TRAVIS T. ANDERSON
Complicating Heidegger and the Truth of Architecture
According to Martin Heidegger’s 1927 Being and
Time (hereafter, BT), the everyday world at its
most fundamental level is a domain of praxis, a
realm of predominantly practical truths shaped by
and disclosed to practical tasks and relations. As
we will see, in BT, Heidegger identified two main
categories of objects belonging to the everyday
world: use-objects that are “ready to hand” (clothing, shelter, tools, and materials) and “thingly”
(dinglich) objects that are “present to hand” (objects of science, mere things, and natural entities—
which I call “elemental objects”). In this article, I
argue that as early as 1935–36 in “The Origin of the
Work of Art” (hereafter, OWA), this ontological
distinction was implicitly complicated in ways that
Heidegger did not explicitly acknowledge when he
supplemented the ontological schema of BT with
a new and definitively different category of beings:
works, the creative products of art and architecture.
While this additional category of beings altered the architectonics of Heidegger’s ontology in
provocative ways, it did not significantly alter the
way in which the being of entities within each ontological category is phenomenologically understood to be determined and manifest. That being is
in every case a function of the conscious subject’s
modally specific intentional relation or comportment toward the object in question. When, for example, that comportment is empirical, scientific,
or otherwise attuned just to a thing’s sensually
given properties or its natural constitution, the
being of the entity is elemental; when that comportment is practical, the being of the entity is
equipmental; and when the comportment is artistic or aesthetic, the entity is an artwork. In this
regard, Heidegger’s understanding of the temporal and contextual nature of a person’s fluctuating
comportments is similar to that of Nelson Goodman, expressed more than thirty-five years later
with the declaration, “the real question is not,
‘What objects are (permanently) works of art?’
but ‘When is an object a work of art?’”1 Under certain conditions, for Heidegger, a being’s essence
may be that of a mere thing, at other times, an object of utility, and on yet other occasions, a work of
art or architecture. In short, the discreet category
of being into which an object will fall depends
not only on its own physical, natural, or crafted
properties, but on the contextual conditions of its
perception and use.
As I will further argue, although most elemental objects, use-objects, and art objects—including
most ordinary buildings—submit themselves without much resistance to Heidegger’s ontological divisions, many architectural works do not. In particular, buildings by architects like Antonio Gaudi,
Daniel Libeskind, and Frank Gehry overtly unsettle those divisions, along with conventional distinctions between building and ornament, form
and function, and even architecture and sculpture.
Accordingly, the aim of this article is to investigate how Heidegger’s ontology of objects and actual works of architecture complicate each other.
More specifically, after identifying some of the
critical questions posed to philosophy by architecture, and then, after considering how the relevant
determinations of BT must be reread after OWA
and later essays, the present study examines the
implications of architecture for Heidegger’s philosophy of art and vice versa. It argues that Heidegger’s own analyses, especially when considered
in the light of certain postmodern architectural
projects, suggest that comportments toward architecture, as well as toward other forms of artistic
creation, should not be understood as detached,
c 2011 The American Society for Aesthetics
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derivative, and deficient modes of praxis (which is
how Heidegger understands elemental, scientific,
and theoretical comportments, as we will see). But
it also argues that Heidegger’s early phenomenological determinations—particularly his distinction
between use-objects and artworks, and his tacit
assertion that architecture functions ontologically
in the same way as do other works of art—are
problematic ideas, and that without overtly admitting these problems, Heidegger’s later work
nevertheless demonstrates a pronounced concern
with resolving them. This study concludes, with
and against Heidegger, that artworks in general
are ontologically prior to both elemental things
and practical things, that the place and truth of
architecture is prior still, and that, in consequence
of that primordial priority, the truth of architecture, together with all three fundamental divisions of objects in Heidegger’s ontology, should
be rethought beginning with their (and our) elemental nature.
i
One could argue that the twisting columns and
undulating soffits of Frank Gehry’s Condé Nast
Cafeteria in New York are a matter of pure ornament, no more. After all, this forest of forms is certainly not demanded by the building’s structure or
function. And surely the upended F-104 attached
to the facade of Gehry’s California Aerospace
Museum could be interpreted as a mere decorative supplement to the building proper, and
thus, as something that could be eliminated entirely without destroying or even seriously affecting the architecture as such. But what about
Gehry’s Guggenheim Museum in Bilbao, the Walt
Disney Concert Hall in Los Angeles, or even the
more restrained Team Disney administration offices in Anaheim, where, in each case, the buildings themselves are a cluster of sculpted forms
and thrusting curvilinear shapes? Then again, if we
look back with hindsight sharpened by his later,
more radical projects, we cannot consider Gehry’s
early, constructivist creations, like the chain-link
and corrugated metal residences that punctuate
the Santa Monica, Venice, and greater Los Angeles landscapes, without recognizing therein the
same slippage of building toward sculpture that
his more recent works fully embody (a slippage
playfully announced in his collaborations with
The Aesthetics of Architecture
the sculptor Claes Oldenburg, like the prominent
binocular entrance to the Chiat-Day Building).
Similarly, Libeskind’s fractured globe that serves
as building, monument, and movie screen for the
Manchester War Museum cannot be perceived in
any single, settled way—as a monstrous instance
of serviceable equipment, as a revolutionary work
of architecture, as an inventive form of visual art,
as a philosophical and cultural text, or as a work
of high-concept installation art. Are such designs,
by virtue of their indeterminacy and the interpretive dilemmas they occasion, somehow less practical or truthful, and thereby less architectural,
than their traditional boxy and rectilinear counterparts? And if phenomenology is right in claiming that the essence of objects is not static, but a
function of our comportment toward them, then
what can one twist free of a building in such cases
as these without the building itself ceasing to be a
building, and becoming, say, a monumental sculpture—albeit with features that mimic those of a
work of architecture? In other words, do conventional distinctions between structure and ornament and between equipment and artwork still
apply to such buildings? It is doubtful they apply
even to creations like Jorn Utzon’s Sydney Opera
House or Eero Saarinen’s Dulles Airport, or to
the numerous modern bridges, towers, and other
aesthetically engineered structures that inherently
appeal to our senses and our aesthetic taste as
much as they answer to our practical needs. But
works of architecture by Gehry, Libeskind, and
a handful of other postmodern designers (as well
as by visionary architects of the past, like Gaudi)
push the boundaries still further by posing difficult
questions not only about the categories typically
used to modally distinguish the various arts from
each other but about the traits employed to identify art as such.
Philosophers have not been troubled by postmodern architecture alone; architecture in general
has long frustrated philosophical efforts to understand it as an art by using the same criteria applied
to other, less elemental or useful creations. From
the age of the Greeks through the Renaissance,
art in the West was philosophically understood
and evaluated primarily in terms of its power to reveal and communicate truth. And more often than
not, beauty was philosophically calibrated to that
truth value. The advent of modernism initiated a
philosophical crisis for art so conceived, which in
comparison to emerging forms of science seemed
Anderson Complicating Heidegger
capable of expressing and disclosing only trivial,
dogmatic, or conspicuous truths. For nonnarrative
and nonrepresentational forms of art like architecture, that crisis became acute. In positing an
aesthetic role for art and an aesthetic superiority
for the fine or beautiful arts of painting, music,
poetry, sculpture—and at times, even for architecture—over the mundane ‘arts’ of craft and industry, post-Cartesian thinkers were not just breaking
with the classical conception of techné by distinguishing expressive or beautiful forms of creation
from various modes of practical production, nor
even simply unfolding the implications for art of
dualist epistemologies. Instead, they were struggling to establish for art some unassailable sense
of legitimacy and importance in the wake of scientific and Enlightenment assaults upon artistic
claims to truth. According to some, Martin Heidegger’s remarks in the appendix to OWA should
be read in this particular light, as a ringing endorsement of Hegel’s conclusion that the end of
art is marked by this seminal transformation in
the function and conception of art from that of a
revelatory purveyor of truth to a mere catalyst of
aesthetic experiences.2
While these readings of the history of art may be
warranted in some measure, they require us to understand aesthetic experiences solely in terms of
the satisfaction they provide and to disregard any
cognitive significance we might attribute to the
sensual nature of those experiences or to the elemental properties which awaken them—but Heidegger and others were not so inclined. Moreover, such an aestheticism might simply lack the
necessary reach to adequately comprehend architecture. In part, this is because the attribution of
beauty to architecture became progressively more
difficult as philosophy turned to subjectivist remedies in the wake of various failed attempts to think
of beauty objectively. For instance, thinkers in the
Hegelian tradition considered true beauty to be
not merely a beauty begotten of the mind, as
Hume and Kant reconceived it, but a beauty of
truth.3 Thus considered, however, architecture as
such could never lay much claim to beauty, before
or after modernism, since the truth and beauty
of architecture even in their brightest fulguration
would be but a symbolic truth and a tentative
beauty—more “a mere search for portrayal than
a capacity for true presentation.”4 As Hegel explained:
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[Architecture’s] task consists in so manipulating external
inorganic nature that, as an external world conformable
to art, it becomes cognate to spirit. Its material is matter
itself in its immediate externality as a mechanical heavy
mass, and its forms remain the forms of inorganic nature,
set in order according to relations of the abstract Understanding, i.e., relations of symmetry. In this material and
in these forms the Ideal, as concrete spirituality, cannot
be realized. . . . Therefore, the fundamental type of the
art of building is the symbolic form of art.5
Hence, with reference to the two aspects of art’s
functional evolution (the requirements that art
present definite and adequate truths, on the one
hand, and, on the other, that it carry out those
presentations through concrete and sensuous configurations), architecture for Hegel was a defective, inferior art in both form and content;
in contrast with the other arts, its meaning and
beauty were thereafter understood to be matters
of mere symbolism and expressive adornments,
respectively.
Even for philosophers who staunchly denied
retrograde claims that beauty is a function of the
determinacy and clarity of truth, the beauty of
architecture still seemed to suffer, and to have
always suffered, from a brutish, mustang inferiority relative to that of music, poetry, and even
arts like sculpture and painting, which share something of architecture’s elemental essence. So, despite whatever beauty philosophers begrudgingly
attributed to architecture, that beauty has always
remained stubbornly obscure. It has likewise remained a beauty largely unspecified—or in Kant’s
case, systematically unspecifiable. In short, the
beauty of architecture has simply managed to
resist the many philosophical and even artistic
efforts that would have clearly articulated it or
purged it of its elemental and practical contaminants. Perhaps this resistance is due to architecture’s elemental excesses; maybe architecture is
too earthbound, too manifestly material. After
all, as Schopenhauer rightly observed, architecture must forever bear the weight of “fundamental forces of nature” and thus remain the faithful servant of “necessity and utility.”6 Such forces
and needs cannot be easily reasoned away or aesthetically mitigated: a heavy beam requires strong
and serviceable columns or we find ourselves
buried in the rubble of our aspirations. So, while
Hegel was able to claim a degree of beauty for
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architecture by dialectically distilling from its
coarse material beginnings an ideal nectar boasting the ethereal clarity of absolute Spirit, architecture refused this refinement more stubbornly than
the other, less elemental arts and thus remained
for Hegel a stodgy “pioneer” on the trail to truth
rather than a free and adequate determination of
it. Even for Schopenhauer and like-minded antiHegelians who judged architecture to be essentially earthbound, forever subordinate to will and
utility, architecture was similarly judged to be incapable of all but the “lowest grade” of significance and beauty. Architecture can be somewhat
beautiful, Schopenhauer grudgingly admitted, but
only thanks to the play of light on its various surfaces, and the “evident and obvious suitability of
every part . . . to the stability of the whole.”7 And
even then, he added, any real beauty we might attribute to architecture “was already exhausted by
the ancients.”8
Whatever the reasons, this ostensible failing,
this incapacity of architecture to surrender itself
completely to the various appropriative projects
of philosophy, may attune us to otherwise silent
but always latent possibilities for radically and perhaps more properly reconceiving architecture—
and all other arts in its wake. After all, the raw and
mute physicality of architecture, that is, its elemental nature, can be considered a liability, only if the
truth and beauty of architecture (or of any other
art) must indeed be wrestled free of the media
and matter that concretely shape and situate both
their expression and our apprehension of them.
But what if they cannot? What directions might
philosophy take were it to hazard a conception
of art and architecture as essential expressions of
our (and their) elemental nature or as disclosive
engagements with forms of truth and beauty originating with that elemental nature?
ii
For all its obfuscations and detours, Martin Heidegger’s thought blazes the way down just such
a series of paths. Heidegger’s insistence in OWA
on analyzing art in terms of its dual disclosure of
earth and world argues decisively against the possibility of divorcing the meaning or beauty of art
from its material substratum. So too does his decision to begin the published version of the essay
with an extended discussion of thinglyness and to
The Aesthetics of Architecture
emphasize both that the one common feature of
all artworks is their sensuous, thingly nature, and
that it is precisely this material component of art
that in actuality is worked by every artist and sensually perceived by every viewer. Furthermore,
his work during this period demonstrates a much
more pronounced and sustained concern with understanding thinglyness than with understanding
art.9 It is also important to note that Heidegger’s
attempts at radically reconceiving art and architecture are not limited to his texts of the 1930s. In
later essays, his varied points of departure include
the convergence of place and space, and the nexus
of building, dwelling, and thinking understood as
a matrix in which the essence of human being itself primordially unfolds. Yet, before we can begin
to follow any of these paths, we must briefly retrace the existential analyses that cleared their way
and the later breakthroughs that progressively
destabilized Heidegger’s early phenomenological
categories.
In the second and third chapters of the first division of BT, Heidegger identifies a practical and
social “Being-in-the-world” (In-der-Welt-sein) as
the basic existential state (Grundverfassung) of
Dasein or human being, and he describes “average
everydayness” (Alltäglichkeit) as Dasein’s preeminent mode of existing.10 Everydayness, according to Heidegger, is ontologically reducible to a
predominantly utilitarian, thoroughly task driven,
and relatively global concern (Sorge) for the world
and its entities, that is, “producing, manipulating,
and the like.”11 This concern necessarily prioritizes useful materials and objects over mere matter and natural things, and it produces the primary
ontological distinction that BT draws between
objects—a distinction between the equipmental
“ready to hand” and the elemental “present at
hand.” Truth is phenomenologically conceived
by BT in terms of the fundamentally disclosive
events that originally open to understanding the
everyday world and its practical possibilities, and
out of which we subsequently fashion cognitive
propositions, laws, facts, and assertive truths about
things—including, apparently (at least at this stage
of Heidegger’s thought), artistic truths. In sum,
the disclosures occasioned by Dasein through its
equipmental relations are what establish the primary and pre-ontological ground of all propositional truths and of the knowledge belonging to
science and theory. Accordingly, and against an
entire tradition wherein knowledge is the vaunted
Anderson Complicating Heidegger
and supposedly neutral starting point of virtually
all conceptions of utility, knowledge is understood
by Heidegger neither as an epistemological relation between an immanent subject and some transcendent object nor as a transcendental or existentially orientating given, but as a “dwelling
autonomously alongside entities within-theworld,” as the product of a detached regard that is
secondary to and derivative of engaged practical
relations.12 Said differently, for Heidegger, theoria is grounded on praxis, not the reverse; to know
is to become thematically occupied with some explicit aspect of the world that we have always been
preoccupied with in a prereflective way. And since
average everydayness is essentially reducible to
the productive, manipulative involvements characteristic of practical concern, then theoretical
knowing requires a suspension of such involvements and a narrowing down of the wider vision
of circumspective sight (Umsicht) ordinarily employed in practical relations. Consequently, theoria is not only a derivative mode of praxis, but a
privative and partly blind mode.
By the time he writes OWA in the mid-1930s,
however, Heidegger’s ontology of objects and
his phenomenology of truth and knowledge have
changed considerably from what he sketched out
as a relatively faithful, albeit deeply revisionist Husserlian phenomenologist in 1927’s BT. In
OWA, Heidegger differentiates artworks from
both tools and rudimentary things, and he observes that “equipment takes an intermediate
place between mere thing and [art]work.”13 This
observation triggers compelling consequences,
since artworks now constitute an entirely new
category of objective beings, a category not considered at all by BT. One consequence is that
what Heidegger wrote in BT about tools and elemental entities, not to mention the thoroughly
practical and project-driven world to which they
belong, almost certainly needs some revision. A
second consequence is that the entire relation of
tools to artworks demands a much more penetrating analysis than Heidegger actually provides
in OWA, where his concerns have moved beyond completing an existential analytic of Dasein.
Why this demand? Because the introduction of a
new category of objects into Heidegger’s ontology entails what he would have earlier called a
new form of intentionality, a form which certainly
implicates Husserl’s pictorial intention (wherein
we perceive an aspect-specific, pictured entity to-
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gether with its physically present elemental substratum), but which is not reducible to it (since not
all artworks are pictorial, among other reasons).
Perhaps the most critical question raised by this
newly remarked category of objects and its correlative comportment is whether the work proper to
art comprises a derivative and deficient mode of
everyday being in the world (like contemplative
knowledge), whether it is simply a previously unrecognized or unthematized form of praxis (and
thus, another form of everyday work), or whether
it constitutes a primordial work of being (a work
that conditions and shapes the world on a deeper
level). If the latter possibility proves true, then
that primordiality might implicate the work of
art in what Heidegger calls in BT the “horizonal
schemata” of time, that is, the temporal ecstasies
which make the world possible. But whatever the
result, the ontological place and function of architecture in particular depends on the answer to this
tripartite question.
Let us seek that answer by considering what
Heidegger says about ‘making’ and ‘using’ in
OWA alongside his claim in BT that knowing is
a derivative, privative, detached, and somewhat
blind mode of praxis. My guiding question will be
this: do the ontological deficiencies Heidegger attributed to ‘knowing’ also apply to ‘creating’ and
‘preserving,’ the two constitutive moments of the
experience or event that in OWA Heidegger defines as the work performed by art: “truth setting
itself to work” and “the happening of truth in the
work”?14
In OWA, when Heidegger explicitly examines
the creative process, he says that ‘creating’ and
‘making’ are both ways of ‘bringing forth’: ‘Making’ brings forth useful things; ‘creating’ brings
forth artworks. Even though art (Kunst) requires
craftsmanship (Handwerk), craftsmanship of itself does not produce works—that is, it does not
produce forms or compositions in which the truth
is openly at work. This is so, claims Heidegger,
even when we think of handicraft in opposition to
factory-produced or mass-produced objects. Heidegger observes that the Greeks used the same
word (techné) for both art and craft and used a cognate word (technites) for both artist and craftsperson. His point (wrong or right) is that the Greeks
conflated these two ways of production—not because the essence of creative work is to be found
in craft per se, but because art and craft share a
fundamental attunement to being:
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The word techné denotes rather a mode of knowing. To
know means to have seen, in the widest sense of seeing, which means to apprehend what is present, as such.
For Greek thought the essence of knowing consists in
alétheia, that is, in the revealing of beings. It supports
and guides all comportment toward beings. Techné, as
knowledge experienced in the Greek manner, is a bringing forth of beings, in that it brings forth what is present
as such out of concealment and specifically into the unconcealment of its appearance; techné never signifies the
action of making.
The artist is a technites not because she is also a craftsman, but because the setting forth of works and the
setting forth of equipment occur in a bringing forth that
causes beings in the first place to come forward and be
present in assuming an outward aspect. . . . What looks
like craft in the creation of a work is of a different sort.15
The form of knowing that for Heidegger informs
both creating and making is “knowing as seeing
in the widest sense” and “apprehending what is
present.” This finding provisionally answers the
first part of our threefold question: art does not
always seem to employ the kind of focused or
detached sight which characterizes either Heidegger’s notion of existential interpretation or
contemplative knowing, theorizing, and abstract
reasoning (though it sometimes might—as in the
pictorial reflection on representation artistically
carried out by Velasquez in Las Meninas).16 But
the second part of our question remains: is the basic apprehension proper to “creating” and “making” an experience of truth identical to or more
essential than the engaged, broad, circumspective
sight belonging to practical being in the world?
In section 44 of BT, Heidegger argues that every conception of truth as a form of correspondence between assertions, ideas, perceptions, and
their objects implicitly presupposes a prior, more
fundamental disclosure or unconcealment of the
being of those objects, which could only be occasioned by the disclosedness (Erschlossenheit) constitutive of Dasein’s being in the world. In “On
the Essence of Truth” (an essay written around
the same time as OWA), Heidegger defines the
essence of this more fundamentally conceived
sense of truth as “freedom” or a “disclosive letting beings be”—a resolute attunement to beings
as a whole.17 When Heidegger finally reveals in
OWA that the difference between “making” and
“creating” lies in how a “created” work preserves
The Aesthetics of Architecture
and presents truth in ways a “crafted” use-object
does not, he defines art preservation (not curatorial labor, but “aesthetic” engagement) in much
the same way that he earlier defined the work of
fundamental unconcealment—as a resolute knowing and willing, a “standing within the openness of
beings that happens in the work,” where “knowing,” “willing,” and “standing within” are all forms
of “being resolved.”18 Only in this comportment
wherein we resolutely let a work do its work does
that work actually become a work, says Heidegger: “It is only for such preserving that the work
yields itself in its createdness as actual, which now
means, present in the manner of a work. Just as
a work cannot be without being created, but is
essentially in need of creators, so what is created
cannot itself come into being without those who
preserve it.”19 Heidegger further explains that the
“knowing” proper to “preserving” does not consist in having mere information and notions about
art. Neither does it involve “aestheticizing connoisseurship” of an artwork’s formal aspects, qualities, and charms. Rather, it is “being resolved; it is
standing within the strife that the work has fitted
into the rift.”20 Hence, when BT and OWA are
read alongside each other (as Heidegger explicitly indicates they should be), they suggest that
the decisive difference between “creating” and
“making” is not to be found in what is known or
even done by an artist or craftsperson, but in the
resolute attunement which animates the creating
and preserving disposition (and which discloses
thereby the essence of truth)—an attunement to
what Heidegger calls truth’s own “impulse toward
a work.”21 And the resolute nature of this attunement should be understood, insists Heidegger, “in
terms of the basic experience of thinking in Being
and Time,” that is, in terms of “the existing human
being’s ecstatic entry into the unconcealment of
Being.”22
In his introduction to the pivotal third chapter of BT’s second division, Heidegger explains
that temporality can be laid bare only when the
ontological meaning of care is clarified, and care
can be clarified only when the self is existentially
determined and temporality is primordially experienced over against Dasein’s being as a whole—
which means, in anticipatory resoluteness. Dasein
is resolute in recognizing its guilt and taking responsibility for its own choices; Dasein is anticipatory in authentically comporting itself toward
its own mortality and in ecstatically (temporally)
Anderson Complicating Heidegger
“standing out” from the world and its objects so as
to disclose both their being and Dasein’s own being. Therefore, understanding artistic work (and
the kind of knowing that lies at its core) in terms
of the “ecstatic” being of Dasein is nothing less
than recognizing art and architecture as being
among the few ways that fundamental unconcealment happens and that beings (especially Dasein)
are granted the freedom to be disclosed in their
essence, unshackled by practical, extraneous (and
in the case of Dasein itself, inauthentic) concerns.
In the final analysis, then, the determining features that decisively distinguish art and architecture from craft are two objective traits which
uniquely occasion, situate, and help maintain the
work of fundamental unconcealment. First, an
artwork (when functioning as art) is something
that expressly sets to work in a figure (Gestalt)
the clearing and concealing of earth and world,
the presentation and withdrawal from presentation of a work’s elemental, natural, and formal
aspects over against (and together with) its contextual, practical, and historical aspects, thereby
establishing and manifesting their inherent strife
(and unity).23 Second, an artwork presents itself
specifically as a created work. This means that
the acts of creation and preservation (which are
not simply correlative or sequential activities, for
the “preserving” that Heidegger describes must
already be at work in “creating,” and thus belong
to it) as well as the resulting art object all participate in a presentation of the artwork as something
that manifests human creativity as an express element.24 These two explicit features imply a third:
every artwork highlights the work of presentation
itself; art makes present an event or object in such
a way as to manifestly call attention to its presentational way of being. All these traits are lacking
in handicraft and mere equipment, says Heidegger: “The making of equipment never directly effects the happening of truth. The production of
equipment is finished when a material has been so
formed as to be ready for use. For equipment to
be ready means that it is released beyond itself, to
be used up in usefulness. Not so when a work is
created.”25
Our second and third questions are nearing
an answer. We have determined that creative
and preserving engagements entail for Heidegger more basic kinds of knowing and unconcealing than those employed by theory and science,
and we have affirmed that artistic creativity is
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not a form of praxis. But we have yet to discover whether the presentational work of art and
architecture still belongs to the everyday world,
as a nonpractical work (which would imply a
need to divide Heidegger’s work-world according
to two different kinds of work, with all the attendant complications for projective understanding and ecstatic existing), or whether it entails
a pri-mordial comportment toward being. Moreover, our discussions of praxis, craftsmanship, and
the elemental have begun to sound for an attuned ear a discordant note in Heidegger’s analyses, which raises two questions especially pressing
for architecture: given the obvious but nonetheless noteworthy fact that the crafted, practical,
and elemental aspects of architecture (unlike the
beaux arts) are what always predominantly announce themselves in our encounters with buildings, wherein lies architecture’s ostensible claim to
artistry? And are the truths and beauties proper
to architecture equally fundamental to those of
the other less elemental arts, or is architecture the
most primordial of our many creations? These are
the questions to which we will now turn.
iii
In spite of our earlier determination that the circumspective vision proper to creativity precludes
it always being a privative, founded mode of being in the world, there are certain passages from
OWA where it seems otherwise. Heidegger writes,
for example:
The more solitarily the work, fixed in the figure, stands
on its own and the more cleanly it seems to cut all ties to
human beings, the more simply does the thrust come into
the open that such a work is, and the more essentially
is the extraordinary thrust to the surface and what is
long-familiar thrust down. But this multiple thrusting is
nothing violent, for the more purely the work is itself
transported into the openness of beings—an openness
opened by itself—the more simply does it transport us
into this openness and thus at the same time transport
us out of the realm of the ordinary. To submit to this
displacement means to transform our accustomed ties
to world and earth and henceforth to restrain all usual
doing and prizing, knowing and looking, in order to stay
within the truth that is happening in the work. Only
the restraint of this staying lets what is created be the
work that it is. This letting the work be a work we call
preserving the work.26
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Were art not to presuppose practical dealings,
were it not to presuppose a prior being at home
in the world, it would seemingly make no sense
for Heidegger to say that art transports us out of
that world or calls upon us to refrain from our
usual practical activities. And how could art suspend our everyday practical concerns if creating
and preserving did not belong to a derivative mode
of disclosure founded on praxis? Then again, Heidegger’s contention that works of art (and architecture) are founding moments of truth, events in
which beings are first “nominated” to their being, suggests that poetic or artistic creations are
not only different from mere things and equipment but ontologically prior to both. And nominating beings to their being certainly seems prior
to either contemplating or using beings—and, for
that matter, to representing and commemorating
them. Herein lies the problem (and promise) of
architecture.
In OWA, Heidegger insists that the unconcealment of beings that happens in art “happens here
for the first time.”27 And after making his now
famous claim that “all art, as the letting happen
of the advent of the truth of beings, is as such,
in essence, poetry,” Heidegger explains that as a
form of “projective saying,” poetry names beings
“for the first time.”28 Only thus, he concludes, is the
essence of poetry “the founding of truth.”29 But
this can only mean that artistic comportments, not
our everyday practical engagements, are what first
make entities accessible to circumspective vision
and projective understanding; while praxis is no
doubt our most immediate and familiar existential
state, it is not our most basic comportment to being (a point Heidegger himself makes in his 1953
essay “The Question Concerning Technology”).
The projective saying accomplished by works of
art and architecture must be prior to the projective
possibilities belonging to the practical projects and
ecstatic temporality constitutive of care. Put simply, artworks are ontologically prior to use-objects,
which are in turn prior to theoretical objects, be
they elemental or purely conceptual. Such is the
modified ontology that emerges in OWA when it
is fully parsed out.
Then again, are artworks—and especially works
of architecture (and even more specifically certain postmodern works like Gehry’s)—by virtue
of their essential and unremitting practicality and
craftsmanship, on the one hand, and their pervasive and declarative artistry or work-being, on
The Aesthetics of Architecture
the other hand, ever such that we can exclusively
and discretely comport ourselves toward them either practically, as mere use-objects, or creatively,
as works of art? This is a question that Heidegger seems not to ask. And yet, it is a question
that must be asked. And if the answer is no (as it
seems to be, in particular for architecture), then
how might that essential ambiguity further complicate the ontological differences Heidegger has
redrawn between mere things, use-objects, and
works of art—not to mention between practical
and artistic truths? And, lastly, does the disclosure of truth occasioned by architecture constitute an event ontologically equivalent to that of
painting and the other arts, or is it a more fundamental event or experience of being even than
those events—as seems to be the implication of
Heidegger’s 1950 essay “Building Dwelling Thinking” (hereafter BDT), as we will see?
What should surprise us about BT from the perspective of OWA and later texts is that architecture per se receives virtually no attention there. In
his BT analysis of environmentality (section 15),
he does refer to a room and describes it specifically as “what we encounter closest to us” among
all the things which fill up the room.30 But he immediately adds that a room is simply “equipment
for residing.” Similarly, he refers, briefly, to “roads,
streets, bridges, buildings,” and a “covered railway
platform.”31 But again, these references serve only
as instances of how equipment makes accessible
both the public world and die Umweltnatur, the
environmental world of nature. BT seems to pay
no attention at all to architecture as such.
On the one hand, this apparent oversight is remarkable because works of architecture seem to
be the paradigmatic form that equipment takes.
Admittedly, all artworks can be put to use. Paintings are used to illustrate books and to decorate
rooms. Music is used to score films and manipulate human sentiments in public places. Poems are
used to teach children moral maxims and various
language skills. While Heidegger would not dispute this, he would nevertheless insist that when
we are so disposed toward painting, music, and
poetry the truth is no longer at work in them,
that under such circumstances they are no longer
preserved as works. But while a painting is not
generally made in order to serve a practical function, even though it may be put to such a use, a
temple or a museum is. Architecture is from the
start (and always thereafter) a use-object.32 In fact,
Anderson Complicating Heidegger
among the use-objects of everyday life that surround us, works of architecture are by far the most
prominent. And to regard them purely in terms
of their formal qualities or in response to their
beauty, or in any other detached, disinterested, or
even truth-attentive way, is indeed to suspend an
awareness of their uniquely architectural nature.
On the other hand, genuine works of architecture
are never simply, and perhaps not primarily, useobjects. Cave paintings indicate that not even the
most primitive dwellings served merely as shelter
from the elements or as religious sanctuaries. And
as St. Peter’s Cathedral or Gehry’s Experience
Music Project seem to prove, more modern buildings are no different in this regard. Furthermore,
while we use tools to erect and fashion buildings,
which might suggest (wrongly, even for Aristotle)
that the manufacture and use of tools are activities
not just ontically prior but ontologically prior to
building, building is not just one practical project
among others. Along with procuring or producing food, drink, and clothing, building is perhaps
the single most immediate and important project
we undertake—at least in its most primitive register—since it determines and situates us as human beings, thereby making all our less pressing
projects possible, including the manufacture and
use of tools, our public and private interaction
with others, and the creation of more conventional
works of art.
In OWA, Heidegger examines in detail an unspecified Van Gogh painting of peasant shoes in
order to demonstrate how artistically depicting
the shoes uncovers the truth of a worldly, earthbound life in ways that simply using or observing
the shoes does not. He then rather shamelessly
borrows and amplifies Hegel’s example of a Greek
temple, but only to illustrate how a nonrepresentational artwork similarly sets up a world and sets
forth the earth. By 1942, however, Heidegger appears to be overtly considering the ways in which
buildings set up a world more fundamentally than
do paintings or other works of art. And in his lecture course “Hölderlin’s Hymn The Ister,” Heidegger begins decisively rethinking the essence of
both art and human being with reference to the
poetic “founding” accomplished in a polis and,
most determinately, by the architectural hearth—
which he there describes as the site which grounds
human dwelling, the “homestead,” the “site of all
sites.”33 By the early 1950s, in both “Poetically
Man Dwells” and BDT, Heidegger begins argu-
77
ing (contrary to OWA) that poetic creation is an
outgrowth of building, while building, described
as the founding and joining of spaces, is defined as
a mode of dwelling. In BDT, and especially in the
short 1969 essay “Art and Space,” we really begin to glimpse the distance that Heidegger’s radical reassessment of art and architecture has led
him, for there we find him wondering if it might
be the landscape itself, understood as a place architecturally and elementally determined, which
invites us, or even compels us, to build and dwell
there and, in consequence, to discover meanings
and worlds hitherto unseen. We make a place our
own, according to Heidegger’s later writings, not
by appropriating it to our practical projects (as
he claimed in BT) but by attuning and submitting ourselves to the way in which nature itself
gathers the elements into a landscape, and then
by building and cultivating such that the architecture “gathers to itself in its own way earth and sky,
divinities and mortals.”34
These reconceptions of poetic creation and
building constitute a third significant advance in
Heidegger’s thinking (the second being the addition of artworks as a third essential category of
entities), for in BDT he recharacterizes dwelling,
after Hölderlin, as the most basic and habitual
character of human being on the earth.35 In BT,
we recall, this basic character was attributed not
to dwelling but to being in the world as care (while
dwelling was considered only as a form of beingin). Of course, dwelling entails care in some sense,
perhaps even in the sense that Heidegger articulates it in BT, so Heidegger is not necessarily rejecting his earlier analyses outright. Lamentably,
however, neither is he systematically addressing
the ways in which the complex ontological determinations of BT are necessarily transformed by
his later thought. But we can identify at least one
decisive difference between care and dwelling,
and it lies squarely with the central role played
by building—which Heidegger defines in BDT as
the cultivation of growing things and the creation
of architectural works. To dwell means to remain
in a place, to make it one’s own. And to do that,
one needs to build—in all the rich and subtle senses
of that word and in a relationship to the elemental
that transcends all practical, theoretical, or merely
aesthetic relationships.
It is in this regard that Gehry’s work is perhaps
most illuminating. Consider his own chain-link
and corrugated-metal Santa Monica House, which
78
perfectly exemplifies a Heideggerian dwelling,
disclosively built to a dweller’s own peculiar tastes
and needs and attunement to the world, but also
constructed with a remarkably sensitive, almost
iconoclastic, eye to the truth and beauty of the
earth. Furthermore, like all great architecture,
Gehry’s buildings attune us to the elemental and
natural as such. Frank Lloyd Wright’s buildings,
for instance, reveal the beauty and truth of brick,
stone, concrete, wood, and glass. And Wright’s
dwellings in particular situate those elements, refined and unrefined, in such a way as to disclose
the elemental beauty and truth of architecture itself and of the landscape to which they belong,
be it a Midwest prairie or a Pennsylvania forest.
Gehry’s buildings similarly attune us to the sheen
of titanium, the plasticity of cement, the translucency of glass, the strength of steel, and the flexibility of chain-link. And they are equally sensitive
to and revelatory of the landscape they help compose.
Yet, Gehry’s postmodern buildings do something else. While the geometric, cantilevered, and
largely rectilinear designs of a typical Wright
building laudably direct our perception back to
the elemental properties of mass, strength, solidity, and opacity and the formal features of
symmetry, harmony, and balance, the sculptural,
curvilinear, and dynamic designs of a typical
Gehry building go further. They awaken our imagination to the organic, irregular, and fluctuating
forms of nature as a living, evolving life-world.
And as noted earlier, in addition to straddling
the line between truly masterful products of craft
and recognized works of art, virtually all Gehry’s
buildings complicate established differences between architecture and sculpture (and even forms
of painting) in ways that the buildings of few other
architects can match. Engaging his colorful Vitra International headquarters in Basel or Indiana
Avenue Houses in Venice, California, is like gazing upon Mondrian or Albers color-field paintings
in three dimensions. And it is no less difficult to resist walking around (or touching) the Walt Disney
Concert Hall than Bernini’s Apollo and Daphne,
for Gehry’s articulation of space is equally dynamic and plastic, his disclosure of the elemental
equally pronounced, and his engagement of our
senses equally acute.
Lastly, Gehry’s work shows that architecture
tears free the elemental from the earth in ways
the traditional beaux arts cannot—not just by the
The Aesthetics of Architecture
size of many buildings but through the sheer scope
of the raw matter that all architecture masses together, thrusts into space, and works into forms.
Perhaps more significantly, and unlike representational arts, works of architecture attune us to
the truth and beauty of the elemental itself, completely undiluted by an image that would divert
our attention away from the matter out of which
it is composed—and out of which we are ourselves
composed. In short, Gehry demonstrates that architecture presents the truth and beauty of the
elemental and natural as foundational to our being and our world.
iv
In the end, then, it may be an elemental invitation
to build and cultivate, and the ways in which we
architecturally respond to it, that predisposes us
toward perceiving something as truthful or beautiful or as useful or theoretical, thus occasioning
the happening of truth required by all ontologically subsequent artistic, practical, and theoretical projects. Certainly, the distance traversed by
Heidegger’s thought from BT to “Art and Space”
has no better measure (not even in the famous
Kehre announced in the “Letter on Humanism”)
than the reversal indicated by his shift from thinking the truth of building as a practical instance of
project-driven care for a resolutely deathbound
Dasein, to a resolute yielding of poetic existence
to the collaborative gathering power of being at
its most elemental.
Of course, this all calls for more attention and
analysis than is possible here, but in the wake of
the thinking that has been traced to this point,
might we not minimally venture to conclude the
following? First, and in several ways, both the
buildings of architects like Frank Gehry and
the later writings of Martin Heidegger demonstrate works of architecture to be significantly different from both practical things and other works
of art. At the very least, buildings seem to resist
any straightforward application of distinctions between use-object and artwork and between practical and artistic comportment—and they seem to
do so in ways that other artworks do not. Second, in following the trajectory (if not always
the logic) of Heidegger’s own evolving analyses,
works of architecture seem to distinguish themselves among the other arts by playing a prior,
Anderson Complicating Heidegger
foundational role in the disclosure of the earth
and the establishment of a world. They thus raise
questions as yet unexplored (even by Heidegger)
concerning the relationship between art and truth
and beauty and, especially, concerning the nature
and role of the elemental in opening or establishing that relationship. Unlike other works of
art or objects of use, buildings not only surround
and shelter us physically but elementally they give
place to all other works and projects and, thus,
to our self-realization as human beings. And to
the degree that Heidegger’s analyses can be sustained or deepened in understanding poetry as
the founding of truth, then architecture must be
thought—with and against Heidegger—as a form
of unconcealment more poetic than poetry itself,
as it gives place to the disclosure that Heidegger
considered preeminent and constitutive of human
being: the pre-ontological disclosure of the meaning of being, which place Da-sein pre-ontologically
is.36
TRAVIS T. ANDERSON
Department of Philosophy
Brigham Young University
Provo, Utah 84601
internet: travis
[email protected]
1. Nelson Goodman, Ways of Worldmaking (Indianapolis: Hacket, 1978), pp. 66–67.
2. See, for example, Julian Young, Heidegger’s Philosophy of Art (Cambridge University Press, 2001), p. 1.
3. G. F. W. Hegel, Aesthetics: Lectures on Fine Art, vol.
1, trans. T. M. Knox (Oxford University Press, 1975), p. 2.
4. Hegel, Aesthetics: Lectures on Fine Art, p. 76.
5. Hegel, Aesthetics: Lectures on Fine Art, p. 84.
6. Arthur Schopenhauer, The World as Will and Representation, vols. 1 and 2, trans. E. F. J. Payne (New York:
Dover, 1958), vol. 2, p. 414, and vol. 1, p. 217, respectively.
7. Schopenhauer, The World as Will and Representation,
vol. 1, p. 214.
8. Schopenhauer, The World as Will and Representation,
vol. 2, p. 421.
9. See, for instance, Martin Heidegger, What Is a Thing?
trans. W. B. Barton Jr. and Vera Deutsch (Chicago: Henry,
1967), the text of a 1935–1936 lecture course.
10. Martin Heidegger, Being and Time, trans. John Macquarrie and Edward Robinson (New York: Harper and Row,
1966), p. 86.
79
11. Heidegger, Being and Time, p. 88.
12. Heidegger, Being and Time, p. 89.
13. Martin Heidegger, Basic Writings, ed. David Farrell
Krell (San Francisco: Harper Collins, 1993), p. 155.
14. Heidegger, Basic Writings, pp. 165, 167.
15. Heidegger, Basic Writings, p. 184.
16. See Michel Foucault, The Order of Things (New
York: Vintage, 1994), pp. 3–16. Works of art that thematically or even tacitly interpret the world or that employ
sensual media to engage a conceptual problem such as the
one Foucault argues is pictorially addressed by Velazquez in
Las Meninas can perhaps best be understood as “interpretations” or “discoveries” in the sense Heidegger outlined
in BT, section 32—that is, as focused developments of our
pre-ontological understanding, and thus as modifications of
being in the world. But what of a Jackson Pollock painting,
for instance, or an architectural ruin? When art (and Dasein) concerns itself with beauty or the elemental as such,
something other than either a focused practical engagement
with the world or a founded reflection on such engagements
seems to be at work. Indeed, it is precisely such an instance
that renders questionable even Heidegger’s revolutionary
conceptions of truth as concealment and unconcealment,
art as the occasion of that strife, and Dasein as its place. If
beauty and the elemental as such are not functions of truth
conceived in terms of disclosedness, what then? Can there
be a truth that is beauty’s own?
17. Heidegger, Basic Writings, pp. 128–129.
18. Heidegger, Basic Writings, pp. 192–193.
19. Heidegger, Basic Writings, p. 191, emphasis added.
20. Heidegger, Basic Writings, p. 193.
21. Heidegger, Basic Writings, pp. 185, 187.
22. Heidegger, Basic Writings, p. 192.
23. Heidegger, Basic Writings, pp. 74, 180, 185–190.
24. Heidegger, Basic Writings, pp. 185–189.
25. Heidegger, Basic Writings, p. 189.
26. Heidegger, Basic Writings, p. 191.
27. Heidegger, Basic Writings, p. 190, emphasis
added.
28. Heidegger, Basic Writings, p. 198, emphasis added.
29. Heidegger, Basic Writings, p. 199, emphasis added.
30. Heidegger, Being and Time, p. 98.
31. Heidegger, Being and Time, p. 98.
32. In this regard, monuments may constitute an exceptional case of architecture, or what in my opinion is perhaps
more likely, they may constitute a special class of tools that
only resemble architecture.
33. Martin Heidegger, Hölderlin’s Hymn “The Ister,”
trans. William McNeill and Julia Davis (Indiana University
Press, 1996), p. 105.
34. Heidegger, Basic Writings, p. 355.
35. Heidegger, Basic Writings, p. 350.
36. This article is a revised and expanded version of
two different papers presented at the Northwest Philosophy Conference on October 30, 1998, and the International
Association for Philosophy and Literature Conference on
May 12, 1999.