Pediatr Pulmonol 2018 53 10 1422-1428
Pediatr Pulmonol 2018 53 10 1422-1428
Pediatr Pulmonol 2018 53 10 1422-1428
DOI: 10.1002/ppul.24138
Alessandro Amaddeo MD, PhD1,2,3 | Annick Frapin MSN1 | Samira Touil BSc1 |
Sonia Khirani PhD1,4 | Lucie Griffon MD1 | Brigitte Fauroux MD, PhD1,2,3
KEYWORDS
children, continuous positive airway pressure (CPAP), obstructive sleep apnea OSA,
outpatient
1 | I NTRODU C TI ON
Abbreviations: APAP, autotitrating positive airway pressure; CPAP, continuous positive
airway pressure; OAHI, obstructive apnea-hypopnea index; OSA, obstructive sleep apnea; Continuous positive airway pressure (CPAP) is increasingly used in
PG, polygraphy; PSG, polysomnography; PtcCO2, transcutaneous carbon dioxide; SpO2, children with persistent obstructive sleep apnea (OSA) despite optimal
pulse oximetry.
medical and/or surgical management.1–3 CPAP has proven its efficacy
All authors have seen and approved the manuscript for treating OSA in children with various underlying disorders such as
Down syndrome, congenital bone diseases, metabolic diseases, Prader Hospital. All consecutive children who underwent a PSG or PG in our
1,4–8
Willi syndrome, and craniofacial malformations. sleep laboratory and who presented persistent OSA defined as an
Current guidelines recommend CPAP initiation at an accredited obstructive apnea-hypopnea index (OAHI) >5 events/h despite
facility with an overnight supervised polysomnography (PSG) titration optimal surgical and/or medical treatment, were included in an
study.9 The decision on the setting where to start CPAP varies largely outpatient CPAP initiation program if they fulfilled the following
according to local practice. Outpatient programs that involve home inclusion criteria: 1) stable medical condition; 2) age>6 month of age; 3)
acclimation to the interface and the device, followed by an in-hospital French-speaking family living in the Parisian area and agreeing with
titration PSG have been developed in the USA10–12 and in Australia.13 regular follow-up visits. Written informed consent was obtained
Some experience has been reported on the initiation of mechanical before enrolment from patient's parents or from the patient's legal
ventilation in an outpatient or home setting in adult patients, but guardian. The protocol was approved by the local ethical committee
experience in children is scarce.10,12–15 In Europe, in-hospital CPAP (CPP Ile de France II, n° 2014-03-09 SC).
initiation represents the standard practice for children.6,16 However,
this approach is not always feasible because of shortage of hospital
2.2 | Outpatient initiation program
beds, limited access to PSG, and economic constraints. Moreover,
repeated hospitalizations may be stressful for children with chronic The program consists of an individual approximately 2-h outpatient
conditions who spend already a large amount of time in hospital. visit. During the first 30 min, the results of the sleep study and the
Hospitalizations are associated with school and parent's work loss, and principles of CPAP treatment are explained to the patient (if age >2-3
a risk of nosocomial infection, particularly during the winter season. In years) and the parents by a pediatric pulmonologist and a nurse
addition, with regard to comfort and quality of life, patients and specialized in NIV and therapeutic education, by means of specific age-
families inevitably prefer outpatient versus inpatient care.17 adapted educational tools. These tools consisted of educational boards
Our standard inpatient CPAP initiation program consists of a 2-3 and cartoons, a booklet explaining CPAP, and a teddy bear breathing
days hospitalization. During the first day, the indication and rationale with a CPAP device (Figures 2 and 3).
of CPAP treatment are explained to the patient and the family by the The choice of the device was made according to manufacturers’
CPAP team which comprises of a pediatrician and a nurse having an recommendations, that is, based on a minimal weight.22–25 This choice
expertise in CPAP. This is followed by two to three CPAP short trials was made in order to avoid an underestimation of objective
with progressively increasing CPAP pressures while the patient is compliance due to a too low flow rate in young children, as previously
awake, after careful choice of an appropriate interface. The patient and reported by our group.18 Heated humidification was systematically
the parents are educated to put on and take off the mask and CPAP prescribed. The most appropriate and comfortable interface according
device. The patient is then encouraged to sleep with CPAP during the to patient's age, facial morphology and preference was chosen.
first night. If the patient is able to sleep with CPAP >3 h, a respiratory The interface was then tried first without the CPAP device. The
polygraphy (PG) is performed during the second night in order to check parents (and the patient if possible) were trained to put on and take off
the CPAP pressure. Mask leaks and other potential problems are the interface. CPAP was then started at a minimal pressure of
discussed with the patient and the parents. The patient may stay 4 cmH2O, which was progressively increased to the highest tolerated
during a third night in case of CPAP duration <3 h. This program has pressure level, while the patient was lying down calmly, according to
been shown to be very efficient in terms of compliance18 and our previous published experience.26 The patient was then asked to
19
correction of respiratory events. However, dramatic improvements keep the CPAP with the chosen pressure for at least 30 min. According
in the technology of home CPAP devices have been made over the last to manufacturers’ indications, auto-titrating positive airway pressure
decade. The built-in software of CPAP devices provides now a large (APAP) was only used in children weighing more than 30 kg.24,25
20
amount of data regarding treatment compliance and efficacy and
manual analysis of the built-in data coupled with a pulse oximetry
(SpO2) recording may be used as a PG.21 This led us to change our
practice with the development of an outpatient CPAP initiation
program.
The aim of the present study was to evaluate the objective
compliance and efficacy of CPAP initiated through an outpatient CPAP
program in selected children with OSA.
2 | M E TH O D S
two months and then every three months. Patients and families were
contacted by phone or email (when preferred) every two weeks during
the first 2 months. CPAP compliance and efficacy were checked via the
built-in software data at each visit. In-hospital PG or PSG with CPAP
was only performed in case of persistent symptoms of OSA despite an
objective compliance ≥6 h per night or when the nocturnal gas
exchange and built-in software data were not conclusive or not
interpretable.
Objective compliance was calculated as the median number of
hours of CPAP use per night and the percentage of nights with a CPAP
use ≥4 h per night after 2 months. Non-compliance to CPAP was
arbitrarily defined as an objective CPAP use <4 h per night after the
first 2 months. CPAP efficacy was evaluated using the OAHI on a PG/
PSG or the AHI recorded by the built-in software data of the CPAP
device that was checked for accuracy as previously demonstrated by
our group,21 and with overnight gas exchange during CPAP. Data are
presented as median and range or mean and standard deviation.
3 | RESULTS
FIGURE 2 Teddy bear breathing with a CPAP device
TABLE 1 Demographic data and characteristics of the subjects patients had undergone a follow-up PG/PSG at 2 months. The OAHI on
(n = 31) the PSG/PG, as well as the AHI given by the built-in software data on the
Female to male ratio 12/19 CPAP device, improved dramatically (Figure 1 and Table 3). None of the
Age, years (median, range) 8.9 (0.8-17.5) patients spent ≥2% of night time with a SpO2 <90% or a PtcCO2
BMI, centile (median, range) 87.3 (5.7-99.6) >50 mmHg. One patient developed central sleep apneas with a central
Predisposing conditions apnea index of 7 events/h which resolved with a decrease of CPAP
Down syndrome 7
pressure. With the exception of this patient, no other patients required
several overnight assessments with CPAP in order to achieve OSA
Achondroplasia 3
correction.
Obesity 3
Three patients could be weaned from CPAP treatment after 21.5,
22q11 deletion 2
16.9, and 13.6 months of follow-up. One patient with mucopolysac-
Prader Willi syndrome 2
charidosis improved after mandibular distraction osteogenesis while
Pycnodysostosis 2
the other two subjects, one with 22q11 deletion and the other with a
Mucolipidosis type 1 2 polymalformative syndrome, improved spontaneously with age.
Mucopolysaccaridosis type 2 1 Concerning the four non-compliant children, the boy with Down
Crouzon syndrome 1 syndrome had a second adenoidectomy that resolved his OSA. The
Chiari malformation type 2 1 two girls with Down syndrome were switched to high flow air by nasal
Pierre Robin sequence 1 cannula but did not comply either with this type of respiratory support.
Polymalformative syndrome 1 The oldest girl had persistent OSA with an OAHI of 9 events/h and the
Cervicofacial venous malformation 1 mother decided to stop the follow-up at the last visit. The youngest girl,
Idiopathic OSA 1
whose OAHI remains high at 45 events/h at the last PG control, will
have an orthodontic treatment with surgical palatal enlargement. The
Immunodeficiency with lymphoid tissue hyperplasia 1
girl with the arteriovenous cervico-facial malformation had a laser
OAHI, events/h (median, range) 12.5 (5-100)
reduction of the mass with a follow up PSG planned in the next months.
Nocturnal gas exchange, n = 31
TABLE 2 Continuous positive airway pressure (CPAP) compliance TABLE 3 Continuous positive airway pressure efficacy data of the
and equipment (n = 27) 27 compliant subjects
Duration of follow-up, months (median, range) 12.3 Poly(somno)graphy apnea-hypopnea index 2 (0-2)
(2.2-25.2) (events/h), n = 4
Objective CPAP compliance over the last month (n = 27) In-built software apnea-hypopnea index (events/h), 2 (0-4)
n = 17
Average use per night, h:min (median, range) 08:21
(05:45- Nocturnal gas exchange, n = 27 97 (93-100)
12:20) Mean SpO2 (%) 91 (84-96)
Percentage of nights with CPAP use >4 h, % (mean 83 ± 17 Minimal SpO2 (%) 0 (0-1)
± standard deviation)
Time spent with SpO2 <90% (%) 1 (0-9)
Average nights use per month, nights (median, range) 25 (18-30)
Oxygen Desaturation Index (events/h) 41 (35-48)
Constant CPAP pressure, cmH2O (mean ± SD) (n = 15) 8.5 ± 1.0
Mean PtcCO2 (mmHg) 46 (42-52)
Interface (n = 27)
Maximal PtcCO2 (mmHg) 0 (0-0)
Nasal mask 22
Time spent with PtcCO2 >50 mmHg (%)
Facial mask 3
PtcCO2, transcutaneous carbon dioxide; SpO2, pulse oximetry.
Nasal prongs 2
Data are presented as median (range).
AMADDEO ET AL.
| 5
respiratory events could be diagnosed using built-in software data.21 For 3. Amaddeo A, Moreau J, Frapin A, et al. Long term continuous positive
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associated with a normalization of nocturnal gas exchange18,19 and a 6. Girbal IC, Gonçalves C, Nunes T, et al. Non-invasive ventilation in
dramatic decrease of the baseline OAHI and AHI.19 Moreover, at the complex obstructive sleep apnea—a 15-year experience of a pediatric
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7. Miller SDW, Glynn SF, Kiely JL, McNicholas WT. The role of nasal
subjects and none of the patients required a tracheotomy.
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Our study has some limitations. First, the patients included in the
hypoplasia. Respirology. 2010;15:377–379.
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35% of the total population started on long term CPAP was eligible for this
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initiated in the hospital for all the subjects, the mean objective CPAP 10. Nixon GM, Mihai R, Verginis N, Davey MJ. Patterns of continuous
compliance was found to be as high as 8:17 ± 2:30 h/min per night.25 positive airway pressure adherence during the first 3 months of
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In conclusion, the present study confirms that the initiation of
11. Mihai R, Vandeleur M, Pecoraro S, Davey MJ, Nixon GM. Autotitrating
CPAP in an outpatient setting is feasible and effective in selected CPAP as a tool for CPAP initiation for children. J Clin Sleep Med. 2017;
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a correction of OSA. We strongly believe that our results highlight the 12. Riley EB, Fieldston ES, Xanthopoulos MS, et al. Financial analysis of an
intensive pediatric continuous positive airway pressure program.
importance of a dedicated pediatric CPAP/NIV unit working in close
Sleep. 2017;40.
collaboration with trained pediatric homecare providers for the 13. Machaalani R, Evans CA, Waters KA. Objective adherence to positive
initiation and the follow-up of these patients. airway pressure therapy in an Australian paediatric cohort. Sleep
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14. Chatwin M, Nickol AH, Morrell MJ, Polkey MI, Simonds AK.
ACKNOWLEDGMENTS Randomised trial of inpatient versus outpatient initiation of home
mechanical ventilation in patients with nocturnal hypoventilation.
The research of Brigitte Fauroux is supported by the Association Respir Med. 2008;102:1528–1535.
Française contre les Myopathies (AFM), Assistance Publique-Hôpitaux 15. Hazenberg A, Kerstjens HA, Prins SC, Vermeulen KM, Wijkstra PJ.
Initiation of home mechanical ventilation at home: a randomised
de Paris, INSERM, ADEP Assistance, ASV Santé, Elivie, S2A Santé and
controlled trial of efficacy, feasibility and costs. Respir Med. 2014;
Université Paris Descartes—Paris V. 108:1387–1395.
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CONFLICT OF INTEREST Arch Dis Child. 2002;87:438–443.
17. Markström A, Sundell K, Lysdahl M, Andersson G, Schedin U, Klang B.
None.
Quality-of-life evaluation of patients with neuromuscular and skeletal
diseases treated with noninvasive and invasive home mechanical
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ORCID 18. Ramirez A, Khirani S, Aloui S, et al. Continuous positive airway
pressure and noninvasive ventilation adherence in children. Sleep Med.
Alessandro Amaddeo http://orcid.org/0000-0003-2117-0781
2013;14:1290–1294.
Sonia Khirani http://orcid.org/0000-0003-4163-5021 19. Amaddeo A, Caldarelli V, Fernandez-Bolanos M, et al. Polygraphic
Brigitte Fauroux http://orcid.org/0000-0001-6092-2662 respiratory events during sleep in children treated with home
continuous positive airway pressure: description and clinical con-
sequences. Sleep Med. 2015;16:107–112.
20. Pasquina P, Adler D, Farr P, Bourqui P, Bridevaux PO, Janssens J-P.
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https://doi.org/10.1002/ppul.24138
Cochrane Database Syst Rev. 2014;8:CD007736.