THE FUNCTION OF CRITICISM AT THE PRESENT TIME (432 BC): Text, interpretation and
memory in Plato's "Protagoras"
Author(s): Andrew Ford
Source: Poetica , 2014, Vol. 46, No. 1/2 (2014), pp. 17-39
Published by: Brill
Stable URL: https://www.jstor.org/stable/24710119
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Andrew Ford (Princeton, Ν J)
THE FUNCTION OF CRITICISM AT THE PRESENT TIME (432 BC):
Text, interpretation and memory in Plato's Protagoras
Plato's Protagoras is a unique text in the history of criticism, the only extended
example of practical poetic criticism that we have from classical Greece. This long
passage (338e-347c) shows a group of fifth-century intellectual luminaries debating
the meaning of a dense lyric poem by Simonides: the text is quoted at length and its
language examined closely and methodically - and wildly. My paper first attempts
to pinpoint how this passage - often written off as a parody or a joke or misunder
stood as a simplistic polemic against 'sophistry' - fits into the work. I argue that
Plato is more serious here than is usually supposed, and that the passage gives his
best account of the uses and limits of literary criticism. In a coda, I consider an
analysis of the passage by Glenn Most and suggest that the role of memory in inter
pretation is overlooked in academic criticism.
The question raised in this paper is one that evidently needs to be periodi
cally re-asked even without the expectation of arriving at a final, definitive
answer. The formulation in my title is taken from an influential essay by
Matthew Arnold in which the "present time" was 1865; Arnold's theme was
revisited by T. S. Eliot in 1923 and again by Northrop Frye in 1949.' One
indication that the present is another such time is the 2004 issue of Critical
Inquiry, a leading journal of literary theory over recent decades: its sympo
sium on "The Future of Criticism" shows critical theory pausing to take
stock after a generation of energetic production and considering where one
might go next. About this second point there appears to be some uncertainty,
to judge from the title of a 2000 volume of Essays from the English Institute,
1 Arnold first published "The Functions [sic] of Criticism at the Present Time" in The
National Review in November 1864 and then "The Function ..." in id., Essays in
Criticism, London/ Cambridge: McMillan and Co., 1865. T. S. Eliot's "The Function
of Criticism" appeared in The Criterion of 1923 and was republished in his Selected
Essays of 1933 (Eliot also took up Arnold's theme in The Use of Poetry and the Use
of Criticism [1933]). Northop Frye, "The Function of Criticism at the Present time",
in: University of Toronto Quarterly 19/1949, pp. 1-16, was reprinted in Malcolm Ross
(ed.), Our Sense of Identity, Toronto: Ryerson Press, 1954, and then revised as the
"Polemical Introduction" to Northop Frye, Anatomy of Criticism, Princeton: Prince
ton Univ. Press, 1957; on this important essay, see Angus Fletcher, "Northrop Frye:
The Critical Passion", in: Critical Inquiry 1/1975, pp. 741-756.
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18
Andrew Ford
What s Left of Theory!, or Terry Eagleton's After Theory of2003 ? Both titles
mitigate confessions of exhaustion with paronomasia - but the amphiboly
suggests uncertainty: What's Left of Theory asks if there's any theory left to
do besides repeating 'leftist' perspectives; After Theory may seem to prom
ise a kind of theory different from what we have known so far, but the fact
that After Theory had already been used as a title less than a decade earlier,
and indeed twice by the same author, may be another sign that a period of
extraordinary critical innovation came to an end with the millennium.3
In such a time it is especially interesting to re-read Plato's Protagoras, for
it too seems to have been written to take stock at the end of a great generation
of critics. Probably written in the 380's, the Protagoras offered its first read
ers a richly imagined picture of poetic interpretation as practiced by the
greatest minds in Periclean Athens nearly half a century before. The work
begins with Socrates recounting how Hippocrates, a young man of good
family, woke him that morning in hopes of gaining entrie into one of the
greatest gatherings of sages Athens had ever seen. Hippocrates is mainly
interested in Protagoras from Abdera, but Prodicus from Ceos and Hippias
from Elis are also in town to give lectures and recruit students. Ultimately,
these savants will fail to satisfy Socrates on the main philosophic questions
he raises - whether human excellence (arete) is teachable and whether it is a
form of knowledge - but in the course of the discussion, near the middle of
the Protagoras, we are given an extended scene showing how poetry was
interpreted and analyzed by the most sophisticated critics of the age. No
other Platonic work goes so deeply into literary criticism as a methodical
attempt to interpret and evaluate poetry: the Ion tests the knowledge of the
poet-performer and finds it wanting, but on the simplistic level of pointing
out that Homer and his performers have no expert knowledge of what they
talk about; the judging of poetry in the Republic and Laws is not literary in
orientation but political, performed by state officials for political ends. By
contrast, the Protagoras shows us Greece's leading experts on language and
eloquence bringing to bear their technical knowledge, along with some new
2 Judith Butler/ John Guillory/ Kendall Thomas (eds.), What's Left of Theory? New
Work on the Politics of Literary Theory (Essays from the English Institute), New
York: Routledge, 2000. Terry Eagleton, After Theory, London: Allen Lane, 2003.
Eagleton had remarked on the decline of "pure" or "high" theory in the preface to the
second edition of his Literary Theory: An Introduction, Oxford: Blackwell, 1996, pp.
viii-ix. Going a critical generation back, one finds the same stock-taking in Randall
Jarrell's "The Age of Criticism", in: id., Poetry and the Age, New York: Knopf, 1953,
focusing on such figures as John Crowe Ransom, F. R. Leavis, Frye, Yvor Winters,
and Lionel Trilling.
3 Thomas Docherty, After Theory: Postmodernism/Postmarxism, London: Routledge,
1990, and After Theory, Edinburgh: Edinburgh Univ. Press, 1996
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The Function of Criticism at the Present Time (432 BC) 19
technical terms, to analyze a poem in close detail, from matters of dialect
(346d-e) and word-order {Hyperbaton, 343e, 345e, 346e) down to punctua
tion (dialabein 346e) and the function of the particle men (343d). If Plato
were writing the Protagoras for our time, he might set it in the 1970's, with
young Hippocrates thinking about graduate study at the School of Criticism
& Theory at Irvine, where Derrida, de Man and Jameson all happened to be
passing through.
The precious evidence in the Protagoras, really the only thing of its kind in
ancient literature, has been much studied, but it has proved very hard to judge
what point Plato is making or even whether he has a serious point at all.4 On
the one hand, it seems serious: one can recognize in the exegeses many of the
assumptions and methods that still guide contemporary academic interpreta
tion, as an analysis by Glenn Most will show; on the other, there are some wild,
explicitly unserious claims blended in and it is not clear if we are to regard even
Socrates' contribution as any better than the rest. The episode seems to end by
declaring itself a waste of time: Socrates brings the poetry discussion to a close
by declaring that "it is not possible to interrogate the poets about what they
mean; when people bring them up, some say that the poet means this and others
that, and the point in dispute can never be decided" (347e-348a).5 He compares
talking about poetry to pretentious dinner parties in which people "borrow the
voices of poets because they are too ill-educated to converse properly with one
another" (347c); he prefers a kind of discussion or "conversation" (347e:
διαλεγόμενοι) that is more like dialectic, "dropping the extraneous voices of
poets and putting one another and the truth itself to the test by exchanging
logoi among ourselves" (347e-348a).
The naivete of Socrates' assumption that only a poem's author knows its
meaning6 and the fruitlessness of the discussion as a whole are among the
4 Richard Β. Rutherford, The Art of Plato: Ten Essays in Platonic Interpretation, Lon
don: Duckworth, 1995, p. 122. For reviews of earlier studies see Fabio M. Giuiliano,
"Esegesi letteraria in Platone: La discussione sul carme Simonideo nel Protagora",
in: Studi Classici e Orientali 41/1991, pp. 105-190; Marian Demos, Lyric Quotation
in Plato, Lanham et al: Roman & Littlefeld, 1999, pp. 1-18 (see the review by Velvet
Yates in: Bryn Mawr Classical Review, retrievable at http://ccat.sas.upenn.edu/
bmcr/2000/2000-06-16.html) and Grace M. Ledbetter, Poetics Before Plato: Inter
pretation and Authority in Early Greek Theories of Poetry, Princeton: Princeton Univ.
Press, 2003, pp. 99-117. Philosophers have tended to ignore the literary excursus
until recently: see Jonathan Lavery, "Plato's Protagoras and the Frontier of Genre
Research: A Reconnaissance Report from the Field", in: Poetics Today 28/2007, pp.
191-246, esp. p. 223.
5 All translations from the Greek are by the author.
6 Michael S. Silk, Interaction in Poetic Imagery: With Special Reference to Early
Greek Poetry, Cambridge et al: Cambridge Univ. Press, 2006, p. 234, sees intention
alism at the heart of Plato's approach to poetry, a "one in a million" attitude he as
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Andrew Ford
reasons why the passage has been written off as a sort of joke or under
interpreted as a polemic against a broad-brush caricature of'sophistry'.7 But
this is unsatisfactory, for it leaves us without any sense of why Plato should
have prolonged this episode to fill nearly a fifth of the work (338e-347c).8
Because Plato's point and purpose are obscure, the Protagoras has often
been neglected or given tangential mention in histories of Greek criticism.9
A main reason for this, in my view, is a larger problem with the scholarship
on Plato's views of poetry, which is that it has been lopsidedly obsessed with
metaphysics, putting too much stress on the arguments about mimesis in
Republic 10 to the exclusion of Plato's manifold other observations - some
admiring, some neutral - about poetry and its uses.10 The Protagoras, how
ever, is focused not on mimesis but on exegesis and on the broader question
of whether citing the poets and trying to understand them can help us in
ethical exploration. In this dialogue at least, Socrates' attitude to poetic
authority is not anxious mistrust: he has quotations from Homer handy for
any occasion (309b, 315b, c, 340a) and is able to quote from memory much
of a complex ode by a poet no longer in fashion (344a-b); this Socrates
cribes to the philosopher's rationalist hostility to poetry and suspicion of poetic form.
During a recent conference on "Plato as Literary Critic" at the Ludwigs Maximilians
Universität, Stephen Halliwell pointed out (in a paper entitled "Author, Text, and
Meaning: Some Critical Problems in Plato") that this is too flat as an account of Pla
to's views, instancing, inter alia, Apol. 22, where poets are unable to say what their
poems mean.
7 Ledbetter, Poetics Before Plato (see note 4), p. 100, n. 2 gives a long list of scholars.
The few arguments for Plato's earnestness have not been plausible (cf. p. 101, n. 4
and η. 11 below); 1 differ with Ledbetter's attempt, the strongest, when she argues for
a contrast between Socratic and "sophistic methodology" and sees the Protagoras as
parodying "the relativist assumptions that typically inform sophistic interpretations of
poetry" (p. 6); to my mind, this monolithic notion of sophistic criticism is a straw
man that, among other defects, neglects the individuation of the sages in the dialogue;
for all Socrates' humor, I see his interpretative sallies not as parody but as doing as
well as he can with such an intractable thing as a poem who's reputable author is not
present to clarify uncertainties about his meaning.
8 Among those to address this question is Hans Baltussen, "Plato Protagoras 340-348:
commentary in the making?", in: Bulletin of the Institute of Classical Studies 47/2004,
pp. 21-35, arguing that the passage, despite falling short of "sensible philology", rep
resents Plato's thought on how to "[deal] with poetry as a carrier of moral thought"
(p. 21).
9 So Ruth Scodel, "Literary Interpretation in Plato's Protagorasin: Ancient Philoso
phy 6/1986, pp. 25-37, p. 25. To her examples in n. 2 add the too brief remarks in
Andrew Ford, The Origins of Criticism: Literary Culture and Poetic Theory in Clas
sical Greece, Princeton: Princeton Univ. Press, 2002, p. 154 and p. 202.
10 Among those who appreciate that Plato's views on poetry are far richer than he is
usually given credit for is Stephen Halliwell, The Aesthetics of Mimesis: Ancient Texts
and Modern Problems, Princeton: Princeton Univ. Press, 2002, Ch. 2.
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The Function of Criticism at the Present Time (432 BC)
responds to a poem by examining it to see if it is useful and likely to be true;
if so, he is perfectly willing to cite the poem as a piece of wisdom." The
'Plato on poetry' that can be discerned behind the Protagoras is not the
relentless prosecutor of poets but more like a sociologist or cultural anthro
pologist, a detached and keen-eyed observer of how his elite fellow citizens
make use of poetry and how they support the claims they make for it. For this
reason, the usefulness of the Protagoras for critics of the present time
extends beyond the provocation afforded by Socrates' dismissive attitude to
talk about poetry; Plato's extended representation of high literary discourse
also allows us to reflect on the function of criticism by comparing our prac
tices with those in its formative stage 2,400 years ago.
I propose, therefore, first to bring out Plato's implicit attitude toward poet
ic interpretation in the Protagoras, arguing that the work dramatizes not only
the limits of criticism but also its inescapability. My discussion will begin
with the first half of the dialogue (309a-338e) that sets the stage for the liter
ary conversation and, with typical Platonic irony, makes Socrates' wrangle
with Protagoras address the present of Plato's readers. Attending to context
prepares us to see that expert criticism, what Protagoras calls "being formi
dable on the subject of verse" (δεινός περί έπών), was a rule-bound game,
one among various genres of discourse on display, and in a second section I
argue that Socrates' performance as literary critic is not wholly parodic: its
first part (339b-341 e) is less than earnest and toys with the rules of the game;
but when Socrates rises to Protagoras' challenge and promises to show "my
own position as far as your 'verses' go" (342a), we get a good-humored but
serious demonstration of how Plato thinks we have to grapple with poetic
and other provocative texts from the past in our ethical reflections.12 Though
his portrait has satiric touches, it tries to show critics doing about as well as
11 See Scodel, "Literary Interpretation" (see note 9), pp. 34-35. For a rich inventory of
examples in which "Plato cites poets as authorities on ethical matters" see Theodora
Hadjimichal, Bacchylides and the Emergence of the Lyric Canon, PhD Diss., ULC,
2011, p. 137, n. 18, citing, e. g., Rep. 331a3, 331d5, 334a-b; Men. 95c-96a; Phaedo
94d7-95a2, Ille6-112a5.
12 Dorothea Frede, "The Impossibility of Perfection: Socrates' Criticism of Simonides'
Poem in the Protagoras", in: The Review of Metaphysics 39.4/1986, pp. 729-753,
characterizes this section as "Socrates' serious interpretation" not because it is a
good-faith effort to extract Simonides' meaning but because Socrates "imposes, con
sciously and forcefully, his own tenets on the poem" (p. 740). She is followed by
Marina Berzins McCoy, "Socrates on Simonides: The Use of Poetry in Socratic and
Platonic Rhetoric", in: Philosophy and Rhetoric 32.4/1999, pp. 349-367, who argues
for a rhetorical, manipulative Socrates who "at the expense of honest hermeneutics"
(p. 355) foists his own views on Simonides because "his hermeneutical aim is not
poetic interpretation, but dialogue with the poet" (p. 359). Neither rather cynical read
ing imputed to Socrates seems worthy of the name dialogue.
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21
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Andrew Ford
they can with a difficult old poem. Finally, to support this reading, I will turn
to Most's analysis, which shows not only that serious and defensible princi
ples underlie Socrates' argument but that, on a number of basic points,
Socrates' interpretative premises are the same as ours. Most's study will also
allow me to compare, in a final section, the picture of criticism in 432 BC
with our own practices. Taking his conclusions a step further suggests that
one function that methodical criticism has served and continues to serve,
though it is rarely acknowledged, is to aid us in remembering and preserving
poems; conscientiously practiced criticism, despite its limitations and theo
retical quandaries, serves as a mode of poetic re-performance and so ensures
the preservation and transmission of the text, even when a full and final
account of its meaning may continue to elude us.
Staging criticism
Although the Protagoras is set in a golden past, two ironic moments framing
its prologue destabilize and undercut this temporal distancing and put the
work into dialogue with audiences of later times. The first moment is found
in the work's opening business: an unnamed speaker catches sight of Socrates
and surmises that he has been on the hunt for Alcibiades "the fair" (309a);
when he adds that he has noticed the youth's beard is coming in, there is a
hint which - together with a few other indications and an anachronism - sug
gests a dramatic date around 432, when the historical Alcibiades would have
been in his late teens and Socrates approaching 40.13 Now, 432 is five years
before Plato was born, and pegging the text to the time when Alcibiades'
youthful bloom had peaked stresses the past-ness of the story, setting it at an
evanescent moment that can never be recaptured. At the same time, this viv
id image invests the work with relevance for readers of later times, for the
themes of the Protagoras crucially concern any young citizen on the verge
of adulthood and independence. Such is Hippocrates, who presumably mir
rored many of Plato's readers in his education and his openness to higher
13 See Debra Nails' discussion in The People of Plato: a prosopography of Plato and
other Socratics, Indianapolis: Hackett, 2002, pp. 309-310. We know it must be before
429 because Pericles' sons are present, though they died in the plague of that year.
This makes anachronistic the reference at 327d to "last year's" production of "The
Wild Men" (Agrioi) by Pherecrates, as Athenaeus noticed (218d = Pherecrates Test, i
PCG), that would place it in 420. See further Nikos Charalabopoulos, "The metathe
atrical reader of Plato's Protagoras", in: Felix Budelmann/ Pantelis Michelakis (eds.),
Homer, Tragedy and Beyond. Essays in Honour of P. E. Easterling, London: Soc. for
the Promotion of Hellenic Studies 2001, pp. 149-178.
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The Function of Criticism at the Present Time (432 BC) 23
inquiry. Most importantly, Hippocrates shares with these readers a mediated
relation to the 'real' Protagoras: he mentions that he knows of the sophist
through his tremendous reputation for wisdom and eloquence, but he has
never had the chance to hear him speak or see him in person, having been too
young when Protagoras was last in Athens (310e). Readers of the text in the
380's, when Protagoras had been dead for more than three decades, were in
the same position and, it hardly needs to be added, so are readers of the work
today; the Protagoras is a sort of novella set in the past, but is addressed to
all young people on the verge of maturity and to those who care for them.
In reply to the unnamed speaker, Socrates says that he happened to have
laid eyes on Alcibiades "this very day" and to have been supported by him in
an argument. With this marker placed in the text (309b: we want to hear just
what Alcibiades did to help Socrates, and we will at 336b), Socrates is
induced to sit down and tell the whole story. The basic philosophic issues of
the Protagoras come up as he recounts his conversation with Hippocrates
while waiting for a decent hour to call: Socrates asks whether a sophistic
education is vocational training or a liberal art, like the study of music or
literature (grammatike, 312b). Protagoras would seem to offer professional
training, which is one implication of the controversial title "sophist" (3 lie)
that he willingly accepts; the well born Athenian Hippocrates, however,
blushes at the suggestion that he aspires to become a sophist himself (312a)
and ventures that Protagoras' expertise is in knowing how to make someone
a "formidable" or "awe-inspiring" speaker (312d: έπιστάτην τοΰ ποιήσαι
δε Lvov Λέγειν). Socrates accepts this as at least part of the truth, possibly
because he knows that deinos can mean "awful" as well as "awe-inspiring".14
A series of scenes much loved by literary commentators (314c-316a) gets
them inside Callicles' grand house where the sages are staying, and Plato
marks the formal beginning of the encounter by having Socrates refer back
to the frame of his narrative and "Alcibiades the fair" (316a). From this point
until the criticism scene begins at 338e, it is helpful to bracket the specific
arguments raised and notice the variety of discursive modes the company
adopts. Such a focus reveals that this part of Protagoras is a sustained exper
iment in the best way to conduct a discussion or conversation:15 the partici
14 We find out later (341a-b) that whenever Socrates was inclined to praise a sophist as
σοφός και δεινός Prodicus corrected him, pointing out that demos should properly
mean "bad, terrible". (Prodicus is being finicky; for deinos in a positive sense, cf. Ion
531a where it describes Ion's professional skill as performer and explainer of Ho
meric poetry.)
15 On Plato's use of dialegesthai for "conversation", which does not necessarily entail
formal dialectic, see Andrew Ford, "The Origins of Dialogue", in: Simon Goldhill
(ed.), The End of Dialogue, Cambridge: Cambridge Univ. Press, 2008, pp. 34-39.
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24
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τών ένδον όντων, 317c). Socrates opines, in a comic aside, that what Pro
tagoras really wanted was to show off before his rivals Prodicus and Hippias,
but this humorous moment opens up a second ironic appeal to the reader:
16 Cf. 329a-b, 331 c, 333c, 334d, 336a-d, 347c-348a, 360e-361 e.
17 On the semantics of the word see Andrew Ford, "Sophistic", in: Common Knowledge
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All use subject to https://about.jstor.org/terms
as
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1.5/1993, pp. 33-47 with reference to earlier studies.
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The Function of Criticism at the Present Time (432 BC)
Protagoras' invitation to "those within" to listen in on the proceedings is,
pragmatically, also an invitation to "those without", i. e., the readers of Pro
tagoras, to follow the discussion as well. Plato's beguiling fantasy of the
good old days offers readers of any time the alluring prospect of overhearing
great talk.
Accordingly, a sort of conference is convened and all sit down to converse
"in session".18 In this quasi-public format, Protagoras begins by taking ques
tions, for, like other sophists, he "delights in answering questions that are
well put" (318d).19 Socrates' questions reveal that they disagree as to wheth
er arete can be taught. Socrates holds it cannot for two reasons: the way
democratic Athens runs her deliberative assemblies implies that expertise in
politics is not the province of any particular group of people; secondly, when
noble parents have wastrel children one sees excellence cannot be taught. He
thus politely prevails on the sophist to be so kind as to "demonstrate" or
"display" his wisdom on this matter (320b: μή φθονήσης άΛΛ' έπίδειξον).
Now the epideixis, the elaborate, often mythical or paradoxical display
speech, was the main showpiece of many a sophist, and Protagoras is such a
master of the form that he can offer Socrates a choice of modes: "I consent,
but first: shall I give my display in the form of a story (μΰθον), as an old
man speaks to younger men, or shall I go through the argument (λόγω) in
detail?" (320c). The company leave this up to Protagoras, and he chooses to
tell a myth because he finds doing so more "agreeable" (320c: χαριεστερον).
Protagoras' capriciousness suggests that he could do either, and he ends up
doing both: his myth of how Prometheus and Epimetheus gave everyone an
equal share of political wisdom (320d-323c) explains that Athens is right to
run her political assemblies as she does and so answers Socrates' first argu
ment (323c-324d). Then with further signposting he turns "from myth to
logos" (324d: ούκέτι μΰθόν σοι έρώ άλλα λόγον) to explain why excel
lent people do not always raise excellent children. This logos is an inference
from observable facts, such as the rules and punishments prescribed in
schools and in the laws which imply that children can learn to be good. Pro
tagoras' display comes to a close with the declaration that he has answered
both of Socrates' doubts through both myth and logos (328c: εγώ και
μϋθον και Λόγον εΐρηκα).
Socrates finds the epideixis spellbinding and is persuaded, except for a
little rub (328e: πλην σμικρόν τί μοι έμποδών). To pursue this he begs
18 317d: συνέδρων κατασκευάσωμεν, ίνα καθεζόμενοι διαλέγησθε. The word (the
source, via Aramaic, of the Jewish Sanhedrin) is used both of formal and informal
meetings in 4th-century Greek.
19 Hippias also stood for questions from the crowd (Hippias minor 363a-c). Cf. Gorgias
in Gorg. 448a: "I haven't had a new question put to me in many years".
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25
26
Andrew Ford
Protagoras to change his mode of discourse, leaving aside the long speeches
he's shown he can do so well and switching to the sophistic trick of "brief
talk" or brachylogy (329b: άποκρίνασθοα κατά βραχύ). In the short
answer mode Protagoras is quickly led down the garden path: using gross
equivocations (e. g. 'justice must itself be just', 330c ff.), Socrates makes
him contradict himself and presses his advantage by cutting down Protago
ras' rhetorical options further when he asks him not to take refuge in answers
qualified by "if' (33 lc-d). Protagoras' temper soon begins to fray (332a) and
his continually increasing irritation (333b, cf. 333dl) erupts in an applause
winning short speech to the effect that all Socrates' terms are relative (333e).
Things threaten to fall apart: Socrates repeats his request that Protago
ras practice brachylogy (334e), pleading that his comprehension is feeble and
that Protagoras, an avowed expert in both styles, should accommodate him
(335b-c). Protagoras, for his part, didn't get to be Greece's champion debater
by letting others dictate the terms and refuses to abandon long speeches
(335a). Socrates declares he has an errand to go on (335c) for he wants a dia
logical conversation and not "demagogic" long speeches (336b: δη μηγορειν).
As he is about to leave, the others intervene and broker an agreement to let the
conversation go on. Here we reach another section-marker in the dialogue,
beckoning once more to the opening frame: it is the intervention of Alcibiades
that helps keep things going (336b ff.; cf. 309a). The compromise that is
worked out is that Protagoras will ask first, and then take his turn answering.
Once again we will be changing discursive modes: with Protagoras now in a
position to direct the inquiry, the conversation will turn to literary criticism.
Summing up this first portion of the dialogue, we may characterize most
of the modes of speech on display as 'sophistic' specialties for which paral
lels can be found in Plato's Gorgias. That work also pays a great deal of
attention to how to conduct "the art of conversation".20 Gorgias begins with
the great sophist having just finished one of his display speeches (447a-b)
and having challenged to the audience to ask him any question whatever
(447c). As in Protagoras, the sophist's modes of display are contrasted with
the "conversation" (447a-b) that Socrates prefers to have. Gorgias' pupil
Polus is ready to defend the art of rhetoric with a long speech on the origin
and progress of the arts (448c; cf. 449b); Socrates interrupts the tyro's dis
course, but it easily could have gone on along the lines of Protagoras' μύθος
on Prometheus and Epimetheus. As in Protagoras, long-form disquisitions
are rejected by Socrates, opposing them as "rhetoric" to "conversation"
(448d). He entreats Gorgias to practice brachylogy (449b) and sugarcoats
20 Gorg. 448d; cf. 449b-c, 453b-c, 454c, 457c-458c, 461c-462a, 465e-466a, 471e-472d,
474a-b, 475e, 486d-487b, 505e-506a, 509a.
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The Function of Criticism at the Present Time (432 BC)
the request, as in Protagoras, by citing his expertise in speaking (457c; cf.
Prot. 335a). Most generally, one finds the same concern for civilized social
intercourse as in Protagoras when Socrates deplores occasions in which
people conducting a public debate feel threatened by honest requests for
clarification and fall into abusing each other with the result that the audience
regrets having attended the session (457c-d).21 Whatever advantages it may
offer in prompting philosophic dialectic, conversation (διαλέγεσθαι) is rec
ommended in both works as the format that best facilitates the even-tem
pered exchange and examination of views.22
Socrates peri epön deinos
So it is that when in Protagoras the reins are given to Protagoras, he shifts
the conversation about virtue yet again, "transferring it onto poetry" (339a),
one of his specialties. He begins by asserting that, "The most important
part of education is being formidable on the subject of verse" (περί έπων
δεινόν είναι, 338e); this means "understanding what is said by the poets,
both well and ill, being able to tell the difference and to defend one's views
if challenged" (339a). Unlike the earlier modes of discourse paralleled in
Gorgias, this agonistic form of criticism seems to have been a Protagorean
specialty; it was very likely connected with the linguistic expertise he adver
tised as "correct verbal expression" or orthoepeia (339d).23
The game of displaying sophistication about poetry usually began with
someone quoting a bit of poetry and declaring it good or bad and then
defending that judgment against all challengers.24 Protagoras shows how it
is done by quoting the opening of a song by Simonides, a poet whose last
work was in the early 460's: "Now for a man to become good truly is hard
21 Eliot sympathizes in his "Function of Criticism": ..] we perceive that criticism, far
from being a simple and orderly field of beneficent activity, from which impostors can
be readily ejected, is no better than a Sunday park of contending and contentious ora
tors, who have not even arrived at the articulation of their differences." (in: The Cri
terion 2.5/1923, pp. 31-42, here p. 33).
22 Rutherford, The Art of Plato (see note 4), notices the many shifts in discussion and
takes them to be at once illustrative of speakers' personalities and a main unifying
factor in the work "to illustrate [...] right and wrong ways of approaching a discus
sion of ethical or any other themes" (p. 132).
23 See Rudolf Pfeiffer, History of Classical Scholarship: From the Beginnings to the
End of the Hellenistic Age, Oxford: Clarendon Press 1968, pp. 37-39 and pp. 280
281.
24 See Detlev Fehling, "Zwei Untersuchungen zur griechischen Philosophie", in: Rhei
nisches Museum 108/1965, pp. 212-229.
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Andrew Ford
(άνδρ' αγαθόν μεν άλαθέως γενέσθαι χαλεπό ν, 339b), four-square
in hands and feet and mind, faultlessly fashioned". He asks if Socrates knows
the song, offering to recite it for him if not (339b: τούτο έ πίστα σαι τό
άσμα, ή πάν σοι διεξέλθω). By chance Socrates "happens" to have made a
study of the song,25 and readily agrees that it is "admirably made and cor
rect". He thus falls into the trap, for Protagoras goes on to show that Simon
ides contradicts himself "as the song goes along" (339c: προϊόντος τοΰ
άσματος) and the poet says, "Nor does that saying of Pittacus ring true to
me, / though wise was the one who said it: 'to be noble is hard.'"26 Simon
ides cannot both lay it down as a maxim27 in his own person that it is hard to
be good (πρώτον αύτός ύπέθετο χαλεπόν είναι άνδρα άγαθόν
γενέσθαι, 339d) and "a little while later" (339d) deny Pittacus' maxim that it
is hard to be good (χαλεπόν έσθλόν έμμεναι). Protagoras finishes this
display of orthoepeia with a flourish that draws applause from the crowd.
But it is hard to see what point he has scored in the debate about virtue, apart
from pulling a rug from under Socrates. Perhaps he simply wants to show
that he is formidably clever, cleverer than Socrates and even than Simonides,
whom the sophist had enrolled along with Homer and Hesiod as his prede
cessors as teachers of excellence (316d).
Socrates confesses that the effect of this performance on him was literally
stunning, as if he'd been hit by a boxer in front of a shouting crowd, and that
he needed to buy time to "examine closely" what the poet "said" or "meant"
(339e: ίνα μοι χρόνος έγγένηται τη σκέψει τί Λέγοι ό ποιητής). He
therefore turns to Prodicus for his knowledge of verbal distinctions and
together they propose to distinguish between Pittacus' use of the verb "be"
and Simonides' "become": Simonides is right, for to "become" good is hard;
so too is Pittacus, for "being" good is not hard. In this way Socrates brings
the two sentences into harmony with each other and into conformity with
traditional wisdom.28 Protagoras retorts that this position entails the unac
25 έπίσταμαί τε γάρ, και πάνυ μοι τυγχάνει μεμεληκός τοϋ άσματος (339b).
In making Socrates' knowledge of the song a matter of chance Plato indicates that it
was not a widely cited "chestnut" that "everyone" could be expected to know, pace
Ledbetter's "well known", Poetics Before Plato (see note 4), p. 99. On Simonides'
fading reputation at this time, see Ford, The Origins of Criticism (see note 9), p. 207
with references.
26 542.12-13 PMG\ ουδέ μοι έμμελέως τό Πιττάκειον νέμεται, / καίτοι σοφού
παρά φωτός είρημένον χαλεπόν φάτ' έσθλόν / έμμεναι.
27 The choice of verb (339d: αυτός ύπέθετο) has a generic implication, showing that
Protagoras takes Simonides to be moralizing in the vein of such works as the Kheir
onos hupothekai. Cf. 340c-d: ό Σιμωνίδης τήν έαυτοϋ γνώμην άπεφήνατο.
28 As, e. g., in Hesiod Erga 289 ff. On the verbal distinctions, see Ledbetter, Poetics
Before Plato (see note 4), p. 103, n. 6 and p. 104, n. 7.
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The Function of Criticism at the Present Time (432 BC) 29
ceptable claim that virtue is easy to possess when all agree that it is the most
difficult thing (340e): "great would be the poet's ignorance" if this were his
thought. Socrates and Prodicus accept this and turn to a different word, Pit
tacus' "hard" (χαλεπόν). They suggest that in the Cean dialect khalepon
meant "bad", and so Cean Simonides was shocked to hear (Lesbian) Pittacus
saying "it is bad to be good" (341c). Protagoras is completely unimpressed
and dismisses the attempt, noting that it is ruled out by Simonides' following
verse which says "god alone can have the privilege" (34 le) of being good.
Socrates gives up quite willingly and admits they were only joking.
This teaming up with Prodicus illustrates the powers and limitations of
semantic analysis in interpretation - for this art is what Prodicus represents.
Socrates confesses that his calling on Prodicus was a stall, and they end up
admitting that they had not been altogether serious in some suggestions. But
it would be wrong to dismiss this passage as simply "anti sophistic" foolery,
since Prodicus is a figure Plato never mocks and Socrates, the conversation
alist, has every reason to be sincere in praising the knowledge of verbal dis
tinctions as an "ancient and divine" art that goes back to Simonides or yet
earlier (341a). Although the net result of their teaming up is to return to the
contradiction pointed out by Protagoras, the interlude should not be read as
pastiche but as a demonstration that even expert lexical analysis cannot solve
every interpretative problem.29 The burst trial balloon on "hard" seems to
show that linguistic science has limitations, but the distinction between
being and becoming is a positive result that Socrates retains and relies on in
his subsequent explication.
For Socrates, the important feature of the semantic interlude, mixed
results and all, was that it was within the rules of Protagoras' game, as he
points out in saying he and Prodicus were "teasing you and testing whether
you could come to the aid of your own interpretation" (341d; cf. 339a). But
things get more serious when, in his own name and without Prodicus' help,
Socrates offers to say "what it seems to me Simonides intended in this song,
so you can test me on, as you put it, verse".30 This more substantial explica
29 Why is Prodicus in particular brought in? It may be that his "On the correctness of
words" (περί ονομάτων όρθότητος, Euthyd. 277e = 84 A 16 DK) featured a dis
cussion of the distinction between είναι and γίγνεσθαι, which is the first notion for
which Socrates appeals to him at Prot. 340c.
30 341e-342a: αλλ' ά μοι δοκεί διανοεϊσθαι Σιμωνίδης έν τούτψ τώ ασματι,
έθέλω σοι ειπείν, εί βούλει λαβείν μου πείρα ν όπως έχω, ο σύ λέγεις
τούτο, περί έπων. The final phrase indicates that Protagoras' use of έπος in such
expressions as περί έπων δεινόν (339a; cf. 312a) and perhaps too όρθοέπεια
(Phrd. 267c) was something between an affectation and a trademark, έπος was cur
rent in Ionic for "words" or "language" generally, but in Attic had been largely ousted
by logos and was confined to poetic or other specialized expressions. It is natural that
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30
Andrew Ford
tion of the poem (342a-348a) is premised on a fabulous hypothesis about the
background of Pittacus' saying. In a genial tour de force - explicitly match
ing (342b) Protagoras' fantasy about Greece's hallowed sages being sophists
in disguise - Socrates maintains that Pittacus' saying should be understood
in light of an ancient but underappreciated mode of philosophizing practiced
in Sparta and Crete. The claim is as paradoxical as Protagoras' was, since in
Plato's day these Doric areas had a reputation for being backward, inward
looking and deeply anti-intellectual. On the contrary, Socrates insists, they
were actually devoted to philosophy but practiced it in secret to hide the fact
that their military success derived from their wisdom rather than their arms.
In Sparta this secret philosophical education produced laconic Laconian phi
losophers, simple-appearing men and women who could yet let fall the pith
iest brief utterances (343e). Indeed, it was from the Spartans that the Seven
Sages learned those "short and memorable pronouncements" that are now
repeated as proverbs (343a: ρήματα βραχέα αξιομνημόνευτα). And the
only reason that knowledge of this hermetic tradition leaked out was that one
time the sages decided to make a thanksgiving offering to Apollo and
inscribed a number of "brachylogistic Laconisms" such as "Know thyself'
and "Nothing in excess" on the temple of Delphi (343b). Socrates' point in
all this is that it reveals Simonides' intention in his ode: if he could overturn
a saying by the Sage Pittacus, "which had circulated privately among the
wise with great approbation" (343b: τό ρήμα έγκωμιαζόμενον ύπό των
σοφών), he himself would get a name for wisdom.
This story is ironic and implausible, but it nonetheless makes possible a
great gain in interpretative method because it posits a single aim for the poem,
the poet's desire to convict the sage of error. It follows that every element of
Simonides' ode (344b: δια παντός του άσματος) is to be read as contrib
uting to the denial that "to be good is hard". This more wide-angled approach
to the poem promises a more comprehensive understanding than the picking
at individual words by Protagoras or Prodicus, and it has the potential to lead
to a unified reading grounded in the total contents and overall structure of the
poem. At the same time, it is undoubtedly true that Socrates' subsequent exe
gesis is not without dubious claims, and it is worrying when he discovers
Simonides upholding a number of tenets of Socratic philosophy.31
the exquisite sensitiveness to language that Protagoras claimed should be expressed
in uncommon diction.
31 For detailed analyses, see Frede, "The Impossibility of Perfection" (see note 12),
pp. 740-746; Bernd Manuwald, Platon Protagoras, Göttingen: Vandenhoeck & Ru
precht, 1999, pp. 153-156; and Ledbetter, Poetics Before Plato (see note 4), pp. 104
108.
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The Function of Criticism at the Present Time (432 BC)
The point and purpose of this fantasy about Doric philosophy emerge
more clearly if we view the Laconian philosophical adage against the series
of genres or modes of discourse to which Protagoras has been calling atten
tion: there was group conversation, mythical and logical epideixis, brachyl
ogy, long-form speech and the game of deinos peri epön. Nor have genres of
discourse been exhausted: after Socrates performs, Hippias offers to give
a disquisition (logos) on Simonides (347b), and of course there is the dia
lectical exchange that fills the second half of the work. Within this series,
these "short and memorable pronouncements" (343a: ρήματα βραχέα
αξιομνημόνευτα) represent another mode of ethical discourse, the com
pact, memorizable, citable text: Pittacus' maxim and the laconic Delphic
inscriptions exemplify the fact that the wisdom of ancient sages may survive
them in oral or written formulations that pose interpretative challenges to
moderns,32 and Simonides' poem in turn is another text that takes up respect
ed moral sayings of old. As a practical matter, then, moral philosophy needs
some form of literary criticism, for just as Pittacus' pronouncement pro
voked ambitious Simonides, the poet's rejoinder becomes, for Socrates and
anyone who can remember the song, another problematic speech from the
past to be wrestled with. Those like Protagoras who claim to be able to con
trol the poetic tradition, Plato suggests, will be confronted by memorable but
not fully self-explanatory logoi of poets and sages and will have to make the
best sense of them that they can. Plato's opening ironies earlier discussed
prompt us to realize that we are in this same situation with regard to the
Protagoras. For would-be interpreters confronted with such texts, Plato has
a form of practical criticism to recommend: we should try to find a sense in
which they can be meaningful and true; if no such sense is available, we
either confess we do not understand or conclude that their authors were not
wise. How soon we give up depends on the source's authority: when the say
ing comes from an oracle, for example, piety forecloses the option of saying
the source is mistaken and we keep trying new meanings, as in the Apology
where Socrates went to great lengths to understand the apparently absurd
Delphic utterance, "No one is wiser than Socrates".33 A tag-line from Simo
nides gets somewhat less respect in the Republic when Polemarchus cites
Simonides' "giving each man what is owed him" (33Id = Sim. 642a PMG)
as something the poet said "correctly" (orthös). in what has been called a
"transparent misinterpretation"34 of the line, Socrates is able to subvert this
32 Cf. Andrew Ford, '"Protagoras' Head': Interpreting Philosophic Fragments in Theate
tus", in: America Journal of Philology 115/1994, pp. 199-218.
33 Cf. Ledbetter, Poetics Before Plato (see note 4), pp. 114-116.
34 C. D. C. Reeve, Philosopher Kings: the argument of Plato s Republic, Princeton:
Princeton Univ. Press, 1988, p. 8.
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31
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Andrew Ford
definition, but in this case he drops the attempt to discover what Simonides
truly meant; with cautious or ironic reverence for Simonides, "that wise and
godlike man" (33 le), he confesses "though you may know what he means I
don't". All one can say is that if a poetic text suggests an immoral or impos
sible meaning then whoever said it is not wise (335e-336a).35
So when Socrates takes this same approach in Protagoras, we should
allow him to be quite serious. This appears even in one of his more question
able interpretations. When he comes to Simonides' "I praise and love all who
do nothing wrong willingly" (345d: πάντας δ' έπαίνημι και φιΛέω /
έκών όστις έρδη / μηδέν αίσχρόν·), Socrates proposes to detach "unwill
ingly" from "do" and take it in hyperbaton with the more distant verb
"praise": "All who do no wrong I willingly praise and love". The interpreta
tion nicely saves Simonides from contradicting the Socratic principle that no
one does wrong willingly, even at the cost of proffering a "forced" and even
"blatant perversion of the plain sense of the poem".36 But bending the gram
mar to eliminate an unacceptable meaning is a conscious and principled
choice, as Socrates says:
ού γάρ ούτως απαίδευτος ήν Σιμωνίδης, ώστε τούτους φάναι έπαινειν,
ος αν έκών μηδέν κακόν ποιή, ώς όντων τινών οϊ έκόντες κακά ποιούσιν.
εγώ γάρ σχεδόν τι οίμαι τούτο, ότι ούδείς τών σοφών ανδρών ηγείται
ούδένα ανθρώπων έκόντα έξαμαρτάνειν ούδέ αισχρά τε και κακά
έκόντα έργάζεσθαι, άλΛ' εύ ΐσασιν ότι πάντες οι τά αισχρά και τά κακά
ποιούντες άκοντες ποιοϋσιν.
Simonides was not so uneducated as to say that he praised whoever never did
wrong willingly, as if there were people who did wrong willingly. I am fairly sure
of this - that none of the wise men thinks that anybody ever willingly errs or will
ingly does base and evil deeds; they well know that all who do base and evil things
do them unwillingly. (345d-e)
Socrates is often content, even in the Republic, to remain undecided about
what poets mean and to turn away from literary exegesis to a dialectic exam
ination of his interlocutor's views.37 But having been forced by Protagoras to
consider this poem by a reputedly 'wise' author, he decides to press for a
35 Scodel, "Literary Interpretation" (see note 9), pp. 30-31 and pp. 34-36, extracts a sim
ilar hermeneutics from the dialogue, noting that it applies to the Protagoras as well.
36 Ledbetter, Poetics Before Plato (see note 4), p. 107, quoting Christopher C. W. Tay
lor's Plato: Protagoras, translation with notes, Oxford: Clarendon Press, 1976,adloc.
37 Socrates espouses the same view in Hippias Minor 365c-d: "let's dismiss Homer
since it is impossible to ask him what he meant when he composed these verses". Cf.
Theaetetus 152a with Ford, '"Protagoras' Head'" (see note 32), p. 206-207.
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The Function of Criticism at the Present Time (432 BC)
sense in which Simonides' words can yield a meaning that is wise.38 Why? I
do not think it is merely to show off or to parody new-fangled criticism as in
Socrates' appeal to the novel technical term huperbaton (ύπερβατόν, first
attested here). Technical criticism of language, like Prodicean expertise in
semantics, is welcome if it can help clarify a moral claim. Socrates' move
here has been compared with the modern philosophical principle of "chari
ty" in exposition,39 but he is ultimately being charitable to his own philo
sophical principles, which he cannot imagine went unknown to earlier sages.
In Protagoras, then, interpretation may benefit from specialized linguistic
knowledge but the use of such techniques is ultimately governed by consid
erations of moral philosophy. A slightly strained construal of Simonides (and
of the dicta of the "other wise men" Socrates alludes to) is preferable to
assuming that truth has been so poorly served by traditional wisdom. How
ever, in the absence of having Simonides at hand to submit to dialectic,
Socrates can only offer his interpretation as something of which he is "fairly
sure" (345e: σχεδόν τι οίμαι). The ineliminable uncertainty of any attempt to
interpret such pronouncements from the past is the reason Socrates ends the
discussion by urging that they drop talking about poetry and declare their
own views directly. And so the excursus into poetic explication ends.
The discussion of Simonides in Protagoras, then, is not a pastiche meant
to ridicule attempts to find wisdom in poetry, as the 'ancient quarrel'
perspective would suggest. Nor is it an attack on technical or 'sophistic'
approaches to poetry, as if there were no utility in their techniques. If we
drop the demand that this dialogue add another brick to that imaginary edi
fice called 'the Platonic Attack on Poetry', the passage gives us insight into
how Plato thought poetic and other texts from the past should be handled in
the search for moral knowledge. His Socrates is open to the possibility that
bits of old verbal wisdom may contain valuable insights, and he is willing to
borrow from the most up-to-date criticism in an effort to determine their
meaning. But, as his myth of the old laconic style of philosophizing is meant
to show, when certain speech acts leave their authors and circulate beyond
their original, enclosed circles of performance, they become subject to
attack, misinterpretation and misappropriation. The problem is temporal and
existential rather than merely methodological, for no amount of technique or
philosophical charity can extract certain knowledge from these orphaned
38 When Socrates says that Simonides is above making ignorant mistakes (345d) and
that his poem is "exquisitely well made" (344a-b), he says in effect he is willing to
work to find a sound meaning in the verse.
39 Nickolas Pappas, "Socrates' Charitable Treatment of Poetry", in: Philosophy and Lit
erature 13/1989, pp. 248-61.
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Andrew Ford
words.40 If Plato does not think that the latest literary techniques produce
sure gains in the quest to understand human excellence, Protagoras goes out
of its way to show that, in such a quest, criticism not only has certain inevi
table limits but also that certain texts, nevertheless, make criticism neces
sary, making it necessary for us to adopt some form of criticism to deal with
them.
Socrates' principles of criticism and ours
My claim that Socrates is doing the best he can in Protagoras, indeed that
he is doing the best that Plato thought anyone could, is supported by an
analysis by Glenn Most that stands out among discussions of this text for its
sustained attention to literary theoretical issues.41 "Simonides' Ode to Sco
pas in Contexts" argues that all the critical problems on display in Protago
ras are essentially matters of contextualization and so the excursus on Simo
nides rightly problematizes the role of contexts.42 Indeed, interpretation is,
broadly speaking, nothing more than contextualization43 and the differences
between critical schools often amount to whether one prefers internal con
textualizations (e. g. Derridean deconstruction) to external ones (e. g. Fou
cauldian genealogy). On Most's analysis, Protagoras first imputes a contra
diction to Simonides by bringing together two uncontextualized phrases, and
40 The connection between the dismissal of 'authorless' poetic texts in the Protagoras
and the critique of 'orphaned' written texts in the Phaedrus (esp. 275d-e) emerges
most clearly in Socrates' criticism of long speeches at Prot. 328e-329b: και γάρ ει
μεν τις περί αύτών τούτων συγγένοιτο ότωούν τών δημηγόρων, τάχ' άν
και τοιούτους Λόγους άκούσειεν ή Περικλέους ή άλλου τινός τών ικανών
ειπείν- ει δέ έπανέροιτό τινά τι, ώσπερ βιβλία ουδέν έχουσιν ούτε
άποκρίνασθαι ούτε αύτοί έρέσθαι, αλλ' εάν τις και σμικρόν επερώτηση τι
τών ρηθέντων, ώσπερ τά χαλκία πληγέντα μακρόν ήχει και αποτείνει
έάν μή έπιλάβηταιτις.
"If a man were present when any of our public orators were speaking about these
matters, he might hear a similar speech from a Pericles or another good speaker; but
if he should have a question to ask, like books they can neither answer nor put a ques
tion in turn; and if any one queries the least detail of their speech, like bronze vases
when struck they ring loudly and keep on ringing, until someone puts a hand on
them." Exegesis in: Raphael Woolf, "The Written Word in Plato's Protagoras", in:
Ancient Philosophy 19/1999, pp. 21-30.
41 Glenn W. Most, "Simonides' Ode to Scopas in Contexts", in: Irene J. F. de Jong/ J. P.
Sullivan (eds.), Modern Critical Theory and Classical Literature, Leiden: E. J. Brill,
1994, pp. 127-152. Scodel, "Literary Interpretation" (see note 9), p. 25, also notes the
substantive methodological agreement between Protagoras and Socrates.
42 Most, "Simonides' Ode" (see note 41), p. 134.
43 P. 132.
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The Function of Criticism at the Present Time (432 BC)
then Socrates attempts to heal the poem by supplying contexts that would
explain each utterance, either internal contexts (i. e. what the poet goes on to
say "as the poem goes on") or external ones (i. e. what the words might have
meant in the poet's native dialect; what the poet was trying to gain from
making the poem, etc.)· Socrates' excursus on Doric philosophy, however
'made up' it may be, is an attempt to supply at least the kind of external con
text that would help decide Simonides' meaning. To be sure, Plato does not
let the result stand, but Most well observes that Plato does not object to
Socrates' interpretation because it has mistakes (which in principle might
be remediable), but simply because it is an interpretation. And Plato has
good reason to be suspicious of poetic interpretation for it is "ineluctably
speculative":44 external contexts are by definition hypothetical, and internal
contexts are, as part of the poem to be explicated, not sufficiently independ
ent or stable to ground the meaning of another part of the text.
In the Protagoras, then, Plato is suspicious of hermeneutics, but this does
not prevent him from equipping his brilliant speakers with a firm grasp of
reasonable principles to attempt it.45 To show how much we and Socrates
agree about how to interpret literature Most identifies five "methodological
assumptions that structure the discourse of philology".46 (He is speaking of
classical philology in this essay, but his observations apply to interpretation
in a wide range of disciplines.) First come three principles that tend to "guide
interpretation and at least in appearance (if not in reality) limit its risks":47
1. Economy of consumption: we prefer the interpretation that "makes thrift
ier use of the material at hand"48 and leaves the smallest part unexplained.
2. Economy of expense: we prefer a minimum of ad hoc hypotheses (hypoth
eses for which the only evidence is the interpretation they are adduced to
support).
3. Economy of scope: we prefer the interpretation that explains the most, that
"can be applied to the wider range of texts or problems".49 This is the one
that does not produce a series of anomalies in the history of literature.
Beside these principles, there are two canons of evidence:
1. Parallelism: a hypothesis' plausibility is increased by adducing parallels
(linguistic and other) to problematic elements in the text. Buttressing an
interpretation with parallels is especially important when studying cul
tures that are dead or otherwise difficult of access.
44 Ibid.
45 P. 133
46 P. 134
47 P. 133
48 Ibid.
49 Ibid.
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Andrew Ford
2. Centripetality·. the explanatory power of parallels increases the closer
they are to the text itself. Short of exact iteration, parallels are ranked,
with those in works by the same author and in the same genre ranked
above, e. g., parallels from a different author, a different culture or in a
different art form.
It is worth repeating that Most tenders these merely as the disciplinary rules
of philology, not as the method to arrive at certain interpretation.50 As such,
he offers an acute analysis both of how philology interprets old texts (my
own exposition of Plato accords with these principles) and more generally of
how we discourse as professionals and evaluate the discourse of our col
leagues.
For Most, the discussion of Simonides' poetry in Protagoras confirms the
importance of contexts in interpreting texts on two levels.51 Within the text,
the whole discussion proceeds by finding more or less adequate contexts in
which to construe Simonides' words. But in addition, the history of the
poem's (mis)interpretations in the nineteenth and twentieth centuries reveals,
unexpectedly, that contextualization can proceed independently of the text:
earlier scholars came up with quite plausible interpretations of the poem
even though they had a comparatively inferior text, whereas twentieth-cen
tury philology did a better job of extracting Simonides' exact words from
Plato, but implausibly tried to read the song in the context of a fanciful evo
lution in moral consciousness. This history of philological blindness leads
Most to the paradoxical conclusion: "Just as the right text does not entail a
plausible interpretation, so too a faulty text need not preclude one. Some
times, the text may be less important than the contexts against which it is
set."52
My reading of Protagoras suggests that we take Most's observations one
step further and realize another function of criticism: contexts may be at
times more important than texts in interpretation, but as a general rule the
best context will tend to resemble the original text as closely as possible, in
accordance with the canon of centripetality (see point 2 above). If interpreta
tion is a search for the most plausible context in which to construe a text, the
50 E.g. p. 134.
51 Ibid.
52 P. 147. Against twentieth-century philosophizing readings, Most importantly points
that the poem is focused on poetic concerns, being about what is "praiseworthy"
rather than defining the nature of excellence. A notable recent reconstruction of Simo
nides' poem presents us with a dilemma similar to the one Most describes: Adam
Beresford, "Nobody's Perfect: A new text and interpretation ofSimonides PMG
542", in: Classical Philology 108/2008, pp. 237-256 gives a new and very appealing
version of the poem that is nonetheless very hard to square with its Platonic context
(as he admits on pp. 247-250).
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The Function of Criticism at the Present Time (432 BC) 37
methodical evaluation of possible contexts drives the critic ever more close
ly back to the very words she had departed from when she went out in search
of help from the context. To make the point with Most's categories: parallels
have more force the more they resemble the words they are meant to explain,
and centripetality makes us prefer parallels that recall the poet's exact phras
ing; economy of expense requires interpretations to add the fewest extra
words to the text that is being interpreted, and economy of consumption
makes the optimal reading of a text tend toward recalling all its words. Final
ly, economy of scope situates the target text within a series of larger contexts,
such as the author's corpus and the literary tradition, in the middle of which
it sits like a sun in a solar system: the contexts - other texts - that are adduced
orbit around the original, reflecting it ever more faintly the further away they
are.
What Most's analysis permits us to see is that the attempt to give the most
well-founded account possible of a poem's meaning turns out to serve as a
mnemonic for it; the ideal context is a matrix that registers each detail of the
poem and puts it in relationship with every other. If the ultimate confirmation
of an interpretation is to be sought in the language of the text, technical
criticism will not only have grounds for deciding among possible meanings
but will return us at every point to the text that is its foundation. The support
ing context or story we set beside the poem to 'justify' our interpretations
recalls the original in toto and makes its elements memorable by inserting
them in an intelligible relation. In Plato as well, Most's principles and can
ons combine to make the 'best' interpretation that which most closely calls
back the details of the text, and calls back most of the details. Thus it would
seem to be an inevitable function of methodical criticism at any time to recall
the poem, and it is appropriate that Simonides is the presiding genius of this
critical session since he was known for his techniques of memory, for his
ability to place details in order and hold them in mind.53
It is only methodical interpretation that has an inbuilt tendency to recall
the poem, and this raises the question of why literary critics might adopt
such principles in the first place. Most's use of economic metaphors suggests
that we thereby get a maximum of poetic meaning for a minimum expendi
ture of effort,54 but I think it is unclear why we should be economical in this
sphere. Why not be a big spender in poetry? Why not be profligate and, as
some writers do, let interpretation spiral outside the narrow confines of cen
tripetal criticism? For academic criticism, a strong impetus for adopting the
principle of economy is that it is the best way to bring the interpretation of
53 Frances Yates, The Art of Memory, Chicago: Univ. of Chicago Press, 1966.
54 Most, "Simonides' Ode" (see note 41), e. g. p. 134.
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38
Andrew Ford
poetry closer to the prestige enjoyed by the sciences: constantly reverting to
the target poem is like going back to the data set and seeing if it supports a
finding. This would be in line with the ambition of criticism since the later
nineteenth century to put the human sciences on a par with the natural sci
ences and thereby to make criticism a discipline producing a specialized
knowledge of its special objects. But in the fourth century BC, in the per
spective of the Protagoras, criticism appears as a social activity, an unending
practice of pedagogy and shared literary culture; while technical experts may
view critical discourse as progressing steadily toward new and better meth
ods or sets of questions to put to texts, its essential practice will be regulating
discussions about poetry, and, as I have argued, regulating them in such a
way that will tend to reproduce the poems even as they escape full and final
comprehension.
Now I do not wish to conclude with the naive battle cry, "Back to the
Texts!" On my view, criticism is already there though it has been hard to
accept Arnold's definition of the task of the critic as "to see the object as
it really is"55 ever since Wilde called on "The Critic as Artist" to "see the
object as in itself it really is not".56 Nor would I issue a call Against Interpre
tation, as if theory and practice were neatly separable and sterile theorizing
could be set against a more intimate and rewarding experience of texts.57 My
reading has simply drawn attention to an additional function of criticism, a
byproduct as it were, that may be useful to bear in mind at the end of a great
critical age: as the disciplined study of literature goes forward it will con
trive, even if not necessarily as its main objective, a way of recalling, repeat
ing, and preserving the poets' words. If interpretation in theory pursues
clearer, richer or more adequate account of poems, functionally it will serve
as a metonymy for those works, and the more methodical the interpretation,
the more the target poem will be called into view. Even without a work's
being recollected in its entirety or finally understood, there are considerable
advantages in interpretation's remaining only a metonymy, in not being the
text itself. Methodized criticism serves as a sort of re-performance of the
work, reprising it in a condensed form that allows it to enter contexts that
55 Mathew Arnold, "The Functions of Criticism at the Present Time", in: The National
Review 1/1864, pp. 230-251, here p. 230.
56 Oscar Wilde, "The Critic as Artist", in: Oscar Wilde, Complete Works, ed. by Vyvyan
Holland, London: Collins, 1967, p. 1028.
57 An immersion, however, in literary theory with no reference to text may induce sym
pathy for the declaration of Susan Sontag, Against Interpretation, New York: Farrar,
Straus & Giroux, 1967, p. 14.: "Our task is not to find the maximum amount of con
tent in a work of art, much less to squeeze more content out of the work than is al
ready there. Our task is to cut back content so that we can see the thing at all."
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The Function of Criticism at the Present Time (432 BC)
would normally not have space or time for it to be performed in full (such as
a journal, a classroom, a conversation...). Moreover, one who knows the
method can reverse the process of condensation so that even a few words can
recall the whole: "To be or not to be" can epitomize Hamlet and "fleet-footed
Achilles" can set one on the path of the Iliad.
I therefore find an un-parodic reading of Protagoras more useful in think
ing about the function of criticism and one that gives us a better sense of
Plato's broad engagement with poetry. The dialogue is not primarily con
cerned with exposing poetic ignorance or parodying literary intellectuals; it
models how wise men might make meaning out of memorable pieces of
language (whether this be a long lyric or a laconic apothegm) that have sur
vived through time to confront them. The literary discussion ends in aporia,
as does the dialogue as a whole, but we may infer, though Plato does not say
it, that one thing that interpretation infallibly achieves is to hold such texts
together and re-circulate them in company. This point is demonstrated most
strongly, albeit indirectly, by the text of the Protagoras itself, for its criticism
of Simonides' Ode to Scopas is itself the sole source that has preserved this
old song for us. When Simonides composed it in the fifth century, we may
surmise that he aspired to invest his text, like his good man, with solid endur
ance, like a marble statue "fashioned four-square";58 but it was the critical
writing of Plato that made Simonides' poem last, delivering most of it, along
with his own Protagoras, to us. The contribution of that dialogue to literary
theory, therefore, is less epistemological than ecological; it saw no sure
knowledge to be won from reading poetry, but at the same time it provided
an environment in which words that were, for one reason or another, felt to
be worth remembering (343e) could be preserved, not lost from memory,
until a later reading, a later interpretation might take them over and hand
them on.
Andrew Ford
Princeton University
Department of Classics
Princeton, New Jersey, USA
[email protected]
58 On Pythagorean overtones of divine perenniality in "fashioned four-square", see Jes
per Svenbro, La Parole et le marbre. Aux origines de la poetique grecque, Lund:
Student!itteratur, 1984, p. 135. On the endurance of poetry as a theme in Simonides,
see Ford, The Origins of Criticism (see note 9), pp. 93-113.
My thanks to the editors for insightful suggestions that improved this essay.
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