Nature of Guitar Pat Martino
Nature of Guitar Pat Martino
Nature of Guitar Pat Martino
Guy Capuzzo*
KEYWORDS: Pat Martino, Jazz Theory, Neo-Riemannian Theory, Guitar, Parsimonious Voice-
Leading, John Coltrane, Giant Steps
ABSTRACT: This paper studies a set of instructional materials by the renowned jazz guitarist
and pedagogue Pat Martino, winner of Downbeat Magazine's 2004 reader's poll for jazz guitarist
of the year. The materials, titled The Nature of the Guitar, represent an ongoing project of
Martino's begun in 1972. The Nature of Guitar is remarkable in its degree of overlap with Neo-
Riemannian ideas. After discussing excerpts from The Nature of Guitar that engage
parsimonious voice-leading, I compare Martino's analysis of John Coltrane's "Giant Steps" to
that of Matthew Santa.
Submission received November 2005
Music Theory Online 12.1 (2006) – page 2
I: INITIAL CONSIDERATIONS
[1.1] This paper studies a set of instructional materials by the renowned jazz guitarist Pat Martino,
1
winner of Downbeat magazine’s 2004 readers poll for jazz guitarist of the year. The materials,
titled The Nature of the Guitar, represent an ongoing project of Martino’s begun in 1972. The
Nature of the Guitar is remarkable in its degree of overlap with neo-Riemannian ideas; much of it
2
may be viewed online at www.patmartino.com. While I shall support my arguments with quotes
from interviews with Martino (two of which I conducted), the aim of this paper is to survey the
relations between Martino’s work and present-day neo-Riemannian theory, not to reconstruct the
development of his theories.
[1.2] Applications of neo-Riemannian theory to jazz harmony all extend the theory to
accommodate the “tall” tertian sonorities characteristic of jazz. Callender (2004) employs contextual
transformations and altered Tonnetze in an analysis of Ligeti’s “Arc-en-ciel,” a work that Ligeti
(1996, 11) describes as “almost a jazz piece.” Santa (2004) adapts Cohn’s (1996) hexatonic
systems to analyze John Coltrane’s “Giant Steps.” Strunk (2003) develops contextual operations to
analyze seventh-chord progressions in post-bebop jazz. And Waters (2004) probes the interaction
of the hexatonic, diatonic, acoustic, and octatonic collections with Cohn’s (1996) hyper-hexatonic
system. Martino’s work, while sharing many features with the foregoing research, derives from the
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idiosyncratic organization of the guitar fretboard.
1
A version of this paper was presented to the Dublin International Conference on Music Analysis
on June 24, 2005. I am grateful to the MTO readers for their valuable suggestions (particularly on
§2.1, §2.5, and §3.5), and also to Pat Martino, Paul Capuzzo, Adam Ricci, Matthew Santa, Theresa
Vaughan, and Keith Waters for their input.
2
Examples 1, 3, 4, 9, and 10 are available on patmartino.com. Examples 6, 7, and 8 were given to
me by Martino. All of these examples are reproduced with the kind permission of Pat Martino.
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Capuzzo (2004, 182-184) also discusses neo-Riemannian theory from the perspective of the guitar
fretboard, albeit in a pop-rock context.
Music Theory Online 12.1 (2006) – page 3
[2.2] As a point of departure for a comparison of Martino’s concepts with those of neo-Riemannian
theory, Example 2 reproduces a diagram from Weitzmann (1853) discussed by Cohn (2000, 90-91).
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I adopt the following abbreviations and symbols: + (major), - (minor), ø (diminished), aug
(augmented), ma& (major-major seventh), mi& (minor-minor seventh), & or dom& (major-minor
seventh), O& (half-diminished seventh), ø& (fully-diminished seventh). For reasons given in §3.5, I
use a mod 4 labeling system for hexatonic, whole-tone, and nonatonic collections. For example,
{3478B0} is labeled as Hex03 since every pc in {3478B0} is congruent to 0 or 3 mod 4. The
remaining labels are thus Hex01, 12, and 23; WT02 and 13; and Non012, 123, 023, and 013.
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Balzano (1980, 72-74) studies essentially the same phenomenon: the isomorphism between the
cyclic group C12 and the cross product of C3 and C4.
Music Theory Online 12.1 (2006) – page 4
Example 1. Martino, The keyboard is based on addition (7+5; diatonic plus pentatonic); the
fretboard is based on multiplication (4 × 3; diminished “multiplied by” augmented)
Music Theory Online 12.1 (2006) – page 5
Example 2. Weitzmann, The total chromatic is the cross product of diminished-seventh chords
and augmented triads (after Weitzmann 1853, 22 and Cohn 2000, 91)
Eƒø‡ Eƒ Gƒ B D
Cƒø‡ Cƒ E G Bß
Aø‡ A C Eß Gß
Martino and Weitzmann both view the total chromatic as the cross product of ø& chords and aug
triads and show that each aug triad contains one note from each ø& chord, and conversely that each
ø& chord contains one note from each aug triad. For instance, following Weitzmann’s diagram from
south to north starting on the note C shows that Caug contains the note C from Aø&, E from Cƒø&,
and Gƒ from Eƒø&. Likewise, following the diagram from west to east starting on the note Cƒ shows
that Cƒø& contains the note Cƒ from Aaug, E from Caug, G from Eßaug, and Bß from Gßaug.
[2.3] Martino views the aug triad and o& chord as symmetrical collections that act as reference
points for generating asymmetrical collections. Examples 3 and 4 (on pages 6 and 7) present two
diagrams from The Nature of the Guitar that portray semitonal relations between symmetrical and
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asymmetrical harmonies. Example 3 presents “The Augmented Formula,” indicating the “movement
of any single tone [by] half-step.” Starting with the Caug triad denoted by the boldface triangle, the
augmented formula yields six triads, which form two major thirds cycles (hereafter T4 cycles) of
relative major/minor triads (F-/Aß+, A-/C+, Dß-/E+). The right side of Example 3, labeled
“Transformation,” indicates these semitonal displacements. A similar process obtains with the
“Diminished Formula” in Example 4. Each boldface square indicates a o& chord, and the notation
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“V7ths” indicates the four dom& chords that obtain by moving one note by semitone from Eo&. An
exact parallel between Martino’s Example 3 and neo-Riemannian theory appears in Example 5.
The four Weitzmann regions (Cohn 2000, 94) are identical to Martino’s diagrams in Example 3.
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Enharmonic equivalence holds for all of Martino’s examples.
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It is curious that Martino does not generate the four possible O& chords in like fashion. In
conversation, he acknowledged this point (interview, July 11, 2005) but did not explain the
omission. Cohn (2000, 102) observes the same omission in Weitzmann (1853).
Music Theory Online 12.1 (2006) – page 6
Example 3. Martino, Half-step relations among minor, augmented, and major triads
Music Theory Online 12.1 (2006) – page 7
th th
Example 4. Martino, Half-step relations between diminished 7 and dominant 7 chords
Music Theory Online 12.1 (2006) – page 8
{Eß, G, B} → Eß+, B+, G+, C-, Aß-, E- {Cƒ, F, A} → Cƒ+, A+, F+, Bß-, Fƒ-, D-
For instance, the Caug diagram in both examples shows the six triads formed by holding two notes
of Caug and moving the remaining note by half-step. The remaining diagrams work analogously.
[2.4] In Example 6, Martino uses the semitonal relationship between o& and dom& chords from
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Example 4 to form slash chords. On the fretboard diagrams, the vertical lines represent the six
strings of the guitar (ordered from left to right as 〈E, A, D, G, B, E〉) while the horizontal lines
represent the frets. Dots on the fretboard indicate the placement of left-hand fingers, while the
dot above the A string indicates an open string. With the fretboard labeled “diminished/V&
polychords,” Martino refers to Eø&, Gø&, Bßø&, and Dßø& over an A bass note. The union of the five
notes at hand, {A, Cv, E, G, Bß}, forms an A7ß9 chord, which is another name for Eø&/A. The words
“vertical and horizontal” indicate that the chords can be moved horizontally up and down the
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fretboard on the same strings, or vertically across the fingerboard on different strings. However,
changing strings eliminates the A pedal. On the fretboard labeled “horizontal, 4 inversions/4
positions,” Martino lowers one note from each ø& chord to form a dom& chord. By doing this, he
creates Eß&/A, which is an appropriate slash chord for an altered dominant harmony such as A7ß5ß9.
8
Some musicians use the term “polychord” to indicate a chord over a separate bass note, as does
Martino in Example 6. Others (e.g. Levine 1995, 103-110) prefer the term “slash chord,” which is
the term I use. Depending on context, “polychord” can suggest the amalgam of two triads.
9
“Vertical” and “horizontal” indicate motion on the fingerboard as it is held, not as depicted in
Example 6. With a vertical motion from the 〈D, G, B, E〉 strings to the 〈A, D, G, B〉 strings, the
fingering must be altered by one note to maintain chord quality (and likewise from 〈A, D, G, B〉 to
〈E, A, D, G〉).
Music Theory Online 12.1 (2006) – page 9
The word “horizontal” indicates that the Eß& chord labeled I is followed by a horizontal motion up
the fretboard to the Eße chord labeled II, and likewise from II to III, and III to IV. Example 6 nicely
illustrates Martino’s view of semitonal relations and symmetry, which he summarizes as follows:
“[The aug triads and ø& chords] are great for generating chord progressions. By lowering one note
here, raising another there, you have a very efficient way of generating complex harmonies—and
with the smoothest of voice-leading” (quoted in Gold 2004, 92).
[2.5] Martino also treats the remaining method of generating the number 12 by multiplying two
integers, namely 6 × 2. Example 7 displays Martino’s tritone diagram, consisting of two clockfaces,
one with C at 12:00 and the other with Gß at 12:00. The diagram also represents two tritone-related
circles of fifths. A triangle encloses each tritone, while the vertices of the three smallest squares at
the center indicate the three ø& chords (e.g. the union of {C, Gß}, {Eß, A}, {Gß, C}, and {A, Eß}). In
Example 8, Martino displays the ability of the tritone (ic 6) to generate perfect fourths and fifths (ic
5) via semitonal displacement. The diagram in Example 8 duplicates that of Example 7 and
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superimposes upon it two dodecagrams, each in boldface font. Clockwise motion along either
dodecagram yields ascending perfect fifths while counterclockwise motion yields descending
perfect fifths. Holding one note of an ic 6 and moving the other note one place to the right or to the
left along a clockface yields an ic 5, e.g. {C, Gß} to {C, G} or {C, F} or {Gß, B} or {Gß ,Dß}.
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The irregularities in the dodecagrams are not of consequence.
Music Theory Online 12.1 (2006) – page 10
Example 8. Martino, Tritones yield perfect fifths and fourths via semitonal displacement
B
Music Theory Online 12.1 (2006) – page 12
Hex23→
Non013→
Hex23→
Non013→
[3.2] Not all of the chords in Example 9 appear in Example 10. Specifically, Martino prunes the
dom& chords from the A and B sections. Martino explained to me that he did this for two reasons,
both of which intend to simplify the progression. The first reason involves harmonic substitution
and chord extensions. By substituting the mi&s (ii&s) for the dom&s, ii& occurs over ^5 in the bass (the
bass line typically still outlines ^2-^5-^1), sounding the fifth, seventh, ninth, and eleventh of the V
chord. Second, this substitution weaves two WT13 segments through the A section, formed by the
chord roots B-A-G-F-Eß (mm. 1-3) and G-F-Eß-Cv-B (mm. 5-7). Omitting the dom&s from the B
section has a different effect on the tune; it creates a T4 cycle of chord roots that relate by tritone
followed by descending whole-step, Eß-A, G-Cv, B-F, Eß-Cv, forming a complete WT13 collection.
Martino finds the tritone/whole-step pattern easier to improvise over than a series of ii-V-Is, given
the rapid tempo of “Giant Steps.” Even so, it would be easy to add the pruned dom&s to his analysis;
they create a T4 cycle containing D&, Fv&, and Bß&, the total pc content of which forms Non012.
[3.3] To further appreciate how extensively Martino’s take on “Giant Steps” overlaps with neo-
Riemannian analytic practice, Examples 11 and 12 reproduce Santa’s analysis of “Giant Steps.”
Example 11 displays Santa’s (2003, 8) nonatonic systems, which are modifications of Cohn’s
hexatonic systems. Each nonatonic system contains a T4 cycle of three + triads and their respective
dom&s, with the chordal fifths of the dom&s omitted. Example 12 shows how “Giant Steps” employs
Music Theory Online 12.1 (2006) – page 13
Santa’s Western nonatonic system (Non023). Parentheses isolate the chords that fall outside the
Western nonatonic system, all of which are mi& (on Martino’s lead sheet and analysis) or - (on
Santa’s analysis); the two chord types are interchangeable, depending on the performer’s use of
extensions. While Martino and Santa both parse “Giant Steps” in a manner that reveals nonatonic
collections, Martino privileges the ii& chord while Santa privileges the V& chord.
[3.4] Another link between Martino’s analysis of “Giant Steps” and neo-Riemannian analytic practice
emerges through Cohn’s (2000, 100) analysis of a passage from Liszt’s Faust Symphony, shown in
Example 13. The six triads match those of the Caug diagrams in Examples 3 and 5, and the total pc
content of the Liszt excerpt forms Non013, the same collection found in Example 10. Example 13
presents six triads in a Nebenverwandt-Relative cycle, in contrast with the T4 cycle of mi‡ chords
11
in Example 10. But despite this difference, the Liszt progression is identical in pc content to the
11
The Nebenverwandt operation maps a + triad to the - triad a perfect fourth above it, and a -
triad to the + triad a perfect fourth below it (Cohn 2000, 98).
Music Theory Online 12.1 (2006) – page 14
Fmi‡-Ami‡-Cƒmi‡-Fmi‡ cycle (on the downbeats of mm. 8, 10, 12, 14) of “Giant Steps”; the union of
12
A- and C+ is Ami‡, the union of F- and Aß+ is Fmi‡, and the union of Cƒ- and E+ is Cƒmi‡.
Example 13. Cohn’s analysis of Liszt, Faust Symphony, mm. 305-311 (after Cohn 2000, 100)
E+ A- C+ F- Aß+ Cƒ- E+
[3.5] A relevant question raised by Example 10 is why the T4 cycles of ma& chords form hexatonic
collections, while the T4 cycles of dom& and mi& chords form nonatonic collections. The mod 4
labeling system introduced in footnote 2 answers this question. The T4 cycle in Example 10 that
starts with Bma& forms Hex23 since every pc in Bma& is congruent to 2 or 3 mod 4, and reiterated
transposition by T4 does not change these values mod 4. Likewise, the T4 cycle beginning on Ami&
forms Non013 since every pc in Ami& is congruent to 0, 1, or 3 mod 4, and reiterated transposition
by T4 does not change these values mod 4. The dom‡ chord works similarly. Example 14
summarizes the interaction of the mod 4 labeling system and T4 cycles of mod 12 pcsets as
follows: a mod 12 pcset that reduces to 1, 2, 3, or 4 values mod 4 will form aug triads, hexatonic (if
one value is odd and the other even) or whole-tone collections (if both values are odd or both are
even), nonatonic collections, and the total chromatic, respectively, under a T4 cycle.
12
While attached to their respective tonics, Fmi‡-Ami‡-Cƒmi‡-Fmi‡ also attach to one another since
each initiates a ii-V-I as well as the descending major second/ascending perfect fourth melodic
contour.
Music Theory Online 12.1 (2006) – page 15
Example 14. The interaction of the mod 4 labeling system and T4 cycles of mod 12 pcsets
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Martino (1972-present). The term is unrelated to chromatic pivot chords in tonal harmony.
Music Theory Online 12.1 (2006) – page 16
[4.2] To further appreciate the originality of Martino’s pedagogical methods, one need only
compare them to those of other jazz guitar pedagogues, such as the widely-used books Chord
Chemistry by Ted Greene (1971) and The Advancing Guitarist by Mick Goodrick (1987). Greene
and Goodrick teach jazz harmony through chord formulas based on the major scale. For example, a
+ triad is represented as 1-3-5, a - triad as 1-ß3-5, a o triad as 1-ß3-ß5, and so forth. While reliable,
this method places considerable cognitive demands on a novice musician. Martino’s method is
more tactile than cerebral. In effect, Martino’s student learns the fingerings for aug triads and ø&
chords, and then moves one finger to produce the + and - triads, and the dom‡ chords. With this,
Martino imparts a tactile component to the abstract world of parsimonious voice-leading. Of
course, neither approach is better than the other; Martino’s, Greene’s, and Goodrick’s methods
have influenced legions of jazz guitarists.
[4.3] While this paper forges numerous connections between The Nature of the Guitar and neo-
Riemannian theory, it is fitting to close by observing two differences as well. First, Martino’s
theory is not transformational. The objects are the same as those found in neo-Riemannian theory
(+ and - triads, seventh chords, hexatonic and nonatonic collections) but the operations that
characterize neo-Riemannian theory, such as L, P, and R, are absent. A second difference is
evident in Martino’s use of pc diagrams. Those in Example 10 vaguely resemble the Tonnetz, but
none of Martino’s diagrams duplicate it. Most of Martino’s diagrams are more akin to the pc
clockface used in atonal theory (cf. Examples 1, 3, 4, 7, and 8), with various notes set to 12:00 (or
0:00). But despite these differences, the heart of Martino’s theories—the interplay of symmetry
and asymmetry—lies at the core of neo-Riemannian theory as well. For Martino, asymmetrical
perfect fourths and fifths, + and – triads, and dom‡ chords are born of semitonal displacements of
symmetrical tritones, aug triads, and o‡ chords respectively; Cohn (2000, 100-101) shows the very
same relations in the neo-Riemannian sphere.
____________________________________________
Guy Capuzzo
School of Music
University of North Carolina - Greensboro
POB 26170
Greensboro, NC 27402-6170
Email: [email protected]
Music Theory Online 12.1 (2006) – page 17
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th
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