Comentario Aristóteles
Comentario Aristóteles
Comentario Aristóteles
ARISTOTLE
POETICS
. IN CLASSICS IN THE
FELLOW OF KIN·G
•
Iic
oLLEGE
OXFORD
AT THE CLARE�DON PRESS
INTRODUCTION
I. ARISTOTLE'S WORKS
IX
I N T RODUC T I O N
They vary much in degree of finish, and the Poetics is
among the least finished, being in parts little more than a'
series of j ottings.
It is something of a mystery why the more elaborate
works were driven out of circulation by the less finished
during the early centuries of the Roman Empire, and there- ·
after lost. A story is told in Strabo (668-9) and in Plutarch
(Sulla 26) that the worl<s used in Aristotle's school passeq
through Theophrastus into the possession of Neleus, who
__
X
I N T R O DUC T I O N
who says that all \ve have is 1} f3t{J)uo8�K7J .:4.p,a-ro-rE>.ovs Ka� 8t:ocf>p&.a-rov
Ka� -rwv p..:,.· av-rovs- 'in which as it stands there may not be a single
chapter . of purely Aristotelian origin'.
XI
INT RODUCTION
.
BOOK OF THE POETICS
I
1 Quint. 2. 17. 14. 'The young A. scorned judicial oratory, the old A.
and v. 145 (1926, 7), = Scritti Minori 1. 263. He assumes a closer re
semblance to the Poetics than there is warrant for.
It is noteworthy that the dialogue form was used also by the Peri
patetic Satyrus for his work on the lives of the tragic poets, POxy. ix.
1176, ed. G. Arrighetti (Pisa, 1964).
Xll
INTRODUCTION
I Soph. El. 18489 : 7T£pl p.�v -rwv p'rJ-ropucwv V7T�PX£ 1ToAAa �eal 1raAa'a
-ra A£yop.£va, · 'On rhetoric (�s opposed to logic) much had been said,
some of it long ago'.
On the fl£pi flo,7J-rwv see p. xii.
:z Poetry had long been recognized as a techne; cf. Aristoph., Ran.
939 (of tragedy) : d;\,\' ws 1rapl.\af3ov -r�v -rlxvTJv 1rapa aov. But as with
wo�epuns-, the art of delivery, though it was recognized, ov1rw �£ avy- ·
K£mi' TEXVTJ 1T£pl av-rwv (R. I403b35)·
3 Gudeman, in an attempt to correct what he conceives to be the
over-emphasis on Plato as a source for the Poetics, gives on p. 10 of his
Introduction (and in English in Class. Studies in Honour of]. C. Rolfe,
pp. 75-100) a long list of works with literary titles, not all of which need
have existed when A. wrote. W. Kranz, Stasimon (Berlin, 1933), pp.
4-7, lays emphasis on Hellanicus among his predecessors, but there is
nothing to suggest that there was a serious critical literature before A.
Cf. L. G. Breitholtz, Die dorische Farce (Goteborg, 196o), pp. 35-40.
On the critica1 notions that can be · extracted from earlier Greek
literature see E. E. Sikes, The Greek View of Poetry (London, 1931),
chs. I and 2; J. W. H. Atkins, Literary Criticism in Antiquity (Cam
bridge, 1934, ch. z; G. M. A. Grube, The Greek and Roman Critics (Lon
don, 1965), chs. 1-3. The chief texts are collected in G. Lanata, Poetica
Preplatonica (Florence, 1963). '
XV
INTRODUCTION
z a'aov '�
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XVI
INTRODUCTION
XVll
INTRODUCTION
XVlll
INTRODUCTION
between the battle of mortals, Greeks and Trojans, and the battle of
gods,'385-513, see fr. of schol. on 21. 240, POxy. ii. 68=Protag. fr. A 3o�
I GorgiaS, Hel 8 : €L' OE . 1.
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3 This term, common iii Plato, is· conspicuously absent from the
Poetics. There is some approach to it at 6o813, 61b11.
XIX
I N T R ODUC T I ON
It would be more possible to decide whether Gorgias was
·
productive only of _epigrams or of a serious theory · if we
knew more of two works, both probably of _the late fifth
century, the 'On Poetry' of Hippias and of Democritus. We
know from Plato (Hippias �fa. 285 B-E, Hippias Mi. 368 B
n) that Hippias concerned himself with ·words and rhythms,
but we are told nothing more. ' Titles of worRs by Dem6-
critus preserved in Diogenes Laertius (9. 48) show similar
interests, but he is famous principally for his insistence that
poetry is the result of inspiration, 'excludit sanos Helicone
poetas' (Hor. Ars Poet. 295), a surprising belief to be held by
a materialist (but see commentary on 55332). This, how
ever, tells us nothing about Democritus' view on the nature
of poetry as mimesis or apate, though one would suppose
that a work of this period on poetry would deal with the
problem.
Finally there was one author of the late fifth century who
seems to have been an historian of literature in something
like the modern sense of the term, Glaucus of Rhegium,
whom Aristotle may well have used. Fragments of his
work On the Ancient Poets the title need not be his own
-
XXl
.
INTRODUCTION
s For a fuller account of the sources of the text see the Latin Intro
duction toR. Kassel's Oxford ClassiCal Text.
..
XXll
INTRODUCTION
XXlll
INTRODUCTION
into Arabic was copied the best and oldest surviving Greek
manuscript, Parisinus 1741, called A or Ac by editors. This
manuscript was still in Constantinople in 1427, but reached
Florence before the end of the century and found a final
home in Paris. Its outstanding value was not recognized
till the nineteenth century. J. Vahlen, who gave a full
account of its readings in his editions of 1874 and 1885,
regarded it as the sole authority from which the text of
the Poetics is derived. .
It was from a closely related manuscript that William de
Moerbeke, who translated much of Aristotle, made his
Latin version in 1278; this survives in two manuscripts, but
they lay unrecognized until 1930. The Latin is occasionally
of service in establishing the reading of A.1
Since Vahlen's day it has been recognized that ther� is
one manuscript which preserves a tradition independent of
A; this is Riccardianus 46 (B orR to editors), which, though
of the fourteenth century, is the second oldest manuscript.
Attention was first called to it by F. Susemihl in 1878, and
some of its readings were published by G. Vitelli in Stud.
ital. di fil. in 1894 and by C. Landi in the following year.
They were given more fully in the apparatus to the edition
of Margoliouth, who tised the evidence of Ch. 16, where
Riccardianus alone has the words that fill a previously
unrecognized lacuna, to prove that it is independent of A,
(see commentary on 55a14). Though Riccardianus has no
descendants, a few of its readings found their way· into
Renaissance manuscripts (see apparatus, p. 3).
The numerous manuscripts of the fifteenth and sixteenth
centuries are all dependent on A, and their readings, though
occasionally of interest, have the authority only of anony
mous emendations. See E. Lobel, 'The Greek Manuscripts
of Aristotle's ·Poetics', Supplement to the Bibliographical
Society Transactions, no. 9, 1933.
1 See Aristoteles Latinus xxxiii, ed. Minio-Paluello (BrugesfParis,
1953)·
xxiv
INTRODUCTION
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IJ
C O M M E NT A R Y
For abbreviations see p. xxvi.
C H A P T E R S 1-5
I N this · introductory section A. distinguishes the forms of poetry,
which is assumed to be a mimesis of human actions, according to the
medium employed (Ch. 1), to the objects imitated (Ch. 2), and to the
manner of imitation (Ch. 3). In Chs. 4 and 5 he discusses the origins of
mimesis and shows how different forms were developed by men of
different dispositions, giving in the process brief histories of the two
basic forms, tragedy and comedy. He is then ready to proceed in Ch. 6
to his main subject, tragedy, together with epic, which is viewed as
a rudimentary form of tragedy. The' corresponding treatment of
comedy (promised at .49b21) is missing.
CHAPTE R 1
47&8-13. The subject.
47&8. '11'0&TJT&tc'ij� : sc� TlXV7J'> as in Pl. Gorg. 502 c, though the word was
perhaps felt by now to b�. a subst. in its own right. As the subject of
a book it would recall the Tlxv7J P7JTop�K�, the Handbook of Rhetoric ;
the purpose of these books, which had been i.n existence for a
century or more (see Introduction III), was to teach the art of
speaking, but in th� P. A.'s object is mainly to define the nature
and functio.n of poetry, though instructions for the poet are
included.
a.uTi]� : emphasizing the contrast with Twv £lowv atiTij<>, the parti
cular kinds of poetry.
d8wv : the species of th<;! genus poetry. Used also of the various
types of tragedy (cf. 55b32), and at 56a33 apparently for the parts,
p.lp7J, or p.6p,a:· For A. the first step tmyards the comprehension of
a subject is to divide it according to its natural categories. Cf.
Pl. Phaedr. 265 E : KaT' dS7] SvvauOa, s,aTlp.v£w KaT' apOpa ·n '1Tl�VK£V •
53
COMMENTARY
verb is pass. here. Sm;netimes, e.g. at 51b24, 53318, 37, p.fi8os retains
its older meaning of)egendary story or myth, on which tragic plots ·
53al2.
11'0L'laLs : lit. the 'making', 'composition' of poetry. It sometimes
preserves this literal sense,_ as possibly at I. 14 below and, E. thinks,
here; However, it early became a general word for poetry (first in
Herod. 2. 23, 82), and must be so used here if it is the subject of 'uTl
in the next clause ; if it is to mean 'composition', the subject of EuTl
must be supplied from 'TIWIJTtKfjs or Elawv, which seems less natural.
1rolTJuts and 1rol1Jp.a later acquired narrower technical meanings, first
perhaps in Theophrastus ; see N. A. Greenberg, HSCP 65 (r¢r),
263 ff., and C. 0. Brink, Horace on Poetry, pp. 62 ff.
It is important to remember that in the words 1rol7Juts, 1rolTJp.a,
'TTOtTJT�s the idea of making is completely dissociated from the idea of
'creating' with which it is frequently combined in English. -!} Tfjs
Tpaycpatas 1rolTJu's means the fashioning of tragedies by a poet in
a sense similar to -!} 'Twv Tpa1TE,wv TTolTJuts, the fashioning of tables by
a carpenter. A. began the elevation of the poet through revealing
that poets gave significance to poems by organizing their structure , ·
by making stories into plots. 'The very word 'TTOtEtv • • means "to
•
EL7TOVTaS' fl \ •
8EWpEtV
•
A
.
54
COMMENTARY
three forms were still being produced in large numbers. Under
dithyramb, the choral song of Dionysus, is included the nomos, the
song of Apollo, mentioned separately at 47b26. Dithyramb itself,
originally narrative� had become highly dramatic by A.'s time (cf.
6Ib29); Non-choral lyric, such as was written by Sappho and
Alcaeus, was now nearly extinct.
47& 15. a.u�TJ"''lKijs . . . Kl8a.pla1'lKijs : the aulos, something akin to the
clarinet, was used to accompany th� dithyramb and was regarded as
highly emotional ; the more restrained cithara or lyre was associated
with the nomos, which was originally choral, hut in A.'s time ari
astrophic monody ; both were used in dramatic performances. The
problem is the meaning of the qualification 'most'. The only natural
distinction is that between music unaccompanied by words, 1/Jt>..�
p.ovauc� 'bare music' the Greeks called it-and the use of these
-
55
C O M M EN T A R Y
of Ch. 3 · p.ovauc� is included here as part of 7TOLT/TLK� (c£: 62816), but
the P. deals only with imitations 1n which wqrds are used. . . ·
47•17. £v : the regular word to indicate medium (cf. 47b29)·
478 1 8. wa"'I'Ep YC\P �tal xPwl'aa' . . : the first of seven passages in ·
•
which the aCtivities of the poet are illustrated from the visual arts,
which presumably represent for A., as for Plato, the simplest form of
mimesis ; see G.'s note ad loc. In Plut. M. 1 7 F poetry is still a
mimetiC art and aVTLUTpotfoos Tfj 'wypat/J{q. .
XPWI'aa' Kat aX''ll'aa': the media used by painters and sculptors ;
the' latter normally applied pigment to their statues. ax�p.a-ra can
mean, in addition to the static shapes of painter or sculptor, the
shapes into which men put themselves, the postures, e.g. of dancers
as in. axwta-rt,op.Evwv pvOp.i;JV 1. 27, below, and of actors at 6283 ; cf.
Plut. lV.l. 747 c-E. It means also the form or structure of a play
(cf. 4986).
4 7• 19. a"'I'ELICGtovTEs : 'making likenesses'. Words derived from EtKWV'
'an image', were used primarily for visual representation, but they
contain the same basic idea as mimesis. Cf. Xen. Mem. -3. Io. I :
awp.a-ra 8ta TWV xpwp.a-rwv a'ITELKcl,OVTES £Kp.Lp.E'ia0e ; Pl. Laws 668 A :
I I ,/... , J I 'I' I
ftOVULKTJV ')'E 7TaUaV 'f' «f'EV ELK«UTLKTJV TE ELV«L K«L f'Lf'7JTLK7JV,'
- \
57
COMMENTARY
recurrence', woT£ wcfi\,v �e£' (R. HOsb24). I t i s defined by Pl. Laws
665 A as � Tfjs �ew�a�ws Tae,s, the application of order to movement ;
the ethical effects of rhythms are due to a correspondence between
this ordered movement and the movements of the soul ; see Appendix
I. Aristoxenus, a pupil of A., says (Rhythmica p. 4II Mar.) €an Ta
pv8P,,Cop.£Va Tpla, Me,s, p.li\os, �elv11a's awp.aT'"�· On the history and
many senses of pv8p.6s see E. Wolf, Wiener St. 68 .(!955}, -99 ff.
Myos is a meaningful combination of words ; an individual word
is ovop.a, used in later grammar to mean a noun as opposed to
pfjp.a a verb. (We find ewos in the P. only in the plural, meaning
hexameter verses or epic.)
ripp.ovla 'fitting together', as a musical term is a satisfying relation
between notes. I translate it by 'melody', though this does not
exclude the notion of rhythm. The only English word referring to
pitch alone is the highly technical 'melos'. At 47b25 app.ovlq. is re
place� by p.li\n and �oyo�s by f'7iP'P, wit�ou t si�nificant change of
meanmg. The combmat10n i\oy6s-app.ov,a.-pv8p.os . occurs at Rep.
398 D, but A.'s classification of the arts in ten�s of the media em
ployed is probably new. Gorgias' definition of poetry as i\oyov
€xovTa p.lTpov, Hel. 9, was intended to minimize the difference
between poetry and rhetoric in the interests of the latter.
47826. aup£yywv : the syrinx was a less sophisticated instrument tha:n
the aulos. The latter was played mainly by professionals (cf. Pol.
I34I8I7 f.). Alcibiades is said to have rejected the aulos when it was
still fashionable (Plut� Ale. 2. 5).
47827. opx1JaTwv : dancing has not been mentioned among the ·dxva,,
though the choral dance was part of both drama and dithyramb. But
A. must here refer to unaccompanied solo dancing which can hardly
have been common. Solo dancing was highly developed and very
- mimetic ; as the pantomime it became a favourite form of entertain
ment under the early Roman Empire. Even so, whether for enter�
tainment or for ritual, it was normally accompanied by music. The
main sources of information are Athenaeus, I. 25-27, 37-40, and
Lucian, De Saltatione, especially ch. 6o.
47828. KQl. fi9'1 KQL 11'0.91) KQl. 1rpci�ELS : curiously emphatic. A single
medium can cover the whole field of p.lp.f1a,s. �8os, not quite the same
as character : see on 50b8. wa811 Kai wpae£,S, here a related pair, the
things that are done to a man, i.e. the things that happen to him, and
the things that a man does (cf. 5rbn) ; for different senses see on
49b24, 52bro, 55b34· For the general effect of the dance cf. Pl. Laws
655 D : f''f'�f'aTa TpO'II'WV EaTi Ta 'll'(pi Tas xop£las.
ss
C O M M E N T A RY
59
COMMENTARY
they have not. For this slightly emphatic use see G. Thomson on
Aes. Ag. 125--9 and W. S. Barrett on Eur. Hipp. 388. At 47a25 it
is a synonym for Eluw.
4?blO. IW+povo� : Sophron of Syracuse (late fifth century) and his
· son Xenarchus wrote mimes, realistic sketches from everyday life,
developed, perhaps, from the comedies of Epicharmus. Some idea of
their nature may be got from the urban mimes of Theocritus (2, 14,
and 15) and from Herodas. But these are in verse, while those of
Sophro_n, though he was sometimes referred to as a poet, were
generally considered to be in rhythmic prose: There is a strong
tradition · that Plato greatly admired Sophron ; A then. 504 B, Diog.
Laert. 3· 18. For the only considerable fragment see Page, Gk. Lit.
Pap., p. 328, and A. S. F. Gow, Theocr. ii. 34· A. himself said that
Plato's Dialogues were half-way between prose and verse (fr. 73).
47b l l , Iw�epa.TLJCou� Myou� : the conversational philosophy of Socrates
gave rise to a new literary genre. Plato's dialogues, some in dramatic
form, some told by a narrator, were the most famous example.
Alexamenus of Teos, whose works are lost, was the first to write in
this form. Xenophon wrote a number of conversation pieces in most
of which Socrates is the chief speaker. An important fragment of the
dialogue llEpi llotTJTuJV seems to be making the same point, ovKoilv
•A \ 1:
ova� £p.p.lTpovs TOVS KaAovp.lvovs Ewtf>povos p.lp.ovs �-�-� tf>wp.EV dvat Aoyovs
A
Kat' JLLfl-TJUELS,
'
TJ.. TOVS'
niiEsaf'EVOV TOVA TTJLOV TOV!;
' ' I
1TpWTOVS .1.8EVTaS
ypa'l' '
TWV EwKpaTtKWV ataAO)'WV (Athen. sos c = A. fr. 72). The text is
uncertain, and probably to be printed as a question. Rostagni sug
gested (see Introduction II, p. xii) that the llEpi llotTJTwv was
. roughly parallel in structure to the P. and contained a full exposition
of the theory of mimesis. There is no evidence that the reference to
Empedocles fr. 70 (cf. 1. 18, below) came from the same part of the
dialogue. R. suggested also that A. may have pointed out the ironic
implications of the mimetic activities of Plato who was so resolute
in condemning mimesis : cf. Athen. sos B : awos (sc. Plato) TOVS .
· 8taAO)'OVS JLLJLTJT.LKWS ypat/Jas,
·
47b13. 1rA�v . . . : if the mimes and Socratic dialogues were put, for
example, into iambics they would have a common name, but it
would be in virtue of their metre, not their content, and so irrelevant
qua mtmests. .
47b14. -1row� : as TPLJLE-Tpo1Totos is not found, Lobel proposed the ex-
· ·
butes to the effect of the ·words but p.lTpov is metrical >..oyos and >..oyos
is predominant. Cf. Probl. 920a12, in the time of Phrynichus TToAAa
TT>..auta elva' TOTE Ta p.l>..'IJ l.v Tais TpaycpSlats TWV p.lTpwv.
47b27. 8LaciJ(pouaL : in the dithyramb and in the nomos (here mentioned
specifically for the first time : see 47a13 n.) all three media are used
continuously throughout-words are sung by a choir that dances ; in
tragedy and comedy the dialogue generally uses only words and
61
COMMENTARY
rhythm, music and dancing being confined to the chorus, though
actors sometimes sing (cf. 52b18).
There is n:Jthing par�icularly striking about this classification by
media except .A.'s perception that it ought to be made to include the
mime and Socratic dialogue. The arrangement is somewhat con
fusing, partly because two out of the possible combinations of three
things, taken three, tw0, and one at a time, are left blank. Harmony
cannot stand by itself, since all music is associated, if not with words,
with rhythm, and for the same reason words plus harmony cannot
exist without rhythm. A. begins for no obvious reason with rhythm
plus harmony and rhythm alone, then passes to words alone and
words plus rhythm� The digression on nomenclature divides this
· from the final .sentence on the two ways of combining all three media.
Except for a reference in th.e next chapter pure� music _and dance
have no further place in the P., and song, p.i>..os, though a part of
drama, is discussed not at all.
CHAPTER 2
The second differentia;· the forms distinguished according to- the objects
of imitation. Men are superior or inferior; the writer, like the artist, can
represent either sort. Sometimes, as with the dithyramb, both types can be
represented in a single form, but in general each form is concerned with
only one type, hence the importance of type as a differentia. As is empha
sized in the last sentence of the Ch., this is the difference between tragedy
_ (along with epic) and comedy (along with iambic or lampoon, 48b24 n.).
Our P., the first book, is mainly about the poetry of superior charac
ters ; the lost second book dealt with comedy and the inferior. The
same distinction is important also in the account of the differentiation
and development of literary forms given in Ch. 4 ; the main division is
between those who by temperament were attracted to superior or to
inferior human beings as their subject.
4Sat ot f.LLJiOUJiEVo&: the poets, who are ultimately responsible for the
. .
tf,. Ka� 1/JEK-ros. It is the mark of the o. to concern himself with the
pursu"it of ap£-r�, which from Homer onwards is centred on honour.
The tfoav"os is an inferior being, not because he is actually wicked but
because his capabilities and ambitions are mean. Cf. R. 1387h12 :
ol av8pa1To8w8ns Kal t/Jav"ot Kal atfot"OTLIJ-OL. The word can be used
without any suggestion of reproach as at Thuc. 7· 77· 2, when Nicias,
in catastrophic plight before Syracuse, says he is in the same position
as o tfoav"o-raTos 'the humblest' of his soldiers. But they are people
not worth serious attention and no subject for tragedy, which is
about ol £1ritf,av£is (53a12), heroes and 'persons of quality'. Near
synonyms of o. are XP"lu-ros and E1Tt£tK�s, both words applied by A. to
the characters of tragedy and both by him contrasted with rfo. For
further discussion of o. and kindred words see Vahlen, pp. 267-8.
These connotations of the word o1rov8aios are relevant to a de
ficiency which has been seen ,in A.'s account of tragedy, notably by
Wilamowitz, Herakles1, p. 107, that he disregards the her<?ic element,
the status of human and divine implicit in the myth, which was its ,
all but universal subject. In fact the conception of the o1rov8aios '
av�p covers many of the same values. None the less it is probably
true that for A. and his age the myth had worn a little thin and they
were disinclined to discover in it the pr�mitive profundities revealed
by twentieth-century critics and psychologists. It is on a more super�
ficial level that he speaks with appr9val of the story of Athena's
63
COMMENTARY [2. 48az-
rejecti�n of the flute as evAoyws p.ep.v8oAoy"1p.evos (Pol. 1341bj).
Theophrastus added something when he defined tragedy as �pwuc7is
TVX71S 7TEplaTacns. Cf. also the later definition by Poseidonius 7Tol71ats
8' EUTt 11"1ftaVTtKOV 7T0{1Jp.a p.{p."111tll 7TEptEXOV 6elwv TE Kat av8pw7Telwv ;
see Diog. Laert. 7· 6o ; Brink, Horace on Poetry, p. 65.
The superiority of the a. a�p is relevant also to the educational
effects of tragedy. The activities of admirable people must reflect
admirable standards of coriduct. Whether we call this 'didactic' is
a question of words.
�81J : 'disposition' is closer than 'character' to the meaning of �6os,
but it is a disposition acquired chiefly by training, not implanted at
birth. A. derives �6os from · £6os, 'habit'. We become just through
acting justly, though the degree of justness we can achiev� depends
on our natural. endowment (cf. EN I I44b4-1o). Once our �8os is
formed, the decisions we take with a view to action will be largely
determined by it (see EN II03a15). Common usage was rather wider.
Cf. Aes. Ag. 727 : �6os To 7Tpos ToKewv (of a lion-cub), Pindar, OZ.
II. 19, and A. him,self on the 7f871 of the aristocrat, R. 1390brs . .
4Sa3. · TOUTO&!; ciKoXou8Ei f'OVO&!; : 'follow, as effect from cause', 'go
with' (cf. EE 1232a31). TovTots : in spite of TovTovs in the line above,
this refers to a7Tov8alovs � cp. not to 7TpaTTovTas as E. argues. It is true
that �6os is revealed by action (sobS), but it is not the point here,
which is that all 7}671 are comprehended in the terms a7Tov8aios and
cpafi>tos. As A. is going to base a vital distinction on these two cate
gories he emphasizes that they are all-inclusive . .
4Sa4. i} KQ8' TJf'a!; : equivalent to nvv irilv (1. 18), which is perhaps an
echo of Homer's otot vfiv {JpoTol elatv.
4Sa5. i} KQl To&ouTou!; : this third term, 'those like ourselves', in addi- ,.
tion to those who are better or worse, corresponds to nothing outside
this chapter in the literary forms which it is supposed to illustrate,
and is wholly superfluous. Possibly the comparison with the three
painters was originally made elsewhere in a different connexion. The
contrast between Polygnotus and Pauson appears again at Pol.
I340a36. The requirement . that the characters of tragedy should be
op.otot, which is put forward in Ch. rs, has nothing to do with this
· tripartite division. If tragedy is to arouse the proper emotions, the
characters must be like ourselves to the extent that we can feel
sympathy for them (cf. 53a5).
WcnrEp ot ypcui»Eis : sc. p.tp.ofiVTat.
noMyvwTOS : the celebrated fifth-century painter (cf. 50a27).
4Sa6. nQuawv : perhaps the person mentioned by Aristoph. Ach. 854
and elsewhere in Old Comedy, who is said by the schol. to have been
a painter ; as he corresponds to Hegemon the parodist, it is possible
that he painted caricatures.
C O M M E-N T A R Y
A.LovuaL05 : probably the fifth-century painter mentioned by Pliny,
NH 35 · 1 13.
48a7 .XEx9ELawv : i.e. in Ch. I .
.
48B9. opx�aEL : dances representing those worse than the average man,
among whom satyrs are no doubt included, are commonly shown on
vase-paintings. Cf. also Laws 814 E.
48a t t . TOU5 Myou5 IJIL.Xoi-LETPtav : prose, or verse but without
• • •
music ; this is more likely than G.'s view that Kat is explan�tory,
',\6yovs that is to say t/JtAop.£rpla'. Presumably Aoyot here are mimes
on various levels of seriousness.
"01-LTJP05 : though as author of the Margites (48b3o) he wrote also
about rf>aiJAot.
·
in these classes were of other than exalted type. But a new and more
flexible kind of dithyramb was introduced early in the fourth cen•
tury (see Pickard-Cambridge, Dithyramb, p. 38). Timotheus, the
innovator in musical technique and friend of Euripides, and Philo
xenus of Cythera were both writers in the new style. Philoxenus,
when in love with the concubine of Dionysius of Syracuse, is said to
have relieved his feelings by representing his rival in the guise of
a grotesque and love-lorn Polyphemus. Something of his spirit is
probably reproduced in the two Cyclops poems of Theocritus, 6 and
I I . Timotheus can suitably represent the . more serious type of
dithyramb . . Those · who believe that there existed dithyrambs on
three different levels can get a third name by taking as as the last
letters of a poet's name, 11pyiis (Castelvetro) or Olvw1ras (Holland).
What little is known of Argas (see Athen; 131 B, 638 c) suggests
that he was a bad poet rather than a writer of dithyrambs on low
characters.
C O MM E N T A R Y
48816. QuTff 8£ Tfi 8LQ+op�: the difference of objects presented is·
common to several kinds of poetry, but in tragedy an.d comedy
especially the class of object is the distinguishing feature -of the
poetic form. The account of the central character of a tragedy given
later in the P. (Ch. 13) is not altogether easy to reconcile with the
basic requirement that it should be a1rov8aios. It is worth observing
that, although in Ch. 6 tragedy is defined as p.lp:qats 1rpa�EwS' a1Tov-
8alas, it is the characters that are here the differentia. Presumably
\ \ \ '/: \
a 1rpa�,S' a1rov8ala is to be defined as a 1rpa�,S' c17Tov8alwv. Cf. 48b25 :
I
TaS' /Cal\aS' 1Tpa<:,E'S'
'
ICa' TaS'
""'
TWV TO,OVTWV,
As a,at/Jopa has not been mentioned since 1. 8 Casaubon's TaVT'!l. or
Kassel's avrfi 8e TaVT'!l is an improvement.
C H A P TE R 3
The third differentia, the manner of mimesis (narrative, dramatic, or
mixecl) 4881 9-28 ; followed by a digression on the Dorian claim to the
invention of tragedy and corned!, 48a28-b3
488 1 9. TOUT«a»v : sc. f''f'�aEwv ; in view of 47a16 this is more likely than
a,atPopwv (Vahlen), in spite of 1. 24, below. In fact division by manner
ap.plies only to those forms which use �oyos.
EteQaTQ : the objects ofimitation (cf. Ch. ·2).
48820-24. This is one of the most difficult passages in the P., though
the general drift of the meaning is clear. Plato (Rep. 392 D-:-394 D)
draws a distinction between those forms in which the poet speaks in
his OWn perSOn (8'�)'1JU'S'' 8,' d7Ta)')'EAlas) and those in which he
. speaks through his characters, i.e. between narrative and dramatic ;
but the dramatic form can be introduced into narrative, as it often
was and is, giving the· 'mixed' manner. In this part of the Republic,
· though not elsewhere, Plato adopts a .particular meaning for the
word p.lp.1Ja,s, the activity of the dramatic poet or of the narrative .
poet speaking through his characters, 'impersonation', a usage which
seerris to have affected A., though he did not generally adopt it (but
see 6oa9) . . As Plato explains himself with great care, actually putting
part of Iliad i. 1 7-42 into narrative by way of illustration, it WO\lld
seem that this distinction was unfamiliar. There is no reason to
think that Plato denied that narrative was imitative in the wider
sense of the word.
The first problem is the grouping of the clauses. As the text has
come down to us we have a oTE p.ev followed not by oTE 8£ but by 7j
three times. If we take the first 7j as equivalent to or€ 8£ (a usage not
exactly paralleled, though we have or€ 8£ following al p.ev at 52b5),
then we have three 'manners' of mimesis as follows :
·
66
C O M M E N TA R Y
(I) The mixed, the poet at one time narrating at another 'becoming
something else', i.e. assuming the role of a character, as Homer does.
(Apparently Homer used direct speech more, and narrative less,
than other epic poets (cf. 6oa7), which A. regards as one of the
reasons for his manifest superiority.)
(2) With the poet maintaining unchanged the part of narrator.
According to Plato this was characteristic of the dithyramb, but
direct speech was certainly · not excluded. Probably A. has no one
·
form in mind.
(3) With the imitators acting and taking part throughout. (The
syntax of this sentence will be considered later.) This is clearly the
dramatic form, in which the poet never speaks in his own person.
On this interpretation, which is B.'s, we have three possible
manners : mixed, narrative, dramatic. Commas are required after
'1TOt£i and . p.£-ra{J&.>,.>..ovTa. This is very · close to the passage of the
Republic which is generally supposed to have inspired these dis
tinctions.·
Or it is possible to take the third .;;, the one after p.€-rafJ&..Uov-ra, as
equivalent to oT€ S€. Then we have two main divisions, the first of
which, narrative, has two subdivisions. Thus :
(I) with the poet narrating : either (a) becoming (at times) someone
else, like Homer, or (b) maintaining the part of narrator unchanged ;
(2) the dramatic manner as above.
.Commas or dashes are placed after a1Tayy€,\,\ovTa and p.€Ta{J&..UovTa.
Most editors prefer the second interpretation. oTt p.ev suggests
a single main alternative to follow. Given A.'s manner of writing it
is not a serious objection that with €up6v n ytyv6p.f:vov we have to
understand that the poet sometimes speaks in his own person as
well. Apparently A. does not distinguish between passages in which
poets narrate and those in which they speak personally as in invoking
the Muse or commenting on their story, e.g. Il. 23. I76.
4Sal t . ETEp6v TL: the neuter is curious, but the objects of imitation
Were referred tO in the neut. Ta avTct in 1. 20. 6oai0 €lUct'}'€£ av8pa. 1j
yvva.tKa. 1j /1,\,\o :-r£ .ryOos is perhaps relevant. Vahlen compares Phys.
247bi8.
4Sall. 'ITOLEL : probably 'composes'. Cf. s8b8.
4Sal3. ij 1rcivTa.s • • !IL!IOUjiEvousf : the construction of the whole
•
' \ \ \
0€VTa
,
•
6g
COMMENTARY
congenial : and it i� questionable whether there could have been such
a democracy in the period of Theagenes. Susarion, whom a dubious
tradition made inventor of comedy and also claimed as Megarian, is
. not mentioned here. Megarian comedy of a later date is referred to
in Aristoph. Vesp. 57 and in EN 1123a24.
48833. 'E-rrlxapJ.&os • • XtwvL8ou Kal Mla.yv')Tos : the Suda gives the
•
jl'or. of Chionides as eight years before the Persian War, i.e. 488 B.c.,
and _Magnes is known to have won his first ·victory at the Dionysia in
473/2. Both may have competed at the first official comic contest in
486 B.C. For the official list of comic poets see Pickard-Cambridge,
Festivals, p. II4. Epicharmus is thought to have begun producing
comedies (mainly non-choral) at Syracuse towards the end of
the sixth century and to have died at a great age about 467 B.C.
Accordingly 'much earlier' is a stronger expression than would seem
justified. .
It is extraordinary that Epicharmus, one of the most famous . of
anci�nt poets, should be described as o wo,7J-r�s. These words at
least are suspect. L. G. Breitholtz, Die dorische Farce im gr. Mut.ter
. land (Goteborg, 1 96o), is sceptical about the whole tradition of early
Dorian comedy.
48835. iv neXo-rrovvt1actJ : probably connected with Sicyon where, ac
cording to Herod. 5· 67, 'tragic choruses' performed in honour of the
hero Adrastus early in the sixth century. These choruses would be
pre-dramatic. Epigenes of Sicyon is mentioned in the Suda as a
tragic;: poet after whom Thespis was either the second or the sixteenth
in the list of tragic poets; Corinth, where Arion developed the
dithyramb, was Dorian but doubtfully within the Peloponnes�.
ovoJ.&aTa: i.e. the words �ewp.7]-Mjp.os and 8pO.ll-11pa-r-re,v.
48836. KWJ.&as : the Dorian equivalent of the Attic demes, country .
districts. . (The urban demes may have been an invention of Clei
sthenes.) A. shows himself aware of the other (and true) derivation of
comedy from Kwp.os, the procession of revellers. · .
Various stories appear in late commentators c_onnecting comedy
with �ewp.a' : see Kaibel, Com. Gr. Frag., pp. 6, n, 16. The version
which A. has in mind is not extant.
A. reverts to the early history of tragedy and comedy in the course
of his sketch of the development of poetry in the two following
chapters : see especially 49a9-b9, where there is no mention of
a Dorian contribution except for comedy. -ra r/Ja>J.uca would be more
easily associated with a �ewp.os than with a �ewp.7J.
48b2. wepl J'EY o�v • • : the subject of classification is now finally dis
•
70
· COMMENTA RY -
a mainly logical scheme of development, and how far it is intended as
a record of historical fact, is a difficult question.
A.'s scheme of mimetic arts is given in diagrammatic form by G., .
p. Io8, and with some modification by Sohnsen in CQ 29 (i935), 196.
C H A P TE R 4
The origins of poetry, the division into forms, and the development of
tragedy.
'
·
JI
C O M M E N TARY
48b12. Q'"f&OTiiTwv : cf. 'c{Jots Ka� p.Eya>..ots Ka� p.tKpo'is Kal Ttp.lots Ka�
aTtp.oTipots De An; 404b4, and Part. An. 645a15
On the other hand, if we enjoy a representation because the
p.opq,� of the object as represented is pleasing we shall be pleased by
the object itself (Pol. 1340a25).
· Most ancient painting and sculpture (ElKovas covers both) was of
mythical subjects, among which corpses would appear from time to
time, e.g. the children of Heracles or Niobe ; the lowest animals, one
would have thought, less often, as Circe's swine or a hydra.
The difficulty of recognition in the case of nov apxalwv ypaq,lwv is
mentioned at Top. 140a2I.
48b 13. tcQl. Tolhou : we have had the proof that it is so, aTJp.Eiov TOVTov
1. 9 ; we now have the reason for it.
A. nowhere attempts to analyse the difference between the re
actions of a man viewing a representation and of the same man viewing
the original, and so ignores a basic problem of criticism-unless,
which is not very likely, it formed-part of his explanation of katharsis.
According to De An. 427b21-24 a representation , arouses a feebler
emotion than the original.
f1Qv8civELV • • • -ij8LaTov : cf. Pl. Rep. 475 D, A. Met. 98oa22. The same
explanation- of the same paradoxical fact, that we enjoy looking at
representations of things in themselves unpleasing, is given at R.
1371b4 : E7Tf� 8e To p.av8av£iv T£ �8v Ka� To 8avp.a,£w, Ka� Ta Tota8£
' I f fi;! I f' f"
TOI Tf. p.tp.7]nKOV,
I II
,1.. �
�
ypa'f'tiCTJ\ Kat\ avoptaVTO·
3_
aVa')IKTJ TJOfa ftVat OtOV WU7TEp
7TOtta Kat 7TOt7}TtK7], Kat ?Tav o av EV p.Ep.tp.7]p.Evov u, Kav u ILTJ TJOV
I I 1' I C� \
'
\
,. .-. l\ 't\ '1\ \
avTo\ To\
t
p.Ep.tp.7]1,tfVOV' ov. yap E'IT� TOVTCP xalpEt, d.>..>..a av>t.>t.oytap.os EUTtV OTt TOVTf!
eKE'ivo, waTE p.av8avEtv n avft{JatvEt. The explanation is inadequate.
When we have learnt what already familiar thing a picture re
presents we have not learnt much. av>t.>t.oyl,£a8at I. r6 is somewhat
nearer the mark. We have the intellectual pleasure of solving
a puzzle, as in the simple delight of the Chorus in the parodos of Eur.
Ion when they recognize the subjects of the ( ?)reliefs at Delphi;
Plutarch has a highly confused discussion of this problem in his De
Aud. Poet., M. r8 A-D. This same idea is introduced far more
plausibly at R. I4Iobro in connexion with metaphor and simile,
where the moment of illumination which comes from recognition of
a not wholly obvious resemblance is well observed. It has no rele
vance to the aesthetic enjoyment of a picture.
M. states (pp. 35 and 204) that av>t.>..oyl,£a8at here and at 55a7, ro
means 'infer by syllogistic reasoning', at 6rh2 no more than 'con-
. sider', and that the last occurrence is earlier than the invention ohhe
syllogism. While it is true that we have two meanings 'consider' and
'infer', there is nothing in the latter which goes beyond the common
significance of the word in Plato.
72
COMMENT A R Y
The principle p.av8ci.vetv �8v has a bearing on the enjoyment of
literature. One of the m any elements present in the impulse to
undergo the painful experience of seeing a tragedy is probably the
desire for knowledge, knowledge of the behaviour of human beings in
extreme conditions. But there is nowhere any indication that A.
means this. In prose fiction this element, though not of the first
importance, is more pervasive. It has commonly been regarded as
a merit, however aesthetically irrelevant, if a novel gives us a vivid
picture of life in other times or places or in an unfamiliar milieu.
Further, if poetry has the universal quality ascribed to it in Ch. 9· it
should reveal to us the significance of particular experiences, so
that we should learn from literature a fuller comprehension of the
nature of life itself. But there is nowhere any hint that A. intends by
the pleasure of learning anything of this sort.
48b1 7. o�To� �KEivo� : the masc. is strange after Tl eKaaTov ; cf. 48321 for
the opposite switch. Both the passages from the R. cited on l. 13
above have TovTo £Keivo (which is G.'s reading here) in the corre
sponding place, and so Aristoph. Ran. 1342, 'so that is what the
dream meant'. As portraiture had little place in A.'s world, the figure
recognized must in · most cases have been a mythological one, but
Alexander, for instance, might be picked out in a battle piece. The
elKov6ypacpos of 54b9 is a portrait-painter.
E. has a suggestion which would give a more real meaning to
p.av8ci.vetv. The spectator is at a zoology lecture and learns from a pic
ture or diagram to what genus an animal belongs, 'that is a so-and
so'. But the mention of philosophers in l. 13 is not enough to conjure up
a lecture�room, and it does not suit the passages from the R. R. G� C.
Levens objected, ]HS 81 (x¢1), 190, that TotovTos would be needed.
�1rd �civ 11-iJ Tuxn
• •: this reads like an afterthought ; if the subject
•
73
C O M M E N T AR Y
48b2 1 . JlOpLa. : 'sections'. Lines of dactyls, iambs, or trochees are
thought of as pieces cut off from a continuou� rhythmic strip ; cf. R.
14o8b29 : pv8p.or, o� Kal Tel p.lTpa Tf'Tf'Ta (Tp.�p.aTa, B.). p.lTpov often
means 'metre' in the abstract, and we have had it as Aoyor f'£Tc1
p.lTpov ; either will do here.
48b22. tca.Ta f'Ltcpov ·
. • : th� a?JToax£8taap.aTwv, 'improvisations', came
•
A major problem of the P. is whether (a) the two causes are the
natural tendency to imitate and the natural pleasure in imitations,
or (b) the tendency to imitation is one cause with two subdivisions,
and the other cause is the instinct for rhythm and melody. (a) is
favoured by the phrasing of the passage into which rhythm and
melody are introduced late and unemphatically as though of subor- ,
dinate importance. It can also be argued that A; treats the plastic
arts and pt>etry as similar forms of imitation, and that rhythm and
melody have no connexion with the plastic arts and are therefore
excluded as a main cause. (It is true that pv6p.or was sometimes
applied to objects devoid of motion or repetition, e.g. a shield (Xen . .
Mem. 3· 10. 1o) which is £vpv6p.os if it fits. As Wolf says (see 47a22 n.),
pv8p.os is here equivalent to axfip.a, as it is at Met. 985b15. Later the
critical use of the term seems to have been extended ; Aristides
Quintilianus ( ? third century A.D.) r . 13, says that pv6p.os is used in
three connexions, one of which is ETTl Taw aKw�Twv awp.aTwv, waTTEP
t/Jap.£V Evpv8p.ov av8ptaVTa.) Again, the essentials of imitation can be
effected through the medium of prose to which rhythm is not in
dispensable. Alternative (a) is accepted by B., R., and S.
In favour of (b), the more likely, it can be argued that it is in
accord with common sense ; that Eyevv"'aav in I. 23 resumes the
yEVVfjaat of I. 4, giving A.'s final statement of his view, and that avTa
in "I. 22, whether we read 1rpor avTa (cf. Tip £vt/JvEs £lvat 1rpor a?JT�v sc.
laTptK�v Met. 1003b3), or make it the object of 1rpoayovns, must refer
to 'TOV p.tp.£ia8at Kal Tfjr app.ovlas Kal 'TOV pvOp.ov of ll. 20, 21, and that
all three must therefore be concerned with the origin of poetry, the
tendency to imitation being one cause and the instinct for melody
and rhythm the second. This is the view of G., M., and E., and of
Tyrwhitt and Vahlen among the older critics. The delayed mention
. of pv8j.Los becomes easier if we regard 48b12-19 as a parenthesis ; M.
·
74
COMMENTARY
It is possible to make a guess about the way in which A . reached
his conclusions on this subject. Literature in its most highly de
veloped form, tragedy, is the imitation of an action in a form using
rhythm and melody. Both these elements. can plausibly be traced
back to very simple beginnings. Man has perhaps had some sort of
song and dance as long as he }_las been man. A. did not know how
long ago men had begun to paint animals on the sides of their caves
(not that this practice is to be accounted for by purely mimetic
tendencies) but he rightly inferred from the habits of children that
the instinct is fundamental However, he was not altogether happy
• .
in combining the two ideas. It is far from clear that the urge to
expression present in the primitive dance has anything to do with the
visual arts, though both may have roots in magic. One may suspect
that both Plato and A. were ill served by a theory of mimesis �hich
could be applied indifferently to painting and poetry. As used in the
discussion of music in the Politics the conc'eption of mimesis is much
less inadequate ; it means there something very close to 'expression'.
But references to accurate (�Kpt{3wp.Evas) drawings of animals serve
-
only to darken counsel.
75
COMME NTARY
e.g. Orpheus, Musaeus, Olen. A . was, a t the least, doubtful of their
authenticity (Hist. An. 563a18, Gen. An. 734a19).
ToLo(lTov : this should refer to the several kinds of poem mentioned
iri the previous sentence, but it is clear from what follows that A. is
thinking only of t/Joyo' ; there is no further mention of the serious
sort of poetry until l. 33· It is astonishing that in a passage of this
sort Homer should first be mentioned in connexion with the Margites
· and comedy. It is possible that t/Joyo' are mentioned here because A.
did not wish to exclude the possibility that the supposedly pre
Homeric vp.vo' were authentic.
4Sb30. o MupyhT)§ : this was a burlesque epic about the ludicrous ad
ventures of a 'dumb' hero who 1ro.U' �7TlriTaTo lpya KaKws �· �7TlcriaTo
1ravTa. It is again cited by A. as Homer's at EN 1 141a14, on which
the commentator Eustratius (c. A.D. 1oso-u2o) observes : 1rapayn
. , r 1 ,0 1 1 �· , A
• • •
ov p.ovov avTOS .M. EV -rep 'irpcfmp IlEp� IloL"lTLKfjS a.Ua l(a� .MpxD\oxos Ka�
KpaT'ivos Ka� KatUlp.axos • • Ka� p.ap-rvpoficr,v Elva' 'Op.�pov -ro 7Tol"lp.a.
•
1TpOC1�KOV'Ta, .
48b35. �pa.f.lG.TLKo� : the distinction between narrative and impersona
tion was made in Ch. 3, and Homer was praised for his use of im
personation, but in view of 8paJLaTo1Tot�CTas below it must mean more
than this, as at 59a19, both more unified in structure and more
generalized in significance. Thus Homer developed the forms in the
direction of tragedy and comedy, but epic and iambic long continued
to be the main forms. That VJLVOt and other lyric poetry continued to
be composed in the post-Homeric period is probably implied by
49a1o-I4.
48b36. axfif.la. . . . U11'E8EL�Ev : Homer indicated the outlines of the
emerging form of comedy. CTX�JLa (cf. 49a6 and 49b3) implies the
structure, the 'set-up', of comedy, hardJy to be distinguished from
£l8os. But it is excessively difficult to believe that the Margites ap
proached comic form in any respect other than the use of direct
speech. Conceivably the episodes in which the hero was involved
may have had something in common with incidents in the Dorian
· comedy of Epicharmus, who is rio doubt the next in the line of
developtp.ent. In the terms of Ch. 9 Margites would mark an advance
as being a more universal, i.e. typical, figure than the object of
lampoon.
48b37. lftoyov . . . yE>..oiov : the difference is more fully indicated at
49a34-37. Whereas t/J6yos is essentially vituperative, comedy dis
plays the ridiculous without malevolence, though this is not always ·
77
COMMENTARY
relationship between the Margite$ and comedy was probably novel.
Homer must have marked out the axfip.a. of tragedy too, but in this
case the subject remained unchanged, TO a1rov�a.iov.
49a2. 1ra.pa.cl»a.vdC711 � 8€ T'ij� Tpa.y'tl8la.� : at one level the realization. of
the potential already present in poetry from the beginning is spoken
of as a natural process, at another (49a15 ff.) innovations made on the
initiative of individuals are regarde9 as an important part of this
process.
49a4. otKda.v : see on 48b24.
K(I)J1'tl8o'IToLoL
• • Tpay'tJ8o8L80.aKa)(o,: there seems no reason for
•
18
C O M M E NT A R Y
is the subject for the remainder ofCh. 4, 49314-31, and comedy for the
first half of Ch. 5, 49332-b9·
4987-9. A. first asks whether the development is complete. ci.Uos
.\oyos implies that he will return to the subject, but we do not kriow
that he ever did. He appears in fact to answer his question in the
affirmative a few lines later, 49315, but see note ad loc.
49as. d8Ecnv : usually taken as 'constituent elements' = pipTJ (cf.
50313 and 56333), but in neither case is the text beyond doubt. B.
declares this use unexampled except in Plat,o. G. says that it means
the same as ax�fLaTa. It could also refer to 'types' of tragedy (cf.
55b32, 59b8). The question is whether further development is possible.
Further development of the fLEpTJ seems excluded by 49315. E. makes
E(8eatv depend on iKavws ; cf. Pol. 1318b 25 : iKavws £xn To is 1TOAAois,
·
79
COMMENTARY
earliest was Hellanicus of about the same date. It is extremely
doubtful whether A. possessed any detailed information about the
development of tragedy before its introduction at the Dionysia in
or around 534 B.C.
On the other hand, and this is sometimes forgotten, A. had access ·
to an immense amount of literature which is lost to us ; he knew
vh-tually all Aeschylus and some of Phrynichus, though probably
nothing of Thespis ·; also he was doubtless much better supplied
than we are with early satyr-plays. Thus he was in a good position
to extrapolate backwards from mature through early tragedy to
whatever preceded tragedy ; and if it appeared to him that the
answer was some form of choral lyric, this must cai:ry great weight.
It is uncertain how much of early dithyramb survived ; Arion was
the key figure here, but as no quotation from his works remains, it is ·
(19o8), rso), need not refer to anything dramatic. The whole problem
is complicated by the uncertain relation of satyrs to dithyramb : see
below.
498 1 5. E11'a.uaa.To,•• +uaw : the tragic form, like an organic growth,
•
I .,L A_ I
cites Pol. 1252b32-34 : otov yd.p £Kaa-rov £anv -rfjs y£11Ea£ws T£A£a8dUT�s,
\ \ t' I
TaVT'T/V 't'ap,£V 'T'T/V 't'VUW £tVat
t
£Kll.UTOV,
4981 6. u11'oKpLTwv : 'actors' ; it has long been disputed whether the
actor was called a tJ7ToKptrr]s because he answered, or because he
interpreted and expounded. The first is plausible because it may
have been an original function of the actor to answer the questions
of the chortis·leader about what was happening off-stage. But one of
the actor's main tasks was to speak the prologue (see next note), and
then he was answering no one. Hence G. renders vTToKpm]s 'speaker',
a meaning for which there is no warrant elsewhere. E. keeps the
sense of answerer, but denies the title to the first actor, who was
originally the poet himself. The second actor might reasonably be
called the answerer of the first, but then we encounter difficulties
about the number of actors. B. adopts the meaning 'interpreter' in
the sense that the actor is the poet's spokesman, but the poet needed
no spokesman so long as he was himself the. actor, and the word
probably goes back to this period ; cf. Pindar fr. 14ob (Snell), 125
(Bowra), and Page in CR N.S. 6 (1956), 191. While certainty is im
possible the most satisfactory suggestion is that the actor expounds
the situation to chorus and audience, especially in the prologue, the
speaking of which was one of his earliest functions ; see A. Lesky in
Studi in onore U.E. Paoli (Florence, 1955), p. 469.
1r.Mj8os : as at 28 below it means no more than apt8p,&s. It is strange
that the invention of the first actor, or the transformation of the
exarchon into an actor, is not mentioned. It appears that A. ac
cepted the tradition that this was due to· Thespis ; cf. Themistius,
0r. 261 31 6 D ! OV '1Tp0U£XOP,£V n.. on TO P,£V 'ITpWTOV 0 xopos £tUtWV ua£V
' ' •
A
'<I: A
" ' ' A ' ' ' ' .t �
' ' £II ' '\ A
' 1\
£tS -rovs 8£ovs, u£U7rtS a£ wpoAoyov 'T£ Kat. P'T/Utv £s£Vp£v, A tUXVAOS a£
�'
' � ' ' ' •
82
COMMENTARY
Agamemnon or Orestes actors are essential. It was the introduction
of the· second actor that opened the way for true drama.
4981 7. Ta Tou xopou 1]XuTTc.Jae: no example of a �ingle-actor play has
survived, but the chorus would obviously be dominant, as it is in the
Supplices, the play in which it comes nearest to being an actor, even
more than in the Eumenides.
Tov Myov : the part spoken and not sung . .
Did Aeschylus, in addition to making the chorus less important,
reduce its size ? The dithyrambic chorus numbered so, and according
to Pollux, 4· no the tragic chorus was composed of the same number
down to the Eumenides (4S8 B.c.). That Aeschylus used a chorus of
so, at least in his early period, was believed by many when it was
still accepted that the Supplices, with its two sets of so cousins, was
an early play ; but with the dating of the Supplices about 463 B.C. the
. theory has lost favour, though still maintained by A. Fitton Brown ,
(CR N.S. 7 (19s7), 1). The st:itement in the 'Life' of Sophocles, 4, that
he raised the number of choreutae from 12 to rs receives some sup
port from the twelve couplets spoken by the ChoiVS at Ag. 1348-71 .
There is no external evidence, apart from Pollux's assertion, that the
· tragic chorus originally. consisted of more than 12.
49•1 8 . 'II'Pc.JTayc.JvtaTEiv : the leading actor is called an aywvta"r�s as
taking part in the ciywv. Pickard-Cambridge, Festivals, pp. 133-6, is
probably right in taking it as a general term for 'playing first fiddle'
sometimes applied metaphorically to an actor ; this is not a normal
use until late (cf, Pol. 1338b3o). With the reading 1TpwTaywvtaT�v the
· metaphor becomes more violent and the constr. dubious : see R.
. Kassel in Rh ; Mus. ros (1962), II7-I9 . .
Tpeis 8£ . . : these are jottings rather than continuous prose ; there
.
ss
CO M M E N T A R Y
must be that, when spoken verse first came in with . Thespis, they
used the trochaic metre because it was in keeping with the tone of
the old tragedy, which was light and close to the satyr-play. But we
hear of dancing to tetrameters in comedy (schol. Aristoph. Nub.
1352) and of recitation to the flute (Xen. Symp. 6. 3). See P. Maa�,
Greek Metre, trans. Lloyd-Jones (Oxford, 1962), 73-77.
).£�Ews 8£ YEVOJlEY'lS : 'When dialogue had come in', (Kassel's ly-
. yEvop.EV'TJS would be even clearer) ; MeEws, speaking as opposed to
singing, is hardly distinguishable from .\6yov in 1. 1 7, above. The
beginning of the change described in yEvop.EvTJs is not subsequent to
-ro p.ev yap Trpwrov. There we�e no (tragic) tetrameters till there was
Me,s, but as Me's became more important the natural tendency to
use iambic rhythm in speech ensured that the trochaic tetrameter ·
.
·
.
CHAPTER 5
Comedy, and the relation of epic to tragedy.
49•32-49b9. Comedy.
49832. wawEp Ef11'0J1EY: this has not been said in so many words.
References back may be to particular statements or to the gist of
86
C O MMENTARY
ci.Ua clause should explain the emphasis on 1raaav, not all' KaKla but
one sort. Friedrich's a.,u� v or the -rofi alaxpofi ov of one of the re-
centiores would make things easier. · .
1'ou ulaxpou : like KMos in both moral and aesthetic senses ; it
means 'ugly' at 6ra13. KaKos·too can have the aesthetic r.eference,
but not, apparently, KaKla. Ugliness is as incompatible with con
ventional apET� as is baseneSS.
49•34. ,.c, yE).oiov : the -re>..os of comedy, as pity and faar are of tragedy.
G O M M E N TARY
GJ.LUP'"ll'a : the- ludicrous error might be anything from confusion
between identical twins to falling' into a well,. and in particular un
awareness of one's own weaknesses. For the distinction between
ap.apTT/I.I.a and ap.apTla see Appendix IV, P· 3dO. It is natural to
assume some correspondence between comic hamartema and tragic
hamartia, though it should be remembered that there is no sign that
A. regarded hamartia as, what we have made it, a sort of technical
term. But the explanation is to be foun:d rather in the Platonic
theory put forward in the Philebus 47 B-so A. Plato, in discussing
mixed pleasures and pains, accepts tragic pleasure as an obvious
fact oTav ap.a xalpovTES Ki\awut 48 A ; comedy offers malicious enjoy
ment through the spectacle of those deficient in self-knowledge
,/,
(ayvota 48 c) and the ridiculous consequences which follow from
\ �
� � /: I y
0 �· oOsa!.OVTES:
exaggerated -seIf-estee.m 'ITI\E£UTot ')'E 7TEpt
I \
To\ Twv
� t �
Q \ I
Ev Tats 'f'vxats�
I
E,taVTOVS1
I 0 "
• • •
O£f/p.apT7]KaO'£V1 apET'l/
·
t'EI\TWVS OVI( OVTES.
49a35, Kai. atvxos : Kat is explanatory, i.e. it is not the sort of hamartetna
in which a superior character would find himself involved.
civw8uvov Kai. ou cl»8apT&Kov : &8Vvv and rf>8apn�<6s are strong words
which imply violent suffering and danger to life ; cf. tragic 1ra8os
(52bn), 1rpa.�,s rf>8apnK-ft 1j &8vV7]pa which contains deaths, woundings,
and sce.nes ()f physical agony. Plato required (Phileb. 49 E) that the
comic ayvota should be &.{J>..af31]s. That which in tragedy makes a
direct appeal to the emotions is the opposite of what is appropriate
in comedy. Further examples of the &8vv11pa Kal rf>8apn�<a are to be
found in R. 1386a7. There is a limit to the amount of suffering that
cap. be portrayed if a comedy is not to leave a bad taste in the
mouth. A play in which no one suffers at all is unlikely to be
dramatic; The amount of suffering which an audience wi�l take
depends on t�e degree of realism or fantasy with w�ich misfortune is
presented and on the strength of its stomach. Some today find the
- humiliation of a Malvolio offensive, though it does not seem to
have troubled the Elizabethans. It is hard to say what degree of
affliction for unsympathetic characters was acceptable to the Greeks,
but we have it from A. himself that it was in a�cord with the spirit
of comedy when a?To8vz]uKE£ ov8Els V'IT0 ov8Evos 53a38.
49a36. Ell8us : 'immediately', in the sense that the example is instantly
available and does not , have to be searched for. With a slightly
· different application at 52a14 ; cf. the Attic use of avTlKa 'for ex-
· -
ample'.
'11'pOaW1TOV ! 'mask'. Many comic masks were grotesque, but though
the face was twisted out of the normal to give the desired grimace, it
- did not suggest pain. The masks themselves have perished but
numerous specimens in clay and representations in works of art have
survived ; see T. B. L. Webster, Greek Theatre Production, and
88
COMMENTARY
M . Bieber, History of the Greek and Roman Theatre (Princeton,
1961). A large number of types of mask are listed in Pollux's
Lexicon, 4, 143-54.
49837. J&ETa.PucrEtS : 'changes' undergone by tragedy = p.ETa{jo�ai 49•I4.
This sense of the word is to be distinguished from the changes of
fortune experienced by the characters .of a play, the meaning else
where in the P., 52•16, 18, 55b27, 29.
49838. ou "E"'I\8a.crw : the sort of developments of tragedy which have
not been forgotten are the first use of masks, prologue, etc. men
tionea at 49b4, below. Prologues at , least were not earlier than
Thespis, and these words should not be quoted to show that A.
claimed to possess fuller knowledge about the origins of tragedy
than of comedy.
49b l . cr11'ou8utEcr8a.t: in act. the opposite of wai,ELv. Here 'to be taken
seriously' as at R. 1380326 : 0'1TOV8&.,eu8at &).).' ov KO,'Tatf>povEiu8aL,
obviously in contrast to tragedy, which was taken seriously from
the beginning. Comedy too was taken seriously and the facts about
it recorded after it was recognized, but it was recognized at a later
stage of its development than tragedy.
Ka.l yap . . . E8E"oVTa.l �cra.v : the poet who wished to compete at
a dramatic festival asked the competent archon for a chorus, which
would be trained and equipped at the expense of the officially ap
pointed choregus. How the archon decided between poets when there
were more poets than places we are not told. The earliest mention of
the practice, Cratinus, fr. IS : OS ov8' E8wK' al'TOVV'TL Iotf,oKM�t xop&v,
shows that the problem could be real. Until comedy was recognized
and competition invited, it was no good asking the archon for a
comic chorus, and performances of comedy must have been organ
ized by private, not necessarily individual, initiative. Such is the
force of £8E�oVTal, 'volunteers', which was also the name of those who
gave comic performances at Thebes, corresponding to the tf>�otf>&pot
.
at Sicyon, etc. ; see note on 49•II.
According to the most natural use of words, which is not alw!\ys
that ofthe P., the £8E�oVTal should be the same persons as the KwfUP8wv.
So far as usage goes, it seems that KwfUPa&s can mean a comic poet,
a comic actor, or a singer in a comic chorus or Kwp.os, the primary
meaning of the word. Thus the Kwp.q18wv of the MSS., 'a chorus of
comic singers', gives adequate sense, though G. objects to it as being
a tautology. Some support for the view that it was the poet or poets
(reading KwfUP8cp B., or Kw�ois Bernhardy) who volunteered the
requisite effort and expenditure may be found in Eustathius on Il.
Q \ �· I It • �
'Ta\ '1TaV'T9-
10. 230 : £Ka�oiJvTo 8� Ka� £8E�OV'Ta� 8LMaK�ot, 8pap.aTwv 811�a8�, O'TE 'TLS
IL1J\ .\i\a,.,wv xopov
\
#L1JVE XOP1J'YE'T1JV EXWV EaV'T<p '
'TT«pELXE· At any
�
8g
COMMENTARY
not know, and cannot expect to· know, how the unofficial production
of plays was managed.
49b2, o+£ 'II'OTE : see note on 49a2o. The date of the introduction of
comedy at the Dionysia, which was unknown when B.'s edition was
publishe9, was 486 B.C. ; see Capps, The lniroduction of Comedy into
· the City Dionysia (Chicago, 1903), and Hesperia, 12 (1943), Io.
49b3. axt\J.LaTa : cf. 48b36 and n. ·
It is curious that A. here writes as if comedy had begun at Athens,
whereas he has already emphasized the earlier development of
comedy at Syracuse. One can only guess that· he had Athens in
mind as the home of the dramatic records and perhaps of literary
history. The archon has no. place outside Athens.
�EYOJ.LEYoL: the meaning 'the so-called comic poets' is in accord
with A.'s usage (cf. Bonitz 424b28-45), but signifies little ; those comic
poets· 'who are spoken of', i.e. whose names have survived, implying
that many had been forgotten because the records began so late, is
. preferred by ·G. and S. Kassel's yev&,..,evot avoids the difficulty.
49b4. 11'poaw1ra: in place of the wine-lees which ":'ere originally part of
the comic disguise, whence TpvyqJ8la ? Tragic masks were said to be
the invention of Thespis, but if we believe the anthropologists that
masks are an original feature of all quasi-dramatic mummeries, the
role of Thespis must be limited to improving them. Later, when
'"p&aanrov was used for a character in a drama, a mask was called
'TTpOUW'TTELOV,
49b5. 11'�TJ9'1 {..11'oKpL1-wv : this A. himself records for tragedy at 49a16.
Mt>st Attic comedy can be performed by three actors, but four or
five are :required in parts of the Lysistrata and of the Frogs ; see
Pickard-Cambridge, Fe!tivals, pp. 148-52. According to the Byzan
tine Anonymous writer on comedy (Kaibel, CGF, p. 18) it was
Cratinus who introduced regularity by fixing the number at three,
at · a time when there was no accepted limitation ; but since actors
were provided by the state one would have supposed that the num"
ber would be fixed as soon as comedy became a part of the Dionysia,
unless state provision was introduced later. Epicharmus used three
actors (POxy. 2427. I = vol. 25, p. 2).
To 8£ J.LU9ous 'II'OLEiv marks the change from a mere collection of ·
go
COMMENTARY
49b6, E K lLKEMGs �Me : this implies direct influence of Syracusan on
Attic comedy. Cf. Themistius, loc. cit. : Kwp.cpola T«) ?Ta.\a")v 1fp{aTo
p.£v eK EH<EMas, eKEt8Ev yap TjuTTJ" 'E11lxap,J.os Te Kai .Popp.os, Ka.\.\tov OE
)1fJ�va'E CJVJ11]V{�81]. , ,
•
49b7. KpciT1)S : Crates was producing from about 450 to 430 B.C., when
Cratinus was the most prominent comic poet. That he was younger
than Cratinus does not mean that he could not have made the
innovation credited to him.
'II'PWTOS �pEev : for the tautology cf. ?TPWTOS evlKa from the Didas-
·
calic inscriptions.
49b8, KG86Xou 'II'OLELV Myous KGl f.Lu&ous : this repeats the p.v8ovs of 1. 5
with additional points. Ka8o.\ov : the iap.{3tK� io€a was concerned with
individuals. A properly constructed p.v8os generalizes. This is an
idea by which A. set great store, and it forms a large part of the
.subject of Ch. 9, where Ka8o.\ov is explained. .\oyovs Ka1 p.v8ovs : the
Kal is explanatory; .\oyos being rather more general than p,vfJos. This,
one out of the many senses of .\oyos, suggests a reasonably coherent
story as at 55834, the raw material or argument for a plot ; at 55b17
the ,\oyos, the essential story of the Odyssey, is hardly 9istinguish
able from the plot : cf. .\oyot Aiuw?TEtot (R. 1393830), Aiuw?Tov p.vOo,
(Meteor. 356bn).
Without this passage (but cf. Kaibel, CGF, pp. 7, 8) no one would
have guessed that Crates had made a particular contribution to Attic
comedy. There is no hint of it in the sketch of comedy before his
own time given by Aristoph. Eq. 507-4o, the last lines of which are
about Crates. Nor is it clear how A.'s standards are to be applied to
extant comedy. Aristophailes is full of invective in his earlier plays.
Is the Clouds still within the province of iap.{3tK� io€a ? S. thinks so.
It is directed against an individual, but it could be argued that
Socrates is a highly generalized sophist as Cleon is a generalized
demagogue, or that both Clouds and Knights have sufficient plot to
remove them from the category of simple i�vective. But one may
suspect that A. preferred the Plutus to either. of them. . It is not
clear how he placed the development of Epicharmus-and Crates in re:
lation to the Homeric Margites. Both were movements away from
the .Poros.
Hereafter in the extant portion of the P. there are only a few
incidental references to comedy. There is ample scope for specula
tion as to the way in which A. could have developed a doctrine of
comedy, especially with reference to katharsis. Attempts have
been made to achieve this, particularly on the b.asis of the definition
given in the Tractatus Coislinianus (Kaibel, CGF, p. so), see Lane
Cooper, A n Aristotelian Theory of Comedy (New York, 1922, Oxford :
Weimer Press, 1924). The discussion of the ludicrous in Cic� De Orat.
gr
COMMENTARY
2. 235-47 may be based on A . But it is to be remembered that vir
tually the whole development of 'the New Comedy was subsequent
to A., and that Peripatetic writers are likely to have modified A.'s
opinions on comedy more freely than those on tragedy, which
changed little after his death. .
49b9-20. There follows a brief statement of the relation between
tragedy and epic with the emphasis rather on the resemblances than
on the differences. Its practical justification is that A. regards epic
as largely contained within tragedy, which is the more fully ·de
veloped form. In the section on tragedy, . which forms the main
section of the book, he draws his examples freely froin epic, a thing
he could hardly have done had he not clarified the relationship
between epic and tragedy in this transitional passage, of which the
conClusion is 'the man who understands good and bad in 'tragedy
understands it in epic too' 49b17. Vahlen suggests that A. is giving ·
Ka� €v p.£Tpcp 1-''f'"JT'Kfjs 59a17, with which the section on epic begins.
The p.Eya>.ov of A does not make sense with p.£Tpov .and gives · no
contrast with p.£-rpov a1ri\ovv in the· next line ; it is best dropped. It
does not appear in Arabic and Latin versions.
. 49bl l , T'ti 6E
• • 8&a..Epouaw : the difference between narrative and
•
92
C O MM E N T A R Y
and epic, 62ai5, tragedy can use the metre of epic, epic cannot use
that of tragedy. .
For f'EXf)L TOU • dval cf. 5IaiO ;...lxp' TOV avvSTJ>tos Elva,,
• •
93
COMME N T A R Y ·
points out, the longest periods of time in ' the Iliad are accounted'for
·in the fewest words, e.g. ll. 24. 784. The above interpretation alone
is true to the simple facts about epic and tragedy.
I suggest that the reasons why A. expresses length not in the more
obvious way, in terms of the number of lines or number of yards of
papyrus, but in terms of the duration · of the action, is that this
brings out an essential difference between epic and tragedy. Tragedy
is superior to epic in unity because the events are less dispersed in
time. The necessary or probable connexion between events, on
which A. insists, is likely to be closer if one follows directly after
another, and it is remarked that this superiority is due to a develop
ment within tragedy. Tragedies were always shorter than epics, but
only later did they acquire the cohesion which comes with a shorter
time of action. This idea of superiority is implicit in the conclusion
. reached in the final. comparison of epic _and tragedy, To yap &.8pow
npov ij8,ov -� 1TOAAcp IC£Kpap.f.vov -rep xpovtp, Myw �· otov £i ns TOV
Ol8l?Tovv 8£LTJ Tov l:otf>o�eMovs ev £1r£aw oao's � l,\u1s (62b1, where,, how
ever, xpovtp is time of performance). If this is correct, the statement
of the principle of the unity of time, which is based entirely on this
passage, is not so purely a generalization from practice · as has ·
94
COMMENTARY
and that in any case the chorus made it natural that playwrights
should tend to observe both. But A. makes it clear that he disap- ·
,proved of the episodic play, 51h33, and no doubt he would have
found fault with the dispersion involved in the plot of A Winter's
Tale, which extends into the second generation, because it must
detract from the unity of the action. And this was no extreme case.
George Whitstone in his Epistle Dedicatory to Promas and Cassandra
speaks of the English dramatist who 'in three houres ronnes throwe
the worlde : marriges, gets children, makes children men, men to
conquer kingdomes, murder monsters, and bringeth Gods from
Heaven and fetcheth Divels from Hel'. (Quoted by L. Hotson, The
Wooden 0 {London, 1959), P·' 188.)
49b1 6. f'EpTJ : the constituer.t elements, six of them, as will be shown in
Ch. 6. p.£>.o� and ot/M a� the two which are lacking in epic : see
59blo.
49b18. &. f&tY yap • • • : repeated in the final comparison of epic and
tragedy 62a14.
CHAPTER 6
Definition of tragedy, and its six parts.
Ch. 6 begins with the definition of tragedy in the light of which the
necessary parts are distinguished and proceeds to a discussion of their
relative importance. The whole is closely knit and is not easily divided
into sections. For convenience it can be separated into (1) Definition
49b21-31 ; (2) List of Parts 49b31-so•14 ; (3) Importance of Parts
soa15-b2o, of which the section on Plot extending from the beginning to
soa3g forms the first half.
49bl 1 -31. The definition is derived largely from the conclusions of the
previous five chapters, but some supplementary .explan;1.tions are ·
required where new ideas are introduced.
49bl 1. trEpl. • €polif&EY! not concerning all hexameter verse but only
• •
95
C O MM E N TAR Y
49b23. EK Twv ElpYJJ.LEYwv opov : the expected order of the words
would be Tov EIC Twv ELp1Jp.Evwv ywop.lvov : see V. on 55a24. E. explains
• • •
both men and action (cf. srb6_n.). p.lyE8os was mentioned in con
nexion with historical development in Ch. 4, and p.fjiCOS at 49bl2,
though the real significance of p.lyE8os will not emerge until Ch. 1·
. B. was probably wrong in taking TE>.Elas with p.lyE8os f.x�va1Js, ·
'complete as having magnitude' (cf. 50b25). 7}avap.EVCfJ >.oyqJ refers to
the media of poetry defined in Ch. r, as is explained iri the next
Sentence j the force Of apwVTWV ICaL OV a,• a?Ta'Y"/E>.£as haS .been fully
elucidated in Ch. 3, but a,• f.>.Eov Kai �o{Jov is new, and the assertion
that Ka8apats is the end of tragedy is not only new but remains
·
unexplained. .
the events of the story but the focus or aim of psychic life from
g6
C O M M E N T A RY
which the . events in that situation result'. In the Appendix on
Plot and Action, p. 229, almost ineffable mysteries are propounded.
Cf. al::;o J. Jones, On. A. and Greek Tragedy, pp. 24-29.
49b25 . .ft8uaJ.LEVctJ MyctJ : a TfSvup.a is something added to food to give it
a pleasant flavour ; the metaphor is maintained at R. 14o6319 where
Alcidamas is said to have used epithets ovx �Svup.an aU' ws i3£up.an,
'not as seasoning but as food'. It is used contemptuously by Pl. Rep.
6o7 A : �3vup.£v1J Movua. Here the tone seems neutral, as at Pol.
1340b16 : � p.ovu£K� tf>vun nov �3vup.£vwv, but . A., like Plato, was
capable of regarding style as an extraneous. addition to matter : cf.
R. 1404324 ff.1 and Pl. Gorg. 502 c. A .;;avup.a was not normally sweet,
though . sugar would count as one but only as making foods more
agJ"eeable.
·
97
C O M M E N T A RY
TC.ov TotovTwv raises a much-discussed problem. It was held by
many of the older commentators and by R. among the moderns
that TOto1hwv is here equivalent to TOVTWJ'. It is a question of some
substance because if TowvTwv = such, then pity and fear are not the
oply tragic emotions, and it is the difficulty of finding other emotions
which may be purged by tragedy that has led to the attempt to
equate TotovTwv with TovTwv. A.'s use of TotoiJTos has been examined
by Beare in Hermathena 18 (1914-19), n6-35 ,and more recently by
C. W. van Boekel, Katharsis (Utrecht, 1957), pp. ;1:46 ff. The fact is
that there seems to be an ambiguity which is common . to Greek
TotoiJT�s and to English 'such•. Both words can mean similar to the
referent as falling. under the same definition but not separately
specified-often virtually synonymous with othos-and similar to
the . referent but falling under a somewhat enlarged definition. In the
first case the point of Twv .-rotoUTwv here would be to include, for
example, olKTos, EK'TI'ATJ�'s, pity and fear in a slightly different form ;
in the second, to include different but kindred emotions such as
opy�. Cf. 's6b1 : olov EAEOV .� c/>o{Jov � opy�v Kal oua TOLaVTa, R. 1378"22 :
opy�, EAEos, t/>o{Jos Kal oua a>.Aa 'totavm, where A. is thinking primarily
of rhetoric, and Pol. 1342a12 : Tovs l>.e�JLovas Kal Tovs c/>ofJTJTLKovs Kal
Tovs o>.ws 1ra67JTLKovs. Since we are so much in the dark as to what
A. meant by Ka6aputs, it is difficult to choose with confidence, but the
first meaning is the - more likely. In any case there is no justification
for introducing under TotovTwv such emotions as ambition ; cf. John
son in Appendix II, p. 277.
A meaning which, it has been suggested (Pol., ed. Susemihl
Hicks (London, 1894), p. 652, also by Butcher, p. 240, n. 3)' might be
int�nded by Twv TotovTwv is that the emotions aroused by tragedy are
not identical with the corresponding emotions aroused by events in
real life ; they are e>.eos Kal c/>o{Jos as aroused by imitations ; cf. 53b12 :
' Q'TI'O
TT}V ' \ ' Kat' -L
• ' EI\EOV 'Q
'f'OtJOV � · JLLJLTJUEWS TJUOVTJV
aLa ' ·� ' ; See nOte On 48b 13. . They.
are transformed by 'aesthetic distance'. · If this distinction were .
a basic assumption of the P., it might well be referred to in this sum
mary fashion, but as A. never clearly makes the distinction it is
·
49b3 t -soat4. The six parts or elements of tragedy are now deduced
from the definition. This passage was discussed at length by Vahlen,
g8
C OMM E N T A R Y
'A. i.iber die Teile der Tragodie':, Gesammelte philologische Schrijtm
(Leipzig, I9II) i. 235-74, reprinted from Symb. phil. Bonn. in hon.
Friderici Ritschelii (Leipzig, 1864), pp. 158-84.
49b3 1 . "PGTTOVTES : the visible actors. More precisely; the poet makes
the imitation a,.x 1TpaTTovTwv. The play can achieve its Tl>..os without
being performed (623II).
49b33. o�JfE(I)S �eoaJ&os : the actors are visible, and the spectacle they
present is necessarily to some extent an element in the total effect.
Koap.os implies that things are so arranged as to be worth looking at.
The question is whether ot/ns refers only to the appearance of the
actors, who were richly attired, or includes all that we mean by
'spectacle'. There is no doubt that on the Greek stage, as on the
· Elizabethan, the main spectacle was the appearance of the actors,
magnificent or horrific as the occasion might require. At sob2o ot/M
is associated with the aK£Vo1Totos . who is. said to have been concerned
mainly with masks and costumes (Pollux 4· ns ; cf. schol. Aristoph.
Eq. 230). The few spectacular effects of which we hear seem to
· depei.1d mainly on his efforts : the Erinyes in the Eumenides who
caused a panic, perhaps the winged steed of Oceanus in the P V ; cf.
Bellerophon's steed in Euripides' play ; Ion's a<::t with the birds at
Delphi would depend mainly on his own grace, "[Demetrius] Eloc.
195. · But at 53b1-4 ot/Jts seems to refer to the whole content of Tov
- opa.v. Presumably it was not for nothing that Sophocles introduced
scene-painting, and the mechane as a spectacle must have lent excite
ment to divine epiphanies. From a later date mrs UK1JVtKaL's ot/J£at
Ka>.ov (Argument to Eur. Phoen.), e.g. Antigone on the walls, refers
to more than clothes.
lv TOUTo&s : actors speak and sing, using words, rhythm, and
melody ; these are the media (ev) ; cf. 4 7b29.
49b34. TTJV T&Jv J&ETp(l)v auv8Ea&v: p.hpa are non-lyric metres, 47b2o il.
The whole is short for T�V TWV 01/0f'tlTWV Ell p.E'rpcp avv8£atv�
49b36; 1r&aav : predicative 'in its entirety'.
49b36-50B1 0. €1rEl. 8E • • f.LEAo1ro&{a: this rather cumbrous sentence
•
governed· by Myw. .
49b37. 1rpaTTOVT6Jv: the performers, who have the same 7j871 as the
original characters of the story.
11'o&ous : speakers in the courts argue o1rws Tov Kptn}v 1TOtov Ttva
?Tot'?awatv (R. 1354b2o).
49b38. 1i8os : see on 4832 and sobS.
8&G.vo&av : further explained below and at sob4. We differ from
the Greeks in attributing 8t&vota to the author rather than to his
99
COMME N T A RY
characters, in whom we do not so sharply separate intellectual power
from the remaining characteristics. A. divides apET� into �8LK� and �La
vo7JTLK� (EN IIOJ35)· On a man's �Lavota depends his power to assess
a situation, on his .qOos his reactions to it. In drama
- �tavota is mani-
fested mainly in the characters' arguments.
508 1 . 11'0LQS TLVQS : many actions Can be judged on)y in the light of
what we know of the character of the doer and of what he says in
explanation of his actions.
[1r£cJ>uKEV aiTLa •] : probably a marginal explanation of the pre
• •
vious clause.
5082. TauTas i.e. 1rpagE,s : the end of an action is a further activity and
not a static condition ; this is good Aristotelian doctrine. but not
self-evident, and depends on a particular conception of activity. Cf.
EN I, Chs. 7 and 8.
5083. iaTLv • •: p.fi8os has scarcely appeared since it was numbered
•
100
COMMEN T A RY
50&9. Taiha 8' • . : the or-der in which the six parts are given bears no
.
the text only by supposing that so�e words, e.g. Kal ev8atp.ov{as,
have fallen out by haplography. But (a) KaKo8alp.wv, -ovla do not
occur elsewhere in A. ; (b) Te>..o s in I. 18 is awkward with TEAos in I. 22,
especially as the first refers to the end of the action which is the sub
ject of the tragedy, the second to the action itself which is the end of
the tragedy ; (c) A.'s particular views on the end of action are not
very relevant to the importance of action in drama, but they are the
sort of thing that a commentator might be tempted to explain.
The desire for happiness might well be the cause which led to the
initiation of the action which was the subject of a play, but this
action is just as much an action whether the happiness which is it.s
end is regarded as an action or a state. In fact A. was emphatic that
it was an action : cf. EN norars, n76b7, Pol. 1325a32. Even the
{Jlos 8erup1JnKos, which we might regard as the · opposite of action, is
an evlpywi (EN II77ai8).
50a2 1 , 1rpQTTOUaLV , , , aUI'11'EpL)..al'j36.vouaLV ! the subject is o{ p.tp.ov
ftEVOt, They do not act, i.e. conduct their imitation of the action, in
order to present character, but they present �haracter as an element
in the action which is the main end. On A.'s habit of identifying the
poet with the actors who are his medium see 48a1 n.
50a22. �C71'E , , ! accordingly it follOWS that the plot is the end.
,
It had not been suggested that any other part but .qOos could claim
the primacy. In a different, and more ultimate, sense the .,l>..o s
of tragedy is the emotional effect it produces (and the katharsis) :
102
COMMENTARY
cf. 6ob24, 62a18, 62b15 ; here i t is the end in the sense that the poet
subordinates all other parts to it.
Ka£ : explanatory of 1rp&:yp.a-ra : 1rpayp.chwv ava-raats which is the
same as p.v8os. Or 1rpayp.a-ra could stand for the materials and p.v8os
for their form when embodied in structure.
Second Reason soa23-29. Tragedy can exist without character, not
without action.
soa23. O.veu • Tpay«tJ8£a : many contemporary plays and some of
• •
Third Reason 50a29-33. Tragedies which are 1·ich in· character but
poor in plot do not fulfil the funCtion of tragedy.
soa29. £cf>egijs : suggests a mere sequence, 'one after another', as - at
59a27. Sometimes, however, it is a rational or natural order, s�ai.
1]1hKcis : 'expressive of character' B., in this case the true character
of the speaker. >.&yot �O,Kol (R. 1391b22) are speeches which suggest
the speaker has a certain character, not speeches on ethics.
soa30. �v : 'was agreed to be'. A. uses the imperf. to refer to conclu
sions previously reached ; cf. R. 1363a9 : oo yap TTav-rEs £tf>lEv-rat, -rov-r'
aya8ov �v. -rpaycp�las Epyov recurs at 52b29 with·reference to emotional
effects ; these have not so far been discussed, only mentioned in the
definition 49b27, 28. The majority of commentators-, R., S., E., refer it
to that passage, E. with emphasis on Ka8apats. B. following Vahlen
103
C O M M E N TA R Y
understands the Epyov to be the production of a 1rp&.��ws p.lp:YJaLs (cf.
49b36), which a mere sequence of speeches could not achieve.
The difference between a. play and a series of rhetorical speeches is
put, with a different p\lrpose, by Pl. Phaedr. 268 c.
50832. �ea.£ : is undoubtedly explanatory : cf. I. 22, above.
50833. Castelvetro transposed the comparison of the painter and the
choice between pleasing colours without form and form without
colours, 50839-b3, to follow directly after 1Tpayp.aTWV. This was ac
cepted by most editors until Vahlen, who defended the change (Gesam
melte, pp. 25o-2), altered his mind in favour of the MSS. order in his
edn. ; only E. among recent editors transposes . . Against the chartge
we may argue that there is no easy explanation to account for it ;
that the comparison between a more and a Jess essential dement
stands well at the end of the discussion about plot and character ;
that EUTLV T� p.lp.'f/ULS
• • at sob3 follows a little awkwardly oil apx'f/
•
p.Ev o�v• • • 7]811 at 50838, 39, since both sentences round off the stage of
the argument. On the other hand, while there is an obvious cor
respondence between an outline drawing and the plot of a play,
a random spread of colours has little connexion with the characters.
But the comparison. would gain immensely in significance if attrac
tive colours placed at random xvS11v corresponded with eloquent
speeches following one after another NJ�efjs. · Indeed G. goes so far as
to make xva11v refer back to NJ�ffis though he leaves them 12 lines
apart. That the words do. correspond is strongly suggested by the
relevant passage of the Phaedrus. Socrates, criticizing Lysias' speech,
says 'do not the parts . seem to have been thrown down xva.,v at
random ?' and a few lines later 'can you suggest any reason why
Lysias put the parts in this order ovTws N)�efjs ?' and the meaning is
illustrated by the famous Midas epitaph of Cleobulus of Lindus, four
hexameters which can be read in any order, 264 B-D. irfJ�!fjs sug
gests, not disorder, but absence of any ordering principle.
104
C O MM E N TA R Y
Fifth Reason and summing up 50835-39. The plot is the most
difficult part of a play to manage.
50a3(». a�epLpoOv: cf. 48bn €lK6vaS' p.&.>.tuTa �Kpt{Jwp.EvaS', to produce
something finished and precise. No . extant tragedy is a youthful
work, unless possibly the Rhesus, which, if it is by Euripides, was ·
written early in his career : see Ritchie, The Authenticity of the Rhesus
of Eur. (Cambridge, 1¢4). The evidence of other periods certainly
suggests that skill in dramatic art comes only with practice, whereas
a youthful rhetorician might be expert at apt speeches.
50837. auv(aTaa8cn : act. and mid. form seem to be used indifferently. ·
ol ,..p&hoL: are these pre-Aeschylean ? See on vEwv I. 25, above. If
this generalization does not strike us, so far as our evidence goes, as
obviously true, it is perhaps a measure of the difference between
character and �8oS'. However, Sophocles is said to have considered
his latest and most mature style to have been �8tKWTaTov (Plut. M.
79 B) ; see Sir Maurice .Bowra, Problems in Gk. Poetry (Oxford, 1953),
PP· Io8 ff.
50838. cipxT) •Kat otov "'ux� : in the light of A.'s ·philosophy these
. .
words carry even more weight thari they ;might seem to. E. quotes
De An. 402a6 : EUn .yap (� .fovx�) otov apx� TWJI {c{Jwv. Soul is the
'form' of man, and plot is of equivalent importance in tragedy.
50&39-50b4, The Second Part �8oS'.
50839. 8EuTEpov : in order of importance. A difficulty of the follow,ing
passage is that �8oS' has already been examined in connexion with
-
p.fi8oS', as being the only rival for primacy, without having been
introduced formally as the second part. It has been defined only
incidentally (49b37) as that in virtue of which men are 1rotol, of one
sort and not another. It is further defined in contrast to a,&.vota
5ob8, below.
50bl, iva�EL"'ELE : trans., the object being 1rlvaKa understood.
50b2, xu8fJv : 'at random'. Ta xva7Jv means prose as opposed to verse
(R. r409b7). At Phaedr. 264 B (see ' 50a32 n.) the parts of Lysias'
speech are said xvaT]JI {J€{J>.Tju8at 'to be thrown down at random'.
Ell+puvELEv : _ give the �aov� which is the TE>.oS' of the arts.
�EuKoypa+�aas : for the formation cf. UKtaypacf>Eiv. There seems
no evidence whether this means to draw in white on a dark ground
or to draw in black on a white ground. That Philostratus mentions
drawing >.£vKjj Tjj ypap.p.jj (Vit. Ap. 2. 22) shows little. The comparison,
if it stands here-cf. 50a33 n:-is between an outline drawing, which
corresponds to the plot, and beautiful · colours grouped without
meaning, corresponding to the characters. While the first pair have
significance in common, the correspondence between characters and
patches of pigment seems incomplete. Gomme, p. 63, following V.
IOS
C O MM.EN T A R Y
suggests 'not give so much pleasure as if he draws the outline in
black and white first'. For a similar comparison between 7T£ptyparf>�,
'outline', and rf>app.aKa, 'colours' see Pl. Polit. 277 c.
50b3, liLci. TQUTTJY ! i.e. indirectly, secondarily, repeating the point
which was made at soai6 ; tragedy is not an imitation of men, but it
imitates men in the course of presenting human action. The repeti
tion rounds off the . paragraph.
50b4, 1rpQTTOVTWY here must refer to the original agents, not the per
formers, as at 48ai .
\
Cf. Pol. 1 288hr : 7Tat8tda Kat e8TJ TavTa ax£oov Ta 1rowvvTa a7Tovoaiov
; R' 1356)a26 : TTJ'> 7T£pt Ta TJ"(}TJ 7Tpayp.a-
'
" 11
avopa KatI TaI 7TOtOVVTa 7TOI\LTLKOV
- ,
•
- I I
111 I \
there is ·some overlap between them. G. quotes Dio Chrys. Or. 52
(VO1 111 p. I 60 D"lnd ) : TJ 'T£ 'TOV- Evpt7TWOV
' O'VV£0'L<; 7TOI\L'TLKW'Ta'TTJ Ka_LI
,
• .. • " • • ,
at-r,os KaKwv f3poTois ro8o. To many moderns this rather spoils the
e ffect;
ro8
C O MM E N T A R Y
SObll-1 5. Fourth Part >..£�,,.
[Twv J1EV Mywv] : B.'s emendation T£vv lv .\6yw would mean 'of the
· •
109
COMMENTARY ·
approval from most of the critics from the late nineteenth century
onwards. To the generations which were pr�foundly influenced by
Bradley's Shakespearian Studies it was common doctrine that; as
Granville Barker once put it, the purpose of drama was to portray
character. Intetest in the inner life of the individual, which had
been developed by the great novelists of late Victorian times in
England, France, and Russia, caused exaggerated attention to
traits of personality which could be perceived in Shakespeare and
contributed to the spread of the belief that they must be contained,
could one but find them, in all great drama. In fact few Greeks were
interested in the analysis of states of consciousness and the study of
psychological developments,· and the scale of Greek drama allowed
few opportunities for revealing the uniqueness of individuals. The
character w4o appeared in a mask was naturally generalized spiri
tually in the same way as he was physically and as the style of
masked acting must require. The difference becomes obvious if one
compares the number and variety of the situations in which Hamlet,
for instance, is presented w.ith the restrictions and simplicity of the
Greek stage, from which the background of ordinary life is ahnost
totally excluded. It is impossible to . deny that A. was right in his
priorities so far as concerns Greek tragedy, and it is surprising that
there should have been critics in his own time, as the tone of the
chapter implies there were, who thought character more important
·
than plot.
More recent crit.ics are less out of sympathy with A. 'In drama
•
characterization depends on function ; what a character is depends
on what he has to do in the play. Dramatic function in its turn
depends on the structure of the play ; the character has certain
things to do because the play has such and such a shape.' · Northrop
I•'rye, Anatomy of Criticism (Princeton, 1957), p. 171.
C H A PT E R S 7-14
Chapters 7-14, with the intrusive Ch. 12, deal with plot, its structure,
and its emotional effects. They contain a large proportion of the meat
of the P. Chs. 7-9 form the first part of this section, and in them the
general nature of the plot is discussed. Ch. 7 deals with plot in the
light of the previously agreed definitions, while Ch. 8 throws further
light by showing what it is not and the misapprehensions which have
caused plots to be badly constructed. In Ch. 9 it is shown that a well
constructed plot represents a more general truth than history can'
usually reveal.
1 10