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Upendra Baxi
Prefatory Observations
It is indeed a great privilege to have been invited to deliver this 10% Annual Bodh Raj Sawhny Memorial
Oration. | must confess at the outset that | am not on the same page with the previous speakers, most of
who have been distinguished Justices of the Supreme Court of India. Yet with them, | am pleased to
express my tribute to Lalla Bodh Raj Sawhny, who was among the founder justices of the Jammu and
Kashmir High Court established on 26 March 1928, and which he served with eminent distinction till
24November 1936. Justice Sawhny was also among the distinguished authors of the Jammu and Kashmir
Constitution, an asvect rather neglected in the study of the development of the postcolonial Indian law and
jurisprudence. Beyond these facts, I do not know much about Justice Sawhny, though | did try to locate his
judgments unsuccessfully; even in this digital era these texts are hard to come by. Regretfully, | am
therefore unable to reflect on his judicial contribution.
| am delighted to acknowledge that the Trust honoring his memory has taken various pioneering
initiatives to assist legal studies, among which remain notable indeed some scholarship/fellowships for
overseas studies, mooting, and the Lecture series. This way of remembering a great judge is unfortunately
an exception rather than the norm and | do keep hoping that that the Delhi NLS will want to follow up this
initiative and honor thus some of our most gifted justices of Delhi High Court.
I also salute the establishment of this institution. Vice- Chancellor Ranbir Singh brings with him to the
DNLS a remarkabie array of institution-building skills. | know further how committed have been the
distinguished justices of the Delhi High Court to the concept of an autonomous law university in India and
in particular Mr. Justice Arjun Sikri has spared no effort in making this School what it is today. The
Government of the State of Delhi has. also been remarkable for its investment in infrastructure,
establishment, and developmental resourcing; what augurs well for this Law University is the further fact
that the State has also thus far excelled in its understanding and respect for the autonomous functioning of
this University. We hear ad nauseam about the accountability of educational institutions but in my
experience only those left free of political interference, whether covert or overt, can practice fully the
virtue of social responsibility. | have no doubt that the already excellent faculty and the well experienced
Registrar, Professor Ghanshyam Singh, will work together to make this institution a lodestar of the future
Indian legal education.
The sponsors of this event have been indeed generous with their suggestions of possible themes of this
presentation, which included the challenges facing legal education and access to education as a
fundamental right of all Indian citizens. I have said and written and done a lot concerning legal education
over the past three plus decades but since very few of my colleagues, past and present, pay any attention
to this, | have decided to ( to use the language of cricket) to retire ‘hurt’ from the field!
As concerns right to education, | have devoted with many others some singular energy to the
constitutional amendment re-enshrining this right; but we all know the storyline—from the Mahabharata
where Prince Duryodhana says immortally: Janami Dharma, nache may pravriti, Janami Aharma nuch may
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nivriti [1 know what the dharma requires of me but can’t simply bring myself to do this; I also know what
is ethically wrong but can’t desist from doing it!’] Since this great institution remains located in a place
named as ‘Dwraka,’ even when it may find difficult to socially reproduce the likes of Lord Krishna, it ought
surely to spare us from contributing to an endless supply of constitutional Duryodhanas! Am | imagining a
faint cry of ‘Amen’ from this distinguished audience?
Let me start with an anecdote. Studying a long time ago in Dharmendrasinghji College at Rajkot , we all
had to read a textbook on something called ‘economics-I think by two authors named as Jathar and
Barrie—which began with the proposition that this so-called ‘dismal science’ was still necessary and
desirable because whereas resources were limited (finite) human wants were infinite(unlimited.) Their
paradigmatic example concerned middle-class young parents who had to chose between having a baby or
having a car! In the vast joint family that I was born to and lived with for first decade and half of my life at
Rajkot, this was an unreal example simply because in that period not many middle class families aspired to
have a car (the industry wasn’t simply around!); so they, willy-nilly settled for having babies! Had my own
parents had any real choice then, I may not have been born and you may in turn indeed have been spared
of this oration!
A little later, | read Mohandas (Gandhi) who insisted in the early decades of 20th century CE that the
‘Western’ economists had got their basic theorem all wrong! The truth was the other way round: human
‘needs’ are finite and resources are infinite! In his usual aphoristic style Mohandas distinguished between
‘need’ and ‘greed.’ He obviously did not deny that being and remaining human entails satisfaction of
certain basic needs but quested for a constitution ofa just society (one way of understanding his protean
notion of Swaraj) which was not driven by market forces but by the virtues of social cooperation based in
the art and craft of aparigraha- non-covetousness, abstinence and frugality in consumption, against best
expressed by his aphorism of simple living and high thinking--a motto that globalization-induced
universal middle classes now full reverse into ostentatious living and little thinking! Today, we know this
truth in some newly fangled languages of ‘sustainable development’ poignantly placed as we remain as
custodians of whatever may be left of ‘Nature’ in the wake of our understanding of the destructive
potential of global warming and climate change!
The author of the Hind Swaraj fully inveighed against fee market capitalism in ways reminiscent of Uncle
Marx, who a long while ago insisted that modern capitalism may not be simply understood as
multiplication of goods and services by market and industry; rather, the magic of capitalist production
consists in the unending production of desires. Mohandas unerringly grasped in terms of the ceaseless
production of ethical evils in a market-driven economy, not as heralding human advancement and
progress. He, unlike Marx, did not share the bourgeois Enlightenment notions of early industrial
capitalism as heralding the idea of progress ending feudal ways of domination and marking the advent of
class struggle as a promise for emancipatory politics. This is a story for another day, obviously!
What Mohandas realized, contra Marx, was the fact that not all human/social needs are not created by
markets alone. The Mahatma recognized this in his movement against untouchability. The ritual
distinctions and discriminations constituting untouchability, he recognized, constitute cultural even
civilizational harm. These produce systemic justifications for the production of social indifference
towards the USN of untouchable peoples. As we all know, his response to this deprivation was via temple-
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entry agitation, which has now blossomed into some judicial decisions allowing access even to the
sanctum sanctorum of the Hindu temples?.
In contrast Bhim Rao Ambedkar - whom I fondly name as the Aristotle of the Atisudras, the Indian social
and economic proletariat as he named this--- followed a different trajectory. In his classic work entitled
What Mr. Gandhi and the Congress has done to Untouchables, Dr. Ambedkar pointed out with a profound
insight that the USN of the Atisudras fully served the social needs of the dominant castes. I have recalled
elsewhere in my writings on Ambedkar this striking difference. Bhim Rav Ambedkar’s response to
Mohandas crystallized in the not now so well-known Mahad Satyagraha directed against lethal violence
practiced by the high caste Hindus against untouchables preventing them from drawing water from a
single village well. Ambedkar thus demonstrated, in my view at least, that USN are caused by the ends of
caste domination going far beyond the Hindu ’spiritual’ realm. He further demonstrated acutely the ways
in which this form of slavery and servitude benefitted primarily the dominant castcs and classcs.
For Mohandas, the ‘rights’ languages remained ethically unviable; in contrast, Ambedkar constantly strove
to convert the USN of Atisudraus in the distinctive languages of Indian human rights. I believe that this
contrasting style of discourse and action remain pressingly pertinent even today in some of our
collectively mindless ‘celebration’ of the sixty years of the Indian Republic.
Allow me then, and thus, at the outset that unmet social needs remain a province and function of not just
of economic (market-driven) but also mark the realms of social, religious, and cultural dominance. Allow
me also to add a further remark: the Indian constitutional architecture remains fully complicit with the
creation and sustenance of vast arenas of USN.
The Ambedkar -Mohandas debate itself suggests a range of analytic concerns that we ought to fully bear in
view in considering the problematic of ‘unmet’ ‘social’ needs. Several questions underlie the analytic
concerns. First, what may we—here meaning social theory-makers signify by the expression ‘needs?
Second, how may the elected representatives and state officials proceed to indentify, map, classify, and
respond to these needs? In this respect, third, how may transnational intergovernmental networks
impinge on national spheres of public policy and action? Fourth, on what basis may ‘jurisdictions’—
spheres of public power— be distributed for ‘meeting’ social needs? Fifth, should the appellate judiciary
concern itself with the tasks of protection of rights rather than extend its powers to identification and
meeting social needs? Sixth,, when social needs remain wantonly unmet for long stretches of constitutional
time, violent social action may represent itself as a long term agency for rectification of public indifference
towards meeting USN? Each one of these questions is related but also distinction and needs to be further
nuanced. In this conversation, I may briefly respond to some of these concerns.
It is a well-known truth that human beings everywhere experience needs, wants, and desires, have
aspirations and interests, and claim rights. Yet, ‘needs’ differ from all these related categories. One may
1 This is not an appropriate occasion to offer any analysis of the decisions imposing reasonable regulations on freedom of
conscience and religion otherwise guaranteed by Article 25 of the Constitution save noting with Marc Galanter’s early prescient
observation that these decisions, alongside with others constitute a charter of reform of ‘Hinduism.’ | may add a further remark:
Their Lordships even at the Supreme Court develop this jurisprudence as if Mohandas and his jurisprudence never ever existed!
Indian justices thus form a part of the constitutional elite, united by a determined effort towards the constitutional erasure of the
Mahatma.
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‘want’ many things that one may not actually need; one may desire things beyond one’s needs; one’s
aspirations may be higher than one’s wants, needs and desires; even so, not all wants and desires
correspond to having needs or claiming rights. We may want or desire to be billionaires, or be among the
world’s first travelers to the moon; yet this may hardly be spoken of in terms of needs, interests, or rights.
The relationship between needs, rights, and interests is rater complex, both in terms of sociological
jurisprudence and of human rights theory and movement.
As concerns ‘needs’ contrasted with desires and wants, Roscoe Pound, an inaugural sociological
jirisprudential thinker, suggested (and here summarily put) the importance of the category of ‘interests;’
interests are social demands made by groups of peoples on the law and state. The demands thus made
may be based on needs, wants, desires or even aspirations; what is decisive is not the subjective source of
demands but the objective status of their articulation.
Pound insisted the fact that a demand is made constitutes an interest and all demands thus made, no
matter their ethical content, ought to be regarded as valid just because these are articulated. Obviously,
some actually made demands may be outside Uhe existing law and even framed against it (the very essence
of legal transformation and law reform); other demands may be made in terms that Hannah Arendt made
famous via the expression 'the right to have rights’(the province and function of human rights movement
everywhere.) Because demands are actually held interests that individuals, collectivities, and even
peoples make on the state and law, these will not merely vary enormously but conflict inter se. The task of
law of law—both as legislation and as adjudication— is to provide arenas and mechanisms for seria/ and
ad hoc adjustment and settlement of conflicting interests. ‘Adjustment’ means that some demands will be
recognized and met and some others will be sacrificed for the time being. No legislative or adjudicative
adjustment of conflicting interests would be in any sense a final settlement; Pound suggested that the
difficult and delicate task of justices (and | add legislators as well) is to pursue adjustment in ways that
avoid or minimize social ‘friction and loss.’
if, however, some interests are disarticulated at the threshold, the law itself becomes (as Harold Laski
once put this) merely a ‘beatification of the Status quo.’ In this event, the law becomes a near complete
means of domination or repression, leading at ties to advocacy of violence as just program for social
transformation.
Julius Stone in a critique of Pound further suggested that for the theory of interests to work well, certain
demands have to acquire the status of near-absolutes. Put another way, freedom of speech and expression,
movement and association are interests that inhibit, and even prevent, disarticulation of demands and no
adjustment of conflicting demands may ever be legitimate when these near-absolute demands stand
compromised. Put still another way, certain demands acquire the status of inviolable fundamental human
rights with their accompanying freedoms.
Specifically referring to the Nehruvian phase of Indian development, Julius Stone suggested (in his classic
work Social Dimensions of Law and justice, 1966) that the tasks of law, politics, and state in timespaces of
the postcolony He not just in responding to social demands (interests) but rather in provoking articulation
of these, | think that a major constitutional process achievement of India thus remains insightfully
articulated here. Even so, we may surely ask both in the contexts of the planned economy of the -
yesteryear, and the unplanned economy of Indian globalization, whether thé demand-formation triggered
by state, politics, and law has ended up only by creating and nurturing ‘wants' and ‘desires’ of the middle
2 incidentally,in my Julius Stone Memoria] Lecture at Sydney Law School, | was able to stress affinities between Pound-Stone
legacy on the one hanil and Martha Nussbaum and Amartya Sen notions of capabilities and flourishing. Indeed the list of
capabilities that Nussbaura offers is of a piece with Pound-Stone analytic of modem law. { mention this in the hope that Indian
lawpersons may find this genealogy
of thought useful.
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classes ‘while failing fully to ‘attend to the actisilly experienced basic needs of the worst-off Indias
irapoverished humanity. I must leave today this enormous question ‘hanging in the air’ as it were.
In contrast, human rights theory and movement more frontally address the difficult relationship between
human needs and human rights naming im particular the problematic of democratic deliberation.
Proponents of basic minimum needs (BMN} rightly, in my view, suggest that contemporary human rights
discourse ignores overall the poignant urgeacy of meeting BMN of the worst-off peoples er constitutional
have-nots. In sum, they identify BMN in terms of survival needs of individuals and social collectivities
systematically denied roti, kapede and maken (food, clothing, and shelter.) Purther, some RMN
proponents include opportunities of livelihood, access to public healthcare, Wteracy and access to
elementary and primary education, and basic gender equality. In this sense, they encompass. an entire
range of BMN articulated in the human rights instruments starting their itineraries from the Covenant on
Social, Economic, and Cultural Rights.
Human rights movements across the world insist thus on converting BMN into the languages of
eniforveable human rights. To be sure, this process is made possible by conjoint insistence on a set of basic
immaterial needs (BIN.}The BIN are said to be ‘immaterial in the sense that they set out the spacetime of
rights and freedoms, even for those who may not have access to BMN here and now. As Amartya Sen has
always, end often with deep insight, maintained the BIN remain indispensable often for the articulation of
the BMN. At any-rate, no society may deny either the BMN or the BIN and yet claim to be a morally decent
society. This remark remains especially pertinent to Indian constitutional device of Part 111 and Part lV. |
speak to this briefly a little later.
(2)Mapping and Meeting Social Needs
Identification and mapping of social needs is a. continuing and complex process, | say. ‘continuing’ because
addressing social needs remains an intergenerational affair; J say ‘complex’ because mapping social needs
remains at once a political process and an epistemic affair— indirect governance by ‘experts.’ Expert
knowledges remain constrained by the politics of resourcing basic needs that figures in their analysis as
an unavoidable constraint. As far as 1 know, no serious attempt has been made to cost the project of
comprehensive India-wide poverty alleviation; all we have are fluctuating demarcations of the ways of the
definitions of the ‘poverty line and the regime based programs of governmental largess. Please also
examine the literature in publicty-owned banks and public finance institutions whose lending policies to
the impoverished rest on the distinction between ‘consumption’ and ‘production ‘ needs’; under this
rationality nether category extends to needs such as health, schooling, and education. The simple point!
am making ts this: we do not have as yet a full mapping of social needs { including of course the legal
needs) of the constitutionally worst-off and therefore may sense of how mech it may cost the nation to
meaningfully advance overall towards meeting identified social needs. In this sense the ways in which the
experts proceed with their task often condition and even determine the modes of responding to these
needs. As Kishen Mahajan once put it, in this situation all that remains at hand are the practices of
“anconstitutional eco2omics!
The Indian Constitution itself creates methods of mapping and meeting needs via its differentiation
between ‘rights’ [Part 111 (fundamental rights)} and Part IV [Directive Principles of State Policy.) Part
111 assigns the difficult custodianship of civil and political rights to the Indian appellate judiciary; in
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contrast, the task of responding to social needs is consigned to the leisurely and constitutionally insincere
modes of legislative and executive action via Part IV3.
There were many CAD- constituent assembly debates—voices that insisted that basic human needs should
form a part of the fundamental rights; after all, they said, the making of a new constitution of India meant a
certain end to systemic denial of the basic needs of the most impoverished future citizens of India. Fér the
most part, the Nehruvian CAD chorus drowned these voices; Jawaharlal Nehru‘ believed in Parliamentary
supremacy, if not sovereignty. Accordingly, experiments in planned Indian development should be beyond
any strict judicial scrutiny. Even in terms of monitoring steps that the Part IV of the Constitution requires
to be taken as a paramount obligation of Indian constitutional governance. True, strict scrutiny of some
agrarian reform Icgislation triggered even Nehru to proclaim in the First Amcndment of the constitution
to place judicial surveillance of economic policies into the Ninth Schedule: the specified laws included
therein were sought to be protected from any kind of constitutional judicial review. This is not an occasion
to review constitutional developments that followed save reminding ourselves of a withering remark of
Justice Hidayatullah who said: ‘Ours in the only Constitution (in the world) that needs protection against
itself!’ | shortly note some changing stances of adjudicatory policy that seek a determined reversal of the
practices of ‘unconstitutional economics.’
For the moment, it needs noting that some activist CAD voices registered some remarkable normative
triumphs, notably via Article 17 abolition of ‘untouchability’ and further especially via fundamental rights
against exploitation enshrined in Articles 23 and 24.
Note fully, please, the aspects of normative achievement. Never before in the world constitution-making
history, had a constitution proclaimed fundamental rights as extending to human rights violation in civil
society and by non-state actors. Never before also has any constitution proceeded to thus constitutionally
criminalize social conduct as a constitutional offence. Nor, as far as I know, has any modern or postmodern
federation (such as the EU) has suspended the federal principle by investing the Indian Parliament( Article
35) with the powers of override legislative competence otherwise solely in the province of state
legislature. | do not here reiterate the ‘elated unique normative accomplishment of legislative
reservations for SC/ST communities in education, civil services and legislatures. With some significant
others, I have frequently critiqued the ways in which hegemonic constitutional elites have fully betrayed
this normative potential. Yet stressing this sort of normative achievement is my way of celebrating the
sixty years of the Indian Republic!
Further, we ‘need’ to note that for the most part the principle and design of Indian ‘federalism’ distributes
and invests law-making and executive competence on states within the Indian federation. No doubt, New
Delhi possesses enormous leverage in terms of framing national economic policy planning; it distributes
some enormous federal largess via the Planning Commission and the Finance Commission mandated
distribution of public revenues. Important as all this remains, as some recent debates concerning the
National Rural Employment Guarantee Act suggest that the existing distribution of jurisdictional spheres
remains, at least from the worm’s eye, a part of the problem rather than of any solution. One may only
fondly hope that the Pachayati Raj constitutional amendments may make an eventual and decisive
difference. | must apologize instantly for the brevity of these remarks save highlighting that any
3 To be sure, as I have been saying for some time this constitutional arrangement fully anticipates the division of contemporary
human rights into civil and political rights on the one hand and on the other the rights compendiously named as economic and
social human rights. | wonder though whether we ought to remain the least bit proud of this inaugural innovation!
* Perhaps the truest embodiment of what Antonio Gramsci named as a ‘Modern Prince!
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distribution of jurisdictional spheres remains constitutionally ‘just’ only in the proportion that services the
needs of India’s worst-off peoples. From this perspective, we need to reinvent the design and detail of the
Indian federalism.
There is no question that the Indian Supreme Court in particular has begun the process of converting
‘human needs’ into the languages of ‘human rights.’ In the main, this has been made possible by social
action litigation (SAL) still miscalled ‘public interest litigation’ (PIL.) As one privileged to help inaugurate
SAL and nurture it for about two ‘decades, 1 may insist, shorn of any further elaboration,.on sgying that
that overall the process of this conversion has been human-rights friendly for the Indian constitutional
have-nots and the worst-off peoples. Indeed, the normative judicial achievements are rather immense and
| have celebrated these in my writing in the companionship of many significant others.
The question here is different and not at all constructively posed in terms of judicial will to power. Rather,
the concern here remains at least threefold. First, because justices may neither command the power of the
purse or the sword, the question is how far the normative constitutional leadership of activist justices may
after translate into willed and determinate political response. Second, and despite this limitation, how far
the worst-off may still be said to have benefited by acts of symbolic judicial leadership? These two issues
require empirical analyses and | hope that this National Law School will pursue these in a far more
determined manner than it sister institutions.
The third concern is indeed perplexing. While the Indian Supreme Court has set wise limits on the plenary
powers of Parliament to amend the essential features of the Basic Structure of the Constitution, the Court
itself does not conduct itself as bound by this discipline. Their Lordships may give with one hand today
what they may blithely take away tomorrow. | have for example fully in view the determined reversal of
labour rights jurisprudence since the 1990s; fortunately as happens, Justices G.S. Singhvi and Asok Kumar
Ganguly have recently lamented this reversal in a 2010 judgment. Lest a larger Bench of the Court may be
propelled to describe this articulation as an act of judicial indiscipline, it must be fully recalled that that
the accelerated demolition of constitutional protection of labour rights has been thus far achieved by
similar gestures of judicial indiscipline: smaller benches have overruled otherwise binding decisions
concerning the rights of workers!
(6) Violence as a Way towards Articulating BMN and Fundamental Human Rights
If the 24/7 mass media pundits have helped create a climate instantly de-legitimating organized political
violence that indiscriminately kills, or hurts and harms innocent lives in the process, those inclined to
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portray such violence as a violence for equality remain constantly asked to condemn it in the nameof the
nation and its democracy, This is a contested terrain which | may today only briefly suggest a3 worthy of
all your serious deliberation.
Most human rights and social activists while condemning indiscriminate violence still insist that we
understand it as a signal of the multiple failure of the practices of the Indian plebiscitary democracy; most
holders of public power suggest that collectively organized states of social peace is a superior way of
meeting the demands of even thus far negiected tasks of social justice. How may we begin to respond to
these distress signals and the newly formed political semmons?
This indeed remains a sovereign question, entailing differentiation between practices of organized
collective political vialence. There is, in my view, no other response imaginable than saying that some of
these practices have been overall democracy-reinforcing. Take for example the practices of political
violence that generated the linguistic reorganization of the states within the indian federation, or those of
worker's violence via strikes and Gheraos, or the Mandal-type violence that shook and reconfigured the
national agenda of doing politics. Further, an enormous amount of politically organized symbolic violence
remains fully well tolerated by the managers and agents of the Indian state: destruction of public property
in the wake of politically organized protest violence remains the norm rather than an exception. On
another register, as Parliamentary debates over Gujarat-2002, Delhi 1984, and other critical events
organized fully by state, regimes, and party leaders.and cadres suggest the growth
and development of
politics of immunity and impunity.
The question for mature democratic reflection thus stands posed differently at least. | may do no better
here than to invite your close attention to Antonio Negri’s classic work entitled Constitutional Insurgencies,
which traces for Europe the itineraries of popular sovereignties pitted against some forms articulations
of state sovereignty. Reading Negri educates us fully irito tasks-of responsive and responsible (and with
Jacques Derrida phrase-regime} the unending tasks of political response-ability.
Even so, one may tentatively at least proceed to draw some bright lines between constitutional
insurgencies and peoples wars against the State directed to its full overthrow. These bright lines do at
least enable us to distinguish the project of violence for equality from the revolutionary project of
establishing a new state-formation. The question is not justthat concerns the latter in terms of their
response-ability to those who kdil, hurt, harm innocent lives. and the survivors future life-projects ; the
question
also concerns how may we develop an ethical (human rights based) policy in the wars of terror,
Indian-style. If peoples war groups remain unresponsive to violence directed all answerable towards the
hapless impoverished and worst-off impoverished peoples, is the only possible alternative left to state
managers is to replicate and reproduce this form of violence? If the-answer may be in the affirmative, this
fully impertis, and ofien in a Savage measure, the future of human rights and constitutionalism in and for
India. All | may say here, bereft necessarily of any necessary further refinement, is just this: the state
managers and agents ought to demonstrate a finer solicitude for constitutional values than those who
declare a ‘war’ against them; in sum, we need urgently to device ethical and humian rights-based ‘counter-
terror’ policy regime.
May I invite the students and the Faculty of this Law University to develop a report of the much-needed
intellectual and sciemific response geared to this task?
Thank you all for giving the dignity of attention to these stray observatio#is and reflections! In return, !
promise yous feller ‘ext af thie ‘presentation tna near: feture;: while: apologizing ‘for: the umerous
deficiencies of the present text already in your hands.
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