Capitalshield Product Brief
Capitalshield Product Brief
Capitalshield Product Brief
REASONS TO CONSIDER
ALLOCATIONS
Ticker Weight
A scalable and turnkey solution for implementing a
comprehensive 100% buffer strategy JAJL 45.00%
ZJUL 35.00%
AJUL 20.00%
Designed to offer equity exposure with maximum
protection against losses
As of 6/28/2024. Allocations and target weights are
subject to change.
Professionally managed by experts to minimize Past performance is not indicative of future
intra-period drawdowns performance. This performance information is
hypothetical and provided for illustrative purposes
only. Actual outcomes may vary. Performance data
quoted is historical and does not guarantee future
PERFORMING AS DESIGNED results. Current performance may be lower or higher
Innovator Capital Shield than the performance data quoted. Investment returns
Benchmark and principal value of an investment will fluctuate so
100% Buffer Model
that an investor’s shares, when sold, may be worth
Total Return 4.5% 1.3% more or less than their original cost. For the most
recent month-end performance for the underlying
Volatility 3.6% 1.6%
ETFs go to innovatoretfs.com/performance.
Max Drawdown -2.0% -0.7%
Data from 12/31/2023 - 6/28/2024. Model returns are shown net of hypothetical trading
fees consisting of estimated trade commisions of 0.05% annually. The impact of ETF fees is
reflected in the returns for all periods presented. Benchmark ICE U.S. Treasury 1-3 Year
Bond Index.
MODEL PERFORMANCE
Since Inception
Capital Shield 100% Buffer Model
4.5%
As of 6/28/2024. Performance data quoted is historical and does not guarantee future results. Current performance may be lower or higher than
the performance data quoted. Investment returns and principal value of an investment will fluctuate so that an investor’s shares, when sold, may be
worth more or less than their original cost. For the most recent month-end performance go to innovatoretfs.com
ETF shares are bought and sold at market price (not NAV) and are not individually redeemable from the Fund. Total returns are calculated using the daily
4:00 p.m. EST net asset value (NAV). Market price returns reflect the midpoint of the bid/ask spread as of the close of trading on the exchange where Fund
shares are listed. Market price returns do not represent the returns you would receive if you traded shares at other times.
The model portfolios included in this presentation are for example purposes only and do not represent an actual account or the and prices. The values of FLEX Options do not increase or decrease at the same rate as the reference asset and may vary due to
result of any actual trading. The ETFs used within the models involve risks including the possible loss of principal. There is no factors other than the price of reference asset.
guarantee that the allocation of ETFs in certain percentages will result in the demonstrated model objectives of Conservative,
The model portfolio may experience investment returns that underperform the investment returns provided by the Underlying
Balanced Alternative, All-World Equity, Controlled Growth and Accelerated Growth. Actual investment outcomes will vary and
ETFs themselves because one or more Underlying ETFs may have exhausted the buffer that it seeks to provide or have little
cannot account for the impact of financial risk in
upside available due to the reference asset return being close to or exceeding to its Cap.
actual trading. This material is intended for investment advisers with the resources to independently analyze hypothetical
performance and the financial expertise to understand the risks and limitations of hypothetical performance. Defined Outcome Buffer ETFs:
The outcomes that a Defined Outcome Buffer ETF seeks to provide may only be realized if you are holding shares on the first day
The performance of the model portfolios will be affected by the costs of ownership or trading costs, (such as brokerage fees and
of the Outcome Period and continue to hold them on the last day of the Outcome Period, approximately one quarter. There is no
commissions) and any possible impact of inflation plus fees and expenses of the individual ETFs. Frequent trading of ETFs to
guarantee that the Outcomes for an Outcome Period will be realized or that a fund will achieve its
maintain certain model allocations may incur charges that erode cost efficiency and performance.
investment objective.
There are certain limitations inherent in hypothetical model performance results, which include, among others, that hypothetical
Defined Outcome buffer ETFs only seek to provide shareholders that hold shares for the entire Outcome Period with their
model performance: (a) does not reflect the impact that material economic and market factors may have had on an adviser’s
respective buffer level against reference asset losses during the Outcome Period. You will bear all reference asset losses exceeding
decision-making had an adviser actually been managing client funds, (b) assume that the securities used in the hypothetical
the buffer. Depending upon market conditions at the time of purchase, a shareholder that purchases shares after the Outcome
results were sufficiently liquid to permit the trading used, (c) do not consider potential cash flows into and out of an account, and
Period has begun may also lose their entire investment. For instance, if the Outcome Period has begun and the Fund has
(d) benefit from a retroactive construction of a hypothetical model with the benefit of hindsight, all of which can adversely affect
decreased in value beyond the pre-determined buffer, an investor purchasing shares at that price may not benefit from the buffer.
actual trading results and performance.
Similarly, if the Outcome Period has begun and the Fund has increased in value, an investor purchasing shares at that price may
Innovator Capital Management, LLC (Innovator) is a Registered Investment Adviser and its affiliates, nor Foreside Financial not benefit from the buffer until the Fund’s value has decreased to its value at the commencement of the Outcome Period.
Services, LLC, accept any responsibility for loss arising from the use of the information contained herein. Be sure to first consult
Fund shareholders are subject to an upside return cap (the “Cap”) that represents the maximum percentage return an investor
with a qualified financial adviser and/or tax professional before implementing any strategy. This presentation is not intended to
can achieve from an investment in the funds’ for the Outcome Period, before fees and expenses. If the Outcome Period has
provide investment, tax, or legal advice.
begun and the Fund has increased in value to a level near to the Cap, an investor purchasing at that price has little or no ability
This is solely for informational purposes and does not intend to make an offer or solicitation for the sale or purchase of to achieve gains but remains vulnerable to downside risks. Additionally, the Cap may rise or fall from one Outcome Period to the
any specific securities, investments, or investment strategies. These materials are made available on an “as is” basis, without next. The Cap, and the Fund’s position relative to it, should be considered before investing in the Fund. The Funds’ website, www.
representation or warranty. The information contained in these materials has been obtained from sources that Innovator Capital innovatoretfs.com, provides important Fund information as well information relating to the potential outcomes of an investment
Management, LLC believes to be reliable, but accuracy and completeness are not guaranteed. This information is only current as in a Fund on a daily basis.
of the date indicated and may be superseded by subsequent market events or for other reasons. Neither the author nor Innovator
The following marks: Accelerated ETFs®, Accelerated Plus ETF®, Accelerated Return ETFs®, Barrier ETF™, Buffer ETF™, Defined
Capital Management, LLC undertakes to advise you of any changes in the views expressed herein. Innovator is providing this
Outcome Bond ETF®, Defined Outcome ETFs™, Defined Protection ETF™, Define Your Future®, Enhanced ETF™, Floor ETF®,
model information as ideas for possible construction of portfolios centered around, and as a means to support the distribution
Innovator ETFs®, Leading The Defined Outcome ETF Revolution™, Managed Buffer ETFs®, Managed Outcome ETFs®, Step-Up™,
of, Innovator ETFs, not as investment advice. Innovator is not providing the models as investment, tax or financial advice to
Step-Up ETFs™, Target Protection ETF™ and all related names, logos, product and service names, designs, and slogans are the
any adviser or any client of the adviser, and has no obligation to, and will not, take into account the tax status, investment goals
trademarks of Innovator Capital Management, LLC, its affiliates or licensors. Use of these terms is strictly prohibited without
or other characteristics of any Adviser or any client of an adviser when compiling the models. Innovator will generally receive
proper written authorization.
compensation in connection with the management of Innovator ETFs included in a model; however, Innovator does not charge a
management fee, such as the annual hypothetical model fee of 3.0% required by Orion Portfolio Solutions, LLC., in exchange for Innovator ETFs are distributed by Foreside Financial Services, LLC.
providing information related to the model portfolio allocations. Because Innovator will only be compensated for the compilation
The underlying ETFs’ investment objectives, risks, charges and expenses should be considered carefully before investing. The
of models if the assets are invested in Innovator ETFs, Innovator will be incentivized to include Innovator ETFs in models, even if
prospectus and summary prospectus contains this and other important information, and it may be obtained at innovatoretfs.
third-party ETFs are more appropriate for inclusion in models.
com. Read it carefully before investing.
FLEX Options Risk The Fund will utilize FLEX Options issued and guaranteed for settlement by the Options Clearing
Corporation (OCC). In the unlikely event that the OCC becomes insolvent or is otherwise unable to meet its settlement Copyright © 2024 Innovator Capital Management, LLC
obligations, the Fund could suffer significant losses. Additionally, FLEX Options may be less liquid than standard options. In a less
liquid market for the FLEX Options, the Fund may have difficulty closing out certain FLEX Options positions at desired times
0724_Cap.Shield_PB FOR FINANCIAL PROFESSIONAL USE ONLY