II Reduction Reactions: Objectives
II Reduction Reactions: Objectives
II Reduction Reactions: Objectives
Objectives
OR' H
R OH
R O R O
carboxylic acid aldehyde primary alcohol
derivatives
R N R NH2
R NO2
Issues of Reactivity and Selectivity
Similar issues of selectivity and reactivity to those we encountered in the case of oxidation
reactions also arise in reduction reactions.
2. In the case of carboxylic acid derivatives there are two possible reduction products: an
aldehyde and an alcohol. Ideally we need methods for selectively accessing either product.
Q? Why is it often difficult to stop the reduction of an ester at the aldehyde (consider the relative
electrophilicities of the starting material and intermediate product.
Some of the most important reducing agents are hydrides derived from aluminium and boron.
There are numerous varieties differing principally in their reactivity. They all act as sources of
nucleophilic hydride and therefore are most reactive towards electrophilic species. Some of the
most widely used hydride reagents are discussed below:
• reactions are normally carried out in ethereal solvents (e.g. THF, Et2O); LiAlH4 reacts
• The extremely high reactivity of LiAlH4 imparts relatively low levels of chemoselectivity on
lactone diol
epoxide
O RCH2CH(OH)R
R R
ester RC(O)OR' RCH2OH + R'OH
LiAlH4
R X R H
LiAlH4
R
R OH
OH
In this case the proximal alcohol is essential. The reaction proceeds through a trans-selective
hydrometallation of the triple bond releasing the alkene on protolytic work-up:
H
H
HO LiAlH4 O Al H
HO
OMe OMe
OMe
H2 H
Epoxide Ring-Opening
epoxide.
OH
O LiAlH4
H
R R
In cyclic systems there is a strong preference for axial attack (trans diaxial ring-opening)
Hax H
LiAlH4
Heq
Et2 O 90%
O
OH
O
OH
Heq LiAlH4 81%
Et2 O
Hax
H
• frequently used to chemoselectively reduce aldehydes and ketones in the presence of esters
(esters are reduced with NaBH4 but usually at a much lower rate (less electrophilic))
• reactions are carried out in protic solvents (including H2O). NaBH4 is insoluble in most
Although the reactive component of sodium borohydride is the hydride anion, the counterion can
also be used to modulate the reactivity of the reagent system. A number of other borohydride
reagents are available including LiBH4 and Ca(BH4)2. Both these reagents are more reactive
than NaBH4 and readily reduce esters in addition to aldehydes and ketones. The increased
reactivity of these reagents can be attributed to the increased Lewis acidity of the cations which
confers increased electrophilicity on the carbonyl group (by Lewis acid-Lewis base formation).
II.A.1.iii Sodium Borohydride-Cerium(III) Chloride
1,2-reduction
O OH
NaBH 4
100%
O OH OH
NaBH 4
CeCl3·6H2O
97 : 3
100%
O O
O O
O OH
• The increased electrophilicity of aldehydes over ketones, however, renders them much more
prone to hydration/acetal formation.
• Acetals are not reduced by borohydride reagents.
• Ce(III) is a good Lewis acid and strongly oxophilic - it promotes hydration of carbonyl groups
especially aldehydes.
O O HO O
NaBH 4 - CeCl3
OMe OMe
EtOH, H2O, -15 °C
O O
H H
• reactivity is strongly pH dependent - it is one of the few borohydrides which tolerates acidic
conditions (down to ~pH 3)
at pH 6-7: NaCNBH3 readily reduces iminium ions but NOT C=O groups - this property is
• a very useful method for synthesising secondary and tertiary amines by coupling a secondary
or primary amine with an aldehyde or ketone.
Q? An alternative method for amine formation is to alkylate a primary or secondary amine with
an alkyl halide? What are the problems with this approach? Hint - is the product amine more or
less nucleophilic than the starting material?
Example 1
a source of NH 3
H
O O NH4 Br N R
R NaCNBH3
MeOH
TIPSO TIPSO
NaCNBH3, H
N N
OAc OAc
BnO O BnO O
There are many other hydride reducing agents. The following have been developed as sterically
very bulky hydride sources for use in stereoselective reduction:
H O
t Li
LiHAl(O Bu)3 Al good for converting carboxylic
O O acid derivatives to aldehydes
H O
Na Al O
Red-Al similar reactivity to LiAlH4
H
Na[H2Al(OCH2CH2OMe)2] O
O
Li
L-selectride similar reactivity to LiBH4
B
LiHB(CH(CH3)CH2CH3)3 H
Stereoselective Reduction of 4-tert-Butyl-Cyclohexanone
OH H
O reducing agent
tBu tBu H tBu OH
H
equatorial attack axial attack
100 0
3
Li BH
What factors might affect the stereochemical outcome of this reduction? Hint: consider such
factors as the approach trajectory of the incoming nucleophile and the size of the nucleophile.
Draw Newman projections of the starting ketone and the two products and consider how the
molecule reorganises on proceeding from starting material to product; remember that eclipsing
interactions are unfavourable.
II.A.2 Neutral Reducing Agents
The reagents discussed above are all hydridic and behave as nucleophiles - they react most
readily with good electrophiles.
Another class of reducing agents involves those that are neutral. They react through a different
mechanism and as a result have quite different selectivities which are often complementary to the
hydride reagents discussed earlier.
basic mechanism
H
H
B BH2
O H O OH
BH3 O H
R R' R H R H
R R'
R' R'
Lewis acid-Lewis base intramolecular hydride
complex transfer
-
Comparison between BH4 and BH3
-
BH4 BH3
Valence shell of the central boron is a complete 6 electrons in the valence shell of the central
octet boron - vacant pAO confers Lewis acidity
hydride transfer proceeds intermolecularly hydride transfer is often intramolecular via a
Lewis acid-Lewis base complex
II.A.2.i Borane (BH3)
Borane is too unstable to be isolated (exists either as the dimer B2H6 or a Lewis acid-Lewis base
• very useful reagent for selectively reducing carboxylic acids to alcohols in the presence of
esters
• amides are also readily reduced to the corresponding alcohols
O O
BH3·THF
OH OH
EtO EtO
-10 °C to RT
O
8-10 h, 67%
Thus it seems that the more electron rich carboxylic acid derivatives appear to be reduced most
readily - complete opposite reactivity to hydridic reducing agents.
Key: borane first reacts with the carboxylic acid to generate a triacyloxyborane (protonolysis).
This is essentially a mixed anhydride and therefore very reactive. Esters cannot react in this way
and are therefore reduced at a slower rate.
O O
B[OC(O)R]2 B[OC(O)R]2
O O
reactive species
3 RCO 2H BH3 [RC(O)O]3B 3 H2
BH3
RCH 2OH
A note of caution!
Borane is a good reducing agent but it is also very useful for hydroborating unsaturated systems
(triple and double bonds) - chemoselectivity may be a problem.
epoxide
O RCH2CH(OH)R
R R
ester RC(O)OR' RCH2OH + R'OH most difficult to reduce
acid chloride RC(O)Cl inert
II.A.2.ii Diisobutylaluminium Hydride (DIBALH)
Al
H
R OH
2 eq. DIBALH
O 1eq. DIBALH O
aldehyde only
released on work-up
OAlR2
R OR'
H
Nitriles are also reduced to aldehydes. In this case reaction proceeds via the imine which is
hydrolysed on acidic work-up to afford the aldehyde product:
AlR2
N O
1eq. DIBALH H
R N
R H R H
Lactones provide a useful method for preventing over-reduction of the aldehyde product. In these
cases the lactone is reduced to a lactol, the hemiacetal functionality essentially masking the
aldehyde and preventing over-reduction:
O OH
O 1eq. DIBALH O
Esters with proximal alcohols can also be partially reduced by exploiting lactol formation.
O O
O O
O DIBALH
MeO
-78 °C O O
HO O HO
98%
Tetrahedron , 1993, 49, 6669
i
II.A.2.iii Meerwein-Ponndorf-Verley Reduction with Al(O Pr)3
• a relatively old method of reducing carbonyl groups (principally aldehydes and ketones)
• isopropanol behaves as the hydride donor
• the by-product is acetone
• the reaction is reversible - the reverse oxidation is known as the Oppenauer Oxidation.
• the mechanism is typical of a range of reagents proceeding through a well-defined chair-like
T.S. (Zimmerman-Traxler) in which the beta-hydride is transferred intramolecularly to the
carbonyl group.
OR
O Al(OiPr)3 O
Al O
OH O
"R H
R" R' i PrOH R" R'
RO H
R'
Zimmerman-Traxler
chair T.S.
Compare this reaction mechanism with methods for directed reduction of β-hydroxy ketones
(Me4NHB(OAc)3 and the Evans-Tischenko reduction) later - the mechanism is very similar -
The addition of a hydride nucleophile to a chiral ketone provides diastereoisomers - when the
stereogenic centres are close to the carbonyl group (1,2- or 1,3-disposed (i.e. α- or β-hydroxy
ketones)) then by careful choice of protecting group, reaction conditions and reducing agent, a
high degree of stereoselectivity can often be obtained in the reduction.
1,2-Diols and 1,3-diols are widespread in natural products (see erythromycin and related
polyketide macrolides). Stereoselective reduction of hydroxyketones provides a reliable route for
incorporating such functionality.
Diastereoselective 1,3-reduction:
OP O H OP OH OP OH
Diastereoselective 1,2-reduction:
O H OH OH
R R R
R' R' R'
OP OP OP
syn anti
P = H or protecting group
We will consider each reduction in turn. While some of the reagents may be new to you, you
should already be aware of the underlying concepts and models; if you are not then REVISE this
area of Chemistry - it will be cropping up time and time again in this lecture course.
A number of methods have been developed for forming the anti-1,3-diol from the corresponding
β-hydroxy-ketone. All rely on a so-called DIRECTED REDUCTION which takes advantage of an
intramolecular hydride transfer proceeding through a well-defined 6-membered chair-like
transition state (c.f. Meerwein-Ponndorf-Verley reduction earlier).
iPr iPr
Si
H
OH O i Pr
2SiHCl O O
R R Et3N R R
cat. DMAP
nucleophilic substitution
Lewis acid
or Brønsted acid
iPr i Pr
Si
OH OH HF, MeCN
O O
R R
R R
anti
diastereoselectivity are good to excellent anti:syn 320:1 to 120:1 (BF3·OEt2 and SnCl4 give
iPr i Pr
iPr
H Si
R O O
Si
R' O i Pr
R' R
H
O syn
LA
iPr i Pr
iPr Si
H LA
O O O
Si
R' O iPr R' R
H
R anti
Evans has introduced an alternative reagent Me4NHB(OAc)3 for carrying out directed reductions.
Although the levels of selectivity are not as high as Davis' method the reaction is easier to
perform and generally higher yielding (a pay-off):
OH OH O
OH O O NMe4BH(OAc)3
OR
OR MeCN / AcOH
-40 °C, 5 h 92%
completely chemoselective anti:syn = 95:5
and highly diastereoselective
Note in this example that only the β-ketone is reduced; the ester remains intact (chemoselective)
Draw a T.S. which satisfies the stereochemical outcome of the reaction (hint: the AcOH co-
solvent acts as a Brønsted acid and activates the ketone electrophile).
II.B.1.iii Evans-Tischenko Reduction
The mechanism involves the reaction of a β-hydroxy ketone with an aldehyde (source of acyl
protecting group) and is mediated by samarium(II) iodide (SmI2). The samarium ensures the
formation of a well-defined transition state (by coordination - recall that lanthanides are strongly
oxophilic) and directs the transfer of hydride from the aldehyde to the ketone.
Ph
15 mol % SmI2
THF, -10 °C
99% anti : syn >99:1
O
Sm(II)
Ph H
H O Sm(III)
Ph O O O
H Ph
O O
Sm
formation of
hemiacetal well-defined T.S. in which all
substituents are equatorially oriented
around a chair-like reactive conformation
Another example:
OH O OTBS O O OH OTBS
MeCHO
40mol% SmI 2
1.5 h
89% anti:syn >99:1
II.B.2 Diastereoselective Formation of Syn-1,3-Diols
• Metals capable of forming a chelate between a β-hydroxyl group and a ketone provide a
molecular conformation which resembles that of cyclohexene:
Mg R' X
OH O MgBr2 O O O M
X
R' R R O H
R' R
• INTERmolecular hydride delivery on the chelate would then be expected to provide the syn-
1,3-diol products. This is indeed the case.
K.-M. Chen, G. E. Hardtmann, K. Prasad, O. Repic, M. J. Shapiro, Tetrahedron Lett., 1987, 28,
155-158.
OH O Et2B(OMe) OH OH OH OH
Bu Bu THF-MeOH (4:1) Bu Bu Bu Bu
-70 °C, NaBH4 syn 99:1 anti
99%
Make sure that you can rationalise the stereochemical outcome of this reaction using clear
conformational diagrams.
• other reagents which also give good syn selectivity are Zn(BH4)2 and DIBALH
There are numerous variants on this theme (chelation followed by intermolecular hydride
delivery). For an example in which an ester is used to form the chelate:
Draw a T.S. diagram which accounts for the observed stereochemical outcome of this reaction.
II.B.3 Diastereoselective Formation of Anti-1,2-Diols
i) a free alcohol or a protected alcohol in which the protecting group can still form a chelate
(alkyl ethers) i.e. the oxygen must still be able to behave as a Lewis base.
ii) a metal which can form a chelate (typical metals include Zn(II), Mg(II), Ti(IV) etc.)
Once again the chelated intermediate is much more conformationally rigid and sterically
differentiates the two diastereotopic faces of the carbonyl group [This is Cram chelation].
M
M O OR RO OH
RO RO
O H R'
R' H
R' H OH
R'
Examples:
O OH
Zn(BH4)2
Et2 O, -30 °C
THPO OBn THPO OBn
O Bu OH Bu
Zn(BH4)2
Et2O, -50 °C
OH OH
90%
anti : syn 98.5:1.5
OH Zn(BH4)2 OH
Et2 O, -78 °C
N HN
75%
anti : syn 97:3
II.B.4 Diastereoselective Formation of Syn-1,2-Diols
This requires i) careful choice of a protecting group which suppresses chelate formation and is
very bulky (large silyl protecting groups are ideal).
ii) use Felkin-Anh T.S. analysis to account for the stereocontrol.
Na
Si H2Al O OTBDPS OTBDPS
O O O
2
C5H 11 C5H11
C5H 11 -78 °C, toluene
OH OH
O
O CH anti 2:98 syn
5 11
SiO
H
Make sure you understand the steric AND stereoelectronic arguments behind the Felkin-Anh T.S.
II.C.1 Raney-Nickel
Examples:
S S H H
S S H H
Ra-Ni
H2, EtOH
CH3
O S Ra-Ni O
EtOH CH3
O 95% O
Ph Ph
Reduction of α-haloketones
• very mild
• highly chemoselective
Example:
MeO 2C Br MeO 2C H
O O
Zn(0)
AcO AcO
O AcOH O
O 96% O
AcO AcO
AcO OAc AcO OAc
AcO AcO
Note the lactone, acetate, glycosidic linkage and acetal all remain intact.
Q? What is the mechanism of reduction? Hint: the reaction involves single electron transfer.
1,4-Reduction of Enones
Example:
O O
O O
HO HO
OH Zn(0) OH
AcOH
>82%
H H
H H
Note that there is a zinc enolate intermediate; this reaction can therefore be used for
regioselective formation of enolates.
Clemmensen Reduction
• a classical method for complete reduction of a carbonyl group (in ketones and aldehydes).
• reaction conditions are fairly vigorous.
Example:
O H H
Zn/Hg
H H HCl H H
H
O 75%
H H H
II.D Hydrogenation with Hydrogen and a Transition Metal Catalyst
• Typical catalysts are Pt, Pd, Rh, Ru and Ni (late transition metals) - usually used as finely
dispersed solids or adsorbed on to an inert support such as charcoal or alumina.
• reaction takes place on the surface of the metal - heterogeneous catalysis
• hydrogen is invariably transferred on to the less hindered face in a syn addition
process.
Example:
H2 / Pt H
H
• A variety of homogeneous catalysts are also effective e.g. Wilkinson's catalyst [(PPh3)3RhCl]
• transition metal catalysts in the presence of H2 will reduce carbonyl groups although the rate
is usually lower than the reduction of olefins (allows chemoselectivity).
Example:
OTHP OTHP
[(PPh3) 3RhCl]
H2
OAc 90% OAc
Q? How does the shape of the bicycle control the stereoselectivity of the hydrogenation?
Example:
O O
Lindlar Pd O
O CaCO3 O
O O
OTBS O
25 °C, EtOAc, pyridine
OTBS
II.D.2 Hydrogenolysis
• Benzyl ethers are readily cleaved by Pd/C/H2 to provide the free alcohol and toluene.
R
O Pd / C H
ROH
H2
II.E Dissolving Metal Reductions (Sodium/Ammonia or Lithium/Ammonia)
O OLi O
Li, NH3 Br
major diastereoisomer
proton source
TMSCl
OTMS
Enolates are ambident nucleophiles - you should be able to account for the differing
regioselectivity of the reactions of the intermediate lithium enolate with the two different
electrophiles.
Mechanism:
H H
1e H 1e H
H H H H H H
• under the (relatively controlled and mild) reaction conditions, reduction stops at the dihydro
stage.
• the rate of reduction is influenced by the substituents on the ring - as the intermediates are
negatively charged, the rate is, not surprisingly, increased by electron-withdrawing
substituents.
• substituents also dictate the regiochemistry of protonation:
1e H
1e
Reduction of Alkynes
mechanism:
1e H H
R R R R 1e R H
R R R R
R
H H H
• usual hydrogen atom donor is tributyltin hydride (Bu3SnH) (there are now less toxic
mechanism:
heat
N N 2 N2
NC CN NC SnBu3
R H
H SnBu3
H SnBu3
SnBu3
R Bu3SnX
R X
Some examples:
O O
O O
Me3SnCl
O O
I NaBH4 H
AIBN
O O
in situ formation
O of Me3SnH O
Br D
Bu3SnD
Br Br AIBN D D
Br D
Deoxygenation of xanthate esters:
OH H
i) NaH, CS2
O ii) MeI O
iii) Bu3SnH, AIBN
AcO O AcO O
Q? What is the mechanism of this reaction? Hint: the driving force is formation of a C=O bond.
SUMMARY
In this section we have discussed a variety of methods for reducing carbonyl groups
chemo-, regio- and stereoselectively and seen that this has necessitated the development
of a wide variety of reducing agents. Furthermore, by understanding the mechanisms of
various reducing agents we can rationalise their reactivity towards potentially reactive
functional groups. We have also discussed various methods for reducing unsaturated
compounds (olefins, alkynes and aromatic compounds) and seen the importance of late
transition metals as catalysts for mediating such transformations. Reduction requires the
gain of electrons; metals are a potential source of electrons. We have seen that Zn in
acidic media and Li or Na in NH3 are good reducing systems. Free radical reduction
occupies a special niche; it is particularly useful for reducing halides and similar systems
under mild, and neutral conditions.