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    Audit Plan Format 1

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    The audit plan aims to formulate and execute the Annual Management Audit Program to analyze, verify and evaluate the Internal Control System, processes, procedures, products, services, plans and projects of the organization. The scope includes the collection of information, preparation of the program, its approval, execution and monitoring of improvement plans. The audit will be carried out from August 5 to 21 and the agenda includes the review of processes, preparation

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    Audit Plan Format 1

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    5 views2 pages
    The audit plan aims to formulate and execute the Annual Management Audit Program to analyze, verify and evaluate the Internal Control System, processes, procedures, products, services, plans and projects of the organization. The scope includes the collection of information, preparation of the program, its approval, execution and monitoring of improvement plans. The audit will be carried out from August 5 to 21 and the agenda includes the review of processes, preparation

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    The audit plan aims to formulate and execute the Annual Management Audit Program to analyze, verify and evaluate the Internal Control System, processes, procedures, products, services, plans and projects of the organization. The scope includes the collection of information, preparation of the program, its approval, execution and monitoring of improvement plans. The audit will be carried out from August 5 to 21 and the agenda includes the review of processes, preparation

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    The audit plan aims to formulate and execute the Annual Management Audit Program to analyze, verify and evaluate the Internal Control System, processes, procedures, products, services, plans and projects of the organization. The scope includes the collection of information, preparation of the program, its approval, execution and monitoring of improvement plans. The audit will be carried out from August 5 to 21 and the agenda includes the review of processes, preparation

    Copyright:

    © All Rights Reserved
    Download as DOCX, PDF, TXT or read online from Scribd
    Download as docx, pdf, or txt
    5 views2 pages

    Audit Plan Format 1

    Uploaded by

    ScribdTranslations
    The audit plan aims to formulate and execute the Annual Management Audit Program to analyze, verify and evaluate the Internal Control System, processes, procedures, products, services, plans and projects of the organization. The scope includes the collection of information, preparation of the program, its approval, execution and monitoring of improvement plans. The audit will be carried out from August 5 to 21 and the agenda includes the review of processes, preparation

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    © All Rights Reserved
    Download as DOCX, PDF, TXT or read online from Scribd
    Download as docx, pdf, or txt
    of 2

    Audit plan

    Audit No. 001


    INTERNAL QUALITY AUDIT PLAN
    Date

    Day Mont Year


    h

    25 02 2014

    Leader auditor: Head of Internal Control Office

    Auditor team: Head of Internal Control Office

    Head of Planning Advisory Office

    Aim. Formulate and execute the Annual Management Audit Program, through the
    analysis, verification and evaluation of the Internal Control System, processes and
    procedures, products, services, procedures, plans, programs and projects of the
    National Health Superintendency.

    Scope: It begins with the collection, analysis and evaluation of information that is considered
    necessary for the preparation of the Annual Management Audit Program, continuing
    with the approval, socialization and dissemination of the Program in the Institutional
    Internal Control Committee. It continues with the management and control of the
    Management Audit Program, in addition to those requirements for special and/or
    extemporaneous audits requested by the Legal Representative and the Senior
    Management of the Entity and completes the monitoring of the improvement plans.

    Rules and procedures

    Audit Criteria: Set of policies, procedures or requirements used as a reference. It is the “should be”
    of the organization and constitutes the reasonable standards on which administrative
    and management practices can be evaluated appropriately. These criteria must be
    used to evaluate the degree to which the organization meets the expectations that
    had been determined and explicitly arranged.

    Execution date: 05/08/2014

    Opening meeting: Place:

    Closure meeting: 21/08/2014 Place:

    Audit Agenda

    Process/Requirement to be
    Date and Time Auditor(s) Audited (Position, name, Location)
    audited /Activity

    Audit statement

    The processes to be audited Internal control office INTERNAL CONTROL TEAM


    must be determined (in
    accordance with the process
    map approved by the Entity), and
    the sources that are considered
    necessary as input for their
    preparation must be identified.
    (This is related to regulations,
    plans, programs, projects,
    Audit Agenda

    Process/Requirement to be
    Date and Time Auditor(s) Audited (Position, name, Location)
    audited /Activity

    Integrated Management System,


    technological tools - hardware
    and software and technological
    services), implemented by the
    Entity.

    Identify the priorities for the need


    PROFESSIONALS INTERNAL CONTROL
    for Management Audits for the Internal control office
    OFFICE NAYIBE DEL PILAR DIAZ
    validity

    Formulation of the Annual Audit


    and Monitoring Program

    Execution of the Audit Plan

    Preparation and Review of


    Preliminary Management Audit
    Report

    Reconciliation or Transfer of PROFESSIONALS INTERNAL CONTROL


    Internal control office
    Preliminary Audit Report OFFICE NAYIBE DEL PILAR DIAZ

    Reconciliation or Transfer of
    AUDITOR TEAM
    Preliminary Audit Report

    Full name Responsibility Signature

    MARINE LIGHT WARRIOR Quality Representative

    ZAIRETH LOAIZA MENDEZ Leader auditor

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