Subject

Treatment for Ballast Water Management Convention for

Panama flagged ships
Technical
Information
No. TEC-1104
Date 13 March 2017
To whom it may concern

Regarding the International Convention for the Control and Management of Ship's Ballast Water and
Sediments, 2004 (Hereinafter referred to "the BWM Convention"), Panama Maritime Authority
published Merchant Marine Circular MMC-345.
A summary of MMC-345 is as below.

1. Examination of Ballast Water Management Plan (BWMP)

(1) BWMP should take into account IMO Resolution MEPC.127(53) (*1) and be approved by
Panama Maritime Authority. (BWM Plans are required to be approved by the Panama
id
Maritime Authority, even if the BWM Plans were approved by Recognized Organizations.)
Application for approval will be accepted from 15 March 2017 and Statement of Fact, valid
for three (3) months, will be issued upon receipt of BWMP.
http://certificates.amp.gob.pa/certificates
(2) However, BWMP, previously approved by Recognized Organizations in accordance with
IMO Resolution A.868(20) (*2) before 15 March 2017, will remain valid and re-approval by
Vo
Panama Maritime Authority is not required until the BWMP needs to be revised due to
installations of Ballast Water Management Systems or modifications.
(3) As to whether BWMP has been approved in accordance with IMO Resolution MEPC.127(53)
or IMO Resolution A.868(20), please confirm the approved cover page of BWMP, etc. If you
have any concerns, please contact our Machinery Department ([email protected]).
(*1)
Applied to the ships engaged in accordance with Regulation D-1 only, both Regulation D-1
and Regulation D-2 or Regulation D-2 only
(*2)
Applied to the ships engaged in accordance with Regulation D-1
2. Statement of Compliance and Interim Certificate
(1) ClassNK carries out surveys and issues Statements of Compliance in accordance with the
BWM Convention on a voluntary basis.
(2) An initial survey will be carried out and an Interim Certificate will be issued to a ship which
Statement of Compliance has not been issued as we have obtained authorization related to the
issuance of the Interim Certificate by Panama Maritime Authority. In cases where BWMP has
already been approved by the Panama Maritime Authority, please keep BWMP with "BWMP
Statement of Fact" issued by the Panama Maritime Authority on board.
As for the implementation of initial survey, please refer to ClassNK Technical Information
No.TEC-1086.
(To be continued)

NOTES:

 ClassNK Technical Information is provided only for the purpose of supplying current information to its readers.
 ClassNK, its officers, employees and agents or sub-contractors do not warrant the accuracy of the information contained
herein and are not liable for any loss, damage or expense sustained whatsoever by any person caused by use of or
reliance on this information.
 Back numbers are available on ClassNK Internet Homepage (URL: www.classnk.or.jp).
 ClassNK Technical Information No. TEC-1104

3. International Ballast Water Management Certificate (IBWM Certificate)

Full Term IBWM Certificate will be issued by the Panama Maritime Authority as an electronic
certificate after receiving the following documents as proof of initial survey through the electronic
system (http://certificates.amp.gob.pa/certificates) from 15 March 2017.
(1) Interim Certificate or Statement of Compliance
(2) Survey Report (Record for Initial Survey of Ballast Water Management (Form: Form
BWM-G));
(3) BWMP (one of the followings)
(i) BWMP approval
(ii) "BWMP Statement of Fact" issued by Panama Maritime Authority
(iii) A copy of the approved BWMP, if BWMP has been approved by Recognized
Organizations as mentioned the above (1.(2))
In cases where the ships have Statement of Compliance and BWMP as mentioned the above
(3.(3)), ship-owners and ship-operators can apply for an issuance of Full Term IBWM
Certificate without any survey.

4. id
IBWM Certificate issued by Panama Maritime Authority
Periodical surveys are required by the BWM Convention. Therefore, please print the electronic
certificate and keep on board for the endorsement at annual survey and intermediate survey. Also,
please send a scanned copy to ClassNK Classification Department ([email protected]) for
confirmation of the survey schedule and the expiry date of IBWM Certificate, after receiving a
IBWM Certificate from the Panama Maritime Authority.
Vo
For further details, please refer to the attached Merchant Marine Circular MMC-345.

For any questions about the above, please contact:

[For questions on BWMP]

NIPPON KAIJI KYOKAI (ClassNK)
Machinery Department, Administration Center Annex, Head Office
Address: 3-3 Kioi-cho, Chiyoda-ku, Tokyo 102-0094, Japan
Tel.: +81-3-5226-2022 / 2023
Fax: +81-3-5226-2024
E-mail: [email protected]

[For questions on IBWM Certificate]

Classification Department, Information Center, Head Office
Address: 1-8-5 Ohnodai, Midori-ku, Chiba 267-0056, Japan
Tel.: +81-43-294-5784
Fax: +81-43-294-5449
E-mail: [email protected]

Attachment:
1. Merchant Marine Circular MMC-345

2
Attachment 1. to
ClassNK Technical Information No. TEC-1104

PanCanal Building
PANAMA MARITIME AUTHORITY Albrook, Panama City
Republic of Panama
MERCHANT MARINE CIRCULAR MMC-345 Tel: (507) 501-5355
[email protected]

To: Ship-owners/operators, Legal Representatives of Panamanian Flagged Vessels,

Panamanian Merchant Marine Consulates and Recognized Organizations (ROs).

Subject: Ballast Water Management Convention 2004, Panama Policy.

Reference: a) Law No.41 of 12 September 2016 adopting International Convention for the
Control and Management of Ships' Ballast Water and Sediments, 2004;
b) BWM.2/Circ.46 - Application of the BWM Convention to Mobile Offshore Units;
c) BWM.2/Circ.52 - Guidance on entry or re-entry of ships into exclusive operation
within waters under the jurisdiction of a single Party;

1. PURPOSE
id
d) BWM.2/Circ.40 - Issuance of Ballast Water Management Certificates prior to
entry into force of the BWM Convention and Ballast Water Management Plans
approved according to resolution A.868(20).
Vo
1.1 The purpose of this Merchant Marine Circular is to inform that the Republic of Panama submitted to
the Secretary General of the International Maritime Organization, the accession of the Ballast Water
Management Convention 2004, on 19 October 2016; and that the Convention will enter into force on
8 September 2017.

1.2 Furthermore, it provides guidance and instructions to ensure compliance with the Ballast Water
Management Convention 2004 and IMO Assembly resolution A.1088(28), adopted by the Republic
of Panama by Law No. 41 of 12 September 2016.

2. APPLICABILITY

2.1 In accordance with definition of a ship in Article 1.12, the Ballast Water Management Convention
will apply to vessels of any type including submersibles, floating craft, floating platforms, FSUs
and FPSOs.

2.2 Once the Ballast Water Management Convention has entered into force all Panamanian flagged
ships with dedicated ballast water tanks or spaces, shall comply with the following requirements:

Prepared by: Lawyer Revised by: Compliance and Enforcement Deputy Chief Approved by: Compliance and Enforcement Chief
Control N°: F-RIN-04-01 Versión: 06 Date: August 1, 2016 Page 1 of 5
 a) Ballast Water Management Plan
approved by this Administration.
b) Ballast Water Record Book

2.3 Panamanian flagged ships of 400 gross tonnage (GT) and above, shall carry on board:

a) International Ballast Water Management Certificate (IBWM Certificate), (excluding

floating platforms, FSUs and FPSOs at the location of operation)
b) Ballast Water Management Plan (BWMP) approved by this Administration, and
c) Ballast Water Record Book

2.4 As per IMO documents related to the implementation of the Convention BWM.2/Circ.46 -
Application of the BWM Convention to Mobile Offshore Units and BWM.2/Circ.52 - Guidance on
entry or re-entry of ships into exclusive operation within waters under the jurisdiction of a single
Party, Mobile offshore units including Mobile Offshore Drilling Units should be surveyed and issued
with an International Ballast Water Management Certificate, according to regulations E-1 and E-2 of
the Convention, as applicable.

3.

id
BALLAST WATER MANAGEMENT SYSTEMS (BWMS)

3.1 The Ballast Water Management Systems Type approved by other Administrations will be accepted
on ships under Panama flag, provided it’s been approved in accordance with the Guidelines on the
Type Approval process for BWMS (Resolution MEPC.174(58) or Resolution MEPC.279(70) as
applicable). Manufacturers interested to obtain approval for their Ballast Water Management System
(BWMS) by the Panama Maritime Authority may request a Recognition Certificate for the Ballast
Vo
Water Management System (BWMS) through a legal representative located in Panama. This request
is voluntary, and should be submitted to General Directorate of Merchant Marine with the following
documents:

 The list of system equipment limitations, if applicable;

 Certificate of type approval from other Administration;
 Additional supporting document, such as type approvals issued by Classification Societies;
 Test results carried out by the other Administration and/or Classification Society, and
 Official Payment Receipt for USD $2,000.00

3.2 Recognized Organizations (R.O.) should conduct an additional survey during sea trials of a Ballast
Water Management System (BWMS) to confirm the operation and efficacy of the system.

3.3 Ships involved in voyages that include ports in the United Stated or its jurisdictional waters, shall be
fitted with Ballast Water Management Systems accepted by the United State Coast Guard (USCG)
according to the timeline set by that Administration.

Prepared by: Lawyer Revised by: Compliance and Enforcement Deputy Chief Approved by: Compliance and Enforcement Chief
Control N°: F-RIN-04-01 Versión: 06 Date: August 1, 2016 Page 2 of 5
4. BALLAST WATER MANAGEMENT PLAN (BWMP)

4.1 BWMP will be evaluated, revised and approved by Segumar Panama, in accordance with the
requirement of Regulation B-1 of the Ballast Water Management Convention; the BWMP should
take into account IMO Resolution MEPC.127 (53) - Guidelines for ballast water management and
development of ballast water management plans (G4).

4.2 To apply for the approval, ship-owners and ship-operators should access the following link:
http://certificates.amp.gob.pa/certificates, from March 15, 2017. The link will allow users to upload
the Ship’s BWMP.

4.3 The BWMP will be approved electronically and electronic copy should be placed on board, and
available for inspection at all times.

4.4 From March 15, 2017, this Administration will issue an electronic BWMP Statement of Fact to the
Company, valid for three (3) months, upon receipt of the BWMP for review and approval.

4.5 Ships not fitted with a BWMS or ships fitted with a BWMS which has been subject to modification
should review and update their BWMP upon installation or modification. In these cases BWMP

id
should be submitted to the Administration for re-approval in accordance with paragraph 4.2 of this
circular.

4.6 Ballast Water Management Plans, previously approved in accordance with Resolution A.868(20),
will remain valid until the plan requires revision due to the installation of a BWMS.

4.7 Payments for BWMP approval can be made through wire transfer, bank details can be requested to
Vo
the following email addresses [email protected]; [email protected]; or full payment
can be made to the Merchant Marine Qualified Consulates.

4.8 The fees set for the approval of a BWMP is as follows:

4.8.1 First time Evaluation or significant amendments (Ej. Procedures, Calculations,

Equipment change’s or replacement.) USD 1,500.00.

4.8.2 Amendments due to ship’s name change, call sign, gross tonnage, etc., USD 500.00.

5. INTERNATIONAL BALLAST WATER MANAGEMENT CERTIFICATE (IBWMC)

5.1 Ships of 400 gross tonnage subject to the surveys required by the Convention (Regulation E-1) shall
be issued after satisfactory completion, with the corresponding IBWMC (Regulation E-2).

Prepared by: Lawyer Revised by: Compliance and Enforcement Deputy Chief Approved by: Compliance and Enforcement Chief
Control N°: F-RIN-04-01 Versión: 06 Date: August 1, 2016 Page 3 of 5
5.2 Recognized Organizations authorized to perform such surveys shall issue a Short term or Provisional
International Ballast Water Management Certificate valid for a period of maximum five (5) months,
after satisfactory completion of the correspondent initial or renewal survey.

5.3 Initial Survey (in connection with Certificates issued for the first time), may be performed prior the
entry into force of the Convention, and Provisional Certificates can be issued by the approved
Recognized Organizations, to be valid from the date of entry into force of the Convention and valid
for a period of maximum five (5) months.

5.4 The ship’s survey to issue the IBWMC for the first time is allowed to be carried out in conjunction
with the annual survey of the statutory certificates.

5.5 Application for full term Certificate IBWMC should be made through the following link:
http://certificates.amp.gob.pa/certificates, from March 15, 2017.

5.6 The IBWMC will be issued as an electronic certificate that can be printed by the user when needed.

5.7 The Full term International Ballast Water Management Certificate (IBWMC) will be issued by
Segumar Offices (including branch offices) after receiving through the electronic system, copy of the
following documents:

Recognized Organization;
5.7.2 Survey Report; and
5.7.3 BWMP approval*
id
5.7.1 Short term or Provisional Certificate or Statement of Compliance issued by the
Vo
*At this stage, plan should be approved by Segumar Panama Office, therefore approval copy or the
correspondent Statement of Fact issued by this Administration, should be available in our records.

5.8 The fee for the issuance of the IBWMC is USD 300.00.

6. APPLICATIONS FOR RECOGNITION

6.1 Recognized Organizations interested in conducting surveys and issuing Short term or Provisional
certificates in accordance with the BWM Convention, should apply directly to the Merchant Marine
General Directorate.

6.2 The Recognized Organizations interested to obtain authorization from this Administration should
apply directly to the Merchant Marine General Directorate, according to Resolution JD 019-2005
article tenth.

6.3 The issuance of short term or Provisional certificates by the Recognized Organizations does not
require the payment of additional fees.

Prepared by: Lawyer Revised by: Compliance and Enforcement Deputy Chief Approved by: Compliance and Enforcement Chief
Control N°: F-RIN-04-01 Versión: 06 Date: August 1, 2016 Page 4 of 5
6.4 Endorsement of corresponding Annual or Intermediate Surveys shall be carried out by the
Recognized Organization duly approved to do so, after satisfactory completion of the same, as it is
required by the Convention (Regulation E-1)

6.5 Annual and Intermediate endorsements of the IBWMC by the Recognized Organizations are subject
to the fees indicated in our Resolution J.D. 002-2010 dated February 3, dated 2010.

7. SPECIAL CONSIDERATIONS

7.1 This Administration, taking into account IMO Assembly Resolution A.1088(28), will authorize, on a
case by case basis, the de-harmonization of the IOPP Certificate, please refer to our Merchant
Marine Circular No.342.

7.2 A Statement of Compliance issued by Recognized Organizations at their own behalf and issued
before the entry into force of the BWM Convention will be accepted by this Administration until the
date of entry into force of the Convention; when it shall be replaced by the corresponding
Provisional IBWM Certificate valid for five (5) months or by the correspondent International Ballast
Water Management Certificate (IBWMC) issued by the Administration.

id
7.3 Provisional Certificates are allowed to be issued by the Recognized Organization based on the
inspection carried out previously for the issuance of the Statement of Compliance, provided that the
inspection has been carried out in accordance with the requirements of the Convention (Regulation
E-1.1.1).

February, 2017.
Vo
Inquiries concerning the subject of this Circular or any request should be directed to:
SEGUMAR-Panama
Directorate General of Merchant Marine
Panama Maritime Authority
Phone: (507) 501-5131 / 5090
E-mail: [email protected] for Certificates, or
[email protected] for Plan Approval.

Prepared by: Lawyer Revised by: Compliance and Enforcement Deputy Chief Approved by: Compliance and Enforcement Chief
Control N°: F-RIN-04-01 Versión: 06 Date: August 1, 2016 Page 5 of 5