same
multi-hazard
risks
to physiographic
bridges in North
Carolina
(NC).Carolina. North Carolina’s
Figure
5a shows the
three
regions
in North
Figure is
5acomposed
shows the three
regions
North(see
Carolina.
Carolina’s
geography
of thephysiographic
eastern Coastal
Plain in
Region
FigureNorth
5d), the
central
geography
is
composed
of
the
eastern
Coastal
Plain
Region
(see
Figure
5d),
the
Piedmont (see Figure 5c), and the western Appalachian Mountains (see Figure 5b).central
2 ) encompasses
Piedmont
(see Figure
5c),(26,572
and thekm
western
Appalachian
Mountains
5b).Smoky
The mountain
area
the Blue
Ridge (see
and Figure
the Great
2) encompasses the Blue Ridge and the Great Smoky
The
mountain
area
(26,572
km
Mountains [19]. The Eastern Continental Divide separates the rivers that flow eastward
Mountains
[19]. The
Eastern
Divide
separates
the rivers
that flow and
eastward
into the Atlantic
Ocean
fromContinental
those flowing
westward
toward
the Tennessee
Ohio
2
into
the
Atlantic
Ocean from
flowing
westward
the areas
Tennessee
and Ohio
rivers
[19].
The Coastal
Plain those
(59,363
km ) refers
to thetoward
low-lying
extending
fromrivthe
ers
[19].
The Coastal
km2Banks,
) refersfeaturing
to the low-lying
areas extending
from[19].
the
sandy
farmland
in thePlain
east to(59,363
the Outer
barrier islands
and three capes
sandy
farmland
in the
eastkm
to 2the
Outer Banks,
featuring
barrier
islands
and three capes
Last, the
Piedmont
(43,288
), typically
described
as “the
foothills”,
is characterized
by
2), typically described as “the foothills,” is character[19].
Last,
the
Piedmont
(43,288
km
rolling hills ranging from 90 to 450 m in elevation [19].
ized by
rolling hills
from
90 to in
450
mwestern
in elevation
[19]. of NC. For example, the
Landslides
are ranging
a common
hazard
the
mountains
are
a common
hazard
thedirect
western
ofstabilization
NC. For example,
the
2005 Landslides
Pigeon River
Gorge
rockslide
eventinhad
(e.g.,mountains
road repair,
costs, etc.)
2005
Pigeon (e.g.,
Riverinterruption
Gorge rockslide
event had
direct (e.g.,
roadbecause
repair, of
stabilization
costs,
and indirect
of business,
commerce,
tourism
lengthy detours,
etc.)
and indirect
(e.g., interruption
of business,
commerce,
tourism
because
etc.) costs
that exceeded
15 million USD
[20]. To date,
no attempt
has been
madeoftolengthy
discern
detours,
etc.) landslide
costs thatrisks
exceeded
15 million
USD
To date,
no attempt
been made
the probable
in North
Carolina
for[20].
specific
roadway
bridge has
structures.
to discern
the probable
landslide
in North
Carolina
for specific
bridge strucTo evaluate
landslide
risks,risks
landslide
data
from 1900
to 2021roadway
were collected
from
the U.S. Geological Survey (USGS). The NC landslide-prone area is roughly 320 km2 ,
tures.
and approximately 99.7% of the landslides occurred in the western mountains, with only
GeoHazards 2024, 5
291
0.03% of the landslides occurring in the Piedmont [21]. Belair, Jones [21] developed the
US landslide database (version 2.0), and based on the confidence levels, quality of input
data, and method used for identification and mapping of each landslide, they suggested
a scale system for slope susceptibility to landslides [22]. In their database, the authors
recommended that the lowest susceptibility value (1) is for “Possible landslide in the area”
and the highest value (8) is for “High confidence in extent or nature of landslide” [22]. In
our study, landslide areas with values ranging from 5 (a confident consequential landslide
at this location) to 8 were used.
Figure 5. Study area with location map illustrating North Carolina’s three distinct physiographic
Figure 5. Study area with location map illustrating North Carolina’s three distinct physiographic
regions. (a) North Carolina distinct physiographic region distribution, (b) Blue Ridge Mountain
regions.
(a)Piedmont
North Carolina
distinct
physiographic
area, (c)
area, and
(d) Coastal
Plain area. region distribution, (b) Blue Ridge Mountain area,
(c) Piedmont area, and (d) Coastal Plain area.
To evaluate landslide risks, landslide data from 1900 to 2021 were collected from the
3. Materials
and Methods
U.S. Geological Survey (USGS). The NC landslide-prone area is roughly 320 km2, and ap3.1.proximately
Landslide and
Bridge
Inventory
99.7%
of the
landslides occurred in the western mountains, with only 0.03%
of the
in the
Piedmont
Belair,
Jones
[21] developed
the US
landThelandslides
landslideoccurring
inventory
used
in this[21].
study
is the
USGS
dataset [21].
The
dataset
slide database
(version 2.0),
andand
based
on landslide
the confidence
levels, from
quality
of input
data,
and 6).
contains
4794 landslide
points
6653
polygons
1991
to 2021
(Figure
method
usedisfor
identification
and mapping
each landslide,
they
a scale
sys-as the
The
database
collected
and maintained
by of
different
agencies
andsuggested
institutions,
such
tem for Aeronautics
slope susceptibility
to landslides
[22]. In their
database,
the authors
recommended
National
and Space
Administration
(NASA),
USGS,
and the
North Carolina
that the lowest
susceptibility
Geological
Survey
(NCGS). value (1) is for “Possible landslide in the area” and the highest value (8) is for “High confidence in extent or nature of landslide” [22]. In our study,
landslide areas with values ranging from 5 (a confident consequential landslide at this
location) to 8 were used.
3.1. Landslide and Bridge Inventory
GeoHazards 2024, 5
The landslide inventory used in this study is the USGS dataset [21]. The dataset contains 4794 landslide points and 6653 landslide polygons from 1991 to 2021 (Figure 6). The
database is collected and maintained by different agencies and institutions, such as the
292
National Aeronautics and Space Administration (NASA), USGS, and the North Carolina
Geological Survey (NCGS).
Figure
6. Location
Location of
oflandslide
landslidepoints
pointsand
andpolygons
polygonswithin
within
study
area.
Showing
closer
verFigure 6.
thethe
study
area.
(a)(a)
Showing
closer
version
sion
in
Ashe
County,
Watauga
County,
and
Avery
County.
(b)
Showing
NC
statewide
results
and
in Ashe County, Watauga County, and Avery County. (b) Showing NC statewide results and closer
closer version location (red square) in NC.
version location (red square) in NC.
The
study
is collected
from
the the
North
Carolina
DeThe bridge
bridge inventory
inventoryfor
forthe
thecurrent
current
study
is collected
from
North
Carolina
partment
of
Transportation
(NCDOT)
dataset
and
the
Federal
Highway
Administration
Department of Transportation (NCDOT) dataset and the Federal Highway Administration
(FHWA) dataset.
dataset. We
Weused
usedthe
thebridge’s
bridge’sIDID
combine
datasets
for our
analysis.
(FHWA)
toto
combine
thethe
twotwo
datasets
for our
analysis.
The
The
combined
dataset,
updated
to 2023,
contains
22,812
bridges
(Figure
combined
dataset,
updated
to 2023,
contains
22,812
bridges
(Figure
7). 7).
Figure 7.
7. Location
the study
study area.
area.
Figure
Location of
of bridges
bridges within
within the
3.2. Conditioning Factors
In defining a likely landslide area, we selected several variables known to influence
the susceptibility of a slope to fail, including elevation, aspect, slope, rainfall, distance to
faults, and distance to rivers for landslides [23–27].
Elevation can significantly affect landslide occurrence; it can also interact with other
factors, and their combined effects impact the probability of occurrence [24,28,29]. Eleva-
GeoHazards 2024, 5
293
3.2. Conditioning Factors
In defining a likely landslide area, we selected several variables known to influence
the susceptibility of a slope to fail, including elevation, aspect, slope, rainfall, distance to
faults, and distance to rivers for landslides [23–27].
Elevation can significantly affect landslide occurrence; it can also interact with other
factors, and their combined effects impact the probability of occurrence [24,28,29]. Elevation
data were obtained from the Digital Elevation Model (DEM) provided by the USGS [30] at
a resolution of 1 arc-second (Figure 8a). Contour lines that contain elevation values were
used to construct a DEM layer with a cell size of 30 m × 30 m [30].
Figure 8. Landslide conditioning factors used in this study: (a) Elevation, (b) Aspect, (c) Slope, (d)
Figure 8. Landslide conditioning factors used in this study: (a) Elevation, (b) Aspect, (c) Slope,
Rainfall, (e) Distance to fault, (f) Distance to river.
(d) Rainfall, (e) Distance to fault, (f) Distance to river.
It
is important
to recognize
the geological,
geomorphological,
andtool
hyUsing
DEM, we
calculatedthat
theseveral
aspectofvariable
with the
ArcGIS Pro aspect
drological
factors
are
implied
in
the
aspect
variable
[31].
As
a
result,
the
only
other
major
(Figure 8b) and the slope variable with the slope tool (Figure 8c). Aspect-related paramfactor
in triggering
landslides
that drying
needs to
be explicitly
investigatedmay
is seismicity
eters such
as exposure
to sunlight,
winds,
and discontinuities
influence [9].
the
Therefore,
the
distance
to
faults
is
an
important
susceptibility
criterion
[25]
(Figure
8e).
occurrence of landslides [25]. Following Ayalew and Yamagishi [31] and Lee
and PradWe
toolvariable
in ArcGIS
Pro
to generate
distances
to faults
[32]. flat
hanused
[26], the
we Euclidean
reclassifieddistance
the aspect
and
divided
the aspect
into nine
classes:
◦ and 337.5–360
◦ ), northeast
◦ ), east to
◦ ),due
to rivers are
generally more
vulnerable
landslides
to fac(−1◦ Slopes
), northlocated
(0–22.5closer
(22.5–67.5
(67.5–112.5
southeast
◦ ), southwest
◦ ), northwest
◦ ),
tors
such as ◦increased
water infiltration,
erosion,
and the destabilizing
effect
of flowing
(112.5–157.5
), south (157.5–202.5
(202.5–247.5
(247.5–292.5
water
[33,34].
We used◦ ).the
Euclidean
toolclasses,
to generate
the distance
tovalues
the river
in
and west
(292.5–337.5
Based
on the distance
order of the
we assigned
aspect
from
ArcGIS
Pro.
The
river
data
were
collected
from
the
USGS
national
rivers
(NHD)
database
1 to 9 to each class. Aspect value is especially critical to the landslide susceptibility of
[35].
steep slopes.
Figure 9 illustrates the schematic of the workflow for our models and calculations,
which will be further explained in the following section.
GeoHazards 2024, 5
294
High rainfall amounts typically result in high hazard index values for landslides [23].
Rainfall totals were calculated using observation data from the National Oceanic and
Atmospheric Administration (NOAA) and the Inverse Distance Weighted (IDW) tool in
ArcGIS Pro (Figure 8d).
It is important to recognize that several of the geological, geomorphological, and
hydrological factors are implied in the aspect variable [31]. As a result, the only other
major factor in triggering landslides that needs to be explicitly investigated is seismicity [9].
Therefore, the distance to faults is an important susceptibility criterion [25] (Figure 8e). We
used the Euclidean distance tool in ArcGIS Pro to generate distances to faults [32].
Slopes located closer to rivers are generally more vulnerable to landslides due to
factors such as increased water infiltration, erosion, and the destabilizing effect of flowing water [33,34]. We used the Euclidean distance tool to generate the distance to the
river in ArcGIS Pro. The river data were collected from the USGS national rivers (NHD)
database [35].
Figure 9 illustrates the schematic of the workflow for our models and calculations,
which will be further explained in the following section.
Figure9.9.AAschematic
schematicof
ofthe
thecalculation
calculationworkflow
workflowfor
forthe
theprobability
probabilityof
oflandslide
landslideoccurrence
occurrencemap
map
Figure
and
bridges
in
the
valley.
and bridges in the valley.
3.3.
3.3.Logistic
LogisticRegression
RegressionModel
Model
Logistic
for estimating
estimating the
therelationship
relationshipbetween
betweena acategorical
categoriLogistic regression
regression (LR)
(LR) allows
allows for
cal
variable
(e.g.,
occurrence
oroccurrence
no occurrence
an extreme
its influential
variable
(e.g.,
occurrence
or no
of anof
extreme
event)event)
and itsand
influential
factors
factors
is a useful
to calculate
the probability
the occurrence
an
[36,37].[36,37].
It is a It
useful
tool totool
calculate
the probability
of theofoccurrence
of an of
event
event
[36,38,39].
Kleinbaum,
Dietz
[38]
described
the
logistic
model
as
follows:
[36,38,39]. Kleinbaum, Dietz [38] described the logistic model as follows:
𝑝=
p=
1
e𝑒z 𝑧
=
1 + ez 𝑧 =
1 + e−z
1
1 + 𝑒 −𝑧
1+𝑒
(1)
where p is the probability of an event occurrence (1: occurrence; 0: no occurrence). Logit z is
where p is the probability of an event occurrence (1: occurrence; 0: no occurrence). Logit z
assumed to be a linear combination of the independent variables and is defined as follows:
is assumed to be a linear combination of the independent variables and is defined as follows:
z = β +β x +β x +...+β x
(2)
0
1 1
2 2
i i
𝑧=
𝛽0 model,
+ 𝛽1 𝑥x1i is+the𝛽2ith𝑥2variable,
+. . . . +𝛽
where β0 is the intercept
of the
and 𝑖β𝑥
i 𝑖is the coefficient of
We used of
thethe
random
toolithinvariable,
RStudioand
2021.09.2+382
(open-source
the
variable
xi . intercept
where
β0 is the
model,forest
xi is the
βi is the coefficient
of the
variable xi. We used the random forest tool in RStudio 2021.09.2+382 (open-source statistical software) for the LR modeling and generated the probability map of event occurrence
(Equation (1)) in NC in ArcGIS Pro 3.1.2.
The Receiver Operating Characteristic (ROC) curve is a representation of the performance of a binary classification model [40]. Zhang, Lim [41] used an ROC curve to determine the optimal discrimination threshold for predicting event occurrence. The ROC
GeoHazards 2024, 5
295
statistical software) for the LR modeling and generated the probability map of event
occurrence (Equation (1)) in NC in ArcGIS Pro 3.1.2.
The Receiver Operating Characteristic (ROC) curve is a representation of the performance of a binary classification model [40]. Zhang, Lim [41] used an ROC curve to
determine the optimal discrimination threshold for predicting event occurrence. The ROC
curve is created by plotting the True Positive Rate (TPR) against the False Positive Rate
(FPR) for various threshold values of a model’s predicted probabilities [42,43]. Zhang,
Lim [41] and Milanović, Marković [43] further used Area Under Curve (AUC) values
between 0.5 and 0.7 to indicate poor precision, values between 0.7 and 0.8 to indicate
acceptable precision, values between 0.8 and 0.9 to indicate excellent precision, and values
higher than 0.9 to indicate outstanding model precision. We used R to fit the LR models
and produced the LR results, ROC curve, and AUC values. This model validation approach
is used in the current study in LR modeling. These model validation approaches will also
be used in random forest (RF) modeling, as explained in the following section.
3.4. Random Forest Model
According to Alzubi, Nayyar [44], Machine Learning (ML) is about making computers
modify their actions in order to improve the actions to attain more accuracy, where accuracy
is measured in terms of the number of times the chosen actions result in correct values. ML
can be defined as a category of artificial intelligence that enables computers to learn and
perform tasks that come naturally to humans, such as learning from past experiences [44].
ML techniques have been extensively applied in spatial statistical analyses to predict and
model extreme events [45–47].
Introduced by Breiman [48], random forest (RF) is a computationally effective ensemble ML method that constructs the combination of many decision trees that can be used to
model the spatial distribution of extreme events and has been applied in geomorphological research, susceptibility mapping, and remote sensing data modeling [47–49]. RF has
strong algorithmic advantages such as rapid processing capability, easy hyper-parameter
optimization, and success in achieving high predictive performance [47]. This technique
has been applied to spatial regression analyses to predict the likelihood of extreme events
occurring in different regions [43,49–51]. It has been combined with multiple decision trees
to improve the accuracy and robustness of the model [48].
An RF model can deal with a large amount of data, including both categorical and
numerical data, and it can account for complex interactions and validate predictions [49].
The data requirement is for data that represent both occurrence and non-occurrence areas [49]. Therefore, we assigned a value of 1 to occurrence landslide points and a value of 0
to non-occurrence landslide points in our dataset [50]. Identifying the areas and sample
conditions from GIS spatial locations is straightforward [11]. However, the accuracy of
data mining models, often considered a “black box”, should be rigorously tested due to
the challenge of defining variable relationships [49]. In our study, it involved splitting
the entire dataset into two parts, where 80% of the dataset was used for training and the
remaining 20% of the dataset was employed for validation [11,49].
A study by Kim, Lee [11] focused on landslide susceptibility mapping using ML
models, specifically RF and boosted tree models. The performance of the models was
evaluated using an ROC analysis and AUC values. The results of the study showed that
both the RF and boosted tree models performed well in predicting landslide susceptibility,
with the RF model outperforming the boosted tree model in terms of accuracy. The study
demonstrated the effectiveness of RF, boosted tree models for landslide susceptibility
mapping, and emphasized the importance of slope in landslide susceptibility analyses.
Chen et al. [6] also tested the performance of RF to quantify landslide susceptibilities and
concluded that RF can reach a 95% confidence level with high AUC values [6].
In this study, we used the RStudio 2021.09.2+382 software for the RF modeling and
produced an RF result, an out of bag (OOB) error, an accuracy value, an ROC curve, AUC
values, and, finally, a map of the probability of landslide event occurrence in NC.
GeoHazards 2024, 5
296
3.5. North Carolina Highway Bridges
In this study, we focused on bridges situated above water with a length greater than
6 m and excluded those bridges over pipes and culverts or those designed as ramps.
A significant number of the bridges on the NC highway system are prestressed concrete
stringer bridges and steel girder bridges, with very few other bridge types. However,
bridge construction materials are not the focus of the current study. The elevation of the
bridge plays a crucial role in determining its susceptibility to damage by streams and rivers.
Our previous investigation in Puerto Rico revealed that bridges located at the bottom of
valleys are particularly vulnerable to multi-hazard risks that include landslide and flooding
events. Hence, similar to the bridge in Las Marias (see Figure 4), the combined hazards
can lead to bridge washout. Thus, we further identified bridges likely to be affected by
landslides and selectively examined those situated in or near the bottom of valleys.
Throughout this research, we employed various tools in ArcGIS Pro to automatically
calculate the bridge’s assumed flooding potential (AFP) based on their geographical locations. These tools included the buffer tool, zonal statistics tool, extract multi-values to
points tool, split line to points tool, and bearing distance to line tool. We utilized these
tools to generate elevation data for both the banks of a bridge and the elevation of the river.
Subsequently, these elevation data were incorporated into the bridge’s AFP calculation,
defined by the following equation:
Bi =
E1i + E2i
− ELi
2
(3)
where Bi represents the bridge’s AFP, i denotes the bridge’s ID, E1i and E2i correspond to the
elevations of the two sides of the bridge, and ELi represents the elevation of the river. AFP is
different from bridge clearance as it is physically the approximate bridge height (averaged
from the two banks) minus the river elevation from DEM at the location of the bridge.
Hence, AFP is not the exact bridge height to the water level but the approximate bridge
height to the DEM elevation. Ignored are the actual heights from the bridge bottom to the
bridge deck surface. We utilized ArcGIS Pro tools to compute the AFP results (Equation (3)
and identified bridge locations within valleys in NC.
To identify bridge locations within a valley, we used several criteria, such as AFP
value, landform, slope, and elevation difference. The landforms were classified using the
“Geomorphon Landforms” tool in ArcGIS Pro, which categorizes calculated geomorphons
into common landform types [52]. Jasiewicz and Stepinski [53] studied the classification and
mapping of landform elements and described geomorphon as the landscape representation
based on elevation differences around a target cell. Comprising 498 geomorphons, their
dataset encompassed all conceivable morphological terrain types, encompassing both
common landscape elements and rare, unconventional forms found infrequently on natural
terrestrial surfaces [53]. The data were then classified into ten common landform types:
flat, peak, ridge, shoulder, spur, slope, hollow, footslope, valley, and pit [52,53].
In the current study, the slope values were determined based on the maximum slope
degrees (see Section 3.2) within a 30 m search area around the bridge. The elevation
differences were calculated from the maximum elevation within the same 30 m search area
around the bridge compared to the bridge’s elevation.
4. Results and Discussion
We utilized 9794 sample points for the LR and RF modeling (4794 for historical
landslide occurrences and 5000 for no landslide occurrences). In our dataset, we used a
random points tool in ArcGIS Pro to generate 5000 points that had no landslide occurrences.
4.1. Statistical Results
The variables of elevation, aspect, slope, rainfall, distance to faults, and distance to
rivers were used in our analysis. The results for the LR model are shown in Table 1. We used
the slope interaction with the elevation model to analyze the landside sample points. The
GeoHazards 2024, 5
297
results for the LR model show that the elevation, aspect, rainfall, slope, aspect 2 to aspect
6, and the distance to rivers are considered positive and significant variables. This means
that the landslides would occur more frequently in areas where the elevation is higher,
the slope is steeper, the rainfall is larger, the location is far away from a river, and the
facing slope is north (aspect 2), northeast (aspect 3), east (aspect 4), southeast (aspect 5),
or south (aspect 6). On the other hand, distances to faults and slope interaction elevation
are negative and significant, meaning that the high occurrence of landslides in the area is
closer to the fault lines. In this case, negative slope interaction means that when the slope is
steeper, the elevation will be lower. Furthermore, aspect 7 and aspect 8 are both identified
as negative, but only aspect 8 is significant. The interpretation is that landslides will not
frequently occur where the facing slope is westward (aspect 8). Finally, it is not conclusive
if landslides will likely occur on southwest-facing (aspect 7) slopes.
Table 1. Coefficient values for LR in the case of each predictor variable in a landslide.
1
Variable
Unit
Aspect (Reclass) Interact Slope
Significance 1
Elevation *
Slope
Rainfall
Distance to faults
Distance to rivers
Aspect 2
Aspect 3
Aspect 4
Aspect 5
Aspect 6
Aspect 7
Aspect 8
Slope: Elevation
Intercept
m
Degree
mm/year
m
m
2.264 × 10−3
6.346 × 10−1
3.399 × 10−3
−1.069 × 10−5
1.515 × 10−4
5.706 × 10−1
1.175 × 100
1.362 × 100
9.241 × 10−1
5.366 × 10−1
−1.296 × 10−1
−2.987 × 10−1
−3.752 × 10−4
−5.523 × 100
***
***
***
***
**
***
***
***
***
***
†
*
***
***
Significance codes: *** p ≤ 0.001; ** p ≤ 0.01; * p ≤ 0.05; † p ≤ 1.
4.2. Validation and Comparison of Models
In Table 2, the LR model predicts a percentage of 76.3%, which is a measure of how
well the model predicts the correct outcome. Further, in a sensitivity analysis, the model
identified an accuracy of 77.4%, indicating the percentage of positive model identification.
In the case of AIC (Akaike information criteria) values, a lower AIC value indicates a better
model fit. In our case, the 8116.8 value is considered high. (Typical reported AIC values
are in the range of 200 [54] to 1,000,000 [55].) As mentioned in Section 3.4, the ROC curve
and AUC value have been widely used to validate the performance of the RF and LR
models [56]. A higher AUC value indicates better model performance, as it can distinguish
between positive and negative cases. In our model, the AUC has a reported accuracy of
84.3%, indicating acceptable model performance.
The OOB error estimate with lower values indicates better model performance, suggesting that the model can generalize new data well. The two a priori hyper-parameters
can be optimized: the number of trees in the forest (ntree) and the number of variables
tested at each node (mtry), with the optimization aimed at minimizing the OOB error and
achieving good model performance [50].
In our RF model, the optimized values were 500 for ntree and 3 for mtry, resulting in an
OOB error of 16.5%. Our RF model correctly predicted outcomes with an accuracy of 82.7%,
meaning that the model accurately predicted the outcomes. In a sensitivity test, the model
correctly identified 86%, a measure of how well it identifies true positive cases. A higher
AUC value indicated better model performance, with an accuracy of 90.9%, signifying
outstanding model performance.
GeoHazards 2024, 5
298
Table 2. Summary of model performances for the LR model and the RF model for landslides.
Models
Evaluation
1
1
Value
Logistic Regression
AIC
Accuracy
Sensitivity
AUC
8116.8
0.763
0.7736
0.8431
Random Forest
OOB
Accuracy
Sensitivity
AUC
16.52%
0.8269
0.8592
0.9092
AIC: Akaike information criterion.
In our research, we compare the LR model and the RF model to select the bestperforming model. The choice of the best model often depends on the specific characteristics
of the problem and the data at hand [54]. Based on the accuracy value, AUC value, and
ROC curve (see Figure 10), the RF model demonstrated superior performance in predicting
landslide occurrence. Consequently, we chose the random forest model to generate the
probability of a landslide occurrence map.
Figure 10. ROC curves of the LR model and the RF model.
Figure 10. ROC curves of the LR model and the RF model.
4.3. Predicted Probabilities and Susceptibility Map
TableIn2.order
Summary
of model with
performances
for the LR
RF model
for landslides.
to compare
the LR model,
wemodel
usedand
the the
trained
RF model
to generate
the probability of a landslide occurrence map and a susceptibility map. We trained the RF
Models
Evaluation
Value
model using R to map the predicted probability1 of landslide occurrence. Figure 11 shows
AIC
8116.8
that the red color represents a higher probability of landslide occurrence, yellow indicates a
Accuracy
0.763
medium
probability,
and green signifies a low probability. Figure 12 reveals
that 47 bridges
Logistic
Regression
Sensitivity
will likely experience over 50% of the landslide
occurrences in the NC 0.7736
mountain region.
AUC
0.8431
OOB
16.52%
Accuracy
0.8269
Random Forest
Sensitivity
0.8592
AUC
0.9092
1
AIC: Akaike information criterion.
GeoHazards 2024, 5
299
Landslides are predicted to occur in over 80% of the area around Watauga County, Jackson
County, Henderson County, and Polk County.
Figure 11.
11. Landslide
Carolina.
Figure
Landslide risk
risk map
map in
in North
North Carolina.
Figure 11. Landslide risk map in North Carolina.
Figure 12. Bridges with a landslide risk map in NC’s mountain area. Showing the bridges with a
Figure
12.
Bridges
withaalandslide
landslide
risk
map
in
mountain
area.
Showing
bridges
a
50% or 12.
greater
probability
of beingrisk
impacted
aNC’s
landslide.
Figure
Bridges
with
map
inby
NC’s
mountain
area.
Showing
the the
bridges
withwith
a 50%
50% or greater probability of being impacted by a landslide.
or greater probability of being impacted by a landslide.
4.4. Bridge in a Valley
4.4. Bridge
in aa Valley
4.4.
Bridge
Valley
After in
bridge
data were retrieved from NCDOT and the FHWA databases, 9462
After
bridge
datawere
were
retrieved
from
NCDOT
andFHWA
the FHWA
databases,
9462
After
bridge
data
retrieved
from
NCDOT
and the
databases,
9462 bridges
bridges were identified
in
North
Carolina.
bridges
were
identified
in
North
Carolina.
were
identified
in
North
Carolina.
Several of the bridges (see Figures 13–17) were visited in September 2023. Figures 13
Several
of thebridges
bridgessituated
(see Figures
13–17) were
visited
in and
September
2023. Figures
13
and 14
showcase
on ridgetops.
Figures
13a,b
14a,b depict
the bridge
and
14 showcase
bridges13c,d
situated
ridgetops.
13a,b
and 14a,b
depict
the bridge
structure,
while Figures
andon
14d
illustrateFigures
the river
bedding.
Figure
14c provides
a
structure, whileofFigures
13c,d next
and 14d
illustrate
the riverabedding.
Figurerisk
14c(95%),
provides
a
representation
the situation
to the
bridge. Despite
high landslide
these
representation
of
the
situation
next
to
the
bridge.
Despite
a
high
landslide
risk
(95%),
these
bridges, built at higher elevations, exhibit a lower susceptibility to landslide impacts. Figbridges,
built
at higher
elevations,
exhibit
a lower
susceptibility
to landslide
impacts.
ures
15a,b,
16a,c,
and 17a
show the
bridge
structure,
while Figures
15c, 16b,d,
and Fig17b
ures 15a,b, 16a,c, and 17a show the bridge structure, while Figures 15c, 16b,d, and 17b
GeoHazards 2024, 5
300
Several of the bridges (see Figures 13–17) were visited in September 2023.
Figures 13 and 14 showcase bridges situated on ridgetops. Figures 13a,b and 14a,b depict
the bridge structure, while Figures 13c,d and 14d illustrate the river bedding. Figure 14c
provides a representation of the situation next to the bridge. Despite a high landslide risk
(95%), these bridges, built at higher elevations, exhibit a lower susceptibility to landslide
impacts. Figures 15a,b, 16a,c, and 17a show the bridge structure, while Figures 15c, 16b,d,
and
17b illustrate
the circumstances
of the
bed.
15 illustrates
a bridge conillustrate
the circumstances
of the river
bed.river
Figure
15 Figure
illustrates
a bridge constructed
at
structed
at anhigh
elevation
above
a valley, apresenting
a 60% of
probability
landslide
an elevation
above high
a valley,
presenting
60% probability
landslide of
occurrence.
occurrence.
Figures
and
17 depict
a specific
where
severaloccurred.
landslidesThese
occurred.
Figures 16a,b
and 1716a,b
depict
a specific
area
where area
several
landslides
two
These
two
bridges
are
considered
to
be
bridges
at
the
bottom
of
valleys
in
our
study.
of
bridges are considered to be bridges at the bottom of valleys in our study. One ofOne
these
these
bridges
(Bridge
ID:
740002)
(see
Figure
17)
has
experienced
landslides
in
its
vicinity,
bridges (Bridge ID: 740002) (see Figure 17) has experienced landslides in its vicinity, and
and
repair
works
using
nails
were
ongoing
during
field
visit
(seeFigure
Figure17c,d).
17c,d).
slopeslope
repair
works
using
soilsoil
nails
were
ongoing
during
thethe
field
visit
(see
Figure 13. Example of a bridge on a ridgetop (Bridge ID: 440375, a steel girder bridge). (a) Bridge’s
Figure 13. Example of a bridge on a ridgetop (Bridge ID: 440375, a steel girder bridge). (a) Bridge’s
side face, (b) Bridge’s girder, (c) Riverbed, and (d) Riverbank. (Photo credit: Shen-En Chen and
side face, (b) Bridge’s girder, (c) Riverbed, and (d) Riverbank. (Photo credit: Shen-En Chen and SoSophia
Lin).
phia Lin).
To establish whether a bridge is in a valley or on a ridge, several criteria were established, including landform (e.g., valley and pit) data, slope (e.g., above 9 degrees), elevation difference (e.g., above 15 m), and AFP value (e.g., under 7 m). The results showed that
21 bridges were in a valley-bottom setting (see Figure 18). It should be noted that AFP can
be a misnomer because it does not exactly project the flooding level. Instead, in the current
study, AFP is used by assuming that the flooding will reach its full value. Hence, to assess
the number of bridges that may be exposed to flooding danger, AFP up to 30 m was applied to the bridge data (see Figure 19).
GeoHazards 2024, 5
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Figure 14. Example of a bridge sufficiently higher than the valley region (Bridge ID: 740031, a preFigure 14. Example of a bridge sufficiently higher than the valley region (Bridge ID: 740031, a prestressed concrete stringer bridge). (a) Bridge’s side face, (b) Bridge’s surface, (c) Riverbank, and (d)
stressed concrete stringer bridge). (a) Bridge’s side face, (b) Bridge’s surface, (c) Riverbank, and (d)
Riverbed.
(Photo credit:
credit: Shen-En
Shen-En Chen
Chen and
and Sophia
Sophia Lin).
Riverbed. (Photo
Lin).
To establish whether a bridge is in a valley or on a ridge, several criteria were estabFinally, we combine the bridge-in-valley data with the probability of landslide occurlished, including landform (e.g., valley and pit) data, slope (e.g., above 9 degrees), elevation
rence, indicating a bridge’s landslide and flooding risk (see Figures 18 and 19). According
difference (e.g., above 15 m), and AFP value (e.g., under 7 m). The results showed that
to Figure 18, the results showed that three bridges have a lower than 10% chance of land21 bridges were in a valley-bottom setting (see Figure 18). It should be noted that AFP
slide occurrence; 12 bridges have a 10% to 20% chance of landslide occurrence; and 5
can be a misnomer because it does not exactly project the flooding level. Instead, in the
bridges have a 24% to 32% chance of landslide occurrence. One bridge (ID: 740002) has a
current study, AFP is used by assuming that the flooding will reach its full value. Hence, to
92% chance of landslide occurrence (see Figure 18, red square symbol). Bridge 740002 is a
assess the number of bridges that may be exposed to flooding danger, AFP up to 30 m was
steel stringer/multiple
girder
applied
to the bridge data
(seebridge
Figurewith
19). a concrete deck. This bridge was built in 2010,
and the last routine inspection of the structure was in September 2021. According to the
inspection results, the deck, superstructure, and substructure were still in good condition
in 2021.
The risks posed to Bridge 740002 are likely landslides near the bridge foundations as
well as upstream and downstream, which may result in increased flood heights from congestion of the channel stream flow during torrential rains. Such multi-hazard analysis has
not been previously attempted and should be included in the evaluation of bridges in
similar geographical settings. This is especially important in addressing climate extremes,
where unprecedented storms are projected for the Carolinas.
GeoHazards 2024, 5
302
Figure 15. Example of bridges in valleys (Bridge ID: 740027, a steel girder bridge). (a) Bridge’s side
Figure 15. Example of bridges in valleys (Bridge ID: 740027, a steel girder bridge). (a) Bridge’s side
face, (b) Bridge’s girder, and (c) Riverbed. (Photo credit: Shen-En Chen and Sophia Lin).
face, (b) Bridge’s girder, and (c) Riverbed. (Photo credit: Shen-En Chen and Sophia Lin).
Finally, we combine the bridge-in-valley data with the probability of landslide occurFurther research was conducted on bridge data in valleys, combined with the probarence, indicating a bridge’s landslide and flooding risk (see Figures 18 and 19). According to
bility of landslide occurrence and AFP (see Figure 19 and Appendix A). In Figure 19, the
Figure 18, the results showed that three bridges have a lower than 10% chance of landslide
bridges with12
AFP
belowhave
10 ma indicate
thatchance
23 bridges
have a 10%
to 20% chance
landoccurrence;
bridges
10% to 20%
of landslide
occurrence;
and 5 of
bridges
slide
occurrence,
6
bridges
have
a
20%
to
50%
chance
of
landslide
occurrence,
and
1
bridge
have a 24% to 32% chance of landslide occurrence. One bridge (ID: 740002) has a 92%
has a 50%
to 100% chance
of landslide
occurrence.
Appendix
A shows
details
the
chance
of landslide
occurrence
(see Figure
18, red square
symbol).
Bridgethe
740002
is aofsteel
bridge
information,
including
bridge
ID,
longitude,
latitude,
AFP,
our
assessment
(using
stringer/multiple girder bridge with a concrete deck. This bridge was built in 2010, and the
fourroutine
criteriainspection
for classification),
extra observations
(confirming
the classification
method),
last
of the structure
was in September
2021. According
to the inspection
and
the
probability
of
landslide
occurrence.
When
considering
AFP,
additional
results, the deck, superstructure, and substructure were still in good condition in field
2021.observations were made (see Appendix A), which indicates that bridges with AFP above 7
m and below 30 m are not necessarily located at the bottom of a valley. As observed in
Figures 13 and 14, these bridges may be better classified as either bridges at the mid-height
of a valley or on a ridgetop. The field observations were used to validate the bridges in
valleys in Appendix A, where only Bridge 020021 does not fit our criteria for a bridge in a
valley (AFP of less than 7 m). The classification method used in the current study achieved
a 97% accuracy rate in the bridge-in-valley selection.
GeoHazards 2024, 5
303
Figure 16. Examples of bridges in valleys (Bridge ID: 100653, a steel girder bridge). (a) Bridge’s
Figure 16. Examples of bridges in valleys (Bridge ID: 100653, a steel girder bridge). (a) Bridge’s side
side face, (b) Riverbed, (c) Bridge’s side face, and (d) Riverbed. (Photo credit: Shen-En Chen and
face, (b) Riverbed, (c) Bridge’s side face, and (d) Riverbed. (Photo credit: Shen-En Chen and Sophia
Sophia Lin).
Lin).
The risks posed to Bridge 740002 are likely landslides near the bridge foundations
as well as upstream and downstream, which may result in increased flood heights from
congestion of the channel stream flow during torrential rains. Such multi-hazard analysis
has not been previously attempted and should be included in the evaluation of bridges in
similar geographical settings. This is especially important in addressing climate extremes,
where unprecedented storms are projected for the Carolinas.
GeoHazards 2024, 5
304
Figure 17. Example of a valley bridge near a landslide with visible debris flow and rockslide (Bridge
Figure 17. Example of a valley bridge near a landslide with visible debris flow and rockslide (Bridge
ID: 740002,
740002, aa prestressed
prestressed concrete
concrete stringer
stringer bridge).
(a) Bridge’s
Bridge’s side
side face,
face, (b)
(b) Riverbed,
Riverbed, (c)
(c) Riverbank
Riverbank
ID:
bridge). (a)
infrastructure,
and
(d)
Landslide
around
bridge.
(Photo
credit:
Shen-En
Chen
and
Sophia
infrastructure, and (d) Landslide around bridge. (Photo credit: Shen-En Chen and Sophia Lin).
Lin).
Further research was conducted on bridge data in valleys, combined with the probability of landslide occurrence and AFP (see Figure 19 and Appendix A). In Figure 19, the
bridges with AFP below 10 m indicate that 23 bridges have a 10% to 20% chance of landslide
occurrence, 6 bridges have a 20% to 50% chance of landslide occurrence, and 1 bridge has a
50% to 100% chance of landslide occurrence. Appendix A shows the details of the bridge
information, including bridge ID, longitude, latitude, AFP, our assessment (using four
criteria for classification), extra observations (confirming the classification method), and the
probability of landslide occurrence. When considering AFP, additional field observations
were made (see Appendix A), which indicates that bridges with AFP above 7 m and below
30 m are not necessarily located at the bottom of a valley. As observed in Figures 13 and 14,
these bridges may be better classified as either bridges at the mid-height of a valley or on a
ridgetop. The field observations were used to validate the bridges in valleys in Appendix A,
where only Bridge 020021 does not fit our criteria for a bridge in a valley (AFP of less than
7 m). The classification method used in the current study achieved a 97% accuracy rate in
the bridge-in-valley selection.
GeoHazards 2024, 5
305
Figure
Figure 18.
18. Bridges
Bridges in
in aa valley
valley under
under 77 m
m above
above stream
stream elevation,
elevation, assuming
assuming flooding
flooding potential
potential (AFP)
(AFP)
Figure
Bridges in
a valley
under 7 mthe
above
streamfor
elevation,
assuming
flooding (landslide
potential (AFP)
in
NC’s18.
mountain
area
and indicating
potential
exposure
to multi-hazard
with
in NC’s mountain area and indicating the potential for exposure to multi-hazard (landslide with
in NC’s mountain
flooding)
dangers. area and indicating the potential for exposure to multi-hazard (landslide with
flooding) dangers.
flooding) dangers.
Figure 19. Probability of landslide occurrence combined with AFP.
Figure 19. Probability of landslide occurrence combined with AFP.
Figure 19. Probability of landslide occurrence combined with AFP.
5. Conclusions
5. Conclusions
The 2018 Hurricane Maria resulted in more than 40,000 landslides and damaged 388
Thein2018
Hurricane
in more
than 40,000
damaged
388
bridges
Puerto
Rico. AMaria
close resulted
examination
of several
of thelandslides
damagedand
bridges
revealed
bridges in Puerto Rico. A close examination of several of the damaged bridges revealed
GeoHazards 2024, 5
306
5. Conclusions
The 2018 Hurricane Maria resulted in more than 40,000 landslides and damaged
388 bridges in Puerto Rico. A close examination of several of the damaged bridges revealed
the danger of multi-hazard risks (landslide + flooding) for bridges in valleys. North
Carolina, on the east coast of the U.S., is also exposed to the impacts of seasonal Atlantic
hurricanes. Hence, to investigate similar risks to bridges in North Carolina, a landslide risk
susceptibility analysis has been conducted. In this study, we identified that the majority
of landslides occur in the mountainous region of North Carolina, thus posing a potential
threat to numerous bridges in that region.
Using logistic regression (LR) and random forest (RF) modeling, a landslide risk
susceptibility map was created. Conditioning factors included in the current study are
aspect variables and seismicity (distance to faults). The geomorphic, geological, and
hydrological considerations are inclusive of the aspect variables of the conditioning factors.
The results from the two models have accuracy rates of 76.3% and 82.7% for the LR and
RF models, respectively. Using the ROC curves, the RF model is also shown to be more
sensitive than the LR model in predicting landslide risks. Combining highway and roadway
bridge data, bridges with high landslide risk are then identified.
Further analysis using landform data and bridge assumed flooding potential (AFP)
helped identify bridges in valleys. The results showed 37 bridges exposed to both landslide
and flooding risks. One particular bridge (ID: 740002) has been found to be exposed to
high landslide and flooding risks. Observations from a field visit indicated that ongoing
construction efforts have been carried out to address localized landslides near the bridge
location. This confirmed our analysis result (see Figure 18, red square symbol), and the
observations on Bridge 740002 (see Figure 17) align with our findings, indicating the
potential exposure to multi-hazard (landslide with flooding) dangers. This observation
reinforced our confidence that the landslide risk map is accurate and can serve as a valuable
tool for managers and decision-makers, enabling proactive measures to prevent potential
bridge damage in the future.
The development of a landslide risk prediction model poses a challenge if we take
into consideration the complex nature of geo-environments, encompassing factors such
as geology, hydrology, topography, and human activities (land use) [4]. The current study
covered a large area and only considered the aspect variable and seismicity; hence, future
work aiming for increased precision can delve into additional factors such as geology and
lithology.
The current study used bridge AFP as an indicator of the potential for combined
landslide and flooding risks. If the flooding level reaches AFP, then the uplift forces
from the rapid channel flow may lift the bridge deck and result in a bridge washout.
Future work will extend the analysis of flooding risk and the connection to landslides,
which can further predict the scour potential that poses an additional threat to bridges.
The addition of flooding risks would provide managers and decision-makers with more
complete information to act preemptively to prevent damage to bridges.
Author Contributions: Conceptualization, S.-E.C., S.L. and W.T.; methodology, S.L., W.T., S.-E.C.;
software, S.L., W.T.; validation, N.S. and V.C.; formal analysis, S.L. and S.-E.C.; investigation, N.S.,
V.C., C.A., W.T. and J.D.; resources, W.T. and S.-E.C.; data curation, S.L.; writing—original draft
preparation, S.L and S.-E.C.; writing—review and editing, W.T., C.A. and J.D.; visualization, S.L. and
S.-E.C.; project administration, W.T., C.A. and J.D. All authors have read and agreed to the published
version of the manuscript.
Funding: This research was funded by North Carolina Department of Transportation, funding
number RP #2022-078.
Data Availability Statement: Some or all data, models, or code that support the findings of this study
are available from the corresponding author upon reasonable request.
Acknowledgments: We would like to acknowledge the funding support from the North Carolina
Department of Transportation.
GeoHazards 2024, 5
307
Conflicts of Interest: The authors declare no conflict of interest.
Appendix A
Table A1. Bridges identified with landslide and flooding combined risks.
No
Bridge ID
Longitude
Latitude
AFP
GIS Classification
Extra Observation
Probability of
Landslide
Occurrence
1
860024
−83.31964644
35.47677134
1.02
Valley Bridge
Valley Bridge
0.25
2
990034
−82.37624068
35.95286913
1.05
Valley Bridge
Valley Bridge
0.27
3
860020
−83.41412095
35.43162131
1.73
Valley Bridge
Valley Bridge
0.19
4
430010
−82.82258403
35.39932611
1.79
Valley Bridge
Valley Bridge
0.19
5
600084
−82.27706725
36.08360385
1.89
Valley Bridge
Valley Bridge
0.18
6
440161
−82.55773367
35.1673545
2.59
Valley Bridge
Valley Bridge
0.24
7
580017
−81.97599594
35.57528782
2.62
Valley Bridge
Valley Bridge
0.03
8
550229
−83.6553343
35.25717623
2.82
Valley Bridge
Valley Bridge
0.16
9
860137
−83.51710646
35.39425632
2.85
Valley Bridge
Valley Bridge
0.13
10
550228
−83.6690064
35.26770495
3.00
Valley Bridge
Valley Bridge
0.17
11
490080
−83.10854232
35.29399205
3.40
Valley Bridge
Valley Bridge
0.25
12
210057
−83.91391948
34.9993788
3.90
Valley Bridge
Valley Bridge
0.17
13
860104
−83.51851741
35.39461143
3.92
Valley Bridge
Valley Bridge
0.08
14
550230
−83.65351494
35.24695009
4.24
Valley Bridge
Valley Bridge
0.32
15
560138
−82.77026923
35.83929582
4.62
Valley Bridge
Valley Bridge
0.19
16
600026
−82.22878565
36.04036643
5.28
Valley Bridge
Valley Bridge
0.10
17
020021
−81.02105795
36.54282685
6.20
Valley Bridge
Not Valley Bridge
0.14
18
190159
−84.06817913
35.11164097
6.23
Valley Bridge
Valley Bridge
0.16
19
740002
−82.34673092
35.21555685
6.61
Valley Bridge
Valley Bridge
0.92
20
040045
−81.57578897
36.44914354
6.73
Valley Bridge
Valley Bridge
0.10
21
560122
−82.8361671
35.87993609
6.74
Valley Bridge
Valley Bridge
0.16
22
190271
−84.00223354
35.070788
7.94
Not Valley Bridge
Not Valley Bridge
0.03
23
100249
−82.62422335
35.71781996
9.14
Not Valley Bridge
Not Valley Bridge
0.13
24
040039
−81.3365605
36.47373934
10.74
Not Valley Bridge
Not Valley Bridge
0.08
25
040032
−81.49664884
36.55558414
11.18
Not Valley Bridge
Not Valley Bridge
0.40
26
370033
−83.93801605
35.44444511
11.37
Not Valley Bridge
Not Valley Bridge
0.08
27
190270
−84.02028287
35.07271993
11.42
Not Valley Bridge
Not Valley Bridge
0.19
28
050026
−82.01580245
35.98178364
11.91
Not Valley Bridge
Not Valley Bridge
0.06
29
100494
−82.30741992
35.61896287
12.44
Not Valley Bridge
Not Valley Bridge
0.16
30
560547
−82.55788273
35.91704369
12.55
Not Valley Bridge
Not Valley Bridge
0.40
31
600247
−82.08616795
35.9228022
15.85
Not Valley Bridge
Not Valley Bridge
0.07
32
430098
−82.94589996
35.58069908
16.11
Not Valley Bridge
Not Valley Bridge
0.11
33
580304
−82.21520267
35.63570163
22.58
Not Valley Bridge
Not Valley Bridge
0.13
34
980035
−80.43227182
36.21614972
23.48
Not Valley Bridge
Not Valley Bridge
0.00
35
430207
−82.9947526
35.66607999
24.49
Not Valley Bridge
Not Valley Bridge
0.43
36
850392
−80.86723297
36.25986437
24.55
Not Valley Bridge
Not Valley Bridge
0.02
37
850391
−80.867459
36.259959
25.31
Not Valley Bridge
Not Valley Bridge
0.00
GeoHazards 2024, 5
308
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