Quantitative Analysis by Energy-Dispersive Spectroscopy: Standard Guide For
Quantitative Analysis by Energy-Dispersive Spectroscopy: Standard Guide For
Quantitative Analysis by Energy-Dispersive Spectroscopy: Standard Guide For
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responsibility of the user of this standard to establish appro-
priate safety and health practices and determine the applica- 3.2.8 overvoltage—the ratio of accelerating voltage to the
bility of regulatory limitations prior to use. critical excitation voltage for a particular X-ray line.
3.2.9 shaping time—a measure of the time it takes the
2. Referenced Documents amplifier to integrate the incoming charge; it depends on the
2.1 ASTM Standards: 3 time constant of the circuitry.
E 3 Methods of Preparation of Metallographic Specimens 3.2.10 spectrum—the energy range of electromagnetic ra-
E 7 Terminology Relating to Metallography3 diation produced by the method and, when graphically dis-
E 673 Terminology Relating to Surface Analysis played, is the relationship of X-ray counts detected to X-ray
E 691 Practice for Conducting an Interlaboratory Study to energy.
Determine the Precision of a Test Method
4. Summary of Practice
3. Terminology 4.1 As high-energy electrons produced with an SEM or
3.1 Definitions—For definitions of terms used in this guide, EPMA interact with the atoms within the top few micrometres
see Terminologies E 7 and E 673. of a specimen surface, X rays are generated with an energy
3.2 Definitions of Terms Specific to This Standard: characteristic of the atom that produced them. The intensity of
3.2.1 accelerating voltage—the high voltage between the such X rays is proportional to the mass fraction of that element
cathode and the anode in the electron gun of an electron beam in the specimen. In energy-dispersive spectroscopy, X rays
instrument, such as an SEM or EPMA. from the specimen are detected by a solid-state spectrometer
3.2.2 beam current—the current of the electron beam mea- that converts them to electrical pulses proportional to the
sured with a Faraday cup positioned near the specimen. characteristic X-ray energies. If the X-ray intensity of each
element is compared to that of a standard of known composi-
tion and suitably corrected for the effects of other elements
1
This guide is under the jurisdiction of ASTM Committee E04 on Metallography present, then the mass fraction of each element can be
and is the direct responsibility of Subcommittee E04.11 on X-Ray and Electron calculated.
Metallography.
Current edition approved Nov. 1, 2003. Published December 2003. Originally
approved in 1993. Last previous edition approved in 1998 as E 1508 – 98.
5. Significance and Use
2
Goldstein, J. I., Newbury, D. E., Echlin, P., Joy, D. C., Romig, A. D., Jr., Lyman, 5.1 This guide covers procedures for quantifying the el-
C. D., Fiori, C., and Lifshin, E., Scanning Electron Microscopy and X-ray
Microanalysis, 2nd ed., Plenum Press, New York, 1992.
emental composition of phases in a microstructure. It includes
3
For referenced ASTM standards, visit the ASTM website, www.astm.org, or both methods that use standards as well as standardless
contact ASTM Customer Service at [email protected]. For Annual Book of ASTM methods, and it discusses the precision and accuracy that one
Standards volume information, refer to the standard’s Document Summary page on
the ASTM website.
Copyright © ASTM International, 100 Barr Harbor Drive, PO Box C700, West Conshohocken, PA 19428-2959, United States.
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where:
R = the range in µm,
Eo = the accelerating voltage in kV,
Ec = the critical excitation potential in keV, and
r = the density in g/cm3.
More accurate interaction volumes can be computed by
Monte Carlo computer methods to generate random electron
trajectories, but Eq 1 provides a reasonable estimate for most
purposes.
8.2.4 The beam can be placed in the spot mode to form a
probe to analyze the minimum volume, or it can be scanned
over a homogeneous region to lower the electron dose at any
one point. Defocusing the beam or scanning it over an area of FIG. 1 Schematic Diagram of Electron Microscope System
varying composition does not provide an average composition,
because the correction factors applied to the intensity ratio are where:
themselves a function of composition. V = solid angle in steradians,
8.2.5 The current in the electron beam determines the flux of A = active area of the detector crystal; for example, 30
X rays that are generated. It does not affect spatial resolution mm2, and
for X-ray analysis in the same way it detracts from electron r = sample-to-detector distance, mm.
image resolution. Typically it is adjusted to keep the dead time The larger the active area of the detector, the more counts
in the EDS system below 40 %. Dead times of 20 to 30 % will be collected, but at the expense of spectral resolution.
produce good spectra, whereas dead times above 40 % can lead Most detectors have a movable slide and can be brought closer
to spectra containing artifacts, such as those discussed in 8.3.1. to the sample if a higher count rate at a given beam current is
Maximum throughput, that is, the most X rays/real time, is needed. The take-off angle is defined as the angle between the
achieved at about 40 % dead time. Higher count rates can be surface of the sample and a line to the X-ray detector. If the
achieved by lowering the shaping time on the system amplifier sample is not tilted, the take-off angle is defined as follows:
from about 10 µs, but spectral resolution will be lost. For c 5 arctan ~W 2 V!/S (3)
quantitative analysis, a shaping time of about 10 µs or greater
is used. The beam current must remain stable throughout the where:
c = take-off angle,
analysis, because the counts collected are directly proportional
W = working distance,
to the beam current. Thus, a 1 % upward drift in beam current
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V = vertical distance, and
will produce a 1 % increase in all the reported mass fractions, S = spectrometer distance.
resulting in a reported total >100 %. For quantitative analysis Working distance is measured in the microscope; its accu-
using standards, the beam current (not specimen current) must racy depends on the method used to measure it and the
be the same for both the specimen and the standards or one specimen position. Vertical distance is the distance from the
must be normalized to the other. bottom of the pole piece of the final lens to the centerline of the
8.2.6 The geometric configuration of the sample and detec- detector; it usually can be measured within the microscope
tor, shown schematically in Fig. 1, also affects the analysis. The with a ruler. Spectrometer distance is the horizontal distance
number of X-ray photons that reach the detector is a function from the spectrometer to the beam; it is measured using the
of the solid angle and take-off angle, including the effect of scale provided by the manufacturer on the spectrometer slide.
specimen and detector tilt. The count rate incident on an X-ray All distances must be in the same units. The take-off angle
detector is directly proportional to the size of the solid angle should be as high as possible to minimize absorption of X rays
defined as follows for a detector normal to the line of sight to within the specimen and maximize the accuracy of quantitative
the specimen: analysis. If the specimen is tilted such that the beam is not
perpendicular to the specimen surface, an effective take-off
V 5 A/r2 (2)
angle is used. There are several expressions in use by com-
mercial manufacturers to calculate this, and all produce similar
results if the tilt angle is not extreme. When analysis is
5
Andersen, C. A., and Hasler, M. F., X-Ray Optics and Microanalysis, 4th Intl. performed on a tilted specimen, the azimuthal angle between
Cong. on X-Ray Optics and Microanalysis, Hermann, Paris, 1966, p. 310. the line from the analysis point to the EDS detector and the line
measured is lost. The result is a peak at 1.74 keV (Si Ka) below spectrum must be collected long enough to provide enough
the proper peak. This artifact is greatest at about 2 keV, near the statistics to discern small peaks. In like manner, deconvolution
P Ka or Zr La peaks. The artifact cannot occur at energies routines work well in most cases, but not when the overlapped
below the absorption edge of the Si K line, and it becomes lines arise from elements present in widely different concen-
negligible at higher energies such as the Cu Ka line. trations. For example, if one element constitutes 90 % of the
9. Quantification specimen and the other element 10 %, precision will be greatly
degraded. In this situation use of a different analytical line may
9.1 Background Subtraction and Peak Deconvolution: be possible, or if not, a technique with higher spectral
9.1.1 Before the proportionality between X-ray intensity resolution such as wavelength dispersive spectrometry is
and elemental concentration can be calculated, several steps indicated.
are required to obtain the intensity ratio (k-ratio) between
9.1.4 Once the background is subtracted and the peaks are
unknown and standard. Or, if the standardless technique is
stripped of interferences, one can calculate their ratio to those
used, then a pure net intensity is required. A spectrum of X rays
of similarly background-subtracted, deconvoluted standard
generated by electrons interacting with the specimen contains
spectra. The unknowns and standards must have been collected
a background consisting of continuum X rays, often called
1) under the same geometrical configuration, 2) at the same
Bremsstrahlung. Observing the high-energy cutoff of the con-
accelerating voltage, 3) at the same count rate per current unit,
tinuum, as noted in 8.2.1, gives the most accurate determina-
and 4) with the same processing algorithm.
tion of the beam voltage, and this is the value that should be
used for quantitative analysis. If the voltage measured in this 9.1.5 Even standardless analysis requires background sub-
manner is much lower than the voltage setting, it may be an traction and peak deconvolution, but the intensity is calculated
indication that the specimen is charging. The background in the from pure intensity curves and the ratio of peak integrals in the
spectrum is not linear and simple interpolation is inadequate. unknown spectrum. Standardless analyses always total 100 %,
Two approaches to this problem commonly used in commercial or some other value specified by the analyst. In normalizing the
systems are background modeling and digital filtering. The total concentrations to 100 %, important information is lost. A
background models are based on known physics plus a suitable true mass total, as in analysis against standards, provides
correction for the real world. This method lets the user pass information about the quality of the analysis. It calls attention
judgment on the quality of the model by comparing the model to problems such as elements not specified for analysis or
with the actual spectrum. The digital filter method treats the analysis of more than one phase under the beam. Analyses
background as a low frequency component of the spectrum and totaling exactly 100 % should always be viewed with skepti-
mathematically sets it to zero. This method is not based on any cism, whether they be standardless or normalized standards
model and, therefore, is more general. It is also useful for the analyses. Whichever method is used, all elements present must
light element region of the spectrum where the models were be specified even if some need not be analyzed. This is because
never intended to be used; however, it does not take into a correction is necessary to account for the effect of other
elements (the matrix) present in the specimen.
9.2 Matrix Corrections:
6
Fiori, C. E., Newbury, D. E., and Myklebust, R. L., “Artifacts Observed in 9.2.1 The k-ratio of an element is a starting estimate of that
Energy Dispersive X-ray Spectrometry in Electron Beam Instruments—A Caution-
ary Guide,” NIST Special Publication 604, Proceedings of the Workshop on Energy
element’s concentration. There are, however, effects of atomic
Dispersive Spectrometry, National Institute of Standards and Technology, Gaithers- number, absorption, and fluorescence between the unknowns
burg, Maryland, 1981. and the standards. The atomic number or “Z” factor corrects for
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Consequently, one would expect the most improvement using
a phi-rho-z method in light element analysis. However, in the
TABLE 1 Standardized Operating Parameters for Second Round-
absence of light elements, it is unlikely that the accuracy of Robin Test Program
most EDS analyses is limited by the matrix correction.
Accelerating voltage 20 kV
9.3 Reporting Results: Acquisition time 200 s
Detector dead time '25 %
9.3.1 The analytical conditions are normally reported with Take-off angle '40°
the elemental concentrations determined by EDS. These con-
ditions include the accelerating voltage, take-off angle and tilt,
and the analytical line (KLM) used. The report should also 12. Precision and Bias
specify whether standards or standardless methods were used,
12.1 Interlaboratory Test Program—An interlaboratory
what matrix corrections were applied, and whether any el-
study using two different metallurgical specimens was con-
emental concentrations were calculated by difference or by
ducted to determine the precision of energy-dispersive spec-
stoichiometry. Additional items that may be reported include
troscopy (EDS). Both specimens were analyzed by various
what standards were used, if any, the beam current, and the Z, metal producers, EDS system manufacturers, and one univer-
A, and F factors. It would also be informative to mention the sity. A total of nine laboratories participated in the study. Each
type of window on the EDS detector, if other than a conven- of the specimens was analyzed with a lithium-drifted silicon
tional beryllium window. Concentrations are normally reported detector using a set of standardized operating parameters after
to a tenth of a percent; although many computer programs an initial round-robin wherein parameters were selected by
report more significant figures, they are rarely warranted. each participant. Both sets of data are reported, and the
standardized operating parameters are listed in Table 1.
10. Light Element Analysis 12.1.1 The specimens selected for the round-robin were
10.1 Light elements can be analyzed with an ultra-thin Type 308 stainless steel and INCONEL7 alloy MA 6000. To
window detector that provides better efficiency for the soft X ensure homogeneity, the Type 308 stainless steel specimens
rays that light elements generate. Windowless detectors ap- were homogenized at 1975°F (1079°C) for one hour followed
proach the theoretical highest efficiency of the detecting by a water quench. This produced a 100 % austenitic structure.
crystal, but in the open position contaminants in the sample This material was chosen as a routine analysis for iron,
chromium, and nickel. Some manganese was also present, but
chamber are free to condense on the cold crystal. Additionally,
because its Ka line overlaps the Cr Kb it was not required to
in the windowless mode any light, such as from cathodolumi-
be reported, although some participants did. The alloy MA
nescence, can be picked up by the crystal and will contribute to
6000 specimen was selected because of its inherent homoge-
the overall noise of the system. Quantitative light element
neity and because it presented several analytical problems. The
analysis is less precise than that of heavier elements, because alloy contained both high and low atomic number elements
the count rate of soft X rays is lower. The minimum detect- necessitating the use of K, L, and M lines. There was also a
ability limit of light elements is also degraded because of the severe overlap between the M lines of tantalum and tungsten.
lower peak-to-background ratios found with soft X rays. If the The presence of eight elements also added to the difficulty in
stoichiometry of compounds containing light elements is analyzing this material. The compositions of both alloys, as
known, then calculation by stoichiometry is the most accurate determined by wet chemical analysis, are given in Table 2.
method. For example in silicates, analyzing silicon and multi-
plying by the gravimetric factor for SiO2 (2.14) is more
accurate than analyzing oxygen directly. 7
INCONEL is a registered trademark of Inco Alloys International.
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Tungsten 3.48 0.17 1.39 0.48 3.90
reproducibility statistics. The 95 % repeatability and reproduc- Aluminum 4.56 0.22 2.33 0.63 6.53
ibility, r and R, are defined by E 691 as 2.8 times the standard Chromium 15.31 0.23 0.56 0.64 1.55
deviations, Sr and SR, respectively. When these standard Nickel 64.29 0.43 3.06 1.21 8.56
deviations are divided by the mean concentration for each x̄ = cell average
element, the result is a measure of relative precision within and Sr = repeatability standard deviation
SR = reproducibility standard deviation
between laboratories. r = repeatability limit
R = reproducibility limit
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12.3.1.1 Geometric Configuration—This must be known
average errors compared with the reference composition (Table and reproducible among standards and unknown specimens.
5) are not great, they are probably the result of positive and
12.3.1.2 Standards—The composition of these must be
negative errors among laboratories canceling each other. These
known accurately, and they must be homogeneous at the
errors arise from the different ways various systems generate
micrometre level.
the pure element intensities, rather than from differences in
ZAF or phi-rho-z matrix corrections. Accordingly, before 12.3.1.3 Electron Beam Current—This must be stable
routinely using a standardless method for quantitative analysis, throughout standard collection and unknown analysis or cor-
it is important to validate the method for a particular class of rected for instability through continuous monitoring with an
materials by comparing it against analysis with standards or integrating picoammeter or beam current monitoring before
against a completely different quantitative technique, such as and after analysis if the drift is linear.
X-ray fluorescence or wet chemical analysis if the specimen is 12.3.1.4 Conductive Coating—This must be thick enough to
homogeneous. If the results are comparable, the standardless prevent changing of the specimen, yet thin enough so as not to
method may be used for specimens of composition similar to absorb X rays significantly. It should also be of similar
those on which it was validated. composition and thickness between the standards and the
12.2.5 Precision can usually be improved by acquiring more unknowns.
counts in the spectrum if that is possible. Longer counting 12.3.2 Some sources of bias often not under operator
times and increased beam current produce more counts. There control are as follows.
are practical limits, however, such as beam drift or carbon 12.3.2.1 Method of Background Subtraction and Peak
contamination increasing on the specimen and causing the total Deconvolution—These must use appropriate constants such as
counts to be nonlinear with time. Decreasing the amplifier time detector efficiency for the specific detector being used, back-
constant also increases count rate, but at the expense of ground fitting regions, filter width, and others.
Alloy MA 6000
Iron 1.00 0.96 (−4.24) 1.04 (3.67) 0.99 (−1.43)
Tantalum 1.91 1.88 (−1.30) 1.81 (−5.08) 1.96 (2.62)
Titanium 2.26 2.36 (4.30) 2.02 (−10.55) 1.98 (−12.18)
Molybdenum 1.91 2.43 (27.31) 2.31 (20.82) 2.30 (20.19)
Tungsten 3.91 3.67 (−6.02) 3.82 (−2.27) 3.48 (−11.11)
Aluminum 4.00 4.49 (12.16) 4.78 (19.38) 4.56 (13.91)
Chromium 14.76 15.33 (3.87) 15.07 (2.09) 15.31 (3.71)
Nickel 68.12 67.78 (−0.49) 68.97 (1.24) 64.28 (−5.63)
Average error 4.45 % 3.66 % 1.26 %
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