CLOSED-END FUNDS - TAXABLE

Series 2020-2, ADT 2007

Balanced Portfolio

Ticketing Information Investment Objective & Principal Investment Strategy

CUSIP (Cash/Reinvest) 00780H579 / 587 The Balanced Portfolio is a unit investment trust (UIT) that invests in a diversified portfolio
Fee-Based CUSIP (Cash/Reinvest) 00780H595 / 603 primarily consisting of stocks and closed-end funds seeking high current income and capital
Ticker Symbol BALBVX appreciation potential. The portfolio consists of two equally-weighted components: the High 50®
Dividend Strategy and Tactical Income Closed-End Strategy.
Essential Information
Unit price at inception (per unit) $10.000 The two strategies used to select securities for the portfolio, High 50® Dividend Strategy and
Initial redemption price (per unit) $9.7750
Initial date of deposit Tactical Income Closed-End Strategy, were chosen in an effort to provide enhanced total return
4/7/2020
Portfolio ending date 4/7/2022 while reducing overall portfolio volatility through diversification of assets and investment
Distribution frequency Monthly, if any strategies. By combining these investment strategies, Advisors Asset Management sought to
Number of Holdings 75 create a portfolio balanced between stocks and closed-end funds that may invest in other income
Historical 12-Month Distribution
Rate of Trust Holdings* 10.66% -producing securities, such as corporate bonds, government bonds, corporate loans, convertible
securities, preferred securities and equity securities.
*The distribution rate paid by the trust may be higher or
lower than the amount shown above due to factors
including, but not limited to, changes in the price of trust
units, changes (including reductions) in distributions
paid by issuers, changes in actual trust expenses and
sales of securities in the portfolio. There is no guarantee
that the issuers of the securities included in the trust will
pay any distributions in the future. The Historical 12-
Month Distribution Rate of Trust Holdings is calculated
by taking the weighted average of the regular income
distributions paid by the securities included in the trust’s
portfolio over the 12 months preceding the trust’s date
of deposit reduced to account for the effects of trust fees
and expenses. The percentage shown is based on a
$10 unit price. This historical rate is for illustrative
purposes only and is not indicative of amounts that will
actually be distributed by the trust.

Sales Charges (Based on $10 unit price)+

As a % of $10 Amount per
Standard Accounts unit price 100 units
Initial sales fee 0.00% $0.00
Deferred sales fee 2.25% $22.50
Creation & Development fee 0.50% $5.00
Maximum sales fee 2.75% $27.50
High 50® Dividend Strategy Tactical Income Closed-End Strategy
As a % of $10 Amount per
Fee-Based Accounts unit price 100 units
Maximum sales fee 0.50% $5.00 The High 50® Dividend Strategy selects The Tactical Income Closed-End
50 stocks based on a specialized, Strategy utilizes a disciplined investment
+The initial sales fee is the difference between the dividend-oriented selection process. It methodology to select closed-end funds
total sales fee (maximum of 2.75% of the unit offering first filters companies included in the that primarily invest in a variety of
price) and the sum of the remaining deferred sales fee NYSE, Nasdaq, and NYSE MKT income-producing securities issued by
and the total creation and development fee. The various types of foreign and/or U.S.
Composite Indices. After this analysis,
deferred sales fee is fixed at $0.225 per unit and is issuers. Factors such as historical
paid in three monthly installments beginning July 20, the strategy selects the five highest
dividend-yielding stocks in 10 Global returns, income potential, potential future
2020. The creation and development fee is fixed at
$0.05 per unit and is paid at the end of the initial Industry Classification Standard (GICS) growth, portfolio diversification and
offering period (anticipated to be approximately three sectors. advisor experience were considered
months). When the public offering price per unit is less when selecting closed-end funds.
than or equal to $10, you will not pay an initial sales
fee. When the public offering price per unit price is
greater than $10 per unit, you will pay an initial sales
fee. The initial and deferred sales fees may not apply
to fee-based accounts. See the prospectus for more
details about fee-based account eligibility
requirements.
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Advisors Asset Management, Inc. (AAM) is a SEC registered investment advisor and member FINRA/SIPC.
 Balanced Portfolio Series 2020-2, ADT 2007

Portfolio Holdings (as of date of deposit)

Ticker Ticker Ticker
Symbol Issue Name Symbol Issue Name Symbol Issue Name
High 50® Dividend Strategy (Common Stocks) - 49.80%
ABBV AbbVie, Inc. CVI CVR Energy, Inc. PDCO Patterson Companies, Inc.
ADS Alliance Data Systems Corporation D Dominion Energy, Inc. PFE Pfizer, Inc.
MO Altria Group, Inc. UFS Domtar Corporation PPL PPL Corporation
NLY Annaly Capital Management, Inc. DXC DXC Technology Company RCL Royal Caribbean Cruises Limited
AM Antero Midstream Corporation EPR EPR Properties R Ryder System, Inc.
ARI Apollo Commercial Real Estate Finance, Inc. ETRN Equitrans Midstream Corporation SCS Steelcase, Inc.
T AT&T, Inc. GPS Gap, Inc./The CC The Chemours Company
BGS B&G Foods, Inc. GILD Gilead Sciences, Inc. GT The Goodyear Tire & Rubber Company
AVGO Broadcom, Inc. GEF/B Greif, Inc. IPG The Interpublic Group of Companies, Inc.
CAH Cardinal Health, Inc. HP Helmerich & Payne, Inc. UGI UGI Corporation
CNP CenterPoint Energy, Inc. IBM International Business Machines Corp. UVV Universal Corporation
CTL CenturyLink, Inc. KAR KAR Auction Services, Inc. VGR Vector Group Limited
CIM Chimera Investment Corporation KSS Kohl's Corporation VIAC ViacomCBS, Inc.
CNK Cinemark Holdings, Inc. OGE OGE Energy Corporation XRX Xerox Holdings Corporation
CMP Compass Minerals International, Inc. OLN Olin Corporation
COTY Coty, Inc. OKE ONEOK, Inc.
CVA Covanta Holding Corporation PCAR PACCAR, Inc.
CBRL Cracker Barrel Old Country Store, Inc. PK Park Hotels & Resorts, Inc.

Ticker Ticker
Symbol Issue Name Symbol Issue Name
Tactical Income Closed-End Portfolio (Closed-End Funds) - 50.20%
FAX Aberdeen Asia-Pacific Income Fund, Inc. ETY Eaton Vance Tax-Managed Diversified Equity Income Fund
AWP Aberdeen Global Premier Properties Fund ECF Ellsworth Growth and Income Fund Limited
AOD Aberdeen Total Dynamic Dividend Fund FEN First Trust Energy Income and Growth Fund
NIE AllianzGI Equity & Convertible Income Fund FT Franklin Universal Trust
NFJ AllianzGI NFJ Dividend Interest & Premium Strategy Fund HFRO Highland Income Fund
BHK BlackRock Core Bond Trust ASG Liberty All Star Growth Fund, Inc.
BGR BlackRock Energy and Resources Trust NHF NexPoint Strategic Opportunities Fund
BGY BlackRock Enhanced International Dividend Trust QQQX Nuveen NASDAQ 100 Dynamic Overwrite Fund
BUI BlackRock Utilities Infrastructure & Power Opportunities Trust RMT Royce Micro-Cap Trust, Inc.
BWG BrandywineGLOBAL Global Income Opportunities Fund, Inc. RVT Royce Value Trust, Inc.
GLO Clough Global Opportunities Fund HQL Tekla Life Sciences Investors
RNP Cohen & Steers REIT and Preferred and Income Fund, Inc. IGD Voya Global Equity Dividend and Premium Opportunity Fund
ETJ Eaton Vance Risk-Managed Diversified Equity Income Fund

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Intelligent Investments. Independent Ideas.

 Balanced Portfolio Series 2020-2, ADT 2007

Global Classifications* (Closed-End Funds) Sector Breakdown* (Common Stocks)

% of Portfolio % of Portfolio

Global Equity 6.09% Materials 5.05%

U.S. Covered Call 6.06% Health Care 5.03%
U.S. Equity 6.05% Industrials 5.01%
Global Balanced 6.03% Information Technology 5.00%
Global Multi Sector Bonds 5.99% Consumer Staples 4.99%
U.S. Balanced 5.99% Communication Services 4.98%
Global REIT 4.00% Utilities 4.97%
U.S. Equity - Healthcare 2.02% Consumer Discretionary 4.94%
Global Covered Call 2.01% Energy 4.91%
Global Equity - Energy 2.00% Financials 2.94%
International Bonds 1.98% Real Estate 1.98%
U.S. Equity - Energy 1.98% Source: Global Industrial Classification Standard
*As of 4/6/2020 and may vary thereafter. Breakdowns are based on the sources shown
Source: Bloomberg and may differ from any category definitions used in selecting the trust portfolio.

Unit Investment Trusts (UITs) are sold only by prospectus. You should consider the trust’s investment objectives, risks, charges and expenses
carefully before investing. Contact your financial professional or visit Advisors Asset Management online at www.aamlive.com/uit to request a
prospectus, which contains this and other information about the trust. Read it carefully before you invest.

Risks and Considerations: Unit values will fluctuate with the portfolio of underlying securities and may be worth more or less than the original purchase price at
the time of redemption. There is no guarantee that the objective will be achieved. Additionally, the trust may terminate earlier than the specified termination date as
stated in the prospectus. The strategy is considered a long-term one therefore, investors should consider their ability to pursue investing in successive trusts.
Consult a tax advisor regarding the tax consequences involved with rolling one trust into another. An investment in this unmanaged unit investment trust should be
made with an understanding of the risks associated therewith that includes, but is not limited to:
Closed-End Funds Investment: Risks include higher interest rates, economic recession, deterioration of the bond and equity market, possible downgrades, early
call provisions, changes to the tax status of the bonds and defaults of interest and/or principal. Shares of closed-end funds are also subject to various risks,
including management's ability to meet the fund's investment objective, and to manage the fund's portfolio when securities are redeemed or sold, during periods of
market turmoil and as investor perceptions regarding the funds or their underlying investments change. In addition, closed-end funds frequently trade at a discount
to their net asset value in the secondary market.
Interest Rate Risk: Interest rate risk is the risk that the value of bonds or other securities held by a closed-end fund will fall if interest rates increase. Some of the
securities held by the closed-end funds typically fall in value when interest rates rise and rise in value when interest rates fall. Some of the securities held by the
closed-end funds with longer periods before maturity are often more sensitive to interest rate changes.
Common Stocks: An investment in common stocks should be made with an understanding of the various risks of owning common stock, such as an economic
recession and the possible deterioration of either the financial condition of the issuers of the equity securities or the general condition of the stock market.
Long-Term Strategy: The UIT matures in 2 years and, as such, investors should consider their ability to reinvest any proceeds in a subsequent UIT, if available,
with a like or differing strategy, at the applicable sales charge. Consult your tax advisor for possible tax consequences associated with this investment. Units may
be well suited for an IRA or other qualified plan.

The S&P 500 Index is an index of stocks compiled by Standard & Poor’s, a division of The McGraw-Hill Companies, Inc. Returns are not adjusted for trust sales
fees and expenses, as they are not available to invest directly.
Securities are available through your financial professional. Not FDIC Insured. Not Bank Guaranteed. May Lose Value.
For informational purposes only and not a recommendation to purchase or sell any security.
©2020 Advisors Asset Management
Advisors Asset Management, Inc. (AAM) is a SEC registered investment advisor and member FINRA/SIPC.
18925 Base Camp Road | Monument, CO 80132 | www.aamlive.com | CRN: 2020-0331-8164 R Link 6541

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Intelligent Investments. Independent Ideas.