1.modelling Laterally Loaded Piles
1.modelling Laterally Loaded Piles
1.modelling Laterally Loaded Piles
net/publication/277936824
CITATIONS READS
3 205
1 author:
Janos Szep
Széchenyi István University, Gyor
3 PUBLICATIONS 4 CITATIONS
SEE PROFILE
All content following this page was uploaded by Janos Szep on 21 March 2021.
Department of Structures, Széchenyi István University, 1 Egyetem tér, Győr, H-9026, Hungary
e-mail: [email protected]
Abstract: Single row pile groups are gaining popularity as foundation system for both
buildings and bridges. They are a reasonable and economical solutions for structures with low
vertical loads e.g. bridge abutments. The lateral resistance of a pile group is the result of contact
pressure between the individual pile shafts and the soil. When designing this kind of structure, the
estimation of displacements and bending moments is the main focus of the calculation. In most
cases single piles are modeled by assuming a Winkler material. For their calculations, designers
typically employ one of the commonly-used structural FEM codes (e.g. AxisVM, Fem-Design).
On the other hand, advanced, truly 3D FEM packages (like MIDAS GTS, Plaxis 3D) are
available, allowing for realistic modeling of the soil environment and soil-structure interaction.
As an intermediate solution, packages based on traditional approaches are also available (GEO5,
CGU). In this paper, results obtained using three different calculation methods and packages are
compared.
Brought to you by Széchenyi István University | Unauthenticated | Downloaded 03/21/21 03:39 PM UTC
118 J. SZÉP
calculated with FEM packages. As a consequence, the linearly elastic material models
employed in these - so-called ‘structural’ - packages are mostly suitable for
superstructure calculations. As the soil behavior is neither elastic, nor linear, the validity
of results based on linear elastic models for foundation design is questionable. To model
such nonlinear 3D soil-structure interaction problems, full-3D geotechnical packages
are the most suitable tools [2].
2. Comparative calculations
As a first step, a single laterally loaded pile (Fig. 1) was analyzed using three
different numerical methods. Results of bending moment distribution and displacements
were then compared. The three numerical methods are:
• AXIS 10VM, the fundamental structural design tool in Hungary;
• GEO4, an increasingly popular geotechnical design code;
• MIDAS GTS, a true 3D geotechnical FEM package that provides more realistic
modeling for soil-structure interaction.
In order to be able to evaluate the effect of the differences between the calculation
methods, a very simple model has been used, as shown in Fig. 1.
Brought to you by Széchenyi István University | Unauthenticated | Downloaded 03/21/21 03:39 PM UTC
MODELING LATERALLY LOADED PILES 119
F v=1800–3600 kN
p=(0–100) kPa
Fh =180÷360 kN
sand
φ=30° qs0 =25 kPa
H=12.0 m
c=(1÷60) kPa qsH=75 kPa
γ=20 kN/m3 qb=4000 kPa
Es0 =15–30 MPa Ch0 =18.75÷37.50 MN/m3
EsH =45–90 MPa ChH =56.25÷112.5 MN/m3
The basic geometry and properties reflect typical values seen in Hungary. Several
other considerations are given below:
• dimensions and the material parameters of the pile being modeled are the most
commonly used Continuous Flight Auger (CFA) pile type;
• the pile tops are free to rotate, which is obviously not always the case, but this
question is beyond the scope of this paper, therefore it is disregarded;
• two load levels were applied, one, a typical working load (Fv=1800 kN,
Fh=180 kN), the other, nearly ultimate load (Fv=3600 kN, Fh=360 kN);
• vertical loading was used only for the MIDAS analysis since vertical stresses
affect the behavior of soil elements. GEO4 and AXIS have no coupled effect, so
vertical loads have no additional influence;
• no surface load has been considered for GEO4 and MIDAS models, while in
AXIS a surface load equivalent to 5.0m embankment height has been applied.
This generated an ultimate passive resistance in AXIS approximately equal to
the passive resistances in GEO4 and MIDAS;
• the shear strength parameters (φ and c), and the shaft and tip resistances (qs and
qb) are compliant with each other;
• the compression moduli (Es) and the horizontal subgrade reaction moduli (Ch)
are compliant with the shear strength parameters. Ch was calculated with the
formula Ch=α×Es/D, with α=1.0 and α=2.0 to investigate the effect of varying
the subgrade reaction modulus as well;
• cohesion of 1 kPa has been used in MIDAS models for numerical stability and
60 kPa for some GEO4 tests in order to simulate the effect the overburden of an
5.0 m high embankment.
Brought to you by Széchenyi István University | Unauthenticated | Downloaded 03/21/21 03:39 PM UTC
120 J. SZÉP
The pile is divided into N sections with the length of ∆H (in the presented example
N=12). The spring parameters were constant within each section and were determined
with the formula shown in the figure. The spring constant - basically equal to the
compression modulus - increases with the depth as shown in Fig. 1. The slip limit for
the springs, for a D×∆H surface, are calculated from the difference between the active
and the passive earth pressures. (Note that D might be increased due to stress spreading.
Reese and Wang [6] and Sabatini [7] give methods for adjusting the effective diameter.
This issue was not considered in this paper.)
Performing a linear elastic calculation with AXIS, the slip limit forces are ignored,
so the reaction forces are unlimited. With a linear elastic/plastic calculation model, the
slip forces are taken into account, setting a limit to the maximum spring reaction forces.
According to current practice, only the linear elastic calculations are carried out,
allowing for unlimited pressures to develop along the pile shaft. In this case, the
calculated pressures should be at least compared with the passive earth pressure, but this
very rarely happens. With the linear elastic/plastic calculation, this check is
automatically carried out.
Analyses were performed using parameter groups shown in the left side of Table I.
The effects of horizontal force magnitude and limiting earth pressure were analyzed.
Test A was considered the reference test while Tests B to F had one or two parameters
changed.
Fig. 3 and Fig. 4 provide a graphical interpretation of the results, while the right side
of Table I includes a brief summary of the most important results.
By analyzing the results, one can conclude the following:
• Linear elastic/plastic assumptions yield significantly higher displacements than
the linear elastic assumption. In case of large loads, the mobilized passive earth
Brought to you by Széchenyi István University | Unauthenticated | Downloaded 03/21/21 03:39 PM UTC
MODELING LATERALLY LOADED PILES 121
pressure in the near-surface zone is not sufficient for equilibrium. The loads
must be transferred downwards, while excessive pile cap displacement occurs.
In Test B, the ‘mobilized’ part of the pile is 1 m deeper than in Test A. This
difference is about 3 m in Tests D and C. In Tests A and C, the spring forces are
the highest at the top of the pile, while in Tests C and D, due to limits in passive
earth pressure, an opposite trend is valid (no figures of these tests are
presented);
Table I
Results of AXISVM calculations
AXIS calculations D=80 cm, L=12.0 m laterally loaded reinforced concrete pile
Input data Results
Horizontal Maximum
Spring Surface
Load displacement bending
Calculation Figure constant load*
Mode of of pile cap moment
calculation
k p FA emax Mmax
MN/m/m kPa kN mm kNm
A 3. elastic 15 – 45 0 180 6.6 191
B 4. elastic/plastic 15 – 45 0 180 13.5 338
C elastic 15 – 45 0 360 13.2 382
D elastic/plastic 15 – 45 0 360 52.8 965
E elastic/plastic 30 – 90 0 180 10.9 335
F elastic/plastic 15 – 45 100 360 13.2 382
* the surface load increases the ultimate horizontal capacity
Brought to you by Széchenyi István University | Unauthenticated | Downloaded 03/21/21 03:39 PM UTC
122 J. SZÉP
39 155
40 155
112
112
44
43 71
71
0.3 38
0.3 38 38
11 38
28
27 15
10 15
10
17
17 3
3
7
7 -1
-1
-1
-1
Z Z Z Z
-1
-3 -0.1
X X X X
6 2
5 2
-1
-1
Z Z Z Z
-1
-4 -0.1
X X X X
• However, as the surface load in Test F increased the plastic slip forces, the
bending moments reduced significantly. Therefore a twofold increase in load
from 180 to 360 kN resulted in almost the same bending moment. In case F,
large reaction forces were generated since the slip limit (passive earth pressure)
was not reached;
• The lower parts of the pile in most cases (except for Test C) remain inactive
with no bending moment present.
In general, the calculation method and the slip limit values have the most significant
effect on the results. Linear calculations underestimate the displacements and the
bending moments, adequate safety can only be obtained if spring constants that
Brought to you by Széchenyi István University | Unauthenticated | Downloaded 03/21/21 03:39 PM UTC
MODELING LATERALLY LOADED PILES 123
gradually increase with depth have been considered, starting from 0 at the level of the
pile. Higher slip limits near the surface will also generate lower moments in the pile.
Similarly, high surcharges (from the surface load) will generate high slip limit values,
causing low bending moments.
p K p − Ka
c= . (1)
2 K p + Ka
Brought to you by Széchenyi István University | Unauthenticated | Downloaded 03/21/21 03:39 PM UTC
124 J. SZÉP
Using the above method the results for the members of the sheet pile wall behavior
can be considered as result for a single pile.
With GEO4 the same pile and soil environment was analyzed as with AXIS. Several
models with different boundary conditions have been tested. Their input data is included
in the left side of Table II. The effect of the horizontal force magnitude and the limiting
earth pressure (by changing cohesion) behavior were analyzed on the pile. Test G is
considered a reference while tests H and I had one parameter changed for each.
Table II
Results of GEO4 calculations
GEO4
D=80 cm, L=12.0 m laterally loaded reinforced concrete pile
calculation
Input data Results
Subgrade Horizontal Maximum
reaction Cohesion* Load displacement bending
Calculation modulus of pile cap moment
Ch c FA emax Mmax
3
MN/m kPa kN mm kNm
G 18.75–56.25 0 180 8.8 287
H 18.75–56.25 0 360 34.0 837
I 18.75–56.25 60 360 11.0 380
* The aim of the applied cohesion is to simulate the surface load by increasing the passive
earth pressure and by reducing the active earth pressure.
Fig. 5 and Fig. 6 provide a graphical interpretation of the results, while the right side
of Table II includes a brief summary of most important results.
From the results the following can be concluded:
• The observed trends are very much like those of the AXIS calculations. They
are not repeated here;
• For 180 kN load in Test G, the displacement and the bending moment values
seem to be realistic. Fig. 7 suggests that at the top 2.0 m the earth pressure
limitation was activated. The bottom part of the pile is basically inactive for the
horizontal load. The reaction forces increase downwards together with the earth
pressure limit values;
• For 360 kN horizontal load, extremely large bending moments and
displacements develop within the pile, and for equilibrium, about 3.0 m long
passive zone is required;
• The cohesion has been applied to simulate the effect of the surface load on the
limiting earth pressures, but in other cases can represent true cohesion, is helpful
with respect to the pile behavior;
Brought to you by Széchenyi István University | Unauthenticated | Downloaded 03/21/21 03:39 PM UTC
MODELING LATERALLY LOADED PILES 125
Fig. 5. GEO4 test G (180 kN/pile load, base Fig. 6. Earth pressures plotted relative to
value for subgrade reaction modulus, zero limit values for GEO4 Test G
cohesion)
• The displacements and moments are generally smaller than those calculated
with AXIS, for which no reason could be found. While the numerical models
are the same, displacements and moments calculated by GEO4 are about 60-
Brought to you by Széchenyi István University | Unauthenticated | Downloaded 03/21/21 03:39 PM UTC
126 J. SZÉP
85% of those calculated by AXIS. In the last calculation set, the results are
basically identical.
The output data of this package is very easily interpreted, and provides a clear
insight into pile behavior. The automatically calculated limiting earth pressures are one
of the advantages of the module, which greatly simplifies the data input. Another great
benefit of GEO4 is the almost negligible calculation time, allowing extensive sensitivity
studies to be carried out for the different parameters within a reasonable time frame.
Brought to you by Széchenyi István University | Unauthenticated | Downloaded 03/21/21 03:39 PM UTC
MODELING LATERALLY LOADED PILES 127
Table III
Results of MIDAS GTS calculations
MIDAS
D=80 cm, L=12.0 m laterally loaded reinforced concrete pile
calculation
Input data Results
Horizontal Vertical maximum
Horizontal Vertical
displacement displacement bending
Calculation load load
of pile cap of pile cap moment
Fh FV ex;max ex,max Mmax
kN kN mm mm kNm
J 180 0 5.3 0.8 132
K 180 1800 4.6 16.7 108
L 360 3600 10.8 33.1 230
3. Summary
The application of single row pile groups are gaining popularity in the Hungarian
civil engineering practice, applied mostly for bridge abutments. The single row pile
group is an economical foundation system by means of which - if applied together with
certain superstructure types - it is possible to reduce the forces and moments of the
superstructure. For the appropriate estimation of the bending moment distribution in the
Brought to you by Széchenyi István University | Unauthenticated | Downloaded 03/21/21 03:39 PM UTC
128 J. SZÉP
piles the soil-structure interaction must be modeled reliably. This paper compares the
results obtained from testing three different calculation methods. An important finding
is that the results obtained with the most popular structural FEM code (AXIS) neatly
matches with those from the widely used geotechnical package GEO4. To achieve good
agreement between the results of the two models, the spring constant was determined
using careful geotechnical analysis. Additionally it was essential to apply a linearly
elastic - perfectly plastic spring characteristic with adequately selected slip limit forces
to model the soil behavior appropriately. With these methods it is possible to analyze
the behavior of the superstructure and foundation in one complex model.
Results of MIDAS calculations will be used to improve the accuracy of the simple
AXIS model by applying more representative spring constants and slip conditions.
For representative modeling of soil-structure interaction the most suitable package
was MIDAS. The results from the MIDAS model are encouraging; however, the
validity of the results is still to be proved. Influence of the interface behavior will be
studied in greater detail as well as the degree of mesh refinement. Research in-progress
has produced more numerically stable results and hopefully more accurate predictions.
In order to improve and validate computational methods, small-scale physical models
and measurement data from full-scale structures will be used.
Acknowledgement
The Author would like to thank to his colleagues, Edina Koch, dr. Róbert
Szepesházi and dr. Richard Ray for their valuable contribution towards writing this
paper.
Brought to you by Széchenyi István University | Unauthenticated | Downloaded 03/21/21 03:39 PM UTC
MODELING LATERALLY LOADED PILES 129
Reference
[1] Hetényi M. Beams on elastic foundation, Theory with applications in the fields of civil and
mechanical engineering, University of Michigan Press, Ann Arbor, Michigan, 1964.
[2] Bak E., Koch E., Ray R., Sharle P., Szepesházi R. Parametric study of combined pile-raft
foundation. Proc. of the XIVth Danube-European Conference on Geotechnical
Engineering, Bratislava, Slovakia, 2-4 June 2010, p. 13.
[3] Szép J., Murinkó G., Szepesházi R. Modelling bridge substructures, (in Hungarian)
Geotechnika 2009 conference, Ráckeve, Hungary, 27-29 October 2009, p. 22.
[4] Szep J. FEM - modeling of abutment, 10th Slovak Geotechnical Conference - Geotechnical
Problems of Engineering Constructions, Bratislava, Slovakia, 30-31 May 2011,
pp. 207-218.
[5] AxisVm, Finite Element Analysis & Design Program, users manual, InterCad Ltd,
Budapest 2010.
[6] Reese L. C., Wang, S. T. LPILE Plus 3.0 Technical manual of documentation of computer
program, Ensoft, Inc., Austin, Texas, 1997.
[7] Strom R. W., Ebeling R. M. State of the practice in the design of tall, stiff, and flexible
tieback retaining walls, US Army Corps of Engineers, Engineering Research and
Development Center, Technical Report ERDC/ITL TR-01-1, 2001, p. 225.
[8] MIDAS GTS users manual, MIDAS Information Technology Co., Ltd. Delft, 2009.
Brought to you by Széchenyi István University | Unauthenticated | Downloaded 03/21/21 03:39 PM UTC
View publication stats