Exclusion of Ethnic Groups From The Realm of Humanity
Exclusion of Ethnic Groups From The Realm of Humanity
Exclusion of Ethnic Groups From The Realm of Humanity
RESUMEN ABSTRACT
Se analiza el prejuicio contra minorías ét- Prejudice against ethnic minorities is
nicas como el establecimiento de la investigated not only as the establishment of
diferencia entre los grupos sociales en difference between social groups on valued
dimensiones valoradas y también como la dimensions but also as the denial of
negación de las semejanzas evitando la similarities that would prevent the inclusion
inclusión de endogrupos y exogrupos en la of both ingroups and outgroups in the
categoría superior de seres humanos. Esta superordinate category of human-beings.
investigación analiza en la minoría gitana The present study sought to explore the two
los dos conceptos que se utilizan para concepts that are advanced to describe the
describir el fenómeno de la phenomenon of dehumanisation of
deshumanización de grupos ajenos: su outgroups: their ontologisation and their
ontologización e infrahumanización. Se infra-humanisation in relation to the Gypsy
pidió a los británicos y rumanos de la minority. British and Romanian participants
muestra que clasificaran a su grupo nacional were asked to rate their national ingroup
y a los gitanos a partir de las características and the Gypsies using characteristics judged
juzgadas típicamente humanas y typically human and typically animal fo-
típicamente animales según la literatura teó- llowing the ontologisation and infrahumani-
rica de la ontologización e sation literature. The results indicated that
infrahumanización. Los resultados the ontologisation of the Gypsies occurs in
indicaron que la ontologización de los both national samples whereas their infra-
gitanos ocurre en ambas muestras humanisation is only verified for the British
nacionales mientras que su infrahumani- participants. The implications of these fin-
zation solo ocurre en los participantes dings are discussed from the perspectives of
británicos. Se analizan las implicaciones de the infrahumanisation and ontologisation.
los resultados desde la perspectiva de
infrahumanización y ontologisation.
Key words: ontologisation, infrahumanisation, ingroups and outgroups, Gypsy
the civilised state. Indeed, Pérez and his colleagues (Pérez, Chulvi and
Alonso 2001) suggested that when an ethnic minority constantly resists the
majority’s strategies of social integration, the majority attributes the
minority an essence different from the human one. They focused on the
Gypsy minority in Spain and found that Gypsies were attributed more
natural (or animal-like) characteristics in the condition where participants
were informed that Gypsies had not socially integrated despite the
majority’s multiple efforts to convert them. This attribution of more
animal-like characteristics serves as an explanation of why the minority has
resisted social pressure to integrate and has remained at the fringes of
society. The majority attributes the absence of integration to the different
essence of the minority, to their inability to leave their animal condition
and creates a new ontology for them, excluding them from humanity. To
describe this process the concept of ontologisation has been put forward
(Moscovici and Pérez 1997, Pérez, Moscovici and Chulvi, 2002).
Ontologisation consists of an operation of classification by which one
minority can be represented not only as an out-group but can also be
represented as outside the social map of human identity. This exclusion of
the realm of humanity goes beyond ideological prejudice (involving
evaluation) and consists of a categorical prejudice (involving the
essentialisation of groups) that serves to create social distance between
groups or to deny similarities between majorities and minorities (Moscovici
and Pérez 1997).
Recently, Chulvi and Pérez (2002) studied the social representations of
ethnic minorities, including Gypsies, and found that categorising them in
terms of nature as opposed to culture was more salient than evaluating
them in terms of positive and negative attributes. They found that humans
were characterised by reason, culture and autonomy, whereas animals were
represented by instinct, nature, and emotional dependence, with Gypsies
and other ethnic minorities being ascribed about a quarter of the positive
animal attributes. Chulvi and Pérez found that the typical traits assigned to
Gypsies suggested their having an essence different from that of humans,
which functioned to explain why they have maintained their specific
lifestyle despite centuries of forced cultural assimilation. The study showed
that Gypsies were represented as antisocial nomads with a questionable
morality and a preference for isolation within a self-enclosed universe
beyond the realm of the human species.
The process of ontologisation has obvious consequences for current
multicultural societies, since the non-assimilation of minorities might throw
them outside the boundaries of humanity. For example, Verkuyten (2001)
Exclusion of ethnic groups from the realm of... 45
Method
Pilot study
Initially a pilot study was carried out in Britain among 56
undergraduate psychology students. Half of them were asked to name 20
characteristics typical of humans and not of animals, 10 positive and 10
negative, while the other half were requested to name 20 characteristics
typical of animals and not of humans, 10 positive and 10 negative. The
most frequently mentioned characteristics were subsequently selected and
included in the main study: 5 positive human (friendly, compassionate,
intelligent, loyal, creative) 5 negative human (selfish, greedy, untruthful,
prejudiced, cruel), 5 positive animal (free, self-sufficient, unsophisticated,
Exclusion of ethnic groups from the realm of... 47
Participants
One hundred and fifty students, 73 British and 77 Romanian
participated in the study. Of the British sample, 13 were male and 62,
female, with ages ranging from 18 to 50, M = 21.21, SD = 5.46, Median =
19. Of the Romanian sample, 19 were male and 57, female, with one data
missing. Their ages ranged from 19 to 29, M = 21.82, SD = 1.66, Median =
21. All participants were British and Romanian citizens, respectively, and
no participants belonged to the Gypsy minority.
Procedure
Each participant responded to a questionnaire asking them to attribute a
range of emotions and a range of attributes to their respective in-group,
British or Romanian, respectively, and to the Gypsies. The emotions had
been selected to represent primary (joy, sadness, anger, fear, disgust,
surprise, protectiveness) and secondary emotions (affection, pride,
admiration, remorse, conceit, nostalgia and rancour), as in Leyens et al
20013, while the attributes had been selected following a pilot study to
represent either characteristics that were particularly human or
characteristics that were shared by humans and animals (see pilot above).
48 Psicología Política, Nº 30, Mayo 2005
The valence of the emotions and of the attributes had also been checked in
the pilot.
It was found that the British evaluated more positively the secondary
emotions (m=2.99) than did the Romanians (m=2.81) t (72) = 2.12, p<.05.
Also in general for the British both the primary (m=3.14) and the secondary
(m=3.32) emotions were judged as more important for people in their
country than for the Romanians (primary m=2.81; secondary m=2.96;
primary t (72) = 2.86, p<.01; secondary t (72) = 2.95, p<.01.
Results
Results are organised in two sections: ontologisation, and
infrahumanisation.
Ontologisation
The 2(nationality: British/Romanians) x 4(attributes: culture to in-
group/ culture to out-group/ nature to in-group/ nature to out-group)
ANOVA with repeated measures on the last factor yielded a significant
main effect of attributes, F(3-444) = 115.29, p<.001 and a significant
interaction between attributes and nationality, F(3-444) = 6.73, p<.001
(Multivariate tests attributes F(2-147) = 156.7, p<.001, and attributes by
nationality F(2-147) = 6, p<.01). In this case the effect of nationality was
not significant (see table 1 for means and standards deviations).
Table 1
Means (and standard deviations) of the attribution of characteristics
Cult/ Cult/ Nat/ Nat/
Total
ingroup Gypsies ingroup Gypsies
British .24 (.19) .17 (.17) .21 (.16) .48 (.20) .27 (.14 )
Romanians .44 (.17) .21 (.17) .25 (.14) .56 (.20) .36 (.14 )
Note. One-way ANOVAs revealed that the British and the Romanians differed on the
attribution of characteristics relating to culture when attributed to the in-group: culture in-
group F(1-148)= 45.13, p<.001, and to nature when attributed to the Gypsies: nature to
Gypsies F(1-148)= 5.64, p<.01, with Romanians assigning to their in-group more attributes
relating to culture and more attributes relating to nature to the Gypsies than their British
counterparts.
Exclusion of ethnic groups from the realm of... 49
Further (see table 1 and figure 1), paired sample t-tests showed that the
British did not assign differently attributes relating to nature and culture to
their in-group. However, they followed the pattern expected by
ontologisation as they ascribed more attributes relating to culture to the in-
group than to the Gypsies, t (72) = 3.24, p<.01, less attributes relating to
nature to the in-group than to the Gypsies, t (72) = -9.40, p<.001, and more
attributes relating to nature than attributes relating to culture to the Gypsies,
t (72) = 14.11, p<.001.
Figure 1
Attribution of cultural and natural characteristics to the in-group and to Gypsies by
the British and the Romanians
,6
,5
,4
,3 TRAITS
culture ingroup
,2 culture gypsies
nature ingroup
,1 nature gypsies
British Romanian
Infrahumanisation
The 2(nationality: British/Romanians) x 4(emotions: primary to
ingroup/ primary to outgroup/ secondary to ingroup/ secondary to
outgroup) anova with repeated measures on the last factor yielded a
significant main effect of emotions F(2.46-364.04 Greenhouse–Geisser
correction) = 4.90, p<.01 and a significant interaction between emotions
and nationality F(2.46-363.04 Greenhouse–Geisser correction) = 13.42,
p<.001 (Multivariate tests emotions F(3-146)=4.40, p<.01 and emotions by
nationality F(3-146) = 14.47, p<.001). However, the effect of nationality
was not significant (see table 2 for details about the means and standard
deviations).
Table 2
Means (and standard deviations) of the attribution of Emotions
British 1.76 (.89) 2.41 (.98) 2.41 (.83) 1.59 (.76) 2.04 (.04)
Romanian
2.02 (.79) 1.98 (.86) 2.01 (.98) 2.29 (.79) 2.08 (.04)
s
Further (see table 2 and figure 2), paired sample t-tests showed that the
British followed the pattern expected by infrahumanisation as they
attributed less primary emotions to the in-group than to the Gypsies, t (72)
=-4.65, p<.001, more secondary emotions to the in-group than the to the
Gypsies, t (72) = 6.99, p<.001, more primary emotions than secondary
emotions to the Gypsies, t (72) = 5.47, p<.001 and more secondary
emotions to the ingroup than primary emotions, t (72) = 3.7, p<.001.
However, for the Romanians this was not true as the attribution of
primary and secondary emotions to the Gypsies approached significance
but the difference was on the opposite direction from the one expected, i.e.
Exclusion of ethnic groups from the realm of... 51
more secondary than primary emotions were attributed to the Gypsies t (76)
= -1.92, p=.06. Moreover, the crucial attribution of secondary emotions
between ingroup and Gypsies was significant but again in the opposite
direction, i.e. more secondary emotions to the outgroup t (76) = -1.99,
p=.05. The results seem to indicate that Gypsies are not infra-humanised by
the Romanians. This contradicts the hypothesis according to which both
national groups will infra-humanise the Gypsies.
Figure 2
Attribution of primary and secondary emotions to in-group and to the Gypsies by
the British and the Romanians
2,6
2,4
2,2
2,0
1,8
primary ingroup
primary gypsies
1,6
secondary ingroup
Discussion
The present study examined the ontologisation and infrahumanisation
of the Gypsy minority by the British and the Romanian majorities. The
findings supported all three hypotheses relating to the thesis of
ontologisation, in both national samples: more cultural characteristics were
52 Psicología Política, Nº 30, Mayo 2005
valuable resource than the Romanians and they reserve them for their own
group. If in the Western world being human is constructed in contrast to the
animal then the characteristics believed as being uniquely human are more
positively valued (irrespective of their particular evaluative content). Thus,
these characteristics will be reserved to the ingroup in the same sense that
even negatively evaluated attributes that are, however, linked with agentic
state or with high status groups are associated to the in-group (Glick and
Fiske 2001). In this sense, the process of infrahumanisation consists in
denying valued symbolic resources (this time not cognitive but emotional)
to an out-group. The fact that human-like emotions are denied to the out-
group shows, perhaps, that animals, as a devalued out-group, are used to
delegitimise other out-groups, as was the case with the use of the attribute
Jew in Italy to characterise other groups (Volpato and Durante 2003). In
that sense, infrahumanisation, following an unequal distribution of
emotions, is not based necessarily on an essentialisation of the social group
but constitutes the expression of an evaluative prejudice.
This view of infra-humanisation does not deny the importance of the
antithesis Nature/Culture in Western common sense. On the contrary it
shows how much the identity of the human category is based on its
differentiation from its natural aspects. However, conceptualising infra-
humanisation as an expression of evaluative prejudice could allow,
perhaps, for results such as the ones displayed by the Romanians here who
ontologised the Gypsies but do not infra-humanised them.
In the present research we started with the idea that ontologisation and
infra-humanisation are different aspects of the same process of
dehumanisation. The results of our Romanian sample cast some doubts.
Why would the same people be ready to attribute more animal-like traits
than human-like traits to Gypsies but not more primary (animal-like) than
secondary (human-like) emotions? Perhaps the answer is to be found in a
closer examination of the concept of ontologisation and the semantic
qualities of the attributes.
In this study, following the literature, people were asked during a pilot
study to produce attributes either typically human or typically animal. The
attributes retained were friendly, compassionate, intelligent, creative,
greedy, selfish untruthful and prejudiced for humans and free,
unsophisticated, adaptable, group-behaviour, wild, noisy, dirty and
aggressive for the animal. However, if for methodological reasons people
were asked to produce these attributes in relation to humans and animals,
the phenomenon of ontologisation is not based on this distinction but on the
opposition between nature and culture. As discussed earlier nature is
54 Psicología Política, Nº 30, Mayo 2005
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Notes
1
Regarding the concepts of civis and ordu, please refer to the article in The Guardian
regarding the Gypsies: Acceptable hatred: Beneath the enduring hostility to Gypsies lies an
ancient envy of the nomadic life. George Monbiot, Tuesday November 4, 2003
http://www.guardian.co.uk/comment/story/0,3604,1077154,00.html
2
Here, natural attributes are those shared by animals and humans, whereas cultural attributes
are uniquely humans.
3
Following the post-hoc study where participants in both countries were asked to judge the
emotions in relation to whether they were typically human or animal, it was found that
affection, although considered by Leyens et al. a secondary emotion was judged as a primary
emotion. In addition although disgust was considered in the literature as a primary emotion,
participants rated it as a secondary one. Thus, these two emotions did not take part in the
analysis.
Afrodita Marcu obtained her MSc in Social Psychology from the University of
Surrey, Guildford, in 2003. She is interested in how multicultural societies deal
with cultural diversity and the potential conflict brought about by cultural and
economic differences between majority and minorities. Her research interests
include prejudice against ethnic minorities, and the social psychological processes
involved in the delegitimization and dehumanization of ethnic minorities,
Exclusion of ethnic groups from the realm of... 57