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    Group Members:: Awesh Bhornya Aniruddha Tulaskar Mary Ryan Deepali Magdum Shaik Mohmd .Jahir Roll 17 (Sorry)

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    The document discusses the Securities and Exchange Board of India (SEBI). SEBI was established in 1992 to protect investors and regulate and promote the development of securities markets in India. Its mission is to make India one of the best securities markets in the world. SEBI's objectives include protecting investors, regulating the securities market, and promoting market development. Its functions include regulating stock exchanges, registering collective investment schemes, prohibiting unfair trading practices, and promoting investor education. The document notes SEBI will soon issue guidelines for establishing stock exchanges dedicated to small and medium enterprises.

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    Group Members:: Awesh Bhornya Aniruddha Tulaskar Mary Ryan Deepali Magdum Shaik Mohmd .Jahir Roll 17 (Sorry)

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    y2j_incubus
    909 views7 pages
    The document discusses the Securities and Exchange Board of India (SEBI). SEBI was established in 1992 to protect investors and regulate and promote the development of securities markets in India. Its mission is to make India one of the best securities markets in the world. SEBI's objectives include protecting investors, regulating the securities market, and promoting market development. Its functions include regulating stock exchanges, registering collective investment schemes, prohibiting unfair trading practices, and promoting investor education. The document notes SEBI will soon issue guidelines for establishing stock exchanges dedicated to small and medium enterprises.

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    very primary to the point on SEBI..Enjoy!...

    Original Title

    SEBI

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    The document discusses the Securities and Exchange Board of India (SEBI). SEBI was established in 1992 to protect investors and regulate and promote the development of securities markets in India. Its mission is to make India one of the best securities markets in the world. SEBI's objectives include protecting investors, regulating the securities market, and promoting market development. Its functions include regulating stock exchanges, registering collective investment schemes, prohibiting unfair trading practices, and promoting investor education. The document notes SEBI will soon issue guidelines for establishing stock exchanges dedicated to small and medium enterprises.

    Copyright:

    Attribution Non-Commercial (BY-NC)
    Download as PPT, PDF, TXT or read online from Scribd
    Download as ppt, pdf, or txt
    909 views7 pages

    Group Members:: Awesh Bhornya Aniruddha Tulaskar Mary Ryan Deepali Magdum Shaik Mohmd .Jahir Roll 17 (Sorry)

    Uploaded by

    y2j_incubus
    The document discusses the Securities and Exchange Board of India (SEBI). SEBI was established in 1992 to protect investors and regulate and promote the development of securities markets in India. Its mission is to make India one of the best securities markets in the world. SEBI's objectives include protecting investors, regulating the securities market, and promoting market development. Its functions include regulating stock exchanges, registering collective investment schemes, prohibiting unfair trading practices, and promoting investor education. The document notes SEBI will soon issue guidelines for establishing stock exchanges dedicated to small and medium enterprises.

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    Download as ppt, pdf, or txt
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    SEBI

    Group Members:
    Awesh Bhornya
    Aniruddha Tulaskar
    Mary Ryan
    Deepali Magdum
    Shaik Mohmd .Jahir
    Roll 17( sorry )
    INTRODUCTION

    EBI - The Securities and Exchange Board of India

    EBI was established on April 12, 1992 in accordance with the provisions of the Securities
    and Exchange Board of India Act, 1992.

    he PREAMBLE of the Securities and Exchange Board of India describes the basic
    functions of the Securities and Exchange Board of India as

    “
    …..to protect the interests of investors in securities and to promote
    the development of, and to regulate the securities market and for
    matters connected therewith or incidental thereto”
    MISSION

    he mission of SEBI is to make India as one of the best securities market of


    the world and SEBI as one of the most respected regulator in the world.

    EBI endeavors to achieve the standards of IOSCO/FSAP.

    mendments will be required to be made in the Securities Laws especially


    the SEBI Act, which will facilitate India and SEBI to achieve above
    objective.
    OBJECTIVES
    EBI protect the interests of investors in securities, and promotes the development of
    Securities Market and it also regulates the securities market.

    nother significant event is the approval of trading in stock indices (like Nifty & Sensex) in 2000.
    A market Index is a convenient and effective product because of the following reasons:

    t acts as a barometer for market behavior;

    t is used to benchmark portfolio performance;

    t is used in derivative instruments like index futures and index options;

    t can be used for passive fund management as in case of Index Funds.


    FUNCTIONS

    he regulation of the capital markets is primarily the responsibility of the Securities and Exchange
    Board of India (SEBI), which is located in Mumbai. Some of the major functions of SEBI are:

    EBI is expected to regulate the business in stock exchanges and any other securities markets.

    egistering and regulating the working of collective investment schemes, including mutual funds is
    a responsibility of SEBI.

    EBI is responsible for prohibiting fraudulent and unfair trade practices relating to securities
    markets.
    • Prohibiting insider trading in securities, with the imposition
    of monetary penalties, on erring market intermediaries.
    • Regulating substantial acquisition of shares and takeover of
    companies.
    • Calling for information from, carrying out inspection,
    conducting inquiries and audits of the stock exchanges and
    intermediaries and self regulatory organizations in the
    securities market.
    • To promote investor's education and training of
    intermediaries of securities markets.
    • Prohibit Fraudulent and Unfair Trade Practices
    • It is vested with powers to take action against the practices
    relating to securities market manipulation and misleading
    statements to induce sale/purchase of securities.

       
    THE FUTURE

    arket regulator Securities and Exchange Board of India (SEBI) would come up with
    guidelines for setting up stock exchanges exclusively for small and medium firms soon.
    "SEBI is working on it. The norms are being finalized and would be released soon,“

    he exchange will help small enterprises that could not fulfill the trading requirements of
    the BSE and the NSE, raise capital, sources said.

    he BSE, NSE and the new entrant MCX Stock Exchange (MCX-SX) have shown
    interest in setting up a SME exchange.

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