Aerospace 10 00240
Aerospace 10 00240
Aerospace 10 00240
Article
Implementation of a Holistic MCDM-Based Approach to Assess
and Compare Aircraft, under the Prism of Sustainable Aviation
Dionysios N. Markatos * and Spiros G. Pantelakis
Laboratory of Technology & Strength of Materials, Department of Mechanical Engineering & Aeronautics,
University of Patras, 26500 Patras, Greece
* Correspondence: [email protected]
Abstract: Sustainability represents a key issue for the future of the aviation industry. The current
work aims to assess and compare aircraft, under the prism of sustainable aviation. In the proposed
approach, sustainability is understood as a trade-off between technological sustainability, economic
competitiveness/costs, and ecological sustainability, with the latter also including circular economy
aspects. To handle the trade-offs and lead to an effective decision, a multi-criteria decision-making
(MCDM) methodology is applied, combining the analytic hierarchy process (AHP) and an appropriate
weighted addition model. To demonstrate the proposed approach, a set of commercial aircraft
incorporating novel fuel/propulsion technologies are compared and ranked with regards to their
sustainability, using the metric of sustainability introduced. The dependency of the obtained ranking
on the significance attributed to each of the sustainability aspects considered was also performed and
discussed. To verify the reliability of the proposed approach, the obtained results are also compared
with those obtained from a popular ranking tool from the literature.
importance [6]. However, the criteria considered in the implemented MCDM for the
evaluation, selection, or ranking of alternative aircraft, differ. Literature reviews on aircraft
selection, conducted in the frame of recent studies, suggested mostly technical, operational,
and economic criteria [5–12]. Moreover, it is worth noticing that several criteria considered
might be conflicting with regards to their impact on sustainability. As an example, the
increased use of composites to reduce weight and hence fuel consumption within the
mission increases the problems related to achieving the goal of circular aviation, due
to the challenges which are associated with their recycling. The problem becomes more
pronounced by accounting for the fact that the principal type of composites used in aviation
are thermoset-based. To tackle the multiple conflicting criteria involved when selecting
among several alternatives, simplify the assessment process, and support decision-making,
multi-criteria decision-making (MCDM) methods have emerged as the most employed
approach, inside and outside the aviation sector [5–18].
On the other hand, although the significance of environmental aspects has been mean-
while well-understood, less attention has been paid so far to implementing environmental
criteria when selecting an aircraft, while the studies addressing sustainability aspects when
aircraft selection is a matter of discussion appear to be scarce [10]. In the context of ensur-
ing environmental sustainability in the aviation sector, an increasing interest in emerging
aircraft technologies has been seen during the last years. Among these technologies, novel
fuel technologies, such as sustainable aviation fuels (SAFs), fully electric, hybrid-electric,
hydrogen propulsion systems, or hybrid-hydrogen systems (e.g., liquid hydrogen com-
bustion assisted by fuel cells), demonstrate the potential to enable a more efficient and
sustainable aviation [4,19,20]. The inherent differences and characteristics of such technolo-
gies generate new requirements for aircraft design, involving new lightweight materials
and structures, new propulsion architectures, and relevant aerodynamic technologies. Con-
sequently, the assessment of the impact of different integrated technologies at the aircraft
level is expected to result in several key performance indicators (KPIs) and lifecycle-related
metrics. As the above-mentioned KPIs refer to a wide spectrum ranging from costs to
emissions, performance/technological features, etc., their individual assessment may lead
to contradicting conclusions. Hence, the overall impact of a new technology needs to be
assessed in an interdisciplinary and holistic manner to derive reasonable conclusions for
the future aviation industry and its sustainability.
In the above frame, the novelty of the current work lies on the effort to assess and
compare aircraft, under the prism of sustainable aviation. In this context, the present work
is proposing a holistic interpretation of sustainability, where sustainability is understood
as being a trade-off between performance, economical, and ecological aspects, with the
latter also including circular economy considerations. To assess the sustainability of the
considered aircraft, a MCDM-based model/tool implemented by the authors at the com-
ponent level [21–23] is enhanced and adapted to the aircraft level. The MCDM-based
model combines the analytic hierarchy process (AHP) to derive the weights of potentially
contradicting criteria and aspects as well as an appropriate aggregation method, namely the
weighted sum model (WSM), to integrate relevant indicators into a single index, reflecting
a trade-off between the above-mentioned criteria. The advantage of integrating the WSM
into the proposed hybrid tool is that it offers a proportional linear transformation of the
raw data, namely the relative order of magnitude of the standardized scores remains equal.
The latter allows for a more effective and comprehensible interpretation of the final ranking
obtained as well as for distinguishing the impact of each term on the final ranking. The
introduced sustainability index aims to support the justification of a decision under the
prism of holistic sustainability, and the index can be understood as a metric of sustain-
ability and is used to obtain the ranking among the alternative aircraft. To illustrate the
proposed approach, a set of commercial passenger aircraft, of similar range, incorporating
novel aircraft fuel/propulsion technologies, were selected and ranked. The dependency
of the ranking obtained on the significance attributed to each of the sustainability aspects
considered was also assessed and discussed. Finally, the results are compared with those
Aerospace 2023, 10, 240 3 of 13
obtained by applying a popular ranking MCDM tool from the literature, namely TOPSIS,
in order to validate the reliability of the proposed approach.
2. Methodology
2.1. Definition of Sustainability
For the aviation industry to ensure that the sector is future proof, the development of
a new aircraft should be assessed on the basis of its impact towards a sustainable, circular,
and climate-neutral aviation. The latter should also apply when an aircraft technology is
the matter of discussion. Nevertheless, either for selecting a new aircraft among alternatives
or for assessing the impact of a new technology, a clear and comprehensive definition of the
term sustainability is required. Currently, sustainability in aviation is interpreted mainly
from the environmental point of view and is linked to the development and implementation
of novel energy carriers and fuels. However, this approach falls short of observing the
whole sustainability picture. To overcome this shortcoming, in the present work, the
following definition of sustainability at the product level is proposed: a product (or a
technology) can be considered as sustainable if it is competitive in terms of performance, as
compared to other similar products/technologies available in the market, and additionally
is sustainable from the economic and ecological viewpoint, with the latter including both the
environmental impact and circularity. In the proposed interpretation, sustainability emerges
as a matter of trade-off between potentially contradicting aspects, linked to performance,
economic, and ecological criteria. To this end, appropriate metrics related to the said
aspects will be selected and exploited for the assessment of the overall sustainability of
the investigated aircraft. Such metrics are often contradicting, and therefore, trade-offs
among them will be addressed. In this frame, to assess and handle such trade-offs, the
aircraft selection process has been viewed as a multi-criteria decision-making (MCDM)
problem. The latter allows for the calculation of an index and is understood as a metric of
sustainability. Said metric is calculated for each of the examined aircraft towards supporting
the user to select the most sustainable aircraft. The tool implemented for the calculation of
said sustainability metric is a hybrid one: it combines the analytic hierarchy process (AHP)
and a weighted sum model (WSM). AHP is implemented to derive the weights attributed
to the metrics considered, while WSM is used to make the aggregation of the metrics into a
single index. Output is a weighted sum of the normalized individual metrics. Details about
the AHP and WSM can be found in Section 2.3. The advantage of selecting the use of the
WSM into the proposed hybrid tool is that it offers a proportional linear transformation of
the raw data, namely it maintains the relative order of magnitude of the standardized scores.
The latter allows for a more effective and comprehensible interpretation of the final ranking
obtained as well as for distinguishing the impact of each of the considered metrics to the
final output. The involved calculations were performed via a spreadsheet (excel-based)
model. More details about the applied MCDM tool are presented in Section 2.3. To evaluate
the proposed approach, four different aircraft types have been compared. As reference
aircraft, A320 neo fueled by kerosene has been chosen. This has been compared with
three alternative aircraft, namely, a A320 neo aircraft fueled by SAF, and two conceptual
hydrogen-powered (LH2) aircrafts fueled either by blue hydrogen or green hydrogen.
where S is the quantitative sustainability index, and P, C, E, and CIRC are the normalized
and aggregated indices associated with technological performance, costs, environmental
impact, and circularity, respectively.
For the normalization of the relevant metrics, proportionate normalization was applied.
In proportionate normalization, each value of a dataset is divided by the total sum; in
this way, the normalized values maintain proportionality, reflecting the percentage of the
sum of the total indicator’s values. Following normalization, the normalized values were
multiplied by a weight factor referring to each of the considered criteria of technological
performance, costs, environmental impact, and circularity. The weight factors were derived
through the AHP, as will be described afterwards.
Importance factors (weights) KP , KC , KE , and KCIRC are attributed to the above metrics,
respectively. Said factors are subjective weight factors obtained from the AHP weighting
method, based on the user priorities. The weight factors reflect the importance of each
term to the overall index value. AHP is a widely used method based on the principle of
paired comparisons towards determining the relative priorities of the alternatives with
respect to several criteria [35]. The main steps of the AHP analysis are: (a) define the goal
and alternatives, (b) define the decision criteria, (c) assess the priority of each decision by
use of pairwise comparisons, (d) calculate the weights of the criteria, and (e) analyze the
consistency of the evaluation. The paired comparisons are used to compare the alternatives
regarding to the criteria defined and estimate the criteria weights, on a scale of 1 to 9, where
1 means that the criteria are of equal importance, while 9 means that the selected criterion
is extremely preferred over the criterion to which it is compared. The fundamental scale of
AHP, according to which the comparisons are made, is shown in Table 1.
The AHP hierarchy structure of the aircraft selection problem is depicted in Figure 1.
At the first level of the hierarchical analysis process, the overall goal is to select the airplane
type. At the second level, the criteria proposed to select an aircraft are depicted. At the
third level, the relevant sub-criteria linked to the main criteria are proposed. At the fourth
level, the alternative aircraft under comparison are shown. It should be noted that AHP
is implemented simply only for deriving the weights of the criteria considered (level 2
and level 3 of the flowchart in Figure 1), as the aggregation and subsequent ranking is
performed by applying the WSM. More specifically, considering pairwise comparison
matrices such as those that will be presented in Section 3.2, the steps to derive the weight
factors are the following: (a) The columns are normalized so that the sum of all column
values becomes 1. This is achieved by dividing each cell value by the sum of the column’s
cell values. (b) The weight factors are obtained by calculating the arithmetic mean of each
row of the normalized values.
Aerospace 2023, 10, x FOR PEER REVIEW 6 of 13
These factors are the ones used in Equation (1). They are multiplied by the normal-
Aerospace 2023, 10, 240 ized indicators associated with performance, environment, costs, and circularity, in order
6 of 13
to derive the final sustainability index.
Scenario 1
Technological Performance Environmental Impact Costs Circularity Weight factor
Technological Performance 1 1 1 1 0.33
Environmental Impact 1 1 1 1 0.33
Costs 1 1 1 1 0.33
Circularity 1 1 1 1 0.33
CR: 0
Scenario 2
Technological Performance Environmental Impact Costs Circularity Weight factor
Technological Performance 1 1/5 1 1 0.625
Environmental Impact 5 1 5 5 0.125
Costs 1 1/5 1 1 0.125
Circularity 1 1/5 1 1 0.125
CR: 0
Scenario 3
Technological Performance Environmental Impact Costs Circularity Weight factor
Technological Performance 1 1 1/5 1 0.125
Environmental Impact 1 1 1/5 1 0.125
Costs 5 5 1 5 0.625
Circularity 1 1 1/5 1 0.125
CR: 0
Scenario 4
Technological Performance Environmental Impact Costs Circularity Weight factor
Technological Performance 1 1 3 3 0.375
Environmental Impact 1 1 3 3 0.375
Costs 1/3 1/3 1 1 0.125
Circularity 1/3 1/3 1 1 0.125
CR: 0
Scenario 5
Technological Performance Environmental Impact Costs Circularity Weight factor
Technological Performance 1 1 1/5 1 0.15
Environmental Impact 1 1 1 5 0.32
Costs 5 1 1 5 0.44
Circularity 1 1/5 1/5 1 0.09
CR: 0.07
The results obtained for the hybrid AHP-WSM model, for Scenario 1, suggested the
A320 neo using SAF as the most suitable option. It was followed closely by the LH2 aircraft
utilizing green hydrogen. The obtained ranking identified the A320 neo using SAF as the
most balanced option. This result is understandable as in this scenario, all criteria are
considered equally important and the obtained values for three out of the four criteria
considered for the ranking are superior as compared to the relevant values obtained from
the other aircraft.
When the environmental impact was prioritized over technological performance, costs,
and circularity (Scenario 2), the AHP-WSM tool again suggested the A320 neo using SAF
ranks as the most sustainable. It was followed very closely by the LH2 aircraft utilizing
green hydrogen. This result is also understandable since both aircraft are expected to
present a quite good environmental performance compared to the aircraft using kerosene
or blue hydrogen.
In Scenario 3, where costs were prioritized over technological performance, environ-
mental impact, and circularity, the highest sustainability index was for the A320 neo using
Aerospace 2023, 10, 240 9 of 13
kerosene. This result reflects the appreciably cheaper prices for kerosene fuel as compared
to both SAF and liquid hydrogen.
In Scenario 4, where technological performance and environmental impact were
prioritized over costs and circularity, the highest sustainability index was obtained once
again for the A320 using SAF. This result reflects the combination of a good technological
and environmental performance by involving this fuel, as compared to aircraft using
kerosene or liquid hydrogen.
In Scenario 5, where, among the criteria the complex comparisons listed in Table 3 were
performed, the LH2 aircraft utilizing green hydrogen appeared to be the most sustainable
option according to the AHP-WSM tool. It is worth noticing that in scenarios where
complex comparisons are made, a ranking on the basis of a sequence of logical reasoning
is much more difficult without involving a tool reducing subjectivity, such as the one
implemented in the present study.
Figure 2.
Figure 2. Comparison of WSM
Comparison of WSM and
and TOPSIS
TOPSIS aircraft
aircraft ranking
ranking for
for the
the five
five scenarios
scenarios considered.
considered.
TableBased
4. Comparison of AHP-WSMofwith
on the comparison theAHP-TOPSIS.
AHP-WSM with those obtained from the applied
AHP-TOPSIS, for three out of five scenarios
Comparison (2, 3, with
of SWM and 5), the two tools suggested the
TOPSIS
same ranking. For Scenarios 1 and 4, a rank exchange was observed between the first and
SWM TOPSIS
second place. However, the first and second place for both models applied in said scenarios
Aircraft Type Index Value Ranking Order Index Value Ranking Order
are very close to each other, indicating that these two choices appear as almost equally
Scenario 1
sustainable choices.
A320 neo (kerosene) It needs 0.806
to be underlined that 4the aim of the present 0.335 4
work has been to demonstrate
A320 neo (SAF) 0.844 1 0.668
the approach of involving a quantitative holistic index for ranking aircraft of similar 2 range,
LH2 (blue hydrogen) with regards to 0.812 3
the holistic interpretation of sustainability0.497 3
introduced herein. However, the
LH2 (green hydrogen) rankings obtained
0.838 for the scenarios examined
2 entail a certain
0.717amount of uncertainty. 1 This is
owed to the fact that certain data for some of the sub-criteria
Scenario 2 involved are not yet available,
A320 neo (kerosene) and this mainly refers
0.786 to the LH 2 aircraft.
4 Hence, neglecting
0.3909 some of the sub-criteria
4 in the
performed analysis may appreciably overestimate or underestimate the sustainable index
A320 neo (SAF) 0.921 1 0.681 1
obtained. Such a case is, for example, the LH2 DOCs, which according to Clean Sky 2 [2]
LH2 (blue hydrogen) 0.858 3 0.454 3
are expected to rise considerably due to the larger airframe of the aircraft and the frequent
LH2 (green hydrogen) checks of the 0.918 2
LH2 tanks, especially during the first years0.642 2
of the LH2 aircraft introduction in
Scenario 3
the market. Moreover, increased costs associated with longer refueling times and increased
A320 neo (kerosene) turnaround times
0.888as well as increased1 personnel costs are 0.713expected when the LH 1 2 aircraft
A320 neo (SAF) 0.866 [2]. Considering
will be introduced 3 this in the analysis 0.287 3
would appreciably penalize the
LH2 (blue hydrogen) term cost, and hence
0.856 decrease the 4observed sustainability
0.238 index for these aircraft.
4 On
LH2 (green hydrogen) the other hand, for the LH2 aircraft,2 apart from the CO0.371
0.872 2 emissions, which have 2 the most
detrimental effect on climate change, NOx is also
Scenario 4 expected to be significantly reduced
as compared to aircraft using kerosene [38]. Considering this, the term expressing the
A320 neo (kerosene) 0.716 4 0.156 4
environmental impact would decrease and consequently result in an increase to the overall
A320 neo (SAF) 0.793 1 0.857 2
sustainability index for the LH2 aircraft. Finally, the contrail effect on climate impact, which
LH2 (blue hydrogen) has been found 0.744 3 0.571
0
to be comparable in magnitude to CO2 s impact [2], is expected to have a 3
LH2 (green hydrogen) 0.780 2 0.867 1
Aerospace 2023, 10, 240 11 of 13
considerable effect on the environmental impact term, and hence the overall sustainability
index. The latter remarks make evident the need to obtain relevant data and metrics to
enable a reliable sustainability assessment.
4. Conclusions
In the present work, a definition of sustainability was proposed, where sustainability
is understood as a matter of trade-off between potentially contradicting aspects, linked to
technological performance, economic, and ecological criteria. Sustainability was expressed
through a quantitative index. This index has been used to support selecting aircraft of a
similar range.
To this end, a MCDM-based approach to support decision-making when selecting
an aircraft was implemented. The MCDM-based model combined the analytic hierarchy
process (AHP) and a linear aggregation method to integrate appropriate indicators into a
single index. To illustrate the proposed approach, a set of commercial passenger aircraft of
a similar range were considered and compared. To assess the reliability of the proposed
approach and the sensitivity of our model to weights’ variation, several scenarios of
different complexity were considered. It must be noted that the proposed methodology led
to a ranking which was found to be sensitive to the weight variation, by accounting for a
variety of representative weighting scenarios. The ranking referring to the less complex
scenarios was found to be reasonable and consistent with the expected outcome. For more
complex scenarios, it has been highlighted that such a ranking cannot occur without the
use of tools such as the one implemented in the current work. The comparison of the
results with those obtained from the application of the TOPSIS method suggested the same
ranking for most of the scenarios considered. However, for two scenarios, a rank exchange
was observed between the first and the second place.
The proposed methodology can be exploited by the aviation industry in future ranking
and aircraft selection studies as a decision-making support tool, especially when contra-
dicting aspects are present, as well as to support monitoring of future aircraft impacts
on sustainability. However, it should be noted that the latter assessment is a preliminary
one, aiming to assess the potential of such technologies, based on the available data. The
maturity of the investigated technologies is currently at a low Technology Readiness Level
(TRL); however, essential efforts are being made (e.g., [2]) to mature them in the next years,
with the main aim to integrate them into new aircraft until 2035. The absence of data
for aircraft under development does not yet allow the full implementation of the model,
and hence data availability would considerably increase the confidence of the obtained
ranking. The latter limitation is owed to the fact that two out of four aircraft considered
are not yet existent and are being developed with the aim to respond to the current global
environmental challenges; in addition, such data were up to now only partially gathered
and shared by the aviation industry. It could be expected that with the ongoing efforts of
the aviation industry in the research of new technologies, provision and access to such data
will be facilitated, which will allow for a more precise assessment of the sustainability of
future aircraft. It is worth noticing that aircraft sustainability assessment can be further
enhanced with the introduction of additional criteria linked to the sustainability of the
aviation industry. Such criteria are, for example, the incorporation of social and circular
economy aspects and metrics. An investigation of the robustness of the proposed method
by including a thorough sensitivity analysis of the final output to the weights’ variation,
as well as to the data values’ variation, is a matter for a future study. Furthermore, a
comparison of the ranking obtained through alternative MCDM methods is a subject for
further research.
Author Contributions: Conceptualization, D.N.M. and S.G.P.; methodology, D.N.M. and S.G.P.;
software, D.N.M. and S.G.P.; validation, D.N.M. and S.G.P.; formal analysis, D.N.M. and S.G.P.;
investigation, D.N.M. and S.G.P.; resources, D.N.M. and S.G.P.; data curation, D.N.M. and S.G.P.;
writing—original draft preparation, D.N.M. and S.G.P.; writing—review and editing, D.N.M. and
Aerospace 2023, 10, 240 12 of 13
S.G.P. visualization, D.N.M. and S.G.P.; supervision, D.N.M. and S.G.P.; project administration, D.N.M.
and S.G.P. All authors have read and agreed to the published version of the manuscript.
Funding: This research received no external funding.
Institutional Review Board Statement: Not applicable.
Informed Consent Statement: Not applicable.
Data Availability Statement: Not applicable.
Conflicts of Interest: The authors declare no conflict of interest.
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