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H A R V A R D UNIVERSITY
G raduate School of A rts and Sciences
Division
Department
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have examined a thesis entitled
E a r ly Y ogacara and i t s R e l a t i o n to N a g a r ju n a 's
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Madhyamaka: C h ange and C o n t in u it y in t h e H is t o r y
o f M ahlyana B u d d h is t Thought
presented by
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E len a F. Hanson
candidate for the degree of Doctor of Philosophy and hereby
certify that it is worthy of acceptance.
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Signature
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Early Yogacara and its Relation to Nagaijuna's Madhyamaka:
Change and Continuity in the History of M ahayana Buddhist Thought
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A thesis presented
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Elena France Hanson
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to
The Committee on the Study of Religion
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October 1998
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UMI Number: 9910150
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Copyright 1998 by
Hanson, Elena France
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Abstract
by
Elena France Hanson
Professor Charles Hallisey, advisor
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This dissertation examines the relation between the M adhyamaka and
Yogacara schools of Buddhism, focusing on the Yogacara perspective. It
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reevaluates the opinion, generally accepted among modem scholars, that the
Madhyamaka and Yogacara schools constitute divergent and radically
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opposed movements within the Buddhist Tradition. To address this issue,
the dissertation distinguishes between two separate questions. The first
question is whether the early Yogacara writers were actively refuting what
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writers were in dialogue with the Madhyamaka as a distinct philosophical
school. In addressing the philosophical question regarding the relation
between the Madhyamaka and Yogacara, the dissertation examines two
doctrines which are closely associated with the two schools respectively: the
two truths and the three natures. Rather than negating or correcting the
Madhyamaka notion of two truths, the Yogacara doctrine of three natures is
shown to be in accord with and complementary to the two truths.
The dissertation concludes that the view commonly held in Western
scholarship that the Yogacara school arose in o_ position to the Madhyamaka
school rests upon a failure to make a clear distinction between the early and
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later phases of the two schools. In drawing from the later commentarial
traditions of both schools, in which debates between the Madhyamaka and
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Yogacara schools had arisen, modem scholars have transposed onto early
Madhyamaka and Yogacara writings a philosophical stance and a
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doxographical self-understanding which does not apply.
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Contents
Dedication
Acknowledgments
Abbreviations
Chapter 1: Introduction
I. Statement of the Topic 1
II. Names for the Yogacara 3
III. Modem Scholarly Views Regarding the Relation Between the 11
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Madhyamaka and Yogacara Schools
IV. Phases of the Yogacara 16
V. The Distinction Between the Historical and Philosophical 23
Questions Regarding the Relation Between the Madhyamaka
and Yogacara Schools
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VI. Synopsis of the Dissertation 29
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Contents (cont)
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II. The Two Truths in Nagaijuna's Thought 169
m . The Two Truths in Early Yogacara Thought 174
IV. The Three Natures in Early Yogacara Thought 193
V. Conclusion 226
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Chapter 6: The Three Natures in Relation to Nagaijuna's Thought
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I. Introduction 228
II. The Two Truths and the Three Natures Compared 229
III. The Three Natures and Samsara / Nirvana Compared 241
IV. The Three Natures Compared W ith the Equation of Dependent 245
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Chapter 7: Conclusion
I. Summary of the Argument 265
II. Later Buddhist Views Regarding the Three Natures 267
III. Later Buddhist Views Regarding the Relation Between the 277
Madhyamaka and Yogacara Schools
IV. Possible Explanations for the Arising o f the Dispute Between 283
the Later Madhyamaka and Yogacara
V. Suggestions for Future Studies 287
Bibliography 290
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To my husband, Mark
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Acknowledgments
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carefully read several successive drafts of this dissertation. In discussions,
he showed an amazing ability to go straight to the heart o f any matter, and he
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always challenged me to consider the wider implications o f any argument.
I would also like to thank the other members of my dissertation
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turned to again and again, and Professor John Carman who provided
extremely valuable guidance and encouragement throughout my graduate
studies at Harvard.
Without on-going support, this work could not have been completed.
I am grateful for the emotional and financial support o f M arc and Elisabeth
Brugnoni, Cal and Nancy Hanson, Jacques and Madeleine Colmar, and
Lillian Pearson. I am extremely grateful for the supporting grants I have
received from the Javits Foundation, the Mellon Foundation, the Program for
Radcliffe Grants for Graduate Women, and for essential additional support
from the Harvard University Committee on the Study of Religion.
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Abbreviations
Primary Sources
AA Abhisamavalamkara
AKS Aksavamatinirdesasutra
AK Abhidharmakosa
APP Astasahasrika-prainaparamita-sOtra
AS Abhidharmasamuccava
ASA Abhisamavalamkara
BBh Bodhisattvabhumi
BV Bodhicittavivarana
CS Catuhsataka
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D Sde dge (Derge) number, from the Otani University edition of the
sems tsam section o f the Tibetan Tripitaka Tokyo: 1981.
DB Dasabhumikasutra IE
DDV Dharmadharmatavibhaga
K Korean Buddhist Canon Number
KSP Karmasiddhiprakarana
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LA Larikavatarasutra
MA Madhvamakavatara
MMK Mulamadhvamakakarika
MS Mahavanasamgraha
MSA Mahavanasutralamkara
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MV Madhvantavibhaga
MVy Mahavvutpatti
P Peking edition o f the Tibetan Tripitaka. Suzuki, Daisetz T., ed.
Tokyo: Suzuki Research Foundation, 1955 sq.
PP Prasannapada
PSP Pancaskandhaprakarana
PSV Pratltvasamutpada (-adivibhahganirdesa-) vvakhva
SN Samdhinirmocanasutra
SP Saddharmapundarika
T Taisho edition o f the Tripitaka. Taisho Shinshu Daizokyo. Tokyo:
Society for the Publication of the Taisho Edition o f the
Tripitaka, 1924-34.
Tg bsTan 'gyur
To Tohoku Catalogue o f the Tibetan bla' 'gyur and bsTan 'gyur
Trim Trims ika
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Abbreviations (cont)
TSN Trisvabhavanirdesa
Vad Vadavidhi
Vig VigrahavvavartanI
Vim Vimsatika
VS Viniscavasamgrahanl
VV VigrahavvavartanI
Vy Vvakhvavukti
YBh Yogacarabhumi
Journals
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BEFEO Bulletin de l'Ecole Francaise d'Extreme-Orient
EB Eastern Buddhist IE
IA Indian Antiquary
IHQ Indian Historical Quarterly
IIJ Indo-Iranian Journal
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JA Journal Asiatique
JAAR Journal o f the American Academy of Religion
JAOS Journal of the American Oriental Society
JBRS Journal of the Bihar and Orissa Research Society
JIBS Journalo f Indian and Buddhist Studies
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Chapter 1
Introduction
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with the Madhyamaka school, is believed to have lived in the South of India
circa 150-250 CE. Nagaijuna's counterparts in the Yogacara
school-M aitreya, Asanga and V asubandhu- lived in the North o f India
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some time between the fourth and fifth centuries CE. 1 The philosophical
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writings attributed to these four figures form the textual foundation for the
vast body of original and commentarial literature of the M adhyamaka and
Yogacara schools.
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1 For a detailed discussion regarding the dates of Asanga and Vasubandhu, see
Chap. 2. Sect IV. For a brief discussion regarding the dates of Nagaijuna, see n.
98.
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the few scholars to investigate closely the relation between the two schools,
argues that the Yogacara school did not reject Madhyamaka doctrine, and
that the two schools should be viewed as complementary rather than
contradictory.^ He states, "The gap between the Madhyamika and the
Vijnanavada [i.e., Yogacara] traditions must be bridged, because the
Madhyamikas and the Vijnanavadins were not, from the beginning, two
antithetical schools, as is usually assumed. "4
This dissertation will examine the relation between the Madhyamaka
and Yogacara schools o f Buddhism, focusing on the Yogacara perspective,
and using traditional Buddhist histories and biographies, and primary
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philosophical texts as its sources. Although the Yogacara represents an
important development in M ahayana thought, relatively little of western
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Buddhist scholarship has been devoted to its study. This is particularly true
with regard to the close study o f primary textual materials. In focusing on
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the Yogacara perspective, I hope to work toward filling this gap in the study
of the Buddhist tradition. Tw o central questions will shape this
investigation. The first question is whether the early Yogacara writers were
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actively refuting what they perceived to be a distinct religious school within
the Buddhist tradition. This question is one of institutional history; it asks
where the early Yogacara writers placed themselves and their theories in
relation to other Buddhist groups and teachings. The second question is
whether the philosophical doctrines of the early Yogacara writers are
inconsistent with the foundational Madhyamaka writings. This question is
one of comparative religious philosophies; it asks how the early Yogacara
writings can be understood in relation to the writings o f Nagaijuna..
For each o f these two questions, this dissertation will present both
weakly-stated and strongly-stated versions of the same two-part thesis. The
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weakly-stated version, in two parts, is as follows: (i) there is no conclusive
evidence that the early Yogacara authors were writing in opposition to the
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Madhyamaka school, and (ii) the philosophical doctrines which the early
Yogacara authors present can be interpreted as being com patible and
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continuous with the writings of Nagaijuna. The strongly-stated version of
this thesis, in two parts, is as follows: (I) the early Yogacara writers were not
writing in opposition to the Madhyamaka school, and (II) the philosophical
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doctrines which the early Yogacara authors present are compatible and
continuous with the writings of Nagaijuna. The aim o f this dissertation is to
prove the weakly-stated version o f the thesis, and to support as firmly as
possible the strongly-stated version.
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how scholars view this school. It is therefore worth examining the
implications of these names, and how they have been used. Perhaps the
most important point regarding all these names is that none of them, in their
earliest usage, denoted an institutional affiliation.
The name Cittamatra means literally mind-only, and Vijnaptimatra
has variously been translated as "representation-only," "ideation-only," and
"perception-only."5 The epithets Cittamatra and Vijnaptimatra are
associated with the Yogacara school based on the assertion, found especially
in later Yogacara texts, that the entire world is nothing but mind, or
representation. The expressions vijnaptimatra and cittamatra are not used
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frequently, however, in the early Yogacara writings. In Asariga's lengthy
Yogacarabhumi. they are barely used at all. As Lambert Schmithausen
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remarks:
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The terms cittamatra and vijnaptimatra, although not commonly
found in the early Yogacara literature, are not altogether absent therefrom.
They appear, for example, in the S amdhinirmocana and
Mahavanasamgraha7 However, unlike in later Yogacara writings, the terms
are not used in the presentation o f a systematic ontological position. Instead,
their use is very close to that found in earlier texts which are not associated
specifically with the Yogacara school. The declaration found in Asariga's
Mahavanasamgraha that the entire world is nothing but mind is an exact
quotation from these earlier Buddhist texts.8 The first known appearance o f
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this claim is in the Bhadrapala-sutra. a Buddhist meditation manual. The
expression cittamatra is used here in the context of meditative practice, and
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does not have any association with a philosophical movement.
The same is true for the usage of the terms cittamatra and
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vijnaptimatra in the early Yogacara literature. In the Samdhinirmocana. the
term vijnaptimatra appears in the eighth chapter, when the Bodhisattva
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7 For the use of the terms cittamatra and vijnaptimatra in the Samdhinirmocana.
see especially Chap. 8. (See John Powers' edition and translation of the
Samdhinirmocana in Wisdom of Buddha: The Samdhinirmocana Mahavana
Sutra: Essential Questions and Direct Answers for Realizing Enlightenment.
Berkeley: Dharma Publishing, 1994.)
For the use of the terms cittamatra and vijnaptimatra in the
Mahavanasamgraha. see, for example, 2:7. (See Etienne Lamotte's edition and
translation of the Mahavanasamgraha in La Somme du Grand Vehicule d'Asanga
(Mahavanasamgraha). 2 vols. Louvain: Universite de Louvain, 1973.
8 The phrase cittamatram idam yad idam traidhdtukam (The three realms [of
desire, corporeal matter and immateriality] are nothing but mind) is found in the
sixth chapter of the Dasabhumikasutra (ed. by Johannes Rahder, in
Dasabhumikasutra et Bodhi-sattva-bhumi. Paris: Paul Geuthner, 1926,49 E.),
and in the Bhadrapala-sutra. For a further discussion of the Bhadrapala-sutra.
and the use of the term cittamatra therein, see Schmithausen (1976) 246ff.
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Maitreya asks the Buddha whether the images which are perceived during
samddhi are different from the m ind or not. The Buddha replies that they
are not different from the mind and are merely cognition (vijnaptimatra)9
The ensuing discussion between M aitreya and the Buddha is clearly focused
on the topic of meditative technique in the Mahayana, and specifically on
how to develop samatha and vipasyana, the two bases o f Buddhist
meditation. The chapter, which begins with Maitreya asking the Buddha
about the Mahayana practice o f samatha and vipasyana, 10 ends with the
following declaration by the Buddha: "Maitreya, this is the teaching o f the
definitive meaning of yoga. Apprehend it as 'the teaching of the definitive
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meaning o f yoga."' 11 Likewise, in the Mahavanasamgraha. the terms
cittamatra and vijnaptimatra are used in the context of a discussion
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regarding meditation. The terms cittamatra and vijnaptimatra do not yet
9 SN pp. 155ff.
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Throughout the dissertation, citations from the SN are taken from John
Powers' edition of the text in Wisdom of Buddha: The Samdhinirmocana Sutra.
Berkeley: Dharma Publishing, 1995. See also Lamotte's edition and translation,
listed in the bibliography.
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10 SN pp. 148-149.
U SN pp. 216-217.
bcom Idan 'das kyis de la b/ca' stsal pa! byams pa 'di ni rnal ’byor nges pa'i
don bstan pa yin tel rnal ’byor nges pa'i don bstan pa zhes bya bar gzung zhigl
rnal 'byor nges pa'i don bstan pa ’di bshad pa na srog chags drug 'bum ni bla na
med pa yang dag par rdsogs pa'i byang chub tu sems skyes so//
Throughout the dissertation, all translations from Sanskrit and Tibetan
materials are my own, unless otherwise indicated. My own translations are, of
course, indebted to earlier translations by western scholars, listed in the
bibliography below. For important technical terms, or terms which do not have
an exact English equivalent, I have either used the original term by itself, or
included it parenthetically alongside its English translation. Although for the
most part, my translations adhere as closely as possible to the original language,
at certain times, for the purposes o f clarity and readability, I keep from a strict
literal translation of the text.
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appear to be used systematically as an ontological stance. Nor, by any
means, do they constitute a designation for a school of thought J 2
The other name for the Yogacara, Vijnanavada, means, "the doctrine
that consciousness exists." This epithet is used in later literature to refer to
the Yogacara s c h o o l. 13 The term Vijnanavada is particularly problematic in
referring to the early Yogacara writings. It never appears in this body of
literature, and seems to apply specifically to the doctrinal position of a latef
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is established that the three worlds are representation-only." (E.g., Clarence H.
Hamilton, Wei Shih Er Shih Lun: The Treatise in Twenty Stanzas on
Representation-onlv. by Vasubandhu. American Oriental Series, 13. New
Haven: American Oriental Society, 1938, p. 19.)
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Against this translation, Thomas Kochumuttom claims that vijnaptimatra is
not meant as a description of the absolute but a description of our experience of
reality. He argues that traidhatukam is in adjectival form, and thus qualifies a
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noun which the reader is expected to supply. It is not, he says, a substantive
meaning "the three worlds." Kochumuttom takes the understood referent to be
citta-caitta (mind and mental factors). Thus, a translation of Vasubandhu's
verse, according to Kochumuttom, should read, "It is established in the
Mahayana that [the mind and mental factors belonging to] the three worlds are
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development within Yogacara thought. Roughly two centuries after the time
of Asanga and Vasubandhu, there developed two clearly delineated streams
of Yogacara thought. The term Vijnanavada is used in Buddhist literature
primarily in reference to the lineage o f the Yogacara propagated by
Dharmapala, who upheld the view that the external world was merely a
transformation of an ultimately real subjective c o n s c i o u s n e s s . 14 According
to Yoshifumi Ueda, this lineage constituted a significant divergence from the
thought of the early Yogacara. Thus it is misleading to apply the term
Vijnanavada, and the ontological stance it denotes, to the early phases o f the
Yogacara.
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Literally, Yogacara means "practice of spiritual discipline." Although
the term yogacara certainly did come to designate a distinct group w ithin the
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Mahayana, it is far from certain that it held such a meaning for the early
Yogacara writers. In its early usage, the term yogacara referred sim ply in its
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literal sense to the practice of yoga: it did not connote any doctrinal o r
scholastic affiliation. For example, when Asvaghosa, writing the in 2nd
century CE, recommends yogacara, he is promoting the practice of yoga,
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Madhyamaka as a Y o g a c a rin . 16 On the basis o f this evidence, it would
appear that the appellation Yogacara as it was being used at the time when
Asanga was writing, designated Buddhist practitioners in general and did not
refer to a separate Buddhist school. 17 Even Bhavaviveka, a great opponent
of the Yogacara, sometimes uses the term Yogacara to refer to a yogin in
general, and not a m em ber o f a philosophical s c h o o l. 18
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kind of close relation may well have existed between Aryadeva and early
masters of the Yogacarin school; for not only has the Hastavalaprakarana. a
work by Dignaga, been ascribed to him by an Indo-Tibetan tradition but, as
already mentioned, the Yogacarin Dharmapala wrote a commentary on the
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second portion of the CS as late as the sixth century. Yet the reference in the
title of die C£ to yogacara/yogacarya could hardly have been intended to
express any specific connexion between it and the school of the
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Yogacarins/Vijnanavadins; and it appears that the word was then still being used
as a general term to denote practicers of the Buddhist spiritual and intellectual
disciplines without reference to a particular philosophical school" (Ruegg, David
Seyfort. The Literature of the Madhyamaka School of Philosophy in India, vol.
7, Fascicle 1 of A History of Indian Literature. J. Gonda, ed. Wiesbaden: Otto
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18 See Ruegg (1981) p. 63, n. 199. This is not to say that Bhavaviveka does not
use "Yogacara" as a doxographical term. Indeed, according to Ronald Davidson,
Bhavaviveka is the first to use the term Yogacara to refer to a schooj of thought.
See Ronald Mark Davidson, Buddhist Systems of Transformation: Asrava-
parivrtti/paravrtti among the Yogacara. Unpublished Ph.D. Dissertation,
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