A Plea for Epistemic Excuses
Clayton Littlejohn
King's College London
1. The Demoniacs
A typical epistemology course begins with a discussion of the distinction between
justification and knowledge and ends with no discussion of the distinction between
justification and excuse.1 This is unfortunate. While the topic of excuses might not be
particularly sexy, a better understanding of the justification-excuse distinction should
shed light on important debates in epistemology. In particular, it should help us
understand the significance of some intuitions that shape the internalism-externalism
debate. I have two aims in this paper. The first is to fill a lacuna in the literature by
providing an account of how epistemic excuses work. The second is to use this account to
shed light on Cohen's (1984) new evil demon argument.
Let's start with the second thing. The demoniacs are non-skeptical internalists
about justification who think that intuitions about Cohen's thought experiment show us
that internalism is true.2 His thought experiment is simple. We imagine a subject in the
1
I want to thank Maria Alvarez, Matt Benton, Cameron Boult, Jessica Brown, Charles
Cote-Bouchard, Stewart Cohen, Juan Comesaña, Trent Dougherty, Julien Dutant,
Jeremy Fantl, Claire Field, John Gibbons, John Hawthorne, Frank Hoffman, Chris Kelp,
Jon Kvanvig, Maria Lasonen-Aarnio, Dustin Locke, Arturs Logins, Matt McGrath,
Rachel McKinnon, David Owens, Tom Pink, Mark van Roojen, Nico Silins, Mona
Simion, Chris Tucker, John Turri, Brian Weatherson, Jake Wojtowicz, and Tim
Williamson for discussing these issues with me.
2
Strictly speaking a 'demoniac' is someone supposedly possessed by a demon. I don't
assume that demoniacs in philosophy are demoniacs in this sense, but I do assume that
they have good senses of humor. On the present usage demoniacs are internalists about
justification who believe that the new evil demon argument shows that internalism is
true. An internalist wouldn't be a demoniac if they didn't think that we could use
Cohen's thought experiment to establish the truth of internalism. The arguments from
Unger (1975) might be taken to support internalism without supporting the demoniac
view. (If it's not possible to rationally believe anything about the external world, internal
duplicates couldn't differ in terms of what they could justifiably believe about the external
world.)
Huemer's (2006, this volume) argument for phenomenal
conservatism/internalism might be thought of as an argument for internalism and it
good case, one who knows things about her environment. We then introduce the idea of
an epistemic counterpart, a subject who is perfectly alike in terms of the 'inner' aspects of
their mental lives (i.e., someone with just the same beliefs, the same apparent memories
and perceptions, the same intuitions, the same good epistemic character, and so on who
reason just as the subjects in a good case do). On (some) externalist views, it's possible for
epistemic counterparts to differ in terms of what they know and in what they justifiably
believe. Although counterparts invariably believe the same things, these externalist views
imply that their beliefs can differ in justificatory status. A bedeviled subject, deceived by a
Cartesian demon, would believe everything that her counterparts in good cases know to
be true but wouldn't be justified in holding these beliefs.3 However similar things are in
the good and bad cases, the similarities don't ensure that the deceived subject's beliefs are
justified.
Cohen thinks that this shows that the externalist views are mistaken:
[T]he evil demon hypothesis ... uncovers a defect in the
Reliabilist position ... on a Reliabilist view ... the beliefs
generated by those processes [operative in the bad case] are
never justified. Is this a tenable result? I maintain that it is
doesn't rest on the intuitions that Cohen hopes to elicit. Smithies' (2012) argument for
internalism similarly doesn't appeal to these intuitions. Naylor's (1988) arguments would
seem to support internalism (albeit about personal justification, not doxastic justification)
by appeal to assumptions about the relationship between justification and responsibility.
Finally, Kant defended a kind of internalism about justified action and his defense
doesn't seem to appeal to premises about epistemic constraints on norms and normative
conditions. For a discussion of Kant's case for internalism, see Herman (1993).
3
On one view, the beliefs aren't justified because the processes that produce them aren't
reliable. On another, the beliefs aren't justified because the beliefs aren't apt. On another,
the beliefs aren't justified because they don't constitute knowledge. Some philosophers
defend views that they describe as externalist that are designed to vindicate the judgment
that a bedeviled subject's beliefs aren't justified. In my view, these views are unmotivated
(because we shouldn't try to accommodate the relevant intuition) and the resulting
accounts of justification often seem unnatural. It's possible to have a view on which some
demons but not all demons rob you of justification (a possibility that allows someone to
say that their view isn't an internalist view) but the resulting account of justification
seems gerrymandered since our intuitions about justification tend not to track the subtle
distinctions between kinds of demonic deception.
not ... [P]art of what the hypothesis entails is that our
experience is just as it would be if our cognitive processes
were reliable. Thus, on the demon hypothesis, we would
have every reason for holding our beliefs that we have in
the actual world. It strikes me as clearly false to deny that
under these circumstances our beliefs could be justified. If
we have every reason to believe e.g., perception is a reliable
process, the mere fact that unbeknown to us it is not
reliable should not affect its justification-conferring status
(1984: 281).
We can extract from this an argument against externalism:
The New Evil Demon Argument
P1. In the bad case, the subject's beliefs don't have the
properties that figure in externalist accounts of justification.
P2. The beliefs are equally justified in the good and bad case
[Equality].4
P3. The beliefs are justified in the bad case [Sufficiency].
C. So, the internal properties are sufficient for justification in
the good case and bad. The external properties aren't necessary
for justification.
This argument rests on two verdicts, Equality and Sufficiency. Some people find these
verdicts intuitive.5 Taken together they tell us that justification does not depend upon
4
Some authors (e.g., Bach (1985), Engel (1992)) think that the believers are equally
justified even though their beliefs are not. For a discussion of the distinction between
personal and doxastic justification, see Lowy (1978). The distinction is inspired by the
more familiar distinction between the assessment of agents and their actions. See Bennett
(1995) and Moore (1997).
5
I don't know of any study of philosophers' intuitions about these cases, but empirical
research into folk intuitions about theories of justification in the context of the law
suggest that the folk think that justification depends upon the objective nature of an
agent's deeds, not (just) the agent's mental states. See Darley and Robinson (1998) for
discussion. Huemer's (this volume) suggestions about how 'justified' works in English
does not fit well with their findings.
how things are external to the subject (nothing external to the subject could constitute a
harm or benefit) and that the conditions common to the good case and the bad are all we
could ever need for justification.
I've argued elsewhere that Equality undermines
Sufficiency on the grounds that Equality leads to skepticism. In this essay, I'll bracket
the skeptical concerns and focus on the intuitive motivation for these verdicts.
Quite apart from the skeptical worries, I have some general concerns about the
demoniac approach to justification and related notions. In the framework that I like to
use when thinking or talking about justification, justified belief is understood as the belief
that's permitted or proper. Permission or propriety is understood in relation to norms.
Norms will identify conditions under which some subject should or shouldn't respond in
certain ways (e.g., if you acquire evidence for p, you shouldn't decrease your confidence in
it; if you aren't in a position to know p, you shouldn't believe it; if p is incompatible with
your evidence you shouldn't believe it; if you discover that a peer disagrees with you about
p, you should decrease your confidence, etc.). A belief will be justified iff a thinker could
believe p without violating any of the norms or would only violate a norm because there is
some further overriding norm that requires it. On this way of thinking, if you think, as I
do, that there is a norm that says that we shouldn't believe what we don't know and
shouldn't come to believe what we're not in a position to know, there couldn't be a
justified belief that didn't constitute knowledge, not if there's no overriding norm that
requires us to believe what we wouldn't know.
It is just this sort of view about justification that Cohen and his demoniacs would
have us reject. His argument, if successful, would force us to revise our views about
epistemic norms and deny that there could be norms that had application conditions like
this one:
KNB: One should not believe p when one is not in a
position to know p.6
6
For discussions of intuitions about error cases and their implications for norms of
assertion and action, see Douven (2006), Gerken (2011), Kelp and Simion
(forthcoming), Locke (2015), and McKinnon (2013, 2015).
Two epistemic counterparts could come to believe p when only one such subject
conformed to KNB. Since we'd respond sympathetically to both subjects, this is supposed
to be an indication that KNB doesn't really tell us when some subject shouldn't believe
something and thus doesn't identify any necessary condition on justification. We'll only
find the real epistemic norms when we find some that can be demon-proofed. Similar
arguments can be run to try to rule out certain environmentalist views about reasons, too.
Some of us think that the things that a subject knows about her environment might be
among her reasons for believing things, feeling things, and doing things and that such
reasons might play an important role in explaining why her beliefs, feelings, and actions
are justified:
KPR: The facts that one knows (including facts about the
environment) are potential reasons that could be one's
reasons for believing things, feeling things, or doing things.7
Using Cohen's cases, some would argue that it couldn't really be that a subject's reasons
for believing things, feeling things, or doing things are facts about her environment on
the grounds that this implies that subjects in the good case might be able to believe, feel,
or do things for reasons that couldn't be her counterparts' reasons for believing, feeling,
or doing these things. A subject's reasons in any case are just the reasons her counterparts
have in the bad case, so they'd either be facts she knows about herself, the mental states
they all share in common, or propositions (true or false) that these subjects have in mind.8
7
For criticism of such views, see Comesaña (2016), Fantl and McGrath (2009), Gibbons
(2010), Rizzieri (2011), and Turri (2009, 2013).
8
Some authors want say (with Cohen) that propositional justification is common to the
good cases and the bad while insisting (against Cohen) that counterparts might possess
different bodies of evidence or reasons. (See Alvarez (2010), Hornsby (2007, 2008),
Hyman (1999, 2006), Littlejohn (2012), Lord (this volume), Mitova (forthcoming),
Unger (1975), and Williamson (2000) for defenses of this view.) They might also think
(against Cohen again) that these subjects' reasons for believing things, feeling things, or
doing things might differ. (See Dutant (this volume), Hornsby (2007, 2008), and Lord
(this volume) for discussion.) Like Cohen, I think that this last claim is dubious, but I
think the first two claims are true. While there might be differences in the reasons that
explain the actions and attitudes of subjects in good and bad cases (e.g., in both cases a
reason why a subject believes she has hands is that things look a certain way but it's only
in one case that a reason why a subject believes she has hands is that she's deceived by a
I have a few reservations about the demoniacs' argument. First, I think that KNB
and KPR are correct, so naturally, I'm inclined to think that arguments to the contrary
are unsound. Because it seems that there are considerations that support these claims, it
seems perfectly sensible to me for people to try to work towards reflective equilibrium. I
don't think the best way to reach that state is to accept the demoniac's argument without
considering the case for alternatives, particularly if, like me, you just don't find
Sufficiency or Equality all that intuitive. Second, I don't think that the strategy is a good
one to pursue. Some writers (e.g., Kant) defend internalist views on substantive grounds.
They start by identifying the things that matter and then try to work out an account of
the right or the justified keeping their eyes fixed on substantive considerations. In the
end, they might offer internalist views of justification or rightness according to which the
stuff that rightness is made of is all 'in the head', but they might not have reached those
conclusions by first trying to show that the only conditions that can figure in the
application conditions of norms are conditions that satisfy epistemic constraints (e.g., that
we cannot fail to see that they obtain when they do or that we cannot be fooled into
believing that they obtain when they don't). I don't think that genuine norms have to be
demon-proof. If it turns out that the demons are very good at their jobs and there are no
demon-proof norms, it shouldn't turn out that there are no norms.
demon), this difference in explanatory reasons gives us no reason to think that there can
be differences in motivating reasons (i.e., a subject's reasons for φ-ing). One worry I have
about so-called 'disjunctive' approach to the subject's reasons for actions is that the view
implies that while subjects in good and bad cases will both have their reasons for φ-ing
only one subject will be right about what their reasons were for φ-ing. If my reason for
voting for Hillary is, say, that she has more sensible policies and I know that what I've just
said is true, it would be weird to think that I'd have a counterpart who believes all and
only the same things, feels all and only the same things, does all and only the same things
but then votes for Hillary where their reason for voting for Hillary wasn't my reason for
casting that vote even though they'd insist that their reason for voting for Hillary was
precisely that she had more sensible policies. While I don't think we have any special
authority over whether there was anything that was our reason for φ-ing (just like I don't
think we have any special authority over whether there was some individual we were
thinking about or some existing that we saw or were aware of), I think we have some
authority over what, if anything, our reasons would be.
When we consider Cohen's bedeviled subjects, it's hard not to feel sympathetic.
The demon arranges things so that these subjects are completely ignorant of what's
happening in their surroundings. In spite of these differences, the 'inner' aspects of their
mental lives are just like our mental lives. They reason just as we do. We know that we'd
believe just what they'd believe, that we'd be fooled just as they've been fooled, and that
there aren't better ways of reasoning that would lead us not into deception without
making unreasonable sacrifices. The interesting question isn't whether we should feel
sympathy for the bedeviled. We should.
This is the demoniacs' starting point. As they see things, our sympathetic
response to the bedeviled subjects is just the recognition that these subjects' attitudes are
justified. In explaining why they accept Equality and Sufficiency, they seem to operate
with two assumptions:
Sympathy
for
the
Bedeviled:
We
should
respond
sympathetically whenever some subject φ's and is the
epistemic counterpart of a subject who φ's in a good case.
Recognition Thesis: This sympathetic response (if fitting) is
the recognition that the relevant subject's φ-ing was
justified.
These assumptions aren't premises in the new evil demon argument, but they capture the
demoniacs' take on the relevant cases. If we reject Sympathy for the Bedeviled, we'd have
to reject the kind of internalism that demoniacs defend. If the demoniacs rejected the
Recognition Thesis, they'd have to accept that the kind of sympathetic response we have
to bedeviled subject is not the recognition that the relevant subjects' actions or attitudes
are justified. At best, this kind of response would only sometimes (if fitting) indicate that
the relevant actions or attitudes are justified. If only this weak connection holds between
our sympathetic responses and our recognition that the subjects' attitudes are justified, we
might naturally want to know whether there's any good reason to think that our
sympathetic response to the original case is any indication that Sufficiency and Equality
are correct. The sympathetic response wouldn't show that the externalist view was
mistaken.
The dialectical situation will be complicated. Let me offer a brief outline of the
paper's argument. In §2, I shall offer a general account of how excuses work. In doing so,
I'll explain how excuses differ from other kinds of defense (i.e., justifications and
exemptions or denials of responsibility).
The key idea is that an excuse removes
responsibility without (a) identifying a sufficient reason for the agent to violate a norm
and (b) without showing that the agent cannot be held accountable for her attitudes or
actions. If there can be excusatory defenses that occupy this space, they have to show that
the relevant subject's actions or attitudes did not manifest de re unresponsiveness.9 They
have to show that the agent was disposed to respond appropriately to normatively
significant conditions and that this disposition is responsible for the relevant action or
attitude. To do this, we have to show that the agent's actions or attitudes result from the
excellent use of her rational capacities. Thus, there must be a gap between (a) φ-ing as a
result of using our rational capacities excellently and (b) meeting the standards that we
should meet in φ-ing. On this account of excuses, the kind of sympathetic response we
feel towards bedeviled subjects is a sign that the subject's actions or attitudes should be
excused because they result from the excellent use of the subject's rational capacities but
(crucially) this response does not indicate that the subject's actions or attitudes are
justified as that requires that the subject conformed to the relevant standards. Whatever
standard we use to assess actions or attitudes, it should be possible for someone to fall
short even if she uses her rational capacities well (i.e., in just the way that a subject could
use them in conforming to a norm and believing or acting with justification). In §3, I
shall argue for two points. The first is that a certain kind of rational excellence exculpates.
The second is that this kind of exculpation doesn't involve justification, only rationality. I
address objections from those who want to identify rationality with justification by trying
to show that the excellent use of rational capacities can always fall short and that it should
be possible for two agents to use their capacities equally well without thereby doing
equally well in conforming to a norm or meeting a standard. In this way, I try to address
the demoniacs who insist on identifying rationality with justification and encourage us to
9
Following Arpaly (2002), I take considerations about de re responsiveness and
unresponsiveness to be central to responsibility.
think that justification is a purely internal matter. Even if justification were a purely
internal matter (say, because all genuine norms had internal application conditions), we'd
still need to draw a distinction between rationality and justification. In §4, I briefly
discuss the newest evil demon problem, a problem that arises for internalism about
justification.
2. Pleas
I'll approach the Recognition Thesis indirectly.
We first need to have a general
understanding of the difference between kinds of pleas. Let's start with Austin.
In this passage, Austin distinguishes between two ways of removing
responsibility:
In general, the situation is one where someone is accused of
having done something, or (if that will keep it any cleaner)
where someone is said to have done something which is bad,
wrong, inept, unwelcome, or in some other of the numerous
possible ways untoward. Thereupon he, or someone on his
behalf, will try to defend his conduct or to get him out of it.
One way of going about this is to admit flatly that he, X, did
do that very thing, A, but to argue that it was a good thing, or
the right or sensible thing, or a permissible thing to do, either
in general or at least in the special circumstances of the
occasion. To take this line is to justify the action, to give
reasons for doing it: not to say, to brazen it out, to glory in it,
or the like. A different way of going about it is to admit that it
wasn't a good thing to have done, but to argue that it is not
quite fair or correct to say baldly ‘X did A’. We may say it isn't
fair just to say X did it; perhaps he was under somebody's
influence, or was nudged. Or, it isn't fair to say baldly he did
A; it may have been partly accidental, or an unintentional slip.
Or, it isn't fair to say he did simply A—he was really doing
something quite different and A was only incidental, or he was
looking at the whole thing quite differently. Naturally these
arguments can be combined or overlap or run into each other.
In the one defence, briefly, we accept responsibility but deny
that it was bad: in the other, we admit that it was bad but don't
accept full, or even any, responsibility.
Note two things about this passage. First, Austin's examples of excuses are a motley
bunch. Among the things that Austin thinks can excuse are accidents or slips, nudges,
and epistemic defects or shortcomings. Second, Austin works with a dichotomous scheme:
•
A justification shows that it's not appropriate to criticize the
subject for φ-ing because there was sufficient reason to φ.
•
An excuse shows that it's not appropriate to criticize the
subject for φ-ing even though there wasn't sufficient reason to
φ.
There are only two kinds of defenses on this scheme. A justification shows that criticism
isn't appropriate because there was sufficient reason for the agent to φ. Even if the
subject committed some wrong in φ-ing, the justificatory defense is supposed to show
that there was sufficient reason for φ-ing in spite of the fact that it was wrongful.10 In
offering an excuse, we concede that the subject didn't have sufficient reason for φ-ing but
maintain that it wouldn't be appropriate to blame the subject in spite of this. As Austin
understands things, excuses cover every unjustified but blameless wrong.
Applied to belief, the idea would be that you justifiably believe p iff you believe for
sufficient reason.11 You should be excused for believing p iff you lack justification but are
10
Bear in mind that wrongs needn't be wrong all things considered.
I fear that most epistemologists will read 'sufficient reason' as something like
'sufficiently strong evidence'. That's not how I intend it. In the case of action we cannot
say whether your reason for φ-ing was sufficient until we know what it was and what
reasons there were that spoke against φ-ing. Thus two subjects could φ for the very same
reasons and only one of them φ for a sufficient reason. In the case of belief, I want to
allow for the same sort of possibility. It's possible that two subjects believe p for the very
same reasons where only one subject's reasons are sufficient. The first subject, but not the
11
somehow blameless in spite of this. To embed this within a larger framework, we could
start with some norm(s) that govern belief with this form: you shouldn't believe p unless
C obtains. These norms alert us to the kinds of conditions that would prevent a belief
from being justified and a belief counts as justified iff it doesn't violate any such norm
without sufficient reason (where the reasons that might justify such violations would be
specified by further norms). A belief is excusably held iff it's held in violation of such a
norm but the believer isn't to be blamed for this.
You might have noticed that this doesn't tell us much about what justifies or
excuses belief. Austin gives us no positive account of what excuses are or how they get
their work done. As you can see above, all there is to Austin's characterization of an
excuse is that they are defenses that show that it's not appropriate to hold someone
responsible that differ from justificatory defenses. There's no positive account of the
mechanisms by which excuses exculpate. Maybe Austin thought that this could not be
done, perhaps because excusing conditions are too motley a bunch.
If we work with Austin's dichotomous scheme and his open-ended conception of
excuse we should be skeptical of contrast arguments:
1. This defense, D, differs from some paradigmatic case of an
excusatory defense, D', in some salient way (i.e., the underlying
mechanisms by which they remove responsibility differ).
2. Thus, D is not an excusatory defense.
3. All successful defenses are either justifications or excuses.
4. D, if successful, must be a justification.
Anyone who accepts Austin's dichotomous scheme will accept (3), but they shouldn't
think that there's any good inference from (1) to (2). You wouldn't reason in that way if
second, might have had defeating evidence available to her. It's an interesting question
whether the reasons that apply to a subject and prevent her reasons for believing from
being sufficient to justify belief are all available to the subject or part of her evidence. At
this stage, we should leave the issue open. In the paper's final section, I shall point to
cases that I think show that the reasons that bear on whether to believe p needn't be
accessible to the subject or part of her evidence.
you thought that we couldn't isolate some single mechanism that's operative in every
excusatory defense.
Consider an example. Any sensible person working with this scheme would
recognize infancy as an excusing condition. What about cases in which women kill or
attempt to kill an abusive partner? Should these women say that their actions were
justified or excused? It seems that a justification should only be available in those cases
where they had sufficient reason to harm or kill in self-defense. If so, what about the
cases where the grounds for self-defense were absent? Should we say that the killing or
attempt was excused only insofar as the woman could plausibly claim that she was like an
infant in that she lacked the rational capacities necessary for assuming responsibility for
her deeds? That would be degrading. The woman who judges on the available evidence
that she's in mortal danger and uses force to defend herself shouldn't have to argue that
she was somehow like an infant or a mentally ill person to defend herself from criticism if
it turns out that the threat was merely apparent or that she could have defended herself
with less force. For this sort of reason, it's generally recognized that contrast arguments
are just bad arguments. We should be able to offer an exculpatory defense that doesn't
amount to a justification that doesn't purport to show that the person being defended
lacks the rational capacities needed to assume responsibility for her deeds, but contrast
arguments close off this possibility.12
It's not hard to find contrast arguments in the literature on epistemic
justification. 13 To combat this suggestion that Cohen's deceived subject is merely
excused, people often argue as follows:
12
See Ferzan (2011) for a helpful discussion of the history of the battered woman
defense.
13
See, for example, Bird (2007: 97), BonJour (2002: 248), Cohen and Comesaña (2013:
18), Fantl and McGrath (2009: 125, fn. 23), Ichikawa (2014), Lackey (2007: 606), Locke
(2015: 83), Madison (2014, forthcoming), Pryor (2001: 117), Rizzieri (2013: 103),
Russell (2001: 39), and Wedgwood (2002: 349). Other writers (e.g., Douven (2006))
contrast what's excusable with what's reasonable without explaining why such a contrast
is important. It should be noted that while Wedgwood (2002) thinks there's an
important contrast to be drawn between cases of, say, insanity and cases of mistaken
belief based on hallucination, he focuses on rationality rather than justification. My
critical remarks do not apply to his discussion. We can also find contrast arguments in
1. The subject's beliefs aren't just blamelessly held. These
beliefs differ in significant and salient ways from the merely
blameless beliefs (e.g., beliefs held by people who are
brainwashed).
2. Thus, it would be a mistake to say that the reason the
subject shouldn't be blamed for believing what she does is that
she should be excused.
3. If they aren't just excusably held, they must be justifiably
held.
4. Thus, if we can defend her from criticism, our defense must
be justificatory.
In offering examples of excusable epistemic failures, standard examples involve drugs that
interfere with your rational faculties and capacities (Steup), incapacitation (Steup),
brainwashing (Madison, Smithies), and delusion or insanity (Gerken, Wedgwood). It's
obvious that there's some difference between erring because you've been drugged or
brainwashed and erring because you've reasoned impeccably from some perceptual beliefs
formed in response to illusion or hallucination, so we're supposed to conclude from this
that the difference here is the difference between justification and excuse. As Madison
succinctly puts it:
Mere blamelessness is insufficient for the positive epistemic
status of the beliefs in cases of subjects and their evil
genius-deceived counterparts. It is therefore implausible to
suggest that the traditional internalist’s judgments of
sameness of justification in these cases could arise merely by
confusing these two notions (2014: 69.)
The main problem with this kind of argument is that it seems to assume that all
successful non-justificatory defenses are somehow alike (e.g., someone who has been
brainwashed, say, should be excused for believing what she does, so other excuses should
other literatures. See Rosen's (2014) arguments concerning duress, justification, and
excuse.
be like that). We're invited to think that Cohen's subject isn't anything like a subject who
has been brainwashed or drugged the subject's beliefs couldn't merely be excused and
hence must be justified. It would, of course, be silly to deny that there's some difference
between the cases in which someone follows the evidence and arguments where they lead
and forms a false belief and the case in which someone is brainwashed, but it's still not
clear why we'd account for this difference by saying that brainwashing excuses and
systematic deception justifies. Why shouldn't we say that this is just another case of
excuse, albeit one in which the grounds for excusing differ from those that are present in
cases of brainwashing? If the category of excuse is sufficiently heterogenous, we could say
that insanity and ignorance both function as excuses, albeit excuses that do their work in
different ways.
Because of an unfortunate tendency to think that contrast arguments help us
identify defenses as justificatory, it might be helpful to consider an alternative scheme to
Austin's, Strawson's (1962) trichotomous scheme:
•
A justification shows that it's not appropriate to criticize the
subject for φ-ing because there was sufficient reason to φ.
•
An excuse shows that it's not appropriate to criticize the
subject for φ-ing even though there wasn't sufficient reason to
φ and even though she has the intact rational capacities
necessary for being held accountable for having φ'd.
•
An exemption shows that it's not appropriate to criticize the
subject for φ-ing on the grounds that she either lacked the
rational capacities needed for assuming responsibility for her
actions and attitudes or because these rational capacities were
compromised.
On this view, there three kinds of defenses: justifications, excuses, and exemptions.14 To
show that something is justified, we have to show that no wrong was committed or that it
was done for adequate reason. To show that a subject should be exempted, we'd identify
global exculpating conditions that would preclude us from holding the subject
accountable generally. To show that something should be excused (rather than exempted)
we'd have to show that there's some exculpatory factor that removes responsibility even
though the subject has the rational capacities that would allow us to hold her responsible
for her actions and attitudes. If there really are three kinds of exculpatory defenses, it's
clear that contrast arguments are bound to fail. A salient difference between the way in
which D and D' remove responsibility might show that D and D' belong to different
categories, but classifying D as an exemption, say, wouldn't give us any reason to classify
D' as a justification rather than an excuse.
This more fine-grained scheme has something going for it. People often say that
forgetfulness or accidental slips have some power to exculpate, but there's no temptation
to say that these must be justifications simply because they differ in salient ways from
temporary insanity or infancy.15 While nothing of substance seems to turn on whether
we lump all the excuses together or distinguish excuses from exemptions, there is a
substantive question as to whether a defense that cites the subject's ignorance or mistaken
beliefs justifies or merely excuses. I'll work with the trichotomous scheme and explain
why the demoniacs haven't given us any reason to think that the beliefs formed in the bad
case are justified rather than excused.16
14
Some authors refer to exemptions as 'denials of responsibility'. For helpful discussions
of the trichotomous scheme, see Duff (2007), Ferzan (2011), Gardner (2007), Horder
(2004), Tadros (2005) and Wallace (1998).
15
For a critical discussion of the suggestion that children should be exempted, see Boult
(forthcoming).
16
Although ignorance and mistake can excuse, they don't invariably excuse. One reason
that ignorance or mistake might not excuse is that the ignorance or mistake is not nonculpable. It should also be noted that normative mistakes might not have the same
significance as factual mistakes. It's one thing to say that someone shouldn't be blamed
for hitting someone with their car because they mistakenly believed that there wasn't a
cyclist ahead and another to say that someone shouldn't be blamed because they
mistakenly believed that cyclists don't matter. I'll have more to say on this below.
3. Rational Excellence, Rationality, and Justification
In the trichotomous scheme excuses differ from exemptions in that excuses can do their
work even when the relevant agent's rational capacities are intact so that she can assume
responsibility for her actions or attitudes. They differ from justifications in that they can
do their work even when an agent that can be held responsible shouldn't be held
responsible even though she violated a norm that governs her actions or attitudes without
sufficient reason for doing so. How is this possible? If this agent can be held to account,
why shouldn't we hold her accountable for her wrongs? How could an excuse do its job if
it isn't an exemption and isn't a justification?
To understand how excuses in the relevant sense are possible, it's helpful to think
about what a successful excuse succeeds at doing. When an agent violates a norm and we
know that she can be held accountable for her actions or attitudes, an excuse is
appropriate only if blame is not. Blame would be appropriate if the agent's actions or
attitudes manifested a kind of unresponsiveness to the normative reasons that she acted
against or believed against. Thus, the excuse works only if it can show that the subject's
actions or attitudes didn't manifest this kind of unresponsiveness without assuming that
the subject had sufficient reason to commit the wrong and without assuming that the
subject's ability to respond to reasons had been compromised.
This is possible only when the subject's actions or attitudes manifested a kind of
rational excellence.17 On the assumption that the subject's rational capacities were intact
and the subject could be held accountable for her actions or attitudes it would be totally
obscure why we shouldn't hold the agent accountable for violating a norm unless we could
see the agent's actions or attitudes as manifesting the kind of responsiveness to the
relevant normative reasons we'd expect from an agent. If the agent didn't use her rational
capacities excellently, we wouldn't see her actions or attitudes as manifesting this kind of
responsiveness. Thus, we should see an excuse as something that removes responsibility
17
Lasonen-Aarnio (this volume) and Miracchi (this volume) have interesting discussions
of how much this might require (e.g., whether it requires only that in the circumstance
the agent responds as the virtuous subject would or whether it requires the manifestation
of some virtue).
and shows an agent to be blameless by affirming that the subject handled the situation
competently, using her rational capacities as excellently as anyone could expect a
responsible agent to do.
Some authors insist that this kind of rational excellence constitutes a justification.
Fantl and McGrath, for example, say in their discussion of Williams' petrol and tonic
case that the agent who accidentally poisons the guests by serving them Bernies (i.e.,
petrol with tonic and lime) acted with justification because it was 'rational' and an action
that 'made the most sense'. One reason to be skeptical of this suggestion is that it seems
that this would have to be true in Austin's original examples:
•
The agent was nudged.
•
It was partly an accident or an unintentional slip.
•
It wasn't fair to simply say that he was φ-ing because he
was doing something else and his φ-ing was merely
incidental.
•
He was looking at the matter quite differently and didn't
realize that he was φ-ing.
If Austin sorted his cases into the right categories, it's hard to see how an excuse could be
in order if the agent's actions weren't ones that 'made the most sense' would be 'rational'.
Suppose that someone in the agent's situation could have expected that it was
likely that they'd be nudged if they didn't try to do things differently. The nudge
wouldn't excuse if they proceeded in spite of this. If instead they could have avoided the
nudge but didn't take reasonable steps to avoid it, the nudge wouldn't excuse. Suppose
that someone in the agent's shoes should have expected that there was a chance of a slip.
Again, if the things they did didn't make sense given that they've taken this possibility
into account, the slip wouldn't excuse. The slip excuses only if the subject shows all the
care and caution required by the possibility of a slip. These points carry over to Austin's
third and fourth cases, cases that look like excuses that work only if the agent was
ignorant of some fact or non-culpably mistaken about something.
My argument against their treatment of Williams' case might be stated like this.
Because we're offering an excuse, not an exemption, we have to show that the agent
cannot be blamed even though she has the rational capacities needed to be answerable for
her actions or attitudes. If such an agent did not use her rational capacities excellently
(e.g., by doing the things that could reasonably be taken to be right, by doing the things
it would make sense for a conscientious agent to do), she wouldn't deserve an excuse and
would be properly held to account for any norm violations. Thus, the agent can be
excused only if she shows excellence in the exercise of her rational capacities.
How should we cash out this talk of the excellent use of the subject's rational
capacities? I would do so by thinking about the way the agent used her rational capacities
and the way that an agent who manages to conform to the relevant norms and escape
blame would have used their rational capacities. If, say, she uses her rational capacities in
just the way that a subject in a good case does and this subject isn't culpable for her
actions or attitudes, she shouldn't be culpable for her actions or attitudes either. Neither
could be blamed because neither agent's actions or attitudes would manifest de re
unresponsiveness. Since it's hard to imagine how we could see some agent's actions or
attitudes as manifesting de re unresponsiveness if they're the same on the inside as some
agent who conforms to all the relevant norms, this seems like a decent test for
determining whether a subject deserves an excuse.
3.1. On the Distinction between Rationality and Justification
In the trichotomous scheme excuses remove responsibility by affirming that the agent
handled her situation competently and displayed a kind of rational excellence. While she
didn't conform to the norms, this wasn't down to the way she exercised her rational
capacities. (The difference between her case and the good case wasn't a difference that
could be traced back to the way she handled herself and so couldn't be any indication of
de re unresponsiveness.) Assuming that a rational belief or rational action is the result of
the excellent use of a subject's rational capacities, excuses (in the strict sense) require
rational belief and action.
If this is right and excuses aren't justifications, we have to distinguish rationality
from justification. Cohen objects to this maneuver. We both agree that the subject in the
bad case has rational beliefs. (As I'd put it, these beliefs are the products of the excellent
use of the subject's rational capacities, something that, had the subject been in less
inhospitable circumstances, would have resulted in knowledge.) I think that our
sympathetic response to the bedeviled subject's handling of her situation is just the
recognition that her attitudes are rational and an indication that she should be excused
for violating any norms that she violated. The trouble with this response, Cohen says, is
not so much that it doesn't go far enough; rather, it goes too far for my purposes. He
thinks that it doesn't make any sense to distinguish justification from rationality. In
saying that the bedeviled subjects' attitudes are rational, I'm committed to the
Sufficiency. I can't now challenge the Recognition Thesis because rational belief just is
justified belief.
Cohen's response assumes this thesis:
Identification Thesis: S's φ-ing was justified iff S's
conscientious duplicates' φ-ing was rational.18
His initial defense can be found in this passage:
... distinguishing between rational beliefs and justified
beliefs does not make any sense. It makes no more sense
than distinguishing between moral acts and justified acts.
Justification is domain relative. A justification for φ-ing can
be moral, rational, legal, etc. It is moral to φ just in case φing is morally justified. In the same way, it is rational to F
just in case one’s φ-ing is rationally justified. So it is
rational to believe just in case believing is rationally
justified. When one distinguishes between rational belief
and justified belief, one can only be distinguishing between
rationally justified belief, and some other kind of justified
belief. What is the other kind of justification (MS: 5)?
18
This has to be qualified so that it's clear what kind of justification is at issue and
restricted to agents that are conscientious to handle cases of rational but amoral agents.
For criticism of the thesis, see also Littlejohn (2012) and Sylvan (ms).
I don't see how his points about the domain relativity of justification could support the
Identification Thesis. I've suggested that there are different heuristics that we might use
to determine whether some subject's actions or attitudes are justified and whether they
are rational. They'd be justified iff they conformed to the relevant norms (e.g., epistemic,
moral). They'd be rational iff the subject used her rational capacities in the way that some
subject in a good case would have. There's no reason to assume from the outset that the
actions or attitudes that satisfy this test for rationality will thereby conform to the relevant
norms. We can respect his points about domain relativity by saying (e.g.) that it wasn't
reasonable or rational in some moral sense for a conscientious agent to φ if her φ-ing as
she did couldn't have conformed to moral norms and yet it just doesn't seem to follow
that the rational action is automatically justified.
It might be thought, however, that the demoniacs could come at this from a
different angle. They might try to show that it isn't possible for some subject who
satisfies our tests for rationality to fail to act or believe with justification. They might try
to show that the real norms that determine whether our actions or attitudes are justified
are the kinds of things we couldn't fail to conform to if our actions or attitudes are
rational. In other words, they might insist that every agent who uses her rational
capacities excellently is guaranteed to conform to the norms that govern action and belief.
In some ways, this response is more promising than the first. One cannot simply
say that the distinction makes no sense if we have, as I've suggested, different ways of
getting a grip on the relevant notions (e.g., justification as a matter of conforming to
norms and rationality as a matter of using one's rational capacities excellently so that the
use 'matches' the use of some subject in a good case). I shall now argue that there are
structural reasons to be dubious of the Identification Thesis. We cannot hope to show
that we'll always conform to the norms when we use our rational capacities excellently. If
the excellent use of rational faculties is sufficient for rationality, it is not sufficient for
justification, not if justification requires conforming to norms.19
19
Of course, if you think that justification doesn't require to conforming to norms as
conceived of here or you think that a belief might not be rational if it is the result of the
excellent use of one's rational capacities, all bets are off.
To see this, consider the following argument:
Against the Identification Thesis
1. A knows that there are two norms she must conform to, N1
and N2. N1 says that A must φ if C obtains. N2 says that A
must not φ if C doesn't obtain. [Suppose].
2. C obtains [Suppose].
3. A rationally believes C doesn’t obtain [Suppose A has strong
evidence that C doesn't obtain even though it does].
4. It is rational for A to believe she must not φ. [(3)].
5. If it is rational for A to believe she must not φ, A is justified
in refraining from φ-ing [Identification Thesis, Enkratic
Requirement].20
6. A is justified in refraining from φ-ing [From (4), (5)].
7. A must φ [From (1), (2)].
8. A is not justified in refraining from φ-ing [(7)].21
It certainly seems that (1)-(3) could all obtain. There could be pairs of norms (e.g.,
believe p when there's sufficient evidence for it and don't believe p when there is not;
adjust your credence if you get new evidence that bears on p and don't adjust it otherwise)
that would require some individual to φ if C and refrain if ~C. It also certainly seems that
a subject might have strong evidence that C doesn't obtain in C-worlds. If we assume, as
20
If the Identification Thesis is correct, (5) is equivalent to (5*), 'If it is rational for A to
believe she must not φ, A's refraining from φ-ing is rational'. If (5*) is false, it must be
possible for A to be rationally required to φ even when A rationally believes that φ-ing is
rationally required. Titelbaum (2015a) shows that this violates the Enkratic Requirement
(i.e., the wide-scope requirement that says that rationality requires you refrain from both
believing that φ-ing is rationally required and failing to φ). For defenses of that
requirement, see Broome (2013), Littlejohn (forthcoming), and Titelbaum (2015b).
21
Cohen and Comesaña (this volume) say that there are plenty of things to say about the
premises but do not identify which premise(s) they would reject. Huemer (this volume)
offers a parody argument, but the parody argument has been discussed elsewhere. See
Littlejohn (forthcoming) and Titelbaum (2015b) for responses to it.
many demoniacs do, that strong evidence for p entails that it's rational for a thinker with
this evidence to believe p even when p is mistaken, we're in business.22
Since (6) and (8) are incompatible, we have to reject one of the first five premises.
It isn't hard to undercut the argument if you reject the Identification Thesis. If you reject
that thesis on the grounds that you think that there may be more to justification or
conforming to a norm than rationality, you would allow that it's possible for situations to
arise in which you might use your rational capacities excellently and fail to conform to
some norms. This easy response isn't available to the demoniacs who accept the thesis.
Nobody could sensibly question the combination of (1) and (2). The demoniacs
will try to block the reasoning that leads to (6) and (8) by focusing on (3) and (5). Having
granted (1) and (2), they might insist that when we choose our application conditions
carefully we'll see that (3) is mistaken. Alternatively, they might take issue with (5). I'll
discuss these responses in turn.
On (3)
The demoniac might challenge (3).23 According to this line of response, either there
cannot be strong but misleading evidence about whether C obtains or it cannot be rational
to believe on the basis of such evidence when the target proposition is false. Since it
makes little sense for the demoniac to say that two thinkers with the same evidence might
believe on the basis of the same evidence and end up with beliefs that differ in rational
status, we'll just focus on the first disjunct. On this line of response, it isn't possible to
have strong but misleading evidence about whether C or ~C obtains. As a general
proposal about norms, there cannot be misleading evidence about their application
conditions that makes it rational to believe that these conditions obtain when they do
not. For this reason, genuine norms can be demon-proofed.
22
See Cohen and Comesaña (this volume) where they say, "Our view is that a subject S is
rational in believing a proposition p just in case S’s evidence sufficiently supports p. We
also think that a body of evidence can sufficiently support a proposition without entailing
it".
23
In personal communication, Cohen suggested that this might be the premise he would
question.
It's clear that the demoniacs reject the kind of infallibilist view that says that it's
only possible to rationally believe a condition obtains when your evidence entails that this
condition obtains and this condition does indeed obtain:
Restricted Infallibility Thesis: If C is an application condition
in a norm, it is not possible to rationally believe C to obtain
when it does not obtain.24
It would seem, though, that the demoniac would agree to at least this much of the
evidentialist view:
Sufficient Evidential Support Thesis: It is rational for S to
believe p if S's evidence for p provides sufficiently strong
support.
We should understand the Sufficient Evidential Support Thesis as requiring a level of
evidential support that falls short of entailing support; otherwise, the demoniac would
face problems with things like inductive inference.
This puts the demoniac in an impossible situation. To see why, let's suppose you
think that φ-ing is the kind of thing that might be required in some circumstances and
prohibited in others. If so, you should think that there's some norm that states at least
one condition under which φ-ing is prohibited and some second norm that states at least
one condition under which φ-ing is mandatory. We shouldn't need anything more than
C's obtaining and C's failing to obtain to play these theoretical roles. Suppose that C's
obtaining requires Agnes to φ and C's failing to obtain requires her to refrain from φ-ing
and let's suppose that C obtains. Now, suppose that C's obtaining or failing to obtain
doesn't supervene upon Agnes' mental states. It would seem, then, that we can use the
possibility of demonic deception to generate this pair of worlds: in w1, Agnes knows that
C obtains, knows the normative significance of C's obtaining and failing to obtain, and φs
accordingly; in w2, however, Agnes is in the very same mental states as w1, reasons in just
24
If you see section 6 of their paper, it is clear that the entirety of Cohen and Comesaña's
attack on Williamson turns on just this point. Let's note one wrinkle. Comesaña
(forthcoming) notes (rightly) that if a subject's evidence can be false, a subject can have
entailing evidence for falsehoods.
the same way, φs accordingly, but C failed to obtain. Our norms would say, of course,
that Agnes would be required to φ in w1 and would be required not to φ in w2, but this
goes against the demoniac's Demonic Doxastic Demandingness Thesis. The demoniac
would thus say that C couldn't have the normative significance we initially thought.
Of course, you might be thinking, this just goes to show that the application
conditions cannot be constituted by conditions that don't supervene upon the subject's
mental states. This isn't surprising because you'd expect that the demoniac would be an
internalist about normatively significant conditions. That's right, but notice that the
reasoning above suggests that there couldn't be any norms that could explain why φ-ing
would sometimes be required and sometimes prohibited unless we found conditions that
satisfied the right epistemic constraints. And what are those constraints? The Restricted
Infallibility Thesis tells us that a norm's application condition would have to be the kind
of condition that you couldn't possibly mistakenly believe to obtain while being rational
in that belief. In turn, the Sufficient Evidential Support Thesis tells us that these would
have to be conditions that you couldn't have strong but misleading evidence about. If the
evidence was misleading but provided strong enough support to make it rational to
believe that the condition was met, we'd have our case in which (1)-(3) held. Here's my
bold conjecture: there is virtually nothing of recognizable normative significance like this.
It isn't hard to imagine cases in which you have strong but misleading evidence
about which external conditions obtain. It might seem more difficult to imagine cases
where you have strong but misleading evidence about which internal conditions obtain,
but it isn't that hard to do it. Ask yourself whether you think that mental states that you
were previously conscious of could be the kinds of things that presently have normative
significance (e.g., states that obtained a second ago that you seem to recall obtaining). It's
not hard to imagine cases in which a demon duplicates your present mental states
including the apparent awareness of past mental states. It certainly seems possible that
someone makes rational mistakes about very recent mental states, but then the demoniac
has to say that such conditions for this very reason couldn't have normative significance
for anyone.
Maybe time-slice internalism doesn't seem all that bad if you have internalist
sympathies, but you aren't giving the demon its due if you think that the demon couldn't
make it reasonable for you to form false beliefs about your present mental states. It's hard
to believe that the demon couldn't give someone strong but misleading evidence about
the mental states that they are in so that they form false beliefs about their own mental
lives in the specious present.25 If this kind of evidential situation is possible, even most of
the seemingly normatively significant facts about our present mental states would be ruled
out as ineligible when it came to stating the application conditions of norms. If we
combine the Sufficient Evidential Support Thesis with the pessimistic claim (or
optimistic, if you like to root for the bad guys) that the demon could provide strong but
misleading evidence for propositions about your present mental life, it starts to look as if
there couldn't be any norms at all to explain why our attitudes or actions would be
prohibited in some circumstances and required in others.
If my conjecture is correct and there is nothing of normative significance that
satisfies the conditions imposed by the Restricted Infallibility Thesis (i.e., having
sufficient evidence for believing C obtains/doesn't obtain is possible only in Cworlds/~C-worlds respectively), the denial of (3) leads directly to the denial of norms.
The worst explanation of Equality and Sufficiency is the impossibility of norm violation.
Some things are justified, but not everything.
On (5)
My opponent might try to block the argument by challenging (5), the premise that says
that if it is rational for A to believe she must not φ, A is justified in refraining from φ-ing.
There is a simple argument for (5), though, that they should consider. Because my
opponent accepts the Identification Thesis, they see (5) as equivalent to the claim that
that if it is rational for A to believe she must not φ, A's refraining from φ-ing is rationally
permitted. If they reject this, then, they think that it can be rational to both (a) believe
that she must not φ and (b) be rationally permitted to φ against this judgment. This,
25
I will present one such example momentarily.
however, violates the Enkratic Requirement, a wide-scope requirement that forbids φ-ing
while believing that φ-ing is prohibited (or refraining from φ-ing when believing that φing is required). Thus, we have an argument for (5), one that many of my opponents
would find compelling.
Many writers (especially those with internalist sympathies) think the Enkratic
Requirement captures a genuine requirement of rationality. As such, I wouldn't expect
that many of them would reject (5) to block the reasoning, but some of my opponents
might be willing to incur the cost to save their view or might count costs differently than
I do. Because there is some controversy about the requirement, it might be unwise to rest
too much weight on it without some further defense of it. While I don't have space to say
much in support of the Enkratic Requirement here, I won't offer a defense of it but will
explain why the demoniacs shouldn't reject (5).
Suppose that Agnes reasons as follows:
Agnes' reasoning:
P1. I must φ if C obtains but must not φ if C doesn't
obtain.
P2. C doesn't obtain.
C. So, I must not φ.
The response we're considering focuses on (5), not (1)-(3). We should be able to assume,
then, (1)-(3) and see whether the demoniac can reject (5). Suppose (1)-(3) hold in w1. In
w1, Agnes knows (P1), reasonably but mistakenly believes (P2), and thus can come to
reasonably believe (C) by means of competent deduction. If there's a counterexample to
the Enkratic Requirement, it might seem that w1 gives us just what we need since it
seems to be a case in which Agnes both reasonably believes she must not φ and yet must
φ nevertheless.
The demoniac couldn't see the case just described as a counterexample to the
Enkratic Requirement. Suppose that Agnes is in all and only the same non-factive mental
states in w2 as w1. Suppose that in w2, however, C does obtain. It would follow, then,
that in w2 Agnes would be obligated not to φ (just as she concludes). The demoniac is
committed to the following thesis:
Demonic Doxastic Demandingness Thesis: It couldn't be
that S is obligated to φ in w1 and refrain from φ-ing in w2 if
S is in the same mental states in both worlds.
The demoniac's Demonic Doxastic Demandingness Thesis rules out the possibility that
Agnes' obligations would differ in the way that they'd have to for there to be a
counterexample to the Enkratic Requirement. It thus rules out a reading of the case in
which a world in which (1)-(3) is true is a world in which Agnes both reasonably believes
she must not φ and is nevertheless required to φ. Once (1)-(3) are granted, the demoniac
cannot then hope to challenge (5). Their only avenue of response is to reject (3), but we've
already seen that that's not a promising line for them to take.
On the Significance of our Sympathetic Response
It seems to me that internalists and externalists should agree that there can be cases of
non-culpable factual mistake that cause trouble for the Identification Thesis. (They
might disagree about which cases are relevant because the cases will involve strong but
misleading evidence about the application conditions of some norms and they disagree
about what those conditions might be, but they shouldn't disagree about the Restricted
Infallibility Thesis. They should agree that that thesis is mistaken.) If my conjecture is
correct and it is possible to have strong but misleading evidence about whether just about
any condition (internal or external) obtains, situations can arise in which a subject who
knows the relevant norms will mistakenly come to conclude on the basis of wellsupported beliefs that they are under an obligation to do something that is in fact
prohibited (or conclude that they are prohibited from doing something that is in fact
required). To deny this, one must either insist that there is more to rational belief than
strong evidential support or insist that it's not possible to have misleading evidence about
the facts that constitute the application conditions of our norms. Neither claim is prima
facie plausible.
In my view, when a subject is moved by a mistaken belief to do things that would
have been right if the belief hadn't been mistaken about the facts or ignorant of them, we
should respond sympathetically and should excuse the subject's failure. Thus, we shouldn't
see our sympathetic response to our subjects' handling of error cases as having the
significance the demoniacs take it to have.
We can put further pressure on the demoniac view by coming at these issues from
a slightly different angle. I'll try to show that the sympathetic response the demoniacs try
to tap into is misleading. It is not the recognition that a subject's φ-ing was justified. The
demoniac tries pressure the externalist to revise her views by considering cases in which it
might seem to the subject that some norm's application condition is met when in fact it
isn't. When the story is told in the right way, we respond sympathetically to the way that
the subject handles her situation. This response, according to the Recognition Thesis,
just is the recognition that the subject did succeed in conforming to the relevant norms.
Assuming that the sympathetic response is fitting, we have to say that the putative norm
wasn't a genuine norm. It couldn't because conforming to it wouldn't have any bearing on
justification.
We can show that this methodology for testing norms and competing accounts of
justification is problematic. The relevant kind of sympathetic response isn't the
recognition that the relevant subject's actions or attitudes are justified. Above, I wanted
to suggest that if someone had sufficient evidence for falsely believing that a norm's
application condition is met, we would think of their response as rational (because the
failure to meet the norm was the result of the excellent use of the subject's rational
capacities) but not justified (because the actions or attitudes didn't conform to the
relevant norm). I'll press a similar point in this section but will focus on the Recognition
Thesis and less on the relationship between justification and rationality.
Consider an example inspired by Prior (1958).26 The example's function isn't to
threaten the Restricted Infallibility Thesis, but to demonstrate the unreliability of the
kinds of intuitions that demoniacs use to motivate it and attack proposals about norms
that don't satisfy it. Let's suppose that Agnes has just finished her first book. It's a work
of non-fiction. I can't recall the topic because it wasn't very interesting, but that's not
what matters. What matters is that Agnes was as careful as anyone could be in writing an
26
I first came across Prior's discussion of 'blocks' in Hawthorne (ms). Thanks to John for
discussing them and the purposes that they might be put to at length.
ambitious piece of non-fiction. She didn't add a sentence to the book without carefully
checking it against the evidence. When she sent it off to the fact-checker, the factchecker reported that she found precisely one mistake in the book. As often happens in
cases like this, the fact-checker dropped dead before she could tell Agnes where the
mistake was found. Following the evidence one more time, she added a sentence
affirming that her book contained an error. Let's suppose that Agnes promised three
things:
(a) She'd wiggle her index finger iff her book contained an
error.
(b) She'd wiggle her ears iff the propositions expressed by the
sincere utterance of the sentences contained in her book
formed an inconsistent set of propositions.
(c) She'd twiddle her thumbs iff it seemed to her that her
book contained an error.
Setting the preface aside for the time being, consider (a) and the claims in the body of
Agnes' book. I take it that the demoniacs who accept the Demonic Doxastic
Demandingness Thesis would be cool to the suggestion that there's really any norm that
requires people like Agnes to do things on the condition that her book contains an error.
Keeping Agnes' evidence and her mental states fixed, it seems we can imagine two ways
of filling out the details of Agnes' case:
Flawed: The fact checker was right. There was an error on p.
237.
Flawless: The fact checker was wrong. There was no error in
the body of the book.
The demoniac would (presumably) reason as follows. Look, the difference between
Flawed and Flawless has no bearing on the kinds of demands Agnes is under. Since she
isn't required to wiggle her finger in Flawless, she couldn't be required to wiggle her
finger in Flawed. By contrast, the demoniac who believes that some things are justified,
some things aren't justified, and that the difference between them has to do with
conforming to norms might say that real norms focus on things like consistency or
require subjects to respond to how things seem to them, not to external facts that could
be obscure to them.
Our example shows that this is a difficult position to defend, particularly in light
of our intuitions. Consider (b) and consider Flawed. Let's suppose that Agnes wiggles
her ears and twiddles her thumbs. Because of the fact-checker's testimony, it seems quite
natural to think that Agnes could rationally believe both that the sentences in her book
expressed an inconsistent set of propositions and that it seemed to her that it contained
an error. Our intuitive reaction to her wiggling, I take it, is sympathetic in just the way
our reaction to Cohen's bedeviled subjects is.27
Now consider Flawless. Suppose that in Flawless Agnes wiggles her ears and
twiddles her thumbs. We would, I think, respond sympathetically to this performance,
too. According to the Recognition Thesis, this sympathetic response is really just the
recognition that Agnes met the demands imposed upon her by the relevant norms. I'll
go out on a limb here and conjecture that you do not recognize that she conformed to the
relevant norms. Consider the preface sentence in Flawless. This sentence says, 'There is
an error contained in this book'. If you thought that she conformed to the requirement
represented by (b), you would have to recognize that the sentence expressed a proposition
that helped constitute an inconsistent set of propositions I don't think you recognize that
at all. I don't think you know that it expressed such a proposition and thus required her
to wiggle her ears. For one thing, if you knew it, it would be true. If, however,
propositions are things that must either be true or false (and things that can never be
both), it's not true that the sentence expresses a proposition. For another, even if this
view of propositions was incorrect, I very much doubt that you know what to say about
the liar and if you don't know what to say about the liar, you really cannot say whether or
27
Some people object to the fact that these examples involve actions, not beliefs. We can
easily modify the case so that the focus is not on wiggles and twiddling and instead on
Agnes' beliefs about whether she should wiggle or twiddle. The same points would apply.
In Flawed and Flawless, Agnes would believe she should wiggle and twiddle but we
cannot say that there were seemings and beliefs that would justify such wiggles and
twiddles but we must respond sympathetically if Agnes believes she ought to wiggle and
twiddle. Thus, the sympathetic response is not the recognition that the relevant attitudes
are justified.
not Agnes met the demand imposed by (b). You should be sympathetic when you think
about Agnes' wiggling in Flawless, but you shouldn't think that this sympathetic
response is the recognition that she met the demand imposed by (b). That is an open
question I very much doubt you'll settle in your lifetime.
Consider (c) and consider Flawed and Flawless.
You should be equally
sympathetic when you think about Agnes twiddling her thumbs in these cases. If the
sympathetic response is the recognition that she meets the demand imposed by (c) in both
cases, you have to think that it seems to Agnes in both cases that there is an error in her
book. You do not think this. If seemings (sic) are propositional attitudes that can be
assessed for accuracy or veridicality in the way that beliefs can, Agnes does not have the
same seemings in Flawed and Flawless. It cannot be that it seems to Agnes in Flawless
that her book contains an error. If it did, that seeming would either be accurate or
inaccurate. If it were accurate, however, it would be inaccurate. If it were inaccurate,
however, it would be accurate. You should be sympathetic when you think about Agnes
twiddling her thumbs in these cases, but you could not possibly think of this sympathetic
response as the recognition that she met the demands that she was under unless you
think that you can identify what those demands are. You cannot hope to do that if you
cannot solve the liar paradox and I very much doubt that you'll ever know how to solve
that paradox. I also very much doubt that you'd think that we have to get to grips with
that paradox to know whether to be sympathetic to Agnes. Her response to the situation
is perfectly rational. We know that. Justified? We'll never know because we'll never know
if she conformed to the demand imposed by (c).
Let me wrap this up with two remarks about the Restricted Infallibility Thesis.
First, the intuitions that seem to motivate the Restricted Infallibility Thesis are
demonstrably unreliable. They force us to try to find conditions to plug into our norms
that satisfy the Demonic Doxastic Demandingness Thesis. Unfortunately, if we rely on
our sympathetic responses to properly chosen pairs of cases we'll see that we'll respond
sympathetically to subjects that do violate norms or respond sympathetically when we
know that we cannot know whether they conformed to the norm or not. Thus, we cannot
see our sympathetic responses as the recognition that these subjects conformed to the
relevant norms. Our sympathetic responses to subjects who reason and respond in ways
similar to subjects in good cases are an unreliable guide for determining whether some
subject did in fact conform to a norm or act or believe with justification. Second, the
Restricted Infallibility Thesis places an implausible constraint on the formulation of
norms. There are few, if any, possible conditions that satisfy the thesis because it's
possible to have strong but misleading evidence for believing just about anything. 28
There might well be good reasons to reject externalist accounts of epistemic norms, but
the demoniacs haven't identified those reasons.
4. The Newest Evil Demon Problem
I’ve tried to show that none of the considerations Cohen offers give us any good reason
to reject externalist accounts of justification. My aim has been to show that externalists
can draw distinctions that we have good independent reason to draw and that once we
draw these distinctions externalists can accommodate some of the intuitions that he
appeals to and can rightly reject some of the important assumptions that feed into his
attack on externalism. In this concluding section, I shall gesture at a problem for
internalist views motivated by Cohen’s argument.
It's important to remember that while there are intuitions that seem to cause
trouble for externalists, there are also considerations that point in a different direction:
The Newest Evil Demon Argument
P1. In the bad case, the subject's beliefs don't have the
properties that figure in externalist accounts of justification
[Assume].
P2. The beliefs are equally justified in the good case and the
bad case [Equality].
28
It is interesting that Cohen resisted this point in conversation. It seems that he's
insisting that for some conditions it's not possible to rationally but falsely believe these
conditions to obtain on the basis of strong but misleading evidence. It also seems that his
case against Williamson rests entirely on the idea that it's always rational to believe things
on the basis of strong evidence even when the evidence is misleading.
P3. For some beliefs, your beliefs wouldn't be justified unless
you were in a better epistemic position than a mental duplicate
of yours in a bad case [External Constraint].29
C. The relevant class of beliefs couldn't be justified however
strong your epistemic position might appear.
This objection is directed against every non-skeptical internalist view supported by the
New Evil Demon Argument. To avoid the skeptical conclusion, we'll either have to
reject Equality or External Constraint. Since Equality is the crucial assumption in the
new evil demon argument, the demoniacs have to reject External Constraint.
I've argued for External Constraint elsewhere on intuitive and theoretical
grounds.30 If External Constraint is correct, externalism is the only coherent alternative to
skepticism. If External Constraint is correct, there's no sound argument from Sufficiency
and Equality to some non-skeptical internalist view because Sufficiency and Equality lead
to skepticism.
To get a feel for how the Newest Evil Demon Argument is supposed to work,
consider the role that beliefs play in rationalizing feelings, beliefs, and actions. Consider
this quartet of claims:
1. Enkrasia: Rationality requires you to be enkratic (i.e., to
avoid failing to φ when believing that you're required to φ).
2. The Identification Thesis: S's φ-ing was justified iff S's
conscientious duplicates' φ-ing was rational.
3. Conformity: Justification requires norm conformity.31
29
For a similar argument against internalism, see Srinivasan (2015).
See Littlejohn (2012) for a transcendental argument from the possibility of categorical
norms to externalism about the justification of belief.
31
Huemer (this volume) challenges this, in a way. He thinks that 'ought' and 'should' can
be read objectively or subjectively and that it's only on the subjective reading that
justification connects to norm conformity. In turn, he suggests that the internalist and
externalist might be engaged in a shallow semantic dispute. This is possible, but I think it
really depends upon the details of the internalist view in question. In my (2011, 2012), I
argued that the kind of internalist view that Huemer's (2006, this volume) arguments
support is a kind of internalist view that doesn't leave room for categorical reasons and
30
4. Sufficient Evidential Support Thesis: It is rational for
S to believe p if S's evidence for p provides sufficiently
strong support.
Once you have these assumptions in place, consider cases in which you have strong
evidence for the following propositions:
(a) I ought to be angry with Bob.
(b) Bob threatened someone I love.
(c) I ought to punch Bob in the nose.
(d) I ought to believe that Bob threatened someone I love.
In having strong evidence for such propositions, (4) tells us that you can rationally believe
them. From this and (2), it follows that you can justifiably believe them. If you justifiably
believe that you ought to angry with Bob but aren’t angry with him or you justifiably
believe that Bob threatened someone you love, it wouldn’t be rational for you to maintain
this belief and fail to be angry with him. If so, it seems that it would be rational for you
to be angry with him. If it is, this anger is justified. If it is, there’s no norm that governs
your emotional responses that you’d violate by being angry with him. And yet, there
could be, couldn’t there? Isn’t this a plausible norm for anger?
Fittingness: You shouldn’t be angry with someone unless
that anger is fitting.
The anger wouldn’t be fitting if, say, your evidence is misleading. Maybe it wasn’t Bob
who threatened someone you loved. If it wasn’t Bob, the anger wouldn’t be fitting. Since
Fittingness seems like a pretty good norm, I’d think that there’s a perfectly good sense in
which you shouldn’t be angry with Bob. If so, (3) tells us that the anger isn’t justified. At
best, it’s excused. If so, (2) tells us that it’s not rational. Now, this is where I’d get off, but
Cohen assures us that the distinction between the anger it would be rational to feel and
couldn't vindicate certain moral intuitions (e.g., about reparative duties we have in the
wake of wrongdoing). Since I don't think debates about whether we owe reparative duties
to, say, the people who have been wrongly incarcerated for crimes they didn't commit
aren't shallow semantic disputes, it's hard for me to see how disputes about Huemer's
internalist view (a view that I've argued undermines a variety of things that we'd want to
say about norms generally and reparative duties in particular) could amount to nothing
but shallow semantic disputes.
justified anger doesn’t make sense. If it’s not rational, what is it then? Are you supposed
to be Enkratic? Violating Enkrasia is the clearest possible case of irrationality! If the
Identification Thesis is right and you’re rationally required to be Enkratic, you cannot
justifiably have the attitudes that make you akratic. So, are we supposed to say that the
arbitrarily strong evidence that supports the belief that Bob threatened someone you love
doesn’t make your belief rational?
I don’t see a good way forward here apart from (a) admitting that rationality and
justification fracture in just the way I’ve suggested and (b) admitting that the justificatory
status of your beliefs depends upon whether they’d justify the affective responses they
rationalize. I don’t see any good way to make sense of (b) without embracing a factive
account of justification, so that’s how I’d sort this mess out.
We get similar problems if we think about (c) and (d). The evidence, (1) tells us,
makes it rational to believe (c) and (d). This, in turn, tells us that these beliefs are
justified. This, in turn, tells us that no norm is violated in forming such beliefs. This, in
turn, tells us that we ought to believe that Bob threatened someone I love. This in turn
tells us that you ought to punch Bob. Again, the problem here is that the evidence can be
misleading. Because it’s misleading, we don’t want to detach the conclusion that you
ought to hit someone and we don’t want to detach the conclusion that you ought to
believe that Bob threatened someone you love. To my mind, the obvious thing to do is
distinguish between rationality and justification and let justification depend upon the
justificatory status of the things that the belief rationalizes.32
32
Interestingly, Cohen’s response is to insist that the Identification Thesis is correct and
simply say that it’s not rational to do things like punch someone you rationally believe
threatened someone you love. (Personal communication. I don't know if he still endorses
this response.) His example is slightly different, but he thinks that the rationality of action
depends upon facts that you couldn’t know. (He thinks that it is irrational not to shoot a
terrorist disguised to look like an electrician no matter what your evidence is. From
personal communication.) Since he's an internalist about the rationality/justification of
belief and externalist about the rationality/justification of action, he rejects the Enkratic
Requirement. I see that as a significant cost. Feldman (1988) once embraced this
combination of views, but he has since decided that it is best to be an internalist about
both kinds of justification. If he thinks that we are justified in acting on beliefs about
obligation that are supported by the evidence, this resulting view leads to troubling
6. Conclusion
Externalists should agree with the demoniacs that it's appropriate to feel sympathy for the
bedeviled, but we should now see why it's a mistake to take that sympathetic response to
be some sort of indication that the bedeviled subjects' attitudes are justified. They are
excused. They are excused because their beliefs result from the excellent use of the
subjects' rational capacities but fall short of being justified because they don't (always)
meet the standards or norms we use to assess belief. The arguments just offered show
that it's a mistake to try to identify norms that can be demon-proofed or to think of
justification as something that's common to the best cases and the cases of systematic
deception.
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